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Forest Resource Assessment in <strong>Nepal</strong><br />

Final Revised Project Document<br />

Approved by<br />

Project Steering Committee<br />

23 June 2010


Table of Contents<br />

Abbreviations ............................................................................................................................................... 4<br />

1. Introduction .............................................................................................................................................. 6<br />

1.1. General information about <strong>Nepal</strong> ...................................................................................................... 6<br />

1.2 Recent political developments ............................................................................................................ 6<br />

1.4 Forestry sector policy and legal instruments ...................................................................................... 6<br />

1.5 Institutional arrangement and forest information systems .................................................................. 8<br />

1.6 Finnish cooperation in <strong>Nepal</strong> .............................................................................................................. 9<br />

1.7 Other on-going forest data related projects and programs .................................................................. 9<br />

2 Problem Analysis .................................................................................................................................... 10<br />

2.1 Problem identification process.......................................................................................................... 10<br />

2.2 Key problems in forestry information system .................................................................................. 10<br />

3. Stakeholders and beneficiaries .............................................................................................................. 11<br />

3.1 Key Stakeholders and beneficiaries .................................................................................................. 11<br />

3.2 Indirect stakeholders ......................................................................................................................... 12<br />

4. Definition of the Intervention ................................................................................................................. 12<br />

4.1 Objective hierarchy ........................................................................................................................... 12<br />

4.1.1. General objective .......................................................................................................................... 12<br />

4.1.2 Purpose of the project .................................................................................................................... 12<br />

4.1.3 Project objectives and corresponding indicators .......................................................................... 12<br />

4.2 Logical Framework Matrix ............................................................................................................... 14<br />

4.3 Schedule of project activities ............................................................................................................ 18<br />

5. Assumptions and Risks .......................................................................................................................... 19<br />

5.1 Institutional risks............................................................................................................................... 19<br />

5.2 Technical risks .................................................................................................................................. 19<br />

5.3 Funding and financial risks ............................................................................................................... 19<br />

5.4 Coordination and security risks ........................................................................................................ 19<br />

6. Compatibility and Sustainability ............................................................................................................ 20<br />

6.1 Policy environment ........................................................................................................................... 20<br />

6.3 Institutional capacity ......................................................................................................................... 20<br />

6.4 Socio-cultural aspects ....................................................................................................................... 20<br />

6.5 Participation and ownership.............................................................................................................. 20<br />

6.6 Social Inclusion and Gender ............................................................................................................. 21<br />

6.7 Environment...................................................................................................................................... 21<br />

6.8 Appropriate technology .................................................................................................................... 21<br />

7. Implementation ....................................................................................................................................... 22<br />

1


7.1 Forest resources assessment structure ............................................................................................... 22<br />

7.1.1 Inventory design ............................................................................................................................. 22<br />

7.2 Component 1: Forest Resource Assessment ..................................................................................... 23<br />

7.2.1 Assessment of information and data needs .................................................................................... 23<br />

7.2.1.1 Scale of <strong>FRA</strong> and hierarchy of data needs ............................................................................... 23<br />

7.2.1.2 National level data needs assessment ......................................................................................... 23<br />

7.2.1.3 International level data needs..................................................................................................... 23<br />

7.2.1.4 Terms and definitions.................................................................................................................. 24<br />

7.2.1.5 Desired accuracy level................................................................................................................ 24<br />

7.2.2 Ground sampling ........................................................................................................................... 25<br />

7.2.2.1 Practical arrangements .............................................................................................................. 25<br />

7.2.2.2 Alternative approach .................................................................................................................. 26<br />

7.2.2.3 Output and timetable .................................................................................................................. 26<br />

7.2.3 Satellite image sample ................................................................................................................... 26<br />

7.2.3.1 Description ................................................................................................................................. 26<br />

7.2.3.2 Air-Borne Laser Scanning (ALS)................................................................................................ 27<br />

7.2.3.3 Output and timetable .................................................................................................................. 28<br />

7.2.4 Data processing ............................................................................................................................. 28<br />

7.2.4.1 The contents of the activity ......................................................................................................... 28<br />

7.2.4.2 Output and timetable .................................................................................................................. 29<br />

7.2.5 Capacity development .................................................................................................................... 29<br />

7.2.5.1 Training needs program ............................................................................................................. 29<br />

7.2.5.2 Output and timetable .................................................................................................................. 30<br />

7.2.6 Procurement .................................................................................................................................. 30<br />

7.2.6.1 Output and timetable of procurement ......................................................................................... 30<br />

7.3 Component 2. Forest cover mapping ................................................................................................ 30<br />

7.3.1 Wall-to-wall mapping .................................................................................................................... 30<br />

7.3.1.1 Approach and implementation .................................................................................................... 30<br />

7.3.1.2 Output and timetable .................................................................................................................. 31<br />

7.3.2 Capacity building ........................................................................................................................... 31<br />

7.3.3 Procurement .................................................................................................................................. 31<br />

7.4 Component 3: Open Source Forest Information System (OSFIS) ................................................... 31<br />

7.4.1 Data sharing and dissemination .................................................................................................... 31<br />

7.4.1.1 Output and timetable .................................................................................................................. 32<br />

7.4.2 Development of Open Source Forest Information System (OSFIS) .............................................. 32<br />

7.4.2.1 Output and timetable .................................................................................................................. 33<br />

7.4.3 Development of Internet Map Server Service ................................................................................ 34<br />

7.4.3.1 Output and timetable .................................................................................................................. 34<br />

7.4.4 Object oriented image analysis ...................................................................................................... 34<br />

7.4.4.1 Output and timetable .................................................................................................................. 34<br />

7.4.5 Other Development Activities ........................................................................................................ 35<br />

7.4.5.1 NTFPs ......................................................................................................................................... 35<br />

7.4.5.2 TOF ............................................................................................................................................. 35<br />

7.4.5.3 Biodiversity ................................................................................................................................. 35<br />

7.5 Component 4: Project management .................................................................................................. 36<br />

7.5.1 Project management bodies ........................................................................................................... 36<br />

7.5.1.1 Project Steering Committee (PSC) ............................................................................................. 36<br />

7.5.1.2 Project Management Committee (PMC) .................................................................................... 36<br />

7.5.1.3 Project organization ................................................................................................................... 37<br />

7.5.2 Output and timetable ..................................................................................................................... 37<br />

7.5.3 Procurement: equipment and software .......................................................................................... 39<br />

7.5.4 Budget ............................................................................................................................................ 39<br />

7.5.4.1 Budget sharing ............................................................................................................................ 39<br />

7.5.4.2 Financial management ............................................................................................................... 40<br />

2


8. Monitoring and Evaluation ..................................................................................................................... 41<br />

8.1 Project Auditing ................................................................................................................................ 41<br />

ANNEXES ................................................................................................................................................. 41<br />

Annex A: Logical framework matrix with Activities ................................................................................ 42<br />

Annex C. Previous NFI inventory design .................................................................................................. 53<br />

Annex D: Inventory design for the <strong>FRA</strong> in <strong>Nepal</strong> .................................................................................... 54<br />

1. General ............................................................................................................................................... 54<br />

2. Two - Phase sampling with stratification ........................................................................................... 54<br />

3 Application of LiDAR for the LiDAR Working area .......................................................................... 55<br />

4 Trees outside forests and shrub land .................................................................................................... 55<br />

5 Non-Timber Forest Products ............................................................................................................ 56<br />

6. Biodiversity mapping .......................................................................................................................... 56<br />

7. Need for remote sensing technology ................................................................................................ 57<br />

8. Field work .......................................................................................................................................... 57<br />

Annex E Terms of Reference ..................................................................................................................... 60<br />

Terms of Reference – National Project Coordinator .............................................................................. 61<br />

Terms of Reference – Chief Technical Advisor with international expertise ........................................ 62<br />

Terms of Reference – Senior Technical Advisor in Remote Sensing and GIS with international<br />

expertise .................................................................................................................................................. 63<br />

Terms of Reference – Junior Technical Advisor (Forest Inventory, Remote Sensing Applications and<br />

Pilot Research Activities) with international expertise ........................................................................... 64<br />

Terms of Reference – Regional Senior Data Management Adviser ....................................................... 65<br />

Terms of Reference – Biodiversity Mapping Expert with regional expertise ........................................ 66<br />

Terms of Reference – Project Field Manager with regional expertise ................................................... 67<br />

Terms of Reference – Financial Administrator/Accountant with regional expertise ............................. 68<br />

Terms of Reference – Inventory Design and Sampling Survey Expert with international expertise ..... 70<br />

Terms of Reference – Forest Biometrics Expert with international expertise ........................................ 71<br />

Terms of Reference – Forest Information System and Remote Sensing Expert with international<br />

expertise .................................................................................................................................................. 72<br />

Terms of Reference – Biodiversity Mapping Expert with international expertise ................................. 73<br />

Terms of Reference – International LiDAR Technology and Applications Expert ............................... 74<br />

Terms of Reference – International Financial System Facilitator .......................................................... 75<br />

Terms of Reference – Senior Remote Sensing and GIS Advisor with regional expertise ..................... 76<br />

Terms of Reference – Forest Mensuration and Data Collection Expert with regional expertise ........... 77<br />

Terms of Reference – Database and Data Sharing Expert with regional expertise ................................ 78<br />

Terms of Reference – LiDAR Technology Expert with regional expertise ........................................... 79<br />

Terms of Reference – Procurement of Remote Sensing Material and Other Services ........................... 80<br />

3


Abbreviations<br />

ADB<br />

ALS<br />

ALOS<br />

CBO<br />

CBD<br />

CBS<br />

CC<br />

CFUG<br />

CTA<br />

DBMS<br />

DDC<br />

DFO<br />

DFRS<br />

DNPWC<br />

DoF<br />

DPR<br />

DSWM<br />

ENGO<br />

E-R<br />

ESRI<br />

EU<br />

FAO<br />

FD<br />

FLEGT<br />

FMFA<br />

FMIS<br />

FPM<br />

<strong>FRA</strong><br />

GBIF<br />

GDP<br />

GIS<br />

GML<br />

GoN<br />

GPS<br />

GSO<br />

GTZ<br />

ICT<br />

LiDAR<br />

M-Commerce<br />

M&E<br />

MB<br />

MEA<br />

MFSC<br />

MoU<br />

MS<br />

NFI<br />

NGO<br />

Asian Development Bank<br />

Air-borne Laser Scanning<br />

Advanced Land Observation Satellite<br />

Community Based Organization<br />

Convention on Biological Diversity<br />

Central Bureau of Statistics<br />

Climate Change<br />

Community Forestry User Group<br />

Chief Technical Advisor<br />

Database Management System<br />

District Development Committee<br />

District Forest Office / District Forest Officer<br />

Department of Forest Research and Survey<br />

Department of National Parks and Wildlife Conservation<br />

Department of Forests<br />

Department of Plant Resources<br />

Department of Soil and Watershed Management<br />

Environmental Non-Governmental Organization<br />

Entity-Relationship<br />

Environmental Systems Research Institute Inc.<br />

European Union<br />

Food and Agriculture Organization<br />

Forestry Department<br />

Forest Law Enforcement, Governance and Trade<br />

Finnish Ministry of Foreign Affairs<br />

Forest Management Information System<br />

Finnish Planning Mission<br />

Forest Resource Assessment<br />

Global Biodiversity Information Facility<br />

Gross Domestic Product<br />

Geographic Information System<br />

Geography Markup Language<br />

Government of <strong>Nepal</strong><br />

Geographic Positioning System<br />

General Department of Statistics<br />

Deutsche Gesellschaft für Technische Zusammenarbeit<br />

Information and Communications Technology<br />

Light Detection and Ranging<br />

Media commerce<br />

Monitoring and Evaluation<br />

Management Board<br />

Multilateral Environment Agreement<br />

Ministry of Forests and Soil Conservation<br />

Memorandum of Understanding<br />

Microsoft<br />

National Forest Inventory<br />

Non-Governmental Organization<br />

4


NPC<br />

NTFP<br />

NTP<br />

ODA<br />

PSP<br />

REDD<br />

RPP<br />

RS<br />

SPOT<br />

STA<br />

TA<br />

TOF<br />

ToR<br />

UNCCD<br />

UNFCCC<br />

VDC<br />

VPN<br />

WAN<br />

WFP<br />

WB<br />

XML<br />

XSL<br />

National Project Coordinator<br />

Non-timber forest product<br />

National Target Program<br />

Official Development Assistance<br />

Permanent Sample Plot<br />

Reducing Emissions from Deforestation in Developing Countries<br />

REDD Preparation Proposal<br />

Remote Sensing<br />

Satellite Pour l'Observation de la Terre<br />

Senior Technical Advisor<br />

Technical Assistance<br />

Trees Outside Forests<br />

Terms of Reference<br />

United Nations Convention to Combat Desertification<br />

United Nations Framework Convention on Climate Change<br />

Village Development Committee<br />

Virtual Private Network<br />

Wide Area Network<br />

World Food Program<br />

World Bank<br />

Extensible Markup Language<br />

Extensible Style sheet Language<br />

5


1.Introduction<br />

1.1.General information about <strong>Nepal</strong><br />

Covering an area of 147,181 km 2 , <strong>Nepal</strong> is situated between China and India. It is divided into five physiographic zones with<br />

an east west extension. The zones are from south to north: Terai (14% of the country), Siwalik (13%), Middle Mountain<br />

(30%), High Mountain (20%) and High Himal (23%). In altitude, it ranges from 70 m above mean sea level in the<br />

southeastern Terai, to 8848 m at the summit of Mount Everest, the highest point on Earth. With its varied topography and<br />

elevation, <strong>Nepal</strong> experiences a wide variety of climates, ranging from sub-tropical in the lowlands to alpine in the high<br />

mountains. The average annual rainfall ranges from 250 to 4500 mm. The total population is 23.15 million with 2.24%<br />

annual growth rate. About 86% of the total population lives in the rural areas.<br />

1.2 Recent political developments<br />

Government of <strong>Nepal</strong> (GoN) and Communist Party of <strong>Nepal</strong>, CPN (Maoist) ended the 10 year long conflict by signing the<br />

Comprehensive Peace Accord in November 2006. The parties negotiated the Interim Constitution of <strong>Nepal</strong>, 2006 and the<br />

CPN (Maoist) joined the Interim Parliament and Government. During 2008, major political developments occurred in <strong>Nepal</strong>,<br />

including the election of the Constituent Assembly to formulate new constitution, formation of the Federal Democratic<br />

Republic, election of the first President, Vice-President and Prime Minister, and the formation of the Council of Ministers.<br />

The first coalition government was led by the CPN (Maoist) which resigned in June 2009. Thereafter, <strong>Nepal</strong> Communist<br />

Party (Unified Marxist Leninist, UML) led the coalition government and the CPN (Maoist) is in the opposition. According to<br />

the Interim Constitution of <strong>Nepal</strong>, the timeline to formulate new constitution was up to May 28, 2010. However, the time<br />

line has been extended for one more year by amending the constitution. These developments brought an end to a period of<br />

political uncertainty and paved the way for further progress in the peace process.<br />

1.3 Sectoral background<br />

<strong>Nepal</strong> is dominated by agrarian society. Forestry is the integral part of agriculture and rural livelihood. Fuel wood is the<br />

principal source of rural energy. Non Timber Forest Products (NTFPs) are important source of income for rural poor,<br />

medicines for primary health care, and revenue for government. Protected areas, which fall under the jurisdiction of the<br />

forestry sector, are becoming the key destinations of foreign tourists.<br />

Although, forestry sector has a significant role in the economic development of the country, no comprehensive study has yet<br />

been done to account its contribution to the Gross Domestic Product (GDP). As a result, forestry is in low policy priority and<br />

forestry receives only nominal budget resources (according to Red Book 2009/2010 only 1.2% of the national budget). A<br />

recent study conducted by the <strong>Nepal</strong> Foresters Association (NFA) reveals that forestry sector may contribute up to 28% of<br />

the total GDP.<br />

1.4 Forestry sector policy and legal instruments<br />

<strong>Nepal</strong> has a well-defined policy and legal framework in the forestry sector. Forestry sector development in <strong>Nepal</strong> is guided<br />

by the Master Plan for the Forestry Sector (MPFS, 1989) and the periodic national plans. The forestry programs and activities<br />

are funded through the annual budget process. The key forestry sector policies and legal tools are presenting in the following<br />

subsections:<br />

1.4.1 Key Policies<br />

1.4.1.1 Master Plan for the Forestry Sector, 1989<br />

The MPFS (1989) is a strategic framework for forestry sector planning and policy development. It was prepared for 21 years<br />

(1989-2010) to guide the forestry sector of <strong>Nepal</strong>. The key objectives of the plan are:<br />

<br />

<br />

<br />

<br />

to meet the people’s basic needs of forest products and contribute to food production through an effective<br />

interaction between forestry and farming practices,<br />

to protect land against degradation and ecological imbalance,<br />

to conserve ecosystems and genetic resources, and<br />

to contribute to the growth of local and national economies by developing forest management and forest-based<br />

industries and creating employment opportunities from forestry sector.<br />

6


To meet the stipulated objectives, six primary and six supportive programs were developed. It is important to note that forest<br />

resource information and management planning is one of the supportive programs of the MFPS (1989). The program aims to<br />

generate, update and use forest statistics and information for decision support system.<br />

1.4.1.2 Revised Forestry Sector Policy 2000<br />

This policy provides explicit options for managing the forests of the Terai, Churia and Inner Terai regions of the country. The<br />

main objective of the policy is to address the need of sustainable management of the forests of the Terai. The policy<br />

recommends the implementation of collaborative forest management model in the Terai region. However, the policy has not<br />

yet been translated into legal instruments.<br />

1.4.1.3 Other Policies<br />

GoN has formulated a number of well-defined policies related to forestry sector. These are as follows:<br />

Leasehold Forestry Policy, 2002<br />

<strong>Nepal</strong> Biodiversity Strategy, 2002<br />

National Wetland Policy, 2003<br />

Herbs and NTFP Development Policy, 2004<br />

Terai Arc Landscape Strategy 2004-2014<br />

Sacred Himalayan Landscape Strategy 2006-2016<br />

Gender and Social Inclusion Strategy in the Forestry Sector 2004- 2019<br />

1.4.1.4 Forestry related international policies<br />

Reducing Emissions from Deforestation and Forest Degradation in Developing Countries (REDD) has become the key policy<br />

instrument in mitigating climate change when the 13th Conference of Parties (COP) of United Nations Framework<br />

Convention on Climate Change (UNFCCC) approved the mechanism in December 2007.<br />

The REDD instrument will be useful, particularly to the developing nations like <strong>Nepal</strong>, when the mechanism will provide<br />

incentives to reduce emissions from deforestation and degradation. <strong>Nepal</strong> is one of the REDD countries within Carbon<br />

Partnership Facility (CPF) program of the World Bank. Ministry of Forests and Soil conservation (MFSC) is taking the lead<br />

role to implement REDD related activities in <strong>Nepal</strong>. As a result, the Ministry has already submitted <strong>Nepal</strong>’s Readiness<br />

Preparation Proposal (R-PP, 2010-2013) to the World Bank. To achieve this vision of REDD, the R-PP will provide <strong>Nepal</strong>’s<br />

roadmap for developing and implementing the REDD strategy, based on certain underlying principles agreed by forest sector<br />

stakeholders. The success of REDD mechanism depends up on availability of reliable data of forest cover and biomass<br />

changes in different scale, extent and time period.<br />

Moreover, <strong>Nepal</strong> is one of the member countries of several forestry related international conventions and agreements. It is<br />

mandatory to the member countries to report national level forestry data to the international conventions and agreements.<br />

1.4.2 Legal instruments<br />

1.4.2.1 Interim Constitution<br />

The Interim Constitution of <strong>Nepal</strong> is the main legal and policy framework. The constitution has stipulated various directive<br />

principles and policies. Article 35 (4) of the constitution states to the policy of mobilizing the nation’s natural resources and<br />

heritage in a useful and profitable manner for national welfare.<br />

Similarly, Article 35(5) proclaims: ‘the state shall give priority to the protection of the environment and also to the<br />

prevention of its further damage due to physical development activities by increasing the awareness of the general public<br />

about environmental cleanliness, and the state shall also make arrangements for the special protection of rare wildlife, forests<br />

and vegetation.<br />

1.4.2.2 Forest Act 1993 and Regulation 1995<br />

The Forest Act (1993) and Regulations (1995) are the legal instruments to translate the policy vision into practice. Forest Act<br />

categorizes national and private forests on the basis of ownership. National forest is further divided into five sub-categories<br />

on the basis of management regimes.<br />

1. government managed forests<br />

2. community forests<br />

3. protected forests<br />

4. leasehold forests and<br />

5. religious forests<br />

7


National Park and Wildlife Conservation (NPWC) Act 1973, Buffer Zone (BZ) regulations and guidelines are the legal tools<br />

for the Protected Areas (PAs) declaration and management. National Parks (NP), Wildlife Reserves (WR), Conservation<br />

Areas (CAs), Hunting Reserves (HR) and BZ are the main categories of PAs system. To date, protected areas constitute more<br />

than 23% of the total land area of the country. The forests in the buffer zones are generally managed by following the<br />

community forestry model. All protected areas are managed by the government.<br />

Environment Protection Act (1995) and Regulation (1996) are the legal basis for striking a balance between development and<br />

environment protection. Moreover, there are mandatory provisions in Act and Regulation to conduct Initial Environment<br />

Examination (IEE) and Environment Impact Assessment (EIA) studies to analyze the impacts of development intervention.<br />

Thus, the Act and Regulation are becoming the effective tools to institutionalize the vision of sustainable development.<br />

1.5 Institutional arrangement and forest information systems<br />

1.5.1 Institutional arrangement<br />

Forestry sector in <strong>Nepal</strong> comprises government institutions, civil society, forest-based private sector and large network of<br />

community-based forestry organizations. Those institutions demand reliable and updated forestry information for policy<br />

formulation, management planning and decision making. The National Forest Inventory (NFI) generates national level data<br />

useful for macro level planning and policy making. The following major forestry sector institutions, organizations and<br />

stakeholders demand forest information for different purposes:<br />

1.5.1.1 Policy level institutions<br />

The following institutions need national level forestry information for macro level policy and programs formulation:<br />

1. Parliamentary Committee on Natural Resource (PCNR)<br />

2. Environmental Protection Council (EPC)<br />

3. National Development Council (NDC)<br />

4. National Planning Commission (NPC)<br />

5. Ministry of Forests and Soil Conservation (MFSC)<br />

1.5.1.2 Organizations within MFSC<br />

The MFSC is the apex institution and there are five departments under the Ministry. The regional offices represent the<br />

Ministry at regional level while the district level offices are under the concerned departments. The five departments are:<br />

1. Department of Forests (DoF)<br />

2. Department of Forest Research and Survey (DFRS)<br />

3. Department of Soil Conservation and Watershed Management (DSWM)<br />

4. Department of Plant Resources (DPR)<br />

5. Department of National Parks and Wildlife Conservation (DNPWC)<br />

Altogether there are 74 District Forest Offices (DFOs) under the DoF. Similarly, 56 District Soil Conservation Offices<br />

(DSCO) are established under DSCWM. DNPWC administers a vast network of the PAs. Out of the 30 PAs units (10<br />

National Parks, 3 Wildlife Reserves, 1 Hunting Reserve, 5 Conservation Areas and 11 Buffer Zones), 2 Conservation Areas<br />

(Annapurna and Manaslu) are managed by the NGO. However, Kanchanjunga Conservation Area (KCA) is managed by the<br />

community. The remaining PAs are managed directly by the DNPWC. <strong>Nepal</strong> Army is involving for the protection of PAs.<br />

More than 4,500 <strong>Nepal</strong>ese army personnel are being designated for the purpose.<br />

The DPR is represented by 7 District Plant Resource Offices at district level. There are no district-level offices of DFRS but<br />

it has five field units in each of the five development regions of the country.<br />

1.5.2Forest Information System<br />

DFRS is an official government body to maintain national forest database and share the information to other stakeholders.<br />

To date, the department has been sharing the national level information published in 1999 (NFI 1999). NFI has not been<br />

carried out to update this information. During the period, DFRS focused on district based inventories and assessment of Trees<br />

Outside Forest (TOF).<br />

A study was conducted during 1999-2001 to produce forest cover of <strong>Nepal</strong> through the technical and financial support of<br />

Japanese International Cooperation Agency (JICA). The project made limited field study and ground truthing to produce<br />

map. The results were considered unreliable and the output was not approved by the Government.<br />

8


DoF maintains both database on community forestry and other management regimes. With regard to community forestry,<br />

DoF maintains information on area of national forest handed over to the communities, number of Forest User Groups (FUGs)<br />

formed, total number of families involved, and area of new plantations done in handed over community forests. This<br />

information is used for the regional as well as district planning process for forestry sector.<br />

Database in government managed forests includes the areas of new plantations, area under new management regime, quantity<br />

of different forest products harvested and revenues collected through sales of forest products. Other state organizations such<br />

as Central Bureau of Statistics (CBS) and Department of Survey (DoS) generate and manage relevant information.<br />

