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Trade Marks Journal No. 040/2010 Page No. 206 investment advisor industries through an online database; provision for others of information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees and investment advisors through an online computer database; providing information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and e-mail inquiries. Class 36 Provision of information in the field of securities and equities trading related to corporate bond transactions, securities regulation, financial investments, namely securities, securities firms, broker/dealers and investment advisors, grants, investor protection, and rules to govern securities day-trading activities through an online computer database; monitoring securities markets to determine compliance with regulations; assisting securities and investment firms to assess disaster recovery plans; regulating the securities and investment industries; provision of information regarding pricing and quotes for bonds, equities and securities, reports on bonds, equities and securities trades, and comparisons of bonds, equities and securities trades through an online computer database; providing grants and funding for research, projects, fellowships, seminars, symposiums, roundtables and classes, all in the field of investor education. Class 41 Educational services, namely conducting seminars, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals; testing and examination of brokerage firms and their employees. Priority Claims: Class 16 10/07/2007 UNITED STATES OF AMERICA Partial goods/services claimed in this application. Class 35 10/07/2007 UNITED STATES OF AMERICA Partial goods/services claimed in this application. Class 36 10/07/2007 UNITED STATES OF AMERICA Partial goods/services claimed in this application.
Trade Marks Journal No. 040/2010 Page No. 207 Class 41 10/07/2007 UNITED STATES OF AMERICA Partial goods/services claimed in this application. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. 1735 K STREET. N.W., WASHINGTON, DC 20006, UNITED STATES OF AMERICA. AGENT: DREW AND NAPIER LLC, 20 RAFFLES PLACE, #17-00 OCEAN TOWERS, SINGAPORE 048620 T1011930G (05) (International Registration No. 983568) Date of International Registration: 31/10/2008 Date of Protection in Singapore: 22/07/2010 Class 05 Pharmaceutical preparations. NOVARTIS AG CH-4002 BASEL, SWITZERLAND.
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