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atw - International Journal for Nuclear Power | 06/07.2020

Description Ever since its first issue in 1956, the atw – International Journal for Nuclear Power has been a publisher of specialist articles, background reports, interviews and news about developments and trends from all important sectors of nuclear energy, nuclear technology and the energy industry. Internationally current and competent, the professional journal atw is a valuable source of information. www.nucmag.com

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Ever since its first issue in 1956, the atw – International Journal for Nuclear Power has been a publisher of specialist articles, background reports, interviews and news about developments and trends from all important sectors of nuclear energy, nuclear technology and the energy industry. Internationally current and competent, the professional journal atw is a valuable source of information.

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nucmag.com<br />

2020<br />

6/7<br />

ISSN · 1431-5254<br />

23.55 €<br />

Deep Geological Radioactive<br />

and Chemical<br />

Waste Disposal:<br />

Where We Stand and<br />

Where We Go<br />

How Final Disposal Can Work<br />

What has Happened<br />

to the U.S. <strong>Nuclear</strong> Waste<br />

Disposal Program?


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<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

Cyber Security and <strong>Nuclear</strong> <strong>Power</strong><br />

Malware is as old as the development of technical systems themselves. While malware was still “physically tangible”<br />

in “real” tangible systems, such as gears or engines, like “sugar in the gas tank” or “cutting in the gearbox”, it has<br />

developed further with digital technology in the computer sector, rather invisibly, virtually, and very rapidly. Around<br />

the almost all-encompassing topic of digitalization, malware is ultimately a digital code that influences computer<br />

systems or digital systems themselves, directly or indirectly modifying them and mostly damaging. Only in the early<br />

days was the creation of viruses a more or less sporting challenge <strong>for</strong> the sake of honour in the “Hall of Fame”.<br />

The beginnings of malware go back to the year 1949.<br />

Only 11 years earlier Konrad Zuse had completed his Zuse<br />

Z1, a freely programmable mechanical calculator. Due to<br />

manufacturing problems, however, it was never functional.<br />

In 1941 Zuse succeeded in putting the first computer in the<br />

world into operation with his Z3. The decisive factor was<br />

the Z3’s ability to execute arbitrary algorithms, i.e. the<br />

possibility of free programming was given. However, the<br />

malware of 1949 was initially only a theoretical consideration<br />

<strong>for</strong> self-reproducing computer programs. In the following<br />

years, the subject of computer viruses accompanied<br />

computer developments more or less theoretically.<br />

In 1971 the first self-replicating experimental program,<br />

the first virus, called “Creeper” was activated on a DEC<br />

PDP-10 under the TENEX operating system. Creeper was<br />

able to replicate itself on other DEC machines via the<br />

ARPANET, a predecessor of today’s “Internet”, but did not<br />

damage them, but indicated its infection with the words<br />

“I’m the creeper, catch me if you can”. An answer to<br />

Creeper was also given by the same programmer: Reaper<br />

also moved independently in the ARPANET and destroyed<br />

Creeper.<br />

Today the number of computer viruses and other<br />

malware is estimated to be about 900 million types, a considerable<br />

number when compared to the approximately<br />

5.3 billion Internet users worldwide, who also use more<br />

than one end device on average. It is not possible to provide<br />

an exact or even approximately reliable estimate of the<br />

damage caused by malware, the cost of defending against<br />

it, or the payment of “ransoms” <strong>for</strong> data encrypted by<br />

malware, as the grey area of unreported incidents is said to<br />

be extensive. A survey of Internet users carried out <strong>for</strong><br />

Germany by the industry association BITKOM in February<br />

2020 shows a frightening picture <strong>for</strong> malware: 46 % of<br />

the 1004 respondents have had experience with malware<br />

in the previous 12 months, mostly via e-mails or via<br />

appropriately prepared websites. Another statistic shows<br />

that on average 13 out of 1000 e-mails are prepared<br />

with malware. It is pleasing that the majority of the<br />

respondents, 78 %, see the responsibility in terms of data<br />

security primarily as being with the individual user<br />

himself. Thus, with 85 % coverage <strong>for</strong> virus protection and<br />

70 % <strong>for</strong> firewalls, the precautions taken are already<br />

considerable. Un<strong>for</strong>tunately, the remaining proportion of<br />

computers on the Internet is sufficient to pass on computer<br />

virus infections. In addition to the risk of malware attacks<br />

from private or professional use of computers, there is also<br />

a risk of malware attacks <strong>for</strong> industrial digital systems.<br />

One of the more publicly known malware is the<br />

Stuxnet computer worm. This was developed specifically<br />

to sabotage Iran’s nuclear program. Stuxnet was able<br />

to manipulate programmable logic controllers (PLCs) <strong>for</strong><br />

uranium enrichment ultracentrifuges and to damage<br />

them mechanically through faulty control systems. The<br />

basis <strong>for</strong> the spread was the initial infection of a computer<br />

with the Windows® operating system via a USB stick – the<br />

developers assumed that the digital technology in focus<br />

works as an isolated system – and the subsequent spread to<br />

the PLCs in the local network. Stuxnet has thus made it<br />

clear how sensitive it is to act even with isolated networks<br />

or even singular systems. Any “contact” with the outside<br />

world carries potential risks.<br />

Due to the special and particularly high importance of<br />

the topic of safety in the nuclear industry, the topic of cyber<br />

security is also one of high priority and early measures are<br />

taken. In principle, the safety-critical systems and safety<br />

systems in nuclear facilities are “island facilities”. They<br />

neither have a direct connection to the Internet nor are they<br />

connected to other internal systems or networks in order to<br />

exclude possible backdoors from the outset – they are<br />

“ air-gapped” computers or networks that, if possible, even<br />

have no hardware network interfaces in order to exclude<br />

entry points <strong>for</strong> malware at this level. The hardwired<br />

instrumentation and control and security control<br />

technology still present in many nuclear facilities does not<br />

have such vulnerabilities. This experience is currently<br />

being used to drive <strong>for</strong>ward projects <strong>for</strong> Small and Medium<br />

Sized Reactors (SMR) based on Field Programable Gate<br />

Arrays. This technology dispenses with software-based and<br />

thus malware-critical micro processors.<br />

Furthermore, the staggered security concept <strong>for</strong><br />

nuclear power plants, designed and implemented <strong>for</strong> a<br />

large number of possible or postulated cases of impact on<br />

plant and plant security, also guarantees the security and<br />

protection of people and the environment in conceivable<br />

cyber attack scenarios.<br />

In addition, as mentioned at the beginning, the human<br />

factor is an important factor in cyber protection. The<br />

sensitive handling of all types of data carriers, i.e. potential<br />

carriers of malware, precise instructions <strong>for</strong> handling<br />

hardware and software, intensive and careful training and<br />

constant sensitization to the topic of cyber security and<br />

measures to avoid risks are just as much a part of this as<br />

continuous programs <strong>for</strong> testing and optimizing the<br />

robustness of all measures per se – both on the hardware<br />

and software side and the soft skills of employees.<br />

Cyber security is an issue <strong>for</strong> nuclear energy, but it is also<br />

protected against cyber attacks by the many measures<br />

taken.<br />

Christopher Weßelmann<br />

– Editor in Chief –<br />

303<br />

EDITORIAL<br />

Editorial<br />

Cyber Security and <strong>Nuclear</strong> <strong>Power</strong>


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

304<br />

EDITORIAL<br />

Cyber-Security in der Kernenergie<br />

Malware ist so alt wie die Entwicklung von technischen Systemen an sich. War bei „echten“ greifbaren Systemen, wie<br />

zum Beispiel Getrieben oder Motoren, die Malware noch „physisch greifbar“, so „Zucker im Benzintank“ oder „Späne<br />

im Getriebe“, entwickelte sich diese mit der Digitaltechnik im Computersektor eher unsichtbar, virtuell weiter, und dies<br />

sehr rasant. Rund um das fast allumfassende Thema der Digitalisierung ist Malware letztendlich ein digitaler Code,<br />

der Computersysteme oder auch digitale Systeme an sich beeinflusst, direkt oder indirekt verändernd und meist<br />

schädigend. Nur in den Frühzeiten war das Kreieren von Viren eine mehr oder minder sportliche Heraus<strong>for</strong>derung um<br />

der Ehre in der „Hall of Fame“ willen.<br />

Die Anfänge der Malware reichen dabei in das Jahr 1949<br />

zurück. Erst 11 Jahre vorher hatte Konrad Zuse seinen Zuse<br />

Z1 fertiggestellt, einen frei programmierbaren mechanischen<br />

Rechner. Aufgrund von Fertigungsproblemen war dieser<br />

allerdings nie funktionstüchtig. 1941 gelang es Zuse dann,<br />

mit seinem Z3 den ersten Computer der Welt in Betrieb zu<br />

nehmen. Entscheidend war die Eigenschaft des Z3, beliebige<br />

Algorithmen auszuführen, also die Möglichkeit einer freien<br />

Programmierung war gegeben. Die Malware des Jahres<br />

1949 war aber vorerst nur eine theoretische Überlegung<br />

für sich selbst reproduzierende Computer programme. Das<br />

Thema Computervirus begleitete in den Folgejahren die<br />

Computerentwicklungen ebenso theoretisch.<br />

Im Jahr 1971 wurde das erste sich selbst replizierende<br />

experimentelle Programm, der erste Virus, mit dem<br />

Namen „Creeper“ auf einer DEC PDP-10 unter dem TENEX<br />

Betriebssystem aktiviert. Creeper konnte sich über das<br />

ARPANET, einem Vorgänger des heutigen „Internet“, auf<br />

weiteren DEC-Maschinen replizieren, schädigte diese<br />

allerdings nicht, sondern zeigte seine Infizierung mit den<br />

Worten „I´m the creeper, catch me if you can“ an. Eine<br />

Antwort auf Creeper gab es vom selben Programmierer<br />

auch: Reaper bewegte sich ebenfalls selbstständig im<br />

ARPANET und zerstörte Creeper.<br />

Heute wird die Zahl von Computerviren und anderer<br />

Malware auf etwa 900 Millionen Typen geschätzt, eine<br />

beachtliche Zahl, stellt man dieser die rund 5,3 Milliarden<br />

Internetnutzer weltweit gegenüber, die zudem im Schnitt<br />

mehr als ein Endgerät nutzen. Eine genaue oder auch nur<br />

annähernd verlässliche Bezifferung für die durch Malware<br />

verursachten Schäden, den Aufwand für deren Abwehr<br />

oder Zahlungen von „Lösegeldern“ für durch Malware<br />

ver schlüsselte Daten, ist nicht möglich, da die Grauzone<br />

nicht gemeldeter Vorfälle beträchtlich sein soll. Eine<br />

für Deutschland durchgeführte Umfrage des Branchenverbandes<br />

BITKOM aus dem Februar 2020 unter Internetnutzern<br />

zeigt für Schadware ein erschreckendes Bild: 46 %<br />

der 1004 Befragten haben in den vorangegangenen<br />

12 Monaten Erfahrungen mit Schadprogrammen gemacht,<br />

meist über E-Mails oder über entsprechend präparierte<br />

Webseiten. Eine weitere Statistik weist aus, dass im Schnitt<br />

13 von 1000 E-Mails mit Malware präpariert sind.<br />

Erfreulich ist, dass der überwiegende Teil der Befragten,<br />

78 %, die Verantwortung in Sachen Datensicherheit<br />

originär beim einzelnen User selbst sehen. So wird mit<br />

85 % Abdeckung beim Virenschutz und 70 % bei der<br />

Firewall eine schon beachtliche Vorsorge getroffen. Leider<br />

ist der verbleibende Anteil der Rechner im Internet ausreichend,<br />

um Computervirus-Infizierungen weiter zu<br />

geben. Über den privaten oder beruflichen Umgang mit<br />

Computern hinaus, besteht aber auch für industrielle<br />

digitale Systeme das Risiko von Malwareangriffen.<br />

Eine öffentlich bekanntere Malware ist der Stuxnet<br />

Computer-Wurm. Dieser wurde gezielt entwickelt, um das<br />

Atomprogramm des Iran zu sabotieren. Stuxnet war in der<br />

Lage, speicherprogrammierbare Steuerungen (SPS) für<br />

Urananreicherungs-Ultrazentrifugen zu manipulieren und<br />

diese durch Fehlsteuerungen mechanisch zu schädigen.<br />

Grundlage für die Verbreitung war die Erstinfektion eines<br />

Computers mit dem Windows®-Betriebssystem über einen<br />

USB-Stick – die Entwickler sind davon ausgegangen, dass<br />

die im Fokus stehende Digitaltechnik als isoliertes System<br />

arbeitet – und die folgende Verbreitung bis hin zu den SPS<br />

im lokalen Netz. Stuxnet hat damit deutlich gemacht, wie<br />

sensibel auch mit isolierten Netzwerken oder sogar<br />

singulären Systemen zu agieren ist. Jeglicher „Kontakt“<br />

mit der Außenwelt birgt potenzielle Risiken.<br />

Aufgrund des besonderen und besonders hohen Stellenwerts<br />

des Themas Sicherheit in der kerntechnischen<br />

Industrie, ist auch das Thema Cybersicherheit eines mit<br />

hohem Stellenwert und schon frühzeitigen Maßnahmen.<br />

Grundsätzlich sind die sicherheitskritischen Systeme und<br />

Sicherheitssysteme in kerntechnischen Anlagen „Inseleinrichtungen“.<br />

Sie besitzen weder eine direkte Verbindung<br />

mit dem Internet, noch sind sie mit anderen internen<br />

Systemen bzw. Netzwerken verbunden, um mögliche<br />

Hintertüren von vornherein auszuschließen – es sind<br />

„ air-gapped“ Computer oder Netzwerke, die möglichst<br />

sogar keine Hardware-Netzwerkschnittstellen besitzen, um<br />

Einfallstore für Malware auf dieser Ebene auszuschließen.<br />

Die noch in vielen kerntechnischen Anlagen vorhandene<br />

fest verdrahtete Leit- und Regel- sowie Sicherheitsleittechnik<br />

besitzt solche Anfälligkeiten nicht. Mit dieser<br />

Erfahrung werden aktuell unter anderem Projekte für<br />

Small and Medium Sized Reactors (SMR) vorangetrieben,<br />

die auf Field Programable Gate Arrays aufbauen. Diese<br />

Technologie verzichtet auf die Software-basierten und<br />

damit Malware-kritischen Mikroprozessoren.<br />

Des Weiteren gewährleistet bei Kernkraftwerken das<br />

gestaffelte Sicherheitskonzept, ausgelegt und umgesetzt<br />

für eine Vielzahl möglicher bzw. postulierter Fälle von<br />

Einwirkungen auf Anlage und Anlagensicherheit, auch die<br />

Sicherheit und den Schutz von Mensch und Umwelt bei<br />

denkbaren Cyberangriffsszenarien.<br />

Darüber hinaus ist, wie eingangs angemerkt, der Faktor<br />

Mensch ein wichtiger beim Cyberschutz. Der sensible<br />

Umgang mit jeglicher Art von Datenträgern, also potenziellen<br />

Trägern von Malware, exakte Handlungs anweisungen<br />

zum Umgang mit Hard- und Software, eine intensive und<br />

sorgfältige Ausbildung und ständige Sensibilisierung für das<br />

Thema Cybersicherheit sowie Maßnahmen zur Vermeidung<br />

von Risiken gehören ebenso dazu wie kontinuierliche<br />

Programme zur Prüfung und Optimierung der Robustheit<br />

aller Maßnahmen an sich – sowohl auf der Seite von Hardware,<br />

Software als auch der Soft-Skills der Beschäftigten.<br />

Cybersicherheit ist ein Thema für die Kernenergie, sie ist<br />

aber auch mit den vielfältigen Maßnahmen geschützt vor<br />

Cyberattacken.<br />

Christopher Weßelmann<br />

– Chefredakteur –<br />

Editorial<br />

Cyber Security and <strong>Nuclear</strong> <strong>Power</strong>


Kommunikation und<br />

Training für Kerntechnik<br />

Suchen Sie die passende Weiter bildungs maßnahme im Bereich Kerntechnik?<br />

Wählen Sie aus folgenden Themen: Dozent/in Termin/e Ort<br />

3 Atom-, Vertrags- und Exportrecht<br />

Atomrecht – Das Recht der radioaktiven Reststoffe und Abfälle RA Dr. Christian Raetzke 20.10.2020 Berlin<br />

Export kerntechnischer Produkte und Dienstleistungen –<br />

Chanchen und Regularien<br />

Atomrecht – Was Sie wissen müssen<br />

Atomrecht – Ihr Weg durch Genehmigungs- und<br />

Aufsichtsverfahren<br />

RA Kay Höft M.A. (BWL) 04.11.2020 Berlin<br />

RA Dr. Christian Raetzke<br />

Akos Frank LL. M.<br />

11.11.2020 Berlin<br />

RA Dr. Christian Raetzke 20.01.2021 Berlin<br />

3 Kommunikation und Politik<br />

Public Hearing Workshop –<br />

Öffentliche Anhörungen erfolgreich meistern<br />

Dr. Nikolai A. Behr 10.11. - 11.11.2020 Berlin<br />

3 Rückbau und Strahlenschutz<br />

In Kooperation mit dem TÜV SÜD Energietechnik GmbH Baden-Württemberg:<br />

3 <strong>Nuclear</strong> English<br />

Stilllegung und Rückbau in Recht und Praxis<br />

Das Strahlenschutzrecht und<br />

seine praktische Umsetzung<br />

Dr. Stefan Kirsch<br />

RA Dr. Christian Raetzke<br />

Dr. Maria Poetsch<br />

RA Dr. Christian Raetzke<br />

23.09. - 24.09.2020 Berlin<br />

29.10. - 30.10.2020 Berlin<br />

English <strong>for</strong> the <strong>Nuclear</strong> Industry Angela Lloyd 07.10. - 08.10.2020 Berlin<br />

3 Wissenstransfer und Veränderungsmanagement<br />

Erfolgreicher Wissenstransfer in der Kerntechnik –<br />

Methoden und praktische Anwendung<br />

Veränderungsprozesse gestalten –<br />

Heraus<strong>for</strong>derungen meistern, Beteiligte gewinnen<br />

Dr. Tanja-Vera Herking<br />

Dr. Christien Zedler<br />

Dr. Tanja-Vera Herking<br />

Dr. Christien Zedler<br />

05.10. - <strong>06</strong>.10.2020 Berlin<br />

24.11. - 25.11.2020 Berlin<br />

Haben wir Ihr Interesse geweckt? 3 Rufen Sie uns an: +49 30 498555-30<br />

Kontakt<br />

INFORUM Verlags- und Verwaltungs gesellschaft mbH ı Robert-Koch-Platz 4 ı 10115 Berlin<br />

Petra Dinter-Tumtzak ı Fon +49 30 498555-30 ı Fax +49 30 498555-18 ı Seminare@KernD.de<br />

Die INFORUM-Seminare können je nach<br />

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der Fachkunde geeignet sein.


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

3<strong>06</strong><br />

Issue 6/7 | 2020<br />

June/July<br />

CONTENTS<br />

Contents<br />

Editorial<br />

Cyber Security and <strong>Nuclear</strong> <strong>Power</strong> E/G 303<br />

Inside <strong>Nuclear</strong> with NucNet<br />

William Magwood – NEA Head Says Cost is<br />

Driving <strong>Nuclear</strong> Industry Towards SMRs 308<br />

Feature | Environment and Safety<br />

Deep Geological Radioactive and Chemical Waste Disposal:<br />

Where We Stand and Where We Go 311<br />

Did you know...? . . . . . . . . . . . . . . . . . . . . . . . . . . . .317<br />

Spotlight on <strong>Nuclear</strong> Law<br />

No “Standstill in the Administration of Justice”<br />

in Corona Times G 318<br />

Environment and Safety<br />

How Final Disposal Can Work 320<br />

What has Happened<br />

to the U.S. <strong>Nuclear</strong> Waste Disposal Program? 325<br />

Safely Stored <strong>for</strong> All Eternity<br />

How the Bundesgesellschaft für Endlagerung is Conducting<br />

its Search <strong>for</strong> a Repository <strong>for</strong> High-level Radioactive Waste 331<br />

Research and Innovation<br />

Off-site Consequence Analysis During Severe Accidents<br />

in a <strong>Nuclear</strong> <strong>Power</strong> Plant 334<br />

Code and Data Enhancements of the MURE C++ Environment<br />

<strong>for</strong> Monte-Carlo Simulation and Depletion 337<br />

Modelling Thermal-hydraulic Effects of Zinc Borate Deposits<br />

in the PWR Core After LOCA – Experimental Strategies<br />

and Test Facilities 341<br />

Investigation on PWR Neutron Noise Patterns 346<br />

Operation and New Build<br />

Reactor Core Control Based on Artificial Intelligence 350<br />

Decommissioning and Waste Management<br />

On the Potential to Increase the Accuracy<br />

of Source Term Calculations <strong>for</strong> Spent <strong>Nuclear</strong> Fuel<br />

from an Industry Perspective 353<br />

Experimental Investigations into Flow Conditions<br />

of Konrad Exhaust Air Channel 362<br />

KTG Inside . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .366<br />

Cover:<br />

Picture alliance | Lehtikuva | Emmi Korhonen<br />

G<br />

E/G<br />

= German<br />

= English/German<br />

News . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .368<br />

<strong>Nuclear</strong> Today<br />

‘Green Energy’ Plans Will never Ripen<br />

without <strong>Nuclear</strong> in the Mix 374<br />

Imprint 309<br />

Contents


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

307<br />

Feature<br />

Environment and Safety<br />

311 Deep Geological Radioactive and<br />

Chemical Waste Disposal:<br />

Where We Stand and Where We Go<br />

CONTENTS<br />

Marcos Buser, André Lambert and Walter Wildi<br />

Environment and Safety<br />

320 How Final Disposal Can Work<br />

Nicole Koch<br />

325 What has Happened to the U.S. <strong>Nuclear</strong> Waste Disposal Program?<br />

James Conca<br />

331 Safely Stored <strong>for</strong> All Eternity<br />

How the Bundesgesellschaft für Endlagerung is Conducting<br />

its Search <strong>for</strong> a Repository <strong>for</strong> High-level Radioactive Waste<br />

Steffen Kanitz<br />

Operation and New Build<br />

350 Reactor Core Control Based on Artificial Intelligence<br />

Victor Morokhovskyi<br />

Decommissioning and Waste Management<br />

353 On the Potential to Increase the Accuracy of Source Term Calculations<br />

<strong>for</strong> Spent <strong>Nuclear</strong> Fuel from an Industry Perspective<br />

Marcus Seidl, Peter Schillebeeckx and Dimitri Rochman<br />

Contents


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

308<br />

INSIDE NUCLEAR WITH NUCNET<br />

William Magwood – NEA Head Says Cost<br />

is Driving <strong>Nuclear</strong> Industry Towards SMRs<br />

NuScale reactor could be on market by end of year ‘as a real product’<br />

Competition in the nuclear industry –<br />

including from China and Russia – is<br />

leading to more choice in terms of reactor technology, but<br />

financing and contract terms are often the determining<br />

issue <strong>for</strong> many customers, with small modular reactors<br />

attracting attention because of their af<strong>for</strong>dability, NEA<br />

Director-General William Magwood told NucNet.<br />

Mr Magwood, who has been Director-General of the<br />

Paris-based agency since 2014, said building large nuclear<br />

plants can be expensive and customers need to find a way<br />

to finance projects. “And that’s something that all suppliers<br />

have to take into account,” he said.<br />

He said the industry’s calls <strong>for</strong> market re<strong>for</strong>ms that<br />

would reward the security of baseload nuclear energy are<br />

legitimate, but warned that the nuclear sector needs to<br />

evolve to reflect the market. “The market is not going to<br />

change overnight,” he said. “It’s going to take a long time<br />

<strong>for</strong> it to be re<strong>for</strong>med.<br />

“It would be to the nuclear sector’s advantage to have<br />

products that fit the budgets of current customers under<br />

current circumstance.”<br />

Cost is one of the issues driving the market to consider<br />

smaller reactors. This is because the initial capital needed<br />

is so much less than <strong>for</strong> traditional large light-water<br />

reactors (LWRs) of the kind that have been under<br />

construction and faced delays and cost overruns at Vogtle<br />

in the US, Flamanville-3 in France and Olkiluoto-3 in<br />

Finland. Instead of talking about an investment of $10bn<br />

or more, small modular reactors, or SMRs, might make it<br />

to market <strong>for</strong> around $1bn billion, Mr Magwood said. That<br />

is much more “in the af<strong>for</strong>dability range” <strong>for</strong> a lot of<br />

customers and has inevitably created a lot of interest.<br />

However, Mr Magwood said he does not agree with the<br />

notion that the industry has seen the last of the large<br />

reactors. If SMRs are as successful as a lot of people hope,<br />

the first examples could begin construction by the<br />

mid-2020s and replace some large LWRs in the future.<br />

“But until they [SMRs] are on the market, until they are<br />

real, it’s hard to say,” Mr Magwood said.<br />

Last month the author of a think-tank report said the<br />

Vogtle-3 and -4 nuclear power plants under construction in<br />

Georgia could become the last large-capacity reactors to be<br />

built in the US, with SMRs and other Generation IV<br />

advanced reactors taking over as key technologies.<br />

Jane Nakano, a senior fellow specialising in energy<br />

security and climate change at the Washington-based<br />

Center <strong>for</strong> Strategic and <strong>International</strong> Studies, said she<br />

“would not be surprised” if the two Westinghouse AP1000<br />

units were the last large commercial units in the US.<br />

But Mr Magwood said technologies like the AP1000<br />

being used at Vogtle is excellent technology and “probably<br />

the safest large reactor technology that’s been built”.<br />

However, the Vogtle project has shown that <strong>for</strong> any<br />

first-of-a-kind project you are going to run into some<br />

issues, Mr Magwood said. “The good news on all of this is<br />

that Vogtle-3 and Vogtle-4 plants are almost complete and<br />

we will see this technology in operation.”<br />

AP1000s have already been built in China and are<br />

operating extremely well. “I have talked to Chinese<br />

officials about the AP1000 and they are operating extraordinarily<br />

well, they are very pleased with the plants. The<br />

question is, what’s the market <strong>for</strong> the future?”<br />

A lot depends on what demand looks like. In some<br />

countries, particularly emerging economies like China and<br />

India, there is very large growth in electricity demand.<br />

More people are moving from rural areas to urban areas.<br />

Factories are being built. The need <strong>for</strong> electricity increases.<br />

In Western Europe and North America, electricity demand<br />

is flat, increasing by about one percent or less a year.<br />

In contrast to the large LWRs like the AP1000s at Vogtle,<br />

SMRs fit into systems where electricity demand is not as<br />

large, Mr Magwood said.<br />

“In countries like the US, the question is not really of<br />

meeting growing demand, but more of switching to<br />

modern technologies to replace old coal plants that are<br />

going offline,” he said. The issue is mostly one of replacing<br />

existing capacity, not meeting increased demand.<br />

“And that kind of market doesn’t lend itself to very large<br />

investments in plant equipment like it used to. Which<br />

makes SMRs more attractive than in markets where large<br />

reactors are needed to meet growing demand.<br />

“This is still somewhere where I think the large reactors<br />

play a role,” Mr Magwood said. “They play a role where<br />

there is large demand growth, but they also play a role in<br />

situations where you need to retire very large facilities.<br />

“If there are large coal plants that have to go offline<br />

because they are too old, or even old nuclear plants, that<br />

presents an opportunity to replace that capacity with new<br />

large capacity.<br />

“And in those cases, the traditional large plants might<br />

fit. But that‘s something that has to decided on a case- bycase<br />

basis.”<br />

SMRs are still in the design stage, but construction and<br />

operation are coming. In the US, NuScale’s SMR – a fully<br />

factory-fabricated module capable of generating 60 MW of<br />

electricity using a scaled-down version of PWR technology<br />

– is the first to be going through the regulatory approval<br />

process in the US and could be on the market by the end of<br />

the year “as a real product”. That will be the first step to see<br />

what the small reactor revolution might look like.<br />

Mr Magwood also addressed the issue of financing new<br />

nuclear, saying that if the market was completely open and<br />

took into account the full system costs of all technologies,<br />

nuclear would probably be better off. But he pointed out<br />

that “it’s always important to recognise that it’s not exactly<br />

a free market anywhere”.<br />

He said many electricity markets are “heavily distorted<br />

and dysfunctional” because of selective subsidies. “These<br />

market imbalances make investing in nuclear power very<br />

unfavourable in many countries,” he said.<br />

According to Mr Magwood, business models <strong>for</strong> utilities<br />

have changed and selling electricity is generating little<br />

profit, or even a loss, in many countries.<br />

“A situation has been created where a mechanism,<br />

which had been so successful <strong>for</strong> so many years, where<br />

revenue is generated through the sale of electricity to<br />

enable investment into future plants and equipment, is<br />

breaking down. That’s not a sustainable situation.”<br />

Inside <strong>Nuclear</strong> with NucNet<br />

William Magwood – NEA Head Says Cost is Driving <strong>Nuclear</strong> Industry Towards SMRs


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

Utilities today, <strong>for</strong> example, are expecting nuclear<br />

equipment vendors to come up with ready designs <strong>for</strong><br />

plants, but are unwilling or unable to pay <strong>for</strong> this element<br />

of new-build projects. At the same time, Mr Magwood said,<br />

vendors often do not have the financial resources to cover<br />

the cost of getting a design ready <strong>for</strong> deployment.<br />

Mr Magwood said there are some policy approaches,<br />

including the regulated asset-base (RAB) model being<br />

considered in the UK, that could be more favourable to<br />

large capital projects and be an incentive to nuclear. Large<br />

wind farms have large capital costs and could also benefit<br />

from “re<strong>for</strong>ms to the market”.<br />

“On the other hand, the nuclear sector needs to evolve<br />

to reflect the market,” he said. The market is not going to<br />

change overnight. It’s going to take a long time <strong>for</strong> it to be<br />

re<strong>for</strong>med.<br />

“It would be to the nuclear sector’s advantage to have<br />

products that fit the budgets of current customers under<br />

current circumstance.”<br />

And so we come back to SMRs and to microreactors that<br />

can be built quicker and more easily than the large LWRs.<br />

“And I think that’s one of the things that’s really driving<br />

this interest in small reactors – the idea that instead of<br />

investing in 2,000 MW you can build 300 MW now and add<br />

another 300 MW when it’s needed, until you get to the<br />

2,000 you’re looking <strong>for</strong>,” Mr Magwood said.<br />

“And that way, every time you install a 300-MW system<br />

and put it on the grid, you are making money back and<br />

starting to recover your costs, while you start constructing<br />

the next module.<br />

“I mean, that‘s a model that is very attractive to a lot of<br />

people. And I think that’s something that the nuclear<br />

sector is going to have to do if it‘s going to survive over the<br />

next decade or so.”<br />

Author<br />

NucNet – The Independent Global <strong>Nuclear</strong> News Agency<br />

Editor responsible <strong>for</strong> this story: Kamen Kraev<br />

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<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

CALENDAR 310<br />

Calendar<br />

2020<br />

Virtual 13.07. – 16.<strong>07.2020</strong><br />

46 th NITSL Virtual Conference – Fusing <strong>Power</strong><br />

& People. Virtually Hosted, www.nitsl.org<br />

Virtual 03.08. – <strong>06</strong>.08.2020<br />

ICONE 28 – 28 th <strong>International</strong> Conference on<br />

<strong>Nuclear</strong> Engineering. Virtually Hosted,<br />

www.event.asme.org/ICONE<br />

30.08. – 04.09.2020<br />

IGORR – Standard Cooperation Event in the<br />

<strong>International</strong> Group on Research Reactors<br />

Conference. Kazan, Russian Federation, IAEA,<br />

www.igorr2020.org<br />

09.09. – 11.09.2020<br />

World <strong>Nuclear</strong> Association Symposium 2020.<br />

London, United Kingdom, WNA World <strong>Nuclear</strong><br />

Association, www.wna-symposium.org<br />

Postponed to 13.09. – 17.09.2020<br />

Jahrestagung 2020 – Fachverband Strahlenschutz<br />

und Entsorgung. Aachen, Germany, Fachverband<br />

für Strahlenschutz, www.fs-ev.org<br />

21.09.-25.09.2020<br />

64 th IAEA General Conference. Vienna, Austria, <strong>International</strong><br />

Atomic Energy Agency IAEA,<br />

www.iaea.org<br />

30.09. – 03.10.2020<br />

<strong>Nuclear</strong> Energy: Challenges and Prospects. Sochi,<br />

Russia, Pocatom, www.nsconf2020.ru<br />

<strong>06</strong>.10. – 08.10.2020<br />

HTR2020 – 10 th <strong>International</strong> Conference<br />

on High Temperature Reactor Technology.<br />

Yogyakarta, Indonesia, Indonesian <strong>Nuclear</strong> Society,<br />

www.htr2020.org<br />

11.10. – 15.10.2020<br />

RRFM – European Research Reactor Conference.<br />

Helsinki, Finland, European <strong>Nuclear</strong> Society,<br />

www.euronuclear.org<br />

11.10. – 17.10.2020<br />

BEPU2020– Best Estimate Plus Uncertainty <strong>International</strong><br />

Conference, Giardini Naxos. Sicily, Italy,<br />

NINE, www.nineeng.com<br />

09.11. – 13.11.2020<br />

<strong>International</strong> Conference on Radiation Safety:<br />

Improving Radiation Protection in Practice.<br />

Vienna, Austria, IAEA, www.iaea.org<br />

15.11. – 19.11.2020<br />

ANS Winter Meeting and <strong>Nuclear</strong> Technology<br />

Expo. Chicago, Illinois, US, American <strong>Nuclear</strong> Society,<br />

www.ans.org<br />

18.11. – 19.11.2020<br />

INSC — <strong>International</strong> <strong>Nuclear</strong> Supply Chain<br />

Symposium. Munich, Germany, TÜV SÜD,<br />

www.tuvsud.com<br />

23.11. – 25.11.2020<br />

KELI 2020 – Conference <strong>for</strong> Electrical Engineering,<br />

I&C and IT in generation plants. Bremen, Germany,<br />

VGB <strong>Power</strong>Tech e.V., www.vgb.org<br />

24.11. – 26.11.2020<br />

ICOND 2020 – 9 th <strong>International</strong> Conference on<br />

<strong>Nuclear</strong> Decommissioning. Aachen, Germany,<br />

AiNT, www.icond.de<br />

Postponed to 30.11. – 02.12.2020<br />

Enlit (<strong>for</strong>mer European Utility Week and<br />

POWERGEN Europe). Milano, Italy,<br />

www.powergeneurope.com<br />

07.12. – 10.12.2020<br />

SAMMI 2020 – Specialist Workshop on Advanced<br />

Measurement Method and Instrumentation<br />

<strong>for</strong> enhancing Severe Accident Management in<br />

an NPP addressing Emergency, Stabilization and<br />

Long-term Recovery Phases. Fukushima, Japan,<br />

NEA, www.sammi-2020.org<br />

08.12. – 10.12.2020<br />

World <strong>Nuclear</strong> Exhibition 2020. Paris Nord<br />

Villepinte, France, Gifen,<br />

www.world-nuclear-exhibition.com<br />

17.12. – 18.12.2020<br />

ICNESPP 2020 – 14. <strong>International</strong> Conference on<br />

<strong>Nuclear</strong> Engineering Systems and <strong>Power</strong> Plants.<br />

Kuala Lumpur, Malaysia, WASET,<br />

www.waset.org<br />

This is not a full list. Dates are subject to change.<br />

Please check the listed websites <strong>for</strong> updates.<br />

Postponed to 08.09. – 10.09.2021<br />

3 rd <strong>International</strong> Conference on Concrete<br />

Sustainability. Prague, Czech Republic, fib,<br />

www.fibiccs.org<br />

27.09. – 01.10.2021<br />

NPC 2021 <strong>International</strong> Conference on <strong>Nuclear</strong><br />

Plant Chemistry. Antibes, France, SFEN Société<br />

Française d’Energie Nucléaire,<br />

www.sfen-npc2021.org<br />

Postponed to June 2021<br />

<strong>International</strong> Forum on Enhancing a Sustainable<br />

<strong>Nuclear</strong> Supply Chain. Helsinki, Finland, Foratom,<br />

https://events.<strong>for</strong>atom.org/mstf2020/<br />

Postponed to 2021<br />

The Frédéric Joliot/Otto Hahn Summer School<br />

on <strong>Nuclear</strong> Reactors “Physics, Fuels and Systems”.<br />

Aix-en-Provence, France, CEA & KIT, www.fjohss.eu<br />

Postponed to 2021<br />

<strong>International</strong> Conference on Operational Safety<br />

of <strong>Nuclear</strong> <strong>Power</strong> Plants. Beijing, China, IAEA,<br />

www.iaea.org<br />

Postponed to 2021<br />

INDEX 2020: <strong>International</strong> <strong>Nuclear</strong> Digital<br />

Experience. Paris, France, SFEN,<br />

www.sfen-index2020.org<br />

Cancelled<br />

<strong>Nuclear</strong>Europe 2020 – <strong>Nuclear</strong> <strong>for</strong> a sustainable<br />

future. Paris, France, Foratom,<br />

events.<strong>for</strong>atom.org/nuclear-europe-2020<br />

2022<br />

19.10. – 23.10.2020<br />

<strong>International</strong> Conference on the Management<br />

of Naturally Occurring Radioactive Materials<br />

(NORM) in Industry. Vienna, Austria, IAEA,<br />

www.iaea.org<br />

2021<br />

KERNTECHNIK 2022.<br />

Germany, KernD and KTG,<br />

www.kerntechnik.com<br />

20.10. – 23.10.2020<br />

ATH'2020 – <strong>International</strong> Topical Meeting<br />

on Advances in Thermal Hydraulics.<br />

Paris, France, SFEN, www.sfen-ath2020.org<br />

26.10. – 30.10.2020<br />

NuMat 2020 – 6 th <strong>Nuclear</strong> Materials Conference.<br />

Gent, Belgium, IAEA, www.iaea.org<br />

04.11. – 05.11.2020<br />

The <strong>Power</strong> & Electricity World Africa 2020.<br />

Johannesburg, South Africa, Terrapinn,<br />

www.terrapinn.com<br />

Postponed to 10.05. – 15.05.2021<br />

FEC 2020 – 28 th IAEA Fusion Energy Conference.<br />

Nice, France, IAEA, www.iaea.org<br />

Postponed to 31.05. – 04.<strong>06</strong>.2021<br />

20 th WCNDT – World Conference on<br />

Non-Destructive Testing. Incheon, Korea,<br />

The Korean Society of Nondestructive Testing,<br />

www.wcndt2020.com<br />

Calendar


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

Deep Geological Radioactive and<br />

Chemical Waste Disposal:<br />

Where We Stand and Where We Go<br />

Marcos Buser, André Lambert and Walter Wildi<br />

Introduction A recognized waste disposal concept and its troubles<br />

For about 40 years, deep geological disposal of radioactive<br />

and chemical waste has become the most widely recognized<br />

strategy <strong>for</strong> eliminating waste. However, this pole position<br />

in the ranking of concepts contrasts with the daily lived<br />

situation in the field, as exposed here.<br />

In 1976, the <strong>International</strong> Atomic Energy Agency<br />

published a brochure entitled “Radioactive Waste – Where<br />

from – Where to”; its cover picture showed a schematic<br />

cross-section of the Asse II repository <strong>for</strong> low and intermediate<br />

level waste in Wolfenbüttel (Germany). The<br />

contents of the brochure revealed that the nuclear industry<br />

and international organisations were confident about the<br />

feasibility and long-term safety of repositories <strong>for</strong> radioactive<br />

waste. This confidence persisted until after the<br />

turn of the millennium, despite all the difficulties and<br />

problems that were persistent and became apparent in the<br />

selection of sites <strong>for</strong> deep disposal infrastructures or the<br />

implemen tation of concrete projects. In 2002, a fire broke<br />

out in the Stocamine (Alsace, France) underground storage<br />

facility <strong>for</strong> chemo-toxic waste, which signalled the end<br />

of the project, and <strong>for</strong> the first questioned the long-term<br />

safety of geological repositories 1 . If this event could be<br />

attributed to the lack of safety culture in the final disposal<br />

of non-radioactive waste, this could not explain the water<br />

inflow from the overlying strata into the <strong>for</strong>mer Asse II<br />

experimental repository mine, which became known by<br />

the public in 2008. This was when the responsible operators<br />

publicly admitted <strong>for</strong> the first time that there was an inflow<br />

of water into the repositories and also the existence of<br />

potential hydrogeological hazards. This is a fact that was<br />

known by the monitoring staff since 1988 (or even be<strong>for</strong>e) 2 .<br />

Another German repository <strong>for</strong> radioactive waste in<br />

Morsleben (ERAM) showed similar stability problems and<br />

indications of leachate intrusion. These needed extensive<br />

stabilisation measures which cost billions of Euros 3 .<br />

Finally, between 2014 and 2017, various incidents and<br />

accidents occurred at the Waste Isolation Pilot Plant (WIPP,<br />

New Mexico), the repository <strong>for</strong> trans-uranium radioactive<br />

waste, which above all put into question the safety culture<br />

and governance of the facility 4 . The conditions <strong>for</strong> a safe<br />

implementation of a repository in the WIPP model project<br />

seemed to be particularly favorable, as the framework<br />

conditions <strong>for</strong> comprehensive, safety- oriented management<br />

of the project were clearly set. “ Fifteen years of smooth,<br />

uneventful operations had lulled these sites into routines<br />

and practices inconsistent with the discipline and order that<br />

is in the centre of a ‘nuclear culture’” 5 , as described by an<br />

insider about the loss of safety culture. Another observer<br />

regretted that the inves tigating authorities failed to identify<br />

the real causes of the event 6 . Lessons were, of course,<br />

learned from these incidents. Also, numerous investigations<br />

have been carried out on the incidents and accidents,<br />

and several reports have been published. However, the<br />

question regarding the effectiveness and sustainability of<br />

this learning process remains open.<br />

“Lessons Learned”<br />

As a Basis to Establish a New Safety Culture<br />

At least since the publication of Charles Perrow’s book on<br />

“Normal Accidents” in 1984 7 , planners, builders and<br />

operators of high-risk technologies and facilities have<br />

increasingly perceived the need to protect their large-scale<br />

technological projects and facilities from avoidable errors<br />

and from crashes that are very costly and can damage their<br />

image. This led to the development of methodological<br />

instruments in a wide variety of government and economy<br />

sectors, which were designed to detect and correct sources<br />

of errors at an early stage of a technological development<br />

and production process. A number of these methods are<br />

briefly mentioned below.<br />

“Lessons learned” is the most frequently used term<br />

when it comes to evaluating running or future projects and<br />

programs. The term originally comes from the Anglo-<br />

Saxon industrial world and has subsequently spread and<br />

established itself in project and knowledge management 8 .<br />

What makes “lessons learned” so attractive as a term is a<br />

fact that it can be used in any field and it conveys a fundamentally<br />

positive message. Errors do not necessarily have<br />

to be understood in every detail; what is more important is<br />

how to eliminate them. With “lessons learned” one wants<br />

to show that a certain project and program is under control<br />

and that one is able and willing to learn and thus to correct<br />

errors. However, the term has weaknesses in the universal<br />

claims to accomplish projects and in its applicability. As a<br />

rule, “lessons learned” do not lay claim to standardization,<br />

and does not guarantee a more comprehensive quality<br />

assurance process; particularly it does not promise that a<br />

process can be reflected and reviewed in its entirety.<br />

Over the last decades, a large number of different<br />

methods have been developed and used to evaluate and<br />

311<br />

FEATURE | ENVIRONMENT AND SAFETY<br />

1 Copil, 2011, Expert report, Steering committee, June 2011;<br />

2 Ibsen, D., Kost, S., Weichler, H., 2010, analysis of the usage history and the <strong>for</strong>ms of planning and participation of the Asse II mine, final report AEP, University of Kassel; Möller, D., 2009,<br />

Final disposal of radioactive waste in the Federal Republic, Peter Lang.<br />

Blum, P., Goldscheider, N., Göppert, N., Kaufmann-Knoke, R. et al., 2016, groundwater – humans - ecosystems, 25 th conference of the FH-DGGV, Karlsruhe, 13.-16. April 2016,<br />

KIT Scientific Publishing, p. 152;<br />

3 Beyer, F. 2005, The (GDR) history of the Morsleben nuclear waste repository. “Contributions in kind”, No. 36, Magdeburg 2005..<br />

4 Augustine N., Mies R. et al, 2014, A New Foundation <strong>for</strong> the <strong>Nuclear</strong> Enterprise, Report of the Congressional Advisory Panel on the Governance of the <strong>Nuclear</strong> Security Enterprise, November<br />

2014; Klaus, D. 2019, What really went wrong at WIPP: An insider’s view on two accidents at the only underground nuclear waste repository, Bulletin of the Atomic Scientists, 75(4), pp. 197-204.<br />

5 Klaus, D. 2019, What really went wrong at WIPP: An insider’s view on two accidents at the only underground nuclear waste repository, Bulletin of the Atomic Scientists, 75(4), pp. 197-204.<br />

6 Ialenti, Vincent, 2018, Waste makes haste. How a campaign to speed up nuclear waste shipments shut down the WIPP long-term repository, in: Bulletin of the Atomic Scientists, 74.<br />

7 Perrow, Charles, 1984, Normal Accidents: Living with High Risk Technologies, Princeton University Press.<br />

8 Milton, N., 2010, The Lessons Learned Handbook: Practical approaches to learning from experience, Elsevier.<br />

Feature<br />

Deep Geological Radioactive and Chemical Waste Disposal: Where We Stand and Where We Go ı Marcos Buser, André Lambert and Walter Wildi


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

FEATURE | ENVIRONMENT AND SAFETY 312<br />

optimise processes, all of which follow the so-called<br />

“ top-down” approach, i.e. the hierarchically prescribed<br />

decision paths. The range of methods developed is broad<br />

and extends from benchmarking in the field of economic<br />

comparability of processes and projects 9 , through best<br />

practice in business administration 10 , auditing and quality<br />

assurance programmes in the monitoring of companies and<br />

industrial processes 11 , to risk management in the application<br />

of risky projects or risk technologies. The latter, in<br />

particular, is characterised by a strong standardisation of<br />

process sequences and contents, whereby this also includes<br />

organisational references. As a rule, the method of risk<br />

management differs fundamentally from that of “lessons<br />

learned” in terms of stringency and quality level of its<br />

procedure. As <strong>for</strong> other quality assessment processes, risk<br />

management is also defined by guidelines of the <strong>International</strong><br />

Organization <strong>for</strong> Standardization (ISO), and in<br />

particular by (ISO 31000).<br />

A method specially adapted to risk issues is the so-called<br />

safety culture, which is applied in high-risk areas such as<br />

nuclear energy, and also in medical fields 12 . The safety<br />

culture focuses not only on standardised procedures <strong>for</strong><br />

determining risks (e.g. event and fault tree analyses, safety<br />

analysis) but also on the safety management of an organisation<br />

and there<strong>for</strong>e strongly addresses questions of the<br />

organisation of a company and the relationship between<br />

the company and its employees. This also includes the<br />

processes of supervision and control, the documentation<br />

of process sequences and establishment of chains of errors,<br />

the management of processes and conflict management,<br />

and the methods used <strong>for</strong> their correction. What makes<br />

safety culture fundamentally different from other processes<br />

is the emphasis on the term “culture”, which implies<br />

that the people involved in a system actively shape a<br />

process. In this way, safety culture transcends the purely<br />

technical-scientific level and elevates to issues of organisational<br />

structures and the behaviour and behavioural<br />

interplay of organisations, their staff and collaborators.<br />

The safety culture in the field of nuclear energy was introduced<br />

after the Chernobyl reactor accident 13 .<br />

Of all these methods the one to be used to improve processes<br />

in a particular project depends on the preferences of<br />

the institutions and organisations doing the project. In our<br />

context, we will mainly apply terms that are characterised<br />

by standardised and well-defined methods.<br />

A Review of Concepts and Failures<br />

in <strong>Nuclear</strong> Waste Management<br />

A review of nuclear waste management over the past<br />

75 years can be focussed on both the concepts proposed<br />

and the success of the strategies and projects implemented<br />

to date. The concepts of nuclear waste management<br />

developed over decades can be found in a large number of<br />

publications. It is worth remembering the writings of<br />

Bürgisser et al. (1979) 14 , Milnes et al. (1980) 15 , Milnes<br />

(1986) 16 , the Swiss expert group EKRA (2000) 17 , or the<br />

recently published research reports in the German Entria-<br />

Project (Appel et al. 2014/2015) 18 . They describe most of<br />

the concepts that have been put <strong>for</strong>ward or implemented<br />

by different authors and institutions since the late 1940s<br />

(see Table 1). If we examine the maturity of these<br />

concepts, it is striking that most of the ideas <strong>for</strong> dealing<br />

with radioactive waste were not technically mature, were<br />

not considered, or could not be considered with respect to<br />

risk considerations. Also, most of these concepts were<br />

based on ideas that originated from university institutions<br />

or military agencies and whose technical implementation<br />

had not been tested adequately and deeply. An example of<br />

how quickly ideas are caught up by reality can be seen in<br />

the concept of final storage in polar ice shields, an idea that<br />

was widely discussed by scientists in the 1950s and that<br />

was then considered as completely obsolete a few decades<br />

later.<br />

The situation was quite different, however, <strong>for</strong> the two<br />

concepts of dilution and containment, which emerged in<br />

the late 1940s. Dilution was implemented in the early days<br />

of nuclear energy use, mainly <strong>for</strong> cost reasons. It was done<br />

by sea dumping, dilution in rivers or dumping of solid,<br />

liquid or slurry materials in landfills or percolation ponds,<br />

as is also explained in many early publications 19 . At the<br />

military plutonium factory in Han<strong>for</strong>d (Washington), <strong>for</strong><br />

example, the cooling water <strong>for</strong> the plutonium-breeding<br />

reactors was fed directly into the Columbia River via a<br />

settling basin. Other large research laboratories, such as<br />

the Oak Ridge National Laboratory (Tennessee), similarly<br />

handled their liquid waste. At the Windscale/Sellafield<br />

reprocessing plant, the conviction prevailed until well into<br />

the 1960s, when there were serious discussions about<br />

diluting the entire global inventory of highly active fission<br />

products in the oceans 20 . It was not until the end of the<br />

1950s that the concerns of the radiation protection authorities<br />

became increasingly widespread and led to<br />

the gradual reduction and abandonment of the dilution<br />

principle. However, sea dumping of L / ILW waste<br />

continued into the 1980s 21 . In the 1970s, the increasing<br />

social discussion and questioning of the dilution and<br />

dumping strategies finally led to the specification of a<br />

strategy <strong>for</strong> the containment of radioactive substances,<br />

which is essentially covered by the multiple-barrier<br />

concept still valid today. The idea of containment, which<br />

can be traced back to the late 1940s 22 and early 1950s 23<br />

received decisive impetus in the 1970s from the American<br />

programmes (ERDA/DOE), the “sub-seabed-disposal”<br />

project and the Swedish disposal programme (SKB) 24 . The<br />

concept of various barriers connected in series according<br />

to the principle of the Russian doll (“Multi-barriers”) has<br />

9 Zairi, M., Leonard, P., 1996, Practical Benchmarking: The Complete Guide, Springer Science+Business Media Dordrecht.<br />

10 Bardach, E., 2011, A Practical Guide <strong>for</strong> Policy Analysis, Sage Publications; Bretschneider, S., Marc-Aurele, F.J., Wu, J., 2005,<br />

“Best Practices” Research: A methodological guide <strong>for</strong> the perplexed, <strong>Journal</strong> of Public Administration Research and Theory (15)2:307-323.<br />

11 Matthews, D., 20<strong>06</strong>, History of Auditing, Routledge.<br />

12 <strong>International</strong> Organization <strong>for</strong> Standardization, ISO 9’000 and ISO 14’000. Guldenmund, F. W., 2000, The nature of safety culture: a review of theory and research, Safety Science, 34, 215-257<br />

13 NSAG, 1991, Safety Culture, Safety Series No 75-INSAG-4, <strong>International</strong> <strong>Nuclear</strong> Safety Advisory Group, IAEA.<br />

14 Bürgisser, H., et al., 1979, Geological aspects of radioactive waste disposal in Switzerland, Switzerland. Energy foundation.<br />

15 Milnes, A.G., Buser, M. & Wildi, W. 1980: Overview of final disposal concepts <strong>for</strong> radioactive waste. - Z. dtsch. Geol. Ges. 131, 359-385.<br />

16 Milnes, A.G.,1985, Geology and Radwaste, Academic Press.<br />

17 EKRA, 2000, Disposal Concepts <strong>for</strong> Radioactive Waste, Final Report, 31st January 2000.<br />

18 Appel. D., Kreusch, J., Neumann, W., o.J., presentation of disposal options, ENTRIA report 01 (first published 2014/2015)<br />

19 Scott, K., 1950, Radioactive Waste Disposal - How Will It Affect Man’s Economy, Nucleonics, Vol. 6/1, p. 15-25.<br />

20 Glückauf, E., 1955, The long-term problem of the disposal of radioactive waste, Proceedings of the international conference on the peaceful uses of atomic energy,<br />

held in Geneva from 8 to 20 August 1955, volume IX, IAEA, 1956<br />

21 IAEA TECDOC-1105 “Inventory of radioactive waste disposals at sea” August 1999 retrieved 2011-12-4.<br />

22 Western, Forrest, 1948, Problems of Radioactive Waste Disposal, Nucleonics 3/2, August 1949, p. 43-49.<br />

23 Hatch, L. P., 1953, Ultimate Disposal of Radioactive Waste, American Scientist Vol. 41/3, p. 410-412.<br />

24 Hollister, C.D., 1977, The Seabed Option, Oceanus 20, p. 18-25; KBS, 1978a, Handling of spent fuel and final storage of vitrified high-level reprocessing waste, Kärnbränslesäkerhet; KBS, 1978b,<br />

Handling and final storage of unreprocessed spent nuclear fuel, Kärnbränslesäkerhet.<br />

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<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

Waste Management<br />

Concepts<br />

HLW: immobilization<br />

in clay / ceramics<br />

HLW: vitrification &<br />

ceramics<br />

HLW & LILW: disposal<br />

in near-surface strata<br />

LILW (& HLW?):<br />

dilution & seepage<br />

Specification Comment Author and<br />

Year<br />

smectites<br />

(montmorillonites)<br />

borosilicate glasses<br />

and ceramics<br />

dump or land burial<br />

ventilation of gases /<br />

drainage of fluids<br />

Hatch 1953;<br />

Ginell et al. 1954,<br />

proposed since 1951 Herrington et al. 1953;<br />

Rodger 1954<br />

as part of the<br />

nuclear fuel chain<br />

Publication<br />

Amer. Scientist 41/3<br />

Nucleonics 12/12<br />

Nucleonics 11/9 Nucl.<br />

Engineering 50/<br />

Status of<br />

Implementation<br />

no direct disposal<br />

current application<br />

(vitrification)<br />

Result and<br />

Success<br />

laboratory-tested<br />

laboratory-tested<br />

Goodman 1949 Nucleonics 4/2 widely implemented basically failed, wide<br />

pollutions<br />

Beers 1949 ;<br />

Browder 1951,<br />

de Laguna et al. 1958<br />

LILW: injection in boreholes or wells Herrington<br />

et al. 1953<br />

LILW (& HLW):<br />

sea dumping<br />

HLW: subsea bed<br />

disposal<br />

LILW & HLW:<br />

geological disposal<br />

HLW: disposal<br />

in subduction zones<br />

HLW: disposal<br />

in fault zones<br />

dumping / dilution<br />

in sea water<br />

final disposal<br />

in marine sediments<br />

diverse host-rocks<br />

in mines<br />

submarine repository<br />

in subducting plate<br />

regulated after 1972<br />

by London Convent.<br />

from 1977 as<br />

“sub-seabed”-project<br />

mostly<br />

in disused mines<br />

Nucleonics 4/4 & 6/1<br />

Nucleonics 6/1<br />

Nucleonics 11/9<br />

widely implemented<br />

widely implemented<br />

(UdSSR, USA)<br />

basically failed, wide<br />

pollutions<br />

effects not known,<br />

DSP-principle<br />

Claus 1955 IAEA 1955 P/848 widely implemented basically failed,<br />

DSP-principle<br />

Evans 1952 NSA 8, 1954: 4929 project abandoned not achieved<br />

Theis 1955<br />

NAS 1957<br />

deep-sea trenches Renn 1955;<br />

Bogorov et al. 1959<br />

IAEA 1955 P/564<br />

Report<br />

widely implemented<br />

mostly damaged or<br />

under observation<br />

Bostrom et al. 1979 Nature 1970, 228 idea abandoned not developed<br />

IAEA P/569<br />

IAEA 1958, P/2058<br />

HLW: disposal in ice Antarctic repository meltdown in ice Philbert 1959 Atomkernenergie<br />