1.6 Finnish cooperation in <strong>Nepal</strong><br />

Finland was an active partner in the forestry sector of <strong>Nepal</strong> during the 1980s and 1990s. The latest bilateral forest<br />

development project was the Forest Resources Information System Project (FRISP), which was completed in 1998.<br />

In October 2007, the governments of <strong>Nepal</strong> and Finland agreed to expand the bilateral cooperation in the natural resources<br />

sector particularly in water and sanitation, environment, forestry and climate change. This signified Finland's re-entry into the<br />

forest development cooperation with <strong>Nepal</strong> after a gap of nearly a decade.<br />

An identification mission was formed in January 2008 to explore Finnish support in the development of <strong>Nepal</strong>'s forestry<br />

sector. Based on the discussions with the line ministries, concerned development partners, and request of the MFSC, the<br />

identification mission recommended the following three thematic areas for Finnish cooperation:<br />

1. Forest Resources Assessment of <strong>Nepal</strong>,<br />

2. Technical Assistance Grant to support the implementation of the IFAD loan on leasehold forestry program, and<br />

3. Support to NTFP development in <strong>Nepal</strong>.<br />

As a result, formulation of a Forest Resource Assessment Project in <strong>Nepal</strong> was carried out. The project formulation was done<br />

in a participatory manner. The formulation process included two missions to <strong>Nepal</strong> where forestry, climate change and<br />

poverty reduction issues and the associated development needs were discussed. A multi-stakeholder consultation workshop<br />

was organized during the first mission and a feedback workshop during the second mission.<br />

1.7 Other on-going forest data related projects and programs<br />

1.7.1 Biodiversity Sector Program for Siwaliks and Terai<br />

The BISEP-ST is a project funded by the government of Netherlands. The objective of the project is to develop and<br />

implement district forestry sector plan through multi-stakeholder participation for the sustainable forest management. The<br />

project is being implemented in the eight districts (Chitwan, Makawanpur, Bara, Parsa, Rautahat, Sarlahi, Mahottari and<br />

Dhanusha) of Terai and Siwalik. The project is using topographic maps and different satellite images for district level forest<br />

cover mapping and forest boundary delineation.<br />

1.7.2 Livelihood and Forestry Program (LFP)<br />

This is a DFID funded program. The objective of the program is to enhance the rural livelihood through sustainable<br />

management and use of forest resources. The project has also supported to generate district level forestry data and<br />

information for the purpose of district level planning. The LFP is working in the 15 districts (12 of hill and 3 of Terai and<br />

inner Terai) of <strong>Nepal</strong>. Besides, the project conducts forest resource inventory at district and management levels for the<br />

purpose of district forestry sector planning and management decision.<br />

1.7.3 Programs of World Wildlife Fund (WWF), <strong>Nepal</strong><br />

The WWF is one of the most renowned INGOs facilitating in forestry sector of <strong>Nepal</strong> for the conservation and sustainable<br />

management of biodiversity and forest resources. In addition, WWF <strong>Nepal</strong> program has prioritized landscape approach<br />

conservation, climate change mitigation and adaptation and livelihood enhancement.<br />

There are a number of projects on species conservation, REDD related activities, protected area management, landscape level<br />

conservation and others. By using the Remotely Sensed (RS) data and ground based inventory WWF is generating a lot of<br />

information at regional and management levels. The information generated by the WWF <strong>Nepal</strong>’s program could also be<br />

useful for the <strong>FRA</strong> <strong>Nepal</strong> Project.<br />

9


1.7.4 Inter Governmental Cooperation Instrument (ICI) Project<br />

The ICI Project is the intergovernmental cooperation between the Governments of Finland, <strong>Nepal</strong> and Vietnam. The<br />

objective of the project is to improve research capacity and forest resource information technology in <strong>Nepal</strong> and Vietnam.<br />

The ICI Project will have very close collaboration with the <strong>FRA</strong> <strong>Nepal</strong> Project and support in the design of forest inventory<br />

method.<br />

1.7. 5 Other programs/ organizations generating forest data<br />

1. Terai Arc Landscape (TAL) Program<br />

2. <strong>Nepal</strong> Swiss Community Forestry Project (NSCFP)<br />

3. Western Terai Landscape Complex Project (WTLCP):<br />

4. Asia Network for Sustainable Agriculture and Bio-resource (ANSAB)<br />

5. National Trust for Nature Conservation (NTNC)<br />

6. International Centre for Integrated Mountain Development (ICIMOD).<br />

7. Wetland conservation related projects.<br />

2 Problem Analysis<br />

2.1 Problem identification process<br />

For the purpose of project formulation, a team was formed by including the international and national consultants. The team<br />

carried out the study on existing status of forest information system and need of NFI. During the study period the team also<br />

explored the issues related to forest information system, and its impact on forestry development and decision making. The<br />

team analyzed the identified problems by using Logical Framework Approach (LFA). The core and underlying problems and<br />

effects of the problems were structured in the form of a problem tree. The problem tree of the forest information management<br />

in <strong>Nepal</strong> is shown in Figure 1.<br />

2.2 Key problems in forestry information system<br />

Forestry sector of <strong>Nepal</strong> requires reliable, accurate and updated forestry information for strategic planning, policy and<br />

management decisions. However, forestry information management system in <strong>Nepal</strong> is poor due data scattering in different<br />

organizations, lack of periodic data updating policy and insufficient institutional capacity for data management. Moreover,<br />

existing forest data do not meet the growing demands of national and international information needs.<br />

2.2.1 Outdated National level Forest data<br />

The last National Forest Inventory (NFI) was carried out in early nineties in <strong>Nepal</strong>. According to that inventory, forest and<br />

shrub together cover about 5.83 million ha, which is 39.6% of the total land area of the country. The rate of forest area<br />

decrease was 1.7% per annum during 1978/79 to 1994, whereas depletion rate of forest and shrub was 0.5% per annum<br />

during the same period. Since then, NFI has not been done to update data on forest cover change.<br />

Micro level studies, visual interpretations and regional level forest inventory revealed that <strong>Nepal</strong>’s forest coverage and<br />

condition is significantly improving due to the implementation of Community Based Forest Management (CBFM) system. A<br />

study was carried out in 2005 in 20 districts of Terai to analyze the forest cover change during 1991 to 2001. The result<br />

showed that the rate of deforestation was 0.06% during the period of 1990/91 to 2000/2001 which is significantly low in<br />

comparison to the 1990’s rate.<br />

Although the contexts have greatly changed inside and outside the forestry sector after 1990s, the planning and policy<br />

decisions have been made on the basis of same data, which were generated more than 15 years back.<br />

In addition to volume and biomass of forest trees, information on other parameters are being demanded at national and<br />

international levels. The NFI needs to cover the following additional parameters:<br />

1. watershed and soil characteristics<br />

2. dead and dry biomass<br />

3. leaf litter<br />

4. forest biodiversity<br />

5. TOFs<br />

6. NTFPs<br />

7. Forest health and vitality to estimate degree of forest degradation<br />

8. soil carbon content<br />

10


The previous inventories mainly focused on timber and partly on biomass of the forest trees. Limited efforts were made to<br />

generate information on NTFPs and biological diversity of forest tree species. Protected areas were excluded from the NFI by<br />

defining inaccessible forest. In this backdrop, a NFI is urgently needed in <strong>Nepal</strong> to update forest statistics and address the<br />

present data needs.<br />

The previous NFI relied on centralized data collection approach and data collection procedures were quite expensive. The<br />

problem tree reveals that there is inadequate co-operation between organizations, lack of integrated natural resource data, and<br />

limited data processing capability. There is a clear need to emphasize decentralization of data collection and results<br />

dissemination. The institutional capacity of forestry organizations in information management need to be enhanced.<br />

Compilation of Forestry<br />

National forest management<br />

sector policy & programs<br />

decisions<br />

are not optimal<br />

are not optimal<br />

National & district District forest<br />

decisions are made<br />

with inaccurate data<br />

Accurate and actual forest forest<br />

decision making data<br />

is not available<br />

Inadequate information<br />

acquisition and sharing<br />

mechanism<br />

Lack of actual,<br />

integrated natural<br />

resource data.<br />

Limited data processing<br />

capacity and capability<br />

Lacking<br />

coordination in in<br />

data collection,<br />

data sharing<br />

procedures<br />

do not exist,<br />

centralized<br />

processes<br />

Data<br />

dissemination is is<br />

poor and<br />

only few<br />

organizations are are<br />

involved.<br />

Inventory data is is not not<br />

used for decision<br />

NTFP,<br />

Livelihood,<br />

Carbon, and<br />

Biodiversity<br />

data are missing.<br />

Growth models<br />

are missing.<br />

Efficient<br />

Monitoring<br />

System missing.<br />

Actual and<br />

accurate<br />

remote<br />

sensing data<br />

not available.<br />

Links to<br />

census,<br />

wildlife,<br />

agri-statistics,<br />

industrial<br />

statistics are<br />

weak<br />

Knowledge<br />

of GIS and RS<br />

data<br />

processing<br />

as well as<br />

Biometric& biometric&<br />

growth<br />

modeling<br />

limited<br />

Limited<br />

resources in in<br />

data collection<br />

and data<br />

processing<br />

Figure 1: <strong>Nepal</strong> national Problem Tree of forest information management<br />

3. Stakeholders and beneficiaries<br />

Although there are diverse stakeholders and beneficiaries of the project, they can be broadly categorized into immediate and<br />

indirect stakeholders. Immediate stakeholders will be directly involved in the NFI processes, but indirect beneficiaries only<br />

use the end products of the project. In the initial stage of the project, the national level forestry stakeholders will be identified.<br />

Moreover, <strong>FRA</strong> activities will be decentralized and capacity of local level forestry organizations will be utilized during the<br />

data collection procedures. Indirect stakeholders and beneficiaries will be involved in data collection and dissemination<br />

processes.<br />

3.1 Key Stakeholders and beneficiaries<br />

The following four groups are the key stakeholders of the <strong>FRA</strong> project:<br />

3.1.1 Public sector policy and decision makers<br />

National, regional and district level policy makers need <strong>FRA</strong> data for strategic planning, policy formulation and management<br />

decision. <strong>FRA</strong> project will generate data at national and regional scales to support forestry planning and policy decision.<br />

3.1.2 Cross-sectoral users<br />

Forests and forestry activities have great impact in different organizations. The <strong>FRA</strong> results are utilized by many<br />

organizations. For example, Department of Survey and Central Bureau of Statistics (CBS) use forest data for their purpose.<br />

11


3.1.3 Regional level forestry organizations<br />

The key functions of Regional Directorate (RD) forest offices are monitoring and evaluation of the program and projects<br />

carried out by the district level forestry organizations. Besides government organizations, regional stakeholders also include<br />

forestry related non-governmental organizations. The <strong>FRA</strong> data will be useful for regional level stakeholders for monitoring<br />

and evaluation, and management decision. In addition, the baseline data, biometric models and methodological findings of<br />

the <strong>FRA</strong> project could be used to support the preparation of district level forest management plans.<br />

3.1.4 The international community<br />

<strong>Nepal</strong> has made commitments in many forestry and environment related international conventions. Periodic reporting is<br />

required with regard to the progress of the commitments. <strong>FRA</strong> data will facilitate in the reporting of reliable forest<br />

information.<br />

3.2 Indirect stakeholders<br />

Although stakeholder identification and analysis will be done to make a complete list during the project implementation,<br />

some indirect stakeholders are as follows:<br />

1. Forest-dependent villagers, indigenous communities and community forest user groups.<br />

2. Foresters in local management level.<br />

3. NGOs, Community Based Organizations (CBOs) and grassroots organizations; with interests in forest resource<br />

management, timber trade and extension.<br />

4. Universities, research and training institutes.<br />

5. Forest based industries and private sector companies.<br />

6. Donor communities and forestry projects.<br />

7. Forest product traders.<br />

8. Rosin and turpentine companies.<br />

9. NTFPs traders.<br />

4. Definition of the Intervention<br />

4.1 Objective hierarchy<br />

It is necessary for strengthening the forestry sector information systems of <strong>Nepal</strong> by updating the forest resource database.<br />

The purpose of the project is to facilitate NFI in <strong>Nepal</strong> to generate reliable and accurate national level forest data required for<br />

strategic planning, policy making and forestry development. The general and specific objectives of the projects are as<br />

follows:<br />

4.1.1. General objective<br />

The general objective is to strengthen forestry sector and its administration in order to play its corresponding role in<br />

<strong>Nepal</strong>ese economy and society.<br />

4.1.2 Purpose of the project<br />

The purpose of the project is to improve the provision of adequate forestry data and its processing for national forest<br />

policy development and for national level forestry sector decision making.<br />

In addition, the new global issues, such as Climate Change (CC) and REDD, are gaining more importance in international cooperation<br />

and entail more national attention. This project will provide support to collect national level baseline information<br />

required for REDD.<br />

4.1.3 Project objectives and corresponding indicators<br />

The problem tree enables the development of the objective tree by restating the problem as development objectives. The objective<br />

tree is shown in Figure 2.<br />

12


National Forestry forest management<br />

sector<br />

decisions<br />

are strengthened<br />

Strategic forest decisions are are<br />

made<br />

with accurate data<br />

More accurate forest<br />

decision making<br />

data are available continuously<br />

Sound co co - operation and<br />

data links between<br />

organizations and and well well<br />

organized data dissemination<br />

Actual,<br />

integrated natural<br />

resource data available<br />

Strong data processing<br />

capacity and capability<br />

Data sharing<br />

standard procedures<br />

applied and<br />

knowhow of different<br />

departments utilized<br />

efficiently. Benefits<br />

of decentralization<br />

Applied in data<br />

Collection.<br />

Data<br />

dissemination<br />

well organized<br />

trough<br />

partnerships,<br />

Trained<br />

End-Users<br />

New Sampling<br />

systems created,<br />

and biometric<br />

models<br />

available to to<br />

provide Carbon<br />

and Growth<br />

Data.<br />

New efficient<br />

monitoring<br />

System running.<br />

Accurate<br />

remote sensing<br />

data exist<br />

for frequent<br />

monitoring<br />

Links to<br />

census,<br />

wildlife,<br />

agri-statistics,<br />

industrial<br />

statistics<br />

exists<br />

Knowledge and<br />

skills improved<br />

in remote sensing<br />

and biometric<br />

Modeling .<br />

Strong<br />

computer<br />

and data<br />

management<br />

skills at all<br />

levels.<br />

Figure 2. Objective Tree for national forest information management<br />

The tree shows the objectives required to resolve the core problem. The primary objectives of the project are identified as<br />

follows:<br />

Objective 1.The first objective is to establish well-functioning co-operation and open data sharing system between<br />

organizations.<br />

Data sharing responsibilities and data collection mechanisms will be negotiated and agreed between organizations. The<br />

decentralization of project activities and outsourcing will be the key strategies to collect the data. For the purpose of data<br />

sharing, the policy and protocol will be formulated. The standards for data transfer and delivery practices will be developed.<br />

Objective 2.The second objective is generating of integrated natural resource data.<br />

To achieve the stipulated objective data need assessment will be carried out. Project will design the statistically and<br />

technologically sound inventory methods.<br />

Objective 3.The third objective is to enhance the data processing capacity of the DFRS.<br />

Advance training course will be designed in RS and GIS. The lowest level objectives in the objective tree are like activities,<br />

which will be the guideline to make a plan during <strong>FRA</strong> project implementation.<br />

Relevancy of the project<br />

<strong>Nepal</strong> is undergoing political, social and economic restructuring processes. The end of the conflict and successful elections of<br />

Constitutional Assembly create new opportunity for moving the country toward positive direction. In this situation, forestry<br />

sector policy and institutions will be transformed to adopt the change. The time period of MPFS 1989 will expire in June<br />

2010. Many internationally supported activities such as UNFCCC and REDD mechanism are highlighted. In this context up<br />

dated forest data are required, which are absent at the moment. The project aims to produce national level baseline<br />

information and establish a system to keep the data updated. As such the project is highly relevant.<br />

Impact of the project<br />

Forest resources are used in combination with other natural assets to sustain livelihoods. However, sustainable livelihood can<br />

only be achieved, when the resources are used and managed in sustainable way. Flexibility of income from forest/tree<br />

products is a positive feature for the rural poor. Because any significant reduction in the local forest and tree capital affects<br />

primarily the poorest sections of the population, it is essential to monitor these resources and allocate actions for forest-based<br />

poverty reduction activities.<br />

13


The project will have multiplier impacts on forestry sector. The Project will generate tools and baseline information needed<br />

in sustainable management of national forest resources, which is directly linked with the socio-economy of the rural people.<br />

The project will initiate data sharing and coordination among different official departments.<br />

Effectiveness<br />

The project will focus on implementing consistent systems for creating and sharing national level baseline data in the key<br />

areas of forestry and biodiversity. This project will also support forest policy formulation and planning, which is a key factor<br />

in decision making, when determining the level of sustainable use of forest resources.<br />

The new up-to-date satellite data provide improved accuracy for forest resource assessment, and the project will introduce<br />

effective methodologies for national level baseline data collection procedures. Many existing maps need to be corrected using<br />

new data and, at the same time, old data sources can be improved. Skills upgrading will further be enhanced of the forestry<br />

professionals through trainings. The project will be effectively implemented to achieve its stipulated goal.<br />

Efficiency<br />

The project will decentralize the functions to increase the efficiency. The nationally important and urgent data will be<br />

prioritized and produced earlier. When data are produced, efficient dissemination mechanism will be established, so that the<br />

beneficiaries and stakeholders can use the data freely.<br />

Policies<br />

The project will give emphasis on decentralized data collection methods. Traditional, centrally organized data collection and<br />

utilization will be transformed into decentralized data collection. The approach will support to enhance local participation<br />

and dissemination. Digital forest information will be a basis for an environmental database. Different information sources,<br />

including baseline data and systems, will be used at the local and national level.<br />

The results of national level baseline data can be utilized and further extended to some extent into district and federal states<br />

level. National level baseline data and established Forest Information System (FIS) will be valuable tools to provide a basis<br />

for change monitoring and to support national Climate Change and REDD policies.<br />

Sustainability<br />

Principally, NFI is a process and cycle of forest data collection. However, in <strong>Nepal</strong> it has become a project. As a result, NFI<br />

in <strong>Nepal</strong> depends upon international support. However, this project will establish permanent plots for the periodic forest<br />

monitoring. Institutional capacity on <strong>FRA</strong> will be enhanced and the technologies used by the project for <strong>FRA</strong> will be<br />

transferred to national organizations. MFSC will formulate clear policy for periodic monitoring of forest resources and DFRS<br />

will take a lead to handle the NFI issue. The project will introduce GIS based, national level reporting systems. The specific<br />

attention will be given to cost efficient image material and software solutions.<br />

4.2 Logical Framework Matrix<br />

The logical framework matrix is a planning and monitoring tool for development projects. Besides, matrix systematizes the<br />

setting of objectives, indicators and assumptions. The development of the objectives tree allows formulating a logical<br />

framework matrix. It highlights causes and effects between the key elements and provides a device to present them. The<br />

same approach was followed during the project formulation process.<br />

4.2.1 Result areas<br />

The objective tree analysis process identified three primary objectives and their description is in the previous chapter. The<br />

following results are needed to fulfill those objectives:<br />

Result 1<br />

1. Well-functioning co-operation and open data sharing system between organizations is established.<br />

2. Data links between organizations exist and roles of governmental organizations are clear.<br />

3. The DFRS provides information sharing services, as the portal for dissemination of information in close cooperation<br />

with other agencies. The result area is addressed in project components 1, 2 and 3.<br />

14


Result 2<br />

Integrated forest cover and natural resource data are generated at national and sub-national levels. This result<br />

area is dealt in project components 1 and 2.<br />

Result 3<br />

1. Capacity of the DFRS in RS and GIS technology and biometric modeling is enhanced.<br />

2. DFRS is able to collect and maintain national and sub-national forest data. This issue is addressed especially in<br />

project component 3.<br />

4.2.2 Project components<br />

It is important to note that project activities need to be identified to achieve the project objectives and stipulated result. The<br />

activities determined during project formulation are grouped into following four components. The details about the<br />

component objectives presented in the objective tree are addressed as activities inside the project components.<br />

Component 1: Forest Resource Assessment (<strong>FRA</strong>)<br />

The activities of <strong>FRA</strong> are satellite image interpretation, field sampling activities and data processing to produce cover map<br />

and attributed data. First and foremost nationally important data needs will be assessed by involving the national level<br />

forestry stakeholders. In the second step, inventory design will be finalized and tested. Implementation of the inventory will<br />

be carried out through a decentralized approach. Inventory crew members will be used from local people and organizations.<br />

Capacity building will be accomplished by providing comprehensive training for all involved persons and crews in inventory.<br />

Component 2: Forest cover mapping<br />

The component will produce forest cover map, its extent and quality at national level. Although district level forest inventory<br />

is beyond the scope, probability of district level forest cover mapping will be explored.<br />

Component 3: Open Source Forest Information System<br />

Development of geographically bound Open Source Forest Information System (OSFIS) is the most essential activity of this<br />

component. Besides, data sharing and dissemination are also important activities under the component. The OSFIS will be<br />

further developed through Internet for effective delivery of the thematic maps, tabular data, forest statistics and other<br />

information.<br />

Airborne laser scanning, LiDAR (Light Detection and Ranging) is an active remote sensing technique. Integration of airborne<br />

laser scanning, field measurements, optical satellite and aerial image data for highly accurate, precise and robust estimation<br />

of forest resources is the key for development of sustainable monitoring mechanisms for <strong>Nepal</strong>. Collaboration with the ICI<br />

Project will be done for the research and development with regard to LiDAR.<br />

Component 4: Project management<br />

Project organizations will be formed for the management of project activities. This component is for overall project<br />

management and will provide inputs for all other components. Although detail version of the Logical Framework matrix is<br />

attached in Annex A, a short form is presented in Table 1.<br />

15


Table 3. Logical Framework matrix<br />

Project Elements Output Indicators Means of verification Assumptions Costs,<br />

%<br />

General objective<br />

To strengthen forestry sector<br />

and its administration in order<br />

to play its corresponding role<br />

in <strong>Nepal</strong>ese economy and<br />

society.<br />

Project Purpose<br />

To improve the provision of<br />

adequate forestry data and its<br />

processing for national forest<br />

policy development and for<br />

national level forestry sector<br />

decision making.<br />

Component 1. Forest<br />

resource assessment<br />

Component 2. Forest cover<br />

mapping<br />

1. Generation of a National <strong>FRA</strong> data, maps<br />

and reports for decision making.<br />

2. Tools and imageries used in <strong>FRA</strong>, can be<br />

introduced to forest management level,<br />

1. The data produced is tailored for national<br />

decision making. Data sharing and<br />

dissemination between organizations is<br />

functioning and roles of governmental<br />

organizations are clear.<br />

2. Improved of a data processing chain to<br />

adequately process and extract information<br />

on forest cover and other variables of<br />

interest<br />

3. Outsourced/decentralized data collection<br />

system feeds data to national on-line<br />

reporting system<br />

4. Successful completion human capacity<br />

building<br />

1. The data produced meets the needs<br />

2. Nationwide tabular data, split by regions<br />

3. Human and institutional capacity in data<br />

production strengthened<br />

4. Training needs assessment<br />

5. Inventory design for multi-source data<br />

collection scheme<br />

6. Establishment of PSPs, Growth, Yield &<br />

Biomass Tables<br />

1. Reports and maps available in<br />

digital form and as hard<br />

copies.<br />

2. Various managing units are<br />

utilizing new <strong>FRA</strong> and remote<br />

sensing data and biometric<br />

models.<br />

1. Delivery of data for decision<br />

making<br />

2. Delivery of high quality<br />

digitally based maps and<br />

statistics<br />

3. Age of national data and<br />

constructive feedback from<br />

end-users<br />

4. Number of completed course,<br />

work outputs<br />

1. <strong>FRA</strong> reports published and<br />

used in national decision<br />

making<br />

2. Training provided according<br />

to the plans.<br />

3. Equipment, hardware and<br />

software procured or<br />

developed<br />

4. TNA results in use<br />

5. Inventory design in use<br />

6. PSPs recorded, tables<br />

available<br />

Assumed that the "big picture" top down<br />

approach is appropriate and data collection can<br />

be decentralized.<br />

Data users can specify required products and<br />

functions (data needs).<br />

Assumes that organizations are willing to cooperate.<br />

Trained staff of governmental departments<br />

remains in the service at least for a period long<br />

enough to transfer the know-how to new staff.<br />

The stakeholders are alert to define, priorities<br />

and justify their data needs.<br />

Field work can be outsourced from DFRS to the<br />

districts or entrepreneurs, the existing<br />

professional human resource can be made<br />

available for the field work.<br />

An appropriate professional IT-company is<br />

available for development of database software.<br />

Persons can be identified for long-term training<br />

Collaboration with ICI Project brings applicable<br />

results<br />

1. Thematic maps over <strong>Nepal</strong> 1. The maps produced The geometry and radiometric corrections can be 12 %<br />

