2. Philosophy - Stefano Franchi
2. Philosophy - Stefano Franchi
2. Philosophy - Stefano Franchi
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ENDGAMES<br />
Game and Play at the End of <strong>Philosophy</strong><br />
<strong>Stefano</strong> <strong>Franchi</strong>
ii<br />
E NDGAMES<br />
Copyright © <strong>Stefano</strong> <strong>Franchi</strong> 1999
I. Prelude<br />
1. Mr. Palomar 3<br />
<strong>2.</strong> Mr. Palomar’s checkmates 5<br />
3. The World of Candrakirti 12<br />
4. The irreparable light of dawn 26<br />
CONTENTS<br />
II. The End of <strong>Philosophy</strong><br />
1. Truth 30<br />
<strong>2.</strong> <strong>Philosophy</strong> 31<br />
3. Hegel’s paradox 36<br />
4. <strong>Philosophy</strong>’s ends 48<br />
5. Of lines, circles, and spheres. 62<br />
6. “Ein Spielen der Liebe mit sich selbst…” 69<br />
III. Absolute(s) Spielen<br />
1. “to die game” 80<br />
<strong>2.</strong> Absolute(s) Spielen 87<br />
3. Bordering philosophy 96<br />
4. Spielen, the Abyss, and the Child 106<br />
5. The great beyond 118<br />
IV. <strong>Philosophy</strong>, Non-<strong>Philosophy</strong>, and Science<br />
1. Non-<strong>Philosophy</strong> 126<br />
<strong>2.</strong> On the various meanings of “X is not a science” 133<br />
3. Between engineering, science, and philosophy. 145<br />
4. Artificial Intelligence as a non-philosophical project 162<br />
5. Structuralism and philosophy 168<br />
6. AI, Structuralism, and Spiel 175<br />
V. Chess, games, and flies<br />
1. The Drosophila of AI. 178<br />
<strong>2.</strong> Game theoretic games 187<br />
3. Combinatorial explosions 197<br />
iii
VI. Structures (and spaces)<br />
1. Games and Structures 212<br />
<strong>2.</strong> From language to myth 216<br />
3. Search-spaces and structures 234<br />
VII. Anaclastic Supplements<br />
1. Game, Spiel, and the End 240<br />
<strong>2.</strong> The supplement 241<br />
3. Form and content 250<br />
4. Structure and Substance 259<br />
5. Structuralism, <strong>Philosophy</strong>, and AI 266<br />
6. The challenge of closure 278<br />
7. The anaclastic illusion of a transcendental unity 285<br />
VIII. A Movable Conclusion<br />
1. After game-based Spielen 308<br />
References 311<br />
iv
PRELUDE
2<br />
P RELUDE<br />
Jeu est la cyphre de l’ouverture anti-dialectique par excellence<br />
Jacques Derrida<br />
This book explores the relationship between the end of philosophy and the concepts of<br />
game and play that have very often been associated with it. In the course of the following<br />
chapters, I will transverse a considerable amount of philosophical and scientific texts in or-<br />
der to clarify the variegated meaning of the word “end” when used in conjunction with phi-<br />
losophy, and I will try to explain why it happens that the concepts of game and play (or<br />
Spiel,<br />
as I will call the common concept underlying the two terms) seems to appear every<br />
time philosophy’s end is announced or proclaimed. However, one of the risks of any inves-<br />
tigation that claims its validity from a patient textual reading is that the overall significance<br />
of the problems at issue may be easily lost in the intricacies of the arguments and in the<br />
detail of the textual and conceptual exegesis. I offer this prelude as a remedy to the prob-<br />
lem: it presents an overall view of the same problems I deal with in the following chapters,<br />
but in a very different, and much more succinct form.<br />
It has often been said that art, and literature in particular, is capable of achieving a den-<br />
sity of expression unparalleled in any other form of communication. Regardless of its gen-<br />
eral validity, the statement seems certainly to be valid in the case of Italo Calvino’s novel<br />
Mr. Palomar,<br />
a short book of 100 pages whose scope, if not its ambition, is perhaps com-<br />
parable to the Hegelian Logic. The next few pages will provide a reading of the novel that
M R . PALOMAR<br />
will make clear, hopefully, why game and play seem to be summoned so often in this age<br />
of the end of philosophy, and why, I believe, it is incumbent upon us to answer their perhaps<br />
misplaced call.<br />
The first section will briefly introduce the novel and its particular way of addressing<br />
philosophy’s concerns. Then, the section called “Mr. Palomar’s checkmates” corresponds,<br />
roughly, to the first two chapters: it explain why philosophy has to reach an end if human<br />
existence is to gain any significance. In other words, the section presents, on the basis of<br />
Calvino’s short proses, the existential import of the end of philosophy—it claims to answer<br />
the question: why does it matter to us that philosophy be achieved?<br />
The next section, “The world of Candrakirti,” illustrates one possible, and I believe<br />
very common, solution to the problem of the end of philosophy in our postmodern era. It is<br />
the combinatorial view, as I call it, that interprets the world as a a game, sometimes a cos-<br />
mic game, sometimes a power game. The content of this section corresponds, approximate-<br />
ly, to the last three chapters ( IV-VI)<br />
of the book , i.e. to the chapters in which I explore the<br />
solutions provided by Artificial Intelligence and Structuralism, the two disciplines that, I<br />
believe, have better probed the depths of the combinatorial view and have provided a fine<br />
articulation of the formal concept of game that underlies it.<br />
The last, very brief section, “The irreparable light of dawn,” is a pointer to what, with<br />
a bit of luck, I hope I will be working on next. It illustrates the reasons why, I believe, Spiel,<br />
both under the guises of game and of play, cannot represent a solution to the existential<br />
abyss that the philosophical end opens up before, or rather under, us. What may lie on the<br />
bottomless surface of that<br />
1. Mr. Palomar<br />
Ab-grund,<br />
however, I will not try to tell here.<br />
A few years ago, in a conference devoted to Italo Calvino’s work, Giorgio Agamben<br />
pointed out that the existence of the unrepresentable, the implications of quantum physics,<br />
Heisenberg’s indeterminacy principle etc. are issues so commonly debated in the present<br />
intellectual discussions that they have become utterly meaningless. He went on to affirm<br />
3
4<br />
P RELUDE<br />
that a writer’s or scientist’s work becomes interesting when it goes beyond such a common<br />
situation rather than when it presents yet another exposition of the unavoidable limits of<br />
representation. Such a theme, he concluded, is so banal that it might be rightly called the<br />
“triviality of modernity.” In a text written around the same time that treats of the difficulties<br />
encountered by the Indian philosopher Nagarjuna in his teaching of the doctrine of the void,<br />
1<br />
Agamben describes more precisely what he means by such a term. Indeed, several among<br />
Nagarjuna’s disciples—even Candrakirti, the most faithful—misunderstood his doctrine on<br />
an essential point, a point so subtle that even he, at times, could not grasp it. The difference<br />
between the two interpretations was infinitesimal, but incommensurable: his doctrine<br />
taught the vacuity of representation whereas his disciples “treated the void as a thing, they<br />
would form a representation of the vacuity of representation. But the realization of the void-<br />
ness of representation—continued Nagarjuna—is not, in turn, a representation: it is the end<br />
of representation.” Those who believe that “even the void is an opinion and that the irrep-<br />
resentable is a representation” fall into the trap of nihilism and miss the most important<br />
point of his teachings: “that the empty image is not an image of anything. The word, of its<br />
2<br />
vacuity, is perfectly full.”<br />
The following pages explore a possible interpretation of the difference between the<br />
doctrine of Nagarjuna and the misunderstanding of Candrakirti, between the doctrine of the<br />
void and the triviality of modernity, by reading a text by Italo Calvino, the author Agamben<br />
was referring to on both occasions. In the first section I will show that the unity and differ-<br />
ence of the two doctrines are portrayed by Mr. Palomar with a rare rigor and clarity and I<br />
will show how the enigmatic conclusion of the book is ideally suited to reflection. In short,<br />
1. See, respectively, Beppe Cottafavi, Maurizio Magri, eds., I narratori dell’invisibile (Modena: Mucchi,<br />
1987) 156 and Giorgio Agamben, Idea della Prosa (Milano: Feltrinelli, 1985) 98-101. Engl. tr. Idea of<br />
the Prose (Minneapolis: Minnesota UP, 1995)131-133. The latter text—’Idea del risveglio’ or “The<br />
idea of awakening—proposes a short but extremely interesting interpretation of the doctrine of voidness.<br />
The doctrine was developed by the Indian philosopher Nagarjuna in the second century A.D. and<br />
reinterpreted four centuries later by the philosopher Candrakirti in the school founded by Nagarjuna.<br />
The text is dedicated to Italo Calvino. It may be worth noting that every reference to the doctrines of<br />
Nagarjuna and Candrakirti in what follows is to be intended as a reference to Agamben’s text and not<br />
as a reference to the historical thinkers without which, perhaps, it cannot be understood.<br />
<strong>2.</strong> Giorgio Agamben, Idea della Prosa…,<br />
100; Engl tr. 133, Translation modified.
