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The Picard-Lefschetz theory of complexified Morse functions 1 ...

The Picard-Lefschetz theory of complexified Morse functions 1 ...

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Complexified <strong>Morse</strong> <strong>functions</strong> 27<br />

3.3 Constructing M and the vanishing spheres in case (2), dim N = 3<br />

In this section we explain how, for a closed 3-manifold N , one can construct the<br />

regular fiber M and vanishing spheres L0, L1, L2, L3 in M. This discussion applies<br />

equally well to self-indexing <strong>Morse</strong> <strong>functions</strong> f : N −→ R with four critical values<br />

0, n, n + 1, 2n + 1. See section 3.2 to see how things are much the same from one<br />

dimension to the next.<br />

Let (N, f, g) be a triple consisting <strong>of</strong> a closed 3-manifold N , and a self-indexing<br />

<strong>Morse</strong> function f : N −→ R, together with a <strong>Morse</strong>-Smale metric g on N . <strong>The</strong>n<br />

(N, f, g) determines a Heegard diagram for N as follows. Let<br />

T = f −1 (3/2).<br />

This is a closed 2-manifold <strong>of</strong> some genus h. We may assume f has h critical points<br />

, j = 1,... , h. <strong>The</strong>n there are h circles<br />

<strong>of</strong> index 1 and 2, x j j<br />

1 , x2 namely<br />

where S(x j<br />

1<br />

αj,βj ⊂ T, j = 1,... g,<br />

αj = S(x j<br />

) is the stable manifold <strong>of</strong> x j<br />

1<br />

1 ) ∩ T,βj = U(x j<br />

2 ) ∩ T,<br />

and U(x j<br />

1<br />

) is the unstable manifold <strong>of</strong> x j<br />

1 .<br />

<strong>The</strong> data <strong>of</strong> T together with the circles αj,βj is called a Heegard diagram for N ; it<br />

determines the diffeomorphism type <strong>of</strong> N . In addition, (f, g) determine framings<br />

φ α j : S1 × D 1 −→ T<br />

φ β<br />

j : S1 × D 1 −→ T<br />

for αj , βj respectively. (Of course, in this dimension, there are only two possible<br />

framings for each αj or βj and they give rise to diffeomorphic manifolds. But in higher<br />

dimensions the analogue <strong>of</strong> these framings are important.)<br />

<strong>The</strong>n M is defined as follows. Set<br />

L j j<br />

1 , L2 = S2 , j = 1,... , h.<br />

Now consider the disk bundle D(T ∗ T) and consider the disk conormal bundles D(ν ∗ (αj))<br />

and D(ν ∗ (βj)), each being diffeomorphic to S 1 × D 1 . Since (f, g) is <strong>Morse</strong>-Smale, it<br />

follows that αj and βk are transverse for any j, k. <strong>The</strong>refore we may assume that the<br />

boundaries <strong>of</strong> the disk conormal bundles S(ν ∗ (αj)) and S(ν ∗ (βk)) are disjoint for every

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