HSBC Bank USA, N.A. - FatWallet

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TABLE OF CONTENTS SUMMARY OF TERMS 3 HSBC Bank USA, National Association QUESTIONS Trading & Sales AND Desk: ANSWERS (212) 525-8010 7 452 Fifth Ave., New York, NY 10018 RISK FACTORS 9 DESCRIPTION OF THE CERTIFICATES OF DEPOSIT 12 THE DISTRIBUTION 18 FDIC INSURANCE 18 CERTAIN ERISA CONSIDERATIONS 18 CERTAIN U.S. FEDERAL INCOME TAX CONSIDERATIONS 18 ANNEX A: DESCRIPTION OF THE REFERENCE SECURITIES 22 2
SUMMARY OF TERMS Set forth in these Terms and Conditions is a summary of certain terms and conditions of the 6 Year Annual Income Opportunity CD With “Auto Cap” Feature maturing January 29, 2016. The following summary of certain terms of the CDs is subject to the more detailed terms of the CDs included elsewhere in these Terms and Conditions and should be read in conjunction with the Base Disclosure Statement. Issuer: HSBC BANK USA, NATIONAL ASSOCIATION, acting through its New York Branch Issuer Rating: The Issuer is currently rated Aa3 by Moody’s Investors Service, Inc. and AA by Standard & Poor’s Financial Services LLC, a subsidiary of the McGraw-Hill Companies, Inc. The credit ratings pertain only to the creditworthiness of the Issuer and are not indicative of the market risk associated with the CDs. CDs: 6 Year Annual Income Opportunity CD With “Auto Cap” Feature maturing January 29, 2016 Book-Entry Form: The CDs will be represented by one or more master CDs held by and registered in the name of Depository Trust Company (“DTC”). Beneficial interests in the CDs will be shown on, and transfers thereof will be effected only through, records maintained by DTC and its direct and indirect participants. Aggregate Principal Amount: $ TBD Minimum Deposit Amount: $1,000 Principal Amount (except that each Agent may, in its discretion, impose a higher minimum deposit amount with respect to the CD sales to its customers) and multiples of $1,000 Principal Amount thereafter. Principal Amount: $1,000 for each CD Pricing Date: January 26, 2010 Initial Fixing Date: January 26, 2010 Settlement Date: January 29, 2010 Maturity Date: January 29, 2016 Issue Price: 100% of Principal Amount. Basket: An equally weighted basket constituted of the common stock (each a “Reference Security” and together, the “Reference Securities”) of the following 12 public companies (each, a “Reference Issuer” and together, the “Reference Issuers”). REFERENCE ISSUER BLOOMBERG TICKER SYMBOL RELEVANT EXCHANGE Amazon.Com, Inc. AMZN Nasdaq Archer-Daniels-Midland Company ADM NYSE Bank of America Corporation BAC NYSE Berkshire Hathaway Inc. Class B Shares BRK/B NYSE Exelon Corporation EXC NYSE First Solar, Inc. FSLR Nasdaq Gilead Sciences, Inc. GILD Nasdaq Motorola, Inc. MOT NYSE 3
Page 1 and 2: HSBC Bank USA, N.A. Annual Income O
Page 3 and 4: HSBC Bank USA, N.A. 6 Year Annual I
Page 5: HSBC BANK USA, NATIONAL ASSOCIATION
Page 9 and 10: January 26, 2016 January 29, 2016 O
Page 11 and 12: QUESTIONS AND ANSWERS What Are the
Page 13 and 14: RISK FACTORS Purchasing the CDs is
Page 15 and 16: Adverse Economic Interests to Depos
Page 17 and 18: Market Disruption Events If a Marke
Page 19 and 20: Example 2: The securities performan
Page 21 and 22: Example 4: One of the securities is
Page 23 and 24: other entity treated as a partnersh
Page 25 and 26: previously made on the CDs as refle
Page 27 and 28: Amazon.com, Inc. Amazon.com, Inc. i
Page 29 and 30: Bank of America Corporation Bank of
Page 31 and 32: Exelon Corporation Exelon Corporati
Page 33 and 34: Gilead Sciences, Inc. Gilead Scienc
Page 35 and 36: Newmont Mining Corporation Newmont
Page 37 and 38: Verizon Communications Inc. Verizon

HSBC Bank USA, N.A. - FatWallet

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