M R . PALOMAR’<br />
S CHECKMATES<br />
I will show that the doctrine of the void and the vacuity of representation are what Mr. Pal-<br />
omar forces us to think.<br />
<strong>2.</strong> Mr. Palomar’s checkmates<br />
Calvino seems certainly intent to play with the representation of the irrepresentable:<br />
the 27 texts in the book describe as many efforts to find an ultimate meaning in the every-<br />
day interactions with the world and they all end up in failure and disarray. Twenty-even ef-<br />
forts result in 27 defeats that document the inability of Mr. Palomar, the main character, to<br />
enter in a meaningful relationship with the world, and bridge the abyss that separates him<br />
3<br />
from reality and his fellow men. Mr. Palomar’s experience is all in the negative. He search-<br />
es a more equilibrated and less painful relationship with the world as it can arise on the ba-<br />
sis of a newly found harmony, a new and fully organic way to be amidst things and people.<br />
What exactly is to be understood by ‘harmony’ Mr. Palomar doesn’t say—most likely be-<br />
cause if he were in the position to do so his tribulations would be over. Guided in all its<br />
steps by what precedes and anticipates it, the search itself would be already over because it<br />
would be reduced to a mere technique which, as such, would be an integral part of the goal<br />
to be attained. Mr. Palomar can, at most, sense harmony in the subtle movements of the af-<br />
ternoon moon, or in the delicate geometries of the sidereal spaces which, he feels, are based<br />
on a regularity much deeper than the disordered succession underlying human events. Mr.<br />
Palomar intimates the existence of a just order, possibly independent from the human. A<br />
total order that encompasses everything, opposing and negating division, laceration and<br />
4<br />
fracture. Harmony—in the musical sense, at least—is given only in a concert, i.e., by in-<br />
3.<br />
Mr. Palomar includes three parts: “Mr. Palomar’s vacation,” “Mr. Palomar in the City,” “The silences<br />
of Mr. Palomar.” Each of them, in turn, is subdivided in three sections including three texts each, for<br />
a total of 27 very short ‘chapters’. Each text contain a meditation on a particular aspect of reality Mr.<br />
Palomar has run into: a wave, a charcuterie, death, the Jardin des Plantes, etc.<br />
Some of the texts collected<br />
in the book had previously appeared on newspapers—first Il Corriere della Sera and then La<br />
Repubblica—but<br />
were substantially revised for the publication in book form. See Italo Calvino, Palomar<br />
(Torino: Einaudi, 1983) and the English translation by William Weaver, Mr. Palomar (New York:<br />
Harcourt Brace Jovanovich, 1985). For a discussion of the differences between the newspaper and<br />
book form of the texts see Gian Carlo Ferretti, Le capre di Bikini (Roma: Editori Riuniti, 1989).<br />
5
6<br />
P RELUDE<br />
dividual voices singing different melodies and composing, while unfolding them, a broader<br />
all-encompassing texture. The main feature of the intimated harmony is the movement of<br />
a completely given whole whose single parts enjoy their relative positions. Harmony is pos-<br />
sibly the name of the opposition between man and world when such an opposition, instead<br />
5<br />
of being a discordant fracture, is recomposed in a chord, as Heraclitus reminds us. Be that<br />
as it may, such an order, even if exists, must be found. And it is in the everyday world pop-<br />
ulated by things, animals and plants, characterized by ongoing social interactions, enriched<br />
by the fruits of human labor where Mr. Palomar seeks it.<br />
However, he does not find any identifiable rhythm or pattern in reality, only chaos and<br />
disorder. But in fact it would take little to meet the challenge of such complexities: it would<br />
suffice to fix one’s gaze on any phenomenon whatever—on a wave, for example—and to<br />
find in its motions what distinguishes it from the other waves while keeping it identical to<br />
itself. It would be enough to identify what makes it a wave—as opposed to a ripple, crest,<br />
or billow—and what distinguishes it from all the other similar but different waves. The<br />
form of a wave might then appear to the intent observation of Mr. Palomar and from this<br />
humble shadow of a broader harmony he might be able to broaden his field of observation<br />
and eventually find the harmony of the whole universe. Or perhaps Mr. Palomar could hope<br />
to find a wave, at least, a wave itself, with all its particularities, regularities and idiosyncra-<br />
sies. In short, he might be able to grasp a thing, no matter how humble, in its wholeness.<br />
But his attempt fails.<br />
Far from unraveling themselves, from exposing their nude identity to his gaze, the<br />
waves—when observed at length—start to sink into confusion. They even lose what<br />
seemed to be most characteristic of them, to the point that they seem to move from the shore<br />
to the open sea:<br />
4. Concerto comes from concertare,<br />
a contraption of cum certamen,<br />
literally “fighting together.” Late<br />
Latin has also another form, however, concento,<br />
from cum cantus.<br />
“Harmonia” is defined as the “tuning<br />
of the instrument of the soul” by Plato. See Phaedrus,<br />
86b7-c2<br />
5. See Heraclitus, fragment 8 (Diels): “The opposites in agreement and from the disagreement a beautiful<br />
harmony.” In the last pages of Stanze (Torino: Einaudi, 1977); Engl tr. Stanzas (Minneapolis: Minnesota<br />
UP, 1993) Giorgio Agamben, commenting upon this fragment, insists that armonia is inseparable<br />
from the idea of a juncture and an articulation: “the ‘perfect jewel of the cosmos’ implies for the<br />
Greeks the idea of a laceration which is, at the same time, a suture” (188).
M R . PALOMAR’<br />
S CHECKMATES<br />
Concentrating the attention on one aspect makes it leap into foreground<br />
and occupy the square, just as, with certain drawings, you have only to close<br />
your eyes and when you open them the perspective has changed. Now, in<br />
the overlapping of crests moving in various directions, the general pattern<br />
seems broken down into sections that rise and vanish. In addition, the reflux<br />
of every wave also has a power of its own that hinders the oncoming waves.<br />
And if you concentrate your attention on these backward thrusts, it seems<br />
that the true movement is the one that begins from the shore and goes out to<br />
the sea.<br />
The observation does not find a renewed harmony: it discovers the fracture between the ob-<br />
server and the observed, the abyss of the distance. Or even worse, it discovers that order<br />
and lawfulness exist in nature, but are inaccessible to human understanding and even less<br />
to human language and its power of description. Indeed language, in order to function prop-<br />
erly, should reach things in their singularity, in their being themselves and nothing else.<br />
Such a goal is not reached. Names fail: in spite of Mr. Palomar’s efforts, in spite of all the<br />
care he puts in his observations, in spite of his attempts to be precise in his descriptions and<br />
adequately informed on the cultural and historical precedents, in spite of all this, things es-<br />
cape him, by not answering the names that should evoke them. Instead of the things them-<br />
selves, names find only other names. Language refers only to itself and its own history.<br />
This is borne out in the episode in Mr. Palomar entitled “Two pounds of goose fat.”<br />
While waiting in line in a charcuterie in Paris, Mr. Palomar is overwhelmed by the abun-<br />
dance of smells, colors and images emanating by the patés and galantines and he would<br />
like to find a deeper union with them. He would like to find once again the deep link be-<br />
tween himself and this part of the world, between himself and these gifts that “nature and<br />
culture have handed down for millennia” (69). He would like to feel immersed in a secret<br />
harmony generated by the concert of flavors vibrating all around. In vain. Beyond the<br />
paté,<br />
Mr. Palomar finds only the , the name reveals only the name itself: “his imagination<br />
does not instinctively associate the flavors with the images and names” ( ib. ). His honest ef-<br />
fort to read into the delicacies the nature and culture that made them is even more frustrat-<br />
ing, even deadly: “his gaze transform every food into a document of the history of<br />
civilization, a museum item”(70). Instead of cheese, of the thing itself, “he sees names of<br />
7
8<br />
P RELUDE<br />
cheeses, concepts of cheeses, meanings of cheeses, contexts of cheeses, psychologies of<br />
cheeses...”(73). Far from calling things up and bringing them to us, names seem to alienate<br />
them from us, by negating their singularity. Name only repeat the irreducible fracture, the<br />
laceration, the death that separates us from the world. Indeed, could they be the cause of<br />
death itself?<br />
The primary fracture is not just between the self and the world, it also comes between<br />
fellow human beings. In Mr. Palomar communication—and not only denomination—ap-<br />
pears to be impossible. In one of the most beautiful texts of the book, The blackbird’s whis-<br />
tle, Mr. Palomar compares the infinitely monotonous language of the bird—always the<br />
same whistle, identical, rhythmical, unmistakable—with the infinite variety of human lan-<br />
guage. He doubts that any communication between the blackbirds may be established on<br />
such a slim informational basis. At most, the whistle of the bird stands for an existential<br />
affirmation, an “I am here” obstinately repeated. Or perhaps it is just an illusion, the inane<br />
effort to compress into the same sound a whole series of meanings to which the other cannot<br />
but answer—in order to assent, negate, disagree or whatever—with the same identical<br />
sound. It would seem to be a dialogue well below the expressive capacities of human lan-<br />
guage, but a short interaction between Mr. Palomar and his wife, who comes into the garden<br />
to water the flowers, dispels very soon such a comfortable delusion. The dialogue is ex-<br />
tremely short, only a few words—”there they are” “shhh” “it is dry again, since yesterday”<br />
“crooked...for all that, yes, my foot...“ “shhh, you scare them.” Yet, the analytical reflection<br />
of Mr. Palomar does not fail to recognize the unexpressed elements that underlies it, the im-<br />
plicit reproaches and the silent excuses. “It is dry again, since yesterday” means at bottom<br />
“you could take care of the garden as well,” while the grumbles uttered by Mr. Palomar as<br />
an answer are just the usual masculine strategy that opposes its omnipresent activities to<br />
feminine garrulous talk. Deceptive as well is the objectivity of the deixis, of the impera-<br />
tives, of the simplest interjections; those little words almost at the limit of communication<br />
appear overburdened by meaning since they purport to show the proprietary relationship<br />