4/3<br />

HLW: meltdown in the<br />

deep underground<br />

deep underground<br />

melting<br />

melting in atomically<br />

generated cavern<br />

idea abandoned<br />

idea abandoned<br />

not developed<br />

not developed<br />

Gilmore 1977 NDC-Publication idea abandoned not developed<br />

HLW: Disposal in space Hollocher 1975 MIT Press idea actually<br />

abandoned<br />

HLW: partitioning and<br />

transmutation<br />

Cost-based implementation<br />

of disp. practices<br />

| Tab. 1.<br />

Historical management concepts.<br />

long-lived species<br />

conversion<br />

reduction<br />

of disposal time<br />

Cecille et al. 1977<br />

Hage, W., 1978<br />

IAEA 1977 36/366<br />

EUR-5897<br />

research<br />

still in progress<br />

not feasible<br />

(costs, risks)<br />

uncertain (costs,<br />

success, risks)<br />

reduction of costs Scott 1950 Nucleonics 6/1 still central cost-related practice<br />

has consistently failed<br />

FEATURE | ENVIRONMENT AND SAFETY 313<br />

remained more or less unchanged even after several<br />

decades; it speaks <strong>for</strong> the great acceptance and the almost<br />

unchallenged conceptual stringency of this approach.<br />

However, the concrete success of this concept can only be<br />

“proven” more or less reliably after its implementation, the<br />

emplacement of the waste in the storage media and the<br />

longer-term monitoring of the repositories in the deep<br />

geological underground.<br />

Two conclusions can be drawn at that stage from the<br />

compilation of the concepts <strong>for</strong> nuclear disposal:<br />

p On the one hand, all relevant ideas and concepts of<br />

nuclear disposal were already <strong>for</strong>mulated at a time<br />

when industrial use by nuclear power plants was<br />

beginning to emerge. Indeed, important scientific<br />

representatives of the nuclear community – first and<br />

<strong>for</strong>emost Enrico Fermi and James Conant – had pointed<br />

out the challenges and risks of radioactive residues and<br />

their disposal 25 . But the implementation of nuclear<br />

waste management was considered feasible a priori by<br />

the majority of involved institutions and scientists. This<br />

way of thinking has remained unchanged until today.<br />

p On the other hand, it became clear from the very<br />

beginning which concepts of disposal were based solely<br />

on ideas that – published in scientific journals – were<br />

noticed by the scientific community and caused discussions<br />

at congresses and conferences. With the<br />

exception of the Sub-Seabed Disposal Project, which<br />

was led by the Woods-Hole Oceanographic Institute,<br />

Massachusetts, and Sandia Laboratories, Albuquerque, 26<br />

none of the numerous ideas outside of continental<br />

disposal reached a conceptual technical and economic<br />

maturity that would have given reasons to trust and use<br />

them <strong>for</strong> a successful implementation of a project.<br />

As early work on the topic shows, the implementation of<br />

long-term safe disposal was strongly influenced by the cost<br />

pressure on the various national reactor programmes 27 .<br />

A large part of the difficulties that arose in the actual<br />

disposal process is due to the lack of finance and<br />

implementation of better programmes. The idea of the<br />

chairman of the American Atomic Energy Commission,<br />

Lewis Strauss, that nuclear energy is “too cheap to meter” 28 ,<br />

reflected the prevailing opinion that nuclear disposal<br />

was not only feasible but also practically at zero cost.<br />

This misconception that economic criteria should take<br />

precedence over safety considerations is probably the main<br />

reason <strong>for</strong> the misguided developments in waste management<br />

policy to date. And so, it is not surprising that under<br />

such conditions, one waste management project after the<br />

other ran into difficulties and the list of initiated but failed<br />

projects is constantly growing (Table 2). Contrary to<br />

the requirements of a comprehensive safety culture, the<br />

required practices have not been dealt systematically,<br />

which led to serious reservations in the acceptance of<br />

disposal programmes to this day, as we shall see later 29 .<br />

Trouble Shooting in Waste Management<br />

and Improving of Geological Waste Disposal<br />

Projects<br />

The lessons learned by repository planners worldwide<br />

from past failures consisted primarily in adapting the<br />

concept <strong>for</strong> geological repositories. This adaptation was<br />

nothing more than a further development of the old<br />

25 Buser, M., 2019, Where to go with nuclear waste, Rotpunkt Verlag Zürich, p. 38, 53-54.<br />

26 Hollister, Ch., Anderson, D. R., Health, G. R., 1981, Subseabed Disposal of <strong>Nuclear</strong> Wastes, Science, Vol. 213, 18 Sep 1981.<br />

27 Scott 1950, S. 18–25; Herrington et al. 1953, S. 34–37; Ford 1982, 208-210.<br />

28 Strauss, Lewis, 1954, Remarks For The Delivery At The Founder’s Day Dinner, National Association of Science Writers, New York, 16. September 1954, Atomic Energy Commission, p. 9<br />

29 The cases of Asse and WIPP may be exceptions.<br />

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FEATURE | ENVIRONMENT AND SAFETY 314<br />

mining concept with one major difference: Disused mines<br />

should no longer be converted into repositories. New<br />

facilities were now planned which were to serve the sole<br />

purpose of final disposal. The first country to present a<br />

detailed concept <strong>for</strong> such a geological repository was<br />

Sweden. As mentioned in chapter 3, almost all newer<br />

nuclear waste disposal projects around the world followed<br />

this KBS – multi-barrier concept developed by the Swedish<br />

company SKB (Svensk Kärnbränslehantering AB) in the<br />

1970ties. After that, many countries developed their<br />

specific design variants with regard to the importance of<br />

the individual barriers, to the access structures (ramp/<br />

shaft) or the positioning of the canisters in the disposal<br />

galleries. But these minor changes lastly did not deviate<br />

from the original concept, which still assumes a geological<br />

repository at depths of several hundred meters in a system<br />

of galleries. With this adaptation, the main conceptual<br />

flaw seemed to be resolved and the requirement to identify<br />

and correct the main planning flaw was satisfied. Further<br />

analyses, which sought answers to possible risk or breakpoints<br />

in the concepts and the procedure <strong>for</strong> implementing<br />

the programmes, were not required. The responsible<br />

institutions were satisfied with the results achieved and<br />

no longer questioned the emerging developments. Even<br />

be<strong>for</strong>e the turn of the millennium, it became clear that<br />

there was a need <strong>for</strong> action, as can be briefly illustrated by<br />

three aspects:<br />

Public implication and responsibility<br />

On the one hand, the official institutions entrusted with<br />

the project development have underestimated <strong>for</strong> a long<br />

time the problems concerning the social acceptance of<br />

repositories <strong>for</strong> long-lived highly toxic waste. If waste management<br />

projects are ever to be realized, they must<br />

be supported by the public opinion and the affected<br />

population. After decades of debate, this insight seems to<br />

be more or less accepted by all stakeholders. But the degree<br />

of involvement of concerned regions and people is still<br />

disputed. A fundamental question in this context is,<br />

how far can the rights and responsibilities of affected<br />

communities go? Is it a simple participation right, that<br />

makes discussions possible but does not go beyond them<br />

or that leaves decisions in the hands of the repository<br />

designers and authorities? Or do these latter want to leave<br />

some of the key decisions to those affected? If yes, how<br />

many? How much can and should be decided jointly? Is<br />

the blockage caused by “NIMBY” due to these questions?<br />

One can answer them partly from experience, but only<br />

partly. Today’s projects are planned still exclusively based<br />

on scientific and technical expert knowledge. In contrast,<br />

the ethical, political, but also technical concerns of the<br />

public on questions of nuclear safety, public health and<br />

environmental impact are still treated negligently, as<br />

the Swiss case of the “sectoral plan <strong>for</strong> deep geological<br />

repositories” shows very clearly. These projects institutionalize<br />

“participation” and even public <strong>for</strong>ums – socalled<br />

“regional conferences” – and claim to remedy these<br />

deficiencies. They do not, however, give the concerned<br />

population any real responsibility, i.e. no voice <strong>for</strong> codecision,<br />

which ultimately strengthens the resistance<br />

against such projects. “Safety is not negotiable”, as the<br />

Federal Office of Energy (SFOE) repeatedly stated.<br />

From the Office’s point of view, the so-called “licence<br />

holder” or “operator” and his experts are responsible <strong>for</strong><br />

safety, which is monitored by the authorities. However,<br />

how can it be explained that with the continuous<br />

Repository,<br />

Owner<br />

Hutchinson-Mine,<br />

Kansas (USA), ORNL<br />

Lyons Kansas (USA),<br />

ORNL<br />

Asse II Mine (FRG),<br />

(Test Disposal Site),<br />

several owners<br />

ERAM Morsleben GDR/<br />

FRG, several owners<br />

WIPP<br />

DOE<br />

Waste-<br />

Type<br />

Host<br />

Rock<br />

Operation<br />

Period<br />

HLW salt test-phase<br />

1959 - 1961<br />

HLW salt test-phase 1965 - 1968<br />

Project 1970 - 1972<br />

LILW with<br />

TRUwastes,<br />

CTW<br />

salt 1967 - 1978<br />

from 2008 onwards<br />

Status of<br />

Implementation<br />

tests with non-radioactive<br />

liquids and heaters<br />

tests with fuel elements<br />

Site selection<br />

in operation, remediation<br />

project<br />

LILW, CTW salt 1971 -1998 in operation, remediation<br />

project<br />

TRU-<br />

Wastes<br />

salt 1999 - 2014,<br />

from 2017 onwards<br />

in operation, remediation<br />

project completed<br />

Result and<br />

Success<br />

“encouraging but not<br />

conclusive”<br />

site selection, abandoned<br />

(vulnerable site)<br />

site abandoned<br />

(vulnerable site),<br />

remediation in planning<br />

site abandoned (vulnerable<br />

site), remediation under way<br />

site still in operation, although<br />

seriously questioned<br />

Olkiluoto (FI), Posiva LILW crystalline since 1992 in operation site in operation, long-term<br />

safety questioned<br />

Forsmark (SE), SKB LILW crystalline since 1988 in operation site in operation, long-term<br />

safety questioned<br />

Examples of shallow<br />

subsurface mines<br />

Hostim (HU),<br />

several owners<br />

Mina Beta (ES)<br />

JEN/CIEMAT<br />

Research<br />

wastes<br />

limestone 1959 - 1964,<br />

closure 1997<br />

final repository<br />

vulnerable site (limestone),<br />

long-term safety questioned<br />

LILW crystalline 1961 - 1980 remediated remediation successfully<br />

achieved<br />

Bratrstvi (CZ), Súrao LILW (MIR) pegmatites since 1974 in operation vulnerable site (uranium<br />

mine), long-term safety open<br />

Alcazar (CZ) LILW, CTW limestone 1959 - 1964,<br />

1991<br />

Richard II (CZ), Súrao<br />

ORNL (USA), injection<br />

in boreholes or wells<br />

Russian sites, injection<br />

in boreholes or wells<br />

(USSR)<br />

LILW<br />

((MIR)<br />

LILW<br />

(HLW)<br />

final repository, reopened<br />

1991, higher toxic radwaste<br />

and CTW removed<br />

limestone since 1964 in operation, refurbishment<br />

2005-2007<br />

LILW/TRUwastes<br />

LILW/TRUwastes<br />

LILW<br />

(HLW)<br />

potentially vulnerable site,<br />

long-term safety open<br />

potentially vulnerable site,<br />

long-term safety open<br />

1950 - 1980ies completed monitoring data show<br />

remobilisation, results only<br />

partially available<br />

since 1957<br />

(Tomsk-7, Krasnoyarsk-26,<br />

Dimitrovgrad etc.)<br />

| Tab. 2.<br />

Implementation, result and success of geologic repositories <strong>for</strong> nuclear wastes (sources in bibliography).<br />

Author and<br />

Year<br />

Walker, S. jr., 20<strong>06</strong><br />

Boffey 1975, Walker, S.jr.<br />

2009, Alley et al. 2013<br />

Möller 2008<br />

BGE 2020<br />

Documentation of BGE<br />

DOE 2014a, 2014b, 2015,<br />

Ialenti 2018, Klaus 2019<br />

Buser 2019, WNWR 2019<br />

Buser 2019, WNWR 2019<br />

WNWR 2019<br />

Lopez Perez et al 1976,<br />

Estratos 1987<br />

Woller 2008,<br />

WNWR 2019<br />

Woller 2008<br />

Woller 2008, WNWR<br />

2019<br />

ERDA 1977; ORNL,<br />

1985; Stow et al. 1986<br />

completed? unknown Spytsin et al. 1975; NDC<br />

1977; Schneider et al.<br />

2011<br />

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<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

occurrences of serious problems and accidents none –<br />

and really none – of the deep geological repository<br />

projects implemented to date have been able to meet the<br />

required quality standards (Table 2). This is because<br />

failure to plan waste disposal as well as project to date<br />

puts the quality of expertise and control into question,<br />

which is a heavy burden on the acceptance of new projects.<br />

And this leads to a second fundamental weakness of<br />

nuclear waste management: Organization and safety<br />

culture.<br />

Safety culture: “Desiring to promote an effective<br />

nuclear safety culture worldwide”<br />

It is at the top of the list of objectives, as can be seen from<br />

the preamble (V) of the IAEA Joint Convention 30 . But if<br />

you then look <strong>for</strong> the concrete regulations, you will hardly<br />

find anything regarding safety culture in the field of<br />

geological waste repository planning processes. The<br />

conception and planning seem to have escaped the<br />

attention of a comprehensive supervisory process. Yet it is<br />

precisely the concepts that are the fundamental guard rails<br />

<strong>for</strong> safety, as the entire history of waste management of<br />

highly toxic waste shows. The fact that not a single <strong>for</strong>mal<br />

overall review of the planning and implementation of<br />

repositories to date has been carried out (Table 2) clearly<br />

shows this deficit.<br />

Industrial maturity<br />

In this context, the questions relating to the long-term<br />

safety of deep geological repositories can be asked in a far<br />

more stringent manner. The statements made to date on<br />

the long-term safety of these planned repositories over<br />

periods of up to one million years are based exclusively on<br />

calculations from a safety analysis known as a safety case 31 .<br />

However, industrial experience and feasibility are rarely<br />

included in these considerations. The reason is understandable,<br />

as the IAEA correctly states in a publication<br />

from 2012: “While the maturity criterion can be applied to<br />

disposal facilities <strong>for</strong> radioactive waste, it has to be<br />

recognized that data on the actual long term per<strong>for</strong>mance<br />

of disposal facilities are not available” 32 . However, the<br />

question of the industrial maturity of a plant is the<br />

determining factor <strong>for</strong> the assessment of long-term safety.<br />

This maturity process can only be achieved by a step- bystep<br />

procedure and by knowledge and approach, based on<br />

experiments and experience. As with any industrial<br />

process, the development of a deep geological repository<br />

requires a step-by-step approach that is divided into clear<br />

stages and characterized by experimental validation. The<br />

success of the planning process is there<strong>for</strong>e largely<br />

determined by the quality and time dedicated to the<br />

implementation of this process, which has a decisive<br />

influence not only on the design of a deep geological<br />

repository itself but also on the possibilities <strong>for</strong> corrective<br />

action, as demonstrated, <strong>for</strong> example, by the current<br />

difficulties encountered in retrieving the emplaced waste<br />

from the Asse II experimental mine. It goes without saying<br />

that such a planning process, until industrial maturity is<br />

reached, also has an impact on the duration of interim<br />

waste storage.<br />

| Fig. 1.<br />

EKRA-Concept.<br />

An Inclusive Planning Approach<br />

As seen above, the strategy <strong>for</strong> deep geological disposal of<br />

radioactive waste is considered to be largely uncontested.<br />

However, it is also undisputed that solutions <strong>for</strong> a deep<br />

geological repository must be implemented at the highest<br />

possible quality level and on a socially acceptable basis over<br />

a long term. The first planning group to give these basic principles<br />

the necessary comprehensive consideration was the<br />

Expert Group on Disposal Concepts <strong>for</strong> Radioactive Waste<br />

(EKRA), which was set up by the competent Swiss ministry.<br />

In their first report published in 2000, they proposed a procedure<br />

that not only followed this step-by-step philosophy<br />

but also provided <strong>for</strong> the appropriate facilities to systematically<br />

monitor the planning and implementation process 33 .<br />

For this purpose, a phase of intensive experimental verification<br />

of the site is planned as well as the construction of a socalled<br />

pilot plant (Figure 1); the entire emplacement and<br />

storage process is to be implemented and monitored with a<br />

representative waste quantity, as long as there is a social consensus<br />

on it. In a second report, EKRA later defined the<br />

guidelines <strong>for</strong> the structural monitoring and governance<br />

of the project 34 . EKRA was celebrated as a model of an<br />

acceptance-building approach and was more or less fully<br />

anchored in Switzerland’s new nuclear energy legislation.<br />

The developments observed since then, with a<br />

steady stream of new accidents, show that the current<br />

planning <strong>for</strong> deep geological repositories does not meet<br />

the requirements <strong>for</strong> a long-term safe planning process<br />

and needs to be fundamentally improved. If one wants to<br />

avoid similar developments as in the past, an inclusive<br />

planning approach is required that considers the findings<br />

from previous errors and problems:<br />

p Without any doubt, the first improvement that is<br />

needed is a safety culture that deserves this name, as<br />

mentioned above, and which has to be a key element<br />

during the most important phase of the process – the<br />

conceptual design and planning phase.<br />

p One has to recognize, that a top-down approach, as it<br />

has been followed in all previous planning processes<br />

<strong>for</strong> deep geological repositories, must be supplemented<br />

by a bottom-up approach, which ensures that the<br />

concerns of the regions and people directly affected are<br />

considered. A simple right of co-determination in the<br />

sense of con sultation processes, as practiced in the Swiss<br />

sectoral plan procedure, is by no means sufficient to<br />

ensure the necessary acceptance by the population. Trust<br />

must also be established by subjecting security issues<br />

to an assessment process by the population directly<br />

FEATURE | ENVIRONMENT AND SAFETY 315<br />

30 IAEA 1997: Joint Convention on the Safety of Spent Fuel Management and on the Safety of Radioactive Waste Management. Int. Atomic Energy Agency, Vienna.<br />

31 <strong>for</strong> the development of the Safety Case: Pescatore, C., 2004, The Safety case, Concept, History and Purpose, <strong>Nuclear</strong> Energy Agency (OECD).<br />

32 IAEA, 2012, The Safety Case and Safety Assessment <strong>for</strong> the Disposal of Radioactive Waste, Specific Safety Guide SSG-23.<br />

33 EKRA, 2000, Disposal Concepts <strong>for</strong> Radioactive Waste, Final Report, 31st January 2000<br />

34 EKRA, 2002, Contribution to the disposal strategy <strong>for</strong> radioactive waste in Switzerland, October 2000.<br />

Feature<br />

Deep Geological Radioactive and Chemical Waste Disposal: Where We Stand and Where We Go ı Marcos Buser, André Lambert and Walter Wildi


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

FEATURE | ENVIRONMENT AND SAFETY 316<br />

affected. This is also a central element in ensuring the<br />

contemporary governance of such a long-term risk<br />

project.<br />

p The site selection and implementation process must<br />

be carried out in clearly defined steps and must be<br />

completed to industrial maturity. Even the best<br />

project ideas are not sufficient and have to be<br />

com plemented by an experiment based process that<br />

can be implemented on an industrial scale. This applies,<br />

<strong>for</strong> example, not only to the disposal of radioactive<br />

waste at depth but also to industrial retrieval in the case<br />

of undesirable developments, incidents or accidents. Of<br />

course, the safety culture in these phases is again a key<br />

process variable, as the recent example of the aviation<br />

industry (Boing 737 MAX 8) impressively shows.<br />

p The last of the central elements of the process is the<br />

possible step back option: this is an essential condition<br />

in this process of site selection and in the realization of<br />

a deep geological repository. Corrections and returns<br />

must always be possible in a process that promises<br />

safety over 1 million years. The project must be<br />

managed in a way that it can actually maintain this<br />

extraordinarily high long-term safety benchmark.<br />

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ı EKRA (2000) ‘Disposal Concepts <strong>for</strong> Radioactive Waste’, Final Report, 31st January 2000.<br />

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Schuster.<br />

ı Gilmore, W.R. (1977) ‘Radioactive Waste Disposal. Low and High Level’, Noyes Data Corporation.<br />

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<strong>International</strong> Conference on the Peaceful Use of Atomic Energy, Held in Geneva from August 8 to 20,<br />

1955, volume IX, IAEA, 1956.<br />

ı Goodmann, C. (1949) ‘Future Developments in <strong>Nuclear</strong> Energy’, Nucleonics 4/2, February 1949, p. 2-16.<br />

ı Hatch, L. P. (1953) ‘Ultimate Disposal of Radioactive Waste’, American Scientist Vol. 41/3, p. 410-412.<br />

ı Herrington, A.C., Shaver, R.G., Sorenson, C.W. (1953) ‘Permanent Disposal of Radioactive Wastes:<br />

Economic Evaluation’, Nucleonics 11/9, September 1953, p. 34-37.<br />

ı Hollister, C.D. (1977), ‘The Seabed Option’, Oceanus 20, p. 18-25;<br />

ı Hollister, Ch., Anderson, D. R., Health, G. R. (1981) ‘Subseabed Disposal of <strong>Nuclear</strong> Wastes’, Science,<br />

Vol. 213, 18 Sep 1981.<br />

ı Hollocher, Thomas C. (1975) ‘Storage and Disposal of High-Level Radioactive Waste, in: Union of<br />

Concerned Scientists, The nuclear Fuel Cycle’, The MIT Press, Cambridge, Massachusetts.<br />

ı Ialenti, V. (2018) ‘Waste Makes Haste: How a Campaign to Speed up <strong>Nuclear</strong> Waste Shipments Shut<br />

down the WIPP Long-Term Repository.’ Bulletin of the Atomic Scientists 74 (4): 262–275. doi:10.1080/009<br />

63402.2018.1486616.<br />

ı Ibsen, D., Kost, S., Weichler, H. (2010) ‘Analysis of the usage history and the planning and participation<br />

<strong>for</strong>ms of the Asse II mine’, final report AEP, University of Kassel.<br />

ı IAEA (1977) Radioactive Waste - Where From, Where To?, <strong>International</strong> Atomic Energy Agency.<br />

ı IAEA (1979) ‘Geologic Disposal of <strong>Nuclear</strong> Waste’, Conf. papers CONF-790304 - DE82 902335 ,March 15<br />

ans 16, 1979, https://inis.iaea.org/collection/NCLCollectionStore/_Public/13/684/<br />

13684877.pdf?r=1&r=1.<br />

ı IAEA (2012) ‘The Safety Case and Safety Assessment <strong>for</strong> the Disposal of Radioactive Waste’, Specific<br />

Safety Guide SSG-23.<br />

ı INSAG (1991), Safety Culture, Safety Series No 75-INSAG-4, <strong>International</strong> <strong>Nuclear</strong> Safety Advisory Group,<br />

IAEA.<br />

ı KASAM (1999) ‘Retrievability of high-level waste and spent nuclear fuel’, Proceedings of an international<br />

seminar organized by the Swedish National Council <strong>for</strong> <strong>Nuclear</strong> Waste in co-operation with the<br />

<strong>International</strong> Atomic Energy Agency And held in Saltsjöbaden, Sweden, 24–27 October 1999,<br />

IAEA-TECDOC-1187, https://www-pub.iaea.org/MTCD/publications/PDF/te_1187_prn.pdf.<br />

ı Klaus, D.M. (2019) ‘What really went wrong at WIPP: An insider’s view of two accidents at the only US<br />

underground nuclear waste repository’, Bulletin of the Atomic Scientists, 75:4, 28 June 2019.<br />

ı KBS (1978a) Handling of spent fuel and final storage of vitrified high-level reprocessing waste,<br />

Kärnbränslesäkerhet.<br />

ı KBS (1978b) Handling and Final Storage of Unreprocessed Spent <strong>Nuclear</strong> Fuel, Kärnbränslesäkerhet.<br />

ı López Pérez, B., Martínez Martínez, A. (1976) ‘Experience Gained and Technology Developed at the JEN<br />

in the management of radioactive waste’, IAEA SM-207/90.<br />

ı Milnes, A.G., Buser, M., Wildi, W. (1980) ‘Overview of Repository Concepts <strong>for</strong> Radioactive Waste’ –<br />

Z. dtsch. Geol. Ges. 131, 359-385.<br />

ı Milnes, A.G. (1985) Geology and Radwaste, Academic Press.<br />

ı Möller, D (2009) ‘Final disposal of radioactive waste in the Federal Republic’. Peter Lang.<br />

ı NAS, National Academy of Sciences (1957a) ‘The Disposal of Radioactive Wastes on Land. Report of the<br />

Committee on Waste Disposal of the Division of the Earth Sciences’, National Research Council.<br />

ı NDC (1977) ‘Radioactive Waste Disposal, Low- and High-Level’, Pollution Technology Review 38.<br />

ı ORNL (1985) ‘The Management of Radioactive Waste at the Oak Ridge National Laboratory’, National<br />

Academy Press, p. 124-125.<br />

ı Pescatore, C. (2004) ‘The Safety case, Concept, History and Purpose’, <strong>Nuclear</strong> Energy Agency (OECD).<br />

ı Philbert, B. (1959) ‘Removal of radioactive waste substances in the ice caps of the earth’, <strong>Nuclear</strong> Energy 4/3.<br />

ı Renn, Ch., (1955) ‘The Dumping of Radioactive Waste’, Proceedings of the <strong>International</strong> Conference<br />

on the Peaceful uses of Atomic Energy, Held in Geneva from August 8 to 20, 1955, Volume LX, 1956.<br />

ı Rodgers W. A. (1954) ‘Radioactive Wastes - Treatment, Use, Disposal’, <strong>Nuclear</strong> Engineering, 50/5,<br />

January 1954, p. 263-266.<br />

ı Schneider, L., Herzog, Ch., (2011) ‘Sites and projects <strong>for</strong> the disposal of radioactive waste and repositories<br />

in Russia and other states of the <strong>for</strong>mer USSR’, Stoller Engineering 2011.<br />

ı Scott, K., (1950) ‘Radioactive Waste Disposal - How Will It Affect Man’s Economy’, Nucleonics, Vol. 6/1,<br />

p. 15-25.<br />

ı Spitsyn, V. I., Balukoda, V.D. (1978) The Scientific Basis For, and Experience With, Underground Storage of<br />

Liquid Radioactive Wastes in the USSR, in Scientific Basis <strong>for</strong> <strong>Nuclear</strong> Waste Management, Springer,<br />

pp. 237-248.<br />

ı Stow, S. H., Haase, S. C. (1986) ‘Subsurface disposal of liquid low-level radioactive wastes at Oak Ridge’,<br />

Tennessee, Oak Ridge National Laboratory P.0.Box, Oak Ridge, Tennessee 37831.<br />

ı Strauss, Lewis, (1954) ‘Remarks <strong>for</strong> the Delivery at The Founder’s Day Dinner’, National Association of<br />

Science Writers, New York, 16. September 1954, Atomic Energy Commission.<br />

ı Theis, Ch. (1955) ‘Problems relating to the burial of nuclear waste’, Proceedings of the <strong>International</strong><br />

Conference on the Peaceful Use of Atomic Energy, Held in Geneva from August 8 to 20, 1955, Volume IX,<br />

1956.<br />

ı Walker, Samuel jr. (20<strong>06</strong>) ‘An ‘Atomic Garbage Dump’ <strong>for</strong> Kansas, Kansas History’: A <strong>Journal</strong> of the Central<br />

Plains 27 (Winter 20<strong>06</strong>-2007), p. 266-285.<br />

ı Walker, S.J. (2009) ‘The Road to Yucca Mountain’, University of Cali<strong>for</strong>nia Press London.<br />

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ı WNA, (2020) ‘Storage and Disposal of Radioactive Waste’ World <strong>Nuclear</strong> Association, November 2020.<br />

ı WNWR (2019) ‘The World <strong>Nuclear</strong> Waste Report’, Focus Europe, Heinrich Böll Foundation and Partners.<br />

ı Woller, F. (2008) ‘Disposal of radioactive waste in rock-caverns: Current situation in Czech Republic’, in<br />

Rempe, N. T., 2008, Deep Geological Repositories, The Geological Society of America.<br />

Authors<br />

Marcos Buser<br />

marcos.buser@bluewin.ch<br />

Funkackerstrasse 19<br />

8050 Zürich, Switzerland<br />

André Lambert<br />

Ziegelhaustrasse 19<br />

5400 Baden, Switzerland<br />

Walter Wildi<br />

Département F.A. Forel des sciences de l’environnement<br />

et de l’eau<br />

University of Geneva<br />

Chemin des Marais 23<br />

1218 Le Grand Saconnex, Switzerland<br />

Feature<br />

Deep Geological Radioactive and Chemical Waste Disposal: Where We Stand and Where We Go ı Marcos Buser, André Lambert and Walter Wildi


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

Did you know...?<br />

Report of Bundesnetzagentur (BNetzA) on Reserve <strong>Power</strong> Plant<br />

Requirements Winter 2020/21 and Years 2024/25<br />

The Bundesnetzagentur (Federal Network Agency <strong>for</strong> Electricity, Gas,<br />

Telecommunications, Post and Railway) regulating the electrical, the<br />

gas, the railway and telecommunication grids and supervising<br />

among other German TSOs released its current report “Reserve<br />

<strong>Power</strong> Plant Requirements <strong>for</strong> the winter 2020/21 and the years<br />

2024/25” in May 2020. This type of reporting started after the<br />

political decision to accelerate the nuclear phase-out in 2011 starting<br />

with the immediate permanent shut-down of eight NPPs with<br />

approximately 8 GW of capacity. Be<strong>for</strong>e 2011 no systematic assessment<br />

of this kind was per<strong>for</strong>med <strong>for</strong> Germany because the conventional<br />

generation capacity was dimensioned rather generously.<br />

The report includes the preview <strong>for</strong> the upcoming winter, a T+xanalysis<br />

<strong>for</strong> 2024/25 and the notification of actually contracted<br />

reserve capacity in previous periods. Graph 1 combines these<br />

backward and <strong>for</strong>ward looking data from 2011 to 2025 and shows a<br />

very clear link between the steps of nuclear phase-out and reserve<br />

power plant requirements. The escalating requirements till 2018<br />

lead to the abolition of the common bidding zone of Germany and<br />

Austria in the electricity market in October 2018, which lead to a<br />

significant preliminary reduction in requirements afterwards.<br />

The cost of major system stability measures (graph 2) shows the link<br />

to nuclear phase-out too, but here the annual amount of the volatile<br />

renewable energies wind and solar, the measure of their volatility<br />

and the implementation of grid extension measures such as the<br />

opening of a new AC power line from the north to the region of the<br />

NPP Grafenrheinfeld in two steps at the end of 2015 and in the<br />

summer of 2016 also play a major role. The grid extension necessary<br />

to reasonably accommodate nuclear phase-out and current levels of<br />

renewable generation is planned to be completed by the end of<br />

2025, nuclear phase-out will be completed by the end of 2022. Of<br />

the current reserve power plant requirements estimated by the<br />

Federal Network Agency <strong>for</strong> 2022/23 of 10,647 MW and 8,042 MW<br />

<strong>for</strong> 2024/25 only 6,930 MW and 5,970 MW respectively are currently<br />

judged to be potentially disposable domestically. The generation<br />

capacity of conventional, adjustable power plants in the German<br />

electricity market is supposed to shrink from 91.4 GW in 2020/21 to<br />

71.1 GW in 2024/25 due mostly to nuclear phase-out and the first<br />

steps of coal phase-out currently being legislated.<br />

For further details<br />

please contact:<br />

Nicolas Wendler<br />

KernD<br />

Robert-Koch-Platz 4<br />

10115 Berlin<br />

Germany<br />

E-mail: presse@<br />

KernD.de<br />

www.KernD.de<br />

317<br />

DID YOU KNOW...?<br />

Totalized Capacity of Domestic and <strong>International</strong> Grid Reserve <strong>Power</strong> Plants and<br />

Identified Requirements <strong>for</strong> the Winters/Years (in MW)<br />

(Contracted Capacity, Winter Reports, Reports T+x)<br />

12,000 p Domestic p <strong>International</strong> p Sum<br />

10,000<br />

8,000<br />

6,000<br />

7,660<br />

8,383<br />

11,430<br />

6,598 6,598 6,596<br />

10,647<br />

8,042<br />

4,000<br />

2,000<br />

1,472<br />

2,559<br />

2,945 3,024<br />

0<br />

2011/12 2012/13 2013/14 2014/15 2015/16 2016/17 2017/18 2018/19 2019/20 2020/21 2022/23 2024/25<br />

Start of analysis of Reserve<br />

<strong>Power</strong> Plant Requirements<br />

following accelerated<br />

Phase-out of <strong>Nuclear</strong> <strong>Power</strong><br />

Shut-down<br />

of NPP<br />

Grafenrheinfeld,<br />

27.<strong>06</strong>.2015<br />

Shut-down<br />

of NPP<br />

Gundremmingen B,<br />

31.12.2017<br />

Abolition of<br />

the common<br />

bidding zone<br />

Germany-<br />

Austria<br />

Shut-down<br />

of NPP<br />

Philippsburg 2,<br />

31.12.2019<br />

Scheduled Shut-down of NPPs<br />

Brokdorf, Grohnde, Gundremmingen C,<br />

31.12.2021 and<br />

Emsland, Isar 2, Neckarwestheim 2,<br />

31.12.2022<br />

800<br />

600<br />

400<br />

200<br />

0<br />

Preliminary Costs of major System Stability Measures in million Euro<br />

1,600 p Redispatch (TSO)<br />

p Countertrading (TSO)<br />

1,400 p Feed-in Management (DSO und TSO)<br />

p Grid Reserve (domestic)<br />

1,200 p Grid Reserve (international)<br />

p Sum<br />

1,000<br />

179.1<br />

223.7 214.7<br />

436.1<br />

1,141.4<br />

2011 2012 2013 2014 2015 2016 2017 2018<br />

893.0<br />

1,513.8<br />

1,436.6<br />

Source:<br />

Bundesnetzagentur,<br />

Bericht Feststellung<br />

des Bedarfs an Netzreserve<br />

für den Winter<br />

2020/21 sowie das<br />

Jahr 2024/25; Bericht<br />

Feststellung des<br />

Bedarfs an Netzreserve<br />

für den Winter<br />

2019/2020 sowie das<br />

Jahr 2022/2023<br />

Did you know...?


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

318<br />

SPOTLIGHT ON NUCLEAR LAW<br />

Kein „Stillstand der Rechtspflege“ in Coronazeiten:<br />

Beginn des digitalen Zeitalters im Verwaltungsverfahrensrecht<br />

mit dem neuen Planungssicherstellungsgesetz?<br />

Ulrike Feldmann<br />

A Einleitung In Zeiten der hohen gesundheitlichen Gefährdung durch die COVID-19-Pandemie und den zur Eindämmung dieser Pandemie<br />

er<strong>for</strong>derlichen Beschränkungen ergeben sich vielfältige praktische und rechtliche Probleme, wie allein die vom Deutschen Richterbund geschätzten<br />

rund 1000 gerichtlich anhängig gemachten Eilverfahren zu den Beschränkungen sowie die Gründung einer eigens den Rechtsfragen zur Corona-<br />

Krise gewidmeten Zeitschrift „COVuR“ belegen. Unter Anderem führen die geltenden Veranstaltungs- und Kontaktbeschränkungen zu Umsetzungsproblemen<br />

bei der Durchführung von Verwaltungsverfahren. Als problematisch erweisen sich insbesondere die öffentliche Aus legung von<br />

Antragsunterlagen und die Durchführung von – verpflichtend vorgeschriebenen – Erörterungs terminen (z. B. nach UVPG). Viele Gemeindeverwaltungen,<br />

in denn die öffentliche Auslegung stattfinden müsste, sind aufgrund der Kontaktbeschränkungen gesperrt worden. Die Bekanntgabe<br />

von Zulassungsentscheidungen, für die eine öffentliche Auslegung vorge schrieben ist, ist nicht mehr möglich. Personalverknappung z. B. durch die<br />

Zugehörigkeit von Personal zu Risikogruppen oder aufgrund notwendiger Kinder betreuung kann zu einem zusätzlichen Problem werden.<br />

Um gleichwohl wichtige Planungs- und Genehmigungsverfahren (insbesondere<br />

im Wohnungsbau sowie auf dem Energie-, Verkehrs- und<br />

Klimaschutzsektor) nicht auf unbestimmte Zeit verschieben zu müssen<br />

und Vorhabenträgern Planungs- und Verfahrenssicherheit zu geben,<br />

stimmte der Deutsche Bundestag am 14.05.2020 dem Entwurf der Koalitionsfraktionen<br />

für ein „Planungssicherstellungsgesetz“ (BT-Drucksache<br />

19/18965) in der Fassung der Beschlussempfehlung des Bundestagsausschusses<br />

für Inneres und Heimat (BT-Drucksache 19/19214) mit den<br />

Stimmen der Koalitionsfraktionen zu. Bereits einen Tag später erteilte<br />

der Bundesrat ohne Aussprache dem Gesetz ebenfalls seine Zustimmung.<br />

Manche Verbände hätten zu dem Gesetzentwurf wohl gerne etwas<br />

mehr gesagt, hatten dazu aber – wenn überhaupt – lediglich ein äußerst<br />

knapp bemessenes Arbeitszeitfenster zwischen Freitagmittag (27.04.)<br />

und dem folgenden Montagmittag zur Verfügung.<br />

B<br />

Zum Inhalt des Gesetzes<br />

I Anwendungsbereich<br />

Das Planungssicherstellungsgesetz (PlanSiG), das in seiner Lang<strong>for</strong>m<br />

den etwas sperrigen Titel „Gesetz zur Sicher stellung ordnungs gemäßer<br />

Planungs- und Genehmigungsverfahren während der COVID-19-<br />

Pandemie“ trägt, gilt einheitlich für Verwaltungsverfahren nach den in<br />

§ 1 PlanSiG abschließend genannten 23 Fachgesetze, u. a. auch für das<br />

Atomgesetz (§ 1 Nr. 7 PlanSiG) und das Strahlenschutzgesetz (§ 1 Nr. 8<br />

PlanSiG).<br />

Das PlanSiG soll gewährleisten, dass Planungs- und Genehmigungsverfahren<br />

sowie besondere Entscheidungsverfahren mit Öffentlichkeitsbeteiligung<br />

auch unter den erschwerten Bedingungen während<br />

der COVID-19- Pandemie ordnungsgemäß durchgeführt werden<br />

können. Das Gesetz sieht für diese Verfahren, für die nach bis herigem<br />

Recht Verfahrensberechtigte zur Wahrnehmung ihrer Beteiligungs -<br />

rechte physisch präsent sein müssen und bei denen häufig diese Rechte<br />

von einer Vielzahl von Verfahrensberechtigten ausgeübt werden, <strong>for</strong>mwahrende<br />

Alternativen vor.<br />

II Ortsübliche und öffentliche Bekannt machungen<br />

(§ 2 PlanSiG)<br />

Für die ortsübliche oder öffentliche Bekanntmachung von Unter lagen<br />

und anderen In<strong>for</strong>mationen (z. B. durch Aus legung zur Einsichtnahme)<br />

sieht das Gesetz alternativ die Veröffentlichung der Unterlagen und<br />

In<strong>for</strong>mationen im Internet vor (§ 2 Abs. 1 S. 1 PlanSiG). Für befristete<br />

Bekanntmachungen gilt dies nur, wenn die Auslegungsfrist spätestens<br />

mit Ablauf des 31. März 2021 endet, da zu diesem Zeitpunkt gem. § 7<br />

Abs. 2 S.1 PlanSiG die §§ 1-5 PlanSiG außer Kraft treten. Um auch<br />

potentielle Verfahrensberechtigte zu erreichen, die keinen Internetzugang<br />

besitzen, lässt das Gesetz die bisherige – analoge – Bekanntmachung<br />

in einem amtlichen Veröffentlichungsblatt oder einer<br />

örtlichen Tages zeitung unberührt (§ 2 Abs. 1 S. 2 PlanSiG).<br />

III Auslegung von Unterlagen oder Entscheidungen<br />

(§ 3 PlanSiG)<br />

1. Ähnlich verhält es sich bei Verfahren, in denen eine Auslegung von<br />

Unterlagen oder Entscheidungen angeordnet ist. Kann auf die<br />

Aus legung nicht verzichtet werden, können die Unterlagen im<br />

Internet veröffentlicht werden, sofern die jeweilige Auslegungsfrist<br />

spätestens mit Ablauf des 31.03.2021 endet (§ 3 Abs. 1 S. 1 PlanSiG).<br />

In der Bekanntmachung ist auf die Veröffentlichung im Internet<br />

genau hinzuweisen. Neben der Veröffentlichung im Internet soll<br />

gemäß § 3 Abs. 2 S. 1 PlanSiG auch die ursprünglich angeordnete<br />

analoge Auslegung erfolgen, soweit zuvor die Behörde festgestellt<br />

hat, dass dies den Umständen nach möglich ist. Kommt die Behörde<br />

zu dem Ergebnis, dass die – analoge – Auslegung nicht möglich ist,<br />

hat die Behörde im Interesse der Bürger ohne Internetzugang additiv<br />

zur digitalen Veröffent lichung eine andere Möglichkeit zur Verfügung<br />

zu stellen.<br />

2. In Bezug auf den gemeinsamen Referentenentwurf von BMU und<br />

BMI war industrieseitig zu Recht besonders die fehlende<br />

Berücksichtigung des geltenden Schutzes von Betriebs- und<br />

Geschäftsgeheimnissen kritisiert worden, zumal mit der Veröffentlichung<br />

im Internet die In<strong>for</strong>mationen einem potentiell weltweit<br />

unbegrenzten Personenkreis frei zugänglich gemacht würden,<br />

Sicherheitsrisiken damit nicht ausgeschlossen seien und außerdem<br />

fraglich sei, wie nach Ablauf der Anhörungsfrist die Löschung der<br />

In<strong>for</strong>mationen aus dem Internet erfolgen solle. Diesen Bedenken<br />

trägt die o. g. und in das verabschiedete Gesetz eingeflossene<br />

Beschlussempfehlung des Bundestagsinnenausschusses Rechnung:<br />

Der Vorhabenträger hat nunmehr einen Anspruch darauf, dass seine<br />

Betriebs- und Geschäftsgeheimnisse von der Behörde nicht unbefugt<br />

offenbart werden. Er kann der Veröffentlichung im Internet widersprechen.<br />

Macht er jedoch von seinem Widerspruchsrecht Gebrauch,<br />

hat dies zur Konsequenz, dass die Behörde das Verfahren bis zur Auslegung<br />

der Unterlagen aussetzen muss (§ 3 Abs. 1 Sätze 5-7 PlanSiG).<br />

Ein beschleunigtes Verfahren ist demnach nur möglich, wenn<br />

Transparenz gewährt wird.<br />

3. Hält eine Behörde eine „analoge“ Aus legung neben der digitalen<br />

Veröffentlichung nicht für möglich (s. o.), hat die Behörde zusätzlich<br />

zur digitalen Veröffentlichung andere leicht zu erreichende Zugangsmöglichkeiten<br />

zu schaffen. § 3 Abs. 2 S. 2 PlanSiG nennt als Beispiele<br />

öffentlich zugängliche Lesegeräte oder „in begründeten Fällen“ die<br />

Versendung per Post. Allerdings können erfahrungsgemäß nicht nur<br />

in atomrecht lichen Genehmigungsverfahren der Aktenumfang und<br />

der Kopieraufwand recht gewaltig werden. Dessen eingedenk ist in<br />

die vom Bundes kabinett beschlossene „Formulierungshilfe“ für den<br />

Gesetzentwurf der Fraktionen der CDU/CSU und SPD in der Begründung<br />

zu § 3 Abs. 2 S. 2 PlanSiG der Satz angefügt worden:“ Eine<br />

Versendung von Unterlagen mit der Post kann sich z. B. bei einem<br />

kleinen Adressatenkreis anbieten“.<br />

IV Erklärungen zur Niederschrift<br />

§ 4 PlanSiG erfasst die Fallkonstellationen, in denen die Abgabe von<br />

Erklärungen zur Niederschrift vorgesehen sind. Derartige Abgaben<br />

kann die zuständige Behörde ausschließen, sofern die Erklärungsfrist<br />

spätestens mit Ablauf des 31. März 2021 endet. Stattdessen muss die<br />

Behörde einen Zugang für die Abgabe elektronischer Erklärungen (z. B.<br />

per E-Mail) vorsehen und muss in der üblichen Bekanntmachung auf<br />

den Zugang hinweisen.<br />

Spotlight on <strong>Nuclear</strong> Law<br />

No “Standstill in the Administration of Justice” in Corona Times ı Ulrike Feldmann


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

V Erörterungstermin, mündliche Verhandlungen und<br />

Antragskonferenzen<br />

Neben § 3 PlanSiG dürfte insbesondere § 5 PlanSiG von großem<br />

Interesse für die anstehenden atomrechtlichen Stilllegungsverfahren<br />

sein.<br />

1. Ist gesetzlich ein behördliches Ermessen darüber eingeräumt, ob ein<br />

Erörterungstermin durchgeführt wird, so kann die Behörde bei ihrer<br />

Ermessensausübung auch mit der aufgrund der COVID-19-Pandemie<br />

verbundene Probleme (z. B. geltende Kontakt beschränkungen und<br />

Abstandsregeln) berücksichtigen und damit auf einen Erörterungstermin<br />

oder die mündliche Verhandlung verzichten (s. § 5 Abs. 1<br />

PlanSiG).<br />

2. Ist dagegen gesetzlich die Durchführung eines Erörterungstermins<br />

oder eine mündliche Verhandlung angeordnet und ein Verzicht nicht<br />

möglich, genügt eine Online-Konsultation (§ 5 Abs. 2 PlanSiG).<br />

3. Die Bekanntmachung der behördlichen Entscheidung zur Durchführung<br />

einer Online-Konsultation ist unter Hinweis auf § 73 Abs. 6<br />

Sätze 2-4 VwVfG in § 5 Abs. 3 PlanSiG geregelt. Die Online-<br />

Konsultation dient als Ersatz für die sonst üblichen mündlichen<br />

Stellung nahmen und Gegenstellungnahmen.<br />

4. Der nicht-öffentliche Charakter von Erörterungs terminen oder<br />

mündlichen Verhandlungen spiegelt sich in der Online- Konsultation<br />

dadurch wider, dass nur den zur Online-Teilnahme Berechtigten die<br />

entsprechenden In<strong>for</strong>mationen zur Verfügung zu stellen sind und<br />

nur ihnen wie sonst auch innerhalb einer festgesetzten Frist Gelegenheit<br />

zur schriftlichen (auch elektro nischen) Stellungnahme zu geben<br />

ist. Klar gestellt wird, dass damit jedoch keine neuen, zusätz lichen<br />

Einwendungsmöglich keiten geschaffen werden (§ 5 Abs. 4 PlanSiG).<br />

5. § 5 Abs. 5 PlanSiG sieht die Möglichkeit vor, die Online-Konsultation<br />

auch als Telefon-oder Videokonferenz durchzuführen. Diese<br />

Möglichkeit war in dem ursprünglichen BMU/BMI-Referentenentwurf<br />

nicht enthalten. Da sie vom Einverständnis der zur Teilnahme<br />

Berechtigten abhängt, ist offen, wie oft und ob überhaupt<br />

diese Möglichkeit zur Anwendung kommen wird.<br />

6. Im Falle einer gesetzlich vorgesehenen Antrags konferenz sieht § 5<br />

Abs. 6 PlanSiG ein vereinfachtes Verfahren gegenüber einer<br />

Online-Konferenz nach § 5 Abs. IV PlanSiG vor.<br />

7. In der Entstehungsgeschichte des Gesetzes gibt es keinen Hinweis<br />

darauf, dass der Gesetzgeber sich über die Frage vertieft Gedanken<br />

gemacht hat, ob der Vorhabenträger bei Vorliegen von COVID-19<br />

bedingten Pro blemen bei der Durchführung von Verwaltungsverfahren<br />

ebenfalls einen Anspruch auf Anwendung der im PlanSiG<br />

geregelten <strong>for</strong>mwahrenden Alter nativen haben soll. In den §§ 2-5<br />

PlanSiG finden sich eine Reihe von „Kann“-Bestimmungen, die<br />

„klassischer weise“ für eine Ermessensentscheidung sprechen. Dabei<br />

muss für jede Vorschrift individuell geprüft werden, ob sie einen<br />

Ermessensspielraum eröffnet. Dies liegt dann nahe, wenn wie z. B. in<br />

den §§ 2 bis 4 und 5 Abs. 1 PlanSiG ausdrücklich „Kann“-Bestimmungen<br />

gewählt wurden, und eher fern, wenn darauf wie z. B. in § 5<br />

Abs. 2 PlanSiG verzichtet wurde. In jedem Fall ist zu bedenken, dass<br />

der Zweck des Gesetzes (Gewähr leistung der ordnungsgemäßen<br />

Durchführung von Planungs- und Genehmigungsverfahren sowie<br />

besonderen Entscheidungsver fahren mit Öffentlichkeits beteiligung<br />

auch unter den er schwerten Bedingungen während der COVID-<br />

19-Pandemie; keine Ver schiebung dieser Verfahren auf unbestimmte<br />

Zeit; Planungs- und Verfahrenssicherheit für Vorhabenträger) ins<br />

Leere liefe, wenn die zuständigen Behörden ihr Ermessen<br />

dahingehend ausübten, dass sie von den alternativen Verfahrensmöglichkeiten,<br />

die das PlanSiG bereit stellt, keinen Gebrauch<br />

machten. Deshalb jedoch grund sätzlich bereits von einer „Ermessensreduzierung<br />

auf Null“ auszugehen, würde der ungewissen<br />

Entwicklung der Pandemie-Situation und einer entsprechend<br />

er<strong>for</strong>derlichen Anpassung an den Umfang der Beschränkungen<br />

einerseits und den unterschiedlichen Gegebenheiten in den mit den<br />

jeweiligen Verfahren befassten Kommunen andererseits nicht<br />

genügend Rechnung tragen. Soweit Ermessensentscheidungen<br />

eingeräumt sind, muss allerdings berücksichtigt werden, dass das<br />

PlanSiG zumindest auch im drittschützenden Interesse des Vorhabenträgers<br />

besteht. Ein Außerachtlassen der Möglichkeiten des<br />

PlanSiG und einer daraus folgenden Verfahrensverzögerung wäre<br />

daher in jedem Fall besonders rechtfertigungs bedürftig.<br />

VI Übergangsregelung<br />

1. Beachtenswert ist ebenfalls die in § 6 PlanSiG vorge sehene Übergangsregelung.<br />

Um den Wirkungsbereich des Gesetzes aus reichend<br />

praxistauglich zu gestalten, sollen auch begonnene Planungs- und<br />

Genehmigungsverfahren an den Verfahrenserleichterungen des<br />

PlanSiG teilhaben können. Entscheidet sich die Behörde, einen<br />

bereits „analog“, d. h. nach bisher geltendem Recht begonnenen<br />

Verfahrensschritt nach dem PlanSiG durch zuführen, ist dieser<br />

betreffende Verfahrensschritt nach diesem Gesetz zu wiederholen<br />

(§ 6 Abs. 1 S. 2 PlanSiG). Diese Regelung erlaubt es der Behörde,<br />

jeden nach „analogem“ Verfahrensrecht begonnenen Ver fahrensschritt<br />

je nach Sachlage individuell im Hinblick auf eine Wiederholung<br />

nach PlanSiG zu betrachten. Eine Ausnahme von dem Grundsatz<br />

in § 6 Abs. 1 S. 2 PlanSiG findet sich in § 6 Abs. 1 S. 3 PlanSiG.<br />

2. Für unter diesem Gesetz durchgeführte Verfahren, die mit Ablauf des<br />

31.03.2021, dem Datum des Außerkrafttretens der §§ 1-5 PlanSiG,<br />

noch nicht beendet sind, fingiert § 6 Abs. 2 PlanSiG die Fortgeltung<br />

der Bestimmungen bis zum Ende des jeweiligen Ver fahrensschrittes.<br />

3. Im Hinblick auf Fehlerfolgen gelten gem. § 6 Abs. 3 PlanSiG die<br />

einschlägigen Regelungen in den jeweiligen Fachgesetzen. Diese<br />

Regelungen sind daneben auch auf Verstöße gegen die §§ 2-5 PlanSiG<br />

anzuwenden.<br />

C Fazit und Ausblick<br />

Am 28.05.2020 ist das PlanSiG im Bundesgesetzblatt verkündet worden<br />

und am 29.05.2020 in Kraft getreten. Auch wenn das PlanSiG unter<br />

dem Druck der COVID-19-Pandemiesituation entstanden ist, um die<br />

zügige Umsetzung wichtiger, auch im öffentlichen Interesse liegender<br />

Vorhaben unter den herrschenden Pandemie bedingungen rechtssicher<br />

zu gewährleisten, ist den Urhebern des PlanSiG anzukreiden, dass es<br />

durch das Gesetzgebungsverfahren mit größter Eile durchgetrieben<br />

wurde, Verbänden kaum Zeit für Stellungnahmen blieb und unklar<br />

bleibt, ob die jeweilige Behörde im Einzelfall von den digitalen Möglichkeiten,<br />

die das PlanSiG bietet, Gebrauch machen wird, und ob in allen<br />

Verfahren und unter allen 23 im PlanSiG erfassten Fachgebieten<br />

dieselben Maßstäbe angelegt werden. Der Anspruch des Gesetzes,<br />

Planungs- und Verfahrens sicherheit zu geben, wird damit nicht recht<br />

erfüllt.<br />

Mit dem richtigen Augenmaß angewandt und den Gesetzeszweck<br />

im Auge behaltend gibt das PlanSiG aber immerhin Anlass für die<br />

Hoffnung auf Praxistauglichkeit, ohne dass dem Gesetz zum Vorwurf<br />

gemacht werden kann, dass es die Wahrnehmung von Verfahrensrechten<br />

ungebührlich beschneidet. Dies wird allerdings unter anderem<br />

von Bürgerinitiativen gegen die geplanten Stromtrassen bestritten, die<br />

bundesweit für den 24.05.2020 zu einer Protestaktion gegen das<br />

PlanSiG aufgerufen hatten. Mit weiteren Protestaktionen dürfte zu<br />

rechnen sein.<br />

Ohne die COVID-19-Pandemiekrise hätte sicherlich der verwaltungsverfahrensrechtliche<br />

