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82<br />

microfilm or <strong>electronic</strong> media).<br />

Evidence of a transaction, preserved for the evidential <strong>in</strong>formation it conta<strong>in</strong>s.<br />

Record classification system:<br />

A plan for the systematic identification and arrangement of bus<strong>in</strong>ess activities and/or<br />

<strong>records</strong> <strong>in</strong>to categories accord<strong>in</strong>g to logically structured conventions, methods and<br />

procedural rules represented <strong>in</strong> the classification system. The <strong>records</strong> classification<br />

systems prescribed by the <strong>National</strong> Archives and Records Service are: fil<strong>in</strong>g system<br />

for correspondence systems and the schedule for <strong>records</strong> other than<br />

correspondence systems.<br />

Records control schedule<br />

This is the <strong>in</strong>strument to control <strong>records</strong> other than correspondence files, accord<strong>in</strong>g<br />

to which such items are identified, retrieved and disposed of.<br />

Recordkeep<strong>in</strong>g:<br />

Mak<strong>in</strong>g and ma<strong>in</strong>ta<strong>in</strong><strong>in</strong>g complete, accurate and reliable evidence of official bus<strong>in</strong>ess<br />

<strong>in</strong> the form of recorded <strong>in</strong>formation.<br />

Records management application<br />

A system that supports the medium to long term <strong>in</strong>formation needs of an office. It<br />

provides functionality over and above that of an <strong>electronic</strong> document management<br />

system to preserve the security, authenticity and <strong>in</strong>tegrity of <strong>records</strong> to enable the<br />

permanent preservation of <strong>records</strong>. Its primary management functions are –<br />

• to manage a corporate file plan to which <strong>records</strong> are filed;<br />

• ma<strong>in</strong>ta<strong>in</strong><strong>in</strong>g the relationships between <strong>records</strong> and files, and between file series<br />

and the file plan;<br />

• identify<strong>in</strong>g <strong>records</strong> that are due for disposal an <strong>manag<strong>in</strong>g</strong> the disposal process;<br />

• associat<strong>in</strong>g the contextual and structural data with<strong>in</strong> a document;<br />

• construct<strong>in</strong>g and <strong>manag<strong>in</strong>g</strong> audit trails;<br />

• <strong>manag<strong>in</strong>g</strong> record version control;<br />

• manages the <strong>in</strong>tegrity and reliability of <strong>records</strong> once they have been declared as<br />

such;<br />

• <strong>manag<strong>in</strong>g</strong> <strong>records</strong> <strong>in</strong> all formats <strong>in</strong> and <strong>in</strong>tegrated manner.<br />

Records other than correspondence files<br />

Records that do not form part of a correspondence of an office, e.g. m<strong>in</strong>utes,<br />

registers, microfilms, <strong>electronic</strong> <strong>records</strong>, etc.<br />

Record system:<br />

A collection of policies procedures and systems, which capture <strong>in</strong>formation<br />

accord<strong>in</strong>g to a <strong>records</strong> classification system, manage, store and provide access to<br />

<strong>records</strong> and their context over time. A.k.a recordkeep<strong>in</strong>g system<br />

Refresh<strong>in</strong>g<br />

Periodically mov<strong>in</strong>g <strong>records</strong> from one storage medium to another of the same k<strong>in</strong>d.<br />

Manag<strong>in</strong>g <strong>electronic</strong> <strong>records</strong>_Policy Guidel<strong>in</strong>es.doc<br />

First Edition<br />

Version 1.1<br />

April 2003

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