16<br />

56 %


2. Know-how transferred to DFRS staff<br />

3. Satellite image material available for other<br />

applications<br />

1. Data sharing dissemination and use is<br />

functioning well.<br />

2. GIS based OSFIS established and<br />

operational<br />

3. Internet Map Server Service established<br />

4. Human and institutional capacity in the<br />

fields of GIS and remote sensing<br />

strengthened<br />

2. National staff manages the<br />

procedures<br />

done<br />

The quality of remote sensing material is good in<br />

regard to clouds and shadows.<br />

Component 3. Forest<br />

Information System<br />

research and development<br />

1. Data is disseminated and used<br />

in decision making<br />

2. Data can be produced from<br />

FIS<br />

3. Maps are available in the<br />

internet<br />

4. National staff able to run<br />

activities<br />

An open publishing policy is adopted in the<br />

MoFSC<br />

Digital map material and remote sensing material<br />

are of the quality which enables FIS<br />

development<br />

Suitable persons for long term training are<br />

available<br />

24 %<br />

Component 4. Project<br />

management<br />

1. Decisions are timely made<br />

2. Smooth cooperation prevails<br />

3. Recruitment and procurement is fluent<br />

Annual and other progress<br />

reports<br />

Bureaucratic procedures, PSC and PMC allow<br />

smooth procurement.<br />

8 %<br />

17


4.3 Schedule of project activities<br />

The major activities that will be carried out during the first year are:<br />

1. assessment of data needs<br />

2. organizing a comprehensive Training Needs Assessment (TNA)<br />

3. designing of the <strong>FRA</strong>, its elements, tools and approaches including biodiversity, TOFs and NTFPs<br />

4. establishments of multi-source data collection mechanism to cover all data dimensions<br />

5. procurement and pre-processing of satellite data (geometry, radiometry)<br />

6. planning efficient combined use of satellite data and field sampling<br />

7. procurement and organizing of LiDAR laser scanning<br />

8. organizing pilot field works in test area<br />

9. revising the inventory design, survey scheme and detailed data collection based on results from the test area<br />

10. establishing a system for permanent sample plots<br />

11. organizing a comprehensive training for field workers<br />

12. starting the inventory<br />

13. collaborate with the ICI Project to review existing growth, yield and biomass models and planning their<br />

revision.<br />

At the same time, OSFIS and data sharing systems will be developed. The visual interpretation of satellite plots will be done.<br />

The sampling schemes for the inventory of TOFs, NTFPs and overall purpose will be developed in first year. The data<br />

collection will be started in pilot testing area. The second year starts with the collection of field data. The methodological<br />

development of satellite image interpretation, modeling of biomass and carbon components calibration will be carried out in<br />

collaboration with the ICI Project. The first forest cover estimates can be derived through visual image data interpretation.<br />

The collection of <strong>FRA</strong> data will continue during the third year and it is expected that first results for a wider variety of forest<br />

characteristics can be calculated after field work period. Growth and yield models and biomass modeling will be completed.<br />

The collection of <strong>FRA</strong> data continues also during the fourth year and development of digital image interpretation products for<br />

various needs will be finalized.<br />

During the last year of the project the first nationwide results will be calculated and result on many variables will be revealed.<br />

The growth data will be re-measured and new growth models can be estimated. The data sharing, dissemination and reporting<br />

tools to all interested parties will be completed. The schedule of national, regional and international experts designated in the<br />

project is presented in Figure 3. However, it will be reviewed and modified in the Annual Work Plans (AWP).<br />

Figure 3. Time Schedule and Fielding of Experts<br />

Description<br />

Consultant<br />

Input<br />

(months)<br />

Chief Technical Adviser 52,5<br />

Senior Technical Adviser 31,5<br />

Junior Technical Adviser 21<br />

Inventory Design & Sampling Survey Expert 1<br />

Forest Biometrics Expert 1+1+1=3<br />

FIS and RS Expert 2+3+3+2=10<br />

Biodiversity Mapping Expert, Int'l 1+1+1=3<br />

LiDAR Technology & Applications Expert 4<br />

Biodiversity Mapping Expert, Regional 36<br />

Project Field Manager 36<br />

Senior Data Management Adviser, Regional 56<br />

Senior RS and GIS Adviser, Regional 2+3+3=8<br />

Database and Data Sharing Expert, Regional 7<br />

Forest Mensuration & Data Collection Expert 7<br />

LiDAR Technology Expert, Regional 6<br />

Financial Administrator/ Accountant 58<br />

Year 1<br />

Year 2<br />

Year 3<br />

Year 4<br />

Year 5<br />

Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4<br />

18


5. Assumptions and Risks<br />

5.1 Institutional risks<br />

Salary is enormously increasing on the private sector and other ODA projects. The trend is that the younger specialists are<br />

leaving the Government organizations to work for the private sector, and ODA projects. It has happened quite often that<br />

persons with acquired skills in information technology go and work for some other organization and this causes shortage of<br />

human resources. The project should be able to motivate skilled people to stay and work in the project by offering<br />

challenging tasks and good working environment. DFRS needs to designate appropriate staff members to the project to work<br />

as full-time counterparts.<br />

5.2 Technical risks<br />

At the beneficiaries level there is a risk that collecting and processing of data for the <strong>FRA</strong> becomes too technical. It may<br />

happen that the beneficiaries, for instance the district level forestry officers and decision makers cannot adopt the proposed<br />

technology and new practices. Electricity and many other infrastructures related problems limit the use of technical devices.<br />

This risk is diminished by adequate training, proper logistics support and results dissemination. Technically all used<br />

equipment and information management software will be available. However, tailor-made applications and transfer of<br />

personnel always have potential risk for missing institutional memory.<br />

The technical matters will be discussed and decided in the project’s Technical Working Group (under the Project<br />

Management Committee), where technical priorities will be discussed and solved. Most of proposed technical solutions are<br />

already used in <strong>Nepal</strong> and some expertise is already available in the country. Open source solutions and applications will be<br />

used as far as possible.<br />

5.3 Funding and financial risks<br />

The project will be funded by Finnish technical assistance (TA) and the government budget of <strong>Nepal</strong>. The Finnish TA is used<br />

to cover the costs of the international expertise as well as supporting field work of <strong>Nepal</strong>ese staff (travel allowance, logistics<br />

and material support). The imbalance between the salaries of project funded expertise and the salaries of the <strong>Nepal</strong>ese civil<br />

servants exposes a risk of certain degree for the successful implementation of the project.<br />

If project is managed through the <strong>Nepal</strong>ese budgetary system, some financing risks may occur. Many donors have stopped<br />

Red Book funding, because the aid instrument was ineffective due to the political and security situation. The budget<br />

contributed by GoN will be managed by following government system. Funds from Finnish Government would be reflected<br />

in the Red Book; however, the mode of expenses will be direct payment.<br />

5.4 Coordination and security risks<br />

With the several TA experts and part-time staff, the project will operate at the central level and in districts. It sets high<br />

demands for successful coordination of activities. Therefore, good co-operation is needed between the project and<br />

Departments of the Ministry for successful implementation of the project.<br />

In addition, the information exchange among DFRS, DoF, SD and other government agencies, and communication in<br />

forestry related departments need to be improved, in order to avoid unnecessary delays. If the project management<br />

responsibilities are not clear, it is difficult to fully utilize foreign technical expertise and local contracted ICT-know-how.<br />

Availability of appropriate national and international consultant is a low level risk. Timely recruitment of short-term<br />

consultants is essential. In this context, attempts could also be made to outsource the fieldwork to private sector free-lance<br />

field specialists or to use advanced level students who are committed to work several months in the field.<br />

Political environment, peace process, drafting of the constitution and new federal structure can affect administrative<br />

organization of country. However, the results of the project will be based on independent spatial network of sample points<br />

and these can be used to recalculate new results for any new administrative division. The impacts of a weak security situation<br />

in Terai and Eastern Hills may cause delays in data collection. It is possible to reduce this risk through local participation and<br />

partnership programs with Department of Forests and DFOs and other local actors, such as community forest user groups.<br />

There are still some active political groups in various remote areas. Careful consideration and consulting of local partners is<br />

needed before each field campaign.<br />

19


6. Compatibility and Sustainability<br />

6.1 Policy environment<br />

The development policy of Government of Finland is to eradicate poverty and to promote sustainable development. The<br />

Finnish assistance focuses particular on the emerging issues relating to climate change, environment and natural resource<br />

management. This project has been designed to generate forest information for analyzing the status and temporal change of<br />

forest resources. The updated data produced by the project will greatly be useful for formulation of forest policy and<br />

designing national forest development plan, strategy and program. The project proposal has been designed on the basis of<br />

following decisions and recommendations made by the Government of <strong>Nepal</strong>. Hence, there is an appropriate policy<br />

environment for commencement of the project in <strong>Nepal</strong>.<br />

1. to increase the ownership of forest resource data by DFRS with clear roles and responsibilities<br />

2. to support decentralized programs and to upgrade human skills<br />

3. to build institutional capacity for sector management and coordination in DFRS<br />

4. to establish a simple but sustainable M&E system / sectoral MIS<br />

5. improving conditions of living by providing more accurate information for decision making at all levels<br />

6. supporting co-operation and information sharing on <strong>Nepal</strong>ese forestry sector among sectoral programs.<br />

6.2 Economic and financial feasibility<br />

Finnish financial support and technical assistance will strengthen the institutional capacities of forest organizations to<br />

implement the NFI in <strong>Nepal</strong>. After the completion of the project, the developed system will work as part of normal<br />

government operations by using the government fund. The project will be embedded within Government organizations.<br />

Government counterparts will work together with the project’s technical team. As such institutional sustainability will be<br />

inbuilt.<br />

6.3 Institutional capacity<br />

Forest resource assessment process and information is not a concern of one department and/or one ministry. Involvement of<br />

concerned stakeholders and enhancing their capacity is important for developing a mechanism to update and share<br />

information. <strong>FRA</strong> project will enhance institutional linkages among Departments under MFSC.<br />

DFRS is a key department for <strong>FRA</strong>. Institutional capacity of DFRS was improved significantly during the previous project.<br />

Many staff of the department has been educated abroad. However, the available budget and number of persons allocated for<br />

required work is not sufficient. As a research institution, DFRS does not have a very strong track record in international<br />

publishing and owning <strong>FRA</strong> related research. The methodological development related to forest inventory technique is not<br />

up-to-date. New data acquisition needs (e.g. carbon) and utilization of new very high resolution satellite imageries require<br />

special expertise, which is not available. There is no research activities carried out at Ph.D. level. The co-operation between<br />

governmental institutes is weak, although the major reason is related to financial capacity of institutes.<br />

In this backdrop, the project will develop capacity of DFRS to lead all the forest information and dissemination activities.<br />

Similarly, the project will involve non-governmental sectors and local communities to define data needs and in field data<br />

collection. Especially, data collection for TOFs and NTFPs will be done by using local knowledge and expertise.<br />

6.4 Socio-cultural aspects<br />

In <strong>Nepal</strong> there are more than 70 ethnic groups with diverse cultures and own language. The complex socio-cultural aspects of<br />

the country will be taken into consideration for effective project implementation. The project will respect the social norms,<br />

rituals and culture during the implementation phases. As the project is technical, it will have minimal negative social impacts.<br />

The project will assess the forest conditions and human pressure on forest. The project will provide baseline information to<br />

the policy makers and planners in order to develop better strategies in order to conserve forests and establish better linkage<br />

with poverty issues.<br />

6.5 Participation and ownership<br />

Participation of the various stakeholders in the <strong>FRA</strong> processes is important to build ownership. There are various<br />

international and local non-governmental organizations, bilateral projects, donors, community based organizations, local<br />

20


communities, private sector organizations and research institutions working in the forestry sectors of <strong>Nepal</strong>. The project will<br />

create an enabling environment to involve its stakeholders in the implementation phase.<br />

6.6 Social Inclusion and Gender<br />

The benefits of the information generated by the project can be appreciated by both men and women. The project will respect<br />

the national agenda of mainstreaming the marginalized section of the society (including women, lower caste groups,<br />

Madhesi, etc.). The project will interact with various organizations to address the inclusion and gender issues.<br />

The project will follow the recommendations and findings of the Women and Dalit Commissions of <strong>Nepal</strong>. These<br />

commissions are responsible for promoting gender equality in <strong>Nepal</strong> and providing strategic support for the continued<br />

discussion and legislation of gender and inclusion issues. With maintaining the quality, the project will aim to ensure social<br />

equality in recruiting personnel, training and in other activities. The information related to natural resources could encourage<br />

private investors and government to plan forest-based income generating activities. The sustainable use of natural resources<br />

will contribute to the enhancement of employment opportunities and reduce poverty in remote areas.<br />

6.7 Environment<br />

Application of proper land use policy and coherent forestry planning will have many positive impacts on the environment.<br />

Output of the project will support rational policy making and effective implementation for forestry sector development. The<br />

information system will enable the decision support system, which will have positive impacts on the environment.<br />

6.8 Appropriate technology<br />

The project aims to use appropriate technology to make <strong>FRA</strong> processes more efficient and effective. Internet based<br />

applications and tools will be used to avoid funding problems in the future. The technologies used in <strong>FRA</strong> process will be<br />

transferred and institutionalized in DFRS.<br />

21


7. Implementation<br />

7.1 Forest resources assessment structure<br />

7.1.1 Inventory design<br />

The aim of the <strong>FRA</strong> is to assess forest resources and tree resources outside forest including biodiversity and NTFPs, and to<br />

provide new qualitative and quantitative information on the state, use, management and trends of these resources. The<br />

assessment covers a large range of biophysical and socio-economic variables, and thus, provides a broad and holistic view of<br />

land use for the country as a whole. In particular, the information will be used to plan, design and implement national and<br />

international policies and strategies for sustainable use and conservation of forestry ecosystems, and to understand the<br />

relationship between resources and users of the forest and tree resources. To achieve the objective of the <strong>FRA</strong> a rational and<br />

scientific inventory design is crucial.<br />

Generally, inventory design includes decision making on sampling design for ground based survey and materials used for<br />

forest cover mapping. Sampling intensity and materials used greatly depend upon data need and available funds. For the<br />

purpose of NFI in <strong>Nepal</strong>, the <strong>FRA</strong> <strong>Nepal</strong> Project will review the methods of past NFI and inventory methods adopted by<br />

international institutions and countries. Firstly, data need assessment campaign will be carried out. On the basis of national<br />

and international experience, an inventory guideline will be prepared to guide the NFI activities.<br />

7.1.2 Review of past NFI<br />

Inventory Design (ID) and sampling survey will be planned carefully during the first year of the project. The ID of 1990s<br />

NFI was done by Dr. Christoph Kleinn (1994), which is described in the FRIS Project Paper: “Forest Resource Inventories<br />

in <strong>Nepal</strong>: Status Quo, Needs, Recommendations”. The paper recommends reviewing sampling design of the previous NFI to<br />

improve that further. There are a lot of experiences and lessons learnt in <strong>Nepal</strong> from the past inventories. The FAO has done<br />

a lot of researches and experiments in formulating improved methods for forest resource assessments. For improving the<br />

inventory design, inventory design used in <strong>Nepal</strong> and other part of the world will be reviewed.<br />

Kleinn had suggested 12 km x 12 km sample plot grid, which is concentrated to 4 km x 4 km grid in the areas where<br />

individual satellite images overlap. The first stage sampling unit consists of four second stage sampling units. The second<br />

stage sampling units consist of 3 square plots, which are further divided into 3 triangular plots. Sampling design applied in<br />

the previous NFI is attached in Annex C.<br />

However, the past inventory design for NFI in <strong>Nepal</strong> is not enough to address the biophysical context of the country, present<br />

data needs and the use of modern technologies such as VHR satellite images and LiDAR (Light Detection and Ranging).<br />

Therefore, previous inventory design should be improved to make the NFI more reliable, scientific and adaptable. The<br />

outline of the inventory design that will be used by the <strong>FRA</strong> <strong>Nepal</strong> project for ongoing <strong>FRA</strong> is attached in Annex D. Detailed<br />

inventory guidelines/manual will be prepared to guide the overall <strong>FRA</strong> activities.<br />

7.1.3 Summary of the proposed Inventory Design<br />

The proposed inventory design is 2-phase sampling with stratification and in some areas even 3-phase sampling with<br />

stratification (more detailed in Annex D). The country is stratified into few sampling strata by e.g. physiographical zones.<br />

Different sampling intensity and design can be applied for different strata. Satellite images are used for the 1 st phase sampling<br />

to classify clusters and sample plots as regards forest coverage. Based on that, sample plots for the field inventory work will<br />

be defined. The 2 nd phase sampling refers to the actual clusters and sample plots to be measured in the field.<br />

Sample plots are used for soil, site, forest, biomass and biodiversity measurements, partially also for NTFP measurements.<br />

The TOFs are defined using the same 2-phase sampling design as for forest, possibly complemented by additional<br />

measurements. The assessment of NTFPs requires additional field work, which should be adjusted with seasonality and<br />

existence of NTFPs. The LiDAR working Area will be laser scanned and classified by using measured 2 nd phase field data,<br />

possibly complemented with additional plots. LiDAR produces either very accurate wall-to-wall forest resource map or<br />

improved forest resource statistics in tabular form.<br />

22


7.2 Component 1: Forest Resource Assessment<br />

7.2.1 Assessment of information and data needs<br />

7.2.1.1 Scale of <strong>FRA</strong> and hierarchy of data needs<br />

Forest data are needed at different levels and scales for different objectives and use. On the basis of coverage and scale <strong>FRA</strong><br />

is carried out at global, national, sub-national and forest management levels. Moreover, sustainable natural resource<br />

management is a hierarchical process starting from policy level (Forest Policy, National Forest Program, Master Plan) and<br />

ending with forest management at operation level. However, this project has been designed to conduct NFI, which will<br />

follow the national level <strong>FRA</strong> approach. The concept of hierarchy of data needs and requirements of <strong>FRA</strong> is presented in<br />

Table 2.<br />

Table 2. Hierarchy of Data Needs<br />

Decisionmaking<br />

Objectives Quality/type of data Requirements of <strong>FRA</strong><br />

level<br />

1. National level policy making land-use, ownership / management 2 or 3 -phase sampling –<br />

strategic planning regime<br />

low/high resolution<br />

land-use planning type of vegetation<br />

remote sensing material<br />

ecosystem service potential<br />

+ statistically sound<br />

mean values of volumes, field sampling<br />

diameters, etc. over large areas<br />

(whole country)<br />

2. Intermediate<br />

level<br />

3. Operational<br />

level: CFUG,<br />

government<br />

managed<br />

forest, etc.<br />

strategic planning<br />

land-use planning<br />

strategic planning of<br />

government<br />

managed forests<br />

sustainable use of<br />

natural resources<br />

land-use, ownership amended with<br />

cadastral and/or socio-cultural data<br />

type of vegetation<br />

ecosystem service potential<br />

mean values of volumes,<br />

diameters, etc. over region’s forest<br />

area<br />

type of vegetation<br />

mean values of volumes,<br />

diameters, etc. over management<br />

unit’s forest compartments<br />

average growth figures<br />

4. Special needs Specific objective Biodiversity<br />

Trees outside forests<br />

Non-timber forest products<br />

National <strong>FRA</strong> data<br />

amended with need<br />

specific and more<br />

intensive field sampling<br />

+ inventory for<br />

additional variables, e.g.<br />

TOFs, water catchment<br />

values, NTFPs<br />

High resolution remote<br />

sensing material or good<br />

map material + need<br />

specific intensive field<br />

sampling<br />

Need specific<br />

inventories<br />

7.2.1.2 National level data needs assessment<br />

The starting point of the project is the assessment of nationally important data needs and identifying the data sources required<br />

for the forest resource inventory. A national level stakeholder workshop will be conducted to discuss on data need<br />

assessment. National level data need assessment campaign will be carried out. In the processes key government<br />

organizations, such as all departments of the MFSC, Central Bureau of Statistics (CBS) and Department of Survey, will be<br />

involved. Besides, forestry related INGOs, NGOs and community based forest organizations will be participated.<br />

7.2.1.3 International level data needs<br />

The <strong>FRA</strong> should also respond to the data needs of international organizations, such as FAO and other UN agencies. Many<br />

ongoing international processes need data in near future. The essential processes include the activities to: combat climate<br />

change (UNFCCC, REDD mechanism, IPPC), promote sustainable forest management (UN, MAR, SFM) and collect data<br />

for global reporting systems (FAO, G<strong>FRA</strong> 2015). There are other international organizations with potential information<br />

needs, such as World Bank, Asian Development Bank, UNDP, UNEP, IUCN, etc. Inclusion of the above organizations in the<br />

data needs assessment should be considered.<br />

23


7.2.1.4 Terms and definitions<br />

Variations in definitions increase the chance of divergent outcomes. Definitions are, therefore, the cornerstone of any<br />

information and knowledge system. The definitions draw contextual and conceptual boundaries around various subsets of a<br />

data set as well as around the elements of the data set as a whole. The description of the parameters of these boundaries<br />

constitutes the definition.<br />

In a forest resources assessment, definitions draw boundaries around various sets or subsets of data on the extent, structure or<br />

characteristics, stocks, goods, services, management and use of forest resources. The context usually includes the<br />

environmental, ecological, landscape, administrative, silvicultural and legal frameworks. The definition of forest should meet<br />

the standards of the international organizations. In addition to that, it must be nationally compatible. The FAO definition on<br />

forest is universally used.<br />

According to the FAO definition forest is land spanning more than 0.5 hectares with trees higher than 5 meters and a canopy<br />

cover of more than 10 percent or trees are able to reach these thresholds in situ. It does not include land that is predominantly<br />

under agricultural or urban land use. The <strong>FRA</strong> project will review the existing definitions on forest related variables and<br />

produce a set of definitions to guide the NFI. The development of such a set of definitions is necessary for producing<br />

compatible information across countries and time, and to facilitate harmonization of information with that provided to/by<br />

other international agencies and processes. It is imperative to mention that the forest classification (the first three classes)<br />

below (Table 3) was applied in the previous NFI of <strong>Nepal</strong>.<br />

Table 3. Vegetation classes subject to forest resource assessment.<br />

1. Dense Forest All lands with tree cover of canopy density of 70% and above<br />

2. Semi-Open All lands with tree cover of canopy density between 40 % and 70 %<br />

Forest<br />

3. Open Forest All lands with tree cover of canopy density between 10 – 40 %.<br />

4. Shrub All forest lands with poor tree growth mainly of small or stunted trees having canopy<br />

density less than 10 percent.<br />

5. Grass Grassland.<br />

6. Barren/other Any area not included in the above classes.<br />

7.2.1.5 Desired accuracy level<br />

The country will be divided into different strata (up to 10) to make them more homogeneous. The physiographic/ecological<br />

regions will be basic criteria for the stratification. The strata will be further divided by using administrative (federal state,<br />

regions etc.) and possibly hydrological (such as four major river basins) boundaries.<br />

The 95% confidence limits will be set for the inventory results (estimates for total volume or biomass) with the range of plus<br />

or minus 10 % of the actual total volume or biomass. The standard error (SE) is thus 5%. For individual development regions<br />

and physiographic zones the SE will be bigger. It should be noted, that the standard error takes into account only the<br />

sampling error and omits the errors due to incomplete volume/biomass models.<br />

Sampling intensity and number of sample units will be designed to achieve the stipulated accuracy. The number of strata,<br />

sampling intensity and number of sample units in each stratum will be finalized after executing pilot inventory and reflected<br />

in inventory manual.<br />

24


7.2.1.6 Output and timetable<br />

Duty / Product<br />

Timetable<br />

The design of the questionnaire form and interview outline 1 st quarter of the 1 st year<br />

Identification of the interested organizations, parties and various stakeholders 1 st quarter of the 1 st year<br />

Revealing the data needs by disseminating the questionnaires, carrying out interviews, 1 st quarter of the 1 st year<br />

etc. The various existing data sources should be examined in this part of the<br />

implementation.<br />

Analysis of the results of the data needs assessment including the existing data sources 1 st trimester of the 1 st<br />

year<br />

Defining the variables to be covered by National Forest Resource Assessment 1 st half of the 1 st year<br />

A report will be written outlining shortly the further forest resource assessments to<br />

cover the remaining specific data needs beyond capabilities of <strong>FRA</strong>. Report published.<br />

1 st half of the 1 st year<br />

The main output above is the definition of the <strong>FRA</strong> variables. One of the key results is the definition of forest and shrub land,<br />

which should be in line with the international requirements of the FAO and IPCC. The data needs assessment must be carried<br />

out during the first four months of the project. A short report presenting the main results would be beneficial for future<br />

purposes.<br />

The project staffs responsible for implementation:<br />

Chief Technical Advisor and National Project Coordinator with help of other specialists are responsible.<br />

7.2.2 Ground sampling<br />

7.2.2.1 Practical arrangements<br />

The field inventory is the most important functions of <strong>FRA</strong> for generating forest resource data. However, ground sampling is<br />

very precarious in the <strong>Nepal</strong>ese context due to difficult terrain, remoteness, labor intensive and very expensive. Thus, this<br />

work cannot be handled by DFRS staff alone. So the project aims to decentralize the field inventory to the district level<br />

forest organizations. Besides, outsourcing of manpower from NGOs, CBOs, academic institutions and consulting companies<br />

will be another strategy to increase the efficiency and effectiveness of ground inventory. The technical team and DFRS staff<br />

will take responsibilities for conducting training, controlling and monitoring of ground based forest inventory. The<br />

possibilities for the outsourcing of the field work with the following organizations will be assessed.<br />

