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Study on the economic and technical evolution of the scientific ...

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8. ELECTRONIC JOURNALS:<br />

PERMANENT ACCESS<br />

AND PRESERVATION<br />

The electr<strong>on</strong>ic era has brought a major<br />

paradigmatic change in <strong>the</strong> provisi<strong>on</strong> <strong>of</strong> access<br />

to back issues <strong>of</strong> journals: in <strong>the</strong> print era,<br />

libraries were acquiring print journals <strong>and</strong> took<br />

in charge <strong>the</strong>ir preservati<strong>on</strong> so that <strong>the</strong>y remain<br />

accessible to <strong>the</strong>ir user community in <strong>the</strong> l<strong>on</strong>g<br />

term. In <strong>the</strong> digital era, libraries <strong>and</strong> <strong>the</strong>ir user<br />

community are licensed <strong>on</strong>line access to<br />

electr<strong>on</strong>ic journals for a determined <strong>and</strong> limited<br />

durati<strong>on</strong>. Licenses govern access to different<br />

types <strong>of</strong> data: (i) <strong>the</strong> current issues <strong>of</strong> journals;<br />

(ii) <strong>the</strong> electr<strong>on</strong>ic back issues <strong>of</strong> journals, i.e.<br />

<strong>the</strong> <strong>on</strong>line back-files <strong>of</strong> born-digital journals;<br />

<strong>and</strong> (iii) <strong>the</strong> digital archives, i.e. <strong>the</strong> digitised<br />

versi<strong>on</strong>s <strong>of</strong> <strong>the</strong> back issues <strong>of</strong> printed journals.<br />

In some cases <strong>the</strong> <strong>on</strong>line backfiles are made<br />

freely available after a number <strong>of</strong> years.<br />

As libraries do not own electr<strong>on</strong>ic journals,<br />

<strong>the</strong>y cannot ensure <strong>the</strong>ir l<strong>on</strong>g-term accessibility<br />

or <strong>the</strong>ir preservati<strong>on</strong> for <strong>the</strong> future.<br />

This secti<strong>on</strong> addresses <strong>the</strong> questi<strong>on</strong> <strong>of</strong> how<br />

permanent access to <strong>and</strong> <strong>the</strong> l<strong>on</strong>g-term<br />

preservati<strong>on</strong> <strong>of</strong> electr<strong>on</strong>ic scholarly journals,<br />

<strong>and</strong> <strong>the</strong>reby <strong>of</strong> research output, are currently<br />

being guaranteed.<br />

8.1. ONLINE ACCESS TO JOURNAL<br />

BACK ISSUES<br />

Publishers usually distinguish between back-files,<br />

i.e. <strong>the</strong> back issues <strong>of</strong> born-digital journals,<br />

<strong>and</strong> digital archives, i.e. <strong>the</strong> digitised versi<strong>on</strong><br />

<strong>of</strong> print journal back issues.<br />

They are c<strong>on</strong>sidered different products that are<br />

sold separately, al<strong>on</strong>g different models <strong>and</strong><br />

under different provisi<strong>on</strong>s. They are discussed<br />

in <strong>the</strong> two following sub-secti<strong>on</strong>s.<br />

8.1.1. BORN-DIGITAL JOURNALS<br />

Born-digital journal back-files are usually<br />

available as <strong>of</strong> 1995-1997, when publishers<br />

started producing electr<strong>on</strong>ic journals. Publishers<br />

have a variety <strong>of</strong> models for licensing access to<br />

<strong>the</strong>ir <strong>on</strong>line back-files –some include access to<br />

some or all years in <strong>the</strong>ir current licence fee,<br />

some charge a separate fee, <strong>and</strong> some provide<br />

free access to all after a certain period (Cox<br />

<strong>and</strong> Cox, 2003). The provisi<strong>on</strong>s ensuring access<br />

to <strong>the</strong> licensed material after terminati<strong>on</strong> <strong>of</strong> <strong>the</strong><br />

c<strong>on</strong>tract also vary across publishers.<br />

Alternatively, as e-print archives c<strong>on</strong>tinue to<br />

grow, <strong>the</strong> questi<strong>on</strong> is raised whe<strong>the</strong>r <strong>the</strong>y can<br />

provide permanent access to journal articles.<br />

A variety <strong>of</strong> models for <strong>on</strong>line access<br />

A recent survey (Cox <strong>and</strong> Cox, 2003) has shown<br />

that out <strong>of</strong> <strong>the</strong> 149 resp<strong>on</strong>dents, 3% <strong>of</strong> <strong>the</strong><br />

publishers made <strong>the</strong>ir backfiles freely available<br />

after a year or less <strong>and</strong> a fur<strong>the</strong>r 6% after a l<strong>on</strong>ger<br />

period; <strong>the</strong> 66 small not-for-pr<strong>of</strong>it publishers<br />

in <strong>the</strong> survey stood out in this regard with 8%<br />

making backfile access free immediately, 6%<br />

after 6 m<strong>on</strong>ths, 17% after a year, 6% in <strong>the</strong><br />

next subscripti<strong>on</strong> year, <strong>and</strong> an additi<strong>on</strong>al 6%<br />

after a l<strong>on</strong>ger period. For example, 197 out <strong>of</strong><br />

<strong>the</strong> 852 journals hosted by HighWire Press<br />

<strong>of</strong>fer free back issues (<strong>and</strong> 30 <strong>of</strong>fer entirely free<br />

c<strong>on</strong>tents) 129 . If <strong>the</strong> delay is carefully determined<br />

(it may differ between disciplines), providing<br />

free access to backfiles appears not to<br />

undermine sales.<br />

A variety <strong>of</strong> provisi<strong>on</strong>s for <strong>on</strong>going access to<br />

previously licensed material after terminati<strong>on</strong><br />

<strong>of</strong> <strong>the</strong> c<strong>on</strong>tract<br />

Licences usually distinguish between access to<br />

<strong>and</strong> preservati<strong>on</strong> <strong>of</strong> <strong>the</strong> data after terminati<strong>on</strong><br />

<strong>of</strong> <strong>the</strong> c<strong>on</strong>tract. There are many variati<strong>on</strong>s<br />

across c<strong>on</strong>tracts. After terminati<strong>on</strong> <strong>of</strong> <strong>the</strong><br />

licence or if electr<strong>on</strong>ic subscripti<strong>on</strong> to a title is<br />

cancelled, publishers will generally provide:<br />

• <strong>on</strong>going <strong>on</strong>line access to <strong>the</strong> licensed<br />

materials, ei<strong>the</strong>r from <strong>the</strong> publisher’s site or<br />

from a third party, generally against payment<br />

<strong>of</strong> an annual fee 130 , calculated al<strong>on</strong>g differing<br />

lines (e.g. Elsevier 131 : maintenance fee (US$<br />

5,5000 in 2005) + variable amount calculated<br />

<strong>on</strong> <strong>the</strong> number <strong>of</strong> full text article downloads<br />

75

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