Sprung in das digitale Zeitalter noch<br />

eine Reihe von Jahren auf sich warten lassen. Wie den Ausführungen<br />

von Philipp Amthor und Konstantin Kuhle in der Bundestagsdebatte zur<br />

2. und 3. Lesung zum PlanSiG zu entnehmen ist (Plenarprotokoll v.<br />

14.05.2020), soll das Gesetz nach seinem Ablauf evaluiert werden, um<br />

die Digitalisierung des Verwaltungsverfahrensrechts möglichst auch<br />

nach dem Ende der Corona-Krise <strong>for</strong>tsetzen zu können. Versuch macht<br />

bekanntlich klug, und man wird zum Zeitpunkt des Außerkrafttretens<br />

des Gesetzes wissen, ob mit dem PlanSiG ein „ Löwe“ sprang, der auch<br />

als „Löwe“ und nicht als „Bettvorleger“ landete.<br />

Autor<br />

Ulrike Feldmann<br />

Justitiarin<br />

Kerntechnik Deutschland e.V. (KernD)<br />

Robert-Koch-Platz 4<br />

10115 Berlin<br />

SPOTLIGHT ON NUCLEAR LAW 319<br />

Spotlight on <strong>Nuclear</strong> Law<br />

No “Standstill in the Administration of Justice” in Corona Times ı Ulrike Feldmann


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

320<br />

How Final Disposal Can Work<br />

Nicole Koch<br />

ENVIRONMENT AND SAFETY<br />

A huge tunnel system is emerging in Finland that could solve one of the greatest problems facing mankind:<br />

the disposal of high level nuclear waste.<br />

A look Back. The first preparations<br />

<strong>for</strong> final disposal already began in<br />

the 1980s. Teollisuuden Voima carried<br />

out some research related to<br />

the final disposal in the 1980s and<br />

early 1990s, but Imatran Voima (currently,<br />

Fortum) transported its spent<br />

nuclear fuel to the Soviet Union or<br />

Russia. In 1994, the <strong>Nuclear</strong> Energy<br />

Act entered into <strong>for</strong>ce, according<br />

to which all nuclear waste must be<br />

treated, stored and disposed of in<br />

Finland, and no nuclear waste from<br />

other countries shall be imported into<br />

Finland. After this, Imatran Voima<br />

and Teollisuuden Voima established<br />

Posiva Oy to take care of the implementation<br />

of the final disposal of<br />

spent nuclear fuel and the associated<br />

research.<br />

Research associated with the final<br />

disposal proceeded as follows:<br />

p 1983 to 1985: Screening study of<br />

the entire area of Finland<br />

p 1986 to 1992: Preliminary site<br />

investigations<br />

p 1993 to 2000: Detailed site investigations<br />

and an environmental<br />

impact assessment procedure<br />

was carried out <strong>for</strong> four sites:<br />

Romuvaara in Kuhmo, Kivetty in<br />

Äänekoski, Olkiluoto in Eurajoki,<br />

and Hästholmen in Loviisa.<br />

According to the site investigations<br />

and safety analyses, as well as the<br />

environmental impact assessment<br />

procedure, all the investigated sites<br />

would have been suitable <strong>for</strong> the final<br />

disposal of spent nuclear fuel. The<br />

local consent was highest in Eurajoki<br />

and Loviisa. Of these two, the<br />

Olkiluoto island in Eurajoki had a<br />

larger area reserved <strong>for</strong> the repository.<br />

Furthermore, the larger portion of the<br />

spent nuclear fuel was already on the<br />

island. In 2000, the Olkiluoto island<br />

in Eurajoki was selected as the site <strong>for</strong><br />

final disposal.<br />

The construction licence application<br />

<strong>for</strong> the repository was submitted<br />

in 2012. Construction licence was<br />

granted in November 2015 and the<br />

operation licence application will be<br />

submitted in 2020. The final disposal<br />

is scheduled to start in the 2020’s.<br />

According to current plans the repository<br />

would be sealed up by the<br />

2120’s.<br />

Facts & Figures STUK<br />

STUK was established in 1958 and operated under the Medical<br />

Administration as the Department of Radiation Physics with the task<br />

of inspecting radiation sources used in hospitals<br />

p In 2018, STUK’s operating expenses were 39 million EUR<br />

p 12.3 million of the funding came from the taxpayers<br />

via the government budget<br />

p 21 million of the operating expenses was collected by STUK<br />

as regulatory oversight fees<br />

p …of which 17.7 million came from the regulatory oversight<br />

of nuclear energy use<br />

p At the end of 2019 STUK had 353 employees<br />

Jussi Heinonen is the director of the<br />

nuclear waste and material regulation<br />

department at STUK (the Finnish<br />

Radiation and <strong>Nuclear</strong> Safety Authority).<br />

He studied material sciences at<br />

Helsinki Uni versity of Technology,<br />

has 18 years experience in STUK<br />

and has been closely involved in the<br />

licensing process and construction<br />

of the Olkiluoto spent nuclear fuel<br />

encapsulation and disposal facility<br />

called ONKALO. Mr. Heinonen is also<br />

actively involved in international cooperation<br />

through IAEA, NEA and the<br />

European Commission.<br />

<strong>atw</strong>: How does final storage work<br />

in Finland?<br />

Heinonen: First of all I would like to<br />

say that we are using the term<br />

permanent disposal or repository.<br />

Storage, even being final,<br />

still refers more to something<br />

that you store and<br />

then take back. The<br />

objective of disposal is<br />

to perma nently dispose<br />

radioactive waste in a<br />

manner that is safe <strong>for</strong> the public, the<br />

environment and future generations<br />

to come.<br />

Spent fuel is defined in Finland as<br />

radioactive waste. Our national policy<br />

is that the safe solution is disposal<br />

Our national policy<br />

is that the safe<br />

solution is disposal<br />

in Finnish bedrock.<br />

in Finnish bedrock. The spent fuel<br />

disposal in Finland is based on a<br />

design where spent nuclear fuel<br />

is packed in long-lasting disposal canister<br />

and placed deep in our bedrock.<br />

Canisters are surrounded with clay<br />

material that protects canisters from<br />

groundwater and small rock movements.<br />

The basic principle is<br />

to contain spent fuel canisters and<br />

bedrock provides protection against<br />

human activities and changes happening<br />

at the surface.<br />

<strong>atw</strong>: As science will evolve, was a<br />

possible interest of retrieval considered,<br />

at any point in time?<br />

Heinonen: Posiva’s spent fuel disposal<br />

has been designed so that it can<br />

be retrieved. During operational time<br />

disposal can be reversed if some type<br />

of defect is identified or there is a<br />

safety concern. Retrievability was<br />

set as a requirement in decision-inprinciple<br />

step. The Finnish bedrock is<br />

stable and disposal canister has long<br />

lifetime and this <strong>for</strong>ms the technical<br />

basis to make retrievability possible.<br />

Technic has been demonstrated in<br />

Swedish underground research<br />

laboratory in Äspö. Retrievability<br />

after closure is also<br />

a possibility, however,<br />

disposal is planned to be<br />

permanent and retrieval<br />

is not easy or cheap.<br />

<strong>atw</strong>: Which framework<br />

conditions can<br />

promote a successful implementation<br />

besides a stable environment?<br />

Heinonen: From a technical point of<br />

view a stable and predictable bedrock<br />

environment is important. Then the<br />

other parts of the disposal concept<br />

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<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

have to be designed so that the overall<br />

system has multiple barriers and will<br />

be safe even if some parts of that would<br />

not function as expected. So framework<br />

conditions or elements needed<br />

would be a multibarrier system, simple<br />

enough materials and com ponents<br />

the behaviour of which we have<br />

good understanding and the already<br />

mentioned stable bedrock environment.<br />

Stable environment can also refer<br />

to society and the political environment.<br />

This is also needed <strong>for</strong> the<br />

successful implementation and is<br />

further addressed in other questions.<br />

<strong>atw</strong>: Finland has a leading position<br />

in the final storage of high-level<br />

waste. What are the differences to<br />

other approaches?<br />

Heinonen: A key thing, I would say,<br />

is that our government made a strong<br />

decision early on showing the will<br />

to have a solution <strong>for</strong> spent fuel. We<br />

have also had political will to support<br />

progress in spent fuel<br />

dis posal. Our stakeholders,<br />

especially implementer<br />

and regulator,<br />

have committed<br />

to follow the roadmap<br />

established by the<br />

govern ment and we have also<br />

had courage to make the decisions<br />

needed. These are important elements<br />

of framework in the background.<br />

This has meant in practice that in<br />

1978 the government decided about<br />

waste management principles including<br />

implementation responsi bilities,<br />

financing and R&D steering. The<br />

govern ment made a principle decision<br />

in 1983 that set the main steps and<br />

time schedule <strong>for</strong> disposal development.<br />

Posiva as implementer and<br />

STUK as regulator have been following<br />

these steps very well. Our government<br />

and parliament have made decisions<br />

when needed and they have understood<br />

that using of nuclear energy also<br />

requires that we need to have a safe<br />

disposal solution. This has made it<br />

possible to have concrete progress.<br />

Finland, however, did not plan to<br />

be in a leading position. The <strong>for</strong>mer<br />

Posiva vice-president Timo Äikäs<br />

sometimes joked that we have failed<br />

our strategy miserably as we are now<br />

in a leading position. The strategy<br />

established in the 80’s was that<br />

we will let the bigger countries have<br />

disposal solved first and we will merit<br />

from their experience. Other countries<br />

like USA, UK and also Germany<br />

have then had obstacles and we have<br />

kept going and following our time<br />

schedule. We failed to follow strategy,<br />

We have also had<br />

political will to<br />

support progress in<br />

spent fuel dis posal.<br />

| Fig. 1.<br />

Illustration of Encapsulation Plant (©Posiva Oy).<br />

but we are having concrete progress<br />

in disposal.<br />

<strong>atw</strong>: What is needed<br />

to gain public acceptance?<br />

Heinonen: This is a<br />

difficult question and<br />

strongly related to national<br />

culture. There<strong>for</strong>e<br />

something that has worked in<br />

Finland might not be so useful in other<br />

countries. Some fundamentals of<br />

course exist. The public needs to have<br />

trust in res pon sible stakeholders and<br />

it needs to have possibilities to be<br />

involved.<br />

To gain trust the implementer,<br />

re gulator and ministries have to be<br />

open and transparent.<br />

We need to be open <strong>for</strong><br />

dialogue with the public.<br />

Also the roles of different<br />

stakeholders need to be<br />

clear. For example in<br />

Finland private companies<br />

are responsible <strong>for</strong> disposal<br />

development, STUK is res ponsible to<br />

evaluate safety and the Ministry of<br />

Economic Affairs and Employment<br />

of Finland ( MEAE) is responsible<br />

<strong>for</strong> licensing and steering from the<br />

government side. One element of<br />

trusts is also com petence that <strong>for</strong><br />

example the public trust STUK to be<br />

competent to evaluate safety and also<br />

to be able to provide arguments why<br />

we came to some conclusion.<br />

In Finland Posiva as implementing<br />

company has had the main responsibility<br />

to provide in<strong>for</strong>mation and<br />

communicate with the public. Posiva<br />

was nationally active during site<br />

selection process and decision- inprinciple<br />

1 . On local level Posiva has<br />

The public needs<br />

to have trust<br />

in responsible<br />

stakeholders.<br />

had a communication group constituting<br />

of local stakeholders <strong>for</strong> long<br />

time. STUK has also been communicating<br />

from its role. Our policy<br />

has been that we are there <strong>for</strong> local<br />

municipalities if they want our<br />

service. During decision-in-principle<br />

phase STUK had its own tour to have<br />

communications with local public,<br />

decisions makers and NGOs. One<br />

principle has been that we have our<br />

own events <strong>for</strong> communication. We<br />

don’t have joint events with Posiva<br />

except <strong>for</strong>mal hearing events organized<br />

by MEAE. Communication with<br />

local public is one element that we still<br />

continue. An other important element<br />

is to provide in<strong>for</strong>mation through<br />

media and social media.<br />

STUK’s policy is to serve<br />

media and journalists. We<br />

want our experts to be<br />

present in media and to<br />

provide interviews when<br />

requested. We also want<br />

to be actively involved in social media.<br />

This is an area that is more under<br />

development and there is still a lot<br />

that can be improved. Our task is to<br />

serve the public and in that role we<br />

want to provide neutral and fact-based<br />

in<strong>for</strong>mation. And, it is important that<br />

roles of different organisations are<br />

clear.<br />

<strong>atw</strong>: How does the cooperation<br />

between authorities and corresponding<br />

institutions work exactly?<br />

Are the executing companies stateowned<br />

companies?<br />

Heinonen: In the Finnish system<br />

nuclear power companies are directly<br />

responsible to plan, implement and<br />

finance nuclear waste management.<br />

They have decided to establish Posiva<br />

1) A decision-inprinciple<br />

taken by<br />

the Government<br />

means a decision to<br />

the effect that something<br />

is in the overall<br />

interest of society.<br />

A decision-inprinciple<br />

is applied<br />

<strong>for</strong> by submitting an<br />

application to the<br />

Government. For the<br />

discussion on the<br />

application <strong>for</strong> the<br />

decision-in-principle,<br />

the Ministry <strong>for</strong><br />

Employment and the<br />

Economy requests<br />

statements from<br />

the council of the<br />

municipality in which<br />

the planned repository<br />

is to be located,<br />

from the neighbouring<br />

municipalities,<br />

and from other<br />

institutions such as<br />

the Ministry of<br />

Environment. In<br />

addition, the Ministry<br />

acquires a preliminary<br />

safety assessment<br />

on the project<br />

from the Radiation<br />

and <strong>Nuclear</strong> Safety<br />

Authority.<br />

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<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

ENVIRONMENT AND SAFETY 322<br />

Facts & Figures Posiva<br />

p Posiva Oy is a joint venture: owned by the two nuclear operators.<br />

„TVO“ that holds 60 % and „Fortum <strong>Power</strong> and Heat“ with 40 %<br />

p For a decade and a half, they have been working on the long-term<br />

solution <strong>for</strong> the radiant legacy of nuclear power production<br />

p In 2019, 86 people worked <strong>for</strong> the company<br />

p 20.5 EUR were spent on R&D, which corresponds to 25.1 % of sales<br />

p The profit was 1.88 billion EUR<br />

p The underground research facility ONKALO® was registered as a<br />

trademark within the EU area.<br />

<strong>for</strong> co-operation in spent fuel disposal.<br />

Executing or implementing companies<br />

are private. Fortum, one of<br />

Finnish nuclear companies, is partly<br />

owned by State, but functions as<br />

private company.<br />

STUK is the safety authority. We<br />

have a fully independent role in evaluating<br />

safety and having oversight of<br />

the use of nuclear energy. We have an<br />

active dialogue with executing<br />

companies and with the ministry. So<br />

we are independent but not isolated.<br />

This has been important especially in<br />

the development of spent fuel disposal,<br />

which is a first-of-a-kind project.<br />

We need to follow close-enough<br />

Posiva’s activities so that we are<br />

capable to develop our own understanding<br />

and safety regulation.<br />

<strong>atw</strong>: Final disposal is a government<br />

contract. What are the legal framework<br />

and boundary conditions?<br />

Heinonen: I understand the question<br />

so that government has supreme responsibility<br />

and in the end disposal will<br />

come to state respon sibility. In general<br />

waste producers are respon sible <strong>for</strong><br />

waste management, government and<br />

partly parliament are making the<br />

main licensing decisions, safety criteria<br />

are provided in legis lation and<br />

legislation also explains when waste<br />

producers have ful-filled their task<br />

and the closed disposal facility is<br />

transferred as state respon sibility.<br />

<strong>atw</strong>: A key aspect is long-term<br />

safety. How has this been demonstrated?<br />

Heinonen: Long term safety argumentation<br />

is compiled in the safety<br />

case which is a comprehensive collection<br />

of data, models, reports and<br />

argumen tation. The safety case is<br />

compiled by Posiva and submitted to<br />

STUK <strong>for</strong> review and assessment. Key<br />

elements of the safety case and long<br />

term safety are: understanding the<br />

disposal site and engineered barriers<br />

evolution, FEPs (features, events and<br />

processes) that can have effect on the<br />

disposal system, assessment of barrier<br />

per<strong>for</strong>mance, analysis of possible<br />

future scenarios and analysis of<br />

radionuclide release through those<br />

scena rios. The development of the<br />

safety case requires a large amount of<br />

research, characterization, modelling<br />

and analysis work. Long term safety is<br />

assessed broadly from different viewpoints<br />

and over extremely long timescales.<br />

<strong>atw</strong>: Another essential feature is<br />

the corrosion-resistant copper<br />

canister. Why did you end up with<br />

copper?<br />

Heinonen: Copper was proposed<br />

and selected <strong>for</strong> canister material in<br />

the early 80’s when SKB in Sweden<br />

published the KBS-3 concept. Copper<br />

is a material that exists also in nature,<br />

it has good and passive<br />

properties in anoxic<br />

groundwater and it<br />

has been evaluated to<br />

last <strong>for</strong> long time.<br />

Compared to some<br />

other metals copper’s<br />

corrosion resis tance is not based on an<br />

oxide layer, which might be more<br />

vulnerable in anoxic con ditions.<br />

<strong>atw</strong>: Looking at the construction<br />

process, did un<strong>for</strong>eseen difficulties<br />

occur? If so, how have you dealt<br />

with it?<br />

Heinonen: In such a new and long<br />

project some challenges or difficulties<br />

are bound to occur. One challenge has<br />

One challenge has<br />

been to move from<br />

the research-oriented<br />

phase to construction.<br />

been to move from the researchoriented<br />

phase to construction. This<br />

has been a challenge <strong>for</strong> Posiva and<br />

also <strong>for</strong> STUK. In the con struction<br />

phase all requirements and specifications<br />

have to be exact and understandable<br />

<strong>for</strong> workers coming outside<br />

of the nuclear waste management<br />

community. As ONKALO is a first-of- a-<br />

kind construction it provides new<br />

in<strong>for</strong>mation which needs to be<br />

adapted to safety eva luation. In the<br />

first phase of Onkalo construction<br />

Posiva had challenges in integrating<br />

of research and construction. The<br />

challenge was more contractual and<br />

project management related than<br />

technical. One challenge has been to<br />

make decisions when the disposal<br />

design is still partly developing and<br />

uncertainties exist.<br />

Overall there have been challenges<br />

and difficulties. Many of them such<br />

that can or could have been <strong>for</strong>eseen.<br />

And most importantly we have been<br />

able to overcome difficulties and have<br />

progress in disposal.<br />

<strong>atw</strong>: Is your expertise shared with<br />

other countries looking <strong>for</strong> final<br />

disposal and if so, what do you<br />

think are common<br />

challenges?<br />

Heinonen: We share<br />

our expertise in several<br />

international groups<br />

in IAEA, OECD/NEA<br />

and in the European<br />

Com mission. We also have frequent<br />

visits from other countries that are<br />

inte rested in Finnish disposal. The<br />

situation that countries have differ.<br />

Common challenges are in public<br />

acceptance and in political clarity and<br />

support. Of course safety and technical<br />

development is also needed, but<br />

this is seldom the reason not to have<br />

progress in disposal.<br />

| Fig. 2.<br />

Finnish Disposal Container with an inner part made of steel and an outer shell made of copper<br />

(©Posiva Oy).<br />

Environment and Safety<br />

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<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

| Fig. 3.<br />

Release Barriers (©Posiva Oy).<br />

The disposal project<br />

in general<br />

In its construction licence application,<br />

Posiva proposes the disposal of spent<br />

nuclear fuel <strong>for</strong> a maximum of<br />

6,500 tonnes of uranium (tU). This<br />

corresponds to the accumulation of<br />

spent nuclear fuel generated during<br />

the operation of Teollisuuden Voima<br />

Oyj’s (TVO) operating plant units<br />

Olkiluoto 1 and 2, the plant unit<br />

Olkiluoto 3 under construction, as<br />

well as the operating Loviisa 1 and 2<br />

plant units of Fortum <strong>Power</strong> and Heat<br />

Oy (Fortum). The volume does not<br />

include the spent nuclear fuel<br />

delivered from the Loviisa plant units<br />

to the reprocessing facility in Mayak,<br />

Russia, in accordance with the agreement<br />

that remained in <strong>for</strong>ce until<br />

1996.<br />

The spent nuclear fuel is stored in<br />

interim storages at the nuclear power<br />

plants, from which it will be transported<br />

to the encapsulation plant <strong>for</strong><br />

disposal. The encapsulation plant has<br />

not been designed <strong>for</strong> extensive<br />

storage of nuclear fuel; instead, only<br />

the amount of nuclear fuel intended<br />

<strong>for</strong> disposal will be transported there<br />

each time.<br />

The project is based on the KBS-3<br />

concept in accordance with the multibarrier<br />

principle, in which the spent<br />

nuclear fuel is packed into canisters<br />

made out of copper and iron after a<br />

minimum of 20 years of interim<br />

storage and then disposed of in a<br />

repository to be built in bedrock.<br />

Posiva’s nuclear waste facility consists<br />

of an encapsulation plant located on<br />

top of the disposal facility above<br />

ground as well as a disposal facility<br />

reaching down to a depth of approximately<br />

450 metres.<br />

At the encapsulation plant, the<br />

spent nuclear fuel is placed into a<br />

disposal canister and the canister’s<br />

copper lid is welded. The finished<br />

disposal canisters are transferred<br />

from the encapsulation plant into the<br />

underground disposal facility via a<br />

shaft. The construction of the encapsulation<br />

plant will be completed<br />

be<strong>for</strong>e the operation of the nuclear<br />

waste facility begins.<br />

In the disposal facility, the disposal<br />

canisters are transferred into the<br />

deposition tunnels and emplaced into<br />

disposal holes lined with bentonite<br />

clay. After the canisters have been<br />

emplaced, the tunnels are backfilled<br />

with clay material as the planned<br />

number of canisters is emplaced in<br />

them. More deposition tunnels are<br />

constructed in the disposal facility as<br />

the disposal progresses during the<br />

operating period.<br />

A repository will also be constructed<br />

as part of the disposal facility<br />

<strong>for</strong> the disposal of waste containing<br />

radioactive substances generated<br />

during the operation of the encapsulation<br />

plant and disposal facility<br />

and in connection with its decommissioning.<br />

After all the spent nuclear fuel and<br />

the nuclear waste produced during<br />

use and decommissioning have been<br />

disposed of, the operating period of<br />

the nuclear waste facility will end<br />

with the decommissioning of the<br />

encapsulation plant located above<br />

ground and backfilling as well as<br />

sealing the rooms in the disposal<br />

facility underground. Close to the<br />

surface, the underground rooms are<br />

filled in with structures that make<br />

intrusion into the repositories difficult.<br />

The planned disposal of spent<br />

nuclear fuel will be passively safe after<br />

closure. Ensuring the safety of disposal<br />

will not require monitoring the<br />

disposal site or other maintenance<br />

activities after the disposal facility has<br />

been closed.<br />

Multibarrier principle<br />

The multibarrier principle is a principle<br />

guiding the design of the dis posal<br />

of nuclear waste, which corresponds to<br />

the defence-in-depth safety principle<br />

required by Section 7 b of the <strong>Nuclear</strong><br />

Energy Act of Finland. In disposal in<br />

the bedrock, the bedrock surrounding<br />

the reposi tory acts as a natural barrier.<br />

The characteristics of the bedrock must<br />

be stable and maintain favourable<br />

con ditions <strong>for</strong> the per<strong>for</strong>mance of the<br />

engineered barriers. The bedrock must<br />

also retard the migration of radioactive<br />

material into the biosphere above the<br />

bedrock. In designing the disposal<br />

system, the waste matrix, waste<br />

package, buffer surrounding the packages,<br />

backfill of the emplacement<br />

rooms and structures closing off the<br />

entire disposal facility must be taken<br />

into account as engineered barriers.<br />

The activity of the spent nuclear fuel,<br />

along with the risk caused by the radioactive<br />

substances, shall decrease by<br />

several orders of magnitude during the<br />

first few thousands of years. For this<br />

reason, the safety requirements<br />

separately state that the engineered<br />

barriers must effectively prevent the<br />

release of radioactive substances into<br />

the surrounding bedrock <strong>for</strong> several<br />

thousands of years. The activity<br />

concentration of the low- and intermediate-<br />

level waste gene rated during<br />

the use of the encapsulation plant is<br />

significantly lower than the activity<br />

concentration of the spent nuclear<br />

fuel, and the half-life of the radioactive<br />

materials is typically shorter; <strong>for</strong> this<br />

reason, the engineered barriers are<br />

required to contain the radio nuclides<br />

<strong>for</strong> several hundreds of years <strong>for</strong> this<br />

type of waste.<br />

ENVIRONMENT AND SAFETY 323<br />

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How Final Disposal Can Work ı Nicole Koch


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

ENVIRONMENT AND SAFETY 324<br />

State of Matter of the Fuel: The ceramic state of the fuel <strong>for</strong>ms the<br />

first release barrier in itself. The uranium within the gas-tight metal<br />

rods is solid and dissolves in water only slowly, which slows down the<br />

rate of release of radioactive substances.<br />

Final Disposal Canister: The fuel is packed in a gas-tight, corrosionresistant<br />

canister made of copper and cast iron. The canister protects<br />

the fuel assemblies from the mecha nical stress occurring deep inside<br />

the bedrock.<br />

Bentonite Barrier: The final disposal canister is surrounded with<br />

bentonite clay that protects the canister from any potential jolts<br />

in the bedrock and slows down the movement of water in the<br />

proxi mity of the canister.<br />

Bedrock: The bedrock provides the canister and bentonite with<br />

conditions where changes are slow and predictable. Deep in the<br />

bedrock, the canisters are pro tected from any changes occurring<br />

above ground, such as future Ice Ages, and kept away from people’s<br />

normal living environment.<br />

The spent fuel disposal solution is<br />

primarily based on containment of<br />

the radioactive materials from the<br />

bedrock and the living environment.<br />

The containment is primarily based<br />

on maintaining the leak-tightness of<br />

the disposal canister. The per<strong>for</strong>mance<br />

of the canister is ensured<br />

by the bentonite buffer that surrounds<br />

it as well as the closure structures<br />

of the disposal facility and bedrock<br />

that surrounds the disposal facility,<br />

which creates favourable and <strong>for</strong>eseeable<br />

conditions <strong>for</strong> the disposal<br />

system. As the radionuclides are<br />

released from the disposal canister,<br />

the second objective of the disposal<br />

system is to isolate and retard the<br />

migration of radionuclides into<br />

organic nature.<br />

Safety functions <strong>for</strong> the com ponents<br />

of the spent fuel disposal<br />

system:<br />

p The safety function of the disposal<br />

canister is<br />

P to ensure a prolonged period of<br />

containment of spent fuel<br />

within the protective structures.<br />

This safety function rests first<br />

and <strong>for</strong>emost on the mechanical<br />

strength of the canister’s cast<br />

iron insert and the corrosion<br />

resistance of the copper surrounding<br />

it.<br />

P to ensure the subcriticality of<br />

the spent nuclear fuel in the<br />

long term.<br />

p The safety functions of the buffer<br />

are intended to:<br />

P contribute to mechanical, geochemical<br />

and hydrogeological<br />

conditions that are favourable<br />

<strong>for</strong> the canister.<br />

P protect canisters from external<br />

processes that could compromise<br />

the safety function of<br />

complete containment of the<br />

spent fuel and associated radionuclides.<br />

P limit and retard radionuclide<br />

releases in the event of canister<br />

failure.<br />

p The safety functions of backfilling<br />

the deposition tunnels are intended<br />

to:<br />

P contribute to favourable and<br />

predictable mechanical, geochemical<br />

and hydrogeological<br />

conditions <strong>for</strong> the buffer and<br />

canisters.<br />

P limit and retard radionuclide<br />

releases in the event of canister<br />

failure.<br />

P contribute to the mechanical<br />

stability of the rock adjacent to<br />

the deposition tunnels.<br />

p The safety functions of the closure<br />

are intended to:<br />

P prevent the underground<br />

openings from compromising<br />

the long- term isolation of the<br />

re pository from the surface<br />

environment and normal habitats<br />

<strong>for</strong> humans, plants and<br />

animals.<br />

P contribute to favourable and<br />

predictable geochemical and<br />

hydrogeological conditions <strong>for</strong><br />

the other engineered barriers<br />

by preventing the <strong>for</strong>mation of<br />

significant water conductive<br />

flow paths through the openings.<br />

P limit and retard inflow to and<br />

release of harmful substances<br />

from the repository.<br />

p The bedrock acts as a natural<br />

barrier, and its safety functions are<br />

intended to:<br />

P isolate the spent fuel repository<br />

from the surface environment<br />

and normal habitats <strong>for</strong> humans,<br />

plants and animals and limit the<br />

possibilities of human intrusion<br />

and isolate the repository from<br />

the changing conditions at the<br />

ground surface.<br />

P provide favourable and predictable<br />

mechanical, geochemical<br />

and hydrogeological conditions<br />

<strong>for</strong> the engineered barriers.<br />

P limit the transport and retard<br />

the migration of harmful substances<br />

that could be released<br />

from the repository.<br />

References<br />

ı Posiva Oy Olkiluoto www.posiva.fi<br />

ı STUK – Radiation and <strong>Nuclear</strong> Safety Authority www.stuk.fi<br />

ı Safety assessment by the Radiation and <strong>Nuclear</strong> Safety Authority<br />

of Posiva’s construction licence application,<br />

February 11, 2015<br />

Author<br />

Nicole Koch<br />

Editor<br />

<strong>atw</strong> – <strong>International</strong> <strong>Journal</strong><br />

<strong>for</strong> <strong>Nuclear</strong> <strong>Power</strong><br />

nicole.koch@nucmag.com<br />

Environment and Safety<br />

How Final Disposal Can Work ı Nicole Koch


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

What has Happened to the U.S. <strong>Nuclear</strong><br />

Waste Disposal Program?<br />

James Conca<br />

Introduction One of science’s strongest abilities is to be able to reduce uncertainties in a problem.<br />

If left to itself, science usually does<br />

this very well. But it’s rarely left to<br />

itself. Science exists within the larger<br />

framework of society and has to deal<br />

with the realities of politics, economics,<br />

history and even religion.<br />

Nowhere is this more obvious then<br />

with nuclear waste disposal. For this<br />

problem, the question we want to<br />

know with a fair degree of certainty is:<br />

If we put nuclear waste in this spot,<br />

what’s likely to happen to it in 10,000<br />

or 100,000 years? Will it contaminate<br />

the environment be<strong>for</strong>e it decays away?<br />

What are the risks to humans and the<br />

ecosphere?<br />

Un<strong>for</strong>tunately, even though we<br />

in the scientific community have<br />

answered these questions pretty<br />

well, our nuclear waste program is<br />

presently in shambles.<br />

The nuclear waste program in<br />

America began during WWII and the<br />

making of the Bomb. The production<br />

and reprocessing of fuel from weapons<br />

reactors to make Pu resulted in the<br />

first significant amount of nuclear<br />

waste beginning in 1944.<br />

With the increase in weapons<br />

production, and the advent of commercial<br />

power reactors in the 1950s, it<br />

became obvious that we needed a<br />

place to put this material away <strong>for</strong><br />

ever and ever.<br />

The federal government asked the<br />

National Academy of Sciences (NAS)<br />

to come up with the best strategy<br />

and, in 1957, they reported that<br />

deep geologic disposal (half-a-mile<br />

or so below the Earth’s surface) was<br />

best (National Academy of Sciences,<br />

1957). And they had a particular rock<br />

in mind (NAS, 1957), the massive<br />

Permian salt, which is the best rock <strong>for</strong><br />

isolating anything <strong>for</strong> a very long<br />

time. And a rock that is pretty common<br />

around the world, especially in North<br />

America.<br />

This recommendation led directly<br />

to the only operating deep geologic<br />

repository in the world, the Waste<br />

Isolation Pilot Plant (WIPP) in New<br />

Mexico (Conca, 2017). A splinter<br />

strategy in the 1970s, involving<br />

retrievability of spent nuclear fuel<br />

from the depths, then led to the 1982<br />

<strong>Nuclear</strong> Waste Policy Act (NWPA,<br />

| Fig. 1.<br />

The Yucca Mountain site was chosen in 1987 to be the first of two high level and spent nuclear fuel<br />

repositories in America, but the basis <strong>for</strong> the final decision was quite political, causing large uncertainties<br />

in the per<strong>for</strong>mance and the cost, as well as political resistance by the State of Nevada. DOE<br />

1982) and its 1987 Amendment. That<br />

legislation chose Yucca Mountain<br />

(Figure 1), mainly through political<br />

means, as the only repository <strong>for</strong> spent<br />

nuclear fuel (SNF) and high-level<br />

waste (HLW). The State of Nevada has<br />

fought that decision ever since.<br />

We submitted a license application<br />

<strong>for</strong> Yucca Mt in 2008, but in 2009, the<br />

Obama Administration terminated<br />

the project and <strong>for</strong>med the Blue<br />

Ribbon Commission (BRC) to recommend<br />

alternative paths.<br />

Meanwhile, WIPP continued on in<br />

the salt (Figure 2), with its license<br />

and permit curtailed to include only<br />

transuranic waste (TRU), the other<br />

| Fig. 2.<br />

The Waste Isolation Pilot Plant (WIPP), the only<br />

operating deep geologic nuclear waste repository,<br />

is located 700 meters (2,130 ft) below<br />

the surface in the massive salt of the Salado<br />

Formation, and has been operating successfully<br />

since 1999. The Salado Salt was chosen<br />

originally based entirely on science. DOE<br />

type of nuclear bomb waste, that is<br />

mainly Pu, U, Am and other actinide<br />

elements along with other nasties<br />

(WIPP Land Withdrawal Act, 1992).<br />

The LWA set aside 16 square miles <strong>for</strong><br />

nuclear waste disposal.<br />

Periodically, attempts are made to<br />

resuscitate the Yucca Mt. project, as is<br />

being done once again as of this<br />

writing. At the same time, attempts<br />

are made to return WIPP to its original<br />

NAS mission which was to dispose of<br />

all nuclear waste – SNF, HLW and<br />

TRU – <strong>for</strong> which it was designed and<br />

built.<br />

Finally, attempts are being made to<br />

site an interim storage facility <strong>for</strong> SNF<br />

near WIPP, either in New Mexico or<br />

just across the border in West Texas,<br />

under the regulatory umbrella of 10<br />

CFR Part 72. SNF would be stored in<br />

dry casks (Figure 3) after removal<br />

from the spent fuel water pools where<br />

the short-lived radionuclides are allowed<br />

to decay away.<br />

<strong>Nuclear</strong> Waste<br />

The United States has over 80,000 tons<br />

each of spent nuclear fuel (SNF)<br />

and high-level nuclear waste (HLW)<br />

although the <strong>for</strong>ms of each are<br />

quite different (Figure 4). SNF from<br />

reactors is in a solid <strong>for</strong>m that is easily<br />

handled and easily stored in dry casks<br />

ENVIRONMENT AND SAFETY 325<br />

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<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

ENVIRONMENT AND SAFETY 326<br />

| Fig. 3.<br />

When spent fuel is removed from the reactor it requires about five years in water to cool off and allow<br />

the short-lived radionuclides to decay away. It can then transferred to dry cask storage (shown here)<br />

until needed, e.g., burned in Generation IV or V fast reactors in the near-future, or disposed of more<br />

easily in a deep geologic repository as it will be significantly cooler and less radioactive. NRC<br />

once it is removed from the cooling<br />

pools after about five years. HLW is in<br />

different liquid, sludge and solid<br />

<strong>for</strong>ms in various containments such<br />

as the 90 million gallons stored in<br />

large tanks at Han<strong>for</strong>d, Savannah River<br />

and other DOE facilities. HLW needs<br />

to be soli dified and packaged by<br />

various methods including grouting<br />

( cementing), vitrifying (glassification)<br />

or steam re<strong>for</strong>ming (mineralization).<br />

When dewatered, solidified and<br />

repackaged, this HLW will have somewhat<br />

over 80,000 metric tons of<br />

heavy metals, referred to as MTHM.<br />

In addition to SNF and HLW, a<br />

minor amount of other wastes are<br />

included in the discussion of a<br />

deep geologic repository and include<br />

nuclear navy waste, weapons proliferation-<br />

related international waste,<br />

research materials and greater than<br />

Class C radioactive waste (GTCC).<br />

GTCC includes activated metals from<br />

decommissioned power plants, some<br />

sealed sources from the irradiation,<br />

medical and energy industries,<br />

and non defense-related transuranic<br />

(TRU) waste.<br />

However, spent nuclear fuel may<br />

not actually be waste since it can be<br />

re-used in various <strong>for</strong>ms in present<br />

and future reactors, with or without<br />

additional reprocessing depending<br />

upon the reactor design. Since the<br />

economics of re-use is in question,<br />

SNF should be placed in an interim<br />

storage facility at the surface where it<br />

can be safely stored until needed, a<br />

conclusion agreed upon by the<br />

scientific community and the BRC.<br />

Whatever use is made of SNF, there<br />

will be eventual waste from it, even if<br />

it is disposed of ultimately without<br />

being re-used. So there will be a need<br />

<strong>for</strong> the final repository regardless of<br />

the future use of SNF. Interim storage<br />

truly is interim, even if it could be a<br />

hundred years. SNF, or its waste after<br />

re-use, will be disposed in a deep geologic<br />

repository at some point in time.<br />

On the other hand, HLW is waste<br />

that should be permanently disposed<br />

as soon as possible since it was generated<br />

primarily from reprocessing<br />

spent fuel from old weapons reactors<br />

and has no future value or use. The<br />

decision to co-mingle SNF and HLW<br />

administratively and physically in the<br />

same repository led to the concept of<br />

retrievability of the SNF, i.e., we might<br />

change our minds about throwing<br />

something so valuable away, so we<br />

should construct the repository so<br />

that we are be able to get only the SNF<br />

back out in 50 years or so.<br />

Un<strong>for</strong>tunately, retrievability makes<br />

a deep geologic permanent repository<br />

into a deep geologic interim storage<br />

facility that we attempt to engineer or<br />

morph into a deep geologic permanent<br />

repository after we retrieve<br />

the waste or decide to leave it in<br />

place. The engineering and logistics<br />

then becomes extremely difficult and<br />

costly. However, since SNF, or its<br />

waste after re-use, needs a repository<br />

in the long run, co-mingling the<br />

eventual waste may not be a problem<br />

in the manner in which it is presently<br />

considered, as there will not be a<br />

retrievability issue at that time. This is<br />

the problem that interim storage<br />

solves – SNF is not physically comingled<br />

during disposal of HLW in<br />

the same repository but is disposed in<br />

the same repository decades later –<br />

co-mingled in space but not time.<br />

The critical aspect about nuclear<br />

waste, unknown to the general public<br />

and their elected officials, is that there<br />

is not much of it. All the nuclear waste<br />

generated in the United States from its<br />

nuclear power fleet in the last 60 years<br />

can fit in a single soccer field – using<br />

a light-water reactor assembly<br />

dimension of 21.5 cm x 21.5 cm,<br />

approximately 100,000 used assemblies,<br />

and a regulation soccer field of<br />

100 x 60 meters. Including all highlevel<br />

defense waste in the U.S. more<br />

| Fig. 4.<br />

Four categories of nuclear and radioactive waste, their relative amounts and radioactivity, and an<br />

example of SNF, HLW, and TRU, the three categories that require permanent deep geologic disposal by<br />

law. DOE CBFO<br />

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<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

than doubles that but it still would<br />

fit in the field with some in the<br />

stadium.<br />

Compared to that, the over<br />

400 million tons of solid waste and<br />

billion tons of CO 2 generated from<br />

coal-fired power plants each year is<br />

staggering. Even worse is the greater<br />

than 500 million tons of solid chemical<br />

and sanitary waste generated each<br />

year, and the 2 quadrillion gallons of<br />

water requiring waste treatment each<br />

year. These are large waste volumes<br />

that require thousands of disposal<br />

sites, if they are regulated at all. On<br />

the other hand, all of the nuclear<br />

waste generated in the United States<br />

in a thousand years could fit into one<br />

repository. Yes, it’s bizarre material,<br />

but easy to handle and relatively easy<br />

to dispose.<br />

Another critical aspect of the<br />

defense HLW is that most of it is no<br />

longer high level, except in name only.<br />

So much time has passed that<br />

significant amounts of radionuclides<br />

have decayed away, and several<br />

campaigns to remove the most radioactive<br />

constituents ( 137 Cs and 90 Sr)<br />

have left most of the HLW tank waste<br />

with such low radioactivity that is<br />

now falls into the category of TRUwaste<br />

or LLW (Conca, 2014). But<br />

bureaucratically and legally, it is<br />

still considered HLW. Embracing the<br />

ramifications of this development will<br />

change our approach to this problem<br />

in ways that would dramatically speed<br />

up disposal and reduce costs over<br />

our present path. DOE has pursued<br />

this reclassification but public and<br />

state opposition has slowed it dramatically.<br />

Most importantly, no one has ever<br />

died in the U.S. from handling, transporting<br />

or disposing of nuclear waste,<br />

and no one has ever died in the U.S. at<br />

an operating nuclear power plant, a<br />

tribute to our technical, industrial and<br />

regulatory system. Because nuclear<br />

waste is sufficiently odd and longlasting,<br />

scientific opinion has long<br />

considered deep geologic burial to be<br />

the optimal method <strong>for</strong> permanent<br />

disposal (National Academy of<br />

Sciences, 1957; BRC 2011). The earth<br />

is the only system that can operate<br />

as expected <strong>for</strong> millions of years,<br />

and we understand geologic processes<br />

sufficiently to be able to choose an<br />

optimal place to dispose of these<br />

materials.<br />

Optimal Characteristics Of<br />

A Deep Geologic Repository<br />

Characteristics of a suitable geologic<br />

repository <strong>for</strong> the disposal of nuclear<br />

waste include the following favorable<br />

characteristics (McEwen 1995, EPRI<br />

20<strong>06</strong>):<br />

i. a simple hydrogeology,<br />

ii. a simple geologic history,<br />

iii. a tectonically interpretable area,<br />

iv. isolation robustly assured <strong>for</strong> all<br />

types of wastes (no difficult or<br />

exotic processing needed),<br />

v. minimal reliance on engineered<br />

barriers to avoid extravagant costs<br />

and long time extrapolations of<br />

models <strong>for</strong> certain types of per<strong>for</strong>mance,<br />

vi. per<strong>for</strong>mance that is independent<br />

of the canister, i.e., canister and<br />

container requirements are only<br />

<strong>for</strong> transportation, handling and<br />

emplacement in the repository,<br />

vii. a geographic region that has an<br />

existing and sufficient sociopolitical<br />

and economic infrastructure<br />

that can carry out operations<br />

without proximity to a potentially<br />

rapidly growing metropolis (unlikely<br />

to ever have dense human<br />

habitation near the site).<br />

Two rock types that fit these characteristics<br />

are argillaceous rocks (claystones<br />

and shales) and bedded or<br />

massive salts. Many studies have<br />

focused on argillaceous sites, particularly<br />

in Canada and Europe, with<br />

some strong technical arguments<br />

( <strong>Nuclear</strong> Energy Agency 2001);<br />

similarly <strong>for</strong> salt deposits (McEwen<br />

1995, National Academy of Sciences<br />

1970). The primary difference<br />

between salt and argillites is that,<br />

while both have extremely low<br />

permeability (the ability to conduct<br />

water and the contaminants dissolved<br />

in it), argillites have much higher<br />

porosity (the total amount of pore<br />

space, usually filled with water) and<br />

molecular diffusion coefficients (the<br />

ability of molecules and dissolved<br />

contaminants to “randomly walk”<br />

through the material independent of<br />

the flow of water.<br />

Massive salts have extremely low<br />

porosity, molecular diffusion coefficients<br />

and permeability. In fact, in<br />

massive salt, permeability and diffusion<br />

at the depths of a repository are<br />

vanishingly small, so nothing moves<br />

appreciably over millions of years. As<br />

an example, in the massive salt of the<br />

Delaware Basin spanning the borders<br />

of New Mexico and Texas, a half-mile<br />

below the surface it takes water, and<br />

any contaminants in it, a billion years<br />

to move an inch (Beauheim and<br />

Roberts 2002; Conca et al. 1993).<br />

Although salt deposits exist throughout<br />

the world (Zharkov 1984), many<br />

are not sufficiently massive, have too<br />

many clastic interbeds, are tecto nically<br />

affected (faulted and folded), or<br />

are near population centers.<br />

Salt domes and interbedded<br />

salts are less optimal than massive<br />

bedded <strong>for</strong>mations from a hydrologic<br />

standpoint, particularly within the<br />

United States where diapiric movement<br />

can exceed 1 mm/yr (McEwen<br />

1995) and vertical spline fractures can<br />

act as hydraulic conduits. Still, there<br />

are many viable salt deposits in the<br />

U.S. and globally that meet these<br />

criteria (Zharkov 1984, Waughaugh<br />

& Urquhart 1983, Karalby 1983).<br />

The United States does not have<br />

optimal argillites <strong>for</strong> this purpose.<br />

It should be noted that volcanic<br />

tuffs, like those at Yucca Mountain,<br />

do not generally satisfy these criteria.<br />

The Yucca Mountain tuffs have a<br />

complicated dual-porosity oxidizing<br />

hydrogeology, a complex geologic<br />

and active tectonic history, and a<br />

heavy reliance on engineered barriers<br />

<strong>for</strong> the per<strong>for</strong>mance of a repository.<br />

Finally, it is a mistake <strong>for</strong> disposal<br />

programs in any country to attempt<br />

to use old abandoned mines, even<br />

in an otherwise good rock. Mines<br />

dug <strong>for</strong> profit do not necessarily<br />

possess the correct structure or depth<br />

<strong>for</strong> optimal disposal. Simply taking<br />

what an old mine gives you is not<br />

wise and doesn’t save enough money<br />

to justify the risk of failure. This<br />

was one problem with the German<br />

Asse Salt Repository. Any repository<br />

should be designed and built strictly<br />

with the disposal of nuclear waste<br />

in mind.<br />

Uncertainty<br />

The ultimate basis <strong>for</strong> any choice of<br />

rock and location is to maximize<br />

properties you think are good, and<br />

minimize properties you think are<br />

bad. The best way to do this is to<br />

use natural systems that have<br />

already minimized these uncertainties<br />

by minimizing or eliminating the<br />

properties themselves. Pick a site<br />

where almost nothing has been<br />

happening <strong>for</strong> a long time, and where<br />

almost nothing will happen in the<br />

future.<br />

This was WIPP.<br />

Alternatively, you can try to impose<br />

certainty on the system through<br />

engineering, <strong>for</strong>cing each uncertain<br />

variable to become practically<br />

zero. Un<strong>for</strong>tunately, the Earth is a<br />

large, active and open system that<br />

resists long-term control by human<br />

engi neering schemes and our understanding<br />

and control of these processes<br />

has always been limited.<br />

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<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

ENVIRONMENT AND SAFETY 328<br />

This was Yucca Mountain.<br />

Yes, the Great Pyramids are fantastic<br />

but that’s about all humans have made<br />

that has lasted anywhere near what<br />

we think of as geologic time, and what<br />

we want <strong>for</strong> long-term disposal of<br />

nuclear waste.<br />

Beginning in 1982, the Yucca<br />

Mountain Project hoped those<br />

variables that cropped up were<br />

sufficiently minor that they could be<br />

handled by changing the design as we<br />

discovered them.<br />

Instead, what we did was just add<br />

more variables with bigger uncertainties.<br />

We addressed many by testing<br />

and redesigning, or discovering new<br />

in<strong>for</strong>mation, over the years between<br />

1987 and 2000, but the uncertainties<br />

just grew. And because of that, so did<br />

the projected cost.<br />

There are many factors and properties<br />

of a situation that contribute to<br />

risk. For geologic containment, the<br />

most important properties are the<br />

characteristics of the rock itself,<br />

especially the permeability, chemical<br />

composition, strength, thermal conductivity,<br />

density, porosity, and pore<br />

water chemistry. These characteristics<br />

determine which radionuclides move<br />

in the subsurface, in what chemical<br />

species they exist, and how fast they<br />

migrate.<br />

The host rock <strong>for</strong> the Yucca<br />

Mountain repository, the Topapah<br />

Spring tuff, is a highly fractured, dual<br />

porosity and variably saturated<br />

volcanic rock with highly oxidizing<br />

pore water, that sits along the edge of<br />

a tectonically-active region called the<br />

Las Vegas Shear Zone in which the<br />

Mojave Block is being rotated between<br />

the San Andreas fault along the south<br />

and the Garlock Fault along the north.<br />

The permeability of water, or<br />

hydraulic conductivity, varies from<br />

10 -10 cm/s to 10 -4 cm/s in the tuff<br />

matrix, from 10 -4 cm/s to 10 -2 cm/s in<br />

small fractures, and greater than<br />

10 -1 cm/s in large fractures and faults.<br />

The ionic diffusion coefficient in<br />

the pore space varies from about<br />

10 -10 cm/s 2 to 10 -6 cm/s 2 depending<br />

upon the volumetric water content<br />

which varies from a few percent to<br />

10 % depending upon the position,<br />

degree of saturation and recent rainfall.<br />

Perched water tables exist. In<br />

some of the proposed engineered barriers<br />

around the waste, the volumetric<br />

water content would exceed 30 %.<br />

The redox potential of the pore<br />

water at Yucca Mountain is oxidizing,<br />

with Eh (oxidation potential) values<br />

greater than +200 mV, and causing<br />

redox-sensitive radionuclides, like Np,<br />

Se and Tc, to be under constant<br />

threat of becoming mobile. This<br />

aspect dominates the per<strong>for</strong>mance<br />

assessment of Yucca Mountain.<br />

Yucca Mountain now has several<br />

engineered barriers that are supposed<br />

to reduce the effects of particular<br />

| Fig. 5.<br />

A schematic of the engineered barriers proposed <strong>for</strong> the waste emplacement drifts at Yucca Mountain. The emplacement of the<br />

barriers correctly is an extremely difficult and expensive logistical activity. The titanium alone <strong>for</strong> the drip shields will probably exceed<br />

$30 billion. DOE YMP<br />

properties, like the tuff’s relatively<br />

large flux of oxidizing water, in the<br />

hope of reducing their uncertainties.<br />

These include reducing inverts,<br />

shotcrete, robust waste containers<br />

with copper and ceramic coatings,<br />

titanium drip shields, vitrification of<br />

HLW, waste package supports and<br />

reducing gravel backfill (Figure 5).<br />

Un<strong>for</strong>tunately, these have only<br />

added uncertainty to the repository,<br />

since their correct emplacement, rates<br />

of degradation and time period <strong>for</strong><br />

optimal per<strong>for</strong>mance are themselves<br />

uncertain.<br />

On the other hand, a better way to<br />

reduce uncertainty is to pick a situation<br />

that has few variables or where<br />

those variables have values that<br />

naturally approach zero, which is<br />

what the NAS did when they chose<br />

Permian Salt in 1957. The Atomic<br />

Energy Commission, and later the<br />

Department of Energy, searched <strong>for</strong> a<br />

suitable site in Permian Salt and, after<br />

several failed attempts, was invited by<br />

the local community in Carlsbad, New<br />

Mexico to investigate their proposed<br />

site.<br />

Carlsbad was settled in the 1880s<br />

by German miners mining salt above<br />

what is the most optimal rock in the<br />

United States <strong>for</strong> this purpose – the<br />

massive Permian Salado Salt <strong>for</strong>mation.<br />

The miners and geologists in<br />

Carlsbad understood the engineering<br />

needs of the nuclear repository better<br />

than the DOE, and understood that<br />

the Salado Salt Formation near<br />

Carlsbad would provide all of the<br />

per<strong>for</strong>mance required even without<br />

any engineered barriers.<br />

The Waste Isolation Pilot Project<br />

(WIPP) repository was sited in the<br />

Delaware sub-basin of the Permian<br />

salt in southeast New Mexico and<br />

West Texas. It was designed and<br />

built <strong>for</strong> all nuclear waste of any type.<br />

Later, after the 1982 NWPA, WIPP<br />

was licensed and permitted only <strong>for</strong><br />

transuranic nuclear weapons waste,<br />

or TRU waste (Figure 6).<br />

WIPP is just one place that has ideal<br />

massive salt deposits. Although the<br />

following discussion uses data from<br />

the Salado Salt at the WIPP site, we<br />

have well over 100,000 square miles of<br />

appropriate massive salt deposits in<br />

America with similar optimal rock<br />

properties that would suffice <strong>for</strong><br />

nuclear waste disposal, 10,000 square<br />

miles of Salado itself (Figure 7).<br />

One particularly important property<br />

of massive salt is something<br />

called creep closure. At depth, under<br />

the pressure of the overlying rocks,<br />

the salt cannot maintain an opening,<br />

Environment and Safety<br />

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<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

| Fig. 6.<br />

Over 10,000 nuclear waste drums and standard waste boxes fills 1 of 56 rooms to be filled at WIPP over<br />

its original 30-year mission, although more rooms are planned. Over 45 rooms have been filled as of this<br />

writing. Note the high-activity remote handled waste (RH) robotically plunged into boreholes in the wall<br />

to the left and plugged, while the contact handled waste (CH) fills the bulk of the room. 15 years of<br />

operation – 100,000 cubic meters of TRU waste dispose. After 20 years of operation, over 120,000 cubic<br />

meters of TRU waste have been disposed, over 600,000 fifty-five gallon drum equivalents, 21 storage<br />

sites have been cleaned of legacy waste, no deaths, with only one minor release to the environment that<br />

resulted in no lasting effects or people contaminated. DOE CBFO<br />

fracture or pore space. It’s why the<br />

salt is essentially impermeable, e.g.,<br />

the trapped water in the salt hasn’t<br />

migrated an inch in 270 million years.<br />

The permeability of water, or the<br />

hydraulic conductivity, is less than<br />

10 -14 cm/s, and the aqueous diffusion<br />

coefficient is less than 10 -15 cm/s 2 ,<br />

amazingly low values that are, <strong>for</strong> all<br />

practical purposes, zero. Water just<br />

won’t move in this rock and, there<strong>for</strong>e,<br />

neither will radionuclides.<br />

The redox potential of the pore<br />

water in this salt is exceptionally<br />

reducing, one of the most reducing in<br />

the country, with Eh values less than<br />

-500 mV. This makes redox-sensitive<br />

radionuclides such as Pu, U, Tc, Np,<br />

Se, and I, immobile and unlikely to<br />

migrate out of the repository in the<br />

highly unlikely event that there is a<br />

path out.<br />

Which is unlikely in the extreme.<br />

If a fracture does occur in the salt, or if<br />

we dig out an opening to put waste in,<br />

the salt creeps closed over a relatively<br />

short time, tens of years depending<br />

on the cut of the space The more<br />

asymmetric the cut, like the long<br />

rectangles of the disposal rooms, close<br />

quickly, in years to tens of years. The<br />

more symmetric the cut, like circles or<br />

squares, close in decades. During this<br />

process, the salt naturally recompacts,<br />

or re-anneals, so there is no open<br />

space and the salt becomes essentially<br />

impermeable again.<br />

In fact, any disturbance in rock<br />

properties from a cut only goes out<br />

about 14 feet from the wall of the<br />

repository anyway. Beyond that, the<br />

rock isn’t even disturbed. And these<br />

<strong>for</strong>mations are thousands of feet<br />

thick. At WIPP, the Salado salt <strong>for</strong>mation<br />

is 2000 feet thick over an area of<br />

about 10,000 square miles.<br />

Two to three of those square miles<br />

could hold all of the waste destined <strong>for</strong><br />

Yucca Mountain. WIPP already contains<br />

more nuclear waste by volume<br />

than everything that was supposed to<br />

go into Yucca Mountain total, some of<br />

it as radioactive as high-level waste.<br />

In addition, the Salado Salt Formation<br />

in this region has never been<br />

subjected to any adverse geological<br />

processes – no volcanism, no folding<br />

or faulting, not even any tilting after<br />

270 million years, quite unusual.<br />

There was only some regional uplift.<br />

In fact, this area is tectonically the<br />

quietest region in America and will be<br />

<strong>for</strong> the next 200 million years.<br />

Which is why the National<br />

Academy of Sciences picked this rock<br />

in the first place. All the adverse<br />

properties and possible processes are<br />

either practically zero or non-existent.<br />

Which means the uncertainties are<br />

few and small, and come mainly from<br />

the mining operation or future human<br />

activities that we can never predict<br />

or control. The NAS recommendation<br />

<strong>for</strong> a salt host rock still stands and, in<br />

fact, has been borne out by 20 years<br />

of successful WIPP operations.<br />

The <strong>Nuclear</strong> Waste Policy Act and<br />

its Amendments established a 0.1 cent<br />

per kilowatt-hour users fee on nuclear<br />

generated electricity to pay <strong>for</strong> the<br />

repository and associated costs, called<br />

the <strong>Nuclear</strong> Waste Fund (NWFund).<br />

The NWFund will have received about<br />

$100 billion by the end of this century<br />

depending on how nuclear energy<br />

evolves in America.<br />

However, recent reports from the<br />

Government Accounting Office (GAO)<br />

have shown how the projected costs<br />

<strong>for</strong> Yucca Mt, including waste preparation<br />

unique to YMP, have risen from<br />

$80 billion to well over $400 billion.<br />

The NWFund will certainly not cover<br />

| Fig. 7.<br />

Locations of geologic salt deposits in the United States. The Delaware Basin salts (yellow) are the least tectonically de<strong>for</strong>med,<br />

are the thickest, and are at the most optimal depths <strong>for</strong> nuclear repository purposes. DOE CBFO<br />