<br />

<br />

<br />

<br />

The staff of District Forest Offices ( arrangement will be made by the Project Steering Committee)<br />

Advanced level students (from the Institute of Forestry), who will commit to work for several months in the<br />

field<br />

Community forest user groups will also be used to collect data on the decision of the Project Steering<br />

Committee)<br />

Private consulting companies and other entrepreneurs.<br />

The field work manual of 1995 will be reviewed and revised to meet the needs of the current <strong>FRA</strong>. A training session for all<br />

of the field inventory crews will be planned and implemented. Field work can be organized in spring (mid January to end of<br />

May) and autumn (mid September to mid December). Months from June to August are hot and rainy. Many areas are not<br />

accessible at that time and frequent heavy rains make the field work very difficult. October is a month of Dasain and Tihar<br />

festivals (around 3 weeks), which are socially very important and people are not willing to travel on that time. By analyzing<br />

the physiographic and seasonal variances and socio cultural dimensions the project will make yearly plan for field inventory<br />

work.<br />

To cover the whole country more than 400 clusters should be measured in the field in two and half years’ time. This equals to<br />

600 crew weeks of field inventory in total, 240 crew weeks per year. As annual field work season is around 28-30 weeks 10<br />

crews are needed to implement the <strong>FRA</strong> and additional measurements for biodiversity, TOFs and NTFPs in total three years’<br />

time. In addition, at least one extra inventory crew (control crew) is needed for quality verification measurements.<br />

It is recommended to proceed work region-wise. This would result in annual reporting of the results and providing the end<br />

users with information and showing the initial trend of development concerning the whole country. The work could be started<br />

25


from the Central Development Region and continued from Far-Western, Mid-Western, Western and Eastern Development<br />

regions. Another approach could be to work federal state wise, if federal states will be established soon. Moreover,<br />

availability of satellite images and ALS data will guide to prioritize inventory areas.<br />

Transportation takes a lot of effective field work time. Apart from Terai, the road network is very scarce and there are a<br />

number of districts without existing roads. In many districts the road goes to the district capital, only. Four-wheel drive<br />

vehicles are needed for transportation purposes. Helicopters were used in the forest inventory of 1960’s, as well as, in the<br />

Finnish funded mapping project in the 1990’s. The use of helicopters will be considered this time for the field work, if<br />

necessary.<br />

The field crews must be equipped with necessary camping equipment and measuring tools: tents, mattresses, sleeping bags,<br />

tapes, hypsometers, calipers, precision compasses, etc. High quality GPS devices would be of utmost importance and these<br />

should be carefully tested and procured. It is necessary to use field computers for data recording in most field conditions.<br />

Field computers will have inbuilt GPS system. These computers will be equipped with GIS tools and map data to locate<br />

clusters. In addition, the satellite images and old map will be used as the reference data.<br />

The field data input software will be used. The data can be transmitted to DFRS headquarters via mobile telephone network.<br />

In the field camp data will be stored in laptop computers and memory sticks. The recharging system for the batteries will be<br />

carefully planned. A system will be in place for reloading the devices in the camp conditions. If field computers and devices<br />

fail, the traditional tally sheet system will be used to record the data.<br />

Out of total sample plots, a reasonable number of plots will be chosen as the Permanent Sample Plots (PSP). The numbers of<br />

sample plots measured and of PSP establishment will be indicated in the inventory scheme. The past practices and<br />

experiences about PSP will be reviewed. It is important to keep in mind that the nature of the PSP activities are in long term,<br />

and therefore, the selection of variables is extremely important. While selecting sample trees in permanent sample plots, the<br />

possibility will be determined to develop growth and biomass models. The periodic measurement of PSP will be the<br />

responsibility of the DFRS.<br />

7.2.2.2 Alternative approach<br />

If the field work will be impossible in the given time frame due to the limited number of professional experts, transportation<br />

difficulties, deteriorating law and order situation and other practical reasons, an alternative approach will be found. One of<br />

the alternatives could be the using of very high resolution satellite data (spatial resolution 0.5 – 2. 5 m) to partially replace the<br />

field sample. With help of this approach the amount of field work could be reduced, especially in remote and challenging<br />

areas. The decision will be made in the planning phase of the project.<br />

7.2.2.3 Output and timetable<br />

Duty / Product<br />

Timetable<br />

Description of the <strong>FRA</strong> Design 1 st trimester of the 1 st year<br />

Field inventory manual 1 st half of the 1 st year<br />

Market analysis for outsourcing the field work 1 st half of the 1 st year<br />

Work plan for the entire field work of the project with annual objectives 1 st half of the 1 st year<br />

Programming and testing of field computers 1 st and 2 nd half of the 1 st year<br />

Testing and choosing the GPS devices 1 st half of the 1 st year<br />

Field work progress reports Years 1, 2, 3 and 4<br />

Review of the past experience of using PSP’s and a plan for the future approach<br />

and development<br />

2 nd half of the 1 st year<br />

The project staffs responsible for implementation:<br />

The whole long-term staff of the project, i.e. CTA and NPC with help of Project Field Manager, Senior Data Management<br />

Adviser, JTA, STA, Biodiversity Mapping Experts and Forest Mensuration and Data Collection Expert is responsible. They<br />

will be assisted by other short-term experts and national counterparts, when necessary and available.<br />

7.2.3 Satellite image sample<br />

7.2.3.1 Description<br />

The most suitable very high resolution remote sensing images will be acquired during the first year of the project. Moreover,<br />

the images acquisition could be done into two phases (in 2010 and 2012), if the situation will be feasible. For the NFI, high<br />

resolution satellite data consists of spatial resolution below 5 meters with spectral scale up to near infrared<br />

26


Some of the high resolution satellite images applicable for forest monitoring and mapping are ALOS/Prism, IKONOS/Geo,<br />

RapidEye, GeoEye and Quick Bird. Thematic maps will be produced by using the images and ground truthing. These<br />

thematic maps will be further used as basic data to expand the maps of the medium resolution wall-to-wall data.<br />

The inventory could be done by using medium resolution images data and low ground sampling intensity. The result will be<br />

with medium accuracy. However, <strong>FRA</strong> is going to replace medium resolution data by using Very High Resolution (VHR)<br />

images to improve the quality of overall data and maps. Furthermore, the maps from the VHR data can be used to serve<br />

forest management planning. Besides, the project will evaluate on how VHR image data facilitate to decrease field sampling<br />

intensity.<br />

ICIMOD has good experience in using very high resolution data in land use classification and object based analysis in<br />

mountainous area. This project will make an appropriate strategy to collaborate with ICIMOD.<br />

Visual interpretation is the baseline method for the interpretation of the VHR images. Further, numerical (e.g. KLM method)<br />

interpretation is another way to analyze the images. The project will develop the numerical analysis methods, if the research<br />

and development part of the project permit. Interpreting methods for forest types, stocking levels, TOF, biodiversity/habitats,<br />

NTFP, etc. must be developed. The field data obtained from the field inventory can be used for training sample.<br />

Interpretation by using field sample plots and methodology used in Scandinavian and US national forest inventories can be<br />

considered as one alternative model. A manual must be produced for visual and numerical interpretation and training will be<br />

given to the staff members about the methods.<br />

The objectives of image interpretations are:<br />

1. Initial classification gives idea to designate grid and field plots;<br />

2. Assessing the amount of TOFs;<br />

3. Potential change detection using aerial photos of 1990’s or LRMP maps as a reference material;<br />

4. Providing the medium resolution remote sensing images for the thematic wall-to-wall map production.<br />

The TOF assessment can be made following the recommendations given by Dr. Kleinn (Dr. Christoph Kleinn: “Forest<br />

Resource Inventories in <strong>Nepal</strong>: Status Quo, Needs, Recommendations”, chapter 8.1.1.6) and taking advantage of the<br />

experiences gained by DFRS in the pilot assessment of TOF in Morang, Dhanusa and Nawalparasi districts. The aerial<br />

photos used in the Finnish funded mapping project in the 1990’s provide an excellent material for forest change detection.<br />

7.2.3.2 Air-Borne Laser Scanning (ALS)<br />

Airborne laser scanning, LiDAR (Light Detection and Ranging) is an active remote sensing technique. An airplane or<br />

helicopter-mounted sensor sends laser pulses towards ground and records the elapsed time between beam launch and return<br />

signal registration. The accurate reflection point location can be calculated using the following information: time taken by a<br />

beam to return to the sensor, the beam shooting direction, the position and altitude of the sensor recorded with a Global<br />

Navigation Satellite System receiver (GNSS) and inertial measurement unit (IMU).<br />

Some of the LiDAR pulses are reflected from tree canopy, trunks, branches, leaves or lower vegetation, but they also<br />

penetrate through the canopy layer to reach the ground, thereby profiling a three-dimensional point cloud image of the forest.<br />

LiDAR flight missions can be operated at day or night time. There have been several studies on LiDAR inventory<br />

applications in the mountainous areas and forests around the world.<br />

Advantages of LiDAR<br />

New technology has been introduced for measuring ground information for estimation of vegetation cover, carbon and<br />

biomass. Airborne LiDAR can be employed as a tool to accurately estimate forest volume, above-ground forest biomass and<br />

carbon. LiDAR is able to capture the entire 3-dimensional structure of vegetation canopies. Studies in the United States,<br />

Latin America, the Lao Republic and Scandinavian countries have indicated that LiDAR is one of the most efficient remote<br />

sensing methods for estimation of biomass and carbon.<br />

Moreover, airborne LiDAR is the only technology, so far, which allows forest measurements to be taken in the vertical<br />

direction with high precision and efficiency. It allows mapping on the steep hill slopes or otherwise inaccessible terrain<br />

conditions. LiDAR has been widely used for accurate digital elevation model (DEM) generation, which provides a costefficient<br />

and straight-forward work-flow in comparison to photogrammetric stereo-mapping methodology.<br />

27


Application in <strong>Nepal</strong><br />

The aim of using airborne LiDAR in <strong>Nepal</strong> is to test the applicability and integration in NFI. The integrated approach has a<br />

special importance in <strong>Nepal</strong>, as a single source of data is not sufficient enough to reach in any comprehensive conclusion due<br />

to our biophysical circumstances.<br />

Wall-to-wall medium or high resolution satellite imagery, airborne laser scanning data and aerial imagery together with field<br />

measurements can be integrated to monitor deforestation spatially and temporally as well as the level of forest degradation in<br />

<strong>Nepal</strong>. The areas with highly valuable forest resources and urgent needs for an accurate database will be selected as a priority<br />

area for the use of LiDAR technology. A detail proposal will be prepared for the application of airborne LiDAR in the<br />

ongoing NFI process.<br />

Implementation process<br />

The ALS works will be implemented by contracting out the work to national or international mapping companies. The<br />

companies must be responsible for the following functions:<br />

<br />

<br />

<br />

Prepare tender document for laser data acquisition, ground control point measurements and plot data processing<br />

including pre-processing (geo-coding, overlap adjustment, classification, data filling and transforming).<br />

Process required permissions to apply laser scanning in LiDAR Working Area.<br />

Carry out bidding process and control quality of data.<br />

7.2.3.3 Output and timetable<br />

Duty / Product<br />

Timetable<br />

Pre-processing: geometry, radiometry 2 nd half of the 1 st year<br />

Visual interpretation manual 2 nd half of the 1 st year<br />

Prepare LiDAR Working Area and steps to proceed in LiDAR laser scanning 2 nd half of the 1 st year<br />

(tendering, control, etc.)<br />

Training for DFRS staff 2 nd half of the 1 st year<br />

Carrying out required field plot measurements in LiDAR strips 2 nd half of the 1 st year<br />

Mathematical modeling for wanted variables and calculation of the reliability statistic 1 st half of the 2 nd year<br />

Process LiDAR data and expand strip results into entire LiDAR working area 1 st half of the 2 nd year<br />

Report on the results of the change detection exercise 2 nd year<br />

Visual interpretation including TOF Years 1, 2, 3 and 4<br />

The project staffs responsible for implementation:<br />

Primarily STA, Senior Data Management Adviser, JTA, Biodiversity Mapping Experts, Senior Remote Sensing and GIS<br />

Adviser, LiDAR Technology & Applications Experts and national counterparts (Remote Sensing and Cartography) with<br />

support of CTA and NPC are responsible. Part of the work will be outsourced to service providers.<br />

7.2.4 Data processing<br />

7.2.4.1 The contents of the activity<br />

For the forest inventory data processing and reporting, modern, integrated data processing and analysis software is needed.<br />

The software developed during previous NFI is not functioning anymore due to the lack of technical support. However, the<br />

software can be used as reference and a new simplified version needs to be adapted through contractual services from a local<br />

IT-company. Special data processing software will be used for the TOF, biodiversity and NTFPs related data analysis and<br />

reporting.<br />

The integrated database software will be used in the central offices and may be in the operational field organizations. Field<br />

computers could be applied in the data input. The data processing is done with PC units procured by the project.<br />

Database files can be created in Spatial OS Data Base System. In addition to the open source code delivered for DFRS, there<br />

will be a User Manual and a Technical Manual for program developers. Source code of some additional commercial software<br />

28


components may not be available. The calculation methods are described in the Technical Manual. Instructions are written to<br />

transfer the digital sample plots directly to remote sensing based inventory data processing.<br />

The present biometric models are to be reviewed and modified, if necessary. New biometric modeling for species specific<br />

(volume/growth/mortality) variables can be done by using regular and permanent sample plot data. An international forest<br />

biometric expert is hired to make a review of current models together with local counterparts and the experts of the ICI<br />

project, and to prepare a plan to construct new models. The expert will also prepare models for the LiDAR Working Area in<br />

co-operation with biometric experts of the DFRS and arrange training course for preparing and evaluating models.<br />

Instructions are written for transferring the data from digital sample plots directly to remote sensing based inventory data<br />

processing (wall-to-wall / forest cover mapping).<br />

7.2.4.2 Output and timetable<br />

Duty / Product<br />

Timetable<br />

Database software for the forest inventory data processing and reporting in place and<br />

functioning.<br />

End of 1 st year, 2 nd<br />

year<br />

User Manual prepared, tested and completed 2 nd year<br />

Technical Manual for the purpose of program maintenance and developing prepared, tested 2 nd year<br />

and completed<br />

Review and development of biometric models 1 st to 3 rd year<br />

Training course for biometric modeling 2 nd year<br />

Instructions for transferring the digital sample plots’ data directly to remote sensing based<br />

inventory data processing / wall-to-wall mapping<br />

2 nd year<br />

The project staff responsible for implementation:<br />

Primarily STA, Forest Information System and Remote Sensing Expert, Senior Data Management Adviser (Regional) and<br />

Forest Mensuration and Data Collection Expert with local IT-company are responsible.<br />

7.2.5 Capacity development<br />

7.2.5.1 Training needs program<br />

Based on the past experience, it is evident that training is needed in many fields of expertise. Capacity buildings, skills<br />

upgrading and training are the key elements in the sustainable development of the project. First a training needs assessment<br />

should be carried out by the CTA or by some of the other international long-term experts together with local counterparts.<br />

Under this project component, a special attention should be paid to the following fields of expertise.<br />

1. Practical inventory work and data collection technology<br />

2. Data collection methods and quality control: sampling methods, use of remote sensing, permanent sample plots,<br />

GPS devices<br />

3. Advanced ICT: programming, usage of software, especially database applications, usage and maintenance of<br />

hardware<br />

4. Sample tree measurements for biometric modeling (e.g. biomass modeling)<br />

5. Biometrical modeling.<br />

Based on the needs, a training program should be planned by designing an appropriate training curricula and identifying<br />

potential institutes or other arrangements like seminars, in-service training, etc. In addition to in-service training, short-term<br />

external training can be provided in the fields of expertise mentioned above. The training program has to be implemented<br />

including preparation of training sessions and courses and arranging in-service training sessions, and sending the DFRS staff<br />

to attend seminars and external training courses in the selected institutes. Capacity building is a continuous activity.<br />

Therefore, the training program has to be reviewed and modified, when new needs arise. This can be done, when making<br />

annual implementation plans for the project.<br />

29


7.2.5.2 Output and timetable<br />

Duty / Product<br />

Preparing and carrying out a comprehensive Training Needs Assessment<br />

Compilation of a training program based on training needs assessment<br />

Identification of appropriate training institutes and courses for short-term training<br />

In-service training sessions<br />

Short term training provided in training institutes<br />

Timetable<br />

1 st trimester of 1 st year<br />

2 nd trimester of 1 st year<br />

3 rd trimester of 1 st year<br />

1 st to 5 th year<br />

2 nd to 5 th year<br />

The project staffs responsible for implementation:<br />

Primarily STA assisted with CTA and NPC together with short-term experts and national counterparts and training<br />

institutions.<br />

7.2.6 Procurement<br />

Timely procurement of materials and equipment is important for fluent implementation of this project component.<br />

Bureaucratic procedures can take more time than expected, and therefore, the equipment should be acquired as soon as<br />

possible. The following items are needed for this project component:<br />

1. Vehicles<br />

2. Field equipment: measuring tools based on an inventory of the existing equipment. The equipment acquired in<br />

the 1990’s can still be somehow used. The camping material (tents, mattresses, sleeping bags, etc.) must be<br />

reviewed.<br />

3. Field computers with sufficient amount of batteries and recharging units.<br />

4. GPS devices with sufficient amount of batteries and recharging units<br />

5. Supporting equipment for inventory camp like generators<br />

6. Satellite images<br />

7. PC’s, printers and other peripherals<br />

8. Software: database program, programming language packages, remote sensing processing software (based on<br />

needs and inventory of the existing software).<br />

7.2.6.1 Output and timetable of procurement<br />

Duty / Product<br />

Timetable<br />

Renovation of office and equipping that to serve all office operations 1 st trimester of the 1 st year<br />

Procurement of equipment, vehicles, PC’s, etc. 1 st half of the 1 st year<br />

Field computers and GPS devices 2 nd half of the 1 st year<br />

Software 2 nd half of the 1 st year<br />

Procurement of remote sensing material 2 nd half of the 1 st year<br />

The project staffs responsible for implementation:<br />

CTA, Financial Administrator, NPC, GoN accounting and procurement counterpart<br />

7.3 Component 2. Forest cover mapping<br />

7.3.1 Wall-to-wall mapping<br />

7.3.1.1 Approach and implementation<br />

The objective of wall-to-wall mapping is to produce thematic maps of <strong>Nepal</strong> presenting the forest and shrub land area,<br />

preferably by forest types and forest quality classes (Table 3). This will be done by using VHR images. Selection of satellite<br />

images for wall-to-wall mapping and the themes of map will be decided by the technical team of the project.<br />

The image analysis can be done by visual and numerical interpretations. The materials and methods designed for wall-to-wall<br />

mapping will be tested first. The lessons learned from test inventory will be incorporated to implement the cover mapping<br />

processes. Proper quality control procedure will be developed to achieve high quality results.<br />

30


7.3.1.2 Output and timetable<br />

Duty / Product<br />

Timetable<br />

Selection of remote sensing material 2 nd half of 1 st year<br />

Pre-processing: geometry, radiometry 2 nd half of 1 st year<br />

The map themes defined 2 nd year<br />

Thematic maps over <strong>Nepal</strong> 2 nd to 5 th year of the project<br />

The project staffs responsible for implementation:<br />

STA, Forest Information System and Remote Sensing Expert, Senior Remote Sensing and GIS Adviser, Senior Data<br />

Management Adviser (Regional) with short-term staff and national counterparts are responsible bodies.<br />

7.3.2 Capacity building<br />

In-service training will be provided to all employees doing visual interpretation. Image processing calls for training and it<br />

will be provided to personnel, who will be in charge of these activities. The training should cover the ortho-rectification and<br />

radiometric calibration procedures, image interpretation, use of auxiliary data, etc.<br />

7.3.3 Procurement<br />

The remote sensing material will be procured on the 2nd half of the 1st year of the project. The necessary software and<br />

hardware are procured on the 1st year of the project.<br />

7.4 Component 3: Open Source Forest Information System (OSFIS)<br />

7.4.1 Data sharing and dissemination<br />

The greatest technological innovation since the previous NFI in <strong>Nepal</strong> has been the emergence of the Internet. Internet access<br />

is currently available through wired and wireless channels, including even mobile phone networks. This makes it possible to<br />

share information over large distances and difficult terrain. The trend in forest organizations worldwide is to make forest<br />

information accessible with standard Internet browsers. This not only makes access cheap and ubiquitous, it also drastically<br />

shortens the learning curve, since modern FIS systems obey the same logic as web pages. Such an approach can be<br />

considered in <strong>Nepal</strong>, too, built on open source applications and tools used worldwide, but assembled and localised to<br />

<strong>Nepal</strong>ese conditions by a local IT company. The OSFIS becomes the central repository for the production of dynamic forest<br />

maps. It allows maps to stay up-to-date as new information is uploaded into database at the heart of the OSFIS.<br />

Interviews with potential users of the maps (i.e. national bodies, regional and district offices, and community forests) will be<br />

carried out and their information needs as well as the desired access method and frequency of these users will be<br />

documented. At this stage, it is also possible to look into gender issues and differences. The means of access – those available<br />

now, and those foreseen in coming years – will also be analysed (availability of computers and/or internet access, broadband<br />

capacity, possible preferences for forest cover map hardcopies). A system requirements document will outline the user<br />

interfaces needed for different user groups.<br />

The DFRS is and will be the responsible GoN branch for forest resource data production. The end-users of the data lie<br />

elsewhere and they are scattered in <strong>Nepal</strong>ese society, in governmental and non-governmental organizations. Inadequate data<br />

sharing was identified as one of the major problems in forest information management of <strong>Nepal</strong> (see Figure 1). To address<br />

this problem, a data sharing policy of the DFRS should be formulated. In the present-day society, data of this type should be<br />

publicly available, especially, when it is produced by state organization. In addition to public access to data, a data promotion<br />

and marketing efforts should be made to maximise the benefit of the <strong>FRA</strong> activities and to ensure continuity of the <strong>FRA</strong><br />

process. When data is needed and in active use, it is more likely that resources to continue the work will be allotted.<br />

The core components of the project produce basically two kinds of data:<br />

1. Tabular data of forest resources by regions, forest types, tree species, TOFs, NTFPs, etc.<br />

2. Map data of forest coverage, habitats, forest types, etc.<br />

These data can be reported together as standard forest resource assessment reports. The outline of these reports should be<br />

carefully planned in cooperation with the end users, i.e. the organizations subject to the data needs assessment. The reports<br />

are to be published as traditional hard copies as well as in digital form as PDF-files to be delivered via email, as<br />

31


downloadable files in the internet, CD-ROMs, etc. The hardcopies are delivered to any interested party. The price of the<br />

reports has to be considered. They can be either free of charge or a nominal price can be set to the reports. Both of the<br />

alternatives have certain advantages and disadvantages.<br />

Active promoting of the reports should be carried out in order to ensure that the results will be used in the decision making.<br />

This can be done in form of seminars, by visiting the most important end-users and having a discussion with them or by some<br />

other means. The results can be promoted via media, i.e. newspapers, radio and TV. The results from the other activities of<br />

component 3 should be published as reports, seminars, demonstrations, etc. The major breakthroughs should be marketed to<br />

media as news, articles, etc.<br />

7.4.1.1 Output and timetable<br />

Duty / Product<br />

Timetable<br />

Outline of the standard <strong>FRA</strong> results report 1 st year<br />

DFRS data sharing, dissemination, promotion and marketing policy 2 nd year<br />

Seminars or other promotion occasion of the results 3 rd , 4 th and 5 th year of the project<br />

Result promotion via media 3 rd , 4 th and 5 th year of the project<br />

Progress reports of research and development In the run of the activities<br />

The project staffs responsible for implementation:<br />

CTA, NPC, STA, JTA, SDMA and other project staffs will handle the activities.<br />

7.4.2 Development of Open Source Forest Information System (OSFIS)<br />

The compilation of a comprehensive forest database for the whole of <strong>Nepal</strong> is a huge task, which can be achieved only in<br />

medium to long term. This database will contain diverse forest related information specified by the end-users of the system<br />

and data as revealed by the data needs assessment. If necessary, it can later be integrated with census data, agricultural census<br />

data and cadastral survey data. The national and regional level system can provide only basic source of information for<br />

further work on the other levels of administration and on the private sector.<br />

The long-term objective of the GIS-based Open Source Forest Information System (OSFIS) is to provide an automated<br />

system for the management of all the attribute, map and image information. The concept behind the system is composed on a<br />

digital set of maps connected with sample field plots. A wide variety of information can be obtained from the system by<br />

delineating the area of interest on the map interface and by making various queries.<br />

