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1 of 1 2/26/2014 3:07 PM<br />
BASIC Details<br />
Step 3<br />
https://www.nfa.futures.org/BasicNet/Details.aspx?entityid=uJ3hUu9eF7s=<br />
News Center Swaps Information Information for DCMs and SEFs NFA Manual File a Complaint Careers at NFA<br />
Details<br />
SCHAD COMMODITY FUTURES & OPTIONS TRADING CORPORATION NFA ID: 0382675<br />
Current Status<br />
• NFA MEMBER PENDING<br />
• COMMODITY TRADING ADVISOR REGISTERED<br />
Exemptions<br />
Click the link below to view exemptions for this firm<br />
View Exemptions<br />
Regulatory Actions<br />
Agency<br />
Number<br />
NFA 0<br />
CFTC 0<br />
Exchanges 0<br />
details...<br />
NFA Arbitration Decisions<br />
Role<br />
Number<br />
Claimant 0<br />
Respondent 0<br />
details...<br />
CFTC Reparations Cases<br />
Total 0<br />
details...<br />
Formerly Known As<br />
No other names<br />
Business Address<br />
Doing Business As<br />
No other names<br />
Listed Principals<br />
Listed Principal Name<br />
Title<br />
10% or More<br />
Financial Interest<br />
BRIAN RICHARD SCHAD PRESIDENT YES<br />
History<br />
Status<br />
Effective Date<br />
• INTRODUCING BROKER PENDING STATUS WITHDRAWN 01/19/2014<br />
• INTRODUCING BROKER PENDING 04/26/2013<br />
• NFA MEMBER PENDING 04/26/2013<br />
• NFA MEMBER WITHDRAWN 02/01/2013<br />
• NFA MEMBER APPROVED 12/21/2010<br />
• NFA MEMBER PENDING 12/03/2010<br />
• NFA MEMBER WITHDRAWN 10/05/2008<br />
• NFA MEMBER APPROVED 10/16/2007<br />
• COMMODITY TRADING ADVISOR REGISTERED 10/16/2007<br />
• NFA MEMBER PENDING 05/16/2007<br />
• COMMODITY TRADING ADVISOR PENDING 05/09/2007<br />
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