ENVIRONMENT AND SAFETY 329<br />

Environment and Safety<br />

What has Happened to the U.S. <strong>Nuclear</strong> Waste Disposal Program? ı James Conca


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

ENVIRONMENT AND SAFETY 330<br />

these expenses, and taxpayers or<br />

ratepayers would have to step in,<br />

which is highly unlikely.<br />

On the other hand, the cost of a<br />

repository in a host rock like the<br />

Permian salt will only be about<br />

$30 billion, easily handled by the<br />

NWFund. That’s because the cost is<br />

actually a function of the choice of<br />

rock, and the science that should be<br />

determining which site is best.<br />

No one envisioned that a political<br />

choice, like the one that selected<br />

Yucca Mountain, would have such a<br />

profound cost effect because in 1982<br />

no one understood the many aspects<br />

and costs of a deep geologic repository.<br />

But uncertainty increases cost.<br />

The 30-year study of Yucca Mt<br />

by all of us scientists and engineers<br />

led to an amazing understanding of<br />

how water and contaminants move<br />

through the Earth’s subsurface and<br />

how we can affect that to our benefit.<br />

The $12 billion spent on that study<br />

from the NWFund was not wasted at<br />

all, most of it is useful no matter where<br />

we put this waste.<br />

Almost all of that in<strong>for</strong>mation is<br />

useable elsewhere no matter what<br />

rock we pick. Our understanding<br />

of corrosion, transportation, permeability<br />

and subsurface contaminant<br />

migration, engineered barriers,<br />

shielding, packaging, waste <strong>for</strong>m development<br />

and material science,<br />

among others, have been increased<br />

enormously by studying Yucca Mt.<br />

Using science as the basis of the<br />

decision doesn’t just give you reduced<br />

uncertainty, it also means getting the<br />

lowest cost. That’s how science is<br />

supposed to help society.<br />

References<br />

ı Beauheim, R. L. and R. M. Roberts. 2002. Hydrology and<br />

hydraulic properties of a bedded evaporite <strong>for</strong>mation, <strong>Journal</strong> of<br />

Hydrology 259:66-88.<br />

ı BRC. 2011. Draft Report to the Secretary of Energy. From the<br />

Blue Ribbon Commission on America’s <strong>Nuclear</strong> Future (BRC),<br />

Washington, D.C. http://www.brc.gov<br />

ı Conca, J. (2014) “High-Level <strong>Nuclear</strong> Waste Redefined”, Proc.<br />

2014 Annual Meeting of the American <strong>Nuclear</strong> Society, ANS,<br />

La Grange, IL, Paper 10041.<br />

ı Conca, J. (2017) “Environmental monitoring programs and public<br />

engagement <strong>for</strong> siting and operation of geological repository<br />

systems: experience at the Waste Isolation Pilot Plant (WIPP)”,<br />

Chapter 24 in Geological Repositories <strong>for</strong> Safe Disposal of Spent<br />

<strong>Nuclear</strong> Fuels and Radioactive Materials, J. Ahn and M. J. Apted<br />

(editors), Woodhead Publishing (Elsevier), Cambridge, UK, 2 nd<br />

Edition ISBN: 978-0-08-10<strong>06</strong>42-9.<br />

ı Conca, J. and J. Wright. 2010. The Cost of a Sustainable Energy<br />

Future, Proceedings of the 2010 Waste Management Symposia,<br />

Phoenix, AZ, paper #10494, p. 1-14. http://www.wmsym.org<br />

ı Conca, J., S. Sage and J. Wright. 2008. <strong>Nuclear</strong> Energy and<br />

Waste Disposal in the Age of Recycling, New Mexico <strong>Journal</strong><br />

of Science, vol. 45, p. 13-21 http://www.nmas.org/NMJoS-<br />

Volume-45.pdf<br />

ı Conca, J. L., M. J. Apted, and R. C. Arthur. 1993. Aqueous<br />

Diffusion in Repository and Backfill Environments. In Scientific<br />

Basis <strong>for</strong> <strong>Nuclear</strong> Waste Management XVI, Materials Research<br />

Society Symposium Proceedings. La Grange, IL 294:395-402.<br />

ı DOE. 2008. Disposal of Recycling Facility Waste in a Generic<br />

Salt Repository, GNEP- WAST-MTSD-MI-RT-2008-000245<br />

PREDECISIONAL DRAFT April 2008, U.S. Department of Energy,<br />

Washington, D.C.<br />

ı DOE. 2004. Title 40 CFR Part 191 Subparts B and C Compliance<br />

Recertification Application, DOE/WIPP 2004-3231, March 2004,<br />

U.S. Department of Energy, Washington, D.C.<br />

ı EPRI. 20<strong>06</strong>. Room at the Mountain: Analysis of the Maximum<br />

Disposal Capacity <strong>for</strong> Commercial Spent <strong>Nuclear</strong> Fuel in a Yucca<br />

Mountain Repository, Technical Report 1013523, EPRI Program<br />

on Innovation. Electric <strong>Power</strong> Research Institute, Palo Alto, CA.<br />

ı Griffith, J. D., S. Willcox, D. W. <strong>Power</strong>s, R. Nelson and B. K. Baxter.<br />

2008. Discovery of Abundant Cellulose Microfibers Encased in<br />

250 Ma Permian Halite: A Macromolecular Target in the Search<br />

<strong>for</strong> Life on Other Planets, Astrobiology, Vol. 8, No. 2, p.1-14,<br />

Mary Ann Liebert, Inc. DOI: 10.1089/ast.2007.0196<br />

ı Hamal, C.W., J. M. Carey and C. L. Ring. 2011. Spent <strong>Nuclear</strong> Fuel<br />

Management: How centralized interim storage can expand<br />

options and reduce costs, a study conducted <strong>for</strong> the Blue Ribbon<br />

Commission, Washington, D.C. May 16, 2011. http://brc.gov/<br />

sites/default/files/documents/centralized_interim_storage_of_<br />

snf.pdf<br />

ı Karalby, L. S. 1983. High-Integrity Isolation of Industrial Waste<br />

in Salt. In Proceedings of the Sixth <strong>International</strong> Symposium on<br />

Salt, The Salt Institute 2:211-215.<br />

ı McEwen, T. 1995. Selection of Waste Disposal Sites. Chapter 7<br />

in the Scientific and Regulatory basis <strong>for</strong> the Geologic Disposal<br />

of Radioactive Waste, pp. 201-238, D. Savage, ed.. John Wiley &<br />

Sons, New York.<br />

ı NWPA. 1982. Pub. L. 97–425 (96 Stat. 2201), <strong>Nuclear</strong> Waste Policy<br />

Act of 1982 as amended http://epw.senate.gov/nwpa82.pdf<br />

ı National Academy of Sciences. 1957. Disposal of radioactive<br />

waste on land, Report by the Committee on Waste Disposal,<br />

Division of Earth Sciences, The National Academies Press,<br />

Washington, DC. https://www.nap.edu/read/10294/chapter/1<br />

ı National Academy of Sciences. 1970. Disposal of Solid<br />

Radioactive Waste in Bedded Salt Deposits, Board on<br />

Radioactive Waste Management, Wash., D.C.<br />

ı National Academy of Sciences. 20<strong>06</strong>. Safety and Security of<br />

Commercial Spent <strong>Nuclear</strong> Fuel Storage: Public Report.<br />

Committee on the Safety and Security of Commercial Spent<br />

<strong>Nuclear</strong> Fuel Storage, National Research Council. ISBN: 978-0-<br />

309-09645-4. http://www.nap.edu/catalog/11263.html<br />

ı <strong>Nuclear</strong> Energy Agency. 2001. IGSC Working Group on Measurement<br />

and Physical Understanding of Groundwater Flow through<br />

Argillaceous Media: Self-Healing Topical Session. OECD/NEA<br />

NEA/RWM/ CLAYCLUB(2001)5. Nancy, France.<br />

ı Parkyn, J. 2009. Interim Storage Costs General Accounting Office<br />

(GAO) Study, Wisconsin Public Utility Institute, July 31, 2009.<br />

http://wpui.wisc.edu/files/2009/materials/WPUI_20090731.<br />

Parkyn.John.pdf<br />

ı TSLCC. 2008. The Analysis of the Total System Life Cycle Cost<br />

(TSLCC) of the Civilian Radioactive Waste Management Program,<br />

DOE/RW-0591, U.S. Department of Energy, Washington, D.C.<br />

http://www.rw.doe.gov<br />

ı Waughaugh, D. C. E. and B. R. Urquhart. 1983. The Geology<br />

of Denison-Potacan’s New Brunswick potash Deposit.<br />

In Proceedings of the Sixth <strong>International</strong> Symposium on Salt,<br />

The Salt Institute 1:85-98.<br />

ı WIPP Land Withdrawal Act. 1992. Pub. L. 102–579, section<br />

2(18) as amended by the 1996 WIPP LWA Amendments,<br />

Pub. L. 104–201.<br />

ı Wright, J. and J. L. Conca. 2007. The GeoPolitics of Energy:<br />

Achieving a Just and Sustainable Energy Distribution by 2040,<br />

BookSurge Publishing (on Amazon.com) North Charleston,<br />

SC. ISBN 1-4196-7588-5. http://www.amazon.com/gp/<br />

product/1419675885/sr=1-10/qid=1195953013/<br />

ı Zharkov, M. A. 1984. Paleozoic Salt Bearing Formations of the<br />

World, Springer-Verlag, Berlin.<br />

Links<br />

Listed in order of appearance in the text and active<br />

as of June 6, 2020<br />

https://www.nap.edu/read/10294/chapter/9<br />

https://www.wipp.energy.gov<br />

https://www.energy.gov/downloads/nuclear-waste-policy-act<br />

https://en.wikipedia.org/wiki/Yucca_Mountain_nuclear_waste_<br />

repository<br />

https://www.nrc.gov/waste/hlw-disposal/yucca-lic-app.html<br />

https://www.energy.gov/sites/prod/files/2013/04/f0/brc_<br />

finalreport_jan2012.pdf<br />

http://nuclearconnect.org/transuranic-waste<br />

https://www.nrc.gov/waste/spent-fuel-storage/cis.html<br />

https://www.neimagazine.com/features/featureclearing-outasse-2<br />

https://www.nap.edu/read/10102/chapter/4#47<br />

https://fas.org/sgp/othergov/doe/lanl/pubs/00818052.pdf<br />

https://en.wikipedia.org/wiki/Reduction_potential<br />

https://www.epa.gov/laws-regulations/summary-nuclear-wastepolicy-act<br />

https://www.elsevier.com/books/geological-repository-systems<strong>for</strong>-safe-disposal-of-spent-nuclear-fuels-and-radioactive-waste/<br />

apted/978-0-08-10<strong>06</strong>42-9<br />

https://en.wikipedia.org/wiki/Hydraulic_conductivity<br />

https://www.comsol.com/multiphysics/diffusion-coefficient<br />

https://www.energy.gov/sites/prod/files/AH-Chap19.pdf<br />

https://www.gao.gov/highrisk/us_government_environmental_<br />

liability/why_did_study<br />

https://xcdsystem.com/wmsym/archives//2012/papers/<br />

12469.pdf<br />

Author<br />

James Conca<br />

UFA Ventures, Inc.<br />

jim@ufaventures.com<br />

2801 Appaloosa Way<br />

Richland, WA 99352, USA<br />

Environment and Safety<br />

What has Happened to the U.S. <strong>Nuclear</strong> Waste Disposal Program? ı James Conca


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

Safely Stored <strong>for</strong> All Eternity –<br />

How the Bundesgesellschaft für Endlagerung is Conducting<br />

its Search <strong>for</strong> a Repository <strong>for</strong> High-level Radioactive Waste<br />

Steffen Kanitz<br />

Germany has spent the last three years with a restart <strong>for</strong> its attempts at selecting a site <strong>for</strong> a repository <strong>for</strong> high-level<br />

radioactive waste. In fall 2020, the Federal Company <strong>for</strong> Radioactive Waste Disposal (Bundesgesellschaft für<br />

Endlagerung, BGE) is due to present an initial evaluation of data on the deep geological conditions, which is intended<br />

to provide some guidance on which areas are unsuitable and which may be suitable <strong>for</strong> a geological repository. The<br />

Federal Office <strong>for</strong> the Safety of <strong>Nuclear</strong> Waste Management (Bundesamt für die Sicherheit der nuklearen Entsorgung,<br />

BASE) will then take the first step towards <strong>for</strong>mal public participation and issue invitations to the specialist Subareas<br />

Conference. And a new player has come onto the field, the National Monitoring Panel (Nationales Begleitgremium<br />

NBG), which recently completed its line-up. Whereas the 18 th legislative session of the Federal Parliament (2013 to<br />

2017) concentrated on the organizational restructuring of the repository landscape, the focus has now shifted to<br />

realization.<br />

The principle of a blank map of<br />

Germany applies. No site is excluded<br />

right from the outset, no site is<br />

included right from the outset. This<br />

is a political compromise supported<br />

by a broad parliamentary majority<br />

<strong>for</strong> a task which has spanned several<br />

generations and previously been<br />

marked by major conflicts. This compromise<br />

<strong>for</strong>ms the basis <strong>for</strong> the work<br />

being undertaken by the BGE to<br />

search <strong>for</strong> the site in Germany which<br />

offers optimum safety <strong>for</strong> a million<br />

years.<br />

Looking back<br />

For decades, the disposal of high-level<br />

radioactive waste in Germany seemed<br />

to be a problem that had almost<br />

been solved - at least as far as the two<br />

main political groupings, CDU/CSU<br />

and SPD, were concerned. In 1977,<br />

Ernst Albrecht (CDU), then Minister<br />

President of Lower Saxony, chose<br />

Gorleben as the site of a nuclear<br />

disposal facility and hence the site of a<br />

repository <strong>for</strong> high-level radioactive<br />

waste, too. This decision was supported<br />

by the Federal Government of<br />

Helmut Schmidt (SPD) in Bonn.<br />

But more than 40 years on from<br />

this, it has to be admitted that the first<br />

attempt at solving the repository issue<br />

in Germany has been a failure. The<br />

selection process, considered by<br />

some sections of the public to be very<br />

intransparent, stirred up resistance<br />

not only in the region around Gorleben<br />

(Wendland) itself, but across the<br />

whole of Germany – and kept it alive<br />

<strong>for</strong> decades. Wendland, a remote<br />

region in the state of Lower Saxony on<br />

the borders to Saxony- Anhalt and<br />

Brandenburg, has more over even<br />

experienced a large influx of people,<br />

namely those wanting to express their<br />

resistance against nuclear energy and,<br />

at times, against the government,<br />

too. The resistance movement grew<br />

with every Castor transport into the<br />

Gorleben interim storage facility.<br />

Fresh start in the search<br />

<strong>for</strong> a repository site<br />

The Federal Parliament resolution<br />

of 2011 to phase out nuclear<br />

power after the nuclear disaster in<br />

Fukushima, Japan, which followed in<br />

the wake of a powerful earthquake<br />

and a tsunami, paved the way <strong>for</strong> a<br />

new attempt at finding a consensus<br />

<strong>for</strong> a repository. Norbert Röttgen<br />

(CDU), then Secretary of State<br />

<strong>for</strong> the Environment, and Winfried<br />

Kretschmann (Green Party), Minister<br />

President of Baden- Württemberg,<br />

started a dialog at that time<br />

which produced an initial result two<br />

years later. In 2013, the first<br />

Repository Site Selection Act<br />

(StandAG) was passed, and provided<br />

<strong>for</strong> a fresh start in the search <strong>for</strong> a<br />

repository. Between 2014 and<br />

2016, the Repository Commission – a<br />

body of scientists, various social<br />

groups, the Federal Parliament, and<br />

the Federal Council (although the<br />

politicians had no voting rights) –<br />

conducted its deliberations, which<br />

were chaired by Ursula Heinen-Esser<br />

(CDU) and Michael Müller (SPD).<br />

It drew up the scientific criteria<br />

<strong>for</strong> the procedure, and the principles<br />

<strong>for</strong> full public participation, too.<br />

These results were taken as the<br />

basis <strong>for</strong> the amendment to the<br />

StandAG in 2017, and the definition<br />

of the site selection pro cedure:<br />

The search is to be undertaken by<br />

way of a science-based, transparent,<br />

participative, self-scrutinizing and<br />

learning process. This is the foundation<br />

on which the new search <strong>for</strong> a<br />

repository is to be conducted.<br />

What does the search aim<br />

to do?<br />

Its aim is to find a site in Germany deep<br />

underground where the high- level<br />

radioactive waste can be safely sealed<br />

off from the environment and from us<br />

humans <strong>for</strong> a million years. The waste<br />

comprises around 10,200 metric tons<br />

of spent fuel elements and approx.<br />

6,000 cubic meters of vitrified waste<br />

from the Sellafield and La Hague<br />

reprocessing plants. At present,<br />

this waste is safely stored in casks<br />

(Castors) in interim facilities. Its<br />

volume is small compared to that of<br />

the low-level and intermediate-level<br />

radioactive waste, but these materials<br />

are the source of more than 99 percent<br />

of the radiation from the radioactive<br />

waste in Germany.<br />

Are there any alternatives<br />

to a repository?<br />

The Repository Commission gave<br />

thorough consideration to alternative<br />

<strong>for</strong>ms of disposal, but ultimately<br />

rejected them <strong>for</strong> reasons which are<br />

easy to comprehend. In times of global<br />

climate change, a repository in the<br />

pack ice cannot be viewed as a<br />

long-term solution. Although the idea<br />

of disposing of the radioactive waste in<br />

outer space may sound logical, it<br />

would only need a failed rocket<br />

launch to cause a nuclear disaster.<br />

Constructing thick-walled, groundlevel<br />

storage facilities imposes the<br />

responsibility <strong>for</strong> protecting and maintaining<br />

these facilities in the long term<br />

on future generations, not to mention<br />

the fact that such facilities would be<br />

potential targets <strong>for</strong> terrorist attacks.<br />

Some people say that so-called<br />

partitioning and transmutation offers<br />

a solution to the nuclear waste<br />

problem. The idea here is that longlived<br />

radionuclides are con verted into<br />

ENVIRONMENT AND SAFETY 331<br />

Environment and Safety<br />

Safely Stored <strong>for</strong> All Eternity – How the Bundesgesellschaft für Endlagerung is Conducting its Search <strong>for</strong> a Repository <strong>for</strong> High-level Radioactive Waste ı Steffen Kanitz


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

ENVIRONMENT AND SAFETY 332<br />

shorter-lived radioactive materials<br />

through targeted irradiation in a new<br />

generation of reactors, thus restricting<br />

the length of time they have to<br />

be stored, and that the materials<br />

processed in this way are reused as<br />

nuclear fuel. This tech nology has<br />

remained stuck at the experimental<br />

stage <strong>for</strong> decades, however. Moreover,<br />

a geological repository would be<br />

needed <strong>for</strong> the waste from this<br />

process, too. And: Using partitioning<br />

and transmutation to help get rid<br />

of the quantities of radioactive<br />

waste which have already accrued<br />

in Germany would require the technology<br />

to be in operation <strong>for</strong> at least<br />

150 years – the problem would be<br />

passed on to future generations<br />

instead of relieving them of the<br />

burden of high-level radioactive<br />

waste.<br />

The Repository Commission agrees<br />

with the assessment of international<br />

experts that a geological barrier<br />

deep underground is the only way to<br />

guarantee that the radioactive waste<br />

is permanently and safely sealed in.<br />

How will the site search<br />

be undertaken?<br />

The first phase of the site selection<br />

involves the BGE working with<br />

the data on the deep geological<br />

con ditions which are already available<br />

from the federal government<br />

and federal state authorities. The<br />

exclusion criteria, minimum requirements,<br />

and the geoscientific assessment<br />

criteria defined in the StandAG<br />

will then be applied to the data which<br />

already exist. Thus, the work initially<br />

involves studying the records documenting<br />

our existing knowledge<br />

on the deep geological conditions in<br />

Germany which are available from the<br />

federal state and federal government<br />

authorities. The Geological Surveys<br />

of the federal states, and the Federal<br />

Institute <strong>for</strong> Geosciences and Natural<br />

Resources (Bundesanstalt für Geologie<br />

und Rohstoffe, BGR), have made<br />

substantial volumes of existing data<br />

available to the BGE.<br />

Exclusion criteria<br />

The BGE now examines whether these<br />

pools of data can already be used to<br />

deduce which areas are not suitable<br />

<strong>for</strong> a repository (exclusion criteria).<br />

These are areas in which geogenic<br />

uplifts of more than a millimeter<br />

per year are observed, or are to be<br />

expected over the course of a million<br />

years. Regions where mining is still<br />

taking place or used to take place, or<br />

where there are boreholes at depths<br />

of between 300 and 1500 meters,<br />

are also to be excluded, because<br />

the integrity of the rock has been<br />

weakened. Active fault zones, where<br />

the layers of rock are shifting against<br />

each other, are also to be excluded.<br />

Other exclusion criteria are volcanic<br />

activity, seismic zones above zone 1,<br />

and so-called young groundwater.<br />

All the exclusion criteria indicate<br />

rock movements which prevent the<br />

permanent, safe storage of high-level<br />

radioactive waste.<br />

The BGE has developed an exclusion<br />

methodology <strong>for</strong> each exclusion<br />

criterion. The mining criterion is<br />

subdivided into mines and boreholes,<br />

because the impact of these two<br />

anthropogenic effects is different.<br />

The guideline followed by the BGE<br />

is the maxim of excluding as little as<br />

possible the first time the criteria<br />

are applied, so as not to overlook or<br />

discount an area which may possibly<br />

be suitable. Each exclusion methodology<br />

follows a strict schematic and<br />

is easy to understand. It also covers<br />

how to deal with cases which cannot<br />

be definitively assessed from behind a<br />

desk, such as the question of whether<br />

a fault zone is active or passive, and<br />

what its precise course is, <strong>for</strong> example.<br />

The BGE there<strong>for</strong>e proposes that<br />

fault zones reported as active by the<br />

Geological Surveys are taken to be<br />

active in the first step. The BGE<br />

assesses rock movements which are<br />

more recent than 34 million years ago<br />

as a further indication of the activity<br />

of a fault zone. The so-called Rupel<br />

stratum in the geological models<br />

and maps is an indicator of rock<br />

movement which occurred less than<br />

34 million years ago. In addition, the<br />

BGE has specified a further condition<br />

as a result of in<strong>for</strong>mation from the<br />

online consultation on the methodology:<br />

Fault zones which are located<br />

in tectonically active major systems –<br />

one example would be the Upper<br />

Rhine Graben – are also assessed as<br />

being active. When concrete in<strong>for</strong>mation<br />

is available on the course of<br />

an active fault zone, a one-kilo meter<br />

protection zone is placed around it,<br />

and the area is then pro jected onto the<br />

surface and “cut out” of the blank<br />

map. If no in<strong>for</strong>mation is available, it<br />

is initially simply excluded together<br />

with its surrounding protection zone<br />

in the vertical direction.<br />

Minimum requirements<br />

The minimum requirements are then<br />

applied in a second step to establish<br />

which areas in Germany could in<br />

principle host a repository. The BGE is<br />

searching <strong>for</strong> a stable rock <strong>for</strong>mation<br />

| Exclusion Criteria<br />

Environment and Safety<br />

Safely Stored <strong>for</strong> All Eternity – How the Bundesgesellschaft für Endlagerung is Conducting its Search <strong>for</strong> a Repository <strong>for</strong> High-level Radioactive Waste<br />

ı Steffen Kanitz


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

which is as impervious as possible<br />

at a depth of between 300 and<br />

1500 meters. Three rock <strong>for</strong>mations<br />

are suitable to retain radionuclides<br />

over a period of a million years: Rock<br />

salt, clay rock, and crystalline rock.<br />

The BGE will present the definitions<br />

<strong>for</strong> the host rocks it has used be<strong>for</strong>e<br />

the publication of the Subareas<br />

Interim Report. The rock layer in<br />

which a storage location is to be found<br />

must be at least 100 meters thick.<br />

Slightly different requirements apply<br />

to salt in a steeply inclined <strong>for</strong>mation,<br />

i. e., salt domes, and also to crystalline<br />

rock, but these are likewise clearly<br />

defined in the StandAG. Furthermore,<br />

it is important that the rock is as<br />

impervious as possible to water, and<br />

even retains gases, because radionuclides<br />

could migrate with the aid of<br />

water or gas.<br />

To identify areas in which the<br />

minimum requirements are met,<br />

the BGE has utilized a great many<br />

databases and maps, and a wealth of<br />

expertise. When a 3D model of the<br />

deep geological conditions was<br />

available <strong>for</strong> a federal state or parts of<br />

a federal state, the BGE used it to<br />

determine host rock <strong>for</strong>mations<br />

and their thickness, <strong>for</strong> example. The<br />

BGE has used paleogeographic and<br />

geological maps, ground profiles<br />

from boreholes, and other suitable<br />

sources of in<strong>for</strong>mation, to fill the<br />

gaps between the models with<br />

knowledge and justified assumptions.<br />

Geo-scientific assessment<br />

criteria<br />

In the third step, the BGE evaluates<br />

the areas in which all the minimum<br />

requirements are met and no<br />

reason <strong>for</strong> exclusion exists, in order<br />

to identify subareas that lead one<br />

to expect a favorable geological<br />

situation. To be able to systematically<br />

process the eleven geoscientific<br />

assessment criteria, which are evaluated<br />

with the aid of 40 indicators,<br />

the BGE specialists developed an<br />

Access-based evaluation tool which is<br />

used to individually assess each of<br />

the areas identified. The evaluation<br />

results are documented in a comprehensible<br />

way.<br />

Subareas Interim Report<br />

In fall 2020, the BGE will present a<br />

Subareas Interim Report which will<br />

contain the evaluation of this initial<br />

exploratory phase. The Interim Report<br />

will explain <strong>for</strong> one how the subareas<br />

identified have been arrived at. The<br />

methodology used to apply the criteria<br />

from the Repository Site Selection<br />

Act will be described, fundamental<br />

stipulations and definitions will be<br />

derived, and an overview of the<br />

database used will be provided. These<br />

steps, as well as the history of how<br />

aspects such as an exclusion methodology<br />

were derived or developed,<br />

will be described in more detail in a<br />

series of supporting documents. Even<br />

be<strong>for</strong>e the first step of full public<br />

participation is taken, results of an<br />

online consultation on the methodologies<br />

will be included in the<br />

Interim Report. In addition, the BGE<br />

has organized several specialist<br />

workshops with the Geological<br />

Surveys over the past three years,<br />

and also sought the dialog with<br />

the scientific community. Worthy of<br />

mention is a specialist workshop on<br />

the research needs <strong>for</strong> the site selection<br />

in January 2019, and in particular<br />

the “Site Selection Conference” in<br />

Braunschweig in December 2019.<br />

The findings from the talks, poster<br />

sessions, and short presentations by<br />

scientists from universities and<br />

institutes are also reflected in the<br />

work, and have sometimes already<br />

been incorporated.<br />

After publication of the Subareas<br />

Interim Report, the BASE will issue<br />

invitations to a specialist Subareas<br />

Conference, at which the BGE will<br />

present the results of the Interim<br />

Report. The BGE will incorporate<br />

the results of the conference into its<br />

subsequent work. At the same time,<br />

the BGE will conduct the first, still<br />

very generalized safety studies in<br />

the subareas which have then been<br />

identified. It will propose survey programs<br />

whereby the conditions underground<br />

can be explored in more<br />

detail. The issue is initially to survey<br />

the areas from the surface, by means<br />

of boreholes, seismic measuring programs,<br />

or other methods.<br />

What happens next?<br />

A BGE proposal <strong>for</strong> site regions<br />

where a surface survey appears to<br />

be worthwhile marks the end of the<br />

first phase. The BASE will examine<br />

the BGE proposal and either accept it<br />

or make a modified proposal to the<br />

Federal Ministry <strong>for</strong> the Environment,<br />

which will submit the proposal to the<br />

Federal Parliament in the <strong>for</strong>m of a<br />

draft bill. Parliament will then decide<br />

where surveys are to be undertaken.<br />

The next stage is the surface surveys,<br />

which will then be used to derive a<br />

proposal <strong>for</strong> the areas where underground<br />

surveys also are to be carried<br />

out. Parliament will again make the<br />

decision on this. Finally (target date<br />

2031), there will be a site proposal on<br />

which the Federal Parliament will<br />

make the decision. The goal is <strong>for</strong> the<br />

repository to be available in 2050.<br />

After another 50 or so years, the<br />

disposal process will be complete, the<br />

repository will then be sealed. Only<br />

then will the nuclear relics of the<br />

peaceful utilization of nuclear energy<br />

in Germany have been disposed of<br />

safely and permanently.<br />

Author<br />

Steffen Kanitz<br />

Managing Director<br />

Bundesgesellschaft<br />

für Endlagerung mbH (BGE)<br />

dialog@bge.de<br />

Eschenstraße 55<br />

31224 Peine, Germany<br />

ENVIRONMENT AND SAFETY 333<br />

Environment and Safety<br />

Safely Stored <strong>for</strong> All Eternity – How the Bundesgesellschaft für Endlagerung is Conducting its Search <strong>for</strong> a Repository <strong>for</strong> High-level Radioactive Waste ı Steffen Kanitz


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

334<br />

RESEARCH AND INNOVATION<br />

Off-site Consequence Analysis During<br />

Severe Accidents in a <strong>Nuclear</strong> <strong>Power</strong> Plant<br />

Dahye Kwon and Moosung Jae<br />

To meet the Korean new regulation on Level 3 probabilistic safety assessment, the off-site consequence analysis is<br />

required <strong>for</strong> the severe accident of nuclear power plant. To consider socio-environmental characteristics and regulation<br />

system <strong>for</strong> radiation protection in Korea, several important parts in MELCOR Accident Consequence Code System 2<br />

(MACCS2), an off-site consequence analysis code, were modified such as dose conversion factor, shielding factor,<br />

inhalation rate, and food chain model. The modified parts were applied to evaluate the accident consequence of a<br />

Korean reference nuclear power plant, OPR-1000. As a result, the derived health effect consequences were decreased<br />

with reflecting Korean characteristics comparing those with US default values. With the contribution analysis of each<br />

factor comparing non-modified MACCS2, the results were decreased with modified shielding factor and inhalation rate,<br />

but the result was increased with modified food chain model because of Korean diet habits.<br />

1 Introduction<br />

In June 2016, to quantitatively secure<br />

the safety of <strong>Nuclear</strong> <strong>Power</strong> Plants<br />

(NPPs), the <strong>Nuclear</strong> Safety and<br />

Security Commission (NSSC) revised<br />

the notification to apply a safety goal<br />

to Level 3 Probabilistic Safety Assessment<br />

(PSA). In order to carry out the<br />

PSA, the researchers usually use<br />

MELCOR Accident Consequence Code<br />

System 2 (MACCS2) [1], a PSA code<br />

developed in the US [2]. However,<br />

since the default values of input<br />

parameters reflect the representative<br />

environment and radiation protection<br />

systems of US, the calculation result<br />

using default values might not be<br />

guaranteed in reliability of Korean<br />

NPP. There<strong>for</strong>e, it is important to<br />

derive the input parameter to reflect<br />

the environmental characteristics to<br />

improve the reliability of results.<br />

In this study, based on expert<br />

elicitation [3], selected four factors as<br />

research objective are Dose Conversion<br />

Factor (DCF), shielding factor,<br />

inhalation rate, and Food Chain Model<br />

(FCM). These Korean specific data<br />

are analyzed and the representative<br />

values are derived. Then, Level 3 PSA<br />

of Korean reference NPP, OPR-1000,<br />

is carried out using derived Korean<br />

specific data, and its results are<br />

compared with those when US specific<br />

data is applied.<br />

2 Methods and materials<br />

2.1 Dose conversion factor<br />

While the US regulation applies the<br />

concept of the ICRP publication 26<br />

to MACCS2, the concept of ICRP<br />

publication 60 is applied to the regulation<br />

in Korea. Hence, we extracted<br />

the DCFs from the FGR-13 DCF<br />

database which follows the ICRP<br />

publication 60.<br />

For the appropriate DCF, the<br />

exposure pathways were selected to<br />

meet the regulatory guideline from<br />

The Korea Institute of <strong>Nuclear</strong> Safety<br />

(KINS), the Korean regulatory agency.<br />

The organs were adopted 16<br />

critical organs as follows: the 12 major<br />

organs which were suggested by ICRP<br />

publication 60: bone surface, breast,<br />

stomach, bladder, liver, red marrow,<br />

skin, thyroid, esophagus, lung, gonads<br />

and colon; and the others were Lower<br />

Large Intestine (LLI), small intestine,<br />

remainder, and effective dose. The LLI<br />

and small intestine are important<br />

organs in the deterministic health<br />

effect assessment from acute exposure.<br />

The number of radionuclides<br />

was expanded from 60 to 825. It is<br />

important to consider the nuclides as<br />

many as possible, because the source<br />

term of severe accidents can vary<br />

considerably depending on the reactor<br />

type and accident scenarios. As a<br />

result of this study, it is possible to<br />

evaluate various source terms.<br />

2.2 Shielding factor<br />

The shielding factor used in MACCS2<br />

is defined as indoor dose over outdoor<br />

reference dose and it is used to consider<br />

the shielding effect of buildings.<br />

The outdoor reference dose generally<br />

refers to the dose at an elevation of<br />

1 meter above the surface of an infinite<br />

smooth surface source. The shielding<br />

factor can be obtained from Equation<br />

1.<br />

SF = (1 – Indoor) + Indoor × RF<br />

(1)<br />

where Indoor: Indoor residence time<br />

fraction, and<br />

RF: Reduction factor.<br />

The ‘Indoor’ variable was 0.829 <strong>for</strong><br />

adults [4]. The adapted ‘RF’s were<br />

0.2 <strong>for</strong> radioactive plume and 0.01 <strong>for</strong><br />

contaminated ground surface [5].<br />

Because the groundshine reduction<br />

factor differs depending on the residential<br />

type, we adopted the value of<br />

apartment in which 60 % of the<br />

Korean live. By substituting the given<br />

values into Equation 1, the shielding<br />

factors <strong>for</strong> cloudshine and groundshine<br />

were derived as 0.34 and 0.25,<br />

respectively.<br />

2.3 Inhalation rate<br />

The inhalation rate in MACCS2 means<br />

the daily averaged inhalation rate.<br />

It can be obtained as shown in<br />

Equation 2.<br />

(2)<br />

<br />

where IR: Average daily inhalation<br />

rate [m 3·d-1 ],<br />

BR i : Short-term inhalation rate<br />

<strong>for</strong> a specific activity i<br />

[m3·hr -1 ], and<br />

D i : Duration of the activity i<br />

during a day [hr·d -1 ].<br />

In the research on inhalation rate,<br />

researchers usually uses the calcu lated<br />

short-term inhalation rate considering<br />

the respiratory tract model recommended<br />

from ICRP publication 66.<br />

But, it was inappropriate <strong>for</strong> Korean<br />

because the phantom used in the<br />

calculation is modeled as male and<br />

female Caucasian adults. In this paper,<br />

we used directly measured short-term<br />

inhalation rate <strong>for</strong> male and female<br />

Korean adults [6], which improves the<br />

reliability. The duration of the activity<br />

<strong>for</strong> adults was referred from the<br />

national statistics. Thus, the inhalation<br />

rate reflects the physical and<br />

social characteristics of Korean. The<br />

calculated inhalation rate of Korean<br />

adults was 18.51 m 3·d -1 . It is about<br />

20 % lower than the default value.<br />

Research and Innovation<br />

Off-site Consequence Analysis During Severe Accidents in a <strong>Nuclear</strong> <strong>Power</strong> Plant ı Dahye Kwon and Moosung Jae


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

Food category<br />

2.4 Food chain model<br />

2.4.1 Introduction of COMIDA2<br />

COMIDA2 [7] evaluates the activity<br />

concentration <strong>for</strong> each radionuclide<br />

and ingestion dose received from the<br />

intake of contaminated food. The<br />

result is compatible with MACCS2<br />

calculation. There are five categories<br />

of vegetable foods and four categories<br />

of animal foods: grains, leafy vegetables,<br />

root vegetables, fruits, and<br />

legumes; beef, milk, poultry and<br />

other.<br />

2.4.2 Improvement of Korean<br />

food chain model<br />

To reflect Korean agricultural and<br />

cultural environment, some input<br />

variables were derived: annual food<br />

consumption and productivity, feedstuff<br />

consumption of each livestock,<br />

transfer coefficient, wet-to-dry weight<br />

ratio, and the processing factors.<br />

Especially, the category ‘other’ means<br />

the ‘pork’ consumption because pork<br />

shows the highest consumption rate<br />

<strong>for</strong> meat in Korea. These variables<br />

referred from a paper [8] were partially<br />

shown in Table 1.<br />

3 Results<br />

3.1 Accident scenario<br />

3.1.1 Source term<br />

The accident source term was adopted<br />

from the core inventory evaluated<br />

<strong>for</strong> the Korean reference NPP of<br />

OPR-1000. The initial event was<br />

chosen as Steam Generator Tube<br />

Rupture (SGTR), which was the most<br />

frequent bypass accident among<br />

internal accidents. The core inventory<br />

was evaluated using the FISPACT-2<br />

code, and the result was evaluated<br />

Consumption<br />

(kg·yr -1 )<br />

Productivity<br />

(kg·m -2 )<br />

Vegetable food Grain 25.41 0.<strong>06</strong><br />

Leafy vege. 76.48 0.18<br />

Root vege. 46.39 0.11<br />

Legumes 0.57 0.001<br />

Fruits 52.67 0.13<br />

Subtotal 201.53 0.48<br />

Animal food Beef 3.37 0.01<br />

Pork 9.37 0.02<br />

Poultry 13.26 0.03<br />

Milk 18.41 0.04<br />

Subtotal 44.41 0.11<br />

Total 245.94 0.59<br />

| Tab. 1.<br />

Annual food consumption and productivity of Korean<br />

at 10,000 MWd/MTU operation. In<br />

addition, the considered radio nuclides<br />

were 60 species [9].<br />

3.1.2 Meteorological data and<br />

site-specific characteristics<br />

The meteorological data except<br />

atmospheric stability were measured<br />

at the met mast near the reference site<br />

and the atmospheric stability was<br />

measured at the met mast in the site.<br />

The 18 radii were used by the<br />

regulation about radiation environmental<br />

assessment. All of site-specific<br />

characteristic data were based on the<br />

reference NPP site. The population<br />

distribution was the result of the<br />

MSPAR-site code [10], and the others<br />

were the results of the KOSCA-POP<br />

code [11].<br />

3.2 Korean consequence<br />

analysis of severe accident<br />

As a result, we analyzed the comprehensive<br />

consequence and the contribution<br />

of Korean characteristics,<br />

namely shielding factor, inhalation<br />

rate, and FCM. The DCF was fixed to<br />

the modified one, because the DCF<br />

is not a characteristic reflecting Korean<br />

environment, but a regulation requirement.<br />

To focus on the effect of<br />

Korean environmental characteristics,<br />

we excluded the emergency response<br />

scenario.<br />

The analyzed consequences are<br />

three health effects which are early<br />

fatality in early phase, cancer fatality<br />

in early phase, and cancer fatality in<br />

chronic phase. In the figures, the<br />

X axis is the health effect consequence<br />

on the logarithmic scale, and the<br />

Y axis is the relative ratio between the<br />

probabilities exceeding consequence<br />

X be<strong>for</strong>e and after the modification on<br />

the linear scale.<br />

3.2.1 Influence of Korean<br />

characteristics and models<br />

In Figure 1, the ratio of the consequence<br />

probability by modification<br />

of shielding factor, inhalation rate,<br />

and FCM is depicted. The result was<br />

reduced in all of health effects. It came<br />

from that the shielding factors were<br />

decreased because most Korean lives<br />

in an apartment, which is a skyscraper<br />

with cement or stone construction,<br />

against wooden building of US citizen.<br />

Moreover, it was because the inhalation<br />

rate was decreased due to the<br />

smaller frame and lung capacity of<br />

Korean than those of Caucasian.<br />

In Figure 2, due to the reduction of<br />

shielding factors, all of results were<br />

highly decreased. In particular, the<br />

decrease of early fatality was very<br />

large. It came from the decreased<br />

cloudshine shielding factor, which<br />

became almost a half of the default<br />

value. Since the cloudshine shielding<br />

factor was applied to the very first<br />

period following the severe accident,<br />

the activity concentration was largely<br />

| Fig. 1.<br />

Relative probability occurring the health effect, (A) early fatality in early<br />

phase, (B) cancer fatality in early phase, and (C) cancer fatality in chronic<br />

phase, considering all of Korean characteristics.<br />

| Fig. 2.<br />

Relative probability occurring the health effect, (A) early fatality in early<br />

phase, (B) cancer fatality in early phase, and (C) cancer fatality in chronic<br />

phase, considering the modified shielding factors.<br />

RESEARCH AND INNOVATION 335<br />

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<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

RESEARCH AND INNOVATION 336<br />

| Fig. 3.<br />

Relative probability occurring the health effect, (A) early fatality in early<br />

phase, (B) cancer fatality in early phase, and (C) cancer fatality in chronic<br />

phase, considering the modified inhalation rate.<br />

| Fig. 4.<br />

Relative probability occurring the health effect, (A) early fatality in early<br />

phase, (B) cancer fatality in early phase, and (C) cancer fatality in chronic<br />

phase, considering the modified food chain model.<br />

protected. Furthermore, the probabilities<br />

of cancer fatality in early and<br />

chronic phase were decreased as well.<br />

It is because the decreased groundshine<br />

shielding factor is applied to<br />

overall period.<br />

The results of contribution analysis<br />

are depicted in following three figures.<br />

In Figure 3, because of the reduction of<br />

inhalation rate, the probabilities were<br />

decreased. Especially, the decrease of<br />

cancer fatality in early phase was large.<br />

It was because the thyroid cancer was<br />

included to the cancer fatality in early<br />

phase as an important disease.<br />

In Figure 4, the ingestion is a<br />

valid pathway only in the long-term<br />

period, and affects the cancer fatality<br />

in chronic phase. Distinctively, the<br />

pro bability of the consequence was<br />

increased. The reason of this result<br />

was heavy intake of leafy vegetables,<br />

which means Kimchi, the traditional<br />

food in Korea. The leafy vegetables<br />

are relatively easily contaminated<br />

by radioactive materials because they<br />

cannot be protected by the husk.<br />

On the other hand, the probability<br />

of cancer fatality in chronic phase in<br />

Figure 2 was decreased despite the<br />

increased effect of FCM modification.<br />

It resulted from that the consequence<br />

of decontamination workers was<br />

included to that in chronic phase.<br />

Since they reside longer in the contaminated<br />

area, the exposure of<br />

decontamination workers is much<br />

larger than that of public. In addition,<br />

they are exposed by groundshine and<br />

resuspension inhalation only, which<br />

means no impact by FCM modification.<br />

There<strong>for</strong>e, the consequence<br />

of cancer fatality in chronic phase in<br />

Figure1 was mostly affected by the<br />

decontamination workers. In calculating<br />

process, there was no way not to<br />

include the decontamination workers<br />

as the exposed people.<br />

4 Conclusion<br />

In this study, as the Level 3 PSA <strong>for</strong><br />

Korean NPP has been required to<br />

meet the quantitative safety goal<br />

through the revision of the notification,<br />

several significant input<br />

parameters of MACCS2 were modified<br />

to reflect the Korean socio-environmental<br />

characteristics and regulation<br />

systems <strong>for</strong> radiation protection. The<br />

parameters were chosen as the DCF,<br />

the shielding factor, the inhalation<br />

rate, and the FCM.<br />

Each parameter was derived to<br />

meet the regulatory standards and<br />

to reflect the Korean environment.<br />

The DCF DB was established corresponding<br />

to regulatory standards.<br />

The shielding factors were calculated<br />

based on that the public live in apartment,<br />

which is the representative<br />

house of Korea. The inhalation<br />

rate was derived based on directly<br />

measured short-term inhalation rate<br />

and activity duration of Korean adults.<br />

Finally, the FCM reflected the Korean<br />

diet habits and agricultural environment.<br />

With the modified parameters, we<br />

conducted a consequence analysis of<br />

OPR-1000, Korean reference NPP and<br />

the results were analyzed. Due to the<br />

reduction of shielding factors and<br />

inhalation rate, the probabilities of<br />

consequences were decreased. Then,<br />

the contribution analysis of modified<br />

parameters was conducted. The consequence<br />

varied depending on the<br />

critical organ of specific disease and<br />

the time period following the severe<br />

accident. On the other hand, against<br />

the prior results, the probability of<br />

consequence in chronic phase was<br />

increased by reflecting the Korean diet<br />

habits which means much intake of<br />

leafy vegetables. The derived results<br />

of this study can be used to improve<br />

the reliability. These results lead to<br />

secure the sufficient margin of safety<br />

assessment. It also means the hope to<br />

encourage the positive opinion of<br />

public.<br />

If additional accident characteristics<br />

such as heat content of the<br />

release segments, release height and<br />

duration, and emergency response<br />

sce nario are additionally included,<br />

more realistic results can be obtained.<br />

There<strong>for</strong>e, the results of this study are<br />

expected to contribute to the improvement<br />

of the reliability of the Level 3<br />

PSA.<br />

Acknowledgement<br />

This work was supported by the<br />

<strong>Nuclear</strong> Safety Research Program<br />

through the Korea Foundation Of<br />

<strong>Nuclear</strong> Safety (KOFONS), granted<br />

financial resource from the Multi-Unit<br />

Risk Research Group (MURRG),<br />

Republic of Korea (No. 1705001).<br />

References<br />

[1] Chanin DI, Young ML, Randall J. Code manual <strong>for</strong> MACCS2:<br />

volume 1, User’s guide. Albuquerque: Sandia National<br />

Laboratories; 1997. (SAND97-0594).<br />

[2] Kang T, Jae M. Consequence analysis <strong>for</strong> nuclear reactors,<br />

Yongbyon. <strong>Journal</strong> of <strong>Nuclear</strong> Science and Technology.<br />

2017;54(2):223-232.<br />

[3] Haskin FE, Goossens LHJ, Harper FT, Grupa J, Kraan BCP,<br />

Cooke RM, Hora SC. Probabilistic accident consequence<br />

uncertainty analysis: Early health uncertainty assessment,<br />

Main Report. Washington DC: US <strong>Nuclear</strong> Regulatory<br />

Commission; 1997. (NUREG/CR-6545, EUR 15855).<br />

[4] Hanyang University, Analysis of the Korean Socio-Environmental<br />

Factors Based on the New ICRP Recommendations,<br />

Daejeon: Korea Atomic Energy Research Institute; 2017.<br />

(KAERI/CM-2398/2016).<br />

[5] <strong>International</strong> Atomic Energy Agency. Planning <strong>for</strong> off-site<br />

response to radiation accidents in nuclear facilities. Vienna:<br />

<strong>International</strong> Atomic Energy Agency; 1979. (IAEA TECDOC-225).<br />

[6] National Institute of Environmental Research. Korean<br />

Exposure Factors Handbook <strong>for</strong> children. Incheon: National<br />

Institute of Environmental Research; 2016.<br />

[7] Abbott ML, Rood AS. COMIDA: A Radionuclide Food Chain<br />

Model <strong>for</strong> Acute Fallout Deposition. Health Physics.<br />

1994:66(1):17-29.<br />

[8] Kwon D, Hwang WT, Jae M. Ingestion Dose Evaluation of<br />

Korean Based on Dynamic Model in a Severe Accident. <strong>Journal</strong><br />

of Radiation Protection and Research. 2018;43(2):50-58.<br />

[9] Alpert DJ, Chanin DI, Ritchie LT. Relative Importance of Individual<br />

Elements to LWR Accident Consequence Estimates Using<br />

Equal Release Fractions. <strong>Nuclear</strong> Safety. 1987:28(1): 77-86.<br />

[10] Ahn B, Seo Y, Park H, Jae M. Development of the MSPAR-SITE<br />

Code <strong>for</strong> Assessing Multi-Unit Risk. Transactions of the Korean<br />

<strong>Nuclear</strong> Society Spring Meeting; 2018 May 16-18; Jeju, Korea.<br />

[11] Jang SC, Han SJ, Choi SY, Lee SJ, Kim WS. Establishment of<br />

Infrastructure <strong>for</strong> Domestic-Specific Level 3 PSA based on<br />

MACCS2. Transactions of the Korean <strong>Nuclear</strong> Society Spring<br />

Meeting; 2015 May 7-8; Jeju, Korea.<br />

Authors<br />

Dahye Kwon<br />

Moosung Jae<br />

jae@hanyang.ac.kr<br />

Department of <strong>Nuclear</strong><br />

Engineering<br />

Hanyang University, 222<br />

Wangsimni-ro, Seongdong-gu,<br />

Seoul, 04763, Korea<br />

Research and Innovation<br />

Off-site Consequence Analysis During Severe Accidents in a <strong>Nuclear</strong> <strong>Power</strong> Plant ı Dahye Kwon and Moosung Jae


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

Code and Data Enhancements of the<br />

MURE C++ Environment <strong>for</strong> Monte-Carlo<br />

Simulation and Depletion<br />

Maarten Becker<br />

1 Introduction Irradiation calculations with MCNP [1] are nowadays an accepted industry<br />

standard. Since MCNPX v2.6 followed by MCNP v6 depletion functionality is provided by<br />

in-code-coupling of the CINDER code [2]. Depletion statements are placed in the MCNP input and<br />

some depletion cycle dependent manipulation options can be used such as total thermal power of<br />

the systems, nuclide adaptions to given experimental concentrations etc. However, flexible<br />

functionality such as fuel cycle calculations with reshuffling of fuel elements and more complex<br />

simulations are not implemented in MCNP at the moment.<br />

The wrapper code MURE combines a flexible and<br />

extendable tool set <strong>for</strong> MCNP input generation with a<br />

dedicated customizable depletion functionality ([3,4]).<br />

MURE is written in C++ and inputs are compiled against<br />

the MURE libraries similar to the way GEANT [5] inputs<br />

are pro vided. The drawback (or feature) of the code is that<br />

no dedicated nuclear data is provided but is in the general<br />

responsibility of the user.<br />

This paper describes and summarizes development<br />

work concerning the provision of processed nuclear data<br />

<strong>for</strong> neutron depletion calculation, especially the handling<br />

of isomeric branching reactions, the implementation of a<br />

CRAM [6] Bateman solver to accelerate the depletion<br />

calculation over the 4 th order Runge-Kutta method.<br />

The enhanced code setup is then applied to the “Isotope<br />

Correlation Experiment” [7] and validated against the<br />

experimental results and code-to-code comparison.<br />

2 Implementation<br />

The implementation – as outlined here – is carried out with<br />

the most recent version of MURE v2 [4].<br />

2.1 CRAM<br />

The Chebyshev Rational Approximation Method was<br />

proposed by Pusa <strong>for</strong> the solution of the Bateman equation,<br />

since the method is very effective <strong>for</strong> matrix systems where<br />

their eigenvalues are distributed near the negative real<br />

axis [6]. Several <strong>for</strong>mulations <strong>for</strong> CRAM exist. Because of<br />

better numerical stability the method of incomplete partial<br />

fractions (IPF) is adapted with order N=48 and the CRAM<br />

coefficients are taken from the respective publication [8].<br />

The IPF algorithm <strong>for</strong>esees a series of N/2 matrix<br />

inversions, which are of type sparse matrix because of the<br />

nature of the burn-up (transmutation) matrix. The matrix<br />

inversion can be done by a Gauss-Seidel iteration or – in<br />

this case – by the solver SparseLU of the Eigen library<br />

v3.3.7 [9]. The sparse solver provides the method<br />

compute() to calculate the matrix inversion A -1 as in<br />

A x = b and the method solve() to give the solution of<br />

A -1 b=x in matrix notation.<br />

The algorithm applied is:<br />

Variable<br />

Meaning<br />

Planned entry <strong>for</strong><br />

y Nuclide vector initialized by vector N0 at t=0<br />

matrix<br />

dt<br />

alpha[i], theta[i],<br />

alpha0<br />

SpEye<br />

x<br />

Compressed sparse transmutation matrix<br />

Time step of depletion<br />

Coefficients of CRAM solution<br />

Sparse identity matrix<br />

Temporary solution vector<br />

| Tab. 1.<br />

Variables of the CRAM implementation.<br />

The theoretical accuracy of CRAM has been intensively<br />

investigated by Pusa [8,10]. As a consequence CRAM of<br />

order 48 achieves accurate results <strong>for</strong> number densities<br />

above 1E-20 atoms/cm 3 .<br />

As a more practical approach to validate the implementation,<br />

the results of the Runge-Kutta solver and the new<br />

CRAM solver are compared when exactly the same<br />

transmutation matrix is given as input. The transmutation<br />

matrix corresponds to the KWO ICE fuel of the first<br />

irradiation step that contains 2512 isotopes with half-lives<br />

T ½ >= 1 s. Activation cross sections are condensed from<br />

the TENDL Ace library which is described in section 2.3.<br />

Both solvers act on the full transmutation matrix without<br />

application of isotope saturation as e.g. the ORIGEN family<br />

of codes does.<br />

For all isotopes with a number density N > 1E-20 # /cm 3<br />

the difference cannot be detected between Runge-Kutta<br />

and CRAM <strong>for</strong> numbers given at 5 digits accuracy. The<br />

speed-up of CRAM <strong>for</strong> this case is about 16.<br />

However, the depletion algorithm in MURE is still<br />

designed <strong>for</strong> the Runge-Kutta method, i.e. at least<br />

5 adaptive time sub-steps are applied <strong>for</strong> each time step to<br />

achieve reliable results. Since the accuracy of CRAM of<br />

order 48 is not as sensitive to the time step [8], less<br />

sub-steps could be used. The matrix inversion then needs<br />

only be done one time <strong>for</strong> the first sub-step and can be<br />

reused <strong>for</strong> any further sub-step. This will render the<br />

speed-up even more impressive.<br />

Best Paper<br />

Award<br />

The paper “Code and<br />

data enhancements<br />

of the MURE C++<br />

environment<br />

<strong>for</strong> Monte-Carlo<br />

simulation and<br />

depletion” by<br />

Dr. Maarten Becker<br />

and “A geopolymer<br />

waste <strong>for</strong>m <strong>for</strong><br />

technetium, iodine<br />

and hazardous<br />

metals” by<br />

Werner Lutze,<br />

Weiliang Gong,<br />

Hui Xu and<br />

Ian L. Pegg (will<br />

be featured in a<br />

future <strong>atw</strong>) have<br />

been awarded<br />

as Best Papers of<br />

KERNTECHNIK 2020,<br />

which un<strong>for</strong>tunately<br />

had to be cancelled<br />

due to Covid-19.<br />

RESEARCH AND INNOVATION 337<br />

denoting that the Eigen library allows <strong>for</strong> elegant vector<br />

and matrix notation with variables meaning as in Table 1.<br />

2.2 Implementation of isomeric state branching<br />

The original MURE code has implemented hard coded<br />

isomeric branching in activation reactions only <strong>for</strong> some<br />

isotopes. To provide a general isomeric branching scheme,<br />

the code is modified to read in a general table of branching<br />

ratios <strong>for</strong> any isotope and activation reaction type.<br />

Research and Innovation<br />

Code and Data Enhancements of the MURE C++ Environment <strong>for</strong> Monte-Carlo Simulation and Depletion ı Maarten Becker