An integrated OSFIS covering all forests under various land tenures, land-use patterns and management regimes is to be<br />

established in the DFRS. A special community forest database management system exists under the community forest<br />

division of Department of Forests, but no integrated model of forest information system has been developed. An integrated<br />

forest information system will have information from all sub sectors of the forestry including forests of the protected and<br />

watershed areas, forests under the different management regime as well as private sector.<br />

<strong>Nepal</strong> has a set of forest management regimes with certain conflicting interests at present. The conflicting issues of forest<br />

ownership and respective management regimes call for a review of the forest policy, MPFS. National <strong>FRA</strong> can provide data<br />

and information for this purpose and OSFIS would be a powerful tool in making various scenarios, studying alternatives and<br />

making forecasts.<br />

The establishment of OSFIS contains the following two objectives:<br />

1. To plan, conduct and supervise the compilation of the software to be used for field data processing and analysis.<br />

The proposed software runs under the open source operating system and it is easy to use. Digital sample plots<br />

will be utilised directly also in remote sensing based inventory data processing.<br />

2. To plan, conduct and supervise the building up of a new integrated GIS based OSFIS in close cooperation with<br />

the Department of Forests and other end-users of the system elsewhere in the administration, by private sector<br />

or NGO’s.<br />

The database structure has to be carefully planned. All the parameters need to be saved into a parameter database from the<br />

field computers. The input data will also be saved into a database or into an interchange ASCII-file, which can be easily<br />

imported into a Database Management System (DBMS). Database files can be created in Spatial OS Data Base System, Post<br />

GIS.<br />

32


Land-use is one of the key issues in making a new forest policy. The decision of land-use and respective forest management<br />

regime is one of the most important outcomes of the forest policy formulation process. The starting point is the present landuse,<br />

which should be detected as one variable of the <strong>FRA</strong>. If possible, wall-to-wall map should be produced presenting the<br />

prevailing land-use pattern. Tabular and some geographic data can be obtained from the field plots and from the very high<br />

resolution remote sensing plots (images).<br />

The OSFIS is designed using standard software development process and in close co-operation with local IT company chosen<br />

in an open bidding process. Following three steps are covered in close communication with the end-users:<br />

1. Determination of System Requirements (Tasks: describe approaches to requirements determination, participate<br />

Joint Application Design sessions and use prototyping during requirements determination);<br />

2. Structuring System Process Requirements (Tasks: draw data flow diagrams, prepare use cases and use case);<br />

3. Structuring System Data Requirements (Tasks: prepare a conceptual data model - draw an entity-relationship<br />

(E-R) diagram or a class diagrams);<br />

Finally, the chosen local IT Company will compose the system and design technical databases, forms, maps and reports as<br />

well as interfaces and dialogues. The produced map layers have to be carefully thought and designed to meet the data needs.<br />

This is one of the key components of the project. The list of desired maps can be long and each map layer should be given a<br />

priority class. The realisation should start from high priority map layers. A preliminary list of map layers is suggested below<br />

as an example.<br />

Primary maps in<br />

national and regional<br />

data production<br />

1. Interpretation of Forest and shrubland areas (Ownership, Land-use, Forest<br />

type/habitat, Degradation, Volume -, Age -, Biomass-, Carbon classes)<br />

2. Ortho-rectified satellite images in compressed format for viewing (sid/ECW)<br />

3. Topographic map, scale 1:50,000, 1:25,000<br />

4. Cadastral Map and database (when available)<br />

Environmental maps 1. National parks, wildlife reserves and conservation areas<br />

2. Wetland that signify important for national biodiversity<br />

3. Water courses, watershed areas<br />

4. Areas with high risks of landslides and erosion<br />

Maps for Analysis 1. Statistical socio-economical maps, <strong>Nepal</strong> Info<br />

2. Administrative maps<br />

3. Transportation maps (road network)<br />

4. Old Land use maps and forest resource maps (LRMP, NFI 1998)<br />

Reporting is implemented by using some standard reporting software, such as Seagate Crystal Reports. The test versions of<br />

the program will be constantly evaluated together with officers in charge. Their feedback is taken into account to improve the<br />

functionality of the software. The first output will be software for field inventory result computing to be adopted and used by<br />

inventory data users. The second output will be GIS based OSFIS to integrate data sources within the Ministry of Forests and<br />

Soil Conservation.<br />

This component will be started 4 months after launching the project. Implementation will take 8 months during 24 working<br />

months. The pilot inventory software is provided before the end of the first year. The GIS based Open Source Forest<br />

Information System will be available after second year.<br />

7.4.2.1 Output and timetable<br />

Duty / Product<br />

Timetable<br />

Description of the system: system requirements, data flow, data model 1 st year<br />

Definition and ranking of map layers 1 st year<br />

Realization of Integrated GIS based FIS 2 nd to 3 rd year, on-going<br />

The project staffs responsible for implementation:<br />

STA, Senior Data Management Adviser (Regional), Forest Information system and Remote Sensing Expert with local ITcompany<br />

and national counterparts are responsible.<br />

33


7.4.3 Development of Internet Map Server Service<br />

Inadequate data sharing was identified as one of the major problems in forest information management of <strong>Nepal</strong> (Figure 1). If<br />

an open data sharing policy is adopted, internet is a very cost-effective media for data dissemination. The latest development<br />

in computer networks has led to Application Server technology and Map Servers in GIS sector. The interactive presentation<br />

of results can be organised via Internet Map Server –technology. Objective is to provide the government of <strong>Nepal</strong> with<br />

Internet Map Server for <strong>FRA</strong> results delivery and training to improve and utilise the system in an effective way.<br />

The following functions will be carried out:<br />

1. Planning and design of the Internet Map Server Service and GIS Data Delivery System.<br />

2. Installation of the system.<br />

3. Implementation of the Internet Map Server Service.<br />

4. Implementation of tailor-made user-interface.<br />

5. Implementation of GIS data delivery service.<br />

6. Design maintenance strategy.<br />

7. Provide training on Internet Map Server Service.<br />

8. Document the system and provide material for the development of Internet Map Server Service.<br />

7.4.3.1 Output and timetable<br />

Duty / Product<br />

Timetable<br />

System documentation 2 nd year<br />

Internet Map Server Service with related technical documentation running in DFRS 3 rd year<br />

Training sessions 3 rd year<br />

The project staff responsible for implementation:<br />

STA, Forest Information System and Remote Sensing Expert and Senior Remote Sensing and GIS Advisor (Regional)<br />

possibly with local IT-company are responsible.<br />

7.4.4 Object oriented image analysis<br />

A study will be carried out to develop numerical method for VHR image interpretation. Moreover, the study will produce<br />

object based methodologies for forest type mapping in mountain areas. During the second and third year of the project it is<br />

intended to prepare case studies in different regions for testing new image processing techniques.<br />

The study will cover following area:<br />

1. Delineation of forest using segmentation: digital processing tools for detailed delineation of forest areas will be<br />

tested.<br />

2. Interpretation by using field sample plots: methodologies developed in Scandinavia and US for national and<br />

other forest inventories can be considered as potential approaches. Techniques for canopy density classification<br />

are of the first priority.<br />

3. Alternative technologies will be tested.<br />

4. Results will be verified and published.<br />

ICIMOD has long experience in land use mapping, especially, in mountainous areas. During the stipulated study, the<br />

expertise of ICMOD will be utilized in order to benefit from the valuable experience gained in the area.<br />

7.4.4.1 Output and timetable<br />

Duty / Product<br />

Timetable<br />

Pilot areas selected 2 nd half of the 2 nd year<br />

The selected software acquired and installed 2 nd half of the 2 nd year<br />

Manuals and results publication 2 nd half of the 3 rd year<br />

The project staffs responsible for implementation:<br />

STA, Senior Remote Sensing and GIS Advisor (Regional) with national counterparts are responsible.<br />

34


7.4.5 Other Development Activities<br />

7.4.5.1 NTFPs<br />

While planning and carrying out the assessment of NTFPs, the following issues should be studied:<br />

7.4.5.2 TOF<br />

1. Identify and list the tree associated NTFP products, which can be surveyed as a part of the standard <strong>FRA</strong>, i.e.<br />

bark, leaves, fruit, etc.<br />

2. Find the NTFPs, whose habitat is known. Group these according to habitat types: altitude, east-west and habitat<br />

type matrix.<br />

3. Define indicators, which characterize these habitats. Indicators should preferably be such that they can be<br />

detected by means of remote sensing. Concise habitat mapping provides some information concerning<br />

production and harvest potential of these NTFP’s. Habitats can be used as sample units for further analysis and<br />

field surveys.<br />

4. The survey and its design should be made in close cooperation with local forest officials, traders, local healers,<br />

collectors, community forest user groups, local people, etc.<br />

5. Importance values and Prominence values will be used for the quantification of NTFPs.<br />

TOF can be classified according to occurrence as follows.<br />

Physiological<br />

shrubland<br />

Shrubland<br />

Degraded<br />

forests<br />

TOF<br />

Farmland, village squares,<br />

roadsides, terraces, etc.<br />

Other lands<br />

Forest patches/tree groups smaller than<br />

the defined minimum area for forests<br />

Basically, the standard field sample should cover the shrub land. In case of other areas, the advantage of more intensive use<br />

of high resolution satellite images (VHR) should be studied. As soon as the VHR images are available, the development of<br />

the method can be started. The final approach should be incorporated in the standard <strong>FRA</strong> applying two phase sampling with<br />

the necessary modifications in the field work procedures. It is assumed that TOF inventory can be incorporated in the<br />

national <strong>FRA</strong> from the beginning of the field inventory.<br />

7.4.5.3 Biodiversity<br />

Biological diversity in <strong>Nepal</strong> is very high. Thus, assessment of biodiversity is an extremely complex work. The assessment<br />

will concentrate on forest ecosystem, vegetation composition, forest types and habitats. The first activity will be to assess the<br />

appropriateness of the existing forest habitat classification in <strong>Nepal</strong>. The next activity would be the description of the habitat<br />

specific indicators (soil, climatic conditions, altitude range, associated indicator species, etc.).<br />

The key output of biodiversity assessment will be forest habitat and forest type classifications. Moreover, name of each forest<br />

type will be determined by ordering the Importance Values of each tree species. Importance Value will be obtained by<br />

summation of the relative frequency, relative density, and relative dominance (Krebs 1994). Relative dominance of trees will<br />

be determined by calculating the basal area. The coverage of ground flora will be calculated by converting the recorded cover<br />

percentage to midpoint cover classes according to Zobel et al. 1987.<br />

In case of grassland and shrub land Prominence Values (Dinerstein 1979) will be used for classification. Prominence Value<br />

will be calculated by multiplying mean percent cover with square root of frequency of same species. Further, the ultimate<br />

objective is to incorporate the biodiversity assessment (area and distribution of habitats) in the national <strong>FRA</strong> system.<br />

The project staffs responsible for implementation:<br />

CTA, NPC, Biodiversity Mapping Experts, Project Field Manager, JTA and respective short term experts and national<br />

counterparts will bear the responsibility.<br />

35


7.5 Component 4: Project management<br />

The Project will be managed by the project management bodies. The project management bodies comprise of Project<br />

Steering Committee (PSC), Project Management Committee (PMC) and project organization. DFRS is the executing and<br />

coordinating organization. The structures and responsibilities of the project management bodies are presented below.<br />

7.5.1 Project management bodies<br />

7.5.1.1 Project Steering Committee (PSC)<br />

A multi-stakeholder PSC will be formed to steer the project. The composition of PSC will be with the following members:<br />

1. Chairperson Secretary, MoFSC<br />

2. Member Joint Secretary, FACD, MoFSC<br />

3. Member Joint Secretary, P&HRD, MoFSC<br />

4. Member Joint Secretary, FACD, MoF<br />

5. Member Joint Secretary, Environment Division, MoFSC<br />

6. Member DG, DFRS<br />

7. Member Representative of Embassy of Finland<br />

8. Member <strong>Nepal</strong> Foresters’ Association<br />

9. Member DG, DoF<br />

10. Member DG, DNPWC<br />

11. Member DG, DSCWM<br />

12. Member DG, DoPR<br />

13. Member DDG, DFRS<br />

14. Member CTA<br />

15. Member Representative of Civil Society Organizations<br />

16. Member Secretary National Project Coordinator (DFRS)<br />

The PSC is the apex body of the project. The PSC will meet as and when required. However, the meeting will be organized at<br />

least three times in a year. The meeting will be chaired by Secretary of the Ministry of Forests and Soil Conservation. The<br />

PSC will have following roles and responsibilities:<br />

1. approval of general work plan and budget for entire time of the Project.;<br />

2. approval of annual work plans and budgets;<br />

3. policy setting, planning, co-ordination, implementation, monitoring and supervision of the overall Project;<br />

4. approval of trimester progress reports;<br />

5. approval of guidelines required for project management<br />

6. monitoring of activities and progress of the Project in collaboration with the National Project Coordinator<br />

(NPC) and the Chief Technical Adviser;<br />

7. resolving the issues raised by Project Management Committee;<br />

8. providing overall guidance for efficient and effective implementation of the project.<br />

To cover the entire duration of the project, a general project work plan and budget will be prepared by CTA and NPC. The<br />

Chairperson of PSC has interim authority to take urgent decisions as recommended by PMC to ensure the smooth running of<br />

the Project; however, those should be endorsed by the PSC.<br />

7.5.1.2 Project Management Committee (PMC)<br />

A PMC will be established with designating the following members:<br />

1. Chairperson DG, DFRS<br />

2. Member DDG, DFRS<br />

3. Member NPC<br />

4. Member CTA<br />

5. Member Regional Senior Data Management Advisor<br />

6. Member Forest Inventory Manager, DFRS<br />

7. Member Mapping and GIS -Application Manager DFRS<br />

8. Member Remote Sensing Analyst Manager, DFRS<br />

9. Member Secretary One of the Component Managers assigned by DG, DFRS<br />

10. Temporary Members will be invited as and when required.<br />

36


The PMC will coordinate between PSC and project management body. In addition, the PMC will have the following specific<br />

roles and responsibilities:<br />

1. review and recommend of annual work plans and budgets presented by the CTA and NPC;<br />

2. establishing a Technical Working Group (TWG) and preparing terms for the group;<br />

3. making decision of the composition of working partners and working groups;<br />

4. solving issues raised by the TWG;<br />

5. solving issues related to project components and working groups;<br />

6. assessment of the efficiency of project components and activities;<br />

7. solving technical problems to facilitate smooth implementation of the Project;<br />

8. deciding need and preparing draft agenda for the meetings of the PSC;<br />

9. taking up issues to be presented in the meetings of PSC;<br />

10. formulating strategies for capacity building and training;<br />

11. approval of communication and public involvement plan<br />

12. preparing events to present project results having national importance;<br />

13. preparing trimester and annual progress reports;<br />

14. approval of the monthly progress reports.<br />

The PMC will meet on a monthly basis, and when required.<br />

7.5.1.3 Project organization<br />

A project organization will be created by designating international, regional and national experts in order to carry out the<br />

overall project activities. For the provision of technical assistance the Government of Finland will award a contract to an<br />

international consulting company. The technical assistance requirements for the project components including the list of<br />

international and regional expert posts are shown in Table 4.<br />

The following government staff members will be assigned by GoN to the project with the specified responsibilities:<br />

1. National Project Coordinator assigned by DFRS (full time)<br />

2. Forest Inventory Manager assigned by DFRS (full time)<br />

3. Mapping and GIS -Application Manager assigned by DFRS (full time)<br />

4. Remote Sensing Analyst Manager assigned by DFRS (full time)<br />

5. Topographic Mapping Manager (full time for certain months from the Department of Survey)<br />

6. Biodiversity Mapping Manager (full time for certain months from the Department of National Parks and<br />

Wildlife Conservation)<br />

7. NTFPs Mapping Manager (full time for certain months from the Department of Plant Resources)<br />

8. Watershed Mapping Manager (full time for certain months from the Department of Soil Conservation and<br />

Watershed Management)<br />

9. Community Forestry Information Manager (full time for certain months from the Department of Forests)<br />

The project organization will be further modified and extended in the work plans. More experts and field specialists are<br />

required to implement the work (Field Crew Leaders, Cartographers, Database operators, etc.).<br />

7.5.2 Output and timetable<br />

Duty / Product<br />

Timetable<br />

Project Steering Committee established 1 st month of the 1 st year<br />

Project Management Committee established 1 st month of the 1 st year<br />

Overall project work plan and budget made and approved 1 st half of the 1 st year<br />

Table 4. Required expertise in technical assistance<br />

Title Duration Tasks<br />

Long Term Experts<br />

1) Chief Technical Advisor,<br />

International<br />

52.5 months Overall management of the technical assistance and external<br />

expertise;<br />

Forest inventory, general data collection; preparation of software<br />

development and other contracts and procurements; Capacity<br />

37


2) Senior Technical<br />

Advisor, International<br />

3) Junior Technical<br />

Advisor, International<br />

4) Biodiversity Mapping<br />

Expert, Regional<br />

5) Project Field Manager,<br />

Regional<br />

6) Financial<br />

Administrator/Accountant<br />

7) Senior Data Management<br />

Adviser<br />

building, training; Project management and reporting.<br />

31.5 months Acquisition of proper RS image materials; GIS and RS training;<br />

Assist in data and training needs assessment and database design;<br />

Data integration and sharing<br />

21 months Assist in biometrical modeling, RS image processing and training;<br />

36 months Assist in defining inventory scheme and data logging in<br />

biodiversity matters, organize biodiversity, NTFP, TOF and forest<br />

resource consumption surveys and developing methods<br />

36 months Assist and support in launching field inventory scheme,<br />

organizing training and field work arrangements, quality control<br />

and responsible for data consistency and compatibility<br />

58 months General Support to the Project Administration and procurement;<br />

financial management of the project;<br />

Support to the National Project Accountant<br />

(Accounting/Reporting, Control and Bank Reconciliation)<br />

56 months Organizing collaboration between organizations contributing to<br />

the <strong>FRA</strong> <strong>Nepal</strong> Project (“data partners”), data sharing protocol<br />

development and data collection campaigns; assist in preparing<br />

and carrying out assessment of nationally important data needs.<br />

Short Term Experts<br />

8) Forest Biometrics Expert 1+1+1 =<br />

3 months<br />

Develop statistical reliability estimates for <strong>FRA</strong> and Inventory<br />

data; Biomass and yield modeling.<br />

9) Inventory Design and 1 month Design inventory scheme and sampling methods to be utilized in<br />

Sampling Survey Expert<br />

10) Forest Information<br />

Systems and Remote<br />

Sensing Expert<br />

11) Biodiversity Mapping<br />

Expert, International<br />

12) LiDAR Technology &<br />

Applications Expert,<br />

International<br />

13) Senior Remote Sensing<br />

and GIS Advisor, Regional<br />

14) Forest Mensuration and<br />

Data Collection Expert,<br />

Regional<br />

15) Database and Data<br />

Sharing Expert, Regional<br />

16) LiDAR Technology<br />

Expert, Regional<br />

2+3+3+2 =<br />

10 months<br />

1+1 =<br />

2 months<br />

collection of multi-source forest data<br />

Design pilot system for forest inventories including data<br />

collection, data entry and data analysis; Develop improved<br />

satellite image processing techniques, color-balanced mosaics,<br />

segmentation and volume/biomass estimates for inventories,<br />

Basic research and training in the areas of expertise.<br />

Design of biodiversity surveys, refine data collection system and<br />

its integration to OSFIS, integrate different datasets, produce<br />

biodiversity indicators and estimators, plan sharing of biodiversity<br />

data.<br />

3 months Design and apply LiDAR technology to <strong>Nepal</strong>ese conditions and<br />

arrange use of ALS data, provide respective training<br />

8 months Support in image analysis<br />

17) Unspecified experts 3 months Unspecified<br />

7 months Assist in creating field inventory scheme, carrying out field<br />

measurements, developing technology for field work; organize<br />

field work for sample tree data collection for modeling<br />

7 months Assist in establishing, testing and using of the FIS Database and<br />

Data Sharing System<br />

6 months Assist in designing and applying LiDAR technology to <strong>Nepal</strong>ese<br />

conditions and in processing and use of ALS data<br />

International contracts<br />

Laser scanning data<br />

acquisition and processing<br />

National contracts<br />

Forest inventory software<br />

development<br />

Satellite image procurement<br />

Satellite image processing<br />

Provide processed ALS data and integrate ALS as part of RS<br />

support system to the <strong>FRA</strong><br />

Software development and programming of Forest Inventory<br />

procedures, Assist in database design;<br />

Development of Database Management Systems (DBMS);<br />

Image acquisition<br />

Ortho-rectification and radiometric correction<br />

Detailed Terms of References for long-term for short-term experts are presented in Annex G.<br />

38


7.5.3 Procurement: equipment and software<br />

All equipment should be procured according to Finnish Government procurement regulations. Those require restricted<br />

tendering with minimum three offers, if the price quotation is less than 15.000 euro. If it is more than 15.000 euro, open<br />

tendering should be launched in <strong>Nepal</strong> and in certain cases in EU countries. There are also requirements of the origin of the<br />

procured equipment to support <strong>Nepal</strong> or EU countries.<br />

However, it should be noticed that justified proposals of different origin could be realized, when maintenance, quality and<br />

sustainability aspects are supporting that. In general, all equipment and materials will be procured, either through restricted or<br />

open tendering process. It should also be noticed that procurement through local distributors provides that the Value Added<br />

Tax, VAT (13 %) should be paid. In international procurement that can be avoided.<br />

Following items will be procured for remote sensing, mapping and inventory work.<br />

1. equipment for inventory work including field computers and GPSs;<br />

2. 4WD vehicles appropriate for difficult terrain;<br />

3. motorcycles to provide cost-efficiency for local support ;<br />

4. computers;<br />

5. PC work stations;<br />

6. up-grade packages and equipment;<br />

7. image processing software licenses;<br />

8. software development tools;<br />

9. segmentation software (such as eCognition);<br />

10. programming services for tailoring/maintenance of IP/GIS<br />

11. software, especially, in ArcView GIS and Erdas Imagine environments;<br />

12. others, if any.<br />

Detailed list of equipment is given in detailed budget. Further refinement of procurement will be done during the project<br />

operation phage. Procurement will be done in two phases. First procurement package will be done during the first year.<br />

Second major update of equipment will be done in third or fourth year.<br />

The following services will be contracted out as per need:<br />

1. Field data collection<br />

2. Satellite data acquisition<br />

3. Ortho-rectification and color-balancing<br />

4. Outlines of scope for procurement procedures<br />

5. Formation of a Procurement Group<br />

6. Preparation of tender documents<br />

7. Advertising of tenders<br />

8. Issuing of tender documents<br />

9. Receipt of completed tender documents and storage until to Procurement Group meeting will be organized.<br />

10. Opening of tenders and selection of successful tenders. Submitting Tender Opening Report to the Embassy of<br />

Finland<br />

11. Installations of equipment.<br />

Procurement processes should be started immediately after the beginning of the Project. The first phase of the procurement<br />

should be finished after 6 months.<br />

7.5.4 Budget<br />

The project is bilateral cooperation between governments of Finland and <strong>Nepal</strong>. The Finish government will provide 4.7<br />

million Euros as grant money and input from GoN is 880 000 Euro. The total budget for the project is 5.6 million Euro. Table<br />

5 shows the general project budget and the details of the project budget are presented in Annex B.<br />

7.5.4.1 Budget sharing<br />

The practice of sharing the inputs between the governments of <strong>Nepal</strong> and Finland will be defined as follows:<br />

39


1. Contribution of Government of <strong>Nepal</strong><br />

<br />

<br />

<br />

<br />

Salaries of the National Project Coordinator and DFRS personnel;<br />

Provision of field inventory crews from local DFO.<br />

Costs of electricity and water at the office;<br />

Office facilities.<br />

2. Contribution of Government of Finland<br />

<br />

<br />

<br />

<br />

<br />

Technical Assistance;<br />

Major purchases (e.g. computers equipment, vehicles, etc.) and maintenance costs;<br />

Temporary field labor costs;<br />

Hardship allowances and costs of support in field inventory work;<br />

Compensation of overtime office works.<br />

7.5.4.2 Financial management<br />

Financial management is one of the key functions of the project and that will be organized as follows:<br />

1. DFRS will manage the budget provided by GoN.<br />

2. Training and procurement budget will be organized through PMC.<br />

3. The selected international consultant will manage the budget for TA. Contracts will be organized through the<br />

budget of international consultant.<br />

Table 5. General Project Budget (Comparison between Revised and Original Budgets)<br />

40


The following changes between budget items have been done:<br />

- from Long-term International Experts (savings 119,700 Euro)<br />

45,000 Euro to Short-term International Experts<br />

38,000 Euro to Regional Experts<br />

20,950 Euro to Travel Costs<br />

15,750 Euro to Procurement Costs<br />

- from Training (savings 58,100 Euro)<br />

29,358 Euro to Travel Costs<br />

28,742 Euro to Project Support Costs<br />

- from Project Operating Costs (savings 115,292 Euro)<br />

115,292 Euro to Travel Costs<br />

- from GoF Contingencies (3 % - contingency has been reduced to 2,5 % releasing 22,258 Euro)<br />