with nature of each of the conversants. “There they are” means therefore “I was waiting for<br />
them, I know them better than you who only now see and are amazed by them.”The lean
M R . PALOMAR’<br />
S CHECKMATES<br />
“shh” obtained as an answer expresses a resolute negation, since it means “don’t interrupt<br />
them because I am listening to them; don’t you see I’m trying to understand them, and may-<br />
be I can; at any rate I understand them better than you” (26-28).<br />
On the other hand, if language is so inefficient, or perhaps too efficient, in carrying out<br />
communication, silence is certainly not a better solution, simply because it does not exist.<br />
In a universe as saturated by communication as ours, silence is nothing but a different form<br />
of communication. Silence communicates as effectively as speech. Mr. Palomar—who has<br />
made a habit to bite his tongue three times before speaking, as a healthy antidote to the<br />
flood of opinions and judgments that surrounds him—soon realizes the futility of his<br />
pledge. In the universe of communication, not to speak means to let the others speak, to<br />
conform to their opinions and to implicitly justify their glib words. Methodical silence<br />
seems only to help increasing the amount of words in circulation—an unsurprising result<br />
since “even silence can be considered a kind of speech, since it is a rejection of the use to<br />
which others put words”(103). True silence, like things, keeps escaping beyond words and<br />
their absence.<br />
If names refer only to themselves, if speech serves only to misunderstand each other<br />
even too well, if things disappear continuously beside and beyond word and silence—what<br />
is left is chaos, disorder and isolation. What is left is the incommunicability of experience,<br />
even of the ultimate and most proper experience: death.<br />
Death bears witness to the last phase of the tormented search for harmony we are fol-<br />
lowing, in which Mr. Palomar tries to learn how to be dead. This indeed seems to him the<br />
only possible way to free himself from his constant anxiety. Death, as end, conclusion, an-<br />
nihilation of his life, should finally free Mr. Palomar from his inability to connect to the<br />
world. Learning to be dead seems to be the only way out. But the feat is much more difficult<br />
than expected. Being dead should mean that the world goes on without him,<br />
a world in which things happen independently of his presence and his reactions,<br />
following a law of their own or a necessity or rationale that does not<br />
involve him? The wave strikes the cliff and hollows out the rock, another<br />
wave arrives, another, and still another; whether he is or is not, everything<br />
goes on happening. The relief in being dead should be this: having eliminat-<br />
9
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P RELUDE<br />
ed that patch of uneasiness that is our presence, the only thing that matters<br />
is extension and succession of things under the sun, in their impassive serenity.<br />
(122)<br />
But this does not resolve the dilemma, since the world has always excluded him from the<br />
beginning. Now death, instead of being the final experience, the last act that terminates the<br />
series of human events by making them a closed set, becomes the sentence to remain al-<br />
ways the same in one’s own futility. Even suffering is denied to the dead. Death should ar-<br />
rive at the supreme moment, as to the condemned of Kafka’s<br />
Penal Colony,<br />
when the<br />
victim, after hours of torture, begins to decipher on his own body the meaning of the sen-<br />
tence and in the flash that separates him from the end of existence understands its intimate<br />
meaning. The fate that awaits M. Palomar looks more like the fate of the officer of the story,<br />
deprived of the quasi-mystical experience that he had managed to provide to all the con-<br />
demned by the breakdown that kills the infernal machine while it works on its own tutor.<br />
Mr. Palomar realizes that being dead means “resigning himself to remaining the same in a<br />
definitive state that he can no longer hope to change” (126). Then he reflects that death, if<br />
it cannot be lived, can at least be overcome, since one can rely<br />
on the biological mechanism, which allows leaving to descendants that<br />
part of the self known as the genetic heritage; and the historical mechanism,<br />
which grants a continuance in the memory and language of those who go on<br />
living and inherit that portion, large or small, of experience that even the<br />
most inept man gathers and stores up. These mechanisms can also be seen<br />
as a single one, considering the succession of generations like the stages in<br />
the life of a single person, which goes on for centuries and millennia (125)<br />
It may seem that the problem of death is only postponed by such a thought since it has been<br />
shifted from the death of the individual to the extinction of human race. Further reflection<br />
convinces Mr. Palomar of the contrary. Indeed, after the human race has long been extinct,<br />
explorers from another planet might land on earth and retrieve the traces oh human civili-<br />
zation, deciphers its pyramids and uncover its computers. Humanity will be reborn ‘from<br />
its ashes’ and will continue to spread in the universe. It is easy to see that there is no end to<br />
the process, or almost:
M R . PALOMAR’<br />
S CHECKMATES<br />
after one postponement or another, the moment comes when it is time to<br />
wear out and be extinguished in an empty sky, when the last material evidence<br />
of the memory of the living will degenerate in a flash of heat, or will<br />
crystallize its atoms in the chill of an immobile order (ib.)<br />
Death can be postponed indefinitely from one generation to the other until the end of time,<br />
until not even one atom in the universe will be left to support the memory of living. The<br />
last consideration forces Mr. Palomar to think of time itself and of the relationship between<br />
time, its end, and death. He suddenly realizes that to differ death to and beyond the end of<br />
time means to defeat it:<br />
‘If time has to end, it can be described, instant by instant,” Mr. Palomar<br />
thinks, “and each instant, when described, expands so much that its end can<br />
no longer be seen.” He decided that he will set himself to describing every<br />
instant of his life, and until he has described them all he will no longer think<br />
of being dead.<br />
It is precisely when he talks himself into this supreme deceit that Mr. Palomar dies.<br />
At that moment he dies. With these words Mr. Palomar’s search ends, and the book<br />
with it. His search, in other words, ends at the same moment his life ends. The strange co-<br />
incidence is quite remarkable and calls for a closer look. In fact, there are two different<br />
“movements” in the text which should be considered separately. First, Mr. Palomar’s<br />
search: it can be considered terminated when death—both the symbol and ultimate mean-<br />
ing of the fracture that opposes him to the world—is neutralized by means of an indefinite<br />
deferral that brings it to coincide with the end of the ages and the universe, when the latter<br />
will disappear in a “flash of heat.” This sudden realization marks the end of Mr. Palomar’s<br />
thoughts and is immediately followed, in the text, by the termination of the second, parallel,<br />
process: his biological life. A more appropriate conclusion to Mr. Palomar’s search could<br />
not be imagined: death intervenes to interrupt his search when the latter has reached its end.<br />
Death undergoes here a peculiar transmutation. The limit as impossibility to reach the<br />
outside, as border that marks an ineluctable division between what it separates, such a<br />
boundary is transformed,<br />
à la Kant,<br />
into a horizon which renders that which lies within it<br />
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P RELUDE<br />
fully attainable and masterable. If the irrepresentable lies beyond this limit, then the impos-<br />
sibility of full representation becomes the possibility of impossibility, that is, it becomes<br />
the affirmation or the vindication of the impossibility of the plenitude of representation.<br />
The existence of the irrepresentable—to use Agamben’s terminology—becomes a full,<br />
completely given representation. Indeed although being cannot be reached, since it is never<br />
given but in a fracture, this ‘not being given’, this fracture as such, is nonetheless complete-<br />
ly accessible. The representation of the irrepresentable, or rather the representation of the<br />
existence of the irrepresentable can be reached and mastered in its wholeness. The division<br />
inscribed into signification can therefore be neutralized. It can be forgotten as if it never<br />
existed, since the representation of the irrepresentable implicitly recuperates the totality<br />
that it pretends to reject as a deception. It is important to understand that the effect of the<br />
separation is total and, in fact, totalizing. In other words, the existence of a fracture so com-<br />
plete as to be recognizable everywhere entails the delimitation of a perfectly closed domain<br />
6<br />
from which nothing can escape .<br />
Let me summarize. We have seen that nothing can reach the fullness of representation.<br />
This means that nothingness comes to representation. It can reach it only if it is thematized<br />
and explored in its integrity. It follows that the search itself must completed, that it must<br />
come back to itself and that nothing escapes it. This, in turn, means that the doctrine of the<br />
existence of the irrepresentable, if it hopes to recuperate the harmony that it negates in its<br />
descriptive phase, must be able to describe a closed, consistent system. A system bent back<br />
onto itself, where every sign points to the inside, where the outside exists only as intangible<br />
limit because every possible operation, combination or process on whatever element of the<br />
system is by definition incapable of transcending itself or referring to something else.<br />
Names, the emblematic symbol of all this, can only reach other names, and never things, as<br />
6. It is of little importance, then, that the fracture be so deep as to split the subject itself. Against another<br />
thought on being and nothingness, what is questioned here, and in Palomar as well, is the possibility<br />
of the unity of the human subject delivered to its freedom by the experience of the limit. That impossibility<br />
does not bar that a lacerated subjectivity, although intimately divided, could eventually be recuperated.<br />
Or rather, it does not forbid that the pieces into which such a subjectivity is shattered could<br />
eventually be recuperated in the broader order of a harmonic world. A clear illustration of this point<br />
can be seen in the debate on subjectivity and the origin of sense that took place between Claude Lévi-<br />
Strauss and Paul Ricoeur. See Chapter VI below.