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

RESEARCH AND INNOVATION 338<br />

Time<br />

step<br />

Duration<br />

(d)<br />

Z t A t I t Z p A p I p MT BR th BR f<br />

95 241 0 95 242 1 102 0.13 0.15<br />

95 242 0 95 242 1 4 0.09 0.<strong>06</strong><br />

95 243 0 95 242 1 16 0.26 0.26<br />

95 244 0 95 242 1 17 0.24 0.25<br />

| Tab. 2.<br />

Isomer production of Am-242m.<br />

Uranium fuel<br />

Enrichment (%} 3.1<br />

Temperature (K) 1028<br />

Radius (cm) 0.465<br />

Number densities<br />

U-235 7.12E-04<br />

U-238 2.20E-02<br />

0-16 4.54E-02<br />

Material<br />

Clad<br />

| Tab. 3.<br />

KWO ICE pin cell definition from Broeders [18].<br />

| Tab. 4.<br />

<strong>Power</strong> and boron history according to Cao [21]; power is relativ to 219.6 W/cm linear power<br />

as defined in [18].<br />

Zirconium<br />

Temperature (K) 605<br />

Radius (cm) 0.535<br />

Zr<br />

Number densities<br />

Moderator<br />

4.33E-02<br />

Temperature (K) 572<br />

Radius (cm) 0.8449<br />

Number densities<br />

H-1 4.81E-02<br />

0-16 2.40E-02<br />

B-10 7.74E-<strong>06</strong><br />

B 10<br />

(10 -6+ )<br />

<strong>Power</strong><br />

(++)<br />

Time<br />

step<br />

Duration<br />

(d)<br />

B 10<br />

(10 -6+ )<br />

<strong>Power</strong><br />

(++)<br />

1 5.8 7.738 1.0 2 1.0 7.738 0.0<br />

3 4.6 7.756 1.0 4 50.0 6.6836 1.0<br />

5 25.0 5.831 1.0 6 2.0 5.831 0.0<br />

7 3.5 5.395 1.0 8 30 5.031 1.0<br />

9 41.5 5.031 0.0 10 6.5 4.495 1.0<br />

11 50 3.726 1.0 12 75 2.027 1.0<br />

13 5.8 2.027 0.0 14 5.9 0.7605 1.0<br />

15 31 0.2558 1.0 16 28 0.2558 0.0<br />

17 6.9 7.494 1.0 18 30 6.663 1.0<br />

19 30 6.663 0.961 20 60 5.447 1.0<br />

21 9.2 5.447 0.0 22 4.7 4.686 1.0<br />

23 40 4.249 1.0 24 40 3.414 1.0<br />

25 3.5 3.414 0.0 26 3.0 2.891 1.0<br />

27 20 2.651 1.0 28 3.0 2.651 0.0<br />

29 4.0 2.338 1.0 30 56 1.711 1.0<br />

31 13.8 1.404 1.0 32 380 1.404 0.0<br />

33 5.3 6.705 1.0 34 65 5.734 1.0<br />

35 60 3.978 1.0 36 3.0 3.978 0.0<br />

37 3.4 3.0 1.0 38 50 2.248 1.0<br />

39 50.0 0.6976 1.0 40 365 0.6976 0.0<br />

The new table contains the data of Table 2 and shows<br />

as an example the production (index p) of AM-242m from<br />

target (index t) isotopes Am-241, Am-242g, Am-243,<br />

Am-244 via the capture (102), inelastic scattering (4),<br />

n2n (16), n3n (17) neutron reactions, respectively.<br />

The branching ratio is given <strong>for</strong> a thermal LWR neutron<br />

spectrum (index th) and a fast spectrum (index f).<br />

To use the branching data the corresponding reaction<br />

type must be available in the Ace Monte-Carlo library. This<br />

might be not the case <strong>for</strong> some total reactions like inelastic<br />

scattering which is the sum of all inelastic levels and<br />

continuum stored as MT 51–91.<br />

To generate this table, the nuclear data processing code<br />

PREPRO [11] is used to generate one group activation<br />

cross sections <strong>for</strong> any isotope of the TENDL [12] nuclear<br />

data evaluation. Branching ratios are then calculated<br />

from the relation<br />

where σ is the one group cross section which leads to<br />

isomeric state i (ground, 1 st , 2 nd , … state) of the target<br />

nucleus.<br />

In PREPRO the weighting spectrum options of the<br />

NJOY code [13] <strong>for</strong> spectrum type 5 (EPRI CELL) LWR<br />

and type 8 fast neutron spectrum were applied. In total,<br />

30562 reactions of almost 3000 isotopes leading to<br />

isomeric states are generated.<br />

In the course of the depletion calculation MURE<br />

requests reaction rates from the MCNP run and applies the<br />

branching ratios depending on the target and production<br />

isotope to fill the transmutation matrix.<br />

2.3 <strong>Nuclear</strong> data<br />

MURE allows <strong>for</strong> prioritizing the nuclear data sources.<br />

If data is requested and not available in the evaluation<br />

of highest priority, the next defined source is researched.<br />

As nuclear data with highest priority in all further<br />

calculations ENDF/B VII.1 [14] is used. The TENDL library<br />

is taken, if isotope reaction data is not available in<br />

ENDF/B VII.1.<br />

Both nuclear data libraries have been processed with<br />

the nuclear data processing code NJOY 2016 [13]. It was<br />

necessary to patch the NJOY code, to get the total inelastic<br />

scattering MT4 cross section under all circumstances<br />

into the Ace library, where otherwise only the level data<br />

MT51–91 is delivered.<br />

The ENDF/B VII.1 cross section data has been processed<br />

in temperature steps of 50 K from 300 K, whereas the<br />

TENDL library only <strong>for</strong> the temperatures 500 K and 900 K.<br />

With help of MURE utility codes also the fission product<br />

distributions <strong>for</strong> all fissile isotopes were included into the<br />

MURE data set.<br />

Radioactive decay data was used given by MURE and<br />

is derived from JEFF 3.1.1 data [15]. The collection of<br />

isotopes of the decay data files define the full set of isotopes<br />

of which the evolution will be simulated.<br />

3 Validation<br />

The KWO ICE benchmark defines a simple fuel rod with<br />

fresh Uranium dioxide of 3.1% enrichment. Further details<br />

are given in Table 3 and the irradiation history is shown in<br />

Table 4. The achieved burn-up is about 29 GW d/tHM.<br />

After about one year irradiation at full power, the fuel<br />

was removed from the core and placed back after 380 d.<br />

The experimental results were determined by four<br />

independent laboratories.<br />

Research and Innovation<br />

Code and Data Enhancements of the MURE C++ Environment <strong>for</strong> Monte-Carlo Simulation and Depletion ı Maarten Becker


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

| Fig. 1.<br />

U-235 atoms/initial HM atoms.<br />

| Fig. 2.<br />

U-238 atoms/initial HM atoms.<br />

RESEARCH AND INNOVATION 339<br />

| Fig. 3.<br />

PU-238 atoms/initial HM atoms.<br />

| Fig. 4.<br />

PU-239 atoms/initial HM atoms.<br />

| Fig. 5.<br />

XE-131/XE-134 atoms ratio.<br />

| Fig. 6.<br />

ND-146/ND-145 atoms ratio.<br />

The fuel rod is modeled with the MURE code to generate<br />

automatically a MCNP input, where the material data<br />

is always updated according to the power history. The<br />

evolution scheme is that of constant power irradiation<br />

without predictor-corrector scheme. The reaction rates<br />

are not directly calculated by tallies in MCNP but are<br />

constructed from integrating a very fine flux tally result<br />

(17901 groups) of the cell together with the Ace reaction<br />

cross section. Only <strong>for</strong> U-238, effective reaction rates are<br />

tallied directly in MCNP. This shortens the simulation time<br />

of MCNP dramatically without losing much of accuracy in<br />

terms of burn-up.<br />

The result of MURE is not only compared to experimental<br />

values but also to the result of the deterministic KAPROS<br />

code ([16,17]). KAPROS has a long history of nuclear data<br />

assessment and simulation of advanced reactor systems.<br />

A standard test case <strong>for</strong> new developments is the KWO ICE<br />

benchmark. Results of KAPROS have been described by<br />

Broeders [18], Send [19] and Kern [20], independent<br />

analysis were per<strong>for</strong>med by Cao [21], Hesse [22] and<br />

Fischer [23]. The used KAPROS results are recent<br />

evaluations carried out by Broeders [24].<br />

The applied KAPROS data base <strong>for</strong> burn-up calculation<br />

is the JEFF 3.1.1 nuclear data evaluation [15] together<br />

with the radioactive decay and activation data [25]. The<br />

neutron flux solver is a discrete ordinate 1-D code based on<br />

ANISN [26], the burn-up module stems from the ORIGEN<br />

code [27].<br />

The KWO benchmark provides 31 experimental results<br />

<strong>for</strong> isotopes and isotope ratios. Estimated errors are given<br />

<strong>for</strong> some actinides only. The fuel burnup was determined<br />

with a spread of -4.4 % – +3.4 % [23]. Overall, very good<br />

Research and Innovation<br />

Code and Data Enhancements of the MURE C++ Environment <strong>for</strong> Monte-Carlo Simulation and Depletion ı Maarten Becker


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

RESEARCH AND INNOVATION 340<br />

agreement with experiment and code comparison is<br />

observed. In the next figures dedicated examples are shown<br />

<strong>for</strong> main isotopes U-235 (Figure 1) and U-238 ( Figure 2)<br />

with very good reproduction of experimental values<br />

within the error bars. The prediction of PU-238 (Figure 3)<br />

by MURE is enhanced compared to the KAPROS,<br />

whereas the results <strong>for</strong> PU-239 (Figure 4) are of almost<br />

equal agreement. As examples <strong>for</strong> fission product ratios<br />

XE-131/XE-134 (Figure 5) and ND-146/ND-145 ( Figure 6)<br />

show significant enhancement in the prediction of the<br />

experimental values.<br />

4 Summary<br />

The purpose of this work is to provide an accurate and<br />

efficient depletion solver within the MURE code. The<br />

functionality and accuracy was tested against the 4 th order<br />

Runge-Kutta solution of MURE. Considerable speed-up<br />

was achieved without losing accuracy.<br />

Moreover, nuclear data enhancement in handling of<br />

isomeric state branching was implemented which allows<br />

to take into account the full reaction data given by<br />

dedicated activation or the TENDL library.<br />

The complete MURE setup was then tested against the<br />

KWO ICE benchmark. The results are very promising,<br />

although an in-depth analysis of the impact of alternative<br />

cross section data should be per<strong>for</strong>med to learn the root<br />

cause of the observed enhancements in the isotope<br />

prediction.<br />

[22] Hesse, U.: Verification of the OREST (HAMMER-ORIGEN) depletion program system using<br />

post-irradiation analyses of fuel assemblies 168, 170, 171 and 176 from the Obrigheim Reactor<br />

(Nr. ORNL/tr-88/20; GRS-A-962): Gesellschaft fuer Reaktorsicherheit (GRS) mbH, Garching<br />

(Germany), 1984<br />

[23] Fischer, Ulrich; Wiese, Hans-Werner: Verbesserte konsistente Berechnung des nuklearen Inventars<br />

abgebrannter DWR-Brennstoffe auf der Basis von Zell-Abbrand-Verfahren mit KORIGEN,<br />

Kern<strong>for</strong>schungszentrum Karlsruhe, KfK-3014. Karlsruhe: Kern<strong>for</strong>schungszentrum Karlsruhe, 1983<br />

[24] Broeders, Cornelis H.M.; Cao, Yan; Gohar, Yousry; Alvarez-Velarde, F.: Reactor Fuel Burn-up<br />

Qualification / Validation of the Isotope Correlation Experiment in NPP Obrigheim<br />

(not published), IAEA CRP ADS Research. Vienna, 2010<br />

[25] Koning, A.; Forrest, R.; Kellett, M.; Mills, R.; Henriksson, H.; Rugama, Y. (Hrsg.): The JEFF-3.1<br />

<strong>Nuclear</strong> Data Library, JEFF Report 19, NEA No. 3711: OECD, 2005 — ISBN 92-64-01046-7<br />

[26] Becker, Maarten: Determination of kinetic parameters <strong>for</strong> monitoring source driven subcritical<br />

transmutation devices, Universität Stuttgart (2014)<br />

[27] Bell, M. J.: ORIGEN: The ORNL Isotope Generation and Depletion Code, ORNL-4628:<br />

Oak Ridge National Laboratory, 1973<br />

Author<br />

Dr. Maarten Becker<br />

iUS Institut für Umwelttechnologien und Strahlenschutz GmbH<br />

becker@ius-online.eu<br />

Obernauer Straße 94<br />

63743 Aschaffenburg, Germany<br />

References<br />

[1] Werner, C. J. (Hrsg.): MCNP Users Manual – Code Version 6.2, Los Alamos National Laboratory,<br />

LA-UR-17-29981, 2017<br />

[2] Fensin, Michael L; James, Michael R; Hendricks, John S; Goorley, John T: The New MCNP6 Depletion<br />

Capability. In: <strong>International</strong> Congress on Advances in <strong>Nuclear</strong> <strong>Power</strong> Plants (ICAPP), 2012, S. 10<br />

[3] Méplan, O.; Nuttin, A.; Laulan, O.; David, S.; Michel-Sendis, F.; Wilson, J.: MURE: MCNP Utility <strong>for</strong><br />

Reactor Evolution – Description of the methods, first applications and results. In: European<br />

<strong>Nuclear</strong> Society, 2005<br />

[4] Méplan, O.; Hajnrych, Jan; Bidaud, A.; David, S.; Capellan, N.; Leniau, B.; Nuttin, A.;<br />

Havluj, Frantisek; u. a.: MURE 2: SMURE, Serpent-MCNP Utility <strong>for</strong> Reactor Evolution User Guide –<br />

Version 1 (report): Laboratoire de Physique Subatomique et de Cosmologie, 2017<br />

[5] Agostinelli, S.; Allison, J.; Amako, K.; Apostolakis, J.; Araujo, H.; Arce, P.; Asai, M.; Axen, D.; u. a.:<br />

Geant4—a simulation toolkit. In: <strong>Nuclear</strong> Instruments and Methods in Physics Research Section A:<br />

Accelerators, Spectrometers, Detectors and Associated Equipment Bd. 5<strong>06</strong> (2003), Nr. 3, S. 250–303<br />

[6] Pusa, Maria: Numerical methods <strong>for</strong> nuclear fuel burnup calculations: Aalto University, 2013 –<br />

ISBN 978-951-38-8000-2<br />

[7] Koch, L.; Schoof, S. (Hrsg.): The isotope correlation experiment, ICE. Final report<br />

(Nr. KfK-3337 EUR 7766 EN ESARDA 2/81): Institut für Radiochemie (IRCH), 1982<br />

[8] Maria, Pusa: Higher-Order Chebyshev Rational Approximation Method and Application to Burnup<br />

Equations. In: <strong>Nuclear</strong> Science and Engineering Bd. 182 (2016), Nr. 3, S. 297–318<br />

[9] Guennebaud, Gaël; Jacob, Benoît; others: Eigen v3. URL http://eigen.tuxfamily.org<br />

[10] Pusa, Maria; Leppänen, Jaakko: Computing the Matrix Exponential in Burnup Calculations.<br />

In: <strong>Nuclear</strong> Science and Engineering Bd. 164 (2010), Nr. 2, S. 140–150<br />

[11] Cullen, D. E.: PREPRO 2019: ENDF/B Pre-processing Codes, IAEA-NDS-39, Rev. 19, 2019<br />

[12] Koning, A. J.; Rochman, D.; van der Marck, S. C.; Kopecky, J.; Sublet, J. Ch.; Pomp, S.; Sjostrand, H.;<br />

Forrest, R.; u. a.: TENDL-2014: TALYS-based evaluated nuclear data library.<br />

[13] MacFarlane, R. E.; Kahler, A. C. (Hrsg.): The NJOY <strong>Nuclear</strong> Data Processing System,<br />

Version 2016, LA-UR-17-20093, 2019<br />

[14] Chadwick, M. B.; Herman, M.; Obložinský, P.; Dunn, M. E.; Danon, Y.; Kahler, A. C.; Smith, D. L.;<br />

Pritychenko, B.; u. a.: ENDF/B-VII.1 <strong>Nuclear</strong> Data <strong>for</strong> Science and Technology.<br />

In: <strong>Nuclear</strong> Data Sheets Bd. 112 (2011), Nr. 12, S. 2887–2996<br />

[15] Santamarina, A.; Bernard, D.; Blaise, P. (Hrsg.): The JEFF-3.1.1 <strong>Nuclear</strong> Data Library,<br />

JEFF Report 22, NEA No. 6807: OECD, 2009 — ISBN 978-92-64-99074-6<br />

[16] C.H.M. Broeders; R. Dagan; V. Sanchez; A. Travleev: KAPROS-E: Modular Program System<br />

<strong>for</strong> <strong>Nuclear</strong> Reactor Analysis, Status and Results of Selected Applications. In: 2004<br />

[17] Becker, M.; Criekingen, S. V.; Broeders, C. H. M.: The Karlsruhe Program System KAPROS and<br />

its successor the Karlsruhe Neutronic Extendable Tool KANEXT, 2013<br />

[18] Broeders, C. H. M.: Entwicklungsarbeiten fuer die neutronenphysikalische Auslegung von<br />

Fortschrittlichen Druckwasserreaktoren (FDWR) mit kompakten Dreiecksgittern in hexagonalen<br />

Brennelementen, University of Karlsruhe, Dissertation, 1992<br />

[19] Send, Ludwig: Investigations <strong>for</strong> Fuel Recycling in LWRs. Karlsruhe, University of Karlsruhe,<br />

Diplomarbeit, 2005<br />

[20] Kern, Kilian: Advanced Treatment of Fission Yield Effects and Method Development <strong>for</strong><br />

Improved Reactor Depletion Calculations, Karlsruher Institute of Technology, Dissertation, 2019<br />

[21] Cao, Yan; Gohar, Yousry; Broeders, Cornelis H.M.: MCNPX Monte Carlo burnup simulations<br />

of the isotope correlation experiments in the NPP Obrigheim. In: Annals of <strong>Nuclear</strong> Energy<br />

Bd. 37 (2010), Nr. 10, S. 1321–1328<br />

Research and Innovation<br />

Code and Data Enhancements of the MURE C++ Environment <strong>for</strong> Monte-Carlo Simulation and Depletion ı Maarten Becker


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

Modelling Thermal-hydraulic Effects<br />

of Zinc Borate Deposits in the PWR Core<br />

After LOCA – Experimental Strategies<br />

and Test Facilities<br />

Wolfgang Kästner, Sören Alt, André Seeliger, Frank Zacharias, Ulrich Harm, René Illgen, Uwe Hampel<br />

and Holger Kryk<br />

1 Introduction During the sump recirculation phase after loss-of-coolant accidents (LOCA) in<br />

pressurized water reactors (PWR), coolant outpouring of the leak in the primary cooling circuit will<br />

take place (see Figure 1).<br />

| Fig. 1.<br />

Scheme of a PWR LOCA scenario including locations of zinc corrosion and zinc borate deposition effects.<br />

The collected coolant in the reactor<br />

sump will be recirculated to the reactor<br />

core by residual-heat removal pumps<br />

as part of the emergency core cooling<br />

system (ECCS). The long-term contact<br />

of the boric acid containing coolant<br />

with hot-dip galvanized containment<br />

internals (e.g. grating treads, supporting<br />

grids of sump strainers) is assumed<br />

to cause corrosion of the corresponding<br />

materials with the consequence of<br />

rising concentrations of dissolved zinc<br />

(Zn) in coolant. As it was shown in<br />

previous research projects, the subsequently<br />

<strong>for</strong>med zinc borates (ZnB)<br />

have a retrograde solubility with<br />

increasing temperatures, which could<br />

lead to zinc borate precipitations<br />

(ZBP) in hot spots of the reactor core<br />

in the later stage of the sump recirculation<br />

operation [1-8].<br />

Generic experimental investigations<br />

including the analysis of such Zn<br />

corrosion processes with sub sequent<br />

ZBP in the reactor core have been<br />

started as joint research project of the<br />

Helmholtz-Zentrum Dresden-Rossendorf<br />

(HZDR), TU Dresden (TUD),<br />

and Zittau-Görlitz University of<br />

Applied Sciences (HSZG). The aim is<br />

to provide data sets and correlations<br />

in order to build up a realistic data<br />

based computer simulation tool<br />

( extensions of the ATHLET code) <strong>for</strong><br />

this processes by the further project<br />

partner GRS.<br />

Planned entry <strong>for</strong><br />

2 Objectives of the project<br />

The German software tool ATHLET<br />

(Analysis of THermohydraulics of<br />

Leaks and Transients) is continuously<br />

being developed <strong>for</strong> the simulation<br />

of plant behaviour in the event of<br />

transients and accidents. The focus of<br />

the current project named “ATHLET-<br />

Modul Zinkborat” (AZora) is the<br />

development and validation of an<br />

ATHLET module on the basis of the<br />

current state of research on chemical<br />

long-term effects according to PWR<br />

LOCA. The module shall be used <strong>for</strong><br />

p resilient deterministic safety<br />

assess ments of PWR plants,<br />

p simulations under consideration of<br />

treatments of the consequences of<br />

an accident (e.g. inclusion of the<br />

coolant purification system <strong>for</strong> Zn<br />

removal) and<br />

p simulations of scenarios considering<br />

the unavailability of<br />

measures <strong>for</strong> the treatment of<br />

accident consequences.<br />

The ATHLET module to be developed<br />

consists of different partial models<br />

(PM) <strong>for</strong> the processes of release and<br />

precipitation/accumulation, while the<br />

transport is realised by increasing<br />

the material flow balances (see<br />

Figure 2):<br />

p PM “release” represents the release<br />

of ionic Zn into the coolant by<br />

corrosion of the galvanized surfaces<br />

(e.g. gratings, plat<strong>for</strong>ms,<br />

supporting grids) in the reactor<br />

sump. Model input parameters will<br />

e.g. be the local volume flow,<br />

which represents flow conditions<br />

near the corroding surface, and<br />

the position of the Zn source in<br />

the PWR sump (see [5] <strong>for</strong> the<br />

corresponding categories).<br />

p PM “precipitation” simulates the<br />

precipitation and deposition of<br />

ZnB as a function of local parameters<br />

such as coolant temperature,<br />

concentration of Zn and<br />

RESEARCH AND INNOVATION 341<br />

Research and Innovation<br />

Modelling Thermal-hydraulic Effects of Zinc Borate Deposits in the PWR Core After LOCA – Experimental Strategies and Test Facilities<br />

ı Wolfgang Kästner, Sören Alt, André Seeliger, Frank Zacharias, Ulrich Harm, René Illgen, Uwe Hampel and Holger Kryk


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

RESEARCH AND INNOVATION 342<br />

| Fig. 2.<br />

Input and output variables as well as partial models of the ATHLET module “Zinc borate”.<br />

boron and coolant velocity. The<br />

ATHLET model consideration of<br />

growing ZnB layers and their influence<br />

on the thermal hydraulics<br />

in the PWR core makes it necessary<br />

to measure layer thicknesses and<br />

their thermal impact online.<br />

p For PM “transport”, the existing<br />

multi-component material flow<br />

balances are going to be extended<br />

in such a way that the transport of<br />

two or more substances (Zn and<br />

mobile ZnB) within the coolant<br />

flow can be considered simultaneously<br />

without affecting the<br />

thermal hydraulics [9].<br />

p PM “separation” takes into account<br />

a removal of released Zn ions<br />

from the coolant, which can be<br />

achieved by accident follow-ups<br />

using the coolant cleaning system<br />

(ion exchangers). In ATHLET, a<br />

GCSM-based FILL model will act as<br />

a sink term [9].<br />

3 Concept development<br />

The influence of flow conditions like<br />

air entrance and leak flow rate on Zn<br />

corrosion in the sump was sufficiently<br />

documented. There<strong>for</strong>e, parameterization<br />

of PM “release” will be based<br />

on the results of an explorative data<br />

analysis, applied on the experimental<br />

database created during previous<br />

experiments [4,7]. Despite the generic<br />

character of the planned experiments,<br />

trans<strong>for</strong>mation of known boundary<br />

conditions from technical to semitechnical<br />

scale is necessary <strong>for</strong> determining<br />

p course of coolant temperatures at<br />

simulated sump and core,<br />

p course of heating power of fuel rod<br />

simulators,<br />

p corrosion inventory, estimated on<br />

the basis of the corrosive surfaces<br />

inside the containment exposed<br />

to the coolant and the average<br />

thickness of Zn coatings and<br />

p maximum Zn concentration in the<br />

coolant, based on the circulating<br />

coolant volume and the corrosion<br />

inventory available (see [5]).<br />

When assessing the impact of ZnB on<br />

core cooling, its different appearances<br />

must be taken into account: the layer<strong>for</strong>ming<br />

ZnB (see Figure 3) as well as<br />

the mobile ZnB in smaller particle<br />

sizes, which can only be recognised as<br />

turbidity of the coolant.<br />

| Fig. 3.<br />

Microscopic image of a solidified ZnB layer<br />

with ca. 300 µm thickness, taken from<br />

cladding tube.<br />

For the first of the two, preferably<br />

image-based measuring technologies<br />

have to be implemented or enhanced,<br />

which make some requirements<br />

with regard to the observability of<br />

ZBP during experimental operation.<br />

Furthermore, the heat transfer<br />

proper ties of the porous ZnB<br />

layers must be determined experimentally<br />

depending on their thermalhydraulic<br />

and chemical <strong>for</strong>mation<br />

conditions.<br />

Mobile ZnB was often determined<br />

as light adhesions and sediments in<br />

passive downstream components. Its<br />

complete removal from the coolant<br />

and its balancing was not possible<br />

be<strong>for</strong>e. For the planned empirical<br />

parameter determination <strong>for</strong> PM<br />

“transport”, it has to be considered in<br />

the test rig design.<br />

The chemical boundary conditions<br />

of 2000 ppm boron and 0.2 ppm<br />

lithium (Li) correspond to the average<br />

coolant chemistry occurring during<br />

LOCA [8]. For this coolant chemistry,<br />

the dependency between the electrical<br />

conductivity of the coolant and<br />

the additional Zn concentration due<br />

to corrosion must be determined<br />

empirically <strong>for</strong> online measurements<br />

of Zn concentrations in the experimental<br />

facilities.<br />

Other components of a reactor<br />

pressure vessel than fuel rods and<br />

spacers should not be considered<br />

experimentally.<br />

4 Resulting design of<br />

experimental facilities<br />

4.1 Core simulator design<br />

at semi-technical scale<br />

The high requirements gave rise to the<br />

design and construction of the core<br />

simulator THETIS (Twofold HEaTIng<br />

rod configuration <strong>for</strong> core Simulation),<br />

which includes a double 3×3<br />

sub-geometry of PWR core, where<br />

both channels are connected with a<br />

transverse flow channel at spacer<br />

height (see 1-3 in Figure 4).<br />

For their technical parameters,<br />

existing ATHLET calculation results<br />

Research and Innovation<br />

Modelling Thermal-hydraulic Effects of Zinc Borate Deposits in the PWR Core After LOCA – Experimental Strategies and Test Facilities ı<br />

Wolfgang Kästner, Sören Alt, André Seeliger, Frank Zacharias, Ulrich Harm, René Illgen, Uwe Hampel and Holger Kryk


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

| Fig. 4.<br />

3D scheme of pipe system and housing of the core-representing test rig THETIS, containing heating<br />

sections with 3×3 core subgeometries 12 and a cross flow section 3.<br />

from GRS <strong>for</strong> 15 LOCA scenarios were<br />

taken up and evaluated in detail [10].<br />

In THETIS, the fuel rods are simulated<br />

by heating rods with heating power<br />

equally distributed over the heating<br />

length. Their cladding tubes consist of<br />

Zircaloy cladding tubes (Ø 10.75 mm).<br />

The lower ends are sealed with final<br />

caps, applied by resistance pressure<br />

welding. The rod configurations are<br />

partially equipped with 3×3 segments<br />

of a 16×16 spacer of type HTP.<br />

Each 3×3 core subgeometry is<br />

separately enclosed as a channel in a<br />

stainless steel housing with several<br />

observation windows. Each channel<br />

has its own inlet and outlet. The<br />

coolant supplied can be heated up by a<br />

preheater component. This subsystem<br />

as shown in Figure 4 becomes part<br />

of a whole coolant circuit, in which<br />

the test rig “Zittau flow tray” acts<br />

as a PWR sump simulator: Here, as a<br />

part of the test setup, up to 16 m 3 of<br />

coolant can be enriched with ionic<br />

zinc, boric acid and LiOH.<br />

The thickness of ZnB layer and the<br />

percentage of the visible area (outer<br />

surface) of the spacer covered with<br />

mobile ZnB can be optically determined<br />

online. With knowledge of<br />

an average layer thickness and the<br />

density of the ZnB, the mass of the<br />

attached ZnB can be approximated.<br />

Furthermore, the ZnB is completely<br />

removed after each experiment and<br />

the total dry mass is determined.<br />

The layer surface condition can be<br />

determined at the end of the test by<br />

measuring layer fragments under a<br />

microscope, e.g. by extreme values of<br />

locally measured layer thicknesses.<br />

In addition to this, the rig is<br />

equipped with a filtering system in<br />

downstream direction, containing<br />

fine filter cartridges with a mesh size<br />

of 1 µm. This redundantly designed<br />

system allows the mass balancing of<br />

the mobile parts of ZnB in the coolant.<br />

Several taps allow sampling and<br />

chemical analysis during an experiment<br />

in progress.<br />

Any specification and thermalhydraulic<br />

influence induced by ZnB<br />

precipitations will be measured technically,<br />

e.g.:<br />

p precipitation rate of layer-<strong>for</strong>ming<br />

ZnB at the cladding tubes: With the<br />

knowledge of the ZnB bulk density,<br />

the total mass of the ZnB layer can<br />

be approximated by the optically<br />

determined layer thickness.<br />

p total dry mass of layer-<strong>for</strong>ming<br />

ZnB: by removal, tempering and<br />

weighing of ZnB at the end of an<br />

experiment<br />

p precipitation rate of mobile ZnB in<br />

the coolant: by periodic removal of<br />

the fine filters, tempering and mass<br />

balance<br />

p <strong>for</strong>mation rate of ZnB in the<br />

simulated core: approximation of<br />

the masses of ZnB produced by the<br />

evaluation of the Zn concentration<br />

in the coolant to be recorded at<br />

core inlet and outlet<br />

p differential pressure: detection<br />

with pressure sensors placed at the<br />

spacer segments<br />

Attributes of the coolant itself will be<br />

measured, e.g.:<br />

p horizontal transversal flows by<br />

ultrasonic flow measurement<br />

p inlet/outlet flows by electromagnetic<br />

flow meter<br />

p pH value by sample taking and<br />

analysis<br />

p online/offline measurement of<br />

electrical conductivity, which is an<br />

indicator of Zn concentration <strong>for</strong> a<br />

defined coolant chemistry<br />

For the ATHLET module, these<br />

experi mental data supports the<br />

implemen tation of balance equations<br />

<strong>for</strong> Zn and ZnB. The hydraulic consequences<br />

of ZnB precipitations will be<br />

considered by dynamically adjusted<br />

drag coefficients at the spacers, in<br />

connected objects in axial direction,<br />

and in parallel- connected objects in<br />

radial direction [9]. The data basis,<br />

which should enable the modelling of<br />

the resulting thermal effects, is provided<br />

by tests at laboratory scale of<br />

the project partners HZDR and TUD.<br />

4.2 Coolant loop design<br />

at laboratory scale<br />

The main investigations on ZBP in<br />

boric acid containing PWR coolants<br />

and ZnB deposition at hot surfaces of<br />

PWR fuel rod cladding tubes are<br />

carried out in a modified KorrVA test<br />

facility representing the ECCS during<br />

sump recirculation operation in a very<br />

simplified manner [2]. In particular,<br />

this includes the determination of the<br />

following parameters:<br />

p ZnB deposition rates at hot Zry<br />

surfaces (3 dimensional growth<br />

rate of ZnB layers) depending<br />

on thermal- hydraulic and water<br />

chemical parameters,<br />

p roughness of ZnB layers,<br />

p <strong>for</strong>mation rates of ZnB particles<br />

in the coolant and<br />

p heat transfer properties of the<br />

ZnB layers depending on their<br />

<strong>for</strong>mation conditions.<br />

A simplified scheme of the lab-scale<br />

facility is shown in Figure 5.<br />

Basically, it consists of a zinc<br />

dissolution unit (including flowed<br />

basket with zinc granules) and a bath<br />

section (representing sump / coolant<br />

reservoir). A heat exchanger with<br />

thermostat heats up the coolant to a<br />

defined temperature. The courses of<br />

the fluid temperatures, flow rates and<br />

Zn concentrations are monitored<br />

online during the experiments by<br />

| Fig. 5.<br />

Simplified scheme of modified laboratory corrosion test facility (KorrVA).<br />

RESEARCH AND INNOVATION 343<br />

Research and Innovation<br />

Modelling Thermal-hydraulic Effects of Zinc Borate Deposits in the PWR Core After LOCA – Experimental Strategies and Test Facilities<br />

ı Wolfgang Kästner, Sören Alt, André Seeliger, Frank Zacharias, Ulrich Harm, René Illgen, Uwe Hampel and Holger Kryk


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

RESEARCH AND INNOVATION 344<br />

| Fig. 7.<br />

Reaction calorimeter RC1e.<br />

| Fig. 6.<br />

Design of the flow channel measurement<br />

system (FCMS) to investigate the growth of<br />

ZnB layers on hot Zry surfaces and the heat<br />

transfer properties of the ZnB layers.<br />

means of integrated temperature and<br />

flow sensors and by electrical conductivity<br />

sensors, respectively, using<br />

correlations between conductivity<br />

and corresponding zinc concentration<br />

at a distinctive temperature. After the<br />

experiments, the courses of the Zn<br />

concentrations will additionally be<br />

determined by analysis of liquid<br />

samples taken during the experiments,<br />

e.g. by ICPMS (inductively<br />

coupled plasma mass spectrometry).<br />

Details of the experimental facility as<br />

well as of the analytical methods can<br />

be found in [2].<br />

To determine the above-named<br />

parameters by optical and calorimetric<br />

methods, an extension of the<br />

KorrVA test facility using the flow<br />

channel measurement system (FCMS)<br />

is under construction.<br />

In Figure 6, a simplified model of<br />

the FCMS as main part of the KorrVA<br />

coolant loop is shown. The aim is<br />

to execute generic experiments regarding<br />

the dependency of ZnB layer<br />

<strong>for</strong>mation rate on thermal and fluid<br />

dynamic parameters and to evaluate<br />

the dependency of the heat transfer<br />

coefficient (<strong>for</strong>med ZnB layer) on ZnB<br />

<strong>for</strong>mation parameters.<br />

The thickness, profile and surface<br />

structure of the ZnB layers<br />

<strong>for</strong>med on the hot surface of the<br />

electrically heated Zircaloy block<br />

(representing the cladding tube wall)<br />

can be measured by means of profile<br />

measure ments using a laser measurement<br />

system (laser triangulation<br />

displacement sensor). Any mobile<br />

ZnB particles <strong>for</strong>ming in the coolant<br />

or spalling from the ZnB layer are<br />

collected in a filter downstream the<br />

FCMS. The contents of Zn and boron<br />

in the precipitated ZnB can be determined<br />

analytically. Deposition rates of<br />

layer-<strong>for</strong>ming ZnB (on the surface)<br />

and mobile ZnB can be estimated as a<br />

function of thermal hydraulic ( fluid<br />

temperature, surface temperature,<br />

Reynold number) and chemical parameters<br />

(Zn concen tration).<br />

The cell also allows in-situ measurements<br />

of the heat transfer through<br />

the ZnB layers in order to derive<br />

statements on the thermal conductivity<br />

of ZnB layers and on the convective<br />

heat transfer between the ZnB layer<br />

and the coolant. The usage of heat<br />

flow calori metry is intended <strong>for</strong> this<br />

purpose.<br />

4.3 Investigations on zinc<br />

solubility at laboratory<br />

scale<br />

A series of ZBP experiments (<strong>for</strong>mation<br />

of mobile ZnB particles in<br />

coolant) is planned to be conducted in<br />

a reaction calorimeter (see Figure 7)<br />

to determine the following parameters<br />

necessary <strong>for</strong> the simulation of<br />

ZBP processes:<br />

p solubility of Zn in typical PWR<br />

coolants depending on the coolant<br />

temperature and<br />

p nucleation behavior of ZnB crystals<br />

in PWR coolants.<br />

The calorimeter consists of a stirred<br />

tank reactor having a volume of 1.8 L,<br />

where its temperature is controlled by<br />

a double jacket. During the experiments,<br />

the course of fluid temperature<br />

is controlled by a computer program<br />

and the fluid temperature as well<br />

as the electrical conductivity are<br />

monitored online. Additionally, the<br />

courses of the Zn concentrations<br />

are determined by analysis of liquid<br />

samples using ICPMS.<br />

5 Summary<br />

In coordination with all project<br />

participants, the experimental parameter<br />

intervals, the transfer parameters<br />

relevant <strong>for</strong> the interface<br />

between experiment and simulation<br />

as well as the representative reference<br />

parameters to be additionally included<br />

in the test matrix were defined. The<br />

dependencies of all parameters to be<br />

simulated were jointly defined in<br />

several discussions and possible<br />

model representation in ATHLET was<br />

evaluated.<br />

In addition, the following provisions<br />

were made with regard to<br />

p material property data and quantities,<br />

e.g. of the zinc inventory in<br />

the PWR affected by corrosion<br />

p maximum time frame after LOCA<br />

to be covered simulatively<br />

p PWR core areas to be considered<br />

p core geometries and reactor<br />

pressure vessel internals to be<br />

simulatively included in the ZnB<br />

problem<br />

Internally, the following definitions<br />

were made:<br />

p Principle test sequences <strong>for</strong> experiments<br />

at laboratory and semitechnical<br />

scale<br />

p Methodology <strong>for</strong> filtering and<br />

balancing mobile parts of the ZnB<br />

6 Outlook<br />

In the next step, the model development<br />

<strong>for</strong> position- and area-related<br />

corrosion rates <strong>for</strong> Zn inventory under<br />

LOCA conditions (PM “release” acc. to<br />

Figure 2) will be continued, including<br />

experimental data from earlier experiments<br />

of the HSZG aiming at secured<br />

sump suction. Experimental and theoretical<br />

work <strong>for</strong> model development<br />

<strong>for</strong> the simulation of ZnB precipitates<br />

and deposits in the PWR core under<br />

LOCA conditions will start after extension<br />

of the core simulator THETIS<br />

and lab-scale facility KorrVA <strong>for</strong> the<br />

measure ment of thermal-hydraulic<br />

parameters at hot Zry surfaces, cladding<br />

tubes and spacer. Furthermore,<br />

experiments will take place at THETIS<br />

to assign the determined layer thicknesses<br />

to local differential pressures<br />

and flow vectors. Here, the <strong>for</strong>mulation<br />

and parameterization of the<br />

models <strong>for</strong> the simulation of thermalhydraulic<br />

consequences of ZnB depositions<br />

in the coolant, on cladding tubes<br />

and on spacer stands as final result.<br />

LOCA-related, combined Zn release<br />

and ZnB separation experiments on a<br />

Research and Innovation<br />

Modelling Thermal-hydraulic Effects of Zinc Borate Deposits in the PWR Core After LOCA – Experimental Strategies and Test Facilities ı<br />

Wolfgang Kästner, Sören Alt, André Seeliger, Frank Zacharias, Ulrich Harm, René Illgen, Uwe Hampel and Holger Kryk


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

semi-technical scale are planned <strong>for</strong><br />

the validation of the ATHLET module.<br />

For this, the existing core simulator<br />

CORVUS [10], which represents a<br />

3×3 PWR core subgeometry in original<br />

length and with a cosine-shaped power<br />

distribution, will be enhanced with<br />

horizontal channels <strong>for</strong> ZnB-induced<br />

transversal flows.<br />

Both, the direct experimental<br />

results of the project and the models<br />

and simulation resulting therefrom can<br />

be used <strong>for</strong> the safety assessment and<br />

optimisation of the plants by licensing<br />

authorities and operators. This leads to<br />

an increased range of applications <strong>for</strong><br />

the ATHLET simulation tool, including<br />

the non-nuclear engineering sector, in<br />

which crystalline layer growth plays a<br />

significant part.<br />

Acknowledgements<br />

The reported investigations of the project<br />

“Generische thermohydraulische<br />

und physikochemische Analysen zur<br />

Implementierung eines ATHLET-<br />

Moduls für die Simulation thermohydraulischer<br />

Folgen von Zinkborat-<br />

Ablagerungen im DWR-Kern/Kurz titel:<br />

ATHLET-Modul Zinkborat ( AZora)” are<br />

funded by the German Federal Ministry<br />

<strong>for</strong> Economic Affairs and Energy<br />

( BMWi) under the grant nrs.<br />

1501585A, 1501585B, and RS1571 on<br />

the basis of a decision by the German<br />

Bundestag. The responsibility <strong>for</strong> the<br />

content of this publication lies with the<br />

authors.<br />

References<br />

[1] Kryk, H.; Hoffmann, W.: Partikelentstehung und -transport<br />

im Kern von Druckwasserreaktoren – Physikochemische<br />

Mechanismen. Final report of BMWi project grant<br />

no. 1501430, 2014<br />

[2] Hampel, U.; Harm, U.; Kryk, H.; Ding, W.; Wiezorek, M.; Unger,<br />

S.: Lokale Effekte im DWR-Kern infolge von Zinkborat-<br />

Ablagerungen nach KMV, Final report to BMWi project grant<br />

no. 1501496, 2019<br />

[3] Kryk, H.; Harm, U.; Hampel, U.: Reducing in-core zinc borate<br />

precipitation after loss-of-coolant accidents in pressurized<br />

water reactors, Proceedings of the Annual Meeting on <strong>Nuclear</strong><br />

Technology (AMNT 2016), Hamburg, 2016<br />

[4] Seeliger, A.; Alt, S.; Kästner, W.; Renger, S.; Kryk, H.; Harm, U.:<br />

Zinc corrosion after loss-of-coolant accidents in pressurized<br />

water reactors – thermo- and fluid-dynamic effects. <strong>Nuclear</strong><br />

Engineering and Design, 2016, 305, 489-502<br />

[5] Alt, S.; Kästner, W.; Renger, S.: Safety-related analysis of<br />

corrosion processes at zinc-coated installations inside the<br />

PWR sump. Proceedings of the Annual Meeting on <strong>Nuclear</strong><br />

Technology (AMNT), Berlin, 2017<br />

[6] Harm, U.; Kryk, H.; Hampel, U.; Generic zinc corrosion studies<br />

at PWR LOCA conditions. Proceedings of the 48 th Annual<br />

Meeting on <strong>Nuclear</strong> Technology (AMNT 2017), Berlin, 2017<br />

[7] Renger, S.; Alt, S.; Gocht, U.; Kästner, W.; Seeliger, A.; Kryk, H.;<br />

Harm, U.: Multiscaled Experimental Investigations of Corrosion<br />

and Precipitation Processes After Loss-of-Coolant Accidents in<br />

Pressurized Water Reactors. <strong>Nuclear</strong> Technology, 2018, 205,<br />

248-261<br />

[8] Alt, S.; Kästner, W.; Renger, S.; Seeliger, A.: LOCA Scenariorelated<br />

Zinc Borate Precipitation Studies at Semi-technical<br />

Scale; Proceedings of the Annual Meeting on <strong>Nuclear</strong><br />

Technology (AMNT), Berlin, 2019<br />

[9] Kästner, W.; Hampel, U.; Kryk, H.; Harm, U.; Seeliger, A.; Alt, S.;<br />

Renger, S. & Palazzo, S.: Vorstellung des Verbundvorhabens<br />

“ATHLET-Modul zur Simulation thermohydraulischer Folgen<br />

von Zinkborat-Ablagerungen im DWR-Kern”, Proceedings of<br />

Kick-Off Meeting “ATHLET-Modul Zinkborat (AZora)”, 2019<br />

[10] Kästner, W.; Seeliger, A.; Renger, S.; Alt, S.: Lokale Effekte im<br />

DWR-Kern infolge von Zinkborat-Ablagerungen nach KMV,<br />

final report of the BMWi project grant no. 150 1491,<br />

Hochschule Zittau/Görlitz, IPM, 2019<br />

Authors<br />

Prof. Dr.-Ing. Wolfgang Kästner<br />

w.kaestner@hszg.de<br />

Sören Alt<br />

Dr. André Seeliger<br />

Frank Zacharias<br />

Zittau/Goerlitz University<br />

of Applied Sciences<br />

Theodor-Körner-Allee 16<br />

02763 Zittau, Germany<br />

Dr. Ulrich Harm<br />

René Illgen<br />

Prof. Uwe Hampel<br />

Technische Universität Dresden<br />

01<strong>06</strong>2 Dresden, Germany<br />

Dr. Holger Kryk<br />

Helmholtz-Zentrum<br />

Dresden-Rossendorf (HZDR)<br />

Bautzner Landstraße 400<br />

01328 Dresden, Germany<br />

RESEARCH AND INNOVATION 345<br />

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Modelling Thermal-hydraulic Effects of Zinc Borate Deposits in the PWR Core After LOCA – Experimental Strategies and Test Facilities<br />

ı Wolfgang Kästner, Sören Alt, André Seeliger, Frank Zacharias, Ulrich Harm, René Illgen, Uwe Hampel and Holger Kryk


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

RESEARCH AND INNOVATION 346<br />

Investigation on<br />

PWR Neutron Noise Patterns<br />

Marco Viebach, Carsten Lange and Antonio Hurtado<br />

Planned entry <strong>for</strong><br />

1 Introduction Investigation of the unexplained changes of neutron flux fluctuation magnitudes<br />

observed in KWU-built PWRs (cf. [1,2]) has drawn attention to long known (cf. [3]) but still<br />

incompletely understood spatial correlation patterns of the neutron flux fluctuations in the<br />

frequency range 0 –2 Hz (cf. [4]). These patterns, namely an out-of-phase behavior of signals from<br />

oppositely located core quadrants and an in-phase behavior of signals from axially aligned locations,<br />

are the dominant fluctuation phenomena because the range 0 –2 Hz carries more than 95 % of the power of the signal<br />

fluctuations and the coherence functions of respective signal pairings have values between 0.5 and 1.0 in this frequency<br />

range (cf. [4]). There<strong>for</strong>e, finding the mechanism effecting the measured fluctuation patterns is believed to be key to<br />

explain the changes of the fluctuation amplitudes.<br />

140 144<br />

Recent attempts try to understand the<br />

patterns as being triggered from a<br />

long-range perturbation. Synchronized<br />

lateral fuel-assembly vibrations<br />

are suggested to provide such kind of<br />

perturbation (cf. [4]). A synchronous<br />

vibration of the entire core (as also<br />

proposed in Ref. [3]), leading to a<br />

perturbation possibly called “reflector<br />

effect”, results in signal correlations<br />

similar to those of the measurements.<br />

But the corresponding magnitudes<br />

are found roughly one order of magnitude<br />

lower than observed in the<br />

measurements (cf. [5]).<br />

As a new attempt, synchronized<br />

lateral vibrations that do not involve<br />

the entire reactor core are suggested<br />

as an approach to overcome the shortcoming<br />

of a low fluctuation magnitude<br />

in the model (cf. [5]). Such vibration<br />

mode corresponds to a perturbation<br />

that is located in regions more central<br />

225<br />

· ·· 254 255 256 257<br />

than <strong>for</strong> the “reflector effect”. Simulations<br />

of corresponding scenarios<br />

give magnitudes of the neutron flux<br />

fluctuations that are within the range<br />

of the measured values (i. e. percents)<br />

and correlation patterns that qualitatively<br />

agree with the measured ones<br />

(cf. [6,7]).<br />

The work at hand investigates a special<br />

case of synchronous lateral fuelassembly<br />

vibration that involves all<br />

fuel-assembly rows, though with<br />

unequal amplitudes. It is assumed that<br />

large-scale coolant flow fluctuations<br />

drive the fuel-assembly vibration such<br />

that the central fuel assembly has the<br />

largest amplitude, both in x- and<br />

y-direc tion. The vibration amplitudes<br />

of the surrounding fuel assemblies are<br />

lower with the lowest amplitude <strong>for</strong><br />

the outermost ones. As an extreme<br />

case, this assumption is represented<br />

by a synchronous fluctuation of all<br />

34<br />

.<br />

16<br />

z<br />

f(z)<br />

fuel-assembly gaps. This scenario is<br />

simulated <strong>for</strong> a KWU Vor-Konvoi PWR<br />

by the neutron-noise tool CORE SIM<br />

[8] in the frequency domain. The model<br />

is based on a corresponding input<br />

(cf. [9]) of the reactor dynamics code<br />

DYN3D [10]. A simulation of similar<br />

type <strong>for</strong> the above-mentioned “reflector<br />

effect” is presented in Ref. [11].<br />

The simulation shown here aims at<br />

studying the neutron flux fluctuation<br />

patterns that are introduced by the<br />

described scenario. Furthermore, it<br />

investigates whether this scenario<br />

may adequately approximate the<br />

actual picture in KWU-built PWRs.<br />

There<strong>for</strong>e, the work at hand tries to<br />

broaden the set of potentially relevant<br />

perturbation sources that can lead to<br />

the observed phenomena. Note that it<br />

is not primarily intended to provide<br />

quantitative results.<br />

The article is structured as follows.<br />

After the introduction, the model is<br />

described in detail be<strong>for</strong>e outlining<br />

the concept of CORE SIM and the<br />

preparation of its input. Then, the<br />

simulation results are shown by means<br />

of spatial distributions of absolute<br />

values (amplitudes) and phases of the<br />

neutron flux fluctuations. After a<br />

discussion, the article is closed by<br />

drawing conclusions.<br />

y<br />

x<br />

10 11 12 13 · ·· 33<br />

1 2 3 4 · ··<br />

(a)<br />

Spatial setup. Radial-azimuthal.<br />

z<br />

y<br />

x<br />

| Fig. 1.<br />

Spatial (nodal) setup (a, b) used <strong>for</strong> the simulation and illustration of the fuel-assembly bow (c). The reflector regions are filled gray<br />

( side with dark and corner with light shading). Channels with detector signals referenced in the results section are shaded red. Numbers<br />

n Ch = 1, 2, . . . , 257 denote channel indices (a) and n z = 1, 2, . . . , 34 axial levels (b), resp. The leading, central fuel assembly is<br />

represented hatched. Considering a given instant, expansion arrows label fuel-assembly gaps that are expanded, and contraction<br />

arrows label those that are contracted (a). The bow shape is illustrated by a dashed line against the straight, nominal shape (c).<br />

.<br />

2<br />

1<br />

(b)<br />

Spatial setup. Axial.<br />

(c)<br />

Bow shape.<br />

2 Simulation of neutron<br />

flux fluctuations<br />

2.1 Models and methods<br />

2.1.1 Modelling of coherent<br />

fuel-assembly gap<br />

fluctuation<br />

The simulation considers a 4-loop<br />

KWU Vor-Konvoi reactor at nominal<br />

power at end of cycle. Figures 1a and<br />

1b illustrate the spatial (nodal) setup<br />

<strong>for</strong> the neutron-kinetics part and<br />

the thermal-hydraulics part of the<br />

simulation. The steady-state system is<br />

Research and Innovation<br />

Investigation on PWR Neutron Noise Patterns ı Marco Viebach, Carsten Lange and Antonio Hurtado


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

p n (z,t) := 1 4 ·<br />

perturbed by the vibration of the fuel<br />

assemblies. The perturbation enters<br />

the calculation via time-dependent<br />

variations of the group constants of<br />

the neutron-kinetics part (cf. Sec.<br />

2.1.3). For simplicity, the vibration<br />

w n (z, t) of the n th fuel assembly (n = 1,<br />

2, . . . , 193) is considered only in<br />

x-direction. It is approximated by<br />

a sinusoidal axial shape function<br />

f(z) = sin(πz/L) (cf. 1c), with L<br />

representing the axial fuel-assembly<br />

length, and a time-dependent elongation<br />

A n (t), i. e. w n (z, t) = f(z)A n (t).<br />

The scenario studied here assumes<br />

that all fuel assemblies vibrate<br />

synchronously, but their elongations<br />

A n (t) have unequal magnitude with<br />

the central one having the largest. The<br />

scenario is motivated by the idea<br />

that in the central core region, the<br />

fluctuations of the coolant flows of<br />

each of the four loops act on the<br />

fuel assemblies there, leading to<br />

correspon dingly large vibration magnitudes.<br />

The outer fuel assemblies are<br />

less affected, responding with smaller<br />

magnitudes. For simplicity, it is<br />

assumed that the magnitude linearly<br />

decreases with increasing distance<br />

from the core center. At the outer fuelassembly<br />

row, the magnitude is zero.<br />

This assumption leads to uni<strong>for</strong>m<br />

fluctuations of all fuel-assembly gaps.<br />

The situation is illustrated in Figure<br />

1c. For each fuel assembly n, the variations<br />

of the center-to-center distances<br />

d njn to its four adjacent fuel assemblies<br />

j n ∈ {north, south, east, west}<br />

are averaged <strong>for</strong>ming an effective fuel-assembly<br />

pitch variation<br />

p n (z,t) := 1 4 ·<br />

∑<br />

∑<br />

j n∈{north,south,east,west}<br />

j n∈{north,south,east,west}<br />

d njn (z,t) .<br />

(1)<br />

2.1.2 Calculation of neutron<br />

flux fluctuations<br />

with CORE SIM<br />

The code CORE SIM solves the neutron<br />

transport equation using diffusion<br />

theory, two energy groups, and one<br />

group of delayed neutrons [8],<br />

input<br />

δΣ (r,ω)<br />

CORE SIM<br />

(Σ 0 (r),φ 1,0 (r), φ 2,0 (r))<br />

| Fig. 2.<br />

Illustration of CORE SIM, calculating the neutron flux fluctuations triggered<br />

by perturbations of the macroscopic cross-sections.<br />

with all symbols carrying their usual<br />

meaning, in the frequency domain.<br />

For this purpose, all variables are<br />

expanded about their steady-state<br />

values, X (r, t) = X 0 (r) + δ X (r, t).<br />

Products of the (time- dependent)<br />

deviations δ X (r, t) are neglected in<br />

order to linearize the equations.<br />

Fourier trans<strong>for</strong>mation of the deviations<br />

δ X (r, t) → δ X (r, ω) finally leads<br />

to the frequency-domain equations.<br />

The employed numerical techniques<br />

to solve them are given in Ref. [8].<br />

Practically, CORE SIM calculates<br />

the variations δφ 1 (r, ω) and δφ 2 (r, ω)<br />

of the neutron flux (output) based<br />

on a given distribution δΣ (r, ω) of perturbations<br />

(input) of the macroscopic<br />

cross-sections. The procedure is illustrated<br />

in Figure 2. The calculation is<br />

based on externally provided distributions<br />

of the cross-sections Σ 0 (r) and<br />

on the steady-state distribution (φ 1,0<br />

(r), φ 2,0 (r)) of the neutron flux. The<br />

latter is calculated by CORE SIM in a<br />

steady-state calculation prior to the<br />

calculation of the fluctuations δφ 1<br />

(r, ω) and δφ 2 (r, ω). CORE SIM sets<br />

criticality by renormalizing the fission<br />

cross-sections with the multiplication<br />

factor k eff .<br />

d<br />

2.1.3<br />

njn (z,t)<br />

Preparation<br />

.<br />

of the<br />

CORE SIM simulation<br />

Both the cross-sections Σ 0 (r) and<br />

their perturbations δ Σ (r, ω) are<br />

provided via a DYN3D calculation that<br />

precedes the CORE SIM run. Using this<br />

strategy, the complex configuration of<br />

the reactor’s material data is covered<br />

in the simulation. Furthermore, the<br />

specific impact of the fuel- assembly<br />

gap variations on the cross- sections,<br />

which depends on various parameters<br />

(T fue , T mod , ρ mod , c bor , burnup, fuelassembly<br />

type), gets incorporated.<br />

1 ∂<br />

φ v ∂t 1 (r,t) = ∇(D 1,0 (r) ∇φ 1 (r,t))<br />

1 ∂<br />

φ v 1 ∂t 1 (r,t) = + ∇(D ((1 − 1,0 β)νΣ (r) ∇φ f,1 (r,t) 1 (r,t)) − Σ a,1 (r,t) − Σ r (r,t)) φ 1 (r,t)<br />