22,258 Euro to Project Support Costs<br />

8. Monitoring and Evaluation<br />

The progress, effectiveness, efficiency, impacts and sustainability of the project will be planned and monitored through the<br />

regular planning and reporting system, including the following reports:<br />

1. General project work plan (5 years)<br />

2. Annual work plans (including revised Logical Framework Matrix);<br />

3. Annual progress reports;<br />

4. Trimester financial and progress reports;<br />

5. Monthly progress report;<br />

6. Project completion report.<br />

The above plans and reports will meet the requirements of the Guidelines for Program Design, Monitoring and Evaluation of<br />

the Ministry for Foreign Affairs of Finland (1998). Besides, monitoring and reporting system will make compatible with the<br />

rules and regulations of GoN. The final project evaluation will be carried out after the completion of the project.<br />

8.1 Project Auditing<br />

The financial performance of the contribution of the Government of <strong>Nepal</strong> will be audited as per the prevailing rules and<br />

regulations of the Government of <strong>Nepal</strong>. The expenditure of the Finnish Government will be audited as per the prevailing<br />

rules and regulations of the Government of Finland. Auditor General of <strong>Nepal</strong> shall carry out the audit of the project as per<br />

the project document. GoN shall permit the representatives of the GoF to carry out audit in respect of the implementation of<br />

the project. Such an audit may also be initiated by GoN.<br />

ANNEXES<br />

Annex A Logical framework matrix with activities<br />

Annex B Detailed budget in €<br />

Annex C Previous NFI inventory design<br />

Annex D Inventory Design for the <strong>FRA</strong> <strong>Nepal</strong><br />

Annex E Terms of References<br />

41


Annex A: Logical framework matrix with Activities<br />

Project elements Output indicators Means of verification Assumptions<br />

General objective<br />

To strengthen forestry sector and its<br />

administration in order to play its<br />

corresponding role in <strong>Nepal</strong>ese<br />

economy and society.<br />

1. Generation of a National <strong>FRA</strong> data,<br />

maps and reports for decision making.<br />

2. Tools and imageries used in <strong>FRA</strong>, can<br />

be introduced to forest management<br />

level,<br />

1. Reports and maps available in digital<br />

form and as hard copies.<br />

2. Various managing units are utilizing<br />

new <strong>FRA</strong> and remote sensing data and<br />

biometric models.<br />

<br />

Assumed that the "big picture" top down<br />

approach is appropriate and data collection<br />

can be outsourced/decentralized.<br />

Project Purpose<br />

To improve the provision of<br />

adequate forestry data and its<br />

processing for national forest policy<br />

development and for national level<br />

forestry sector decision making.<br />

Component 1. Forest<br />

resource assessment<br />

Activity 1. Data needs assessment<br />

1. The data produced is tailored for<br />

national decision making. Data sharing<br />

and dissemination between<br />

organizations is functioning and roles of<br />

governmental organizations are clear.<br />

2. Improved of a data processing chain<br />

to adequately process and extract<br />

information on forest cover and other<br />

variables of interest<br />

3. Outsourced/decentralized data<br />

collection system feeds data to national<br />

on-line reporting system<br />

4. Successful completion human<br />

capacity building<br />

1. The data produced meets the needs<br />

2. Nationwide tabular data, split by<br />

regions<br />

3. Human and institutional capacity in<br />

data production strengthened<br />

4. Training needs assessment (TNA)<br />

5. Inventory design for multi-source data<br />

collection scheme<br />

6. Establishment of PSPs, Growth, Yield<br />

& Biomass Tables<br />

1. Questionnaire form ready<br />

2. Stakeholders identified, questionnaires<br />

disseminated<br />

3. Interviews finished<br />

1. Delivery of data for decision making<br />

2. Delivery of high quality digitally<br />

based maps and statistics<br />

3. Age of national data and constructive<br />

feedback from end-users<br />

4. Number of completed course, work<br />

outputs<br />

1. <strong>FRA</strong> reports published and used in<br />

national decision making<br />

2. Training provided according to the<br />

plans.<br />

3. Equipment, hardware and software<br />

procured or developed<br />

4. TNA results in use<br />

5. Inventory design in use<br />

6. PSPs recorded, tables available<br />

1. <strong>FRA</strong> variables defined<br />

2. Report published<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

Data users can specify required products<br />

and functions (data needs).<br />

Assumes that organizations are willing to<br />

co-operate.<br />

Trained staff of governmental departments<br />

remains in the service at least for a period<br />

long enough to transfer the know-how to<br />

new staff.<br />

The stakeholders are able to define,<br />

priorities and justify their data needs.<br />

Field work can be outsourced from DFRS to<br />

the districts or entrepreneurs, the existing<br />

professional human resource can be made<br />

available for the field work.<br />

An appropriate professional IT-company is<br />

available for development of database<br />

software.<br />

Persons can be identified for long-term<br />

training<br />

Collaboration with ICI Project brings<br />

applicable results<br />

All essential stakeholders are included.<br />

The stakeholders are able to define<br />

priorities and justify their data needs.<br />

42


Project elements Output indicators Means of verification Assumptions<br />

4. Analysis of the results ready<br />

5. Variables for <strong>FRA</strong> defined<br />

6. Data needs assessment report published<br />

Activity 2. Ground sampling<br />

Activity 3. Satellite image sample<br />

1. Description of <strong>FRA</strong> design ready.<br />

2. Design for LiDAR Working Area and<br />

plan to integrate LiDAR data to <strong>FRA</strong><br />

data<br />

3. Maps and supporting materials<br />

acquired<br />

4. Field work manual ready<br />

5. Outsourcing possibilities mapped and<br />

possible agreements made<br />

6. Work plans / schedule for<br />

implementation<br />

7. Vehicles, equipment acquired<br />

8. Field computers and GPS devices<br />

acquired and tailored<br />

9. Field work accomplished according to<br />

the plan<br />

10. A plan for establishing PSP’s<br />

ready<br />

1. Procurement of remote sensing<br />

material<br />

2. Pre-processing: geometry, radiometry<br />

3. Visual interpretation manual<br />

4. Outsourcing the ALS data acquisition<br />

5. Mathematical model for wanted<br />

variables<br />

6. Calculation of the reliability statistics<br />

and expansion of LiDAR Strip results<br />

7. Recommendation on role of ALS<br />

plots in national <strong>FRA</strong> and a plan for<br />

future activity<br />

8. Report on the results of the change<br />

detection exercise<br />

9. Visual interpretation including TOF<br />

1. Reports and manuals (design, field<br />

work, schedule, progress reports, PSP<br />

plan)<br />

2. Supporting materials available<br />

3. Outsourcing agreements signed<br />

4. Vehicles, equipment and materials in<br />

place and in use<br />

5. Field data input program for field<br />

computers program, installed and in use.<br />

1. Remote sensing material acquired<br />

2. Pre-processing done<br />

3. Visual interpretation manual<br />

available<br />

4. The necessary contracts signed.<br />

5. Change detection report available<br />

6. Progress / annual reports.<br />

7. Annual reports<br />

8. Written documents / publications<br />

Field work can be outsourced from DFRS to<br />

the districts or entrepreneurs, the existing<br />

professional human resource can be made<br />

available for the field work.<br />

Field computers and GPS devices<br />

applicable for the work.<br />

Collaborative actions planned with Survey<br />

Department.<br />

Partners found for the LiDAR Working<br />

Area.<br />

<br />

<br />

<br />

<br />

<br />

<br />

Satellite image material with sufficient<br />

quality (resolution, clouds, shadows,<br />

coverage) can be found.<br />

Pre-processing is possible within the given<br />

timeframe.<br />

Sufficient professional human resource can<br />

be made available.<br />

The aerial photos from 1990’s are available.<br />

Quality of the remote sensing material<br />

sufficient for TOF application.<br />

Suitable mapping companies and services<br />

are available. In case international mapping<br />

companies are contracted, the bureaucratic<br />

obstacles can be managed.<br />

Activity 4. Data processing<br />

1. Database software for the forest<br />

inventory data processing and reporting<br />

1. Manuals available<br />

2. Biometric models applicable and in<br />

<br />

An appropriate professional IT-company is<br />

available for development of database<br />

43


Project elements Output indicators Means of verification Assumptions<br />

Activity 5. Capacity building<br />

Activity 6. Procurement<br />

Component 2. Forest cover<br />

mapping<br />

Activity 1. Wall to wall mapping<br />

Activity 2. Capacity building<br />

Activity 3. Procurement<br />

Component 3. Development<br />

of Open Source Forest<br />

Information System<br />

in place and functioning.<br />

2. User Manual will be prepared<br />

3. Technical Manual for the purpose of<br />

program maintenance and developing<br />

will be prepared<br />

4. Review and development of biometric<br />

models<br />

5. Instructions for exporting data to wall<br />

to wall / forest cover mapping ready<br />

6. Processing of LiDAR data<br />

1. Training needs assessment<br />

2. Compilation of a training program<br />

3. Identification of appropriate training<br />

institutes and courses including M.Sc.<br />

and Ph.D. curricula<br />

4. In-service training sessions<br />

5. Training provided in training<br />

institutes<br />

1. Procurement of the vehicles,<br />

equipment, maps, satellite images and<br />

software<br />

1. Thematic maps over <strong>Nepal</strong><br />

2. Know-how transferred to DFRS staff<br />

3. Satellite image material available for<br />

other applications<br />

1. Pre-processing: geometry, radiometry<br />

2. Thematic maps over <strong>Nepal</strong><br />

1. Visual interpretation carried out by<br />

<strong>Nepal</strong>ese staff.<br />

2. Pre-processing and image processing<br />

skills transferred to DFRS staff.<br />

1. Procurement of remote sensing<br />

material, hardware and software.<br />

1. Data sharing dissemination and use is<br />

functioning well.<br />

2. GIS based FIS established and<br />

operational<br />

use<br />

3. Instructions for exporting data to<br />

wall to wall / forest cover mapping<br />

available.<br />

1. Combined assessment report and<br />

training program<br />

2. List of appropriate institutes<br />

3. Documentation of the in-service<br />

training: schedule, program, participants,<br />

etc.<br />

4. Certificates from the training<br />

institutes<br />

1. The materials timely in place and<br />

functioning.<br />

1. The maps produced<br />

2. National staff manages the procedures<br />

1. Pre-processing done<br />

2. Thematic maps produced and<br />

disseminated<br />

1. Documentation of the in-service and<br />

other training<br />

2. Annual reports on the progress<br />

1. Remote sensing material, hardware<br />

and software acquired<br />

1. Data is disseminated and used in<br />

decision making<br />

2. Data can be produced from FIS<br />

3. Maps are available in the internet<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

software.<br />

Data is or can be made available for<br />

biometric modeling,<br />

Persons can be identified for long-term<br />

training.<br />

Training can be provided without violating<br />

the practical implementation of the project.<br />

The bureaucratic procedures allow smooth<br />

procurement.<br />

The geometry and radiometric corrections<br />

can be done<br />

The quality of remote sensing material is<br />

good in regard to clouds and shadows.<br />

The geometry and radiometric corrections<br />

can be done.<br />

The quality of remote sensing material is<br />

good in regard to clouds and shadows.<br />

An open publishing policy is adopted in the<br />

MoFSC<br />

Digital map material and remote sensing<br />

material are of the quality which enables<br />

FIS development<br />

44


Project elements Output indicators Means of verification Assumptions<br />

Activity 1. Data sharing and<br />

dissemination<br />

Activity 2. Forest Information<br />

System (FIS) Development<br />

Activity 3. Development of Internet<br />

Map Server Service<br />

Activity 4. Object oriented image<br />

analysis<br />

Activity 5. Data collection and<br />

processing of NTFPs, TOFs and<br />

Biodiversity<br />

Component 4. Project<br />

management<br />

3. Internet Map Server Service<br />

established<br />

4. Human and institutional capacity in<br />

the fields of GIS and remote sensing<br />

strengthened<br />

1. Data sharing, dissemination,<br />

promotion and marketing policy<br />

2. Standard <strong>FRA</strong> report outline<br />

3. Seminars and other data use<br />

promotion occasions<br />

4. Newspaper articles<br />

5. Progress reports<br />

1. Description of the system<br />

2. Selection of map layers<br />

3. GIS based FIS established and<br />

operational<br />

1. System documentation<br />

2. Internet Map Server Service<br />

established<br />

3. Training on the use of the system<br />

arranged<br />

1. Pilot areas selected<br />

2. The selected software acquired and<br />

installed<br />

3. Manuals and results publication<br />

1. Identification of indicator trees and<br />

habitats associated to NTFPs<br />

2. Methodology to collect TOF data prepared<br />

3. Methodology to collect biodiversity data<br />

prepared<br />

4. Data collection of NTFPs, TOFs and<br />

biodiversity incorporated to the <strong>FRA</strong><br />

inventory design<br />

5. Collaborative meetings with NGOs and<br />

local people<br />

6. Data of NTFPs, TOFs and Biodiversity<br />

collected and processed<br />

1. Decision are timely made<br />

2. Smooth cooperation prevails<br />

3. Recruitment and procurement is<br />

4. National staff able to run activities Suitable persons for long term training are<br />

available<br />

1. Policy report submitted<br />

2. Standard report outline available<br />

3. Documentation of the seminars: time<br />

and place, program, participants, etc.<br />

4. Scrapbook<br />

5. Reports submitted<br />

1. Written documents<br />

2. List of map layers<br />

3. FIS running<br />

1. Written document available<br />

2. System available in the Internet<br />

3. Documentation of the training<br />

sessions<br />

1. Annual reports<br />

2. Written documents<br />

1. List of trees and habitats<br />

2. Methodology documented and available<br />

3. Methodology documented and available<br />

4. <strong>FRA</strong> inventory design including NTFPs,<br />

TOFs and Biodiversity available<br />

5. Meetings documented and achieved<br />

data/information documented<br />

6. Data of NTFPs, TOFs and Biodiversity<br />

available and inserted to OSFIS system<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

DFRS as willing to adopt open publishing<br />

policy<br />

Digital map material and remote sensing<br />

material are of the quality which enables<br />

system development<br />

DFRS as willing to adopt open publishing<br />

policy<br />

FIS has been successfully developed<br />

Remote sensing material and data from the<br />

field plots are of the quality which enables<br />

system development.<br />

Field and remote sensing data can be<br />

accurately overlaid.<br />

Availability of past inventory results and<br />

supporting data<br />

Proper supporting materials found and<br />

available<br />

Most of the data collection can be<br />

incorporated and only minor additional<br />

inventory is needed for NTFPs and TOFs<br />

NGOs and local people are collaborative<br />

and ready to distribute data/information<br />

Compatibility requirements of data of<br />

NTFPs, TOFs and Biodiversity met<br />

1. Annual and other progress reports All personnel for Project mgmt. bodies and<br />

duties can be found and will be nominated<br />

Bureaucratic procedures, PSC and PMC<br />

45


Project elements Output indicators Means of verification Assumptions<br />

fluent<br />

allow smooth procurement<br />

Activity 1. Project management<br />

bodies and duties<br />

Activity 2. Procurement: equipment,<br />

software<br />

Activity 3. Budget<br />

1. Project Steering Committee<br />

established<br />

2. Project Management Committee<br />

established<br />

3. Overall project work plan and budget<br />

made and approved<br />

1. All equipment procured as planned in<br />

the overall project work plan and budget<br />

1. Detailed budget defined in the overall<br />

project work plan and annual plans<br />

1. Minutes of the PSC and PMC<br />

meetings<br />

1. The materials timely in place and<br />

functioning<br />

1. Plans approved by PSC<br />

<br />

<br />

All personnel for Project management<br />

bodies and duties can be found and will be<br />

nominated.<br />

Bureaucratic procedures, PSC and PMC<br />

allow smooth procurement<br />

46


Annex C. Previous NFI inventory design<br />

12 km<br />

2 3<br />

1000 m<br />

Location system of the first stage<br />

sample clusters. 12 x 12 km grid<br />

applied.<br />

30 m<br />

1<br />

Design of the first stage cluster.<br />

Field measurements carried out if<br />

the lower left second stage cluster<br />

occurs in forest.<br />

4<br />

50 m<br />

Design of the second stage cluster<br />

with three square plots, 30 x 30 m<br />

each.<br />

53


Annex D: Inventory Design for the <strong>FRA</strong> in <strong>Nepal</strong><br />

1. General<br />

There will be a 2-phase sampling with stratification and in some areas even 3-phase sampling with stratification.<br />

The country is stratified to few sampling strata by e.g. physiographical zones. Different sampling intensity and design can be<br />

applied for the different strata. HR and VHR satellite images are used for the 1 st phase sampling to classify clusters and<br />

sample plots as regards forest coverage. Based on that, sample plots for the field inventory work will be defined. The 2 nd<br />

phase sampling refers to the actual clusters and sample plots to be measured in the field.<br />

Sample plots are used for soil, site, forest, biomass and biodiversity measurements, partially also for NTFP measurements.<br />

The TOFs are defined using the same 2-phase sampling design as for forest, possibly completed by additional measurements.<br />

For biodiversity measurements (mapping) line inventories inside clusters will be considered. The assessment of NTFPs<br />

requires additional field work, which should be adjusted with seasonality and existence of NTFPs. Partly the NTFP<br />

assessment is based on indicator habitats and species.<br />

The LiDAR Working Area will be laser scanned (wall-to-wall or strips) and classified using measured 2 nd phase field data,<br />

possibly completed with additional plots. For the LiDAR Working Area, either very accurate wall-to-wall forest resource<br />

map or improved forest resource statistics in tabular form will be achieved, depending on the information need and the<br />

selected scanning strategy.<br />

2. Two - Phase sampling with stratification<br />

1 st Phase sampling<br />

On general level medium resolution satellite images are available for the entire country to have “wall-to-wall” overview of<br />

areas. The ALOS/Avnir satellite images (resolution 20 m) could be available at the Ministry of Land Reform and<br />

Management for another project, but options should be found to have them also free of charge available for the <strong>FRA</strong>.<br />

The Project will have for the most forest covered areas high resolution (HR, resolution around 5 m) or even very high<br />

resolution (VHR, resolution around 1 m) remote sensing data. For the images, there are various options available like<br />

ALOS/Prism, IKONOS/Geo, RapidEye, GeoEye, IRS, Quick Bird or Kompsat. Additional option is to have LiDAR data<br />

scanned from the most important areas. A large number of sample points could be assessed on the images as the first phase<br />

sample. It could be assumed that broad land use classes (e.g. forest, other wooded land, other land with tree cover, treeless<br />

land, built up land) can be classified with visual interpretation very accurately, but forest types cannot be classified with a<br />

reasonable accuracy. In addition, the accessibility (Note: definition needed) using the RS data & digital maps will be<br />

assessed. As an example, Google Earth with a KML application for the interpretation could be used.<br />

Having with the digital RS data, digital maps and the KML application, the visual classification of the first phase sample is<br />

very quick. This means that a large number of 1 st phase sample points could be spotted to guarantee accurate estimates for the<br />

total forest area, other wooded land, other land with tree cover (TOFs), other land, and built up land. While starting the work<br />

a proper intensity of visual classification should be decided. A grid of 6 km by 6 km for the 1 st phase sample point clusters<br />

gives us 4 083 clusters (for the entire country). If there are 6 points per cluster, the total number of 1 st phase sample points<br />

would be 24 500. Most of the points (clear forest and clear non-forest) are very easy to classify. Some points need more time.<br />

Assuming 2 minutes per cluster the required workload is around one man-month for the classification task (equals to 140<br />

hours).<br />

Respectively, a grid of 4 km by 4 km for the 1 st phase sample point clusters gives us 9 188 clusters (for the entire country). If<br />

there are 6 points per cluster, the total number of 1 st phase sample points would be 55 100. Assuming once more 2 minutes<br />

per cluster the required workload is around two and half man-months for the classification task (equals to 310 hours).<br />

2 nd Phase sampling<br />

The second phase sample is a sub-sample of the 1 st phase sample. Clusters selected for the 2 nd phase are measured in the<br />

field. The idea of clustering is to reduce travelling costs between sample plots. In the mountain areas clusters should work as<br />

camp units: one cluster of sample plots should correspond e.g. 4 - 6 days of work (+ 2–3 days travel/walking time to reach<br />

the cluster). If the clusters have 6 plots with 200 or 300 m distance, in easiest mountain terrains one might measure the cluster<br />

in 3 - 4 days. If the terrain is difficult, 6 days are needed. Such variability cannot be avoided. In the Terai and lowest hills,<br />

54


one can measure the whole cluster (6 points) in two working days. It can be assumed that from one camp you can fairly easily<br />

reach several clusters in the Terai area, where the network of roads and trails is relatively dense.<br />

Since field observations are expensive, they must be concentrated on the most forested areas. Such concentration can be<br />

achieved by two different means. Firstly, different 2 nd phase sampling intensity will be applied for each of the 5<br />

physiographical zones of <strong>Nepal</strong>. Secondly, within each zone, the 2 nd phase sample will be selected according to the number<br />

of wooded sample points in the cluster (wooded=forest or other land with tree cover and accessible). The 2 nd phase sample<br />

could consist e.g. of every 4 th of the clusters with 5 or 6 wooded points; every 6 th of the clusters with 3 or 4 wooded points;<br />

every 8 th of the clusters with 2 wooded points; every 10 th of the clusters with one wooded point; and a very small fraction of<br />

clusters with 0 wooded points. These percentages are to be changed after checking the 1 st phase sample and distribution of<br />

clusters by number of wooded sample points. The idea is to select such percentages that clusters with several points in forest<br />

or other land with tree cover are more frequent in the 2 nd phase sample than the less wooded clusters.<br />

The described design can be used in a flexible way together with various remote sensing techniques and materials depending<br />

on the information needs in each geo-physiographical region and applicability of remote sensing tools as indicated in Table<br />

2. In the previous inventory an aerial photo interpretation grid of 4 km x 4 km was used in the hilly area in addition to the 12<br />

km x 12 km field sample grid. Apart from forests, the survey should this time cover other vegetation classes as defined in<br />

Table 3, as well as other land-use classes, e.g. national parks, wildlife reserves and other conservation areas.<br />

The <strong>FRA</strong> data can in most favorable cases provide a basis (baseline data) for further, more intensive forest inventories for<br />

management or other special purposes. With this design, it is possible to calculate the results for sub-units. The results by<br />

development regions (5 sub-units), by geo-physiographical zones (5 sub-units) and by federal states (6 to 14 sub-units) can<br />

still be regarded to be fairly accurate. The results for individual districts (75 sub-units) are not statistically reliable and they<br />

are subject to high errors due to the low number of field samples.<br />

3 Application of LiDAR for the LiDAR Working area<br />

Depending on the decisions to use LiDAR laser scanning either by strip scanning or wall-to-wall scanning the required<br />

supporting materials are investigated and acquired for the LiDAR Working Area (one of earlier selected stratum). The<br />

LiDAR strips or the full-cover LiDAR data are classified using measured 2 nd phase field plots and additional field plots.<br />

Through the LiDAR data processing, analysis and applications the LiDAR data will be generalized for the entire working<br />

area (e.g. biomass estimates for all forested areas).<br />

The preliminary plan could be to find LiDAR partners from <strong>Nepal</strong> to have bigger areas laser scanned. One proposal is that<br />

the two southern physiographical zones (i.e. Churia Area in Terai and Siwaliks), around 40.000 km2, could be laser scanned<br />

to obtain the LiDAR data.<br />

4 Trees outside forests and shrub land<br />

Trees outside forests (TOFs) make a remarkable resource of fodder, fuel wood, timber, fruits, etc. for people in the<br />

countryside. These trees occur as tree rows along roads, between agricultural fields, at the edges of terraces and as scattered<br />

trees on shrub land and grassland. All tree groups below the minimum size of forest definition belong to this group.<br />

Traditionally, these wood resources have not been included in forest inventories in <strong>Nepal</strong>. However, in recent years some<br />

pilot inventories of TOFs have been done in <strong>Nepal</strong> (e.g. Morang and Dhanusa districts, 2007; Nawalparasi district, 2008) and<br />

valuable experience compiled. It should also be noticed that in India continuous inventory of TOFs has been carried out since<br />

1991. In Bangladesh the TOFs are being continuously surveyed by using integrated approaches.<br />

Shrub land covers considerable part of <strong>Nepal</strong>, especially, in the hills. The area of shrub has increased as indicated by<br />

successive forest inventories. This suggests that a remarkable proportion of the present shrub area is in fact degraded forest<br />

land. Shrub lands, which are actually degraded forests, are probably located closer to the inhabitation and these areas are<br />

easier to access. The areas, which are shrub due to the physiological conditions (poor soil fertility, low precipitation, high<br />

altitude, low temperature, etc.) are obviously more remote ones and to a great degree inaccessible. Shrub in general may have<br />

as significant value to the local people as forests providing them with pasture land, fuel wood, fodder and cattle bedding.<br />

Shrub land has in many cases high potential for enhanced production of woody biomass and development into high forest.<br />

The assessment of TOFs and shrub can be done using two phase sampling with very high resolution remote sensing material<br />

such as ALOS/Prism, IKONOS/Geo, RapidEye, GeoEye, IRS, Quick Bird or Kompsat, aerial photos in the scale of 1:50,000<br />

or higher or airborne laser scanning (LiDAR) and field sampling. The key question is the availability of suitable remote<br />

sensing material, its quality and sufficient funding to acquire such materials or to apply LiDAR Technology.<br />

