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9_Law and State_Volume 17

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Underdevelopment, Dcpcndcncia, <strong>and</strong> Modernization Theory 47<br />

mistic ray of hope for a development which would be as autonomous as<br />

possible, but instead was considered an element which functionally complemented<br />

the so-called “traditional sectors” within the process of the underdevelopment<br />

of a society dependent upon the western industrial metropolises.<br />

The interaction of traditional oligarchies <strong>and</strong> new middle classes<br />

as client classes of the western industrial states was conceived as a manifestation<br />

of how dependencia had been internalized. Underdevelopment<br />

<strong>and</strong> development were understood as necessary <strong>and</strong> as structurally allied<br />

opposite poles within the scope of a world-wide process, namely the formation<br />

<strong>and</strong> further evolution of western industrial capitalism under the<br />

conditions of establishing <strong>and</strong> entrenching underdevelopment in the socalled<br />

developing countries1.<br />

Two observations appear to vindicate this radical rejection of previous<br />

notions about development.<br />

1. Modernization, understood as industrialization, appeared in the mid-<br />

1960’s to have entered into a fatal dead-end street. Industrialization via<br />

the road of import substitution had not reduced dependency. National<br />

industrialization policies had not been able to halt penetration by multinational<br />

concerns, but on the contrary promoted it. Foreign investors remained<br />

in leading positions in the national industrialization process. Inequality<br />

of income distribution, the problem of marginalization <strong>and</strong> unemployment<br />

had grown even further.<br />

2. The middle classes, the beneficaries hitherto of industrialization<br />

strategy “hacia adentro”, again turned their backs on the lower classes<br />

about this time <strong>and</strong>, fearing revolutionary changes <strong>and</strong> a revolution from<br />

below”, entered into a coalition with the traditional dominant classes of<br />

Latin American societies. In many states in Latin America the military s<br />

accession to power put paid to aspirations of political democratization ,<br />

aspirations which had been nourished by the expectation, as expressed in<br />

modernization theory, that industrialization necessarily presupposed <strong>and</strong><br />

would be accompanied by developments toward a democratic society. If<br />

one were inclined to ideological simplification, one could express the<br />

“suspicion” that the dependencia theories, which arose as an answer <strong>and</strong><br />

reaction to these theories, were propounded by Latin American social<br />

scientists who, wanting to compensate for their disappointment at the<br />

failure of the classes from which they originated, radically called into<br />

question their hitherto accepted roles <strong>and</strong> functions, as well as the basis of<br />

their thought <strong>and</strong> action previously recognized as valid. Thus ^ they<br />

also ultimately exonerated themselves from guilt <strong>and</strong> responsibility“. To<br />

be sure, it must be emphatically noted that this thoroughly underst<strong>and</strong>able<br />

disillusionment at the failure of developmental strategies, which

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