1 ∂<br />

φ + +(1 ((1 −β)νΣ f,2 f,1 (r,t) (r,t) φ 2<br />

−(r,t)+λC Σ a,1 −(r,t)+S Σ r (r,t)) 1 (r,t) φ 1 (r,t),<br />

v 1 ∂t 1 (r,t) = ∇(D 1,0 (r) ∇φ 1 (r,t))<br />

∂<br />

φ v 2 ∂t 2 (r,t) = +(1 ∇(D − 2,0<br />

β)νΣ (r) f,2 ∇φ (r,t) 2 (r,t)) φ 2 (r,t)+λC (r,t)+S 1 (r,t) ,<br />

+ ((1 − β)νΣ f,1 (r,t) − Σ a,1 − Σ r (r,t)) φ 1 (r,t)<br />

1 ∂<br />

φ (2)<br />

v 2 ∂t 2 (r,t) = +Σ +(1 ∇(D r −(r,t) 2,0 β)νΣ (r) φ 1 (r,t) ∇φ 2 (r,t))<br />

f,2 (r,t) −φΣ 2 a,2 (r,t)+λC φ 2 (r,t)+S 21 (r,t),<br />

,<br />

1 ∂<br />

C +Σ βν r (r,t) (Σ ∂t φ f,1 (r,t) φ 1 (r,t) φ 1 (r,t)+Σ − Σ a,2 (r,t) f,2 (r,t) φ 2 (r,t)+S φ 2 (r,t)) 2 (r,t) − λC , (r,t)<br />

v 2 ∂t<br />

∂<br />

C 2 (r,t) = ∇(D 2,0 (r) ∇φ 2 (r,t))<br />

(r,t) = βν (Σ ∂t +Σ f,1 (r,t) φ 1 (r,t)+Σ f,2 (r,t) φ 2 (r,t)) − λC (r,t) (3)<br />

r (r,t) φ 1 (r,t) − Σ a,2 (r,t) φ 2 (r,t)+S 2 (r,t) ,<br />

∂<br />

C (r,t) = βν (Σ ∂t f,1 (r,t) φ 1 (r,t)+Σ f,2 (r,t) φ 2 (r,t)) − λC (r,t)<br />

(4)<br />

output<br />

δφ 1 (r,ω), δφ 2 (r,ω)<br />

Figure 3 illustrates the procedure.<br />

Based on a model of a PWR (with<br />

straight fuel assemblies), DYN3D<br />

per<strong>for</strong>ms a steady-state calculation,<br />

yielding the steady-state distribution<br />

of the cross-sections Σ 0,DYN3D (r)<br />

with also the thermal-hydraulics<br />

variables converged. The distribution<br />

of effective fuel-assembly pitches<br />

{p n (z m ), n = 1, . . . , 193, m = 2, . . . , 35}<br />

(cf. Eq. (1)), representing the homogeneous<br />

fuel-assembly gap elongation<br />

and the sinusoidal axial shape, is<br />

denoted as Π. A modified version of<br />

DYN3D with a cross-section library<br />

covering variations of the effective<br />

fuel-assembly pitch p n (z m ) (cf. [7])<br />

interpolates the set of cross-sections<br />

Σ Π,DYN3D (r) that corresponds to<br />

the distribution of fuel-assembly<br />

pitches Π on the one hand and to the<br />

complex distribution of the parameters<br />

listed above on the other<br />

hand. The actual perturbation δ Σ<br />

of the cross-sections Σ is their deviation<br />

against the steady-state Σ 0 . 1<br />

The cross-section perturbations that<br />

can be applied in CORE SIM are<br />

calculated as follows:<br />

δ Σ a,1 (n Ch , n z , ω) =<br />

(Σ a,1,Π,DYN3D (n Ch , n z ) −<br />

Σ a,1,0,DYN3D (n Ch , n z )) · δ (ω − ω 0),<br />

<br />

(5a)<br />

δ Σ a,2 (n Ch , n z , ω) =<br />

(Σ a,2,Π,DYN3D (n Ch , n z ) −<br />

Σ a,2,0,DYN3D (n Ch , n z )) · δ (ω − ω 0),<br />

<br />

δ Σ r (n Ch , n z , ω) =<br />

(Σ r,Π,DYN3D (n Ch , n z ) −<br />

Σ r,DYN3D (n Ch , n z )) · δ (ω − ω 0),<br />

<br />

δ Σ f,1 (n Ch , n z , ω) =<br />

(Σ f,1,Π,DYN3D (n Ch , n z ) −<br />

Σ f,1,0,DYN3D (n Ch , n z )) · δ (ω − ω 0),<br />

<br />

(5b)<br />

(5c)<br />

(5d)<br />

δ Σ f,2 (n Ch , n z , ω) =<br />

(Σ f,2,Π,DYN3D (n Ch , n z ) −<br />

Σ f,2,0,DYN3D (n Ch , n z )) · δ (ω − ω 0),<br />

<br />

(5e)<br />

with the discrete spatial setup (n Ch , n z )<br />

according to Figures 1a and 1b.<br />

Note that the DYN3D levels m = 4 and<br />

m = 5 are homogenized, making<br />

CORE SIM level n Ch = 4. Similarly,<br />

m = 31 and m = 32 make n Ch = 30.<br />

1) Note that coefficients<br />

translating<br />

the elongations<br />

to cross-section<br />

deviations, as used<br />

in the simulations<br />

shown in Ref. [11],<br />

are obsolete <strong>for</strong> the<br />

current approach.<br />

RESEARCH AND INNOVATION 347<br />

Research and Innovation<br />

Investigation on PWR Neutron Noise Patterns ı Marco Viebach, Carsten Lange and Antonio Hurtado


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

RESEARCH AND INNOVATION 348<br />

DYN3D<br />

PWR input<br />

DYN3D<br />

steady-state calculation<br />

steady state<br />

φ 0,DYN3D (r) , Σ 0,DYN3D (r)<br />

fuel pitch distribution<br />

input (Π)<br />

DYN3D<br />

cross-section interpolation<br />

perturbed cross-sections<br />

Σ Π,DYN3D (r)<br />

CORE SIM<br />

steady-state calculation<br />

steady state<br />

φ 0,CORESIM (r) , Σ 0,DYN3D (r)<br />

The symbol δ (ω − ω 0) indicates that<br />

the cross-section perturbation acts at<br />

the frequency ω = ω 0 . Finally, with<br />

the steady- state distribution Σ 0 , DYN3D<br />

and the perturbations δ Σ at hand,<br />

CORE SIM calculates the neutron<br />

flux fluctuations as described in<br />

Sec. 2.1.2.<br />

(cf. Eq. (5))<br />

perturbation calculation<br />

CORE SIM fluctuations<br />

input (δΣ(r,ω 0 ))<br />

CORE SIM<br />

fluctuations calculation<br />

fluctuations<br />

δφ (r,ω 0 )<br />

| Fig. 3.<br />

Procedure of coupled calculations per<strong>for</strong>med in order to simulate the homogeneous fuel-assembly gap variation with CORE SIM.<br />

one CORE SIM run<br />

2.2 Results<br />

For the simulation, the chosen<br />

gap-fluctuation amplitude is 1.6 mm,<br />

which is the nominal gap width [1].<br />

The chosen oscillation frequency is<br />

ω 0 = 2π ∙ 1.0 Hz. Figure 4 presents the<br />

simulated neutron flux fluctuations<br />

<strong>for</strong> the thermal group. The maximum<br />

magnitude is approx. 4.5 %. It is<br />

located in the outer regions in<br />

x-direction (Figure 4a) at mid axial<br />

level (Figure 4b). The lowest magnitude<br />

is found in the central region in<br />

x-direction and at the bottom and the<br />

top in axial direction. The axial shape<br />

of the magnitudes is C-like. Figure 4c<br />

shows that the fluctuations are out- ofphase<br />

<strong>for</strong> comparing the left and<br />

the right core half. Along the axial<br />

direction (Figure 4d), the fluctuations<br />

are in-phase. Comparing different<br />

channels with one another, either<br />

in-phase or out-of-phase behavior<br />

is found. The behavior corresponds<br />

to the phase relations seen in the<br />

horizontal view (Figure 4a).<br />

2.3 Measured values<br />

For convenience, Figure 5 briefly<br />

presents measured data of a 4-loop<br />

Vor-Konvoi reactor at nominal power<br />

at end of cycle (details about the<br />

data can be found in Ref. [4]). The<br />

standard deviation takes values in the<br />

range of percents. Along the central<br />

lines (G, J), the magnitude is lower<br />

than in the outer lines (≥N, ≤C). In<br />

the axial view, the magnitude has a<br />

bulgy shape. The phase (determined<br />

by the cross-spectral densities of the<br />

con sidered signals with the signal of<br />

node number in y-direction<br />

17<br />

16<br />

15<br />

14<br />

13<br />

12<br />

11<br />

10<br />

9<br />

8<br />

7<br />

6<br />

5<br />

4<br />

3<br />

2<br />

1<br />

1 2 3 4 5 6 7 8 9 1011121314151617<br />

node number in x-direction<br />

(a) Amplitudes radial-azimuthally at n z = 17 (mid).<br />

4.0<br />

3.5<br />

3.0<br />

2.5<br />

2.0<br />

1.5<br />

1.0<br />

0.5<br />

|δφ2/φ0,2| in %<br />

node number in z-direction<br />

34<br />

30<br />

20<br />

10<br />

5<br />

Ch33<br />

Ch140<br />

Ch144<br />

Ch225<br />

1<br />

0 1 2 3 4 5<br />

|δφ 2 /φ 0,2 | in %<br />

(b) Amplitudes axially.<br />

arg(δφ2) in rad<br />

3π<br />

2<br />

π<br />

π<br />

2<br />

0<br />

− π 2<br />

node no. y-dir.=9<br />

1 2 3 4 5 6 7 8 9 1011121314151617<br />

node number in x-direction<br />

(c) Phase radial-azimuthally at n z = 17 (mid).<br />

node no. in z-dir.<br />

34<br />

15<br />

1<br />

− π 2 0<br />

π<br />

2 π<br />

arg(δφ 2 ) in rad<br />

(c) Phase axially.<br />

| Fig. 4.<br />

Spatial distribution of the induced neutron flux fluctuations δφ 2 <strong>for</strong> the thermal energy group calculated with CORE SIM <strong>for</strong> a homogeneous fluctuation of all<br />

fuel- assembly gaps in x-direction at ω 0 = 2π ∙ 1.0 Hz with a sinusoidal axial shape. The upper panel shows the relative amplitudes |δφ 2/φ 0,2| of the fluctuations<br />

and the lower panel shows the phase arg (δφ 2) of the fluctuations. The phase has the input perturbation, <strong>for</strong> which arg(d S) = 0, as its reference. (In Figure 4d,<br />

the curve of Ch144 overlaps with those of Ch140 and Ch225.)<br />

3π<br />

2<br />

Research and Innovation<br />

Investigation on PWR Neutron Noise Patterns ı Marco Viebach, Carsten Lange and Antonio Hurtado


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

P<br />

O<br />

N<br />

M<br />

L<br />

K<br />

J<br />

H<br />

G<br />

F<br />

E<br />

D<br />

C<br />

B<br />

A<br />

1 2 3 4 5 6 7 8 9 101112131415<br />

location B11-6 as the reference)<br />

demonstrates the axial in-phase and<br />

radial out-of-phase behavior known<br />

from this type of reactor (cf. [4]).<br />

2.4 Discussion<br />

The presented simulation overcomes<br />

the defect of the small fluctuation<br />

magnitudes that resulted <strong>for</strong> the<br />

simulation of the “reflector effect” (cf.<br />

[5,11]) while preserving the characteristic<br />

phase relations of the fluctuations<br />

(see Figures 4c, 4d, and 5b).<br />

The distributions of magnitudes in the<br />

axial and in the radial direction are<br />

similar to the measured ones (see<br />

Figures 4a, 4b, 5). 2 The axial shape<br />

corresponds to the assumed axial<br />

bow shape 3 of the fluctuation magnitudes.<br />

It has to be emphasized that the<br />

scenario considered in this article<br />

is marked by vast simplifications.<br />

Nevertheless, it reproduces relevant<br />

main features of the measured<br />

neutron flux fluctuations. There<strong>for</strong>e,<br />

the assumed homogeneous gap<br />

fluctuation is among those scenarios<br />

potentially taking place in the actual<br />

reactor. On the other hand, a proper<br />

mechanism that drives such behavior<br />

has not been found, yet.<br />

Research of the near future<br />

needs to focus on finding plausible<br />

mechanisms that are responsible <strong>for</strong><br />

the fuel assembly vibration as a<br />

consequence of coolant. Furthermore,<br />

the trend of the magnitudes in the<br />

horizontal view should be further<br />

investigated. As seen in Figure 4a,<br />

the trend seems to be only little<br />

dependent on the kind of fuel<br />

assemblies; the trend seems to<br />

be a geometrical effect. With regard<br />

to the simplicity of the simulation<br />

shown, the use of the effective fuelassembly<br />

pitch variation has not been<br />

validated, yet. This fact may be tackled<br />

in near future as well.<br />

3 Conclusion<br />

Neutron flux fluctuations of KWU<br />

PWRs show dominant patterns. Based<br />

on the as- sumption that the gaps of<br />

all fuel assemblies fluctuate in a synchronous<br />

manner, the corresponding<br />

neutron flux fluctuations are simulated<br />

with CORE SIM in the frequency<br />

domain. The obtained fluctuation<br />

patterns are similar to the measured<br />

patterns and the obtained fluctuation<br />

magnitudes are in the range of<br />

percents as in the measurements.<br />

There<strong>for</strong>e, the assumed scenario is a<br />

potential candidate <strong>for</strong> being the main<br />

perturbation source triggering the<br />

observed neutron flux fluctuation<br />

patterns. Future research needs to<br />

address the lack of a mechanism<br />

that explains the excitation of fuelassembly<br />

vibrations by coolant-flow<br />

fluctuations.<br />

Acknowledgement<br />

This work was supported by the<br />

German Federal Ministry <strong>for</strong> Economic<br />

Affairs and Energy (project<br />

NEUS, grant number 1501587). The<br />

responsibility <strong>for</strong> the content of this<br />

publication lies with the authors.<br />

The authors thank Marcus Seidl <strong>for</strong><br />

discussion.<br />

References<br />

3.2<br />

3.0<br />

2.8<br />

2.6<br />

2.4<br />

2.2<br />

2.0<br />

1.8<br />

std(δU/U) in%<br />

axial detector level<br />

1<br />

2<br />

[1] (German) Reactor Safety Commission (RSK), “PWR neutron<br />

flux oscillations,” RSK Statement (457th meeting on<br />

11.04.2013), 2013. http://www.rskonline.de/en/meeting457<br />

3<br />

4<br />

5<br />

6<br />

B11<br />

J02<br />

J<strong>06</strong><br />

O05<br />

0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 −π − π 2 0<br />

std(δU/U) in%<br />

[2] M. Seidl, K. Kosowski, U. Schüler, and L. Belblidia, “Review of<br />

the historic neutron noise behavior in german KWU built<br />

PWRs,” Progress in <strong>Nuclear</strong> Energy, vol. 85, pp. 668 – 675,<br />

2015. http://www. sciencedirect.com/science/article/pii/<br />

S014919701530<strong>06</strong>52<br />

[3] J. Runkel, “Rauschanalyse in Druckwasserreaktoren,” Ph.D.<br />

dissertation, Universität Hannover, 1987.<br />

[4] M. Viebach, N. Bernt, C. Lange, D. Hennig, and A. Hurtado,<br />

“On the influence of dynamical fuel assembly deflections on<br />

the neutron noise level,” Progress in <strong>Nuclear</strong> Energy, vol. 104,<br />

pp. 32 – 46, 2018. http://www.sciencedirect.com/science/<br />

article/pii/S0149197017302147<br />

[5] M. Viebach, C. Lange, N. Bernt, M. Seidl, D. Hennig, and<br />

A. Hurtado, “Simulation of low-frequency pwr neutron flux<br />

fluctuations,” Progress in <strong>Nuclear</strong> Energy, vol. 117, p. 103039,<br />

2019. http://www. sciencedirect.com/science/article/pii/<br />

S0149197019301349<br />

[6] L. Torres, D. Chionis, C. Montalvo, A. Dokhane, and<br />

A. García-Berrocal, “Neutron noise analysis of simulated<br />

mechanical and thermal-hydraulic perturbations in a pwr<br />

core,” Annals of <strong>Nuclear</strong> Energy, vol. 126, pp. 242 – 252,<br />

2019. http://www.sciencedirect.com/science/article/pii/<br />

S03<strong>06</strong>4549183<strong>06</strong>303<br />

[7] M. Viebach, C. Lange, M. Seidl, Y. Bilodid, and A. Hurtado,<br />

“Neutron noise patterns from coupled fuel-assembly<br />

vibrations,” in PHYSOR 2020: Transition to a Scalable <strong>Nuclear</strong><br />

Future, Cambridge, United Kingdom, March 29 -April 2, 2020,<br />

2020.<br />

[8] C. Demazière, “CORE SIM: A multi-purpose neutronic tool <strong>for</strong><br />

research and education,” Annals of <strong>Nuclear</strong> Energy, vol. 38,<br />

no. 12, pp. 2698 – 2718, 2011. http://www.sciencedirect.<br />

com/science/article/ pii/S03<strong>06</strong>454911002210<br />

[9] U. Rohde, M. Seidl, S. Kliem, and Y. Bilodid, “Neutron noise<br />

observations in German KWU built PWRs and analyses with<br />

the reactor dynamics code DYN3D,” Annals of <strong>Nuclear</strong> Energy,<br />

vol. 112, pp. 715 – 734, 2018. http://www.sciencedirect.<br />

com/science/article/pii/S03<strong>06</strong>454917303687<br />

[10] U. Rohde, S. Kliem, U. Grundmann, S. Baier, Y. Bilodid,<br />

S. Duerigen, E. Fridman, A. Gommlich, A. Grahn, L. Holt,<br />

Y. Kozmenkov, and S. Mittag, “The reactor dynamics code<br />

DYN3D – models, validation and applications,” Progress in<br />

<strong>Nuclear</strong> Energy, vol. 89, pp. 170 – 190, 2016. http://www.<br />

sciencedirect.com/science/article/pii/S014919701630035X<br />

[11] M. Viebach, N. Bernt, C. Lange, D. Hennig, and A. Hurtado,<br />

“Frequency-Domain Investigation on the Neutron Noise in<br />

KWU PWRs,” in 49th Annual Meeting on <strong>Nuclear</strong> Technology,<br />

Berlin, Germany, May 14-65, 2018, 2018.<br />

Authors<br />

Marco Viebach<br />

marco.viebach@tu-dresden.de<br />

Dr.-Ing. Carsten Lange<br />

Prof. Dr.-Ing. Antonio Hurtado<br />

Chair of Hydrogen and<br />

<strong>Nuclear</strong> Energy<br />

Technische Universität Dresden<br />

George-Bähr-Str. 3b,<br />

01<strong>06</strong>9 Dresden, Germany<br />

π<br />

2<br />

phase(δU) in rad<br />

(a) Radial view.<br />

(b) Axial view (phase ref.: B11-6).<br />

| Fig. 5.<br />

Measured data of neutron flux fluctuations. Standard deviation std() of detector signals normalized w. r. t. their mean values and<br />

phase of the fluctuations w. r. t. those at detector B11-6.<br />

2) The radial-azimuthal<br />

pictures are rotated<br />

by 90°, which would<br />

not be the case <strong>for</strong><br />

considering the fuelassembly<br />

bow<br />

exclusively in<br />

y- rather than in<br />

x-direction. Note<br />

that the x- and<br />

y-direction are<br />

equivalent in the<br />

underlying model.<br />

In the real reactor,<br />

exclusive consideration<br />

of only one<br />

direction is impossible.<br />

There<strong>for</strong>e,<br />

the lack of the<br />

90°-rotational<br />

symmetry in the<br />

measured data indicates<br />

an inherent<br />

asymmetry.<br />

3) See Ref. [11] <strong>for</strong> a<br />

comparison of the<br />

results <strong>for</strong> various<br />

bow shapes.<br />

RESEARCH AND INNOVATION 349<br />

Research and Innovation<br />

Investigation on PWR Neutron Noise Patterns ı Marco Viebach, Carsten Lange and Antonio Hurtado


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

350<br />

OPERATION AND NEW BUILD<br />

Planned entry <strong>for</strong><br />

| Fig. 1.<br />

Control principle of a modern PWR.<br />

Reactor Core Control<br />

Based on Artificial Intelligence<br />

Victor Morokhovskyi<br />

Governing of nuclear reactors worldwide<br />

is currently based on classical<br />

control technology. However, control<br />

technology applied <strong>for</strong> this task<br />

reaches its applicability limits.<br />

This article proposes a new<br />

approach <strong>for</strong> governing of Pressurized<br />

Water <strong>Nuclear</strong> Reactor (PWR) based<br />

on Artificial Narrow Intelligence<br />

(ANI).<br />

2 Current state of the art<br />

Figure 1 shows the control principle<br />

of the modern <strong>Nuclear</strong> <strong>Power</strong> Plant<br />

(NPP) with Pressurised Water Reactor<br />

(PWR) and also holds <strong>for</strong> DWR<br />

( German, DruckWasserReactor) and<br />

VVER (Soviet, Water-Water Energetic<br />

Reactor). In such NPPs the electrical<br />

output is determined by the position<br />

of the turbine valves and the governance<br />

of the electrical power is the<br />

task of turbine controllers. Turbine<br />

controllers possess a set-point <strong>for</strong><br />

the electrical power; this set-point can<br />

be adjusted from the control desk.<br />

Adapting of electrical output to grid<br />

demand is usually per<strong>for</strong>med using a<br />

phone connection between the plant<br />

operator and the grid dispatcher.<br />

1 Introduction A nuclear reactor is a complex system, comprehensive control of it is not trivial.<br />

Reactor controllers belong to the most complicated devices created by humans. Besides well-known<br />

control of thermal power and coolant temperature, reactor controllers take care of plenty of other<br />

aspects such as operational safety permitting operation only within given limits, uni<strong>for</strong>ming of<br />

burnup, burnup compensation, compensation of the poisoning, uni<strong>for</strong>ming of the power density<br />

distribution, support of flexible electricity production, operation economy, etc.<br />

Such a governance concept obviously<br />

implies the necessity to keep the<br />

power balance between the nuclear<br />

island and the turbine island, which is,<br />

in this case, the task of the nuclear<br />

island control system. There exist two<br />

process variables, which can be used as<br />

an indicator <strong>for</strong> the power balance:<br />

Average Reactor Coolant Temperature<br />

(ACT) and the Live Steam Pressure<br />

(LSP). If these process variables remain<br />

constant, power balance is ensured.<br />

PWRs including German design<br />

DWRs achieve the power balance by<br />

keeping the ACT constant, while<br />

VVERs do it by keeping the LSP<br />

constant. In both cases the reactor<br />

power will be influenced by the control<br />

rods of the P-bank (<strong>Power</strong> bank).<br />

Movements of the P-bank affect,<br />

however, the axial power distribution<br />

in the core and the necessity of<br />

additional measures <strong>for</strong> keeping of the<br />

Axial Offset (AO) in the appropriate<br />

range occurs. The AO is usually<br />

measured by the core internal neutron<br />

flux measuring system ( incore). Usage<br />

of the external system (excore) <strong>for</strong><br />

this purpose is also possible. Depending<br />

on the type of PWR, AO control is<br />

per<strong>for</strong>med using either boration/<br />

dilution system (Bo/Di) or the second<br />

movable control rod bank, called the<br />

H-bank (Heavy bank). Depending on<br />

the plant type, the AO is adjusted<br />

either manually or automatically,<br />

using the so-called AO-controller.<br />

Figure 1 shows also the neutron<br />

flux controller (Φ-controller), needed<br />

<strong>for</strong> the start-up of the reactor as<br />

well as the bypass controller needed<br />

<strong>for</strong> the start-up of the secondary<br />

circuit and <strong>for</strong> the overriding of large<br />

disturbances in energy production.<br />

3 Recent challenge<br />

The biggest modern challenge <strong>for</strong><br />

NPP control is flexible operation. This<br />

operation mode has recently gained<br />

importance throughout the world [1].<br />

The reasons <strong>for</strong> flexibility of old and<br />

new NPPs are fluctuating power of<br />

renewables, the need to follow the<br />

daily and weekly load profiles of<br />

consumer as well as the considerable<br />

share of nuclear power in the energy<br />

mix of some grid segments.<br />

In the case of flexible operation<br />

the power output should continuously<br />

be changed according to the grid<br />

demand. In Germany, <strong>for</strong> example, it<br />

means, that in addition to primary<br />

frequency control, every 15 minutes a<br />

NPP receives a new set-point <strong>for</strong><br />

the electrical output from the grid<br />

dispatcher. This continuous set-point<br />

adjustment causes new additional<br />

ef<strong>for</strong>t <strong>for</strong> the plant operator. Furthermore,<br />

the continuous change of the<br />

turbogenerator power affects the power<br />

balance between the nuclear island<br />

and the turbine island and the control<br />

system of the nuclear island will be<br />

demanded. In this way, the reactor<br />

control system gets a new sophisticated<br />

challenge compared to the <strong>for</strong>mer<br />

times, when the power was almost<br />

constant throughout the operation<br />

cycle. Flexible operation yields several<br />

new difficulties. First of all, the Xenon<br />

poisoning will no longer remain<br />

Operation and New Build<br />

Reactor Core Control Based on Artificial Intelligence ı Victor Morokhovskyi


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

constant. Xenon poisoning is a very<br />

strong effect having a complex longtime<br />

dynamics well known as Xenon<br />

transients. Spatial distribution of the<br />

Xenon in the reactor core is the next<br />

challenge. Thus, both, ACT (or LSP)<br />

control and AO control are highly<br />

demanded in this case. Even if these<br />

control systems can cope with the<br />

continuous power changes, several<br />

questions remain unanswered. Continuously<br />

changing process variables<br />

may touch the operation limits secured<br />

by the limitation system causing painful<br />

effects, such as the impossibility to<br />

increase the reactor power according<br />

to the current grid demand leading<br />

sometimes to penalties. Continuous<br />

and intensive control actions result in<br />

the higher expenditure of control resources<br />

like boric acid, demineralized<br />

water and movement steps of the control<br />

rods. Increased consumption of<br />

the boric acid and demineralized<br />

water increases the load on the coolant<br />

reprocessing system and can bring<br />

it to its limits. Increased consumption<br />

of the control resources raises the<br />

question of operation economy.<br />

Further effects include the non- uni<strong>for</strong>m<br />

burnup of the nuclear fuel and<br />

unwanted burnup of the control rods.<br />

All of this shows that, with flexible<br />

operation, reactor control receives a<br />

set of new goals. The simple control<br />

of two process variables no longer<br />

suffices. Moreover, due to the complex<br />

long- lasting dynamics of Xenon<br />

poisoning released by each and every<br />

power change and affecting the<br />

reactor core around 20-30 hours after<br />

this change, momentary consideration,<br />

which is common <strong>for</strong> control<br />

technology, is no longer appropriate.<br />

Prediction of process variables <strong>for</strong> at<br />

least 24 hours is needed. The next<br />

new challenge <strong>for</strong> the reactor control<br />

system is keeping the reactor core<br />

and the coolant reprocessing system<br />

apparat from all their limits under<br />

new intricate dynamic conditions.<br />

The reactor control system should<br />

now monitor and/or guarantee the<br />

ability to quickly ramp up to 100 %<br />

power from every operation state to<br />

avoid possible penalties on the side of<br />

the grid operator. Due to the spatial<br />

distribution of Xenon poisoning along<br />

with its complex dynamics, instant<br />

control of AO no longer suffices. The<br />

control system should guarantee<br />

reasonable values of AO in the future,<br />

<strong>for</strong> example within the prediction<br />

horizon of 24 hours. The control<br />

system should now take care of<br />

operation economy, minimizing rod<br />

movements as well as boron and<br />

demineralized water consumption. At<br />

the same time, the system should<br />

remain simple and its parametrization<br />

trivial. The control system should<br />

allow easy fitting to all possible<br />

changes, e.g. different loadings.<br />

Control technology applied <strong>for</strong> this<br />

task obviously reaches its applicability<br />

limits. The main difficulties are:<br />

p trying to solve an ambitious inverse<br />

problem <strong>for</strong> a very complex system<br />

p the number of associated goals<br />

which is significantly larger than<br />

the number of actuators available<br />

<strong>for</strong> core control like control rod<br />

banks and Bo/Di valves.<br />

Governance of a complex system<br />

like a nuclear reactor with a series of<br />

goals and a number of constraints,<br />

especially in the case of flexible power<br />

operation, is not an issue <strong>for</strong> classical<br />

control technology, but is a classical<br />

task <strong>for</strong> Artificial Narrow Intelligence<br />

(ANI).<br />

4 Application of artificial<br />

intelligence <strong>for</strong> the<br />

governance of a nuclear<br />

reactor<br />

Artificial Narrow Intelligence (ANI) is<br />

a kind of AI designed to per<strong>for</strong>m a<br />

single specific task. This kind of AI<br />

already exists today. The most known<br />

examples of ANI are chess computer<br />

and street navigator, the most recent<br />

example is AlphaGo.<br />

Contrary to control technology,<br />

Artificial Narrow Intelligence allows<br />

consideration of an arbitrary large<br />

number of goals even if quite different<br />

in nature. In the case of reactor<br />

governing, safety, ergonomics, operation<br />

economy and grid services can be<br />

processed simultaneously in accord<br />

with each other. The scope of goals<br />

can be easily extended every time.<br />

Unlike reactor controllers based on<br />

classical control technology, Core<br />

Control Based on Artificial Intelligence<br />

(COCOAI) can generate not<br />

only control commands in real time, it<br />

can also compile comprehensive plans<br />

<strong>for</strong> control actions <strong>for</strong> the next<br />

24 hours, continuously update these<br />

plans and permanently display them<br />

to the operator along with predicted<br />

trajectories <strong>for</strong> all important process<br />

variables <strong>for</strong> this time horizon.<br />

5 Integration of new<br />

devices into existing<br />

NPPs and application<br />

<strong>for</strong> new build plants<br />

Generally there are two ways to upgrade<br />

current PWR control systems.<br />

The first is by modernizing of<br />

existing I&C [2], the second by<br />

introducing new supplemental I&C<br />

devices. In case of computerized<br />

control systems, the first way is<br />

relatively inexpensive, since only the<br />

software of the corresponding devices<br />

will be updated. This approach has<br />

been used in several German NPPs and<br />

in the Swiss NPP Gösgen in the last<br />

decade. Within the scope of ALFC (Advanced<br />

Load Follow Control) projects,<br />

the turbine and reactor controller<br />

software of all these NPPs was updated<br />

to make their control systems<br />

more suited to flexible operation.<br />

The modernization approach has<br />

its natural limitations. Modifying of<br />

the existing approved I&C system<br />

implies risks <strong>for</strong> safety and reliability.<br />

Since only application software will<br />

be updated, the hardware and the<br />

operational system of the plant control<br />

remains as is, limiting the applic ability<br />

and the per<strong>for</strong>mance of new possible<br />

algorithms.<br />

Another option to upgrade the<br />

control system means introducing the<br />

new supplemental I&C devices without<br />

intervening in the existing I&C<br />

(Figure 2).<br />

5.1 Load Governor<br />

The first supplemental device is called<br />

Load Governor (see Figure 2; German:<br />

Einsatzrechner). For the first<br />

time Framatome installed the Load<br />

Governor in a NPP in Germany in<br />

2002. The device enables a fully automatic<br />

management of the electrical<br />

output based on a Load Schedule. A<br />

Load Schedule contains a load program<br />

<strong>for</strong> the current and following<br />

day having typically a time step of<br />

15 minutes and is provided by the grid<br />

dispatcher.<br />

Today’s grid operators have such<br />

Load Schedules <strong>for</strong> the whole grid as<br />

well as <strong>for</strong> each single plant and can<br />

share these Load Schedules with plant<br />

operators. The Load Schedule <strong>for</strong> the<br />

whole grid results from the predicted<br />

grid consumption profile based on<br />

consumption plans and experience as<br />

well as from the predicted renewable<br />

power profile based on the weather<br />

<strong>for</strong>ecast.<br />

On receiving of the Load Schedule<br />

the plant operator observes it on the<br />

screen of the Load Governor, edits it if<br />

necessary, endorses it and saves it. For<br />

redispatch purposes, each time the<br />

Load Schedule can be edited or overwritten<br />

with a new one.<br />

The Load Governor will now<br />

execute all changes of electrical output<br />

according to the Load Schedule, automatically<br />

changing the plant output<br />

each 15 minutes according to the<br />

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<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

OPERATION AND NEW BUILD 352<br />

| Fig. 2.<br />

COCOAI governing architecture.<br />

saved power set-points. The interface<br />

of the Load Governor to the existing<br />

turbine controller is kept very simple;<br />

the Load Governor uses relay contacts<br />

in parallel to control desk pushbutton<br />

contacts. This kind of interface is<br />

compatible with all possible turbine<br />

controllers. Ef<strong>for</strong>t required from the<br />

turbine operator reduces significantly.<br />

Additionally the Load Governor<br />

can comprise the functions of primary<br />

and secondary frequency control if<br />

the existing turbine controller does<br />

not include them, or if these functions<br />

within the existing turbine controller<br />

do not satisfy recent requirements.<br />

5.2 Core Governor<br />

The second new supplemental device<br />

is called Core Governor (Figure 2).<br />

The Core Governor comprises all the<br />

functions needed <strong>for</strong> power operation<br />

of the reactor core except the ACT (or<br />

LSP) control.<br />

Such a governing architecture<br />

allows the control system to be subdivided<br />

into two levels (Figure 2):<br />

Controller Level securing the operation<br />

and Governor Level optimizing<br />

the operation. All safety and reliability<br />

related functions remain at Controller<br />

Level. The Governor Level includes<br />

devices which can be assigned to Operator<br />

Assistant Systems (OAS) having<br />

lower safety requirements than<br />

devises at Controller Level.<br />

Moreover, the described governing<br />

architecture makes it possible to use<br />

Artificial Narrow Intelligence technology<br />

<strong>for</strong> the Core Governor function.<br />

Usage of this new technology enables<br />

to take into consideration all existing<br />

and imaginable goals of core control<br />

simultaneously and not only <strong>for</strong> the<br />

current moment but also <strong>for</strong> a significant<br />

time span in the future. COCOAI<br />

can govern the core in the way,<br />

avoi ding possible problems like<br />

touching of process limits not only <strong>for</strong><br />

the current moment, but using<br />

pre diction also <strong>for</strong> the next 24 hours.<br />

The main inputs <strong>for</strong> this prediction are<br />

the Load Schedule coming from<br />

the Load Governor (see Figure 2)<br />

and poisoning vector calculated by<br />

the Core Governor on the basis of<br />

the power history. Simultaneously,<br />

COCOAI ensures the most economical<br />

operation within given limits in all<br />

phases of the burnup cycle. The<br />

actuators of the Core Governor are the<br />

Bo/Di system and H-bank drives (see<br />

Figure 2). There are three implementation<br />

possibilities <strong>for</strong> the actuator<br />

interface: manual, semi- automatic<br />

and automatic.<br />

In the first case the Core Governor<br />

serves as an OAS showing the predicted<br />

values of all important process<br />

variables <strong>for</strong> the next 24 hours,<br />

together with the automatically compiled<br />

plan <strong>for</strong> control actions <strong>for</strong> this<br />

time span and proposing these control<br />

actions in real time. If the operator<br />

executes the proposed control action,<br />

process variables remain in the<br />

current plan; if the operator ignores<br />

the proposition or makes some unproposed<br />

actions, COCOAI will, like a<br />

street navigator, quickly compile a<br />

new plan and display it.<br />

In semi-automatic mode the operator<br />

pushes and holds the ‘enable’ button<br />

and the Core Governor automatically<br />

per<strong>for</strong>ms the control actions while the<br />

’enable’ button is pushed.<br />

In fully automatic mode, pushing<br />

of the ‘enable’ button is not more<br />

necessary. The operator observes the<br />

process and its prediction on a screen<br />

having the possibility each time to<br />

deselect the fully automatic mode and<br />

to per<strong>for</strong>m further control of Bo/Di<br />

and H-bank manually. The ACT (or<br />

LSP) control, actuating the P-bank,<br />

remains fully automatic, since it is<br />

provided by a simple control device at<br />

Controller Level (see Figure 2).<br />

6 Summary<br />

The new governing concept presented<br />

in this paper can be applied to all<br />

existing PWRs including all variations<br />

such as DWR or VVER as well as <strong>for</strong><br />

new build NPPs if they use PWR<br />

principle. It enables highly econo mical<br />

and flexible operation of the NPP<br />

within given operation limits. Additionally<br />

the NPP operator receives a<br />

prediction <strong>for</strong> all important process<br />

variables <strong>for</strong> the next 24 hours.<br />

References<br />

[1] Victor Morokhovskyi, Jürgen Rudolph, Tatiana Salnikova,<br />

Transfer of Concepts <strong>for</strong> Flexible Operation to Different Plant<br />

Types, Printed in AMNT, Berlin, Mai 16-17, 2017.<br />

[2] Klaus-Peter Hornung, Andreas Kuhn, Victor Morokhovskyi,<br />

Advanced Load Following Control with Predictive Reactivity<br />

Management (ALFC-PREDICTOR), London, 26-th ICONE –<br />

<strong>International</strong> Conference on <strong>Nuclear</strong> Engineering, July 22-26,<br />

2018.<br />

Author<br />

Dr.rer.nat. Victor Morokhovskyi<br />

Senior Expert at Framatome GmbH<br />

in Erlangen, Germany<br />

Lecturer at Hannover University<br />

of Applied Sciences and Arts<br />

victor.morokhovskyi@<br />

framatome.com<br />

Operation and New Build<br />

Reactor Core Control Based on Artificial Intelligence ı Victor Morokhovskyi


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

On the Potential to Increase the Accuracy<br />

of Source Term Calculations <strong>for</strong> Spent<br />

<strong>Nuclear</strong> Fuel from an Industry Perspective<br />

Marcus Seidl, Peter Schillebeeckx and Dimitri Rochman<br />

1 Introduction One of the many success factors of nuclear projects and in particular of interim Planned entry <strong>for</strong><br />

storage and final repository projects are: the economic viability of the endeavor and the reliability<br />

of the engineering predictions. The better the accuracy of simulation tools and codes is, the smaller<br />

are the required error margins of parameters relevant <strong>for</strong> nuclear and non-nuclear safety<br />

assessments and the smaller are the required resources to build the above-mentioned facilities. For<br />

example, the decay heat emitted from storage casks at the time of entry is one factor that determines the minimum<br />

spacing between casks in a deep underground repository. The decay heat also determines the minimum required<br />

shutdown cooling time be<strong>for</strong>e fuel assemblies can be transported to an interim storage facility and final repositories.<br />

The gamma and neutron source terms determine the shielding requirements <strong>for</strong> transport casks and packaging facilities.<br />

The planned deep underground repository in Forsmark, Sweden, <strong>for</strong> example, is designed to have a capacity of<br />

6,000 canisters and requires an excavation mass of about 1.6M tonnes of rock [1]. If the required volume can be reduced<br />

by 10 %, due to more accurate predictions of the minimum canister distance, important costs savings <strong>for</strong> the ~500M€<br />

[2] worth of tunnel investments would follow. Another important cost driver is the waiting period until all spent fuel<br />

can be removed from a shutdown nuclear power station. Operation of required safety systems <strong>for</strong> criticality safety and<br />

heat removal cost several 10k€ per day. There<strong>for</strong>e, reducing the wait time by several months can make a substantial<br />

contribution to the financial per<strong>for</strong>mance of a plant decommissioning project.<br />

Besides project costs an equally important<br />

success factor is the reliability<br />

of engineering predictions regarding<br />

the safety parameters of the spent<br />

nuclear fuel. A high precision estimate<br />

of a safety parameter based on today's<br />

knowledge can turn out to be biased<br />

and predicted with too optimistic<br />

error margins if new research leads<br />

to a revision of taken-<strong>for</strong>-granted<br />

methods and data. The consideration<br />

of this possibility is especially relevant<br />

<strong>for</strong> the above-mentioned projects,<br />

with planning phases that can take<br />

many years and execution phases<br />

often spanning many decades. The<br />

need <strong>for</strong> cost-optimization on the one<br />

hand and the potential of incomplete<br />

knowledge on the other hand, can<br />

result in an overoptimization of a<br />

facility’s engineering design which is<br />

not sufficiently robust to absorb future<br />

revisions of established methods.<br />

This article is structured as follows:<br />

firstly, a short review of the state-ofthe-art<br />

of source term determination<br />

which encompasses nuclide vector<br />

determination of spent fuel, gammaand<br />

neutron source terms and decay<br />

heat is given. Secondly, identification<br />

of potential knowledge gaps and<br />

options to improve the accuracy of<br />

current methods and tools follows.<br />

The role of the EURAD task 8, subtask<br />

2 [3] to contribute to this objective is<br />

explained. Thirdly, given the current<br />

set of data to validate simulation tools<br />

and codes the case <strong>for</strong> using either<br />

thin-tailed or thick-tailed statistics to<br />

generate robust engineering pre dictions<br />

is discussed.<br />

2 Prediction of source<br />

terms <strong>for</strong> spent nuclear<br />

fuel<br />

A determination of source terms <strong>for</strong><br />

spent nuclear fuel can be divided into<br />

four knowledge domains. First: initial<br />

material composition and geometry.<br />

Second: parameter change during<br />

irradiation. Third: nuclear data<br />

including neutron interaction cross<br />

sections, fission product yields,<br />

neutron and gamma-ray emission<br />

data and radioactive decay data.<br />

Forth: nuclide vector generation<br />

| Fig. 1.<br />

Knowledge domains <strong>for</strong> making source term predictions.<br />

during irradiation and decay chains<br />

simulation. The domains are shown<br />

in Figure 1.<br />

From a life cycle point of view<br />

reactor operation comes first and<br />

criticality safety considerations and<br />

the determination of the effective<br />

multiplication factor k eff were traditionally<br />

of higher priority compared to<br />

parameters important <strong>for</strong> backend<br />

activities. There<strong>for</strong>e, reactor physics<br />

tools which determine the neutron<br />

field during reactor operation are<br />

mostly validated with high quality<br />

data often obtained from single effects<br />

tests. What constitutes a single effects<br />

test depends on circumstances.<br />

353<br />

DECOMMISSIONING AND WASTE MANAGEMENT<br />

Decommissioning and Waste Management<br />

On the Potential to Increase the Accuracy of Source Term Calculations <strong>for</strong> Spent <strong>Nuclear</strong> Fuel from an Industry Perspective ı Marcus Seidl, Peter Schillebeeckx and Dimitri Rochman


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

DECOMMISSIONING AND WASTE MANAGEMENT 354<br />

Compared to conditions in a commercial<br />

reactor here single effects tests are<br />

meant to have material compositions,<br />

geometries and boundary conditions<br />

which are much better defined and<br />

are relatively simple configurations<br />

compared to the order of 50k of fuel<br />

rods in a commercial reactor. There is<br />

very little uncertainty regarding irradiation<br />

conditions and main emphasis<br />

is on validating microscopic data.<br />

In later stages of the reactor life<br />

cycle nuclides relevant <strong>for</strong> burnup<br />

credit receive more attention. First,<br />

they are important to predict the<br />

reactivity and other safety parameters<br />

of a reactor during cycle burnup and<br />

core reload. For example: critical<br />

boron concentration as a function of<br />

full power days, power density<br />

peaking and homogenization during<br />

irradiation. Second, these nuclides<br />

are inputs <strong>for</strong> safety analyses in which<br />

the radioactive inventory is a major<br />

parameter (e.g. decay heat during<br />

regular shutdowns or dose rate<br />

| Fig. 2.<br />

Factors influencing accuracy of source term validation <strong>for</strong> relatively simple (single effects) tests (top) and integral tests like samples<br />

from commercial nuclear fuel (bottom).<br />

| Tab. 1.<br />

Nuclides of interest identified in [49,50] relevant <strong>for</strong> criticality, burnup credit and dose rate.<br />

calculations during accidents). Moreover,<br />

they are used as input <strong>for</strong> safety<br />

analyses regarding transport and<br />

storage of spent fuel. Finally, as<br />

the life cycle ends and interim and<br />

final repository activities increase, the<br />

priorities among nuclides and radioactive<br />

decay modes again changes due<br />

to the much larger time scales <strong>for</strong><br />

these projects.<br />

For example, the SCALE code<br />

system, which covers many of the<br />

reactor physics and backend analysis<br />

fields [4], has been exten sively<br />

validated with experiments collected<br />

in the <strong>International</strong> Handbook of<br />

Evaluated Criticality Safety Benchmark<br />

Experiments (ICSBEP Handbook<br />

[5]). In these experiments the<br />

system configurations are kept as<br />

simple as possible: uranium or<br />

plutonium systems with a wide range,<br />

but accurately defined isotopic vector<br />

variations. Other, simple materials<br />

include light water as primary<br />

moderator, and reflectors consisting<br />

of light water as well as graphite,<br />

beryllium, molybdenum. The geometrical<br />

configurations are often<br />

much simpler than in a commercial<br />

reactor, they are static and typically<br />

no nuclides relevant <strong>for</strong> burnup credit<br />

are included.<br />

For the purpose of criticality safety<br />

<strong>for</strong> transport, storage and treatment of<br />

spent fuel the feasibility and reliability<br />

of burnup credit has also seen considerable<br />

ef<strong>for</strong>t [6, 28]. While code- tocode<br />

benchmarks are straight <strong>for</strong>ward<br />

[7] a comparison with measured<br />

nuclide vectors requires much more<br />

ef<strong>for</strong>t and resources [8, 9, 10]. Firstly,<br />

in many cases irradiated fuel comes<br />

from commercial reactors and<br />

boundary conditions during irradiation<br />

are less well known compared to<br />

single effects tests <strong>for</strong> criticality benchmarks,<br />

<strong>for</strong> example. Secondly, a post-irradiation<br />

determination of the nuclide<br />

com po sition is resource intensive and<br />

usually only done <strong>for</strong> pellet-sized<br />

samples of a fuel assembly. While the<br />

average energy generation of a fuel<br />

assembly is known with relatively high<br />

accuracy, factors such as local parameter<br />

variation due to rod or fuel bowing,<br />

moderator conditions, neutron<br />

field suppression by spacer grids, neutron<br />

spectrum shifts induced by neighboring<br />

fuel assemblies or shielding by<br />

moving control rods increase the uncertainty<br />

of the nuclide vector prediction<br />

at the pellet- scale and there<strong>for</strong>e<br />

limit validation ef<strong>for</strong>ts. Thirdly, nuclide<br />

vector determination at a fixed burnup<br />

point yields only a single snapshot of<br />

the behavior of a non-linear system and<br />

Decommissioning and Waste Management<br />

On the Potential to Increase the Accuracy of Source Term Calculations <strong>for</strong> Spent <strong>Nuclear</strong> Fuel from an Industry Perspective ı Marcus Seidl, Peter Schillebeeckx and Dimitri Rochman


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

there<strong>for</strong>e limits the ability to extrapolate<br />

the validation to different<br />

burnup conditions. Figure 2 summarizes<br />

relevant factors influencing the<br />

evaluation of samples from commercial<br />

reactors. Under ideal validation<br />

conditions irradiation would be done<br />

with well-known circumstances in a<br />

research reactor and nuclide vectors<br />

would be determined <strong>for</strong> a series of<br />

burnup steps to eliminate most of the<br />

above-mentioned limitations.<br />

| Fig. 3.<br />

Concentration of U235, Cm244, Nd148, Pm147 <strong>for</strong> a reference PWR UO2 assembly at 50MWd/kgU;<br />

while the EOL burnup remained fixed; the power history and the cycle durations were randomly<br />

changed <strong>for</strong> the assembly’s 4-cycle lifetime.<br />

Table 1 marks the most pro mi nent<br />

nuclides <strong>for</strong> criticality, <strong>for</strong> burnupcredit<br />

and <strong>for</strong> radiation dose of spent<br />

fuel. Which nuclides are more relevant<br />

than others depends on time<br />

scales and safety parameters. Nuclides<br />

contributing to neutron emission are<br />

different from nuclides contributing<br />

to decay heat. Nuclides contributing<br />

to decay heat at reactor shutdown are<br />

different from nuclides contributing<br />

to decay heat in a final repository.<br />

Also, final repositories often have<br />

limits on the concentration of particular<br />

nuclides mentioned in other<br />

environmental regulations which fall<br />

outside of the attention of classical<br />

source term determination.<br />

Figure 3 shows the relative concentration<br />

of some actinides and<br />

fission products <strong>for</strong> a typical 4 wt%<br />

U-235 PWR fuel assembly (determined<br />

with the SCALE code system).<br />

The irradiation history (power and<br />

duration) was randomly changed but<br />

EOL burnup was kept constant and all<br />

values are normalized to the results of<br />

the reference irradiation. For some<br />

nuclides such as Cm-244 or Pm-147<br />

history effects matter because of the<br />

DECOMMISSIONING AND WASTE MANAGEMENT 355<br />

| Fig. 4.<br />

Nuclide vector spread <strong>for</strong> a representative PWR UO2 fuel assembly at 50MWd/kgU; nuclide concentrations are normalized to burnup of each node<br />

(i.e. if the nuclide concentration would scale linearly with burnup all values would be at 1.0).<br />

Decommissioning and Waste Management<br />

On the Potential to Increase the Accuracy of Source Term Calculations <strong>for</strong> Spent <strong>Nuclear</strong> Fuel from an Industry Perspective ı Marcus Seidl, Peter Schillebeeckx and Dimitri Rochman


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

DECOMMISSIONING AND WASTE MANAGEMENT 356<br />

non-linear character of the nuclide<br />

generation and destruction chains.<br />

Another example is shown in Figure<br />

4. Results <strong>for</strong> the 32 axial nodes of<br />

the same fuel assembly as above were<br />

analyzed. In the figure the nuclide<br />

concentrations were first normalized<br />

with the mean value and then<br />

scaled with burnup. As expected,<br />

the Nd-148 monitor values are concentrated<br />

at 1.0. But <strong>for</strong> many other<br />

nuclides the scatter is visibly larger.<br />

This underlines again the difficulty<br />

to get high quality test data from<br />

commercial irradiation.<br />

3 Potential <strong>for</strong><br />

improvement of source<br />

term predictions<br />

The validation of source terms has<br />

two legs: first, the simulation tools<br />

and codes which determine them<br />

use as input evaluated nuclear<br />

data such as ENDF/B [11] or JEFF<br />

| Fig. 5.<br />

Using the principles of particle transport and decay to trans<strong>for</strong>m an initial nuclide vector with evaluated, measured microscopic data into<br />

a nuclide vector at a future state.<br />

LIB Cumulative yield (%)<br />

Sr-90<br />

Cs-137<br />

JEF-2.2 5.847 6.244<br />

JEFF-3.1.1 5.729 6.221<br />

JEFF-3.3 5.676 6.090<br />

JENDL-4.0 5.772 6.175<br />

ENDF/B-V 5.913 6.220<br />

ENDF/B-VII.1 5.782 6.188<br />

1-sigma 1.20 % 0.40 %<br />

LIB<br />

Sr-90 + Y-90<br />

+ / keV<br />

Cs-137 + Ba-137m<br />

decay data 1129 813<br />

JEFF-3.1.1 1107 812<br />

JENDL/FPD-2011 1130 811<br />

ENDF/B-VII.1 1129 8<strong>06</strong><br />

1-sigma 1.00 % 0.30 %<br />

LIB<br />

Integral, average cross section<br />

Sr-90 (b)<br />

Cs-137 (mb)<br />

TENDL-2017 3.936 1.071<br />

JENDL-4.0u 4.018 0.926<br />

JEFF-3.3 3.937 1.040<br />

ENDF/B-VIII.0 3.987 1.573<br />

1-sigma 1.00 % 25 %<br />

| Tab. 2.<br />

Simple estimate of uncertainty regarding yield, neutron capture of Cs-137 and Sr-90 and decay energy<br />

from data of different microscopic data libraries.<br />

[51]: microscopic cross sections,<br />

fission product yields and radioactive<br />

decay data. The majority of these<br />

data are provided with covariance<br />

in<strong>for</strong>mation [12]. By propagating this<br />

input through reactor irradiation<br />

simulations and through decay<br />

periods the source terms and their<br />

uncertainty can be determined [13,<br />

14, 15]. From this perspective the<br />

“theoretical” calculation of source<br />

terms is a trans<strong>for</strong>mation of an initial<br />

nuclide vector to a new nuclide<br />

vector by means of the laws of particle<br />

transport and radioactive decay<br />

using evaluated nuclear data, see<br />

Figure 5.<br />

Second, the codes <strong>for</strong> source term<br />

determination can be validated with<br />

measured nuclide concentrations<br />

such as given in the SFCOMPO database<br />

[16], with integral measurements<br />

of neutron and gamma source<br />

strengths of spent fuel [17, 18, 19] and<br />

decay heat [20, 21] from irradiated<br />

fuel samples and fuel assemblies.<br />

If this in<strong>for</strong>mation would be the<br />

only source of validation, a code<br />

could be entirely based on empirical<br />

para metrizations and could be sufficiently<br />

accurate if its application<br />

stays within the established parameter<br />

range. For example, the classical<br />

<strong>for</strong>mulas <strong>for</strong> decay heat in [22] or<br />

[23] are of this kind.<br />

Some of papers published in the<br />

literature suggest that SCALE and<br />

other sophisticated codes used to<br />

predict SNF source terms appear to<br />

per<strong>for</strong>m better in terms of accuracy<br />

than can be justified by the uncer tainty<br />

of the fundamental, microscopic input<br />

data (see following example of decay<br />

heat predictions). In other published<br />

results the measurement- theory comparisons<br />

show much higher deviations<br />

than would be expected from the<br />

uncertainty of the microscopic data<br />

(see following example on nuclide<br />

vector prediction).<br />

In [24] decay heat measurements<br />

on spent nuclear fuel were per<strong>for</strong>med.<br />

50 BWR and 34 PWR assemblies<br />

were selected <strong>for</strong> measurement<br />

from the Clab inven tory. Shutdown<br />

cooling period was 11 to 27 years in<br />

these cases. The measurement- theory<br />

agree ment in this non-blinded study<br />

was reported excellent and not<br />

larger than the decay heat measurement<br />

uncertainty of 2 %. In a followup<br />

study [25] the overall decay heat<br />

uncertainty from both modeling and<br />

nuclear data was estimated at 1.3 %.<br />

Research in [26] also concluded that<br />

measurement- theory comparisons <strong>for</strong><br />

decay heat were mainly limited by the<br />

Decommissioning and Waste Management<br />

On the Potential to Increase the Accuracy of Source Term Calculations <strong>for</strong> Spent <strong>Nuclear</strong> Fuel from an Industry Perspective ı Marcus Seidl, Peter Schillebeeckx and Dimitri Rochman