55


Dr. Kleinn has presented some alternatives for sampling design as well as modifications for the field plot procedures (Dr.<br />

Christoph Kleinn: Forest Resource Inventories in <strong>Nepal</strong>: Status Quo, Needs, Recommendations, chapter 8.1.1.6). These<br />

alternatives should be assessed against the experiences gained in the pilot assessment of TOFs.<br />

As soon as the availability and costs of the very high resolution satellite images is known, the development of the method can<br />

be started. The final approach should be incorporated in the standard <strong>FRA</strong> applying two phase sampling with necessary<br />

modifications in the field work procedures. This component should be incorporated in the national <strong>FRA</strong> from the beginning<br />

of the work to have it fully engaged to data collection and data storing of the <strong>FRA</strong> system. It should be kept in mind that this<br />

component will result in considerable increase in the work load of the national <strong>FRA</strong>.<br />

5 Non-Timber Forest Products<br />

Non-Timber Forest Products (NTFPs) comprise of large group of products: Fiber and fiber yielding, Cereal crops, Sugar<br />

starches and cellulose products, Legumes or pulses, Vegetable oils and fats, Fruits and nuts, Vegetables, Spices condiments<br />

and other flavorings, Fumitory and masticatory materials, Beverages, Bush meat, Vegetable tannins and dyestuffs, Medicinal<br />

plants, Insecticides and herbicides etc. Among these categories different materials on the basis of use values like medical and<br />

aromatic plants, mushrooms, bamboo, rattan, bark, fruits, flowers, seeds, resin, honey, etc. may be included. Fuel wood and<br />

fodder are very important products to the people of <strong>Nepal</strong> and they are addressed separately in the national <strong>FRA</strong>. There are<br />

altogether 650 plant species having commercial or other use value in <strong>Nepal</strong>, out of which 161 have a higher commercial<br />

value, and they are traded, to a great degree, professionally. Only 2% of the commercially used NTFPs are found in all<br />

altitudinal ranges, whereas the remaining ones are found in certain location only (Subedi, 2006). Besides the altitudinal<br />

ranges, variation in occurrences exists on the east-west axis, too.<br />

Regarding the NTFPs, which are associated with trees and use value (fuel wood, fodder, bedding, spices, fruits, etc.), the<br />

NTFP inventory can be carried out as a part of the standard <strong>FRA</strong>. The situation is more complex in case of herbaceous<br />

products, fungal products, which occur outside forests, e.g. on alpine meadows. Even if the habitat of such herbs is in forest,<br />

it is difficult to include the inventory as a part of the standard <strong>FRA</strong>.<br />

1. It takes specialized expertise to identify the species (botanists),<br />

2. Herbs and fungi (mushrooms) may not be found in all seasons,<br />

3. It is difficult to detect all such herbs (vascular plants) and fungi in the sample plot and they may have quite<br />

different spatial distribution.<br />

The habitat requirements are known at least for some of the NTFPs. It is likely that some habitats are common to a number of<br />

NTFPs. There is no recording system, which would clearly identify the locations/areas where the collection of the NTFPs<br />

occurs. Therefore, it is impossible to ascertain, if the NTFP in question is absent in a particular habitat, or if it has been<br />

collected, especially, when the whole plant is subject to collection.<br />

There have been several district wise pilot inventories in Protected Areas of <strong>Nepal</strong>. Currently there is a certain inventory<br />

related work under practice for the assessment of NTFPs in some areas of <strong>Nepal</strong>. ANSAB, NSCFP and other related<br />

organizations have shown examples of assessment methodologies for some NTFPs. These existing methods need to be<br />

reviewed and considered as a basis for developing the most applicable methodologies.<br />

Support to NTFP development in <strong>Nepal</strong> was identified as one of the future cooperation fields between Governments of <strong>Nepal</strong><br />

and Finland according to the identification mission done in January 2008.<br />

6. Biodiversity mapping<br />

There are many definitions for biodiversity. In the most common one, biodiversity is generally defined to be composed of the<br />

following elements.<br />

1. Diversity of species<br />

number of species<br />

change of species’ composition in time and space<br />

2. Genetic diversity<br />

genetic variety of species from the genes to individual beings and further to the populations<br />

3. Ecological diversity<br />

the structural variety of ecological systems on different stages: ecosystems (forests, deserts, seas, etc.), habitats<br />

(forest types, mires, wetlands, meadows, etc.) ecological niches (deadwood, fruits, leaves, etc.)<br />

It has to be decided, which parts of the definition should be covered, when assessing biodiversity as well as the ecosystems<br />

and habitats to be covered.<br />

56


<strong>Nepal</strong> is a unique country in terms of biodiversity. The habitats vary from subtropical to arctic (alpine), from high<br />

precipitation areas to rain shadow areas, and there is a high variety in the sunlight radiation on the different aspects of the<br />

mountains. Therefore, the assessment of biodiversity is an extremely complex task. In order not to overload the project it is<br />

recommended to limit the task to forest related habitats. It is recommended not to address the diversity of species either at<br />

this stage, since it would require quite a variety of expertise currently not available in the DFRS, i.e. botanists, ornithologists,<br />

entomologists, etc. The focus should be on forest ecosystem and its habitats.<br />

The appropriateness of the existing forest habitat classification system in <strong>Nepal</strong> and the related development needs should be<br />

assessed and the habitat specific indicators (soil, climatic conditions, altitude range, associated indicator species, etc.) should<br />

be described. It may also be possible to work out the Diversity Index. The work is done in close cooperation with Department<br />

of Plant Resources and Department of National Parks and Wildlife Conservation. Other important organizations for<br />

cooperation could be Tribhuvan University, various Environmental NGOs (e.g. WWF, NTNC), UNEP, etc.). Finally, the<br />

biodiversity assessment should be incorporated into the national <strong>FRA</strong> system<br />

The opportunities of a new international facility called “Global Biodiversity Information Facility” (GBIF) to provide support,<br />

applications and tools should be studied (http://www.gbif.org/).<br />

7. Need for remote sensing technology<br />

Sample-based field data are enough for calculating large-scale inventory results at the country and development region levels.<br />

Remote sensing technology can be utilized to interpolate sample-based information over the entire area(s) for producing<br />

thematic wall-to-wall maps. Maps are efficient tools for the presentation of the <strong>FRA</strong> results and can be further utilized in<br />

different land use planning tasks. Very high resolution satellite data (resolution 0.5 – 1 m) or airborne imagery could also be<br />

used to supplement locally sparse sample data.<br />

All in all, remote sensing data and technology make it possible to reduce the costs of inventory. The remote sensing materials<br />

are also needed for designing purposes and they are useful in data processing and reporting of inventory results. In addition,<br />

remote sensing material should be utilized for obtaining additional information needed for estimating forest cover<br />

characteristics, forest cover change, forest degradation and habitat type characteristics and indicators.<br />

8. Field work<br />

The <strong>FRA</strong> <strong>Nepal</strong> Project will utilize a cluster-based sampling approach. This approach is characterized by its primary and<br />

secondary sampling units that are clusters and sample plots, respectively. The total forest area of <strong>Nepal</strong> is 4.27 million ha and<br />

the area estimate for shrub lands is 1.56 million ha. Knowing that the forest covered area subject to the <strong>FRA</strong> is about 5.8<br />

million hectares; the total number of primary sampling units, i.e. clusters, located in the field is 1620, if the grid density of 6<br />

km × 6 km is used. At least one fourth of these clusters should be measured in the field equaling to 400 clusters. The field<br />

sampling should be concentrated on the most forested clusters.<br />

The idea of clustering is to reduce travelling costs between sample points, i.e. sample plots. In the logistically difficult<br />

mountain areas, clusters should work as camp units, where one cluster of sample plots should correspond to 5 to 8 days<br />

of work including the time needed for reaching the cluster (travel/walking time). If the clusters consist of 6 plots with 200 or<br />

300 m distance apart, it should be possible to measure one cluster in 3 to 4 days in the easiest mountain terrains. An example<br />

of such cluster design is given in Figure 5. If the terrain is difficult, 6 days are needed for completing one cluster. In Terai<br />

and lowest hills, for instance, a cluster of 6 plots could be measurable within two working days.<br />

57


Circle Plot<br />

400 m<br />

200<br />

Line<br />

200<br />

Figure 5. Plot inventory design<br />

It is important to bear in mind that the design of sampling units is not fixed, i.e. the dimensions of clusters (number of and<br />

distance between plots) and plots (size) are to be determined for the five geo-physiographical zones. The dimensions of<br />

sampling units will be fixed after test inventories and wide consultations.<br />

The cluster-based sampling approach can also be referred to as “camp-unit-system”, where the inventory camps are<br />

established by clusters. In addition, each inventory crew will measure its own set of clusters. The procedure requires logistics<br />

support organized for crews. The camp itself can be located in the forest, village or town near-by the DFO offices.<br />

In the case of inventories of natural forests where wide variety of tree sizes and species are present, it is recommended that<br />

concentric circular sample plots (CCSPs) are used for tallying trees of different sizes. The circles of a CCSP with different<br />

radii and diameter thresholds, respectively, are centered at the same point. The outermost plot is used for tallying the thickest<br />

trees, whereas inner plots are used for measuring trees belonging to smaller size classes. The innermost circle is often used<br />

for assessing shrubs and for counting natural regeneration by counting the number of seedlings by species. One example for<br />

the CCSP applicable in easy terrain and consisting of five circular plots is as follows:<br />

<br />

<br />

<br />

<br />

<br />

from the plot with the radius of 20 m (area: 1256.6 m 2 ) all big-size trees with diameter at breast height greater than or<br />

equal to 50 cm are measured;<br />

from the second largest plot with the radius of 15 m (area: 706.9 m 2 ) trees with diameter at breast from 25 to 49.99 cm<br />

are measured;<br />

from the third largest plot with the radius of 10 m (area: 314.2 m 2 ) trees with diameter at breast from 12.5 to 24.99 cm<br />

are measured;<br />

from the plot with the radius of 5 m (area: 78.5 m 2 ) trees with diameter at breast from 3 to 12.49 cm are measured; and<br />

from the smallest plot with the radius of 2 m (area: 12.6 m 2 ) trees with diameter at breast less than 3 cm are measured.<br />

58


One alternative is to count the regeneration (dbh less than 3cm) by height classes from the smallest plot with the radius of e.g.<br />

2 m. The same plot can also be used for enumeration of vascular plants and herbs (for vegetation cover and for the NTFP<br />

data). Samples of plants and leaves can be collected for botanical identification, if necessary. For biodiversity purposes dead<br />

and decaying wood material will be assessed from the second largest plot by diameter and decay classes. The data are<br />

recorded using field computers, if available. The data should be collected in minimum in the following categories:<br />

• Reference information (location of the plot by GPS or by other means)<br />

• Single tree data (species, dbh, height, location, damages, etc.)<br />

• Crown coverage in and around the plot<br />

• Forest type / habitat<br />

• Topography (elevation, slope, aspect, etc.)<br />

• Soil characteristics, erosion<br />

• NTFP data<br />

• Socioeconomic data (e.g. ownership, land-use, distance to inhabitation, roads, trails, impacts of grazing, encroachment,<br />

lopping, fuel wood collection and their intensity, etc.)<br />

• Time consumption in terms of plot establishment and tree measurements<br />

The existing models for biomass, volume, growth and mortality need to be reviewed and remodeled, if necessary, using data<br />

collected from the <strong>FRA</strong> field plots and additional data to be collected in collaboration with the ICI project. Estimators for<br />

obtaining carbon characteristics from the biomass estimates need also to be developed.<br />

The satellite image based inventory method has high accuracy demands. Sample plot data has to be located accurately with<br />

remote sensing data (ALS, Satellite data) and the precision of the traditional measuring equipment is seldom sufficient for<br />

such accuracy. Therefore, the modern portable GPS devices with GIS functionality are to be used in field work, i.e. the<br />

sample plots are geo-referenced using the GPS. The GPS device saves time, because locating the sample plot accurately with<br />

traditional methods is very laborious. In addition to standard sample plot measurements, GPS devices are very useful for the<br />

permanent sample plot applications as well as for field data verification purposes.<br />

Based on past experiences, the issues in establishing and maintaining permanent sample plots have to be reconsidered in the<br />

ongoing <strong>FRA</strong> designing. The basic principle is that the entire second phase sample plots, i.e. all the field plots, are treated and<br />

established as permanent sample plots (PSPs). This is needed for collecting data for growth estimation and assessing<br />

removals and changes in land use. All the destructive measurements that can disturb long-term monitoring setups (e.g.<br />

collection of tree wise samples of annual rings using an increment borer and assessing information on soil characteristics)<br />

should always be implemented just outside the sample plots, i.e. in their physical vicinity. These measurements will be<br />

instructed in detail in the field manual.<br />

59


Annex E Terms of Reference<br />

Long term experts:<br />

1. Terms of Reference – National Project Coordinator<br />

2. Terms of Reference – Chief Technical Advisor with international expertise<br />

3. Terms of Reference – Senior Technical Advisor with international expertise (RS&GIS Training)<br />

4. Terms of Reference – Junior Technical Advisor with international expertise (Forest Inventory, RS Applications)<br />

5. Terms of Reference – Senior Data Management Advisor with regional expertise<br />

6. Terms of Reference – Biodiversity Mapping Expert with regional expertise<br />

7. Terms of Reference – Project Field Manager with regional expertise<br />

8. Terms of Reference – Financial Administrator/Accountant with regional expertise<br />

Short term experts:<br />

1. Terms of Reference – Inventory Design Expert with international expertise<br />

2. Terms of Reference – Forest Biometrics Expert with international expertise<br />

3. Terms of Reference – Forest Information Systems and Remote Sensing Expert with international expertise<br />

4. Terms of Reference – Biodiversity Mapping Expert with international expertise<br />

5. Terms of Reference – LiDAR Technology and Applications Expert with international expertise<br />

6. Terms of Reference – Financial System Facilitator with international expertise<br />

7. Terms of Reference – Senior Remote Sensing and GIS Advisor with regional expertise<br />

8. Terms of Reference – Forest Mensuration and Data Collection Expert with regional expertise<br />

9. Terms of Reference – Database and Data Sharing Expert with regional expertise<br />

10. Terms of Reference – LiDAR Technology Expert with regional expertise<br />

11. Terms of Reference – Contract Specifications<br />

60


Terms of Reference – National Project Coordinator<br />

A National Project Coordinator is in charge of coordination between Government organizations, Project counterparts and<br />

facilitates project work between international and regional experts. S/he will assist other experts in establishing a wellfunctioning<br />

system for communications and improves public relations in concern of forest resources assessment and data<br />

collection matters. S/he will work together with the CTA in carrying out general planning, management and co-ordination of<br />

project components and assist the CTA in consolidation of the required technical, administrational and financial reports.<br />

Duration: 60 months<br />

Duty Station: Kathmandu, <strong>Nepal</strong><br />

Required Skills and Experience<br />

At least a Master degree in forestry.<br />

Minimum of 20 years’ experience working in forestry sector in <strong>Nepal</strong>.<br />

Experience in ICT and project work is required,<br />

Experience of ODA funded projects is advantageous.<br />

Good interpersonal and training skills, experience in forestry education is required.<br />

Proven competence in the use of computer software, particularly spread sheets, presentation, and word processing<br />

packages.<br />

Experience in forest inventory and forest resource data management is advantageous.<br />

A working knowledge of English is required.<br />

Duties<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

Management of project organization consisting of experts and technicians contracted by the Government of <strong>Nepal</strong>.<br />

Assist in establishing networking and improve public relations among government organizations in all kind of forest<br />

resource assessment and data collection matters.<br />

Assist in organising data collection campaigns to involve stakeholders in contributing to data acquisition<br />

Assist local counterpart in preparation of data sharing and dissemination activities<br />

Assist local counterpart to organise data collection agreements, contracts and campaigns<br />

Assist local counterpart to organise data collection activities in all levels; existing data as well as collecting new<br />

field information.<br />

Assistance in general planning, management and co-ordination of project components according to the instructions<br />

from the CTA;<br />

To participate the Project Steering and Management Committee work and attend meetings;<br />

Coordination and supervision of the assignment of experts employed by the GoN.<br />

Assistance to the CTA in consolidation of the required technical, administrational and financial reports<br />

To assist in planning and preparation of short-term TA inputs;<br />

To assist in preparation of procurement documents, tendering, specifications and contracts, evaluation of bids,<br />

placing of orders and acceptance of supplies and services as instructed by the CTA.<br />

61


Terms of Reference – Chief Technical Advisor with international expertise<br />

The International Chief Technical Advisor (CTA) will be able in charge of managing, advising and consulting the project<br />

team directly in effective and timely project implementation. The CTA will provide the general project advisory services and<br />

technical assistance to the National Project Coordinator, and the other project consultants.<br />

Duration: 52.5 Months<br />

Duty Station: Kathmandu, <strong>Nepal</strong><br />

Required Skills and Experience<br />

At least a Master’s degree in forestry.<br />

Minimum of 15 years’ experience working in forestry development cooperation.<br />

<br />

<br />

<br />

At least 5 years of practical experience in a similar professional role (i.e. CTA, manager or equivalent in<br />

development of comprehensive forestry sector monitoring and evaluation and forest management information<br />

systems at the national level.<br />

Good interpersonal, facilitation and training skills.<br />

Prior experience in <strong>Nepal</strong> is not required, but would be an asset.<br />

Duties<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

General project management.<br />

As a member of the project steering committee attend all committee meetings and monitor the project's progress and<br />

achievements.<br />

As a member of the project management committee, plan the implementation of the project<br />

Be responsible for recruiting both expatriate and local consultants, for the implementation of the technical assistance<br />

and training components.<br />

Be responsible for tendering and procurement and obtaining acceptance by Ministry of Forests and Soil<br />

Conservation.<br />

Be responsible as a member of the steering committee and management committee for formulating a detailed annual<br />

work plan for each financial year of the project. Ensure the follow-up of the project implementation through<br />

required reports and prepare the Final Report<br />

Coordination and supervision of the assignment of <strong>Nepal</strong>ese and international experts employed by the consultant.<br />

To lead the preparation of design of project components<br />

Assistance in development, implementation and monitoring for training programs for project staff and project<br />

participants.<br />

62


Terms of Reference – Senior Technical Advisor in Remote Sensing and GIS with international<br />

expertise<br />

The role of the Senior Technical Advisor is to help ensure the successful operation of the project by providing advice and<br />

support in the fields of his/her expertise, and especially in organising training programs. The STA will report to the National<br />

Project Coordinator and to the Chief Technical Advisor and work under the guidance of the Chief Technical Advisor.<br />

Duration: 31.5Months<br />

Duty Station: Kathmandu, <strong>Nepal</strong><br />

Required Skills and Experience<br />

At least a Master’s degree in forestry.<br />

Minimum of 10 years’ experience working in forestry<br />

<br />

<br />

<br />

Experience in development of comprehensive forestry sector monitoring and evaluation or forest management<br />

information systems advantageous.<br />

Experience in Geographic Information System (GIS) and Remote Sensing in forestry are required.<br />

Good interpersonal, facilitation and training skills.<br />

Duties<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

In charge of planning and organising training issues of project<br />

To assist in organizing and providing training at all levels;<br />

To assist in database design and needs assessments;<br />

To assist in field inventory integration to GIS and image processing systems;<br />

To assist in general project management;<br />

To assist in general planning, management and co-ordination of project components according to the instructions<br />

from the CTA;<br />

To participate, when necessary, to the Project Steering Committee and Management Committee meetings;<br />

Assist the CTA in consolidation of the required technical, administrational and financial reports<br />

To assist in planning and preparation of short-term TA inputs;<br />

To assist in preparation of procurement documents, tendering, specifications and contracts, evaluation of bids,<br />

placing of orders and acceptance of works, supplies and services as instructed by the CTA;<br />

To participate and provide material to the Reports<br />

63


Terms of Reference – Junior Technical Advisor (Forest Inventory, Remote Sensing<br />

Applications and Pilot Research Activities) with international expertise<br />

The role of the Junior Technical Advisor is to help ensure the successful operation of the project by providing advice and<br />

support in the fields of forest inventory system development, remote sensing applications, biometric modelling and training.<br />

He/she will be the organiser in practical arrangement of research activities and pilot studies to develop new methodologies.<br />

The JTA will report to the National Project Coordinator and to the Chief Technical Advisor and work under the guidance of<br />

the Chief Technical Advisor.<br />

Duration: 21Months<br />

Duty Station: Kathmandu, <strong>Nepal</strong><br />

Required Skills and Experience<br />

At least a Master’s degree in forestry.<br />

Minimum of 2 year’s experience working in forestry<br />

<br />

<br />

<br />

<br />

Experience in development of comprehensive forestry sector monitoring and evaluation or forest management<br />

information systems is an asset.<br />

Experience in forest inventory, RS applications, biometrics and training are required.<br />

Good interpersonal, facilitation and training skills.<br />

Candidates should be under 32 years of age as of the date of application.<br />

Duties<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

In charge of planning and organising research activities and pilot studies to develop new methodologies<br />

To assist in organizing and providing training in biometrics and statistical modelling;<br />

To assist in field inventory integration to data management, GIS and image processing systems;<br />

To assist in general planning, management and co-ordination of project components according to the instructions<br />

from the CTA;<br />

To participate, when necessary, to the Project Steering Committee and Management Committee meetings;<br />

Assist the CTA in consolidation of the required technical, administrational and financial reports<br />

To assist in planning and preparation of short-term TA inputs;<br />

To assist in preparation of procurement documents, tendering, specifications and contracts, evaluation of bids,<br />

placing of orders and acceptance of works, supplies and services as instructed by the CTA;<br />

To participate and provide material to the Reports<br />

64


Terms of Reference – Regional Senior Data Management Adviser<br />

Regional Senior Data Management Adviser is in charge of organising collaboration between organizations contributing to the<br />

<strong>FRA</strong> <strong>Nepal</strong> Project (“data partners”), data sharing protocol development and data collection campaigns. S/he will organise a<br />

formal agreement between organizations that are sharing forest-related data for joint-use purposes between partners. S/he will<br />

plan, define and negotiate how data is being shared and sets out the principles and commitments between organizations to<br />

adopt compatible procedures in collecting, storing and disclosing data for joint-use purposes between partners.<br />

Duration:<br />

56 months<br />

Duty Station:<br />

Kathmandu, <strong>Nepal</strong><br />

Required Skills and Experience:<br />

- At least a Master Degree in forestry science with advance academic qualification and skills in Remote Sensing (RS)<br />

and Geographical Information System (GIS).<br />

- Minimum of 20 years working experience in forestry sector in <strong>Nepal</strong>.<br />

- Knowledge of forest-related data structures among government organizations.<br />

- Experience in Global Forest Resource Assessment (G<strong>FRA</strong>) procedures and ICT applications.<br />

- Proven capability in networking and public relations among government organizations and NGOs.<br />

- Good interpersonal and training skills, experiences in teaching and forestry education/extension.<br />

- Proven competence in the use of GIS related software such as ArcGis, Erdas and others.<br />

- Experiences in forest data collection, forest resource data management and forest statistics.<br />

- Experience of ODA funded projects and involvement in global processes (<strong>FRA</strong>, REDD and forest certification) is<br />

advantageous.<br />

- Good working knowledge of English is required.<br />

Duties<br />

- Organise collaboration between organizations contributing to the Project (“data partners”)<br />

- Assist in preparing and carrying out assessment of nationally important data needs<br />

- Outline, plan and develop data sharing protocol (joint-use of data)<br />

- Establish networking and improve public relations among government organizations in all kind of forest data matters.<br />

- Organise data collection campaigns to involve stakeholders in contributing to data acquisition<br />

- Organise agreements between organizations that are sharing forest-related data for joint-use purposes including<br />

principles and commitments to adopt compatible procedures in collecting, storing and disclosing data for joint-use<br />

purposes<br />

- Assist local counterpart and data partners to organise data collection agreements, contracts and campaigns<br />

- Assist local counterpart to organise data collection activities in all levels through multi-source data acquisition<br />

approach (including existing data as well as collecting new field data)<br />

- Take care of duty specific documenting and prepare reports<br />

65


Terms of Reference – Biodiversity Mapping Expert with regional expertise<br />

The role of the Regional Biodiversity Mapping Expert is to ensure the successful implementation of biodiversity, TOF (trees<br />

outside forests) and NTFP (non-timber forest products) mapping activities. Sampling design and habitat (biodiversity and<br />

NTFP) classifications need to be reviewed and modified. Sampling system for data collection needs to be established<br />

assessments should be started.<br />

Duration: 36 Months<br />

Duty Station: Kathmandu, <strong>Nepal</strong><br />

Required Skills and Experience<br />

At least a Master’s degree in forestry.<br />

Minimum of 5 years forest biodiversity mapping experience<br />

Complete fluency in English.<br />

Duties:<br />

To review the existing habitat classifications for biodiversity.<br />

To review the known NTFPs, make a proposal of the NTFPs to be incorporated in the standard national <strong>FRA</strong> and to<br />

make a proposal for further development concerning the remaining NTFPs.<br />

To assist in designing of surveys in regard to biodiversity, NTFPs and TOF,<br />