T HE WORLD OF CANDRAKIRTI<br />
we have seen. At most, they can refer to history, to culture, but never beyond them. The<br />
doctrine of the irrepresentable discovers the world as a closed, self-referential, combinato-<br />
rial system. As a game. The interpretation of the world as a game, or more precisely as an<br />
immense sequence of chess games, is the emblem of the representation of the irrepresent-<br />
able, or of what Agamben called, in the above mentioned text, the “triviality of the mod-<br />
ern.”<br />
3. The World of Candrakirti<br />
At that moment he dies. It is not simply the death of the protagonist that represents a<br />
triumph over the death that pervades existence and manifests itself in everyday life as the<br />
impossibility of having a full experience of the world, things, or people, but rather the co-<br />
incidence between his death and the end of his search. In fact, Mr. Palomar has discovered<br />
that among the people, things and events that language and observation cannot reach lies<br />
the most important event—his own death.<br />
The division that separates him from the world—the restlessness that had pushed him<br />
to try to learn to be dead—is discovered to be total: nothing can be reached. In a sudden<br />
flash, Mr. Palomar realizes he has attained his goal: if there is nothing beyond experience<br />
then there is nothing to be separated from and nothing to be afraid of. The world is void—<br />
this is what Mr. Palomar senses—but the voidness of the world is completely given in his<br />
experience. The organized and harmonic whole whose presence he thought to glimpse in<br />
the celestial spheres is fully given: this whole is nothingness, the vacuity of which everyday<br />
experience is but a representation. What is left is the minute description of the experience:<br />
an analysis of its completeness and of the ways in which it is organized. This is precisely<br />
what Mr. Palomar sets out to do: he decides to describe every single instant of his life and<br />
discovers that the incompleteness that seemed to characterize it disappears as soon as all<br />
the fragments are recomposed into a system. The system cannot mean anything because it<br />
is totally closed upon itself and therefore it cannot refer to nothing outside itself. Howev-<br />
er—and this is the decisive step—precisely because it means nothing, the system into<br />
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14<br />
P RELUDE<br />
which experience is organized expresses nothingness itself—it expresses the voidness of<br />
every possible experience. This, at least, is what Mr. Palomar seems to intuitively perceive<br />
when he decides to compile the catalog of his past experiences with the intention to grasp<br />
their intrinsic systematicity. The death that seizes him in the midst of such a resolution is<br />
then a secondary accident that cannot really touch him. Degraded to a mere demise, his own<br />
death completes a wisdom that has already been attained, the absolute wisdom that comes<br />
after the end of time and history. Two conditions have to be met, however, to make the neu-<br />
tralization of nothingness really work: the separation from the world must truly be total and<br />
the total separation must be fully recognized and accepted. Both conditions are less simple<br />
than it may at first appear and they turn out to be ultimately incompatible. If taken together,<br />
they define the philosophical position that we have referred above as the doctrine of the<br />
world as game. Or better, the doctrine of the world as a chess game. For chess is considered<br />
a perfect example of a structure that satisfies both requirements: on the one hand an orga-<br />
nized and dynamic totality that refers only to itself; on the other, a structure encompassing<br />
a finite number of possibilities that can be exhaustively described. In short, chess is a com-<br />
plex structure that can be mastered (at least intellectually) in its entireness.<br />
Calvino himself recurs very often to the metaphor of play in general and chess in par-<br />
ticular, sometimes absorbing the game into the very narrative structure of his works 7 . To<br />
understand why he was fascinated by he metaphor of chess, is necessary to examine the<br />
game’s structure. In so doing, we will be able to discuss the doctrine it metaphorizes and<br />
its importance for the book we are reading.<br />
First, it is necessary to focus on the game itself regardless of the players and the situa-<br />
tions in which it may take place as an event. Let us think of chess as it might be described<br />
7. Many works by Calvino are inspired by games and chess. The narrative structure of Il Castello dei destini<br />
incrociati (Torino: Einaudi, 1973); Engl tr. The castle of crossed destinies (New York: Harcourt<br />
Brace Jovanovich, 1977) is built around the disposition of playing cards (tarots, to be precise) on the<br />
table.Città Invisibili (Torino: Einaudi, 1971); Engl. tr. Invisible cities (New York: Harcourt Brace Jovanovich,<br />
1974) contains long discussions on chess and chess playing (one of which will be quoted<br />
later). Game-related themes are contained also in t con zero and Se una notte d’inverno un viaggiatore...<br />
(respectively, t con zero (Torino: Einaudi, 1967); Engl. tr. t zero (New York: Harcourt Brace Jovanovich,<br />
1969) and Se una notte d’inverno un viaggiatore... (Torino: Einaudi, 1979); Engl. tr. If on a<br />
winter’s night a traveler.... (New York: Harcourt Brace Jovanovich, 1981).
T HE WORLD OF CANDRAKIRTI<br />
in a manual for beginners. Once such an epoché is done, the game discloses an extremely<br />
simple structure. It is possible to define in an univocal way its basic elements: a chessboard<br />
plus a certain number of pieces moving over it. There may be some uncertainty concerning<br />
the material substrates of the former as well as of the latter, but that is irrelevant for the<br />
game itself: what matters is that the playing ground presents a determined and precise con-<br />
figuration and that a determined and immutable number of pieces are placed on it. Second,<br />
it is clear that there are rules governing the movement of the pieces on the chessboard, i.e.<br />
operations that can be performed on the pieces whose effect is to alter their position. Even<br />
in this case it is important to underline, in spite of the apparent triviality of the observation,<br />
that such rules are univocally and absolutely defined: each piece has its own rules that apply<br />
from the beginning to the end of the game. There is no room for uncertainty, ambiguity or<br />
negotiation. To be more precise, we should say that the pieces themselves—and their com-<br />
plex and misleading iconography— are just a heuristic device for the players. Knights and<br />
queens, in this sense, are in a certain sense like the apples and oranges we have all been<br />
taught arithmetic with: a teacher’s trick to be forgotten once in possession of the real thing.<br />
What count are the rules of placement: the carved shape of the piece is just an aid to the<br />
player’s memory to help him retrieve the proper rule to apply. The name itself, “rules,” is<br />
slightly misleading since they are so fixed as to be very different from what we normally<br />
intend by the word “rules.” They are not prescriptions to be followed—and which can be<br />
disobeyed—but rather mathematical operations: perfectly definable, immutable, and pre-<br />
dictable. Furthermore, the rules of placement make up a closed system: every application<br />
will produce another instance of the game itself. The set including the possible configura-<br />
tions of the game, moreover, is discrete: between two successive configurations of the<br />
chessboard there is no middle ground—just the intangible flash of a move that instanta-<br />
neously changes the playing situation. The application of a rule will always result in an an-<br />
other possible configuration of the chessboard, in the same sense in which the application<br />
of the operation of addition to two numbers will always give another possible number.<br />
Chess, however, enjoys an advantage over numbers. The number of possible configu-<br />
rations on a chessboard, although very large, is still finite. If we consider that each specific<br />
15
16<br />
P RELUDE<br />
position on the chessboard is determined by an application of the rules, it follows that every<br />
possible configurations is generated by them. The rules of the game make up an exhaustive<br />
combinatorics, i.e. they make possible the generation of the totality of the game. The latter<br />
term is to be understood in a broad sense: the totality of the game includes all the possible<br />
configurations of the chessboard, which means that it includes all the possible past, present,<br />
and future games that may be played on it. Such a number is in fact barely thinkable, but<br />
what matters here is that it can be obtained. In short: consider the initial position of the piec-<br />
es on the board and consider then all the possible moves (there are just 20 of them). For<br />
each of them, consider all the possible answers, or countermoves, available to the other<br />
player. It is enough to proceed for a while on this path and the whole game will be gener-<br />
ated.<br />
We begin, perhaps, to see the source of the fascination that chess—when considered<br />
from this narrow standpoint—can engender: chess is endowed with an extremely complex<br />
structure—a complexity difficult to imagine in fact— but a structure that can be fully given<br />
and concretely, effectively obtained. Moreover, chess is completely self-referential: con-<br />
trary to some knaves and queens of hearts, pawns and bishops cannot harass sweet little<br />
girls. Chess pieces enjoy an independent existence: outside the chessboard they are only<br />
pieces of wood or jade. On the other hand, once in play they enjoy a full and undivided ex-<br />
istence, since what lies outside the chessboard can never touch them: the inside and the out-<br />
side of the game are marked by impassable border, an irreparable gap.<br />
Moreover, chess has something else beyond the outlined combinatorics which guaran-<br />
tees its success as an explanatory paradigm: a telos that secures the internal movement by<br />
putting the whole structure into motion, thereby assuring the perpetual dance of the pieces<br />
on the board, a dance as precise as the movements of the pieces of a clock—an implacable,<br />
predictable and therefore harmonious dance. The telos is nothing else than the agonistic el-<br />
ement implicit in the game, the effort to overcome the antagonist, be it real or virtual. It is<br />
because the agon enters inevitably in every ludic phenomenon that it is essential that chess<br />
be a game. A discrete, closed, combinatorial structure is certainly necessary, but it is not<br />
sufficient, by itself, to attain the desired harmony: it is also necessary to provide a principle
T HE WORLD OF CANDRAKIRTI<br />
securing movement, a principle capable to put the combinatorics in motion. Moreover, this<br />
principle must be internal to the structure itself, lest the border between the inside and the<br />