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

accuracy of the calorimeters used in<br />

these experiments. For the assemblies<br />

considered in this exercise Cs-137 and<br />

Sr-90 are among the main decay heat<br />

contributors from the entire nuclide<br />

inventory. A simple estimate (by comparing<br />

values in different evaluated<br />

data libraries) of the uncertainty of<br />

their number densities due to fission<br />

yield and absorption cross section<br />

uncertainty combined with the<br />

uncertainty of the specific heat makes<br />

the above 1.3 % estimate appear very<br />

optimistic (see Table 2). Furthermore,<br />

research in [29] with coupled<br />

Monte Carlo and burnup calculations<br />

and comparisons with data from post<br />

irradiation examinations concluded<br />

that the inventory of plutonium isotopes<br />

can be predicted within 2-4 % of<br />

measured values. Given the very good<br />

agreement of decay heat measurements<br />

with predictions in the above<br />

example there is the possibility that a<br />

procedure can be <strong>for</strong>mulated about<br />

how the irradiation history simulation<br />

with its many degrees of freedom<br />

must be done to minimize bias. If<br />

codes are validated and are used in a<br />

parameter range defined by available<br />

experiments this can be an acceptable<br />

approach from a safety point of<br />

view. More attention is necessary if<br />

calculations are made <strong>for</strong> long range<br />

<strong>for</strong>ecasts, which cannot be verified<br />

be<strong>for</strong>e a project receives licensing<br />

approval.<br />

Also, decay heat codes have been<br />

validated at short cooling times<br />

against pulse fission experiments (<strong>for</strong><br />

example [30, 31]) with estimated<br />

uncertainties <strong>for</strong> UOX and MOX fuels<br />

of about 7.5 %. The WPEC Subgroup<br />

25 was <strong>for</strong>med in 2005 to assess and<br />

recommend improvements to the<br />

fission product decay data <strong>for</strong> decay<br />

heat calculations [32]. It already<br />

considered the question if a reduction<br />

in the uncertainty in decay heat<br />

calculations to about 5 % or better is<br />

achievable. One conclusion was that<br />

more accurate measurements were<br />

required to determine the decay<br />

constants of key radionuclides. However,<br />

in the recommended list <strong>for</strong><br />

obtaining better data on 37 nuclides<br />

the emphasis was mostly put on<br />

nuclides with short decay times.<br />

Already in 1976, the impact of the<br />

uncertainties in fission-product yields,<br />

half-lives and decay energies on decay<br />

heat was studied in [33, 34]. This<br />

assessment indicated that decay heat<br />

can be calculated to an accuracy of 7 %<br />

or better <strong>for</strong> cooling times > 10 sec.<br />

The expected accuracy fell to 3 % <strong>for</strong><br />

cooling times larger than 10 3 sec.<br />

| Fig. 6.<br />

C/E values <strong>for</strong> Cm-244 and Cs-137 from [35].<br />

In [35] predictions by the SCALE<br />

code system <strong>for</strong> PWR spent fuel<br />

nuclide inventory were compared<br />

with results from measurements.<br />

In this research a total of 118 fuel<br />

samples were analyzed and predictions<br />

<strong>for</strong> 61 nuclides were included. In<br />

Figure 6 the C/E ratios (experiment<br />

measured over calcu lated) are shown<br />

<strong>for</strong> Cm-244 and Cs-137 as a function<br />

of sample burn up. The C/E values<br />

follow no clear trend with burnup.<br />

This is the case <strong>for</strong> most other<br />

nuclides. Variations between samples<br />

of similar burnup can be as large as<br />

variations between samples of large<br />

and small burnup and magnitudes can<br />

be as large as 10 % and higher.<br />

Even if observables like neutron<br />

emission or decay heat can be predicted<br />

well through <strong>for</strong>tunate circumstances<br />

of error elimination in some<br />

parameter domain, three challenges<br />

remain: first, the error cancellation<br />

might not occur <strong>for</strong> those states and<br />

time scales which cannot be experimentally<br />

verified. Second, <strong>for</strong> some<br />

projects the nuclide number densities<br />

themselves are important and the<br />

reasons <strong>for</strong> the observed, relatively<br />

large C/E variations must be understood.<br />

Third, in order to <strong>for</strong>mulate an<br />

improvement strategy of existing<br />

codes samples whose irradiation<br />

conditions are known with higher<br />

accuracy are necessary.<br />

Concerning the second point, the<br />

C/E variations in Figure 6 appear<br />

rather random without a trend or bias<br />

with burnup. For most nuclides and<br />

experiments the stated nuclide measurement<br />

uncertainties are very small<br />

compared to the observed range of<br />

C/E variations. Moreover, nuclear<br />

input data such as fission product<br />

yield and microscopic cross section<br />

uncertainties do not fully explain the<br />

observed variations. For example,<br />

results in Figure 7 show the impact<br />

of these uncertainties <strong>for</strong> the fuel<br />

DECOMMISSIONING AND WASTE MANAGEMENT 357<br />

Decommissioning and Waste Management<br />

On the Potential to Increase the Accuracy of Source Term Calculations <strong>for</strong> Spent <strong>Nuclear</strong> Fuel from an Industry Perspective ı Marcus Seidl, Peter Schillebeeckx and Dimitri Rochman


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

DECOMMISSIONING AND WASTE MANAGEMENT 358<br />

| Fig. 7.<br />

Estimating Cm-244 and Cs-137 concentration uncertainties (relative units) due to cross section uncertainties, fission yields and decay<br />

parameters <strong>for</strong> a representative UO2 PWR fuel assembly at 50 MWd/kgU.<br />

example from section 2. Calculations<br />

were done with the SAMPLER module<br />

from SCALE which uses the therein<br />

provided covariance in<strong>for</strong>mation<br />

[36]. Also, this source of uncertainty<br />

should manifest itself as a slowly<br />

varying bias as a function of burnup,<br />

not randomly changing between<br />

samples with similar burnup.<br />

Research in [38] made detailed<br />

calculations on how the uncertainty of<br />

the boron concentration, of the fuel<br />

and moderator temperature, of the<br />

final burnup, of the initial U-235<br />

enrichment, of the fuel assembly pitch<br />

and of the type of fuel assembly<br />

neighbors affect C/E results. Assuming<br />

expert guesses <strong>for</strong> plausible input<br />

parameter ranges, the results show<br />

that expected uncertainties <strong>for</strong> C/E<br />

due to these factors <strong>for</strong> most of the<br />

relevant nuclides are smaller than<br />

5 % (Table 3) and are unlikely to explain<br />

C/E variations in the order<br />

of 10 % or more.<br />

As already mentioned, one possible<br />

explanation is that irradiation conditions<br />

on the scale of pellet-sized<br />

samples have much higher uncertainties<br />

than typically assumed. But<br />

they should also average out over the<br />

irradiation lifetime. Another explanation<br />

is that the experimental uncertainties<br />

of the radiochemical nuclide<br />

inventory data may be biased due to<br />

systematic effects depending on the<br />

laboratory or method that is used.<br />

A third explanation is that burnup<br />

monitors like Nd-148 are not sufficiently<br />

reliable to establish similarity<br />

between samples and that more<br />

variables are necessary to create<br />

meaningful classes of samples.<br />

Finally, unrecognized sources of<br />

uncertainty [37] have been introduced<br />

among researchers responsible <strong>for</strong><br />

providing evaluated nuclear data to<br />

address the issue that uncertainties<br />

based on existing covariance in<strong>for</strong>mation<br />

sometimes appear to be<br />

inconsistent and underestimated<br />

with observed scatter of predicted<br />

mean values <strong>for</strong> cross sections or<br />

benchmarks. In the context at hand<br />

irradiation conditions at pellet-scale<br />

or lack of an adequate set of irradiation<br />

history variables could be<br />

examples thereof.<br />

4 Options <strong>for</strong><br />

improvement of source<br />

term predictions<br />

One of the simplest methods used in<br />

industry practice to reliably predict<br />

source terms (i.e. conservatively<br />

overpredict concentration or source<br />

strength) uses the minimum from a<br />

set of C/E results and applies this<br />

value as penalty factor in future calculations.<br />

For example, the C/E values in<br />

Figure 6 suggest that the calculated<br />

Cm-244 concentration is under estimated<br />

at most by a factor of 0.6. All<br />

future calculation results would be<br />

multiplied with a penalty factor of 1.7.<br />

The disadvantage of this approach<br />

is that it depends only on a single<br />

minimum value which could also be<br />

an outlier. Another downside is that<br />

in this approach no in<strong>for</strong>mation is<br />

generated <strong>for</strong> situations which are not<br />

covered by the existing validation<br />

database. Also, any burnup dependence<br />

of the penalty factor is ignored.<br />

Moreover, the in<strong>for</strong>mation of all the<br />

other samples’ C/E result is discarded.<br />

An appropriate statistical analysis<br />

framework is necessary to account<br />

<strong>for</strong> all the in<strong>for</strong>mation which is available<br />

in the data. The main condition<br />

to decide is whether the observed,<br />

seemingly random variations of<br />

the C/E results are thin- (optimistic<br />

approach: statistical independent<br />

sample irradiation and evaluation<br />

conditions, averaging over C/E results<br />

converges to true bias) or thick-tailed<br />

(conservative approach: sample irradiation<br />

and evaluation conditions<br />

are not independent, outliers are<br />

important pieces of in<strong>for</strong>mation).<br />

If the C/E variations are relatively<br />

small or within plausible uncertainty<br />

margins one can assume that the<br />

randomness comes from a Gaussian<br />

distribution with unknown mean and<br />

variance. There are various statistical<br />

tests available to check if this assumption<br />

should be rejected. Table 4<br />

shows, <strong>for</strong> example, that C/E results<br />

<strong>for</strong> Cm-244 are more likely to be<br />

Gaussian distributed than results <strong>for</strong><br />

Cs-137. If there is sufficient confidence<br />

Decommissioning and Waste Management<br />

On the Potential to Increase the Accuracy of Source Term Calculations <strong>for</strong> Spent <strong>Nuclear</strong> Fuel from an Industry Perspective ı Marcus Seidl, Peter Schillebeeckx and Dimitri Rochman


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

Fuel pitch<br />

(δ=0.005cm)<br />

Surrounding<br />

(depleted vs<br />

reference)<br />

Enrichment<br />

(δ=0.05wt%)<br />

| Tab. 3.<br />

Relative uncertainties (%) due to irradiation boundary condition changes estimated in [38].<br />

Fuel-T<br />

(δ=50K)<br />

Moderator-T<br />

(δ=2K)<br />

Burnup<br />

(δ=2%)<br />

Cm-244 1.2 3.0 2.4 0.1 0.7 9.0<br />

Cm-243 1.2 2.0 1.1 0.4 0.7 5.3<br />

Cm-242 1.0 1.0 0.6 0.4 0.4 3.3<br />

Am-243 0.5 2.2 1.7 0.3 0.4 6.1<br />

Am-241 1.2 2.0 0.5 0.9 0.6 0.2<br />

Pu-242 0.1 1.0 1.3 0.2 0.0 4.4<br />

Pu-241 1.2 1.0 0.0 0.7 0.6 1.2<br />

Pu-240 0.4 0.0 0.3 0.2 0.3 1.6<br />

Pu-239 1.4 0.0 0.5 0.7 0.6 0.1<br />

Pu-238 1.1 1.0 0.2 0.2 0.6 4.3<br />

Np-237 0.7 1.0 0.4 0.3 0.3 2.2<br />

U-236 0.0 0.0 1.0 0.1 0.0 0.7<br />

U-235 1.0 1.0 3.1 0.6 0.5 4.0<br />

U-234 0.1 1.0 0.5 0.2 0.1 1.5<br />

Eu-155 1.3 1.0 0.2 0.2 0.5 3.1<br />

Eu-154 0.6 1.0 0.4 0.0 0.3 3.7<br />

Eu-153 0.1 1.0 0.2 0.0 0.1 2.5<br />

Sm-152 0.3 0.0 0.0 0.0 0.2 1.5<br />

Sm-151 1.5 1.0 0.7 0.5 0.9 0.5<br />

Sm-150 0.1 1.0 0.0 0.0 0.1 2.3<br />

Sm-149 1.1 1.0 1.1 0.7 0.9 0.3<br />

Sm-147 0.2 0.0 0.5 0.1 0.2 0.1<br />

Pm-147 0.2 0.0 0.5 0.2 0.1 0.5<br />

Gd-155 1.4 1.0 0.1 0.2 0.5 3.0<br />

Cs-137 0.0 1.0 0.1 0.0 0.0 2.0<br />

Cs-134 0.3 1.0 0.4 0.1 0.2 4.0<br />

Cs-133 0.1 1.0 0.2 0.0 0.0 1.6<br />

Ag-109 0.2 1.0 0.7 0.3 0.1 2.8<br />

Rh-103 0.1 0.0 0.1 0.2 0.0 1.3<br />

Ru-101 0.0 1.0 0.0 0.0 0.0 2.0<br />

Tc-99 0.1 0.0 0.1 0.0 0.0 1.7<br />

Mo-95 0.1 0.0 0.2 0.0 0.1 1.7<br />

DECOMMISSIONING AND WASTE MANAGEMENT 359<br />

Cm-244<br />

Cs-137<br />

Statistic P-Value Statistic P-Value<br />

Anderson-Darling 0.208448 0.87023 Anderson-Darling 0.734219 0.0541662<br />

Baringhaus-Henze 0.341385 0.790368 Baringhaus-Henze 0.7<strong>06</strong>856 0.<strong>06</strong>46831<br />

Cramér-von Mises 0.0295401 0.858128 Cramér-von Mises 0.121485 0.0568223<br />

Jarque-Bera ALM 0.147449 0.928628 Jarque-Bera ALM 7.19179 0.0466512<br />

Kolmogorov-Smirnov 0.00851119 0.952135 Mardia Combined 7.19179 0.0466512<br />

Kuiper 0.0155151 0.93949 Mardia Kurtosis 1.58167 0.113726<br />

Mardia Combined 0.147449 0.928628 Mardia Skewness 3.27423 0.0703758<br />

Mardia Kurtosis -0 .239727 0.810542 Pearson x2 14.9452 0.0924521<br />

Mardia Skewness 0.10<strong>06</strong> 0.751111 Shapiro-Wilk 0.968223 0.<strong>06</strong>21728<br />

Pearson x2 51.712 0.170192<br />

Shapiro-Wilk 0.999592 0.90984<br />

Watson U2 0.0284101 0.836886<br />

| Tab. 4.<br />

Statistical tests to check if distributions of C/E <strong>for</strong> Cm-244 and Cs-137 in Figure 6 are consistent with a Gaussian distribution.<br />

in the existence of a Gaussian process<br />

governing the tests, the unknown<br />

mean and variance can be estimated<br />

with the usual maximum likelihood<br />

method and the confidence interval<br />

by using a Student-t distribution [39].<br />

For the shown example of Cm-244 the<br />

95 % confidence intervals are:<br />

μ ∈ [0.96, 1.03], σ ∈ [0.12, 0.17],<br />

Cs-137: μ ∈ [0.99, 1.02], σ ∈ [0.04,<br />

0.<strong>06</strong>]. The results <strong>for</strong> μ can be interpreted<br />

as systematic bias and can be<br />

used to improve codes with empirical<br />

factors or to confirm that updated,<br />

microscopic cross sections result in<br />

improved C/E values. For example,<br />

the path to Cm-244 is through neutron<br />

capture of Pu-242. In the thermal<br />

energy range most evaluations refer to<br />

cross sections from 1971 [40] and<br />

1966 [41] and in ENDF/B-VII.1 and<br />

JEFF-3.2, <strong>for</strong> example, evaluations<br />

differ up to 20 %. Hence this cross<br />

section would be a suitable candidate<br />

<strong>for</strong> further improvement.<br />

In previous research using Bayesian<br />

updating [42,43] it has been demonstrated<br />

that a combination of<br />

in<strong>for</strong> mation from measurements of<br />

microscopic data and from integral<br />

Decommissioning and Waste Management<br />

On the Potential to Increase the Accuracy of Source Term Calculations <strong>for</strong> Spent <strong>Nuclear</strong> Fuel from an Industry Perspective ı Marcus Seidl, Peter Schillebeeckx and Dimitri Rochman


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

DECOMMISSIONING AND WASTE MANAGEMENT 360<br />

[46,47,48] to cover the large variations<br />

of output parameters. In short,<br />

the C/E data can be used <strong>for</strong> the<br />

preparation of a set of upper-order<br />

statistics and from it the characteristic<br />

of threshold exceedances can be<br />

deduced. The main distributional<br />

model <strong>for</strong> exceedances over thresholds<br />

is the generalized Pareto distribution<br />

G ξ,β (x). For a given level u, a number<br />

of N u datapoints will exceed the<br />

threshold and the excesses are used to<br />

fit the parameters of G by maximum<br />

likelihood. The threshold is typically<br />

determined from a mean excess<br />

plot, see Figure 8 top (u≈0.2 <strong>for</strong><br />

Cm-244 and u≈0.1 <strong>for</strong> Cs-137 in this<br />

example). The bottom of Figure 8<br />

shows the Q-Q plots <strong>for</strong> both nuclides<br />

together with the reference line from<br />

fitted G ξ,β . The advantage of this<br />

approach is that all the in<strong>for</strong>mation of<br />

the existing datapoints is used and<br />

that very conservative, quantitative<br />

estimates can be given how likely<br />

unseen outliers or extreme values are.<br />

The disadvantage is that there is no<br />

explanation why the outliers exist.<br />

Extreme value theory assumes that<br />

more often than not unknowns in<br />

irradiation conditions, code theory<br />

and nuclear data and radiochemical<br />

sample analysis do not <strong>for</strong>tuitously<br />

cancel each other out.<br />

| Fig. 8.<br />

Distribution of excesses <strong>for</strong> Cm-244 and Cs-137 (top) and Q-Q plot using a Generalized Pareto<br />

distribution as reference.<br />

tests like the above can lead to an<br />

improvement of microscopic data. One<br />

of the objectives of the EURAD work<br />

package 8 subtask 2 is to provide highly<br />

accurate integral test results and<br />

provide recommendations <strong>for</strong> nuclear<br />

data that need to be improved.<br />

The other alternative to interpret a<br />

relatively thin database is to embed it<br />

into a thick-tailed model (i.e. a model<br />

which allows higher probabilities<br />

<strong>for</strong> events outside of conventional<br />

domain). This can be reasonable <strong>for</strong><br />

three purposes: first, observed outliers<br />

cannot be discarded and are a hint <strong>for</strong><br />

unidentified sources of uncertainty.<br />

Second, in some applications simulation<br />

tools must make predictions<br />

in parameter ranges which are not<br />

accessible by current experiments and<br />

prudence and conser vatism is important.<br />

Third, the system belongs to the<br />

complex class of systems in which<br />

often small changes of boundary<br />

parameters can have over proportionally<br />

large effects on results<br />

[44,45]. In these cases, the methods<br />

of extreme value theory can be applied<br />

5 Conclusion<br />

A large database of single effects tests<br />

and integral tests has been built <strong>for</strong><br />

source term validation since the start<br />

of the civil nuclear programs. Ef<strong>for</strong>ts<br />

were mainly focused on criticality<br />

safety, burnup credit and decay heat.<br />

There is little coherence between<br />

these ef<strong>for</strong>ts and requirements<br />

concerning long-term storage only<br />

recently received higher priority.<br />

Increasing the accuracy of existing<br />

source term predictions faces several<br />

hurdles:<br />

p Different source terms and different<br />

time scales require setting<br />

different priorities on nuclides.<br />

Resource constraints exist to complement<br />

existing data.<br />

p High quality tests <strong>for</strong> measurement<br />

of source terms are scarce and<br />

significantly improving knowledge<br />

about irradiation boundary conditions<br />

<strong>for</strong> most samples of commercial<br />

fuel appears unrealistic at<br />

the moment.<br />

p Many integral tests show relatively<br />

large differences between measurements<br />

and theory which cannot<br />

easily be explained by known<br />

uncertainties of microscopic data<br />

and irradiation conditions.<br />

Decommissioning and Waste Management<br />

On the Potential to Increase the Accuracy of Source Term Calculations <strong>for</strong> Spent <strong>Nuclear</strong> Fuel from an Industry Perspective ı Marcus Seidl, Peter Schillebeeckx and Dimitri Rochman


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

Among others, research in the EURAD<br />

WP8 subtask 2 addresses these issues<br />

by:<br />

p Reevaluating data from samples<br />

from commercial fuel <strong>for</strong> which<br />

irradiation boundary conditions<br />

are known with relatively high<br />

accuracy.<br />

p Detailed sensitivity analysis to<br />

define reliable uncertainty margins<br />

<strong>for</strong> nuclide inventory and corresponding<br />

source terms predictions<br />

and identify nuclear data requirements<br />

to improve the predictive<br />

power of codes.<br />

p Identifying a potential <strong>for</strong> improvement<br />

of the robustness of industrystandard<br />

code predictions. Both by<br />

embedding existing C/E results<br />

into a suitable statistical framework<br />

and by comparison with<br />

latest, sophisticated codes.<br />

Acknowledgement<br />

Co-funding from European Commission<br />

under Grant Agreement number<br />

847593 is highly acknowledged.<br />

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30. M. Akiyama, S. An, Measurements of Fission-product Decay<br />

Heat <strong>for</strong> Fast Reactors, Proc. Int. Conf. on <strong>Nuclear</strong> Data <strong>for</strong><br />

Science and Technology, pp. 237-244, Antwerp, Belgium,<br />

1982.<br />

31. J.K. Dickens, T.A. Love, J.W. McConnell, Fission-product Energy<br />

Release <strong>for</strong> Times Following Thermal-neutron Fission of 239Pu<br />

and 241Pu Between 2 and 14 000 Seconds, Nucl. Sci. Eng.,<br />

Vol. 78, pp. 126-146, 1981.<br />

32. NEA/WPEC-25, <strong>International</strong> evaluation cooperation volume<br />

25, Assessment of fission product decay data <strong>for</strong> decay heat<br />

calculations, Report NEA no. 6284, <strong>Nuclear</strong> Energy Agency/<br />

OECD, Paris, 2007.<br />

33. F. Schmittroth, Uncertainty analysis of fission-product<br />

decay- heat summation methods, Nucl. Sci. Eng., Vol, 59,<br />

pp. 117-139, 1976.<br />

34. F. Schmittroth, R.E. Schenter, Uncertainties in fission product<br />

decay-heat calculations, Nucl. Sci. Eng., Vol. 63, pp. 276-291,<br />

1977.<br />

35. G. Radulescu, I.C. Gauld, G. Ilas, SCALE 5.1 Predictions of PWR<br />

Spent <strong>Nuclear</strong> Fuel Isotopic Compositions, ORNL/TM-2010/44,<br />

Oak Ridge National Laboratory, Oak Ridge, TN, 2010.<br />

36. W.J. Marshall et al., Development and Testing of Neutron<br />

Cross Section Covariance Data <strong>for</strong> SCALE 6.2, Proceedings of<br />

<strong>International</strong> Conference on <strong>Nuclear</strong> Criticality Safety,<br />

Charlotte, NC, 2015.<br />

37. R. Capote et al., Unrecognized sources of uncertainties (USU)<br />

in experimental nuclear data, <strong>Nuclear</strong> Data Sheets, Vol. 163,<br />

pp. 191-227, 2020.<br />

38. NEA/NSC/WPNCS/DOC(2011)5, Spent nuclear fuel assay data<br />

<strong>for</strong> isotopic validation, State-of-the-art report, <strong>Nuclear</strong> Energy<br />

Agency/OECD, Paris, 2011.<br />

39. Student, The probable error of a mean, Biometrika, Vol. 6(1),<br />

pp. 1-25, 1908.<br />

40. T.E. Young et al., The low-energy total neutron cross section<br />

of plutonium-242, Nucl. Sci. Eng., 43, pp. 341-342, 1971.<br />

41. G.F. Auchampaugh et al., Neutron total cross section of Pu242,<br />

Phys. Rev., Vol 146, p.840, 1966.<br />

42. A.J. Koning, Bayesian Monte Carlo method <strong>for</strong> nuclear data<br />

evaluation, Eur. Phys. J. A, Vol. 51, 184, 2015.<br />

43. E. Alhassan, Bayesian updating <strong>for</strong> data adjustments and<br />

multi-level uncertainty propagation within Total Monte Carlo,<br />

Ann. Nucl. Energy, Vol. 139, 107329, 2020.<br />

44. A. Majdandzic et al., Spontaneous recovery in dynamical<br />

networks, Nature Physics, Vol. 10, pp. 34-38, 2013.<br />

45. S.V. Buldyrev et al., Catastrophic cascade of failures in<br />

interdependent networks, Nature, Vol. 464, pp. 1025-1028,<br />

2010.<br />

46. P. Embrechts, C. Klüppelberg, T. Mikosch, Modelling extremal<br />

events <strong>for</strong> insurance and finance, Springer-Verlag, Berlin, 1997.<br />

47. J. Pickands, Statistical inference using extreme order statistics,<br />

Ann, Statist., Vol. 3, pp. 119-131, 1975.<br />

48. E.J. Gumbel, Statistics of Extremes, Columbia University Press,<br />

New York, 1958.<br />

49. I.C. Gauld, G. Ilas, G. Radulescu, Uncertainties in predicted<br />

isotopic compositions <strong>for</strong> high burnup PWR spent nuclear fuel,<br />

ORNL/TM-2010/41, Oak Ridge National Laboratory, Oak<br />

Ridge, TN, 2010.<br />

50. G. Zerovnik et. al., Observables of interest <strong>for</strong> the<br />

characterization of spent nuclear fuel, JRC Technical Report JRC<br />

112361, Luxembourg, 2018.<br />

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Library, PHYSOR 2020, Seoul, Korea, 2002.<br />

Authors<br />

Marcus Seidl<br />

PreussenElektra GmbH<br />

marcus.seidl@preussenelektra.de<br />

Tresckowstraße 5<br />

30457 Hannover, Germany<br />

Peter Schillebeeckx<br />

EC Joint Research Center<br />

Retieseweg 111<br />

2440 Geel, Belgium<br />

Dimitri Rochman<br />

Reactor Physics and Thermal<br />

Hydraulic Laboratory<br />

Paul Scherrer Institut<br />

Villingen, Switzerland<br />

DECOMMISSIONING AND WASTE MANAGEMENT 361<br />

Decommissioning and Waste Management<br />

On the Potential to Increase the Accuracy of Source Term Calculations <strong>for</strong> Spent <strong>Nuclear</strong> Fuel from an Industry Perspective ı Marcus Seidl, Peter Schillebeeckx and Dimitri Rochman


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

DECOMMISSIONING AND WASTE MANAGEMENT 362<br />

Experimental Investigations into Flow<br />

Conditions of Konrad Exhaust Air Channel<br />

Steffen Wildgrube, Anton Anthofer, Michael Haas, Alexander Kratzsch and Clemens Schneider<br />

The minesite Konrad is going to be converted into a final storage facility <strong>for</strong> solid or consolidated radioactive waste with<br />

negligible heat generation. To investigate the flow in the exhaust channel “chimney” a test facility with 1:5 scaled mockup<br />

was built. 2D-PIV measurement technology was used to analyze the flow at the envisaged sample taking point. The<br />

main purpose of the tests was to <strong>for</strong>ecast if the different criteria <strong>for</strong> homogenous flow defined by DIN ISO 2889 could be<br />

met. Two test parameters have been examined: (total) air volume flow and particle size. Only one of three investigated<br />

criteria was passed <strong>for</strong> all particle sizes and volume flows. Further investigations into adaptions of the exhaust channel<br />

“chimney” are necessary to fulfill all requirements <strong>for</strong> homogenous flow at the sample taking spot <strong>for</strong> all particle sizes<br />

and all (normal) operation status.<br />

| Fig. 1.<br />

Schematic layout of the exhaust channel “chimney“.<br />

Introduction<br />

The minesite Konrad is going to be<br />

converted into a final storage facility<br />

<strong>for</strong> solid or consolidated radioactive<br />

waste with negligible heat generation.<br />

To prohibit unacceptable emission of<br />

activity by exhaust air from underground<br />

facilities (exhaust channel<br />

“diffuser”) or aboveground facilities<br />

(exhaust channel “chimney”), the exhausted<br />

air is monitored continuously<br />

by taking samples. For a representative<br />

sample taking it is necessary<br />

to have (among other boundary conditions)<br />

a homogenous flow where<br />

the sample is taken according to DIN<br />

ISO 2889.<br />

The current design of the exhaust<br />

channel “chimney” is not optimal<br />

<strong>for</strong> taking samples. There<strong>for</strong>e, the<br />

operator BGE (Bundesgesellschaft für<br />

Endlagerung) mbH want to ensure<br />

that the sample taking in the exhaust<br />

channel “chimney” will be con<strong>for</strong>ming<br />

to the standards after it is built.<br />

For this reason, BGE assigned the<br />

VPC Nukleare Dienstleistungen GmbH<br />

(VND) to investigate the flow conditions<br />

in the exhaust channel<br />

“ chimney” by using a mock-up in a<br />

reduced scale of 1 to 5. Multiple experiments<br />

were per<strong>for</strong>med including<br />

all relevant operating status and<br />

particle sizes. To minimize influences<br />

by the measurement setup 2D-particle<br />

imaging velocimetry (2D-PIV) was<br />

used as major measurement device.<br />

Layout of the test facility<br />

The exhaust channel “chimney” has a<br />

cross sectional area of 4.40 m x 2.20 m<br />

at the envisaged sampling point.<br />

Be<strong>for</strong>e and after the sampling point<br />

the exhaust channel is split into<br />

two equal subchannels with a cross<br />

section of 2.20 m x 2.20 m each. The<br />

undisturbed entry length be<strong>for</strong>e the<br />

sampling point is circa 16 m long. This<br />

equals a 5.8 fold hydraulic diameter of<br />

the channel.<br />

To investigate the flow conditions in<br />

the exhaust channel “chimney” a test<br />

facility was erected at the Zittau/<br />

Goerlitz University of Applied Sciences<br />

(HSZG). The test facility contains a<br />

mock-up of the exhaust channel “chimney”<br />

in a scale of 1:5. The mock-up<br />

includes the relevant area be<strong>for</strong>e the<br />

sampling point till the ventilators and<br />

after the sampling point till the beginning<br />

of the chimneys. To achieve fluidic<br />

similarity all important installations of<br />

the channel like fire flaps were considered<br />

in the mock-up (see Figure 1).<br />

Three relevant operational status<br />

were defined <strong>for</strong> the exhaust channel<br />

“chimney”. These are “Reposition<br />

min.”, “Reposition max.” and “Reposition<br />

max. + frost”. The operational<br />

status differs in the corresponding air<br />

volume flow. Regarding to these<br />

volume flows average flow velocities<br />

can be derived. The correlation <strong>for</strong> the<br />

different operational status is given in<br />

Table 1.<br />

To achieve similar particle behavior<br />

in the exhaust channel and in the<br />

mock-up the Stokes similarity number<br />

should be in the same range. The<br />

Stokes number expresses the behavior<br />

of particles suspended in a fluid flow.<br />

Operational<br />

status<br />

V [m 3 /s]<br />

| Tab. 1.<br />

Volume flow and flow velocities <strong>for</strong> relevant<br />

operational status.<br />

In other words, it describes how fast a<br />

particle can adopt to changes in the<br />

surrounding fluid flow expressed by<br />

the ratio of the characteristic time of a<br />

particle to the characteristic time of<br />

the flow. A Stokes number much<br />

smaller than one indicates that the<br />

particles follow the surrounding fluid<br />

flow (streamlines) closely. Adopted to<br />

the given scenario here the Stokes<br />

number can be expressed as follows:<br />

| Form. 1.<br />

Stokes number (= 1.82*10-5 kg/m/s).<br />

v − [m/s]<br />

Reposition min. 32 3.3<br />

Reposition max. 40 4.1<br />

Reposition max.<br />

+ frost<br />

46 4.8<br />

Hereby ρ P means the particle density,<br />

d ae the aerodynamic particle diameter<br />

(AED), v¯ the average fluid flow<br />

Decommissioning and Waste Management<br />

Experimental Investigations into Flow Conditions of Konrad Exhaust Air Channel ı Steffen Wildgrube, Anton Anthofer, Michael Haas, Alexander Kratzsch and Clemens Schneider


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

AED of<br />

original particles<br />

| Tab. 2.<br />

Chosen particles <strong>for</strong> test facility.<br />

Material of<br />

scaled particles<br />

velocity, η L the dynamic viscosity of<br />

air and L U the length of directional<br />

change of the flow in the channel.<br />

In the exhaust channel “chimney”<br />

particles with an aerodynamic<br />

diameter of up to 60 µm are possible.<br />

Nevertheless, particles with an AED<br />

of 1, 5 and 20 µm are most important<br />

<strong>for</strong> the operator of the facility and<br />

have been chosen <strong>for</strong> closer investigation.<br />

There<strong>for</strong>e, they have been scaled<br />

to the mock-up by using the Stokes<br />

number. By applying a value <strong>for</strong> L U of<br />

0,1 m the Stokes numbers in a range<br />

of 1*104 to 5*101. As a result, the<br />

following particle sizes have been<br />

chosen to be used in the test facility<br />

(see Table 2).<br />

Setup of the test facility<br />

The facility was built with an open<br />

cycle layout. The particles are<br />

generated by using a dust disperser.<br />

The disperser is located at the open<br />

front end of the facility. There<strong>for</strong>e, the<br />

particles are injected directly in the<br />

circular suction channel made of<br />

metal sheet with a diameter of circa<br />

500 mm. The suction channel is split<br />

afterwards in two mirror inverted<br />

channel. They have also a diameter of<br />

circa 500 mm and are made of metal<br />

sheet. The suction channels are<br />

connected to two equal ventilators<br />

that are operated in parallel to<br />

generate a total volume flow in a<br />

range of 32 to 46 m³/s. During the<br />

experiments that have been run so far,<br />

the ventilators have been operated<br />

always with the same load (normal<br />

operation status of the future exhaust<br />

channel “chimney”). For future<br />

Density of<br />

scaled particles<br />

| Fig. 2.<br />

Test facility with a mock-up of the exhaust channel “chimney“ in scale 1:5.<br />

AED of<br />

scaled particles<br />

1 µm Aluminium oxide 4 g/cm 3 0.4 µm<br />

5 µm Silicium dioxide 2 g/cm 3 2 µm<br />

20 µm Borosilicate glass 1 g/cm 3 10 µm<br />

experiments it is also possible to<br />

run the ventilators with different<br />

loads to simulate abnormal operational<br />

status (malfunction of ventilators,<br />

maintenance etc.). The exits<br />

of the ventilators are connected to<br />

440 mm x 440 mm rectangular<br />

channels made of metal sheet. From<br />

this point on the dimensions of the<br />

construction elements are scaled 1:5<br />

to the original exhaust channel<br />

“ chimney” planed <strong>for</strong> the final disposal<br />

facility Konrad.<br />

By using a Y-section the two channels<br />

are united to a 880 mm x 440 mm<br />

rectangular channel. This channel<br />

section is the most important part of<br />

the facility <strong>for</strong> the experiments and<br />

will be named as main channel in the<br />

following text. It is made of multiple<br />

channel sections with different length.<br />

Two of these sections have a top and a<br />

side wall made of acrylic glass to<br />

ensure optical transparency <strong>for</strong> the<br />

2D-PIV measurement. Depending on<br />

the arrangement of the different<br />

| Fig. 3.<br />

Coordinate system of the test facility (not to scale).<br />

sections the 2D-PIV measurement can<br />

be per<strong>for</strong>med at different locations of<br />

the channel. The results presented in<br />

this article are based on measurement<br />

data taken at the actual planned<br />

sample taking point, which is at<br />

z=3200 mm in the test facility.<br />

At the end of the main channel a<br />

second Y-section separated the main<br />

channel again in two subchannels of<br />

440 mm x 440 mm. After 90° elbows<br />

the subchannels are directed to a<br />

rectangular header. At this header<br />

4 circular pipes with a diameter of circa<br />

400 mm are connected, that simulate<br />

the (shortened) chimneys. The pipes<br />

end in a two staged HEPA filter to<br />

ensure the retention of the dispersed<br />

particles in the facility. Beyond the<br />

filter the cleaned air flow is emitted to<br />

the laboratory. The whole test facility<br />

can be seen in Figure 2.<br />

According to the planned layout of<br />

the exhaust channel “chimney” in<br />

Konrad multiple installations like fire<br />

flaps and flow grids are installed in the<br />

test facility at their assigned place as<br />

dummy installation in scale 1:5.<br />

The test facility was built in the<br />

laboratories of the Institute of Process<br />

Technology, Process Automation and<br />

Measuring Technology (IPM) of the<br />

Zittau/Goerlitz University of Applied<br />

Sciences (HSZG).<br />

The coordinate system of the facility<br />

refers to the main channel and was<br />

defined as follows (see Figure 3):<br />

p x-axis: The x-axis defines the<br />

width of the main channel<br />

beginning from the left<br />

channel wall (in flow<br />

direction).<br />

p y-axis: The y-axis defines the<br />

height of the main channel<br />

beginning from the bottom<br />

wall of the channel.<br />

p z-axis: The z-axis defines the<br />

length of the main channel<br />

in flow direction. It begins<br />

(z=0 mm) after the first<br />

Y-section.<br />

DECOMMISSIONING AND WASTE MANAGEMENT 363<br />

Decommissioning and Waste Management<br />

Experimental Investigations into Flow Conditions of Konrad Exhaust Air Channel ı Steffen Wildgrube, Anton Anthofer, Michael Haas, Alexander Kratzsch and Clemens Schneider


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

DECOMMISSIONING AND WASTE MANAGEMENT 364<br />

Measurement equipment<br />

The local flow velocity of the<br />

air was measured with a spherical<br />

anemometer. The uncertainty of the<br />

anemometer is below ±0.28 m/s at<br />

flow velocities smaller than 5 m/s.<br />

| Fig. 4.<br />

2D-PIV measurement setup in the test facility (example).<br />

The characteristics of the particle<br />

flow have been analyzed by using a<br />

2D-PIV measurement system. For<br />

using a 2D-PIV system a light section<br />

is created with a laser at the optical<br />

transparent section of the channel.<br />

The particles dispersed in the flow<br />

reflect the light of the laser in any<br />

direction. Due to this the particles<br />

can be seen on pictures taken with a<br />

camera orientated 90° to the laser. By<br />

using a high-speed camera and taking<br />

at least two pictures in a very short<br />

time the movement of the particles<br />

can be derived by comparing the<br />

pictures. A special PIV software is<br />

taken <strong>for</strong> this kind of image processing<br />

and to calculate particle speed, orientation<br />

and distribution (within the<br />

light section). The used 2D-PIV system<br />

consists of one laser and one camera.<br />

There<strong>for</strong>e, within one measurement<br />

setup one certain x-z or y-z plane can<br />

be investigated depending on the<br />

position of the laser (and the camera).<br />

To achieve in<strong>for</strong>mation <strong>for</strong> the x-y<br />

cross-sectional area at z=3,200 mm<br />

(envisaged sample taking point)<br />

3 different horizontal and 5 different<br />

vertical measurement setups (laser<br />

positions) have been chosen (see<br />

Figure 4).<br />

Results<br />

The homogeneity of the flow was evaluated<br />

according to the criteria of DIN<br />

ISO 2889. The following properties<br />

were examined:<br />

p Velocity profile of the air flow<br />

p Vorticity of the air flow<br />

p Velocity profile of the particle flow<br />

p Concentration profile of aerosol<br />

particles<br />

| Fig. 5.<br />

Measuring points of the anemometer measurement.<br />

| Fig. 6.<br />

Horizontal velocity profile of air) and particles (2D-PIV measurement) with the respective standard deviation.<br />

Experiments without particles<br />

At first, the air flow in the channel was<br />

analysed without particle transport.<br />

For this purpose, the flow velocity<br />

of the air was recorded by means<br />

of a spherical anemometer at<br />

15 measuring points evenly distributed<br />

over the cross section of the<br />

channel (see Figure 5).<br />

In all three set operating con ditions<br />

a reduction of the flow velocity in the<br />

middle of the horizontal flow profile<br />

could be detected. This results in the<br />

<strong>for</strong>mation of a “double hump profile”<br />

(see Figure 6). This is probably<br />

attributed to a too short inlet length.<br />

This leads to the fact that the flow profile<br />

cannot evolve completely after the<br />

two partial channels have been<br />

merged. Furthermore, it was determined<br />

that the flow velocity is<br />

highest in the lower channel area<br />

and decreases towards the top. This<br />

is also attributed to the short inlet<br />

length as well as the 90° elbow be<strong>for</strong>e<br />

the Y-section, which can lead to<br />

negative effects at the planned<br />

sampling location. Further investigations<br />

using CFD analysis are ongoing<br />

Decommissioning and Waste Management<br />

Experimental Investigations into Flow Conditions of Konrad Exhaust Air Channel ı Steffen Wildgrube, Anton Anthofer, Michael Haas, Alexander Kratzsch and Clemens Schneider


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

Particles Operating status Criteria:<br />

non­ turbulent flow<br />

to get deeper knowledge to verify<br />

these assumptions.<br />

In the experiments without particles,<br />

the coefficient of variation<br />

(COV) of the flow velocity was in the<br />

range of 11 % to 13 %. Thus, the<br />

homogeneity criterion of less than<br />

20 % is maintained under all simulated<br />

operating conditions. However,<br />

the currently planned position of the<br />

particle sampler is in the middle of the<br />

channel. There<strong>for</strong>e, it would be at a<br />

position with reduced flow velocity.<br />

A sampling at this position would<br />

not be conservative.<br />

Experiments with particles<br />

Test series were carried out with<br />

particle sizes of 0.4 µm, 2 µm<br />

and 10 µm at different stationary<br />

operating conditions. The particle<br />

velocity and distribution in the<br />

channel was measured by 2D-PIV<br />

in several planes, both horizontally<br />

( x-z planes) and vertically (y-z<br />

planes). By overlaying the results<br />

from the horizontal and vertical<br />

planes, the particle velocity and distribution<br />

in the channel cross section<br />

(x-y-plane) at the planned sampling<br />

point (z=3,200 mm) could be determined.<br />

The flow velocity profile of the<br />

particles (PIV measurement) and<br />

the air (anemometer measurement) is<br />

qualitatively identical (see Figure 6),<br />

i.e. the considered particles follow the<br />

air flow and a corresponding double<br />

hump profile of the particle flow<br />

velocities is <strong>for</strong>med.<br />

Quantitatively, the variation of the<br />

flow velocity of the particles over the<br />

cross section is partially, i.e. especially<br />

<strong>for</strong> the “larger” 10 µm particles, higher<br />

comparing to air. As a result, the<br />

coefficient of variation of the particle<br />

velocity <strong>for</strong> the 10 µm particles is over<br />

20 % and thus the homogeneity<br />

criterion based on DIN ISO 2889 is<br />

not fulfilled.<br />

In addition to the uni<strong>for</strong>m velocity<br />

distribution over the channel cross<br />

section, the even distribution of<br />

the particles in general is a crucial<br />

criterion to verify a homogeneous<br />

particle flow. For this purpose, the<br />

variation coefficient of the particle<br />

concentration over the channel<br />

cross-section must be below 20 %.<br />

During the experiments, this criterion<br />

was only met <strong>for</strong> the smallest particles<br />

(aerodynamic diameter of 0.4 µm)<br />

under all operating conditions.<br />

While a homogeneous particle distribution<br />

can still be determined <strong>for</strong><br />

the particles with an aerodynamic<br />

diameter of 2 µm depending on the<br />

operating status, the coefficient of<br />

variation of the particle concentration<br />

<strong>for</strong> the large particles (aerodynamic<br />

diameter of 10 µm) is above 20 % in<br />

all operating status.<br />

The criterion <strong>for</strong> a vorticity free<br />

flow is met, when the angular<br />

deviation of the flow velocity to<br />

the z-axis is below 20°. This criterion<br />

was achieved <strong>for</strong> all particle sizes in<br />

all operating conditions.<br />

Summary and outlook<br />

The homogeneity of the expected<br />

particle flow in the envisaged exhaust<br />

channel “chimney” of the final disposal<br />

facility Konrad was investigated.<br />

There<strong>for</strong>e, a test facility was erected<br />

at the HSZG including a mock-up of<br />

the channel in scale of 1:5. The air<br />

flow and the particle flow in the test<br />

facility were measured by using a<br />

spherical anemometer and a 2D-PIV<br />

measurement system. Experiments<br />

were conducted representing all<br />

relevant operating status of the final<br />

disposal facility and the relevant<br />

particle sizes. Concerning the criteria<br />

given in DIN ISO 2889 <strong>for</strong> a homogeneous<br />

flow the following results<br />

could be reached (see Table 3):<br />

Based on these findings the<br />

following options arise:<br />

A) Constructive changes in design of<br />

the channel<br />

B) Adopt the sample taking concept<br />

e.g. design change of sampler<br />

After consultations with the operator<br />

option A was chosen <strong>for</strong> further<br />

investigations as a first step. To avoid<br />

changes of the overall channel design,<br />

the influence of installations into the<br />

channel to homogenize the flow will<br />

be subject <strong>for</strong> future work. To identify<br />

the impact of different options they<br />

are analyzed by using CFD methods.<br />

The most promising option will be<br />

installed in scale 1:5 in the test facility.<br />

Authors<br />

Criteria: homogenous<br />

velocity distribution<br />

None (Pre-experiment) Reposition min. n/a Passed n/a<br />

None (Pre-experiment) Reposition max. n/a Passed n/a<br />

None (Pre-experiment) Reposition max. + frost n/a Passed n/a<br />

Aluminium oxide (AED 400 nm) Reposition min. Passed Passed Passed<br />

Aluminium oxide (AED 400 nm) Reposition max. Passed Passed Passed<br />

Aluminium oxide (AED 400 nm) Reposition max. + frost Passed Passed Passed<br />

Silicium dioxide (AED 2 µm) Reposition min. Passed Passed Passed<br />

Silicium dioxide (AED 2 µm) Reposition max. Passed Passed Passed<br />

Silicium dioxide (AED 2 µm) Reposition max. + frost Passed Passed Not passed<br />

Borosilicat glass (AED 10 µm) Reposition min. Passed Passed Not passed<br />

Borosilicat glass (AED 10 µm) Reposition max. Passed Not passed Not passed<br />

Borosilicat glass (AED 10 µm) Reposition max. + frost Passed Not passed Not passed<br />

| Tab. 3.<br />

Overview of current results.<br />

Dr. Steffen Wildgrube<br />

steffen.wildgrube@vpc-group.biz<br />

Dr. Anton Anthofer<br />

VPC Nukleare Dienstleistungen<br />

GmbH (VND)<br />

Fritz-Reuter-Straße 32 c<br />

01097 Dresden, Germany<br />

Michael Haas<br />

Bundesgesellschaft<br />

für Endlagerung mbH (BGE)<br />

Eschenstraße 55<br />

31224 Peine, Germany<br />

Prof. Dr. Alexander Kratzsch<br />

Dr. Clemens Schneider<br />

Hochschule Zittau/Görlitz<br />

Theodor-Körner-Allee 16<br />

02763 Zittau, Germany<br />

Criteria: homogenous<br />

particle distribution<br />

DECOMMISSIONING AND WASTE MANAGEMENT 365<br />

Decommissioning and Waste Management<br />

Experimental Investigations into Flow Conditions of Konrad Exhaust Air Channel ı Steffen Wildgrube, Anton Anthofer, Michael Haas, Alexander Kratzsch and Clemens Schneider


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

366<br />

KTG INSIDE<br />

Inside<br />

KTG Junge Generation –<br />

Kamingespräch bei Framatome<br />

| Carsten Haferkamp (2. v. l.), Managing Director bei Framatome GmbH,<br />

mit Teilnehmenden beim Kamingespräch in Erlangen<br />

Die aktuelle Corona-Krise beeinflusst alle Bereiche<br />

unseres Lebens, auch die Zeiträume für Berichte und<br />

Nachrichten. Aus diesem Grund erscheinen die Berichte<br />

der Jungen Generation derzeit mit Verzögerung. Bereits<br />

am 5. März dieses Jahres fand erneut unser Kamingespräch<br />

statt. Diesmal hatten Studenten und Young Professionals<br />

die Möglichkeit, auf Einladung von Carsten Haferkamp,<br />

Geschäftsführer der Framatome GmbH, nach Erlangen zu<br />

kommen.<br />

Auch diese Veranstaltung wurde bereits durch die<br />

Vorzeichen der Krise beeinflusst und wurde vielleicht<br />

deshalb zu etwas Besonderem. Die Vorbereitung nahm<br />

einige Zeit ein, da die Terminkalender der Führungskräfte<br />

meist gut gefüllt sind und diese gerade in einer solchen<br />

Krise besonders ge<strong>for</strong>dert sind. Doch trotz all der Vorzeichen<br />

nahm sich Carsten Haferkamp die Zeit, um sich<br />

mit den Teilnehmern in der Gaststätte „Alter Simpl“ in<br />

Erlangen zu treffen.<br />

Hier erfuhren die Teilnehmer viel Interessantes über die<br />

aktuellen und geplanten Aktivitäten von Framatome und<br />

über Carsten Haferkamp selbst. Es wurde auch über die<br />

Beschäftigungschancen in der Branche gesprochen und<br />

über die Zukunft der Kerntechnik in Deutschland. Auch<br />

wenn die Vorzeichen in der Tagespresse und öffent lichen<br />

Meinung negativ erscheinen, gibt es doch span nende und<br />

zukunftsträchtige Perspektiven in Deutschland.<br />

Die Rückmeldung der Teilnehmer nach der Veranstaltung<br />

war sehr positiv. Gerade die Möglichkeit, alle<br />

Fragen stellen zu können und auch offene Antworten zu<br />

erhalten wurde sehr positiv angenommen. Dass eine Krise<br />

auch Spontanität macht, zeigte sich auch am Nachmittag<br />

vor dem Kamingespräch. Thomas Hahn, Vice President<br />

Customer Relationship, organisierte kurzfristig noch eine<br />

Führung auf dem Gelände von Framatome, bei dem die<br />

Mehrzahl der Teilnehmer Testanlagen besuchen konnten.<br />

Der Vorstand der Jungen Generation der KTG möchte<br />

sich daher in besonderem Maße bei Carsten Haferkamp<br />

und Thomas Hahn bedanken, trotz der Vorzeichen das<br />

Kamingespräch ermöglicht zu haben.<br />

Thomas Romming<br />

Stellvertretender Sprecher der Jungen Generation<br />

Nachruf<br />

Johann Waldmann<br />

Wach im Geist und streitbar, trotz zunehmender<br />

körperlicher Beeinträchtigung, so hat man<br />

Johann Waldmann bei seinen Vorträgen und<br />

Diskussionen in den letzten Jahren erlebt.<br />

Nach schwerer Krankheit ist unser langjähriger<br />

Mitstreiter und Gründungsmitglied von uns gegangen.<br />

Diskussionen ohne ihn waren eine Seltenheit, aber er<br />

hatte wirklich immer etwas zum Thema zu sagen.<br />

Er konnte zornig sein bei Unexaktheit und pauschalem<br />

Geschwafel, jedoch milde bei Unwissenheit.<br />

Wenn einer etwas von ihm wissen wollte, schaute<br />

er nicht auf die Uhr.<br />

Er wird uns auf unseren Tagungen fehlen, aber wir<br />

werden weiterhin auch in seinem Sinne für eine<br />

realistische und sichere Energieversorgung kämpfen.<br />

Kerntechnische Gesellschaft e. V. (KTG)<br />

Fachgruppe Nutzen der Kerntechnik und Energiesysteme<br />

<br />

2. August 2019 ı<br />

Dipl.-Ing. Johann Pisecker<br />

Tulln<br />

23. Februar 2020 ı<br />

Dipl.-Ing. Hubert Andrae<br />

Rösrath<br />

30. Mai 2020 ı<br />

Dr. Hans Schuster<br />

Aachen<br />

Die KTG verliert in ihnen langjährige<br />

aktive Mitglieder, denen sie ein<br />

ehrendes Andenken bewahren wird.<br />

Ihrer Familie gilt unsere Anteilnahme.<br />

KTG Inside


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

Herzlichen Glückwunsch!<br />

Die KTG gratuliert ihren Mitgliedern sehr herzlich zum Geburtstag<br />

und wünscht ihnen weiterhin alles Gute!<br />

Juli 2020<br />

70 Jahre | 1950<br />

01. Prof. Dr. Helmut Keutner,<br />

Oberkrämer OT Schwante<br />

04. Dr. Gerhard Eiselt, Groß-Umstadt<br />

19. Dipl.-Ing. Gerhard Hanetzog, Peine<br />

75 Jahre | 1945<br />

13. Prof. Dr. Eckhard Rückl,<br />

Bodenwerder<br />

15. Walter Burchhardt, Karlsruhe<br />

76 Jahre | 1944<br />

17. Dipl.-Ing. Jürgen Krellmann,<br />

Le Puy Ste. Réparade/FR<br />

20. Günter Langer, Rosbach<br />

77 Jahre | 1943<br />

10. Dipl.-Ing. Dieter Eder, Alzenau<br />

80 Jahre | 1940<br />

31. Dr. Peter Schneider-Kühnle, Worms<br />

81 Jahre | 1939<br />

23. Heinz Stahlschmidt, Erlangen<br />

26. Dipl.-Ing. Ewald Passig, Bochum<br />

82 Jahre | 1938<br />

30. Dr. Philipp Dünner, Odenthal<br />

83 Jahre | 1937<br />

<strong>06</strong>. Dipl.-Ing. Paul Börner, Steinau-Uerzell<br />

29. Dr. Herbert Reutler, Köln<br />

86 Jahre | 1934<br />

14. Prof. Dr. Walter-H. Köhler, Wien/AT<br />

88 Jahre | 1932<br />

24. Dipl.-Ing. Joachim May, Burgwedel<br />

27. Dr. Rainer Schwarzwälder, Glattbach<br />

31. Dr. Theodor Dippel,<br />

Eggenstein-Leopoldsh.<br />

August 2020<br />

40 Jahre | 1980<br />

07. Dipl.-Ing. Ingmar Koischwitz, Reken<br />

60 Jahre | 1960<br />

23. Dipl.-Ing. Hans-Werner Fedler,<br />

Leverkusen<br />

76 Jahre | 1944<br />

24. Dr. Gerd Uhlmann, Dresden<br />

29. Dipl.-Phys. Harald Scharf,<br />

AX Goes/NL<br />

78 Jahre | 1942<br />

28. Dipl.-Ing. Hans-J. Fröhlich, Berzhahn<br />

79 Jahre 1941<br />

17. Dipl.-Ing. Jörg-Hermann Gutena,<br />

Emmerthal<br />

21. Dipl.-Phys. Peter Kahlstatt, Hameln<br />

81 Jahre | 1939<br />

01. Dipl.-Ing. Gerhard Becker,<br />

Neunkirchen-Seelscheid<br />

29. Dr.-Ing. E. h. Adolf Hüttl,<br />

Monte Estoril (Parque Palmela)/PT<br />

82 Jahre | 1938<br />

<strong>06</strong>. Prof. Dr. Rudolf Avenhaus, Baldham<br />

21. Dr. Gerhard Schücktanz, Altdorf<br />

84 Jahre | 1936<br />

31. Dr. Hartwig Poser, Radeberg-Rossendorf<br />

85 Jahre | 1935<br />

29. Dr. Hans-Jürgen Engelmann, Peine<br />

86 Jahre | 1934<br />

15. Dipl.-Phys. Heinrich Glantz,<br />

Eggenstein-Leopoldsh.<br />

91 Jahre | 1929<br />

02. Dipl.-Phys. Wolfgang Schwarzer,<br />

Weilerswist<br />

96 Jahre | 1924<br />

01. Prof. Dr. Wolfgang Stoll, Hanau<br />

Wenn Sie künftig eine<br />

Erwähnung Ihres<br />

Geburtstages in der<br />

<strong>atw</strong> wünschen, teilen<br />

Sie dies bitte der KTG-<br />

Geschäftsstelle mit.<br />

KTG Inside<br />

Verantwortlich<br />

für den Inhalt:<br />

Die Autoren.<br />

Lektorat:<br />

Natalija Cobanov,<br />

Kerntechnische<br />

Gesellschaft e. V.<br />

(KTG)<br />

Robert-Koch-Platz 4<br />

10115 Berlin<br />

T: +49 30 498555-50<br />

F: +49 30 498555-51<br />

E-Mail:<br />

natalija.cobanov@<br />

ktg.org<br />

www.ktg.org<br />

367<br />

KTG INSIDE<br />

Nachruf<br />

Willi Marth<br />

Dr. Willy Marth ist im April 2020<br />

in Karlsruhe verstorben.<br />

Willy Marth, geboren 1933 im Fichtel gebirge,<br />

promovierte in Physik an der Technischen<br />

Hochschule in München und erhielt<br />

anschließend ein Diplom in Betriebswirtschaft<br />

der Universität München. Ein Post-<br />

Doc- Aufenthalt in den USA vervollständigte seine Ausbildung. Am „Atomei“<br />

FRM in Garching war er für den Aufbau der Bestrahlungseinrichtungen<br />

verantwortlich, am FR 2 in Karlsruhe für die Durchführung der Reaktorexperimente.<br />

