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Part 1<br />

Improving Self-consistent Field Convergence<br />

In the example Fig. 1.8 standard DIIS diverges. TRSCF converges, but a minimum level shift of 0.1<br />

is used all through the calculation. When DIIS is combined with TRRH in this case, also using a<br />

minimum level shift of 0.1, it converges as well as TRSCF. Table 1-2 contains the gradient norm<br />

and Kohn-Sham energy of the first six iterations of the calculations in Fig. 1.8.<br />

Table 1-2. The gradient norm ||g||=||4(SDF-FDS)|| in the first six<br />

iterations of the zinc complex calculations of Fig. 1.8.<br />

DIIS DIIS-TRRH TRSCF<br />

It. E KS ||g|| E KS ||g|| E KS ||g||<br />

1 -2826.95 11.6 -2826.95 11.6 -2826.95 11.6<br />

2 -2745.49 24.0 -2830.11 3.3 -2830.06 3.4<br />

3 -2809.38 13.6 -2831.04 1.6 -2831.11 1.5<br />

4 -2819.16 9.7 -2831.44 0.8 -2831.42 1.1<br />

5 -2776.74 15.4 -2831.34 1.5 -2831.40 1.5<br />

6 -2826.55 7.0 -2831.41 1.5 -2831.47 0.9<br />

no conv conv conv<br />

In this case the gradient norms for the TRSCF calculation change significantly and a decrease in<br />

gradient relates directly to a decrease in the energy, where in the first example there were no direct<br />

connection between the gradient norm and the energy. The DIIS-TRRH calculation follows the<br />

same gradient behavior as TRSCF, just as in the first example, and they both converge. The DIIS<br />

gradient norm changes, but does not decrease as in the first example. There is still the connection<br />

between small gradients and low energies though, so why DIIS cannot find the proper directions in<br />

this case is not evident.<br />

In our experience DIIS should not be used in connection with a dynamic level shift scheme like<br />

TRRH, since for all but the simplest cases DIIS-TRRH diverged if DIIS converged. We<br />

encountered, however, the example in Fig. 1.8 where DIIS does not converge and DIIS-TRRH does,<br />

but it was the exception.<br />

1.4.1.4 Line Search TRRH<br />

In view of the relative crudeness of the E RH (D) model, a more robust approach for choosing the<br />

level shift µ than the one presented in Section 1.4.1.2 consists of performing a line search along the<br />

RH<br />

path defined by µ to obtain the minimum of the energy E SCF ( D ( µ )). Strictly speaking, this<br />

optimization is not a line search but rather a univariate search. A univariate search has previously<br />

been used by Seeger and Pople 11 to stabilize convergence of the RH procedure.<br />

For µ → ∞ Eq. (1.28) becomes equivalent to solving the eigenvalue equation<br />

0 0<br />

0 occ = occ<br />

SD SC SC η , (1.32)<br />

18

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