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Suitability of Correlation Arrays and Superresolution for Minehunting ...

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DSTO-TN-0443<br />

9.4 Other Estimators<br />

Among other methods <strong>for</strong> estimating the discrete angular spectrum we mention<br />

ESPRIT [Gething 1991, p. 208–210; Naidu 1996, pp. 313, 380]. The original ESPRIT, due<br />

to Paulraj et al. [1986], is described by Gething. Gething makes the significant comment<br />

that ‘ESPRIT, like MUSIC, encounters difficulties in resolving coherent rays’ <strong>and</strong><br />

mentions methods that have been used to overcome this problem.<br />

Haykin [1995, pp. 172, 185] discusses some variants <strong>of</strong> the st<strong>and</strong>ard ESPRIT<br />

method, mainly UCA-ESPRIT, where UCA st<strong>and</strong>s <strong>for</strong> ‘uni<strong>for</strong>m circular array.’ He says<br />

that ‘UCA-ESPRIT is a novel algorithm that represents a significant advance in the area<br />

<strong>of</strong> 2D angle estimation. It is a closed-<strong>for</strong>m algorithm that provides automatically paired<br />

azimuth <strong>and</strong> elevation estimates <strong>for</strong> each source’ (italics in original). Here the term<br />

‘closed-<strong>for</strong>m’ indicates that an iterative search procedure is not required; the algorithm<br />

provides directly-calculable estimates <strong>of</strong> the source directions.<br />

Other algorithms related to MUSIC are discussed in Gething (pp. 210–213) <strong>and</strong> in<br />

Haykin (Chapters 5, 6).<br />

10. Possible Drawbacks <strong>of</strong> <strong>Superresolution</strong><br />

This section discusses possible drawbacks <strong>of</strong> SR. These include both undesirable<br />

consequences <strong>of</strong> using SR when the situation is unfavourable, <strong>and</strong> requirements that<br />

must be fulfilled if SR is to work. Such drawbacks are as follows.<br />

1. As discussed at the end <strong>of</strong> Section 6.1, a high signal-to-noise ratio is thought to be<br />

necessary <strong>for</strong> the successful application <strong>of</strong> SR. Ideal conditions <strong>for</strong> a high SNR<br />

<strong>of</strong>ten occur when there are just a few point sources (or targets), as in radio<br />

direction finding. (This is because there is little interference due to the signals<br />

from the other sources.) In the Minefinder sonar problem, some comments are<br />

appropriate. First, in the situation <strong>of</strong> mine detection at the longest ranges, where<br />

the signal is barely seen above the noise, the use <strong>of</strong> SR seems inadvisable. SR<br />

should, however, be good <strong>for</strong> detection <strong>and</strong> classification at the closer ranges.<br />

However even here, the question must be raised as to whether interference<br />

from other point targets in the scene (on other parts <strong>of</strong> the minelike object, <strong>for</strong><br />

example, in the case <strong>of</strong> classification) produces sufficient ‘noise’ to spoil the<br />

image.<br />

2. <strong>Correlation</strong> (coherence) between the returns from two targets can perturb the<br />

angular spectrum, as discussed in Sections 8.1 <strong>and</strong> 9.1. Artefacts are produced<br />

unless some method <strong>of</strong> decorrelation is found. In the case <strong>of</strong> active sonar, in<br />

which range as well as direction is estimated, it is believed that such effects<br />

occur only due to pairs <strong>of</strong> targets that lie within the same range resolution cell<br />

(but different directional cells). On the other h<strong>and</strong> in active sonar, correlation<br />

occurs between virtually all pairs <strong>of</strong> same-range targets. Thus in the<br />

Minefinder situation (prior to any decorrelation), SR faces a problem due to<br />

correlated targets. (This problem would presumably go away if there were but<br />

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