To assist in data collection system and in integration of different datasets<br />

To participate in development of integrated forest information system in DFRS in regard to biodiversity, NTFPs and<br />

TOF.<br />

To work in close co-operation with related organization<br />

To guide software development companies related to this issue<br />

To implement data delivery system;<br />

To provide reports and documents<br />

66


Terms of Reference – Project Field Manager with regional expertise<br />

A field expert will be engaged to act as field data manager and coordinator. She/he is organising and managing all data<br />

collection activities in the field. She/he will be charge of establishing quality control system for field inventory.<br />

Duration: 36 months, in 4 years<br />

Duty Station: Kathmandu, <strong>Nepal</strong>, with extensive travelling in the field<br />

Required Skills and Experience<br />

At least a Master degree in forestry.<br />

Minimum of 5 year’s experience working in forestry sector in <strong>Nepal</strong>.<br />

Experience in forest inventories in <strong>Nepal</strong><br />

Experience in project work is required,<br />

Experience of ODA funded projects is an advantage.<br />

Good interpersonal and training skills, experience in forestry education or extension is required.<br />

Proven competence in the use of computer software, particularly spread sheets, presentation, and word processing<br />

packages. Experience in the use of GPS, field computers and Geographic Information System (GIS) is an advantage.<br />

A working knowledge of English is required.<br />

Duties<br />

<br />

<br />

<br />

<br />

<br />

<br />

Project management concerning field work and support field data collection activities.<br />

Review and modify quality consolidation system for field inventory<br />

Training needs assessment.<br />

Preparation of training programs.<br />

Organization of training courses and give actual training<br />

Assistance for short term international consultancies.<br />

67


Terms of Reference – Financial Administrator/Accountant with regional expertise<br />

The role of the Regional Financial Administrator/Accountant is to help ensure the successful operation of the project by<br />

providing general support to the Project Administration and support to the National Project Accountant, in accounting,<br />

reporting, financial control and bank reconciliation. The Financial Administrator/Accountant will work under the overall<br />

guidance of the National Project Coordinator, and He/She will report to the National Project Coordinator and to the<br />

International Chief Technical Advisor.<br />

Duration: 58Months<br />

Duty Station: Kathmandu, <strong>Nepal</strong><br />

Required Skills and Experience<br />

A university degree in business administration or financial accounting or a related field.<br />

Good command on both written and spoken English;<br />

Solid working experience (minimum 3 years) in project assistance and administration;<br />

Excellent secretarial, bookkeeping and filing skills;<br />

Strong organizational skills and attention to detail;<br />

Ability to plan and prioritise work duties as well as work competently under pressure and tight deadlines;<br />

Experience in project administration and financial management (budgeting, planning, accounting and related fields);<br />

Knowledge of national regulations relating to procurement and financial management of Government owned<br />

projects;<br />

Proficiency in the use of information technologies and good computer skills, particularly in the use of MS Office<br />

Package (MS Word, MS Excel, etc.);<br />

Knowledge of computer-based accounting software is an asset.<br />

Duties<br />

General Support to the Project (Administration)<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

Provide necessary assistance in the operational management of the project;<br />

Undertake the preparation of project events, including workshops, meetings, trainings, etc.;<br />

Make logistical arrangements for project staff, consultants and invited guests coming for project activities (visas,<br />

transportation, hotel bookings, etc.);<br />

Undertake all the preparation work for the procurement of office equipment, stationary and support facilities;<br />

Prepare a regular list of events in order to share information within project staff and outside;<br />

Assist with project communication activities, including publications;<br />

Draft correspondence on administrative and project matters under the Project Office responsibility;<br />

Be responsible for the project filing system, including the numeration and filing of all incoming and outgoing<br />

correspondence;<br />

Maintain a proper register of project assets including numbering, recording, and reporting;<br />

Maintain inventory files to support the purchase of equipment/assets;<br />

Assist in the preparation of project work plan and reports;<br />

Calculate and prepare staff time records.<br />

Support to the National Project Accountant (Accounting/Reporting, Control<br />

and Bank Reconciliation)<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

Set up the accounting system for the project, including reporting forms and filling system, in accordance with the project<br />

document and MARD procedures;<br />

Enter financial transactions into the computerised accounting system;<br />

Maintain petty cash transactions (writing of receipts, preparation of payment request forms, receipt and disbursement of<br />

cash and clearance of advances);<br />

Ensure that petty cash is reviewed and updated, and records are kept up-to-date;<br />

Prepare bank transfer requests, submit them to the bank and do the follow up;<br />

Prepare cheques, withdraw money from the bank and collect bank statements;<br />

Reconciliate bank accounts and prepare monthly bank reconciliation statements, including computation of gained<br />

interests;<br />

Reconcile all balance sheet accounts and keep a file of all completed reconciliations;<br />

Ensure all the project expenditures are in accordance with national procurement rules;<br />

Check budget lines to ensure that all transactions are correctly booked to the correct budget lines;<br />

Prepare project financial reports;<br />

Prepare quarterly requests for advance;<br />

68


Ensure a sufficient advance for activities in the planned quarter; and,<br />

Ensure documentation relating to payments is duly approved;<br />

Ensure that receipts are obtained for all payments;<br />

Improve systems and procedures to enhance internal controls and satisfy audit requirements;<br />

69


Terms of Reference – Inventory Design and Sampling Survey Expert with international expertise<br />

An International Inventory Design and Sampling Survey Expert is in charge of reviewing past inventory schemes<br />

implemented in <strong>Nepal</strong> and developing inventory design and sampling survey scheme to collect multi-source data for the <strong>FRA</strong><br />

including integration of data collection for biodiversity, TOFs and NTFPs into the general sampling scheme. In addition to<br />

those s/he will develop statistical reliability and error estimators. The IDSE will report to the international Chief Technical<br />

Advisor (CTA) and to the National Project Coordinator (NPC) and work under the overall guidance of the CTA.<br />

Category: Short term international, KEH-1<br />

Duty Station:<br />

Kathmandu, <strong>Nepal</strong><br />

Duration:<br />

1 month, (25 expert days) in 2 missions. In each mission one (1) preparatory/reporting day done<br />

in Finland will be accepted<br />

Required Skills and Experience<br />

At least a Master’s degree in forestry.<br />

Minimum of 15 years’ experience in forest inventory schemes and sampling surveys.<br />

Vast experience in national forest inventories and resource assessments with modelling applications.<br />

Experience in multi-source data acquisition including forest, biomass and biodiversity data.<br />

Experience in forest information systems and IT-applications is desirable.<br />

Prior experience in <strong>Nepal</strong> is an asset.<br />

Complete fluency in English.<br />

Duties and Tasks<br />

Reviewing past and current forest inventory schemes applied in <strong>Nepal</strong>.<br />

Developing inventory design, sampling scheme, pattern of sampling and intensity of sampling<br />

Integrating data collection for biodiversity, TOFs and NTFPs into the general sampling scheme<br />

Planning utilisation of auxiliary information and control measures for assessment of biodiversity characteristics<br />

Providing support in creation of inventory design focusing on determination of characteristics to be measured and<br />

sample-tree selection<br />

Providing training for local experts<br />

Developing statistical reliability and error estimators for use of inventory data.<br />

Preparing reports about forest inventory design and survey scheme.<br />

70


Terms of Reference – Forest Biometrics Expert with international expertise<br />

An International Forest Biometrics Expert (FBE) is in charge of reviewing present growth, yield and biomass data and<br />

models based on those in <strong>Nepal</strong>, carrying out biometrical data analyses, forest modelling and model based design. In addition<br />

to those s/he will develop statistical reliability estimates and give support to inventory designing and defining proper<br />

inventory and measurement techniques to ensure successful development and implementation of the <strong>FRA</strong> system and<br />

collection of forest inventory data. International FBE will report to the Chief Technical Advisor (CTA) and to the National<br />

Project Coordinator (NPC) and work under the overall guidance of the CTA.<br />

Category: Short term international, KEH-2<br />

Duty Station:<br />

Kathmandu, <strong>Nepal</strong><br />

Duration:<br />

3 months, in 3 missions. In each mission one (1) preparatory/reporting day done in Finland will<br />

be accepted<br />

Required Skills and Experience<br />

At least a Master’s degree in forestry.<br />

Minimum of 15 year’s experience in forest biometry, with a good knowledge of growth and yield modelling<br />

techniques.<br />

Vast experience in biomass studies and modelling.<br />

Experience in national forest inventories and resource assessments with modelling applications<br />

Experience in information technology applications is desirable.<br />

Prior experience in <strong>Nepal</strong> is an asset.<br />

Complete fluency in English.<br />

Duties and tasks<br />

Reviewing current forest management related biometric models in <strong>Nepal</strong>.<br />

Organising proper collection of biometrical data including retrieval of data from old sample plots, growth<br />

characteristics, stem analyses (vol. & biomass) and experimental G&Y data<br />

Providing support in creation of inventory design focusing on determination of characteristics to be measured and<br />

sample-tree selection<br />

Developing measurement techniques<br />

Preparing a plan to develop applicable growth, in-growth and mortality models for natural forest and for plantation<br />

species.<br />

In co-operation with local partners prepare models for selected species for sample provinces or entire country<br />

depending on the availability of data.<br />

Carrying out biometrical data analyses including forest modelling<br />

Preparing model based designing<br />

Executing data imputation including generalisation of sample-based information<br />

Providing training for local experts including 2-day training on “Modelling with R”<br />

Preparing reports about models and plans.<br />

71


Terms of Reference – Forest Information System and Remote Sensing Expert with international<br />

expertise<br />

The role of the International Forest Information System and Remote Sensing Expert is to help ensure the successful operation<br />

of the project by providing advice and support in design of comprehensive software and satellite image processing techniques<br />

for forest inventories. He/She will also provide training in forest inventory data processing, database management, remote<br />

sensing techniques and reporting. The International Forest Information System and Remote Sensing Expert will report to the<br />

National Project Coordinator and to the Chief Technical Advisor and work under the guidance of the Chief Technical<br />

Advisor.<br />

Category: Short term international, KEH-1<br />

Duty Station:<br />

Kathmandu, <strong>Nepal</strong><br />

Duration:<br />

10 months, in 5 missions. In each mission one (1) preparatory and one (1) reporting day done in<br />

Finland will be accepted<br />

Required Skills and Experience<br />

At least a Master’s degree in remote sensing, forestry or related fields.<br />

Minimum of 10 year’s experience in development of forest information and remote sensing systems at the national<br />

level.<br />

Prior experience in <strong>Nepal</strong> or mountainous areas is an asset.<br />

Complete fluency in English.<br />

Duties and Tasks<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

To supervise local company in programming inventory data entry and analysis software.<br />

To provide guidance in development of different components of information system<br />

To develop improved satellite image processing techniques for mosaicking very high resolution images, topographic<br />

normalisation and to provide knowledge based segmentation techniques for forest type and habitat interpretation.<br />

To prepare overall database design for different databases used in various inventories and provide tendering<br />

documents for local companies<br />

Plan and organize pilot tests with actual data from field inventories.<br />

To plan, design and provide documentation about entire distributed database system.<br />

To develop volume assessment estimates for inventories using field sample plots, ALS data and very high resolution<br />

satellite data.<br />

To assist in development of satellite image based monitoring and change detection system.<br />

Planning of the remote sensing feasibility studies and organise studies in co-operation with counter parts.<br />

To provide training in remote sensing.<br />

72


Terms of Reference – Biodiversity Mapping Expert with international expertise<br />

The role of the International Biodiversity Mapping Expert is to ensure the successful planning of biodiversity mapping<br />

components. Participatory techniques and sampling design needs to be decided. All work should be done in smooth<br />

collaboration with Regional Biodiversity Mapping Expert and with other local experts and counterparts.<br />

Category: Short term international, KEH-1<br />

Duty Station:<br />

Kathmandu, <strong>Nepal</strong><br />

Duration:<br />

3 months, in 3 missions. In each mission one (1) preparatory/reporting day done in Finland will<br />

be accepted<br />

Required Skills and Experience<br />

At least a Master’s degree in forestry or biology.<br />

Minimum of 15 years’ experience in ecological forestry, biodiversity and habitat mapping including forest<br />

inventories at the national level;<br />

Experience in forest and biodiversity inventories abroad;<br />

Experience in mapping ecological and biodiversity indicators for preservation<br />

Experience in GIS and Forest Management Information Systems (FIS and FMIS)<br />

Experience in planning and applying Public Participation Approach<br />

Prior experience in <strong>Nepal</strong> is an asset.<br />

Complete fluency in English.<br />

Duties and Tasks (to be carried out with the Regional Biodiversity Mapping Expert)<br />

To design survey methodology to be compatible to Forest Resource Assessment (<strong>FRA</strong>) inventory scheme;<br />

To refine data collection system and its integration to the FIS system;<br />

To integrate different datasets based on multi-source data collection scheme;<br />

To produce biodiversity and habitat indicators and estimators;<br />

To plan sharing system of biological data;<br />

To provide reports and documents related to developed system.<br />

73


Terms of Reference – International LiDAR Technology and Applications Expert<br />

The role of the International LiDAR Technology and Applications Expert is to direct and supervise the LiDAR Team to plan<br />

and prepare the use of LiDAR Technology in <strong>Nepal</strong> and organise and supervise the LiDAR laser shooting in the target areas.<br />

In addition to that he/she will supervise and participate in processing, interpreting and use of Air-borne Laser Scanning Data<br />

(ALS) in the framework of the <strong>FRA</strong> <strong>Nepal</strong> Project and make recommendations about the future use of the LiDAR<br />

Technology in <strong>Nepal</strong>. He/she will also provide training on various LiDAR applications, and interpretation and use of ALS<br />

data for various natural resource data collection and planning purposes.<br />

Category: Short term international, KEH-3<br />

Duty Station:<br />

Kathmandu, <strong>Nepal</strong><br />

Duration:<br />

3 months (66 expert days) within 1 year<br />

Required Skills and Experience<br />

At least a Bachelor’s degree in Forestry or Engineering or Computer Science or in other related fields.<br />

Minimum of 5 years’ experience working with satellite images, data collection based on interpretation of RS data<br />

and GIS.<br />

Experience in forestry related assignments and applications that include data collection through interpretation of RS<br />

data, is required.<br />

Proven experience in performing LiDAR assignments is required.<br />

Working experience in <strong>Nepal</strong> is an asset.<br />

Able to work collaboratively with international and national experts.<br />

Good working command and fluency in English.<br />

Duties<br />

<br />

<br />

<br />

<br />

<br />

To direct and supervise the LiDAR Team to plan and prepare the use of LiDAR Technology in <strong>Nepal</strong><br />

To organise and supervise the LiDAR laser shooting in the target areas<br />

To supervise and participate in processing, interpreting and use of Air-borne Laser Scanning Data (ALS) in the<br />

framework of the <strong>FRA</strong> <strong>Nepal</strong> Project<br />

To make recommendations about the future use of the LiDAR Technology in <strong>Nepal</strong>.<br />

To provide training on various LiDAR applications, and interpretation and use of ALS data for various natural<br />

resource data collection and planning purposes.<br />

74


Terms of Reference – International Financial System Facilitator<br />

International Financial System Facilitator is in charge of establishing the financial management system for the <strong>FRA</strong> <strong>Nepal</strong><br />

Project to meet the requirements of the funding organization (MFA) and train local staff to use the system. The main<br />

objective is to organize an overall financial management system for the Project in the use of MFA funds in good coordination<br />

and management of both funding parties, the Governments of Finland and <strong>Nepal</strong>. The aim is to allocate flows of funds in a<br />

manner that different activities support each other. Good financial management as part of good governance is a basis, on<br />

which trust and transparency, and project management and implementation can be built on.<br />

Category:<br />

Duty Station:<br />

Duration:<br />

Short term international, KEH-1<br />

Kathmandu, <strong>Nepal</strong><br />

2 weeks (12 working days)<br />

Required Skills and Experience:<br />

At least a Master Degree or equivalent in Economics, Business or Forestry<br />

Working experience in financial management of development cooperation projects<br />

Experience in training of local staff<br />

Excellent command of written and spoken English.<br />

Duties and tasks<br />

Establish local bookkeeping, accounting and financial reporting systems<br />

Setting up a financial management system (including chart of accounts)<br />

Modifying the Accounting Manual for Development Project of the MFA for the present project<br />

Installing bookkeeping system of Indufor (Tati)<br />

Training of local staff in MFA financial regulations, bookkeeping system, budgeting and financial reporting<br />

Preparing a brief mission report<br />

75


Terms of Reference – Senior Remote Sensing and GIS Advisor with regional expertise<br />

The role of the Regional Senior Remote Sensing and GIS Advisor is to help to ensure the successful operation of the project<br />

by providing advice and support in design and development of satellite image processing techniques for forest cover and land<br />

cover/land use classification and mapping.. He/she should have good knowledge of image segmentation and object based<br />

classification methods using high resolution satellite imageries. He/she should also have very good knowledge of GIS<br />

applications and open source GIS tools. He/she should also have prior experiences in developing training curriculum and<br />

materials on remote sensing and GIS and conducting trainings.<br />

Duration: 8 Months (176 Expert Days) within 3 years<br />

Duty Station: Kathmandu, <strong>Nepal</strong><br />

Required Skills and Experience<br />

At least a Master’s degree in Remote Sensing, forestry or related fields.<br />

Minimum of 6 year’s experience working in remote sensing image analysis and development of remote sensing<br />

systems at the national level.<br />

Experience in application of remote sensing and GIS in forestry sector is required.<br />

Experience in segmentation and object oriented forest/land use classification in mountain area is an advantage.<br />

Excellent knowledge in remote sensing and GIS tools is required with proven working experiences.<br />

Able to work collaboratively with international and national experts.<br />

Complete fluency in English.<br />

Duties<br />

<br />

<br />

<br />

<br />

To develop improved satellite image processing techniques for very high resolution images, and to develop methods<br />

for knowledge based segmentation for forest type and habitat classification and mapping.<br />

To assist in development of satellite image based forest monitoring and change detection system.<br />

To assist in development of curriculum and training materials; and to provide training in remote sensing and GIS.<br />

Assist and prepare materials for the development of Remote Sensing System.<br />

76


Terms of Reference – Forest Mensuration and Data Collection Expert with regional expertise<br />

The role of the Regional Forest Mensuration and Data Collection Expert is to be a team member to plan and prepare sample<br />

tree data collection for creating and upgrading biomass models for tree species common in <strong>Nepal</strong>. In addition to that he/she<br />

should assist in creating final inventory scheme to be applicable in <strong>Nepal</strong>ese terrain conditions, assist in establishing training<br />

area for field inventory crews and develop advanced technology for practical field data collection and storing of data. He/she<br />

will also provide training in sample data collection and use of inventory equipment and tools.<br />

Duration: 7 Months (154 Expert Days) within 2 years<br />

Duty Station: Kathmandu, <strong>Nepal</strong><br />

Required Skills and Experience<br />

At least a Bachelor’s degree in Forestry.<br />

Minimum of 8 years experience working in developing and carrying out forest field inventories and data collection<br />

measures.<br />

Experience in forestry related assignments and applications that include field inventories sample data collection for<br />

research purposes and GIS is required.<br />

Excellent knowledge sample data collection for modelling with proven working experiences.<br />

Able to work collaboratively with international and national experts.<br />

Good working command and fluency in English.<br />

Duties<br />

<br />

<br />

<br />

<br />

<br />

<br />

To assist in planning and preparing sample tree data collection for creating and upgrading growth and yield and<br />

biomass models for tree species that are the most common in <strong>Nepal</strong>.<br />

To organize and supervise sample tree data collection for modelling.<br />

To assist in creating final field inventory scheme to be applicable in <strong>Nepal</strong>ese terrain conditions together with the<br />

<strong>FRA</strong> Inventory Team.<br />

To assist in establishing and measure training area for field inventory crews.<br />

To develop advanced technology for practical field data collection and storing of data.<br />

To provide training in sample data collection and use of inventory equipment and tools.<br />

77


Terms of Reference – Database and Data Sharing Expert with regional expertise<br />

The role of the Regional Database and Data Sharing Expert is to assist in creating and establishing the Open Source Forest<br />

Information System (OSFIS), its Databases and Data Sharing System. Later on the established system should be tested, used<br />

and maintained. He/she will also provide training in use and maintenance of the server-based OSFIS system.<br />

Duration: 7 Months (154 Expert Days) within 3 years<br />

Duty Station: Kathmandu, <strong>Nepal</strong><br />

Required Skills and Experience<br />

At least a Bachelor’s degree in Information Science, Computer Engineering or related fields.<br />

Minimum of 6 year’s experience working in developing and establishing information systems, databases and data<br />

sharing systems.<br />

Experience in forestry related assignments and applications including GIS, maps and remote sensing are required.<br />

Experience in working with Open Source tools and applications are an asset.<br />

Excellent knowledge in database structures and data sharing is required with proven working experiences.<br />

Able to work collaboratively with international and national experts.<br />

Good working command and fluency in English.<br />

Duties<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

To assist in creating and establishment of the server and workstation system and based on those the Open Source<br />

Forest Information System (OSFIS)<br />

To operate with a server on an open source system based on Linux (OpenSUSE) having applications like Xen<br />

virtualization, Apache HTTP service, Tomcat application server, Geoserver web map service (WMS) and web<br />

feature service (WFS), PostgreSQL database with Postgis as well as distant maintenance.<br />

To be responsible of backups, antivirus systems and general IT support, as well as helping to get maps and satellite<br />

images mosaics serviced and distributed.<br />

To operate with a Windows-based file server running as a virtual server.<br />

To assist in creating and establishment of the Data Sharing System<br />

To facilitate in using and maintaining the Data Sharing System<br />

To provide training in use and maintenance of the OSFIS and Data Sharing System<br />

78


Terms of Reference – LiDAR Technology Expert with regional expertise<br />

The role of the Regional LiDAR Technology Expert is to be a team member to plan and prepare use of LiDAR Technology<br />

in <strong>Nepal</strong> and organise and supervise the LiDAR laser shooting in the target areas. In addition to that he/she should assist in<br />

processing, interpreting and use of Air-borne Laser Scanning Data (ALS). He/she will also provide training in interpretation<br />

and use of ALS data for various natural resource data collection and planning purposes.<br />

Duration: 6 Months (132 Expert Days) within 1 year<br />

Duty Station: Kathmandu, <strong>Nepal</strong><br />

Required Skills and Experience<br />

At least a Bachelor’s degree in Forestry or Engineering or Computer Science or in other related fields.<br />

Minimum of 5 year’s experience working with satellite images, data collection based on interpretation of RS data<br />

and GIS.<br />

Experience in forestry related assignments and applications that include data collection through interpretation of RS<br />

data is required.<br />

Knowing of LiDAR Technology and prior performing in LiDAR assignments is an asset.<br />

Excellent knowledge of forestry conditions in <strong>Nepal</strong>.<br />

Able to work collaboratively with international and national experts.<br />

Good working command and fluency in English.<br />

Duties<br />

<br />

<br />

<br />

<br />

To assist in planning and preparing the use of LiDAR Technology in <strong>Nepal</strong><br />

To assist in organising and supervising the LiDAR laser shooting in the LiDAR target areas of the <strong>FRA</strong> <strong>Nepal</strong><br />

Project.<br />

To assist in processing, interpreting and use of Air-borne Laser Scanning Data (ALS).<br />

To provide training in interpretation and use of ALS data for various natural resource data collection and planning<br />

purposes.<br />

79


Terms of Reference – Procurement of Remote Sensing Material and Other Services<br />

Following items needs to be procured through bidding process:<br />

1. High Resolution Imageries; total coverage of 2-10 m satellite data and 25-60 m resolution data for monitoring purposes.<br />

2. ALS data products; sample lines to cover <strong>Nepal</strong> with laser data. Data should be processed to sample plot level.<br />

3. Image processing services; radiometric and geometric processing of satellite data.<br />

4. Vehicles; terrain vehicles and maintenance to support field work.<br />

5. ITC and GPS equipment; data collection and processing related equipment.<br />

6. ITC, GIS, Web and Software maintenance services; maintenance and technical local expertise is needed to develop<br />

activities.<br />

National and international procurement and bidding rules are applied in this process.<br />

All equipment should be procured according to Finnish Government procurement regulations. Those require restricted<br />

tendering with minimum three offers, if the price quotation is less than 15.000 euro. If it is more than 15.000 euro, open<br />

tendering should be launched in <strong>Nepal</strong> and in certain cases in EU countries. There are also requirements of the origin of the<br />

procured equipment to favour <strong>Nepal</strong> or EU countries.<br />

However, it should be noticed that justified proposals of different origin could be realised, when maintenance, quality and<br />

sustainability aspects are supporting that. In general level all equipment and materials will be tendered, either through<br />

restricted or open tendering process. It should also be noticed that procurement through local distributors provides that the<br />

Value-addition Tax, VAT (13 %) should be paid. In international procurement that can be avoided.<br />

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