outside of the game be lost. The agon, if considered from the standpoint of the structure and<br />
not of the players, is a goal completely internal to the structure. The end of the game, if seen<br />
from the perspective we are exploring, is merely a possible configuration of its basic ele-<br />
ments: a certain position of the king, of the ball, of the rope, etc. A position that, once at-<br />
tained, has the only effect to efface the final position and to bring back the beginning, ready<br />
for another game of an infinite series 8 . A pure dynamic principle then, an attractor for other<br />
configurations that secures the perpetual, immutable and harmonic movement. It is precise-<br />
ly such a movement inside a completely closed system that engenders what I might call the<br />
‘ecstatic’ dimension of the game. By that word I mean to denote the rapture or vertigo pro-<br />
cured in the player by the fullness finally attained, the ecstasy deriving from the total iden-<br />
tity with a broader system. More precisely, I mean to underline—by recalling the ek-stasis,<br />
the standing out—the result of a union with a system essentially external and foreign to the<br />
player, a system the player can lose himself in. It is in this sense, I believe, that the ecstatic<br />
union of play can free the player from the sheer weight of existence: precisely by inserting<br />
him or her into the harmonic motion of a system that—because essentially other—does not<br />
require its active participation, engagement and choices 9 . Such an ‘ecstatic’ dimension is<br />
essentially present in every ludic phenomenon and if it has a preeminent part in events like<br />
gambling and roller coasters—as well as in innumerable infant games—it is easily found<br />
even in the most sophisticated and intellectual games 10 . An extremely pregnant description<br />
8. Remember that the total set generated by the previous description of chess contains all possible games.<br />
This entails that many configurations will be repeated and the redundancy of the system is incredibly<br />
high. But the heavens as well, in an interpretation similar to ours, come periodically back to identical<br />
configurations. That is precisely what makes them part of the cosmic “jewel.”<br />
9. I rely here on the analysis of play put forth by Hans Georg Gadamer in Truth and Method. Gadamer<br />
points out that the family of terms connected to Spiel (which encompasses both the English play and<br />
game as in all the Romance languages) have all a common semantic component: freedom of movement.<br />
Play is the performance of the movement as such. [...] The most original sense of playing is the<br />
medial one.” The originary meaning of play is thus a “natural to-and-fro motion which goes all by itself,<br />
with no strain. It follows that the “structure of play absorbs the player into itself and thus takes<br />
from him the burden of initiative, which constitutes the actual strain of existence.” See Hans Georg<br />
Gadamer, Truth and Method (New York: Crossroad, 1985) 91 and 94.<br />
17
18<br />
P RELUDE<br />
of the deep interpenetration between games, the agon and the ecstasy is given by Georges<br />
Perec with regard to a game whose purely intellectual dimension would seem to make it<br />
alien to any rapture: the jigsaw puzzle.<br />
[Bartlebooth,] having gone through every stage of controlled anxiety and<br />
exasperation, reached a kind of ecstasy, a stasis, a sort of utterly oriental stupor,<br />
akin, perhaps, to the state archers strive to reach: profound oblivion of<br />
the body and the target, a mental void, a completely blank, receptive, and<br />
flexible mind, an attentiveness that remained total, but which was disengaged<br />
from the vicissitudes of being, from the contingent details of the puzzle<br />
and its maker’s snares. In moments like that Bartlebooth could see<br />
without looking how the delicate outlines of the jigsawed wood slotted very<br />
precisely into each other, and taking to pieces he had ignored until then or<br />
which perhaps he had sworn could not possibly join, he was able to fit them<br />
together in one go.<br />
This intimation of grace would sometimes last for several minutes, which<br />
made Bartlebooth feel as if he had second sight: he could perceive everything,<br />
understand everything, he could have seen grass grow, lightning<br />
strike a tree, erosion grind down a mountain like a pyramid very gradually<br />
worn away by the very gentle brushing of a bird’s wing: he would juxtapose<br />
the pieces at full speed, without error, espying, beneath all the details and<br />
subterfuges intended to obscure them, this minute claw or that imperceptible<br />
red thread or a black-edged notch, which all ought to have indicated the<br />
solution from the start, had he but had eyes to see [...] These privileged instants<br />
were as rare as they were intoxicating, as fleeting as they were seemingly<br />
effective. Bartlebooth would soon revert to being a sandbag, a lifeless<br />
lump chained to his worktable, a blind-eyed subnormal, unable to see, waiting<br />
hours without knowing what he was waiting for. 11<br />
The gloire experienced by Bartlebooth is the symptom of the attained identity with the<br />
world that the game makes possible once the threshold that separates it from reality has<br />
been crossed. It follows that what is essential to the game is its combinatorial dimension<br />
10. Here, I am partially following the phenomenology of play proposed by Roger Caillois in his classic<br />
work, Les jeux et les hommes (Paris: Gallimard, 1958). Caillois underlines, without actually explaining<br />
it, that vertigo (or ilynx, in his terms) is one of the four basic components of every ludic activity.<br />
11. Georges Perec, La Vie mode d’emploi (Paris: Hachette, 1978); Engl. tr. Life A user’s manual (Boston:<br />
Godine, 1987) 338.
T HE WORLD OF CANDRAKIRTI<br />
and combinatorics’ intrinsic possibility to generate harmony. For these reasons, i.e., that<br />
chess exhibits this combinatorial dimension and that it is a game that it has become an em-<br />
blematic example of a perfectly closed, dynamic and harmonic structure. Not every game,<br />
in this sense, would do. What matters is the combination of discreteness and closure, be-<br />
cause a combinatorics can only be obtained over a discrete set of separable and composable<br />
elements; a set, moreover, totally closed upon itself. Furthermore, an internal finality is<br />
needed and provided by chess, whose agonistic dimension, paradoxically, generates the<br />
harmony defined as the just order of a closed and separated system. In other words, the<br />
game in itself is not important: what is important is the dynamic combinatorial structure<br />
that chess happens to embody. 12<br />
Let us now proceed from the analysis of the combinatorial structure toward and be-<br />
yond Calvino, where the theme is extremely pervasive. I am thinking of The Castle Of The<br />
Crossed Destinies, for example, or Invisible Cities, where the intimate connection between<br />
chess, harmony and nothingness reaches an dazzling clarity. Invisible Cities tells the story<br />
of Kublai Khan, emperors of the Tartars, who wants to know about the territories he has<br />
conquered. Marco Polo is sent to explore the borderless empire Kublai Khan commands.<br />
The young Venetian wanders across the plains, visits cities, meets people and eventually<br />
comes back to the royal palace to inform Kublai of his findings. Their conversation is<br />
marked, once again, by the impossibility to communicate, since Marco does not speak the<br />
languages of the East and can only express his thoughts with gestures, occasionally helping<br />
himself with the objects he brought back in his bags. Marco set these objects on the black<br />
1<strong>2.</strong> To put it differently: what really matters here is to understand the internal articulation and the philosophical<br />
import of a representation of the game that has first been produced (through a historical process<br />
too long to retrace), then imported into the intellectual realm as a ‘natural’ explanation of the game<br />
and finally used in the philosophical discourse. Each step of process would deserve careful analysis,<br />
something I attempt in chapter 4 below. My concerns here, are wholly contained in the last phase of<br />
the process.<br />
Alan Aycock, “Derrida/Fort-da: deconstructing play,” in Postmodern Culture, v.3, n.2, January 1993,<br />
contains one of the few analysis of chess that examines the concrete event of chess playing and offers<br />
a very different perspective on rules perfect closure, etc. More general critiques of the conception of<br />
rule outlined above can be found in the present debate on Artificial Intelligence, its ambitions and<br />
shortcomings. See for example H.M. Collins, Artificial Experts, Social Knowledge and Intelligent Machines<br />
(Cambridge: MIT UP, 1990).<br />
19
20<br />
P RELUDE<br />
and white ceramic tiles of the floor of the palace. He tries to represent the characteristics of<br />
each city he visited, their citizens and their civilizations. The emperor, being a good chess<br />
player, realizes very soon that a regular chessboard with the usual pieces is far superior to<br />
Marco’s gimcracks since a knight can represent an army as well as a horse, a queen can<br />
stand for a lady at the window, etc. Moreover, the movement of the pieces according to the<br />
rules is more faithful to Marco’s expressive intentions: each of the innumerable configura-<br />
tions of the chessboard can indeed represent one of the cities Marco visited, its inhabitants<br />
and its conflicts. Each state of the chessboard, in fact, represents “one of the forms that the<br />
system of forms pools together and destroys,” and the game itself, since it includes all the<br />
possible forms, comprehends the whole spatio-temporal universe. Endless games of chess<br />
take soon the place of the experiences of the journeys, of the discussions about the objects<br />
retrieved, of speech itself. Completely absorbed by the effort to grasp the hidden essence<br />
of his empire, Kublai loses himself in the movements of kings and pawns until he reduces<br />
his actions to the contemplation of what is left of every game: the black or white square<br />
underneath the murdered king: “by disembodying his conquests to reduce them to the es-<br />
sential, Kublai had arrived at the extreme operation: the definitive conquest, of which the<br />
empire’s multiform treasures were only illusory envelopes: it was reduced to a square of<br />
planed wood: nothingness...” 13 .<br />
The most convincing clue indicating the centrality of combinatorial themes in Palomar<br />
is to be found in its most enigmatic page, the page following the last. While the single texts<br />
composing the book are simply introduced by the title (Reading a wave, The naked bosom,<br />
etc.), in the index all the twenty-seven texts are reorganized in a totalizing and systematic<br />
way. The index is composed of two distinct section: the list of chapters, where each of one<br />
labeled by a triplet of digits, and an explanatory note. The former looks as follows:<br />
