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A Self-Assessment Guide for Health Care Organizations - IFC

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Standard EPR.3 [In<strong>for</strong>med consent]<br />

Patients’ in<strong>for</strong>med consent is obtained through a process defined by the organization and is carried out by trained staff.<br />

Intent of EPR.3<br />

One of the main ways that patients are involved in their care decisions is by granting in<strong>for</strong>med consent. To consent, a patient must be in<strong>for</strong>med<br />

of those factors related to the planned care required <strong>for</strong> an in<strong>for</strong>med decision. In<strong>for</strong>med consent may be obtained at several points in the care<br />

process, e.g. when a patient is admitted <strong>for</strong> inpatient care, and be<strong>for</strong>e undertaking certain procedures or treatments <strong>for</strong> which the risks may be<br />

high. The consent process is clearly defined by the organization in policies and procedures. Relevant laws and regulations are incorporated into<br />

the policies and procedures. Patients and families are in<strong>for</strong>med as to what tests, procedures, and treatments require consent and how they can<br />

give consent (e.g. verbally, by signing a consent <strong>for</strong>m, or through some other means). Patients and families understand who may, in addition to<br />

the patient, give consent. Designated staff members are trained in how to in<strong>for</strong>m patients and in how to obtain and document their consent.<br />

Measurable Element Look <strong>for</strong> Score Observations<br />

What is required<br />

1) The organization has a<br />

clearly defined in<strong>for</strong>med<br />

consent process described<br />

in policies and procedures.<br />

How is this element<br />

assessed<br />

Policies and procedures define the<br />

process <strong>for</strong> obtaining in<strong>for</strong>med<br />

consent.<br />

0 5 10 Why did you give this score<br />

........................................................<br />

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2) Designated staff are<br />

trained to implement the<br />

policies and procedures.<br />

Staff training <strong>for</strong> implementing the<br />

in<strong>for</strong>med consent policy is<br />

documented. This may be part of<br />

staff orientation.<br />

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3) Patients give in<strong>for</strong>med<br />

consent consistent with the<br />

policies and procedures.<br />

Patients are in<strong>for</strong>med of:<br />

a. their condition,<br />

b. the proposed<br />

procedure(s) and<br />

treatment(s) and who<br />

is authorized to<br />

per<strong>for</strong>m them,<br />

c. potential benefits and<br />

drawbacks to the<br />

proposed treatment(s)<br />

and possible problems<br />

related to recovery,<br />

d. possible alternatives to<br />

the proposed<br />

treatment(s) and<br />

possible results of<br />

non-treatment,<br />

e. the likelihood of<br />

successful treatment(s),<br />

and<br />

f. the identity of the<br />

physician or other<br />

practitioner<br />

responsible <strong>for</strong> care.<br />

Consent <strong>for</strong>ms are completed and<br />

located on the patient’s medical<br />

record. Interviews with patients<br />

indicate that they have received all<br />

of the in<strong>for</strong>mation required <strong>for</strong><br />

in<strong>for</strong>med consent.<br />

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<strong>IFC</strong> <strong>Self</strong>-<strong>Assessment</strong> <strong>Guide</strong> <strong>for</strong> <strong>Health</strong> <strong>Care</strong> <strong>Organizations</strong> 27

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