Als Projektleiter wirkte er bei den beiden natrium gekühlten<br />

Kernkraftwerken KNK I und II, sowie bei der Entwicklung des Schnellen<br />

Brüter SNR 300 in Kalkar. Ab Oktober 1978 war er Leiter des Projektes<br />

Schneller Brüter. Beim europäischen Brüter EFR war er ab November 1989<br />

als Executive Director zuständig für die gesamte Forschung an 12 Forschungszentren<br />

in Deutschland, Frankreich und Großbritannien. Im Jahr 1994 wurde<br />

Dr. Marth Leiter der Stabsabteilung Finanzen und Controlling des Geschäftsbereichs<br />

„Stilllegung nuklearer Anlagen“ am Forschungszentrum Karlsruhe<br />

GmbH. Diese Aufgabe umfasste vier Reaktoren und Kernkraftwerke sowie<br />

um die Wieder aufarbeitungsanlage Karlsruhe, wo er für ein Jahresbudget<br />

von 300 Millionen Euro verantwortlich war.<br />

Dr. Milli Marth war von der friedlichen Nutzung der Kernenergie und ihrem<br />

Beitrag überzeugt. Dies drückt sich nicht nur in seinem beruflichen<br />

Werdegang und seinem stetigen Engagement für dieses Thema aus,<br />

sondern auch darüber hinaus. Im Jahr 2007 entdeckte er das World-Wide-<br />

Web für sich und begleitete bis Ende 2019 unter dem Titel „Rentner blog“ *<br />

mit 456 Posts Themen aus Energietechnik, Energie politik, Technik und<br />

weiteren des öffentlichen Lebens mit spitzer Feder.<br />

Die Entwicklungen, an denen Willy Marth mitgearbeitet und die er<br />

vorangetrieben hat, sind heute international anerkannt und werden <strong>for</strong>tentwickelt,<br />

auch wenn die Innovationen im eigenen Land teils nicht zum<br />

Tragen kommen. Mit ihm ist ein engagierter Energie- und Kerntechniker<br />

gegangen, seine Ideen und sein Wirken werden Bestand haben.<br />

<strong>atw</strong>, Redaktion<br />

*Der „Rentnerblog“ ist aktuell noch erreichbar: www.rentnerblog.com<br />

KTG Inside


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

Operating Results February 2020<br />

368<br />

Plant name Country Nominal<br />

capacity<br />

Type<br />

gross<br />

[MW]<br />

net<br />

[MW]<br />

Operating<br />

time<br />

generator<br />

[h]<br />

Energy generated, gross<br />

[MWh]<br />

Month Year Since<br />

commissioning<br />

Time availability<br />

[%]<br />

Energy availability<br />

[%] *) Energy utilisation<br />

[%] *)<br />

Month Year Month Year Month Year<br />

NEWS<br />

OL1 Olkiluoto BWR FI 910 880 696 644 053 1 334 1<strong>06</strong> 270 799 576 100.00 100.00 99.77 99.89 100.58 100.70<br />

OL2 Olkiluoto BWR FI 910 880 696 645 120 1 334 236 260 698 321 100.00 100.00 100.00 99.96 100.75 100.71<br />

KCB Borssele PWR NL 512 484 696 348 194 728 625 168 710 059 97.45 98.55 97.41 98.53 97.92 99.08<br />

KKB 1 Beznau 7) PWR CH 380 365 696 268 218 555 147 130 863 967 100.00 100.00 100.00 100.00 101.48 101.52<br />

KKB 2 Beznau 7) PWR CH 380 365 696 266 501 551 612 137 848 395 100.00 100.00 100.00 100.00 100.84 100.89<br />

KKG Gösgen 7) PWR CH 1<strong>06</strong>0 1010 696 741 717 1 534 451 323 650 686 100.00 100.00 99.99 99.89 100.54 100.53<br />

CNT-I Trillo PWR ES 1<strong>06</strong>6 1003 696 726 362 1 512 612 257 260 638 100.00 100.00 100.00 100.00 97.42 98.08<br />

Dukovany B1 PWR CZ 500 473 696 346 951 721 350 116 605 533 100.00 100.00 99.58 99.80 99.70 100.19<br />

Dukovany B2 PWR CZ 500 473 696 345 219 716 356 111 759 674 100.00 100.00 99.70 99.75 99.20 99.49<br />

Dukovany B3 2) PWR CZ 500 473 0 0 284 866 110 536 602 0 40.28 0.14 39.64 0 39.56<br />

Dukovany B4 2) PWR CZ 500 473 436 219 348 219 348 110 926 305 62.64 30.28 62.60 30.25 63.03 30.46<br />

Temelin B1 PWR CZ 1080 1030 664 712 309 1 424 618 123 339 431 88.51 88.89 87.58 87.99 94.59 91.43<br />

Temelin B2 PWR CZ 1080 1030 696 815 233 1 630 466 119 113 084 100.00 100.00 100.00 100.00 108.25 104.65<br />

Doel 1 2) PWR BE 454 433 0 0 0 137 736 <strong>06</strong>0 0 0 0 0 0 0<br />

Doel 2 2) PWR BE 454 433 0 0 0 136 335 470 0 0 0 0 0 0<br />

Doel 3 PWR BE 1056 10<strong>06</strong> 696 753 758 1 559 721 264 671 371 100.00 100.00 100.00 100.00 102.16 102.08<br />

Doel 4 PWR BE 1084 1033 696 765 543 1 583 350 271 221 625 100.00 100.00 99.98 99.99 99.79 99.86<br />

Tihange 1 2) PWR BE 1009 962 0 0 0 307 547 424 0 0 0 0 0.01 0<br />

Tihange 2 PWR BE 1055 1008 696 726 088 1 507 394 259 561 912 100.00 100.00 99.48 99.74 99.84 100.18<br />

Tihange 3 PWR BE 1089 1038 696 754 690 1 561 434 282 124 011 100.00 100.00 99.99 99.99 100.20 100.19<br />

Plant name<br />

Type<br />

Nominal<br />

capacity<br />

gross<br />

[MW]<br />

net<br />

[MW]<br />

Operating<br />

time<br />

generator<br />

[h]<br />

Energy generated, gross<br />

[MWh]<br />

Time availability<br />

[%]<br />

Energy availability<br />

[%] *) Energy utilisation<br />

[%] *)<br />

Month Year Since Month Year Month Year Month Year<br />

commissioning<br />

KBR Brokdorf DWR 1480 1410 696 838 310 1 785 757 362 5<strong>06</strong> 780 100.00 100.00 94.30 94.22 80.81 83.31<br />

KKE Emsland DWR 14<strong>06</strong> 1335 696 912 520 1 959 034 359 559 235 100.00 100.00 100.00 100.00 93.05 96.71<br />

KWG Grohnde DWR 1430 1360 696 899 593 1 894 442 390 169 287 100.00 100.00 100.00 99.98 89.72 91.36<br />

KRB C Gundremmingen SWR 1344 1288 696 921 286 1 925 418 343 248 970 100.00 100.00 98.36 99.21 97.67 98.84<br />

KKI-2 Isar DWR 1485 1410 696 983 460 2 085 538 367 848 007 100.00 100.00 100.00 99.99 94.72 97.20<br />

GKN-II Neckarwestheim DWR 1400 1310 696 912 300 1 954 300 342 192 544 100.00 100.00 100.00 100.00 93.60 97.05<br />

Top<br />

IEA recovery plan says<br />

investing in nuclear<br />

will generate jobs and<br />

help secure a sustainable<br />

clean energy future<br />

World <strong>Nuclear</strong> Association<br />

response to the IEA World<br />

Energy Outlook Special Report<br />

on Sustainable Recovery<br />

(wna) The <strong>International</strong> Energy<br />

Agency (IEA) has released an energyfocussed<br />

COVID-19 recovery plan<br />

identifying actions that will “move the<br />

world towards a cleaner and more<br />

resilient future.” Investment in existing<br />

nuclear plants, new nuclear build<br />

and supporting innovation in small<br />

modular reactors are among measures<br />

proposed to support a broad range of<br />

clean energy technologies.<br />

Responding to the launch of the<br />

report Agneta Rising, Director General<br />

of World <strong>Nuclear</strong> Association, said:<br />

“This IEA report confirms that extending<br />

the operations of existing nuclear<br />

plants will support thousands of<br />

jobs and avoid more emissions per<br />

GW than other low-carbon options.<br />

Govern ments stimulus packages<br />

should also accelerate the deployment<br />

of new nuclear build, to bring immediate<br />

employment and economics<br />

benefits through policies aimed at<br />

delivering a clean energy future.”<br />

The report says that extending the<br />

lifetimes of nuclear power plants<br />

would improve electricity security by<br />

lowering the risk of outages, boosting<br />

flexibility, reducing losses and helping<br />

integrate larger shares of variable<br />

renewables such as wind and solar PV.<br />

Additionally, extending the operation<br />

of existing nuclear plants would<br />

reduce fossil fuel imports, improve<br />

electricity security by adding to power<br />

system flexibility, and improve the<br />

af<strong>for</strong>dability of electricity to consumers<br />

The IEA also conclude that modernising<br />

and upgrading existing nuclear<br />

facilities would avoid a steep decline<br />

in low-carbon electricity generation;<br />

new construction would further boost<br />

low-carbon generation.<br />

The report identifies small modular<br />

reactors (SMRs) as offering the<br />

pos sibility of providing low-carbon<br />

nuclear power with lower initial capital<br />

investment and better scal ability with<br />

the potential to provide a large number<br />

News


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

Operating Results March 2020<br />

Plant name Country Nominal<br />

capacity<br />

Type<br />

gross<br />

[MW]<br />

net<br />

[MW]<br />

Operating<br />

time<br />

generator<br />

[h]<br />

Energy generated, gross<br />

[MWh]<br />

Month Year Since<br />

commissioning<br />

Time availability<br />

[%]<br />

Energy availability<br />

[%] *) Energy utilisation<br />

[%] *)<br />

Month Year Month Year Month Year<br />

369<br />

OL1 Olkiluoto BWR FI 910 880 722 637 308 1 971 414 271 436 884 97.17 99.04 92.55 97.39 93.23 98.16<br />

OL2 Olkiluoto BWR FI 910 880 743 687 549 2 021 785 261 385 870 100.00 100.00 99.90 99.94 100.58 100.67<br />

KCB Borssele PWR NL 512 484 743 379 3<strong>06</strong> 1 107 931 169 089 365 99.45 98.86 99.45 98.84 100.03 99.40<br />

KKB 1 Beznau 7) PWR CH 380 365 743 286 312 841 459 131 150 279 100.00 100.00 100.00 100.00 101.48 101.51<br />

KKB 2 Beznau 7) PWR CH 380 365 743 282 715 834 327 138 131 110 100.00 100.00 99.34 99.78 100.19 100.65<br />

KKG Gösgen 7) PWR CH 1<strong>06</strong>0 1010 743 791 841 2 326 292 324 442 527 100.00 100.00 99.98 99.92 100.54 100.53<br />

CNT-I Trillo PWR ES 1<strong>06</strong>6 1003 743 771 681 2 284 293 258 032 319 100.00 100.00 100.00 100.00 96.93 97.69<br />

Dukovany B1 PWR CZ 500 473 743 372 <strong>06</strong>0 1 093 410 116 977 594 100.00 100.00 100.00 99.87 100.15 100.17<br />

Dukovany B2 PWR CZ 500 473 743 369 383 1 085 739 112 129 057 100.00 100.00 100.00 99.84 99.43 99.47<br />

Dukovany B3 2) PWR CZ 500 473 0 0 284 866 110 536 602 0 26.57 0 26.15 0 26.10<br />

Dukovany B4 PWR CZ 500 473 743 375 002 594 350 111 301 307 100.00 54.01 99.99 53.99 100.94 54.45<br />

Temelin B1 PWR CZ 1080 1030 309 332 124 1 756 742 123 671 555 41.59 72.79 41.29 72.10 41.31 74.38<br />

Temelin B2 PWR CZ 1080 1030 743 810 637 2 441 103 119 923 721 100.00 100.00 100.00 100.00 100.83 103.35<br />

Doel 1 2) PWR BE 454 433 0 0 0 137 736 <strong>06</strong>0 0 0 0 0 0 0<br />

Doel 2 2) PWR BE 454 433 0 0 0 136 335 470 0 0 0.01 0 0 0<br />

Doel 3 PWR BE 1056 10<strong>06</strong> 743 803 500 2 363 221 265 474 871 100.00 100.00 100.00 100.00 102.03 102.<strong>06</strong><br />

Doel 4 PWR BE 1084 1033 743 815 094 2 398 443 272 036 718 100.00 100.00 99.55 99.84 99.53 99.75<br />

Tihange 1 2) PWR BE 1009 962 0 0 0 307 547 424 0 0 0 0 0 0<br />

Tihange 2 PWR BE 1055 1008 743 780 842 2 288 235 260 342 754 100.00 100.00 99.99 99.83 100.60 100.32<br />

Tihange 3 PWR BE 1089 1038 743 803 085 2 364 519 282 927 095 100.00 100.00 99.89 99.96 99.83 100.07<br />

NEWS<br />

Plant name<br />

Type<br />

Nominal<br />

capacity<br />

gross<br />

[MW]<br />

net<br />

[MW]<br />

Operating<br />

time<br />

generator<br />

[h]<br />

Energy generated, gross<br />

[MWh]<br />

Time availability<br />

[%]<br />

Energy availability<br />

[%] *) Energy utilisation<br />

[%] *)<br />

Month Year Since Month Year Month Year Month Year<br />

commissioning<br />

KBR Brokdorf DWR 1480 1410 743 971 299 2 757 056 363 478 079 100.00 100.00 94.28 94.24 88.01 84.91<br />

KKE Emsland DWR 14<strong>06</strong> 1335 743 1 032 994 2 992 028 360 592 229 100.00 100.00 100.00 100.00 98.93 97.47<br />

KWG Grohnde DWR 1430 1360 743 1 011 150 2 905 592 391 180 437 100.00 100.00 100.00 99.99 94.69 92.50<br />

KRB C Gundremmingen 3) SWR 1344 1288 469 623 989 2 549 407 343 872 960 63.12 87.45 62.51 86.72 61.89 86.27<br />

KKI-2 Isar DWR 1485 1410 743 1 057 082 3 142 620 368 905 089 100.00 100.00 100.00 99.99 95.40 96.58<br />

GKN-II Neckarwestheim DWR 1400 1310 743 1 013 700 2 968 000 343 2<strong>06</strong> 244 100.00 100.00 99.88 99.96 97.57 97.23<br />

of jobs in design, manufacturing,<br />

supply and construction activities. The<br />

report recommends that governments<br />

provide investment support, foster<br />

cost-sharing agreements and supporting<br />

regulatory authorities in the<br />

validation of innovative safety features<br />

and factory assembly.<br />

The IEA’s recovery plan also includes<br />

investment in new nuclear<br />

build. However, the report underestimates<br />

the number of new nuclear<br />

power projects ready to start construction,<br />

as well as the thousands of<br />

supply chain jobs that would be<br />

created years be<strong>for</strong>e construction<br />

would begin on later reactor projects.<br />

Agneta Rising commented: “For a<br />

sustained transition to a clean energy<br />

future, new nuclear plants must play a<br />

substantial role. With more than<br />

100 new reactors already planned to<br />

be in operation in the 2020s, strong<br />

governmental policy support could<br />

stimulate hundreds of billions of<br />

dollars of investment and tens of<br />

thousands of jobs in the supply chain<br />

long be<strong>for</strong>e construction begins.“<br />

In addition to construction, the<br />

operation phase of nuclear power<br />

plants, lasting 60 years or more,<br />

would create a large number of longterm<br />

high-skilled jobs that would<br />

particularly benefit local communities.“This<br />

acce leration of nuclear new<br />

build would support sustainable<br />

economic growth, and would make<br />

a major contribution to the global<br />

nuclear industry’s Harmony goal,<br />

which targets 1000 GWe of new<br />

nuclear capacity by 2050.”<br />

www.iaea.org (201121401)<br />

World<br />

New IAEA reports<br />

on response to the COVID–19<br />

Pandemic<br />

(iaea) As the world grapples with<br />

COVID‐19, the IAEA has adjusted<br />

ways of working to ensure its<br />

operations continue with minimal<br />

disruptions under the extraordinary<br />

circumstances. At the meeting of the<br />

Board of Governors, which is taking<br />

place virtually this week, IAEA<br />

Director General Rafael Mariano<br />

Grossi presented three reports on the<br />

Agency’s COVID‐19 related work. The<br />

reports on support to Member States<br />

in the fight against the pandemic,<br />

support to nuclear and radiation<br />

facility operators and safeguards<br />

implementation during the crisis,<br />

News


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

Operating Results April 2020<br />

370<br />

Plant name Country Nominal<br />

capacity<br />

Type<br />

gross<br />

[MW]<br />

net<br />

[MW]<br />

Operating<br />

time<br />

generator<br />

[h]<br />

Energy generated, gross<br />

[MWh]<br />

Month Year Since<br />

commissioning<br />

Time availability<br />

[%]<br />

Energy availability<br />

[%] *) Energy utilisation<br />

[%] *)<br />

Month Year Month Year Month Year<br />

NEWS<br />

OL1 Olkiluoto BWR FI 910 880 699 590 640 2 562 054 272 027 524 97.04 98.54 89.17 95.35 89.17 95.93<br />

OL2 Olkiluoto 4) BWR FI 910 880 720 652 413 2 674 197 262 038 283 100.00 100.00 99.23 99.76 98.49 100.13<br />

KCB Borssele PWR NL 512 484 720 366 399 1 474 330 169 455 764 99.47 99.01 99.05 98.89 99.58 99.45<br />

KKB 1 Beznau 1,2,6,7) PWR CH 380 365 395 151 0<strong>06</strong> 992 465 131 301 285 54.86 88.80 54.63 88.75 54.86 89.94<br />

KKB 2 Beznau 6,7) PWR CH 380 365 720 273 585 1 107 912 138 404 695 100.00 100.00 100.00 99.83 100.05 100.50<br />

KKG Gösgen 7) PWR CH 1<strong>06</strong>0 1010 720 761 249 3 087 541 325 203 776 100.00 100.00 99.99 99.94 99.74 100.34<br />

CNT-I Trillo PWR ES 1<strong>06</strong>6 1003 720 661 602 2 945 895 258 693 921 100.00 100.00 100.00 100.00 85.00 94.54<br />

Dukovany B1 PWR CZ 500 473 720 358 018 1 451 428 117 335 611 100.00 100.00 100.00 99.90 99.45 100.00<br />

Dukovany B2 PWR CZ 500 473 720 355 8<strong>06</strong> 1 441 545 112 484 863 100.00 100.00 100.00 99.88 98.84 99.31<br />

Dukovany B3 PWR CZ 500 473 1 29 284 895 110 536 631 0.14 20.01 0.01 19.67 0.01 19.63<br />

Dukovany B4 PWR CZ 500 473 720 360 754 955 104 111 662 <strong>06</strong>1 100.00 65.42 99.65 65.31 100.21 65.80<br />

Temelin B1 PWR CZ 1080 1030 0 0 1 756 742 123 671 555 0 54.74 0 54.22 0 55.93<br />

Temelin B2 PWR CZ 1080 1030 720 782 217 3 223 320 120 705 938 100.00 100.00 100.00 100.00 100.41 102.62<br />

Doel 1 1,2) PWR BE 454 433 0 0 0 137 736 <strong>06</strong>0 0 0 0 0 0 0<br />

Doel 2 1,2) PWR BE 454 433 0 0 0 136 335 470 0 0 0 0 0 0<br />

Doel 3 PWR BE 1056 10<strong>06</strong> 720 775 809 3 139 030 266 250 680 100.00 100.00 100.00 100.00 101.65 101.96<br />

Doel 4 PWR BE 1084 1033 720 788 <strong>06</strong>0 3 186 503 272 824 778 100.00 100.00 99.26 99.70 99.26 99.63<br />

Tihange 1 2) PWR BE 1009 962 0 0 0 307 547 424 0 0 0 0 0 0<br />

Tihange 2 PWR BE 1055 1008 720 754 589 3 042 824 261 097 343 100.00 100.00 99.98 99.87 100.34 100.33<br />

Tihange 3 PWR BE 1089 1038 720 778 353 3 142 871 283 705 448 100.00 100.00 100.00 99.97 99.91 100.03<br />

Plant name<br />

Type<br />

Nominal<br />

capacity<br />

gross<br />

[MW]<br />

net<br />

[MW]<br />

Operating<br />

time<br />

generator<br />

[h]<br />

Energy generated, gross<br />

[MWh]<br />

Time availability<br />

[%]<br />

Energy availability<br />

[%] *) Energy utilisation<br />

[%] *)<br />

Month Year Since Month Year Month Year Month Year<br />

commissioning<br />

KBR Brokdorf DWR 1480 1410 720 951 530 3 708 586 364 429 609 100.00 100.00 93.80 94.13 89.00 85.93<br />

KKE Emsland 4) DWR 14<strong>06</strong> 1335 720 1 003 407 3 995 435 361 595 636 100.00 100.00 100.00 100.00 99.17 97.89<br />

KWG Grohnde 2) DWR 1430 1360 266 359 894 3 265 485 391 540 331 36.96 84.36 37.84 84.58 34.73 78.17<br />

KRB C Gundremmingen 3) SWR 1344 1288 590 746 240 3 295 647 344 619 199 81.99 86.09 77.15 84.34 76.49 83.84<br />

KKI-2 Isar DWR 1485 1410 720 972 470 4 115 090 369 877 559 100.00 100.00 99.98 99.99 90.37 95.04<br />

GKN-II Neckarwestheim DWR 1400 1310 720 962 560 3 930 560 344 168 804 100.00 100.00 100.00 99.97 95.54 96.81<br />

*)<br />

Net-based values<br />

(Czech and Swiss<br />

nuclear power<br />

plants gross-based)<br />

1)<br />

Refueling<br />

2)<br />

Inspection<br />

3)<br />

Repair<br />

4)<br />

Stretch-outoperation<br />

5)<br />

Stretch-inoperation<br />

6)<br />

Hereof traction supply<br />

7)<br />

Incl. steam supply<br />

BWR: Boiling<br />

Water Reactor<br />

PWR: Pressurised<br />

Water Reactor<br />

Source: VGB<br />

have also been made available to the<br />

public.<br />

“I said when the crisis began that<br />

there were two areas of the Agency’s<br />

work which would not be halted, no<br />

matter what happened,” said the<br />

Director General in his introductory<br />

statement to the Board of Governors.<br />

“We would continue to implement<br />

safeguards to prevent any misuse of<br />

nuclear material and activities <strong>for</strong><br />

non-peaceful purposes. And we would<br />

do everything we possibly could to<br />

assist Member States in confronting<br />

the coronavirus.”<br />

The Report on IAEA Support to<br />

Member State Ef<strong>for</strong>ts in Addressing<br />

the COVID-19 Pandemic, describes<br />

the IAEA’s delivery of support to<br />

120 countries and territories that<br />

have requested Agency support to<br />

use the nuclear-related RT-PCR technology<br />

<strong>for</strong> the detection of COVID-19<br />

infections. The shipments have included<br />

detection equipment, that is,<br />

real time RT‐PCR and kits, together<br />

with reagents and laboratory consumables,<br />

as well as biosafety supplies<br />

such as personal protection equipment<br />

<strong>for</strong> the safe analysis of samples.<br />

| www.iaea.org (201711216)<br />

Research<br />

Europe: Joint letter urges<br />

Commission to support<br />

hydrogen production from<br />

nuclear<br />

(nucnet) Energy companies, research<br />

institutes and associations have signed<br />

a joint letter to the European Commission<br />

highlighting the possibility of<br />

low-carbon energy sources such as nuclear<br />

to produce clean hydrogen.<br />

One of the signatories, Romania’s<br />

state-controlled nuclear energy producer<br />

<strong>Nuclear</strong>electrica, said the<br />

use of low-carbon sources to produce<br />

hydrogen can help achieve<br />

European decarbonisation targets<br />

set <strong>for</strong> 2050.<br />

A report last year by the <strong>International</strong><br />

Energy Agency said “now is the<br />

time” to scale up technologies and<br />

bring down costs to allow hydrogen to<br />

become widely used.<br />

Hydrogen is created using steam<br />

methane re<strong>for</strong>ming, which basically<br />

uses high temperatures to convert<br />

steam and methane into hydrogen gas<br />

and carbon dioxide.<br />

News


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

Supplying hydrogen to industrial<br />

users is a major business. But its<br />

production is responsible <strong>for</strong> CO 2<br />

emissions of around 830 million<br />

tonnes of carbon dioxide per year,<br />

equivalent to the CO 2 emissions of the<br />

UK and Indonesia combined.<br />

A wide variety of fuels are able to<br />

produce hydrogen, including nuclear,<br />

renewables, natural gas, coal and oil.<br />

It can be transported as a gas by<br />

pipelines or in liquid <strong>for</strong>m by ships,<br />

much like liquefied natural gas (LNG).<br />

It can be trans<strong>for</strong>med into electricity<br />

and methane to power homes and<br />

feed industry, and into fuels <strong>for</strong> cars,<br />

trucks, ships and planes.<br />

The IEA said nuclear power plants<br />

are an option <strong>for</strong> the provision of heat<br />

<strong>for</strong> hydrogen production. Depending<br />

on local conditions, using steam from<br />

nuclear power could be cheaper<br />

than using steam from natural gas, as<br />

well as reducing the carbon intensity<br />

of the hydrogen produced. It could<br />

also provide a useful additional<br />

revenue stream <strong>for</strong> nuclear power<br />

plants.<br />

The joint letter, addressed to senior<br />

European Commission officials,<br />

recom mends that proposals <strong>for</strong> clean<br />

hydrogen generation be considered in<br />

the strategy documents which due to<br />

be published by the Commission as<br />

part of the European Green Deal.<br />

The proposals consist of encouraging<br />

the production of, and the<br />

demand <strong>for</strong>, hydrogen from clean<br />

sources, which will allow the replacement<br />

of hydrogen supplied from<br />

sources with significant CO 2 emissions.<br />

“Hydrogen production through the<br />

use of nuclear energy, greenhouse<br />

gas-free energy, is considered by the<br />

major producing and consuming<br />

companies in Europe as a potential<br />

way to recover from the economic<br />

crisis generated by the Covid-19<br />

pandemic,” the letter says.<br />

It calls <strong>for</strong> the Commission to begin<br />

a debate on the essential role of<br />

nuclear energy in decarbonising the<br />

energy and industrial sector. This<br />

would include producing hydrogen<br />

through existing nuclear capacity in<br />

Europe and through new capacity that<br />

will be built in Romania and Europe.<br />

In the US, the Department of<br />

Energy is looking at ways to develop<br />

new technologies to efficiently scale<br />

up the production of hydrogen using<br />

all of the nation’s energy sources,<br />

including nuclear. The DOE said a<br />

single 1,000-MW nuclear reactor<br />

could produce more than 200,000<br />

tonnes of hydrogen each year.<br />

IAEA launches initiative<br />

to help prevent future<br />

pandemics<br />

(iaea) The Director General of the<br />

<strong>International</strong> Atomic Energy Agency<br />

(IAEA), Rafael Mariano Grossi,<br />

launched an initiative today to<br />

strengthen global preparedness <strong>for</strong><br />

future pandemics like COVID-19.<br />

The project, called ZODIAC, builds<br />

on the IAEA’s experience in assisting<br />

countries in the use of nuclear and<br />

nuclear-derived techniques <strong>for</strong> the<br />

rapid detection of pathogens that<br />

cause transboundary animal diseases,<br />

including ones that spread to humans.<br />

These zoonotic diseases kill around<br />

2.7 million people every year.<br />

The IAEA Zoonotic Disease Integrated<br />

Action (ZODIAC) project will<br />

establish a global network to help<br />

national laboratories in monitoring,<br />

surveillance, early detection and<br />

control of animal and zoonotic<br />

diseases such as COVID-19, Ebola,<br />

avian influenza and Zika. ZODIAC is<br />

based on the technical, scientific and<br />

laboratory capacity of the IAEA<br />

and its partners and the Agency’s<br />

mechanisms to quickly deliver equipment<br />

and know-how to countries.<br />

The aim is to make the world<br />

better prepared <strong>for</strong> future outbreaks.<br />

“ Member States will have access to<br />

equipment, technology packages,<br />

expertise, guidance and training.<br />

Decision-makers will receive up-todate,<br />

user-friendly in<strong>for</strong>mation that<br />

will enable them to act quickly,” Mr<br />

Grossi told a meeting of the IAEA<br />

Board of Governors.<br />

Mr Grossi said COVID-19 had<br />

exposed problems related to virus<br />

detection capabilities in many<br />

countries, as well as a need <strong>for</strong><br />

better communication between health<br />

institutions around the world. While<br />

the IAEA has been doing important<br />

work to help countries in these areas,<br />

such as through the provision of<br />

COVID-19 tests, he said it was “essential<br />

to pull these diverse strands<br />

together into a coherent and comprehensive<br />

framework of assistance”.<br />

<strong>Nuclear</strong>-derived techniques, such<br />

as tests using real time reverse<br />

transcription-polymerase chain reaction<br />

(RT-PCR), are important tools in<br />

the detection and characterization of<br />

viruses. The IAEA is providing emergency<br />

assistance to some 120 countries<br />

in the use of such tests to rapidly<br />

detect COVID-19.<br />

Zoonotic diseases are caused by<br />

bacteria, parasites, fungi or viruses<br />

that originate in animals and can be<br />

transmitted to humans. Many of these<br />

| Based on the IAEA's technical, scientific and laboratory capacity, ZODIAC<br />

will establish a global network to help national laboratories in monitoring,<br />

surveillance, early detection and control of animal and zoonotic diseases<br />

such as COVID-19 and Ebola. (Photo: D. Calma/IAEA)<br />

diseases are treatable if medication is<br />

available, such as E. coli- and brucella<br />

bacterial infections. But others<br />

have the potential to severely affect<br />

humans, such as Ebola, SARS and<br />

COVID-19.<br />

ZODIAC builds on the experience<br />

of VETLAB, a network of veterinary<br />

laboratories in Africa and Asia that<br />

was originally set up by the Food and<br />

Agriculture Organization of the<br />

United Nations (FAO) and the IAEA to<br />

combat the cattle disease rinderpest.<br />

VETLAB now supports countries in<br />

the early detection of several zoonotic<br />

and animal diseases, such as African<br />

swine fever and pest des petit<br />

ruminants (PPR).<br />

“About 70 per cent of all diseases in<br />

humans come from animals,” said<br />

Gerrit Viljoen, Head of the Animal<br />

Production and Health Section of the<br />

Joint FAO/IAEA Programme <strong>for</strong><br />

<strong>Nuclear</strong> Techniques in Food and<br />

Agriculture.<br />

ZODIAC aims to help veterinary<br />

and public health officials identify<br />

these diseases be<strong>for</strong>e they spread.<br />

“We have seen an increase in the<br />

number of zoonotic epidemics in the<br />

last decades: first Ebola, then Zika,<br />

and now COVID-19. It’s important to<br />

monitor what is in the animal kingdom<br />

– both wildlife and livestock – and to<br />

act quickly on those findings be<strong>for</strong>e<br />

the pathogens jump to humans,” Mr<br />

Viljoen said.<br />

Following the One Health concept<br />

<strong>for</strong> a multidisciplinary collaborative<br />

approach between human and animal<br />

health authorities and specialists,<br />

ZODIAC will benefit from the unique<br />

joint FAO/IAEA laboratories and from<br />

partners such as the World Health<br />

Organization (WHO) and the World<br />

Organisation <strong>for</strong> Animal Health (OIE).<br />

“We have a unique capacity to<br />

provide laboratory support and<br />

guidance to countries,” said Mr<br />

Viljoen, adding that ZODIAC will, <strong>for</strong><br />

example, provide technical know-how<br />

371<br />

NEWS<br />

News


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

372<br />

NEWS<br />

and advice to laboratories on test<br />

per<strong>for</strong>mance and assist authorities in<br />

the interpretation of results and in<br />

devising containment measures.<br />

ZODIAC will also support R&D<br />

activities <strong>for</strong> novel technologies and<br />

methodologies <strong>for</strong> early detection and<br />

surveillance. Under the project, the<br />

IAEA will enhance its capacities to<br />

host scientists and fellows from<br />

Member States at its Seibersdorf<br />

laboratories outside Vienna and to<br />

carry out research on immunological,<br />

molecular, nuclear and isotopic tests,<br />

as well as in the use of irradiation to<br />

develop vaccines against diseases<br />

such as avian influenza.<br />

| www.iaea.org (201741136)<br />

Persons<br />

FRM II: Axel Pichlmaier<br />

new Technical Director<br />

(frm) On 1 July 2020 Dr. Axel<br />

Pichlmaier takes up the post of Technical<br />

Director of the Heinz Maier-<br />

Leibnitz research neutron source. The<br />

51-year-old physicist brings with him<br />

experience from neutron research as<br />

well as from reactor operation and<br />

nuclear supervision.<br />

The initial spark <strong>for</strong> Axel<br />

Pichlmaier's career was given by<br />

Professor Dr. Klaus Schreckenbach in<br />

1992 in the lecture “<strong>Nuclear</strong> Solid<br />

State Physics” at the Technical University<br />

of Munich (TUM). Schreckenbach<br />

found a working student in Axel<br />

Pichlmaier among the listening<br />

students in the field of basic research<br />

with neutrons at the Institut Laue<br />

Langevin (ILL) in Grenoble, France.<br />

After his diploma thesis at the prototype<br />

positron source at the Atomic<br />

Egg, Pichlmaier finally did his PhD on<br />

ultracold neutrons within the framework<br />

of a collaboration between the<br />

TUM and the ILL, also under Professor<br />

Schreckenbach.<br />

Now Axel Pichlmaier follows in his<br />

doctoral supervisor’s the footsteps,<br />

who was the first Technical Director of<br />

the FRM II from 1999 to 2005.<br />

Big projects are waiting<br />

According to Pichlmaier, the FRM II<br />

had been handed over by his predecessor<br />

Dr. Anton Kastenmüller “in<br />

perfect condition”. Kastenmüller's second<br />

term of office as Technical Director<br />

of FRM II ended in March 2020 after<br />

five years according to rotation. “In ten<br />

years, Dr. Anton Kastenmüller has rendered<br />

out standing services to the safe<br />

operation of the FRM II,” said the<br />

Scientific Director of the FRM II and<br />

MLZ, Prof. Dr. Peter Müller -Buschbaum.<br />

He also expressly thanked<br />

Dr. Heiko Gerstenberg and Roland<br />

Schätzlein, who had provisionally<br />

taken over the Technical Management<br />

from April until Pichlmaier took<br />

office. In addition to safe operation,<br />

Pichlmaier and his more than 110 employees<br />

are also responsible <strong>for</strong> the<br />

supply of fresh fuel, the disposal of<br />

spent fuel elements and fuel conversion:<br />

major projects with far-reaching<br />

significance <strong>for</strong> FRM II.<br />

| www.frmii.tum.de<br />

Company News<br />

Framatome and the<br />

Technical University of Munich<br />

to develop new fuel<br />

<strong>for</strong> research reactor<br />

(framatome) Framatome and the Technical<br />

University of Munich (TUM)<br />

recently began the commercial development<br />

of uranium- molybdenum fuel<br />

(UMo) <strong>for</strong> nuclear research reactors.<br />

Framatome and TUM will design<br />

and install the fuel manufacturing<br />

production line, and develop, produce<br />

and irradiate new fuel prototypes. The<br />

project will take place at the CERCA<br />

Research and Innovation Lab (CRIL),<br />

Framatome’s new research and<br />

development laboratory dedicated to<br />

advancing the fabrication of nuclear<br />

fuels <strong>for</strong> medical, research and<br />

sterilization applications.<br />

“By producing this new fuel <strong>for</strong><br />

TUM, Framatome allows research<br />

reactors to maintain per<strong>for</strong>mance<br />

while using low-enriched uranium,”<br />

said François Gauché, director of the<br />

CERCA Business Line at Framatome.<br />

“We look <strong>for</strong>ward to advancing this<br />

fuel technology and developing a new<br />

fuel option <strong>for</strong> research reactors.”<br />

The team will install the operational<br />

manufacturing line in early<br />

2021 with the production of the first<br />

prototypes planned <strong>for</strong> 2022. TUM,<br />

Framatome, the French Alternative<br />

Energies and Atomic Energy Commission,<br />

the Institut Laue-Langevin<br />

and SCK-CEN (the Belgian nuclear<br />

research center) will be involved in<br />

irradiation activities.<br />

“TUM and Framatome’s collaboration<br />

on the development of this<br />

new fuel guarantees a reliable and<br />

efficient source of neutrons <strong>for</strong><br />

research, industry and medicine,” said<br />

Professor Peter Müller-Buschbaum,<br />

scientific director of TUM's FRM II<br />

nuclear research reactor. “This fuel is<br />

an essential tool <strong>for</strong> the development<br />

of science in Germany.”<br />

The development of this fuel<br />

is a major challenge, which several<br />

international teams are tackling. The<br />

success of this project, in addition to<br />

providing significant support to one<br />

of its main customers, will allow<br />

Framatome to position itself well in<br />

the manufacture of UMo research<br />

fuel.<br />

| www.framatome.com (201711204)<br />

ROSATOM starts life tests<br />

of third-generation VVER-440<br />

nuclear fuel<br />

(rosatom) OKB Gidropress research<br />

and experiment facility, an enterprise<br />

of ROSATOM machinery division<br />

Atomenergomash, has started life<br />

tests of a mock-up of the third-generation<br />

nuclear fuel RK3+ <strong>for</strong> VVER-440<br />

reactors. The work is carried out<br />

within the contract between TVEL<br />

Fuel Company of ROSATOM and<br />

Czech power company ČEZ a.s., which<br />

includes design and introduction of<br />

this fuel modification at Dukovany<br />

NPP in the Czech Republic.<br />

The difference between RK3+ and<br />

the previous fuel generations <strong>for</strong><br />

VVER-440 is the improved structure,<br />

which enabled to advance mechanical<br />

and thermal-hydraulic per<strong>for</strong>mance<br />

of the fuel. «Introduction of RK3+ will<br />

make it possible to operate all four<br />

power units at increased thermal<br />

capacity and also to extend the fuel<br />

cycle at Dukovany NPP, which will<br />

improve economic efficiency of the<br />

power plant operation», said<br />

Alexander Ugryumov, Vice President<br />

<strong>for</strong> Research and Development at<br />

TVEL JSC.<br />

The life tests started after successful<br />

completion of hydraulic tests (hydraulic<br />

filling) of the mock-up with<br />

the aim to determine RK3+ hydraulic<br />

resistance. Life tests are carried out<br />

on a full-scale research hot run-in test<br />

bench V-440 and will last <strong>for</strong> full<br />

1500 hours.<br />

The aim of tests is to study mechanical<br />

stability of RK3+ components<br />

under thermal-hydraulic and dynamic<br />

conditions, which are close as possible<br />

to full-scale operation.<br />

| www.rosatom.ru ( (201711200)<br />

Westinghouse installs<br />

first-of-a-kind 3d-printed fuel<br />

component inside commercial<br />

nuclear reactor<br />

(west-n) Westinghouse Electric<br />

Company announced today a 3Dprinted<br />

thimble plugging device was<br />

successfully installed in Exelon’s<br />

News


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

Uranium<br />

Prize range: Spot market [USD*/lb(US) U 3O 8]<br />

140.00<br />

) 1<br />

Uranium prize range: Spot market [USD*/lb(US) U 3O 8]<br />

140.00<br />

) 1<br />

120.00<br />

120.00<br />

373<br />

100.00<br />

100.00<br />

80.00<br />

80.00<br />

60.00<br />

40.00<br />

20.00<br />

Yearly average prices in real USD, base: US prices (1982 to1984) *<br />

60.00<br />

40.00<br />

20.00<br />

NEWS<br />

0.00<br />

1980<br />

1985<br />

1990<br />

1995<br />

2000<br />

2005<br />

2010<br />

2015<br />

2020<br />

Year<br />

* Actual nominal USD prices, not real prices referring to a base year. Sources: Energy Intelligence, Nukem; Bild/Figure: <strong>atw</strong> 2020 * Actual nominal USD prices, not real prices referring to a base year. Year<br />

Sources: Energy Intelligence, Nukem; Bild/Figure: <strong>atw</strong> 2020<br />

| Uranium spot market prices from 1980 to 2020 and from 2009 to 2020. The price range is shown.<br />

In years with U.S. trade restrictions the unrestricted uranium spot market price is shown.<br />

Separative work: Spot market price range [USD*/kg UTA]<br />

Conversion: Spot conversion price range [USD*/kgU]<br />

180.00<br />

26.00<br />

) 1 ) 1<br />

160.00<br />

140.00<br />

0.00<br />

24.00<br />

22.00<br />

20.00<br />

Jan. 2009<br />

Jan. 2010<br />

Jan. 2011<br />

Jan. 2012<br />

Jan. 2013<br />

Jan. 2014<br />

Jan. 2015<br />

Jan. 2016<br />

Jan. 2017<br />

Jan. 2018<br />

Jan. 2019<br />

Jan. 2020<br />

Jan. 2021<br />

120.00<br />

18.00<br />

16.00<br />

100.00<br />

14.00<br />

80.00<br />

12.00<br />

10.00<br />

60.00<br />

8.00<br />

40.00<br />

6.00<br />

20.00<br />

4.00<br />

2.00<br />

0.00<br />

0.00<br />

Jan. 2009<br />

Jan. 2010<br />

Jan. 2011<br />

Jan. 2012<br />

Jan. 2013<br />

Jan. 2014<br />

* Actual nominal USD prices, not real prices referring to a base year. Year<br />

Jan. 2015<br />

Jan. 2016<br />

Jan. 2017<br />

Jan. 2018<br />

Jan. 2019<br />

Jan. 2020<br />

Jan. 2021<br />

Sources: Energy Intelligence, Nukem; Bild/Figure: <strong>atw</strong> 2020<br />

Jan. 2009<br />

Jan. 2010<br />

Jan. 2011<br />

Jan. 2012<br />

Jan. 2013<br />

Jan. 2014<br />

* Actual nominal USD prices, not real prices referring to a base year. Year<br />

Jan. 2015<br />

Jan. 2016<br />

Jan. 2017<br />

Jan. 2018<br />

Jan. 2019<br />

Jan. 2020<br />

Jan. 2021<br />

Sources: Energy Intelligence, Nukem; Bild/Figure: <strong>atw</strong> 2020<br />

| Separative work and conversion market price ranges from 2009 to 2020. The price range is shown.<br />

)1<br />

In December 2009 Energy Intelligence changed the method of calculation <strong>for</strong> spot market prices. The change results in virtual price leaps.<br />

* Actual nominal USD prices, not real prices referring to a base year<br />

Sources: Energy Intelligence, Nukem; Bilder/Figures: <strong>atw</strong> 2020<br />

Byron Unit 1 nuclear plant during<br />

their spring refueling outage. It is a<br />

first-of-a-kind installation <strong>for</strong> the<br />

nuclear industry.<br />

Additive manufacturing, also<br />

known as 3D printing, is an innovative<br />

technique that simplifies the manufacturing<br />

process by going directly<br />

from 3D model to an actual part.<br />

Additive manufacturing reduces cost,<br />

improves quality and design flexibility,<br />

and eliminates conventional<br />

manufacturing limitations.<br />

“Westinghouse continues to lead<br />

the way with development of the most<br />

advanced technologies to help the<br />

world meet growing electricity<br />

demand with safe, clean and reliable<br />

energy,” said Ken Canavan, Westinghouse’s<br />

chief technology officer. “Our<br />

additive manufacturing program<br />

offers customers enhanced component<br />

designs that help increase<br />

per<strong>for</strong>mance and reduce costs,<br />

as well as provide access to components<br />

that may not be available<br />

using traditional manufacturing<br />

methods.”<br />

“Additive manufacturing is an<br />

exciting new solution <strong>for</strong> the nuclear<br />

industry,” said Ken Petersen, Exelon<br />

Generation’s vice president of nuclear<br />

fuels. “The simplified approach helps<br />

meet the industry's need <strong>for</strong> a wide<br />

variety of low-volume, highly critical<br />

plant components. We are proud to<br />

have Westinghouse as a partner on<br />

this industry milestone and to help<br />

further demonstrate the viability of<br />

this technology.”<br />

| www.westinghousenuclear.com<br />

(201711207)<br />

Market data<br />

(All in<strong>for</strong>mation is supplied without<br />

guarantee.)<br />

<strong>Nuclear</strong> Fuel Supply<br />

Market Data<br />

In<strong>for</strong>mation in current (nominal)<br />

U.S.-$. No inflation adjustment of<br />

prices on a base year. Separative work<br />

data <strong>for</strong> the <strong>for</strong>merly “secondary<br />

market”. Uranium prices [US-$/lb<br />

U 3 O 8 ; 1 lb = 453.53 g; 1 lb U 3 O 8 =<br />

0.385 kg U]. Conversion prices [US-$/<br />

kg U], Separative work [US-$/SWU<br />

(Separative work unit)].<br />

2017<br />

p Uranium: 19.25–26.50<br />

p Conversion: 4.50–6.75<br />

p Separative work: 39.00–50.00<br />

2018<br />

p Uranium: 21.75–29.20<br />

p Conversion: 6.00–14.50<br />

p Separative work: 34.00–42.00<br />

2019<br />

January to June 2019<br />

p Uranium: 23.90–29.10<br />

p Conversion: 13.50–18.00<br />

p Separative work: 41.00–49.00<br />

July to December 2019<br />

p Uranium: 24.50–26.25<br />

p Conversion: 18.00–23.00<br />

p Separative work: 47.00–52.00<br />

2020<br />

January 2020<br />

p Uranium: 24.10–24.90<br />

p Conversion: 22.00–23.00<br />

p Separative work: 48.00–51.00<br />

February 2020<br />

p Uranium: 24.25–25.00<br />

p Conversion: 22.00–23.00<br />

p Separative work: 45.00–53.00<br />

March 2020<br />

p Uranium: 23.05–27.40<br />

p Conversion: 21.50–23.50<br />

p Separative work: 45.00–52.00<br />

April 2020<br />

p Uranium: 27.50–34.00<br />

p Conversion: 21.50–23.50<br />

p Separative work: 45.00–52.00<br />

| Source: Energy Intelligence<br />

www.energyintel.com<br />

News


<strong>atw</strong> Vol. 65 (2020) | Issue 6/7 ı June/July<br />

374<br />

‘Green Energy’ Plans Will never Ripen<br />

without <strong>Nuclear</strong> in the Mix<br />

NUCLEAR TODAY<br />

John Shepherd is a<br />

freelance journalist<br />

and communications<br />

consultant.<br />

Sources:<br />

University<br />

of East Anglia study<br />

https://bit.ly/30l3YKA<br />

Maroš Šefčovič on EU<br />

recovery plan<br />

https://bit.ly/2XHKZrJ<br />

Sizewell C<br />

announcement<br />

https://bit.ly/3h85Pbg<br />

We have had precious little to cheer about this year amidst the impact on all our lives wrought by the coronavirus.<br />

As I write, there continues to be an onslaught of grim statistics from parts of the world still struggling to cope with the<br />

deadly devastation, while much of Europe moves tentatively out of a patchwork of individual ‘lockdown’ regimes.<br />

Only one statistic could be remotely considered as welcome<br />

(a term that has to be seen against the truly awful toll of<br />

deaths)… the impact the lockdowns have had around the<br />

world on the global environment.<br />

According to a study published in the journal ‘Natural<br />

Climate Change’, daily emissions decreased by 17% – or<br />

17m tonnes of carbon dioxide – globally during the peak of<br />

the confinement measures in early April, compared to<br />

mean daily levels in 2019 and dropping to levels last<br />

observed in 20<strong>06</strong>.<br />

The study, led by the UK’s University of East Anglia, said<br />

emissions from surface transport, such as car journeys,<br />

accounted <strong>for</strong> almost half (43%) of the decrease in global<br />

emissions during peak confinement on 7 April. “Emissions<br />

from industry and from power together accounted <strong>for</strong> a<br />

further 43% of the decrease in daily global emissions,” the<br />

study said.<br />

Professor Rob Jackson of Stan<strong>for</strong>d University and chair<br />

of the Global Carbon Project, who co-authored the study,<br />

said the “substantial” drop in emissions highlighted the<br />

need <strong>for</strong> “systemic change through green energy and<br />

electric cars, not temporary reductions from en<strong>for</strong>ced<br />

behaviour”.<br />

Having limited the belching out of fossil fuels as a result<br />

of the pandemic, our slow sojourn to what is being<br />

described as the ‘new normal’ offers breathing space <strong>for</strong><br />

policymakers to reflect on the impact of industrial policies.<br />

However, it seems the opportunity to reboot Europe’s<br />

industrial economy will be done without any encouragement<br />

whatsoever <strong>for</strong> clean, green, nuclear energy.<br />

The latest announcement from European Union policymakers<br />

– contained in its green recovery plan published<br />

towards the end of May – makes clear that the ‘new normal’<br />

<strong>for</strong> the energy sector will be a return to business as usual. A<br />

continuation of the political blind spot – at least as far as<br />

the environmental benefits of nuclear power are concerned.<br />

EU vice-president Maroš Šefčovič said the recovery plan<br />

reflected “the new reality and shows we will focus all our<br />

actions on overcoming the crisis, jumpstarting our<br />

eco nomy and putting the European Union firmly on a<br />

resilient, sustainable and fair recovery path”.<br />

Šefčovič is in charge of inter-institutional relations and<br />

<strong>for</strong>esight. Sadly, there seems very little <strong>for</strong>esight in the<br />

bloc’s plan as far as a “fair recovery” is concerned. The<br />

vice-president has a track record on not allowing fair play<br />

in the energy industry.<br />

As a <strong>for</strong>mer EU energy chief, Šefčovič consistently<br />

supported policies that favoured pouring millions of euros<br />

into developing the lithium-ion battery sector, despite the<br />

fact it struggles with immense environmental issues<br />

including a poor recycling record. On his watch, it is fair to<br />

say Europe’s lead-acid battery industry, with a near 100 %<br />

environmentally-efficient recycling record, enjoyed next to<br />

no recognition or support.<br />

Now nuclear is set to continue as the EU’s bête noire.<br />

According to Foratom, the Brussels-based trade association<br />

<strong>for</strong> the nuclear energy industry in Europe, the EU’s<br />

green recovery plan “ignores the need <strong>for</strong> clean, dispatchable<br />

and European sources of energy”.<br />

Foratom has called on EU leaders to focus on solutions<br />

that will help Europe emerge from the pandemic and<br />

fully commit to the EU’s earlier pledge to invest in clean<br />

technologies that creates growth and jobs.<br />

<strong>Nuclear</strong> is “a European technology, with a European<br />

supply chain, capable of providing Europe with the<br />

low-carbon energy it needs, when its needs it”, Foratom<br />

said. In addition, it is right to stress that nuclear also plays<br />

a key role in medical diagnosis and treatment.<br />

Foratom’s director-general Yves Desbazeille said the<br />

European Commission “has once again ignored Europe’s<br />

largest source of low-carbon dispatchable energy”.<br />

But there are glimmers of hope <strong>for</strong> sensible planning<br />

and investment in new nuclear. The UK arm of France’s<br />

EDF recently confirmed it had taken the first key steps<br />

toward building the Sizewell C nuclear plant on England’s<br />

eastern Suffolk coast. EDF Energy has applied to the<br />

Planning Inspectorate <strong>for</strong> a development consent order <strong>for</strong><br />

the twin-unit ‘UK EPR’ site.<br />

The application moves <strong>for</strong>ward after four rounds of<br />

public consultation that began eight years ago. EDF said the<br />

“extraordinary circumstances” created by the pandemic had<br />

<strong>for</strong>ced it to delay the application by a further two months –<br />

but Sizewell C now represents a major step towards picking<br />

up the pace <strong>for</strong> the UK’s nuclear programme.<br />

Sizewell C will be a near replica of the Hinkley Point C<br />

plant that EDF Energy is building in western England.<br />

Even in its nascent stages, Sizewell C is projected to<br />

provide a huge stimulus towards the recovery of the<br />

domestic economy in the wake of the pandemic. According<br />

to EDF, around 25,000 employment opportunities and<br />

1,000 apprenticeships will be created during construction.<br />

In addition to the economic benefits, Sizewell C will<br />

avoid an estimated 9 million tonnes of CO 2 being pumped<br />

into the atmosphere each year, compared to producing the<br />

3.2GW of electricity from gas-powered generation, EDF<br />

said.<br />

These are the statistics that are part of the nuclear story<br />

that cannot be repeated enough. Be<strong>for</strong>e first cement is even<br />

poured, nuclear construction projects create thousands of<br />

jobs, support livelihoods, strengthen local businesses and<br />

frequently boost international supply chains. Once operational,<br />

the plants can run safely <strong>for</strong> decades to come while<br />

contributing to vibrant, clean-energy economies.<br />

Reflecting on this plethora of positive data, what is it that<br />

makes nuclear so objectionable <strong>for</strong> EU energy planners?<br />

The nuclear industry is not asking <strong>for</strong> preferential treatment,<br />

only what our antipodean cousins would describe as<br />

“a fair go”.<br />

The facts are clear but, as the saying goes, there are<br />

none so blind as those who will not see.<br />

Author<br />

John Shepherd<br />

<strong>Nuclear</strong> Today<br />

‘Green Energy’ Plans Will never Ripen without <strong>Nuclear</strong> in the Mix ı John Shepherd


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