13. Italo Calvino, Invisible cities…, 131. Translation slightly adapted.
tion:<br />
T HE WORLD OF CANDRAKIRTI<br />
1. Mr. Palomar’s Vacation<br />
1.1. MR. PALOMAR ON THE BEACH<br />
3 1.1.1. Reading a wave<br />
9 1.1.<strong>2.</strong> The naked bosom<br />
13 1.1.3. The sword of the sun<br />
1.<strong>2.</strong> MR. PALOMAR IN THE GARDEN<br />
19 1.<strong>2.</strong>1 The love of the tortoises<br />
[.............. ............ ..........................................................]<br />
...<br />
3. The silences of Mr. Palomar<br />
[.............. ............ ...........................................................]<br />
...<br />
3.3. THE MEDITATIONS OF MR. PALOMAR<br />
113 3.3.1. The world looks at the world<br />
116 3.3.<strong>2.</strong> The universe as a mirror<br />
121 3.3.3. Learning to be dead<br />
A brief note preceding the chapters’ list discloses the meaning of the strange numera-<br />
The numbers 1,2,3 that mark the titles of the index, whether they are in<br />
the first, second, or third position, besides having a purely ordinal value,<br />
correspond also to three thematic areas, three kinds of experience and inquiry<br />
that, in varying proportions, are present in every part of the book.<br />
Those marked “1” generally correspond to a visual experience, whose object<br />
is almost always some natural form; the text tends to be descriptive.<br />
Those marked “2” contain elements that are anthropological, or cultural<br />
in the broad sense; and the experience involves, besides visual data, also<br />
language, meaning, history. The text tends to take the form of a story.<br />
Those marked “3” involve more speculative experience, concerning the<br />
cosmos, time, infinity, the relationship between the self and the world, the<br />
21
22<br />
P RELUDE<br />
dimensions of the mind. From description and narrative we move into meditation.<br />
The Book reflects then the conclusions of its protagonist in the narrative structure itself.<br />
The total combinatorial structure that is needed, as we saw, for the final triumph over the<br />
anxiety of death and the transfiguration into the harmonic world of play is exhibited by the<br />
text itself as its raison d’être. The whole range of possible experiences is carefully subdi-<br />
vided and totally covered by the exemplary texts included in the book. We must not be de-<br />
ceived by the extreme narrative focalization of the single texts and recall instead how the<br />
knight pawn was employed by Kublai to represent a marching army as well as a equestrian<br />
statue precisely because of its intrinsic plurivocity. The carved piece of wood assumes a<br />
universal meaning because it comes to represent, inside the closed world of chess, one of<br />
the (few) possibilities of movement, i.e. one of the possible interactions with the world. In<br />
other words, one of the possible experiences. Similarly, the reading of a wave that opens<br />
the book is much more than the faithful transcription of the obsessive musings of a middle-<br />
aged character: once assumed inside the closed world of Mr. Palomar’s experience as strat-<br />
egy 1.1.1, it becomes the universal signifier of the indirect and im-mediate interaction with<br />
the world, in whatever form, time, or occasion it happens to occur. Thus, Mr. Palomar’s<br />
meditations are necessarily written a posteriori, after the experience of the failed death.<br />
They must be interpreted as a total systematization of experience into a system of equiva-<br />
lent strategies. This system is necessarily written after, After the end of an essentially his-<br />
torical ‘world’ like ours: it can be written only after having entered that ‘Sunday of Life’,<br />
to repeat Hegel’s and Queneau’s expression, that follows the end of history. If we leave<br />
aside the secondary difference between the number of possible experiences in the chess<br />
world—6, since there are as many pieces—and those presented in the index, then the ho-<br />
mology between the two universes is complete. Such homology is, furthermore, certified<br />
by the author himself in the authoritative modality of paratext. Thus, the index is the true<br />
explication du texte providing the ‘truth’ of the work to the reader by justifying and autho-<br />
rizing one among the possible interpretations of its last words. The place of the index—ex-<br />
ternal with regard to the text—gives it the necessary authority to put an end to the
T HE WORLD OF CANDRAKIRTI<br />
interpretative squabbles, since, coming after the end of the book, it automatically enjoys the<br />
distance necessary to judge the work in its entirety. Or so it seems.<br />
The relative exteriority of paratext, in fact, raises a crucial theoretical issue: it is not<br />
possible to decide whether the index itself is inside or outside the text; in other words,<br />
whether it is or is not part of Mr. Palomar’s reflections. The index is both inside and outside,<br />
this is the most that we can say: inside because its content is an integral part of the text itself,<br />
but inevitably outside because it belongs to a level of discourse that has the text as its own<br />
object. The logical location of the index is undecidable, as undecidable—because essential-<br />
ly ambiguous—as the position of the player with respect to the game played. When the<br />
player participates in the game, when he lets himself be completely absorbed by the inex-<br />
orable combinatorics of the game, he is totally dissolved into the game. Consequently, he<br />
annihilates himself through an identification with the game that is so total to enable the ec-<br />
stasy of complete communion. As a matter of fact, however, the participant to the game<br />
must paradoxically distance himself from the game in order to accept it as such. He must<br />
be able to decide to start playing. The total combinatorial system is never simply given, but<br />
always recognized first and eventually accepted 14 . This entails a distance between player<br />
and game that is fatal to the functioning of the latter as a mechanism capable of solving the<br />
impossibility of experience. Or, to be more precise, it is fatal to the success of the philo-<br />
sophical position that assumes a certain reading of game as its guiding paradigm. Indeed,<br />
we have seen how the doctrine of the world as play finds its ground in the resolution of the<br />
voidness of experience into a close and organized system that must be able to radically sep-<br />
arate its inside from its outside in order to function. The world of chess, in order to provide<br />
an access to harmony, must be completely separated from everything surrounding it, it must<br />
have nothing outside itself. The combinatorial structure I have described above is just the<br />
14. Why? Because the combinatorial system is a system of differences, i.e., is a system made of differentiated<br />
elements interacting with each other. A total unity given from the outset would be an essentially<br />
undifferentiated unity. This is, of course, a basic Hegelian point I am relying on here, while disregarding,<br />
however, the issue of the possibility of a whole beyond difference, fracture and master-slave dialectics,<br />
as Kojève’s interpretation of Hegel that I am following here, would want it. See Alexandre<br />
Kojève, Introduction à la lecture de Hegel (Paris: Gallimard, 1947), partial Engl. translation id. Introduction<br />
to the Reading of Hegel (New York: Basic Books, 1969) lecture 12 of year 1938-39.<br />
23
24<br />
P RELUDE<br />
concrete realization of such a theoretical imperative: a system that is complex enough to be<br />
interesting but is fully bent upon itself. However, the dialectics between the open and the<br />
closed that is essential to the world of game finds a last but decisive resistance in the ne-<br />
cessity of the acceptance of the game by the player. The game must be recognized as such<br />
and then accepted, but recognition implies an ineliminable distance between the player and<br />
the play that is fatal to the whole operation because it necessarily entails the existence of<br />
something external to the game itself. Something that nullifies the whole effort. Or, to be<br />
more precise, something that changes its import, since ‘the’ game of existence becomes<br />
‘just’ a game. It was the final solution to the voidness of experience—now it has been de-<br />
graded to being just another, unsatisfactory experience. The characteristic vacuity it derives<br />
from self-referentiality becomes now the mark of the ultimate meaninglessness of the<br />
world. Even death, when considered from this perspective, changes its value. In fact, let us<br />
go back once again to the last page of Mr. Palomar and take another look at the coincidence<br />
between the end of the protagonist’s search and his death.<br />
If, on the one hand, the coincidence between the end of the intellectual exploration and<br />
the biological end can make up a true chord concluding on a restful harmony Mr. Palomar’s<br />
existence, on the other hand it is not difficult to hear, in that same final clause, a dissonant<br />
contrast. If we think it through, death reaches Mr. Palomar exactly at the moment when his<br />
reflection has brought him to doubt of the possibility of death. Indeed, it is precisely be-<br />
cause time has to come to an end, because its end can be imagined, it is precisely because<br />
death exists and pervades existence that its reality begins to fade away. If the only place<br />
where death can be met coincides with the end of time and space, it is clear that the uncer-<br />
tain ontological status of such place cannot but weaken and almost annihilate the reality of<br />
death itself. And yet, no rebuke was ever sharper: At that moment he dies. Far from being<br />
the crowning of existence, Mr. Palomar’s death marks his life as a total failure. Not just the<br />
single events, but also the will itself that animated them and his whole existential project<br />
result in a failure. At that moment he dies. What is astonishing in that last enigmatic clause<br />
is not only the possibility of the two conflicting interpretations I have just delineated, but<br />
the contemporary presence of both of them in spite of their total incompatibility. The am-
T HE WORLD OF CANDRAKIRTI<br />
biguity, in other words, is structural, because it is impossible, on the basis of the text, to<br />
