Create successful ePaper yourself
Turn your PDF publications into a flip-book with our unique Google optimized e-Paper software.
BASIC Details<br />
https://www.nfa.futures.org/basicnet/Details.aspx?entityid=UUe8ySPbas...<br />
1 of 2 2/26/2014 3:08 PM<br />
Step 3<br />
News Center Swaps Information Information for DCMs and SEFs NFA Manual File a Complaint Careers at NFA<br />
Details<br />
BRIAN RICHARD SCHAD NFA ID: 0269882<br />
Current Status<br />
• ALSO SEE NFA ID 0276711<br />
SCHAD COMMODITY FUTURES & OPTIONS TRADING CORPORATION<br />
• NFA ASSOCIATE MEMBER PENDING<br />
• ASSOCIATED PERSON REGISTERED<br />
• PRINCIPAL APPROVED<br />
Regulatory Actions<br />
Agency<br />
Number<br />
NFA 0<br />
CFTC 0<br />
Exchanges 0<br />
details...<br />
NFA Arbitration Decisions<br />
Role<br />
Number<br />
Claimant 0<br />
Respondent 0<br />
details...<br />
CFTC Reparations Cases<br />
Total 0<br />
details...<br />
Formerly Known As<br />
No other names<br />
Security Futures Proficiency Training<br />
No proficiency information available<br />
Doing Business As<br />
No other names<br />
History<br />
Status<br />
• ALSO SEE NFA ID 0276711<br />
Effective Date<br />
ATLAS FUTURES INC<br />
• ASSOCIATED PERSON WITHDRAWN 01/09/1997<br />
• NFA ASSOCIATE MEMBER WITHDRAWN 01/09/1997<br />
• ASSOCIATED PERSON REGISTERED 05/06/1996<br />
• NFA ASSOCIATE MEMBER APPROVED 05/06/1996<br />
• ASSOCIATED PERSON PENDING 02/27/1996<br />
• NFA ASSOCIATE MEMBER PENDING 02/27/1996<br />
OPPORTUNITIES IN OPTIONS<br />
• ASSOCIATED PERSON WITHDRAWN 01/09/1997<br />
• NFA ASSOCIATE MEMBER WITHDRAWN 01/09/1997<br />
• ASSOCIATED PERSON REGISTERED 05/06/1996<br />
• NFA ASSOCIATE MEMBER APPROVED 05/06/1996<br />
• PRINCIPAL PENDING STATUS WITHDRAWN 03/21/1996<br />
• ASSOCIATED PERSON PENDING 03/13/1996<br />
• NFA ASSOCIATE MEMBER PENDING 03/13/1996<br />
• PRINCIPAL PENDING 02/27/1996<br />
SCHAD BRIAN RICHARD<br />
• PRINCIPAL WITHDRAWN 04/04/2003<br />
• PRINCIPAL APPROVED 01/30/1997<br />
• PRINCIPAL PENDING 01/21/1997<br />
SCHAD COMMODITY FUT & OPTS TRDG CORP<br />
• ASSOCIATED PERSON WITHDRAWN 12/22/2000<br />
• NFA ASSOCIATE MEMBER WITHDRAWN 12/22/2000<br />
• PRINCIPAL WITHDRAWN 12/22/2000
Change language