decide for one or for the other; that is, it is impossible to decide whether Mr. Palomar’s fate<br />
is a triumph or a rout.<br />
Paradoxically enough, the last remark makes even more enigmatic the status of the in-<br />
dex. In fact, it seems to oscillate between two opposite and irreconcilable extremes. On the<br />
one hand, it can be read as the exemplification of the combinatorial structure that pervades<br />
the whole work. In this sense, and in virtue of its privileged textual position, the index can<br />
be interpreted as the reason and ground of Mr. Palomar. On the other hand, the very expo-<br />
sition of such an interpretation makes it unacceptable. The paratextual position of the index<br />
implies a distance between its content and the text that makes the whole combinatorial con-<br />
struction vain, since its content—the thematization of the combinatorial game—should be<br />
present within the text as one of the possible experiences. The perfect language capable of<br />
expressing every possible experience cannot tolerate any meta-linguistic reflection, lest its<br />
perfection be lost 15 . The contradiction between these two aspects of the index, the contra-<br />
diction between what the index says of the text and what it does to it in virtue of its external<br />
location, the contradiction between its constative and performative dimensions is ultimate-<br />
ly unsolvable. Its logical status, even its very existence contradict what it says.<br />
This has some broader implications for the interpretation of Mr. Palomar at large. The<br />
reading offered by the index succeeds in the difficult task of enclosing in a single gesture<br />
the essential duplicity of the text that we have I have shown is condensed in its last sen-<br />
tence. In the index—and in the whole text—both irreconcilable dimensions of triumph and<br />
defeat are simultaneously present. Mr. Palomar, to put it differently, brings to view the ir-<br />
reducible antinomy generated by the fracture of presence, by the original division from the<br />
world of things and of the others, an antinomy that I have tried to retrace in the paradigmatic<br />
form it assumes in the death of Mr. Palomar and particularly in the double dimension of<br />
triumph and defeat that distinguishes it. The triumph that abolishes the original division in<br />
a total communion with the world of pure appearance under the aegis of combinatorics and<br />
15. See Maurice Merleau-Ponty’s characterization of the perfect language in Maurice Merleau-Ponty,<br />
The Prose of the World (Evanston: Northwestern UP, 1973) 3-8.<br />
25
26<br />
P RELUDE<br />
the rout that derives from the recognition of the impossibility to surpass such a fracture and<br />
the resignation to the distance. However, to illustrate such an antinomy, to explain it in the<br />
language of the reader is altogether impossible, I believe, since what Mr. Palomar makes<br />
clear without saying is how the two dimensions are inextricably connected. It is impossible<br />
to choose between one or the other because both are always simultaneously present. Or<br />
rather, because any effort to isolate one of them immediately converts it into the opposite.<br />
This is why we can define as a dialectic what Mr. Palomar brings to light. We have seen<br />
exemplified this dialectic in the index: the death of Mr. Palomar, as well as each one of the<br />
experiences he narrates, is always and at the same time inside and outside the structure that<br />
might give it a meaning. It is always inside a determined game, within a specific signifying<br />
chain. It has always a sense but a sense that is always ‘partial’, never fully given and never<br />
fully masterable 16 . The chess game has always already started and death (be it real or not,<br />
i.e. the end of the individual or collective experience) always occurs before the game is<br />
over. This, nonetheless, does not mean that the game cannot be played. The sudden shift<br />
from one of the dimensions to its opposite happens only when one tries to isolate and de-<br />
limit any experience whatsoever in its absolute identity. It happens when one tries to sepa-<br />
rate completely what is inside the individual experience from what lies outside it.<br />
I have tried to show that any experience can be made significant through its insertion<br />
in a complex, dynamic, and completely closed combinatorial system. However, the con-<br />
struction of such a cathedral of the spirit, once terminated, misses its goal insofar as it im-<br />
mediately expresses its own incompleteness by the reference to its builder. The effort to<br />
reach a total transparency of experience turns, then, into its opposite: in the total vacuity of<br />
any possible experience. Conversely, the “annihilation” of experience—the effort to negate<br />
16. A full explanation of this term would require more space than I can afford here. The essential reference<br />
is to Derrida’s work, and in particular to Limited Inc., where, while discussing speech act theory, he<br />
challenges the possibility to close a set of utterances against any possible intrusion from the outside.<br />
He denies that a definite and absolute meaning can be assigned, and underlines that any analysis trying<br />
to retrieve a fixed meaning “will still form part of the ensemble and will therefore raise the same questions.<br />
It will necessarily be what I will here call a prise de partie, that is: partial. It will be always be<br />
lacking the completeness of a set.” The next few pages of this essay can be seen as a tentative application<br />
of the preceding discussion of the concept of play to Derrida’s thought. See Jacques Derrida,<br />
Limited Inc. (Evanston: Northwestern UP, 1977) 39 and following.
T HE IRREPARABLE LIGHT OF DAWN<br />
the possibility of the meaningfulness of any experience by the recognition of the subject’s<br />
failure to transcend the limits of its own language and its own history—produces exactly<br />
the opposite effect. As we seen above, it is precisely at the moment when even the ultimate<br />
experience, death itself, becomes an empty simulacrum that the final transfiguration takes<br />
place: to expose the purely positional nature of any possible experience, to show its essen-<br />
tial voidness, means to bring about the total combinatorial system in which everything<br />
means because it refers to everything else.<br />
If the intrinsic and inevitable duplicity of Mr. Palomar’s death arches back from the<br />
end of the book to its beginning and to the whole novel, then how should we read in Mr.<br />
Palomar? The book seems to end on a tragic note: not even defeat is possible, not even<br />
death. Mr. Palomar is forever condemned to play games others have started, prisoner of the<br />
most original inauthenticity. He had begun his search from in anxious consciousness of a<br />
separation from the world. Once the search is over, he cannot but recognize the inevitability<br />
of the original fracture. His meager and sole consolation is that he can enjoy his understand-<br />
ing of its inexorable internal dynamics.<br />
But is such a consolation really meager or is it more than is ordinarily given to think?<br />
4. The irreparable light of dawn<br />
The reading of Mr. Palomar I attempted in the preceding pages has shown that the im-<br />
possibility to reach a full experience of the worlds and things and the consequent search for<br />
harmony—i.e. the search for an organic relationship with the world in which the subject is<br />
completely absorbed by the system outside him—generates what I called the “dialectic of<br />
partiality.” “Partial” because the connection of the subject of experience with the world is<br />
always imperfect insofar as it is always marked by a fracture impossible to transcend with-<br />
out the generation of a dialectic that produces a recurring transmutation of one of its mo-<br />
ments into its opposite.<br />
Mr. Palomar is able to carry out his everyday affairs, he can buy his cheese and he can<br />
hear the blackbirds, although in an inauthentic way; when he tries to overcome such inau-<br />
27
28<br />
P RELUDE<br />
thenticity, however, he is projected onto a metaphysical seesaw that bumps him alternative-<br />
ly from a cosmos where everything is ordered but from which he is excluded, to a<br />
disordered universe where every experience means nothing.<br />
According to Agamben, this unsurpassable dialectic lies at the root of all metaphysics.<br />
The form it assumes in Mr. Palomar represents with particular efficacy, I believe, its last<br />
reincarnation. It is such a negative ground, such a primitive fracture that unfetters the dia-<br />
lectics that must be identified at the origin of metaphysics and not the overvaluation of truth<br />
over appearance (or vice versa) that can be obtained if the dialectics is temporarily (and im-<br />
possibly) frozen into one of its moments. To quote Agamben from Stanzas<br />
metaphysics is not, in fact, simply the interpretation of the fracture of<br />
presence as a duality of appearance and essence, of signifier and signified,<br />
of sensible and intelligible; rather, that the original experience be always already<br />
caught in a fold, be already simple in the etymological sense<br />
(sim--plex, “once pleated”), that presence be always already caught in a signification:<br />
this is precisely the origin of Western metaphysics. 17<br />
What I have been trying to show through my reading of Mr. Palomar is perhaps only this<br />
simple fold that cuts through experience. I have tried to underline how harmony—seem-<br />
ingly the positive solution of such a fold—is indeed only its flip side. Indeed, as Agamben<br />
writes elsewhere, the transition between man and world that the concept of harmony is<br />
called to resolve by unfolding its inherent contrast<br />
is always already conceived as an arthron, an articulation; or rather, as a<br />
discontinuity that is also a continuity, a removal that is also a preservation<br />
(arthron, like armonia, originally derives from the language of woodworking;<br />
armotto signifies to conjoin, to unite, as the woodworker does with two<br />
pieces of wood).In this sense, the Voice is truly the invisible harmony, which<br />
Heraclitus says was stronger than visible harmony (armonie aphanes phaneres<br />
kreitton; fr. 54 Diels), because in its double negativity, it enacts the<br />
conjoinment that constitutes the essence of that zoon logou echon that is<br />
man. 18<br />
17. Giorgio Agamben, Stanzas…, 156.<br />
18. Giorgio Agamben, Language and Death (Minneapolis: Minnesota UP, 1991) 85.
T HE IRREPARABLE LIGHT OF DAWN<br />
In Mr. Palomar the connection between the negative ground of the human condition and<br />
harmony is shown with exemplary rigor and it is developed in all its consequences. The es-<br />
sential undecidability between the ecstasy of total communion and the anxiety deriving<br />
from the definitive separation from the world—as well as their mutual convertibility—are<br />
‘deduced’ as necessary consequences of the protagonist’s search for the harmony that<br />
would heal the basic scission. What Mr. Palomar shows is that such an opposition is falla-<br />
cious. It is harmony itself that generates a mortal dialectics—and precisely because harmo-<br />
ny is always thought as an articulation that joins only by keeping at a distance the human<br />
and the non-human. On the basis of Mr. Palomar ‘s mise en scène we can the ask the fol-<br />
lowing questions: is there a possible way to be human which is not always already captured<br />
in the dialectic generated by the fracture and the search for harmony? Is there an access to<br />
experience not marked from the beginning by the fracture of presence, not caught in that<br />
fold that separates signifier and signified in a mortal embrace? Is it possible to escape such<br />
a dialectic? Diversions, refusals and denials are poor strategies in fact, if we consider that<br />
what Mr. Palomar exposes is precisely the structure of negativity, the structure of that orig-<br />
inal negativity that make negation possible.<br />
What is needed, and what seems impossible, is instead a thought thinking the purest<br />
affirmation; a thought that thinks a wholeness which is not found or built at the end of a<br />
process but simply given. Or rather an wholeness that has always been had. The thought<br />
that manages to think such an wholeness, to think “a presence that, free at last from differ-<br />
ence, would be a pure and undivided station in the open” (Stanzas, p. 157) might perhaps<br />
inaugurate the age of the end of difference. The age of those who,<br />
like the freed convict in Kafka’s Penal Colony, who has survived the destruction<br />
of the machine that was to have executed him, these beings have<br />
left the world of guilt and justice behind them: the light that rains down on<br />
their foreheads is the irreparable light of the dawn following the novissima<br />
dies of judgment. But the life that begins on earth after the last day is simply<br />
human life19 .<br />
19. Giorgio Agamben, The Coming Community (Minneapolis: Minnesota UP, 1993) 7.<br />
29
30<br />
P RELUDE
CHAPTER I<br />
THE END OF<br />
PHILOSOPHY<br />
in which it is shown, with the help of Hegel, that philosophy must<br />
come to an end, and what it looks like.
1. Truth<br />
30<br />
T HE END OF PHILOSOPHY<br />
La vérité est dans ces pages. Elle doit y être. Mais où? Parmi les<br />
innombrables chemins possibles, lequel m'y conduira? J'ai la sensation un<br />
peu étouffante d'être au coeur d'un de ces problèmes de logique oú l'on doit,<br />
avec une seule question, désigner l'eternel diseur de vérité et le total<br />
menteur. Mais ici ne sont pas deux hommes qui sont postés au carrefour,<br />
mais dix ou quinze, et ils n'ont rien de ces entités abstraites et sans failles:<br />
l'un dit parfois ce qu'il croit être la vérité, mais il arrive encore assez souvent<br />
qu'il se trompe; l'autre dit le contraire de ce que dit un troisième qui dit<br />
n'importe quoi; un quatrième dit quelque chose que l'on n'entend pas et qui<br />
est répeté par un cinquième dont on sait qu'il faut se méfier; un sixième, qui<br />
se proclame Fébruariste dissident, déclare avoir reçu de Dieu une vérité qu'il<br />
transmettra le jour où tous les mois de février auront enfin trente jours; le<br />
septième se tait obstinément. 1<br />
1. Georges Perec, La Vie. Mode d’emploi
<strong>2.</strong> <strong>Philosophy</strong><br />
P HILOSOPHY<br />
Discourse about the end of philosophy has never thrived more than lately. Not so long<br />
ago the reserved hunting ground of Heideggerian and post-Heideggerian philosophers, it<br />
has diffused, in subtly different forms, to both sides of the Atlantic. Indeed, if we only con-<br />
sider that much of the work done in analytic philosophy is conducted under the banner of<br />
different forms of naturalization, e.g. of ontological or epistemological forms of reduction-<br />
ism, we might want to apply to “eliminativism,” “epiphenomenalism,” and all the other<br />
various “isms” what Habermas once said à propos of the continental philosophical tradi-<br />
tion:<br />
these pseudonyms are by no means disguises under which the traditional<br />
form of philosophy lies hidden; the drapery of philosophical concepts more<br />
likely serves as a cloak for a scantly concealed end of philosophy. 2<br />
Habermas’s view on the positive role philosophy that can assume as “interpretative medi-<br />
ator” is well known. He sums it up as follows: “What remains for philosophy and what is<br />
within its capabilities is to mediate interpretively between expert knowledge and an every-<br />
day practice in need of orientation. What remains for philosophy is an illuminating further-<br />
ance of lifeworld processes of achieving self-understanding, processes that are related to<br />
totality.” 3 As for the various “isms” alluded to in the text, consider that native (and even<br />
more so adopted) analytically minded thinkers have been busy for a long time compiling<br />
positivistically accurate death certificates on behalf of the empirical sciences (or, in certain<br />
cases, mathematics) that will soon come up with definite answer to close off century-long<br />
“pseudo-problems.” W. V. O. Quine’s “naturalization” of epistemology can be considered<br />
the most recent ancestor (but by no means the absolute starting point) of the effort to “ex-<br />
plain away” age-old unresolved issues like the mind-body problem by grounding (and ac-<br />
tually reducing) philosophy to either psychology or biology. As for a few contemporary<br />
examples, it will be sufficient to mention the well-known works by Patricia Churchland,<br />
<strong>2.</strong> Jürgen Habermas, The Philosophical Discourse of Modernity (Cambridge: MIT Press, 1987) 53.<br />
3. Jürgen Habermas, Postmetaphysical thinking (Cambridge: MIT Press, 1992) 17.<br />
31
32<br />
T HE END OF PHILOSOPHY<br />
John Searle, and Fred Dretske, among others 4 .<br />
In contrast, more or less mournful (but always angered) memories that prelude at a re-<br />
construction of philosophy’s ever-lasting goals on a different “non-metaphysical” basis<br />
seem to be one of the hallmarks of the Franco-Germanic scene. The publication of Philos-<br />
ophie ‘68. Essai sur l’antihumanisme contemporaine 5 (Paris: Gallimard, 1985) by Luc Fer-<br />
ry and Alain Renaut has been the first act of the passionate and at times heated debate<br />
currently underway in France between the “old” anti-humanist school and what Renaut<br />
himself calls—in a recent book devoted to “the last philosopher”, e.g. Sartre—”un human-<br />
isme non-métaphysique.” His previous work, he claims, opened the way by striving to de-<br />
termine “dans quelle mesure et sur la base de quels réamégenaments le projet de<br />
l’humanisme moderne (savoir: désigner dans une certaine idée de l’homme et de sa dignité<br />
un terme de réferénce irréductible aux conditions historique de son émergence et, comme<br />
tel, ouvrant une dimension d’universalité) [peut] encore constituer un programme<br />
philosophique susceptible de se laisser assumer.” 6 The obvious antagonist of so much re-<br />
cent French philosophy is Jacques Derrida’s work and more particularly his distinction be-<br />
tween the “end” and the “closure” of metaphysics. 7<br />
In order to assess the alleged “actuality” of the question about the end of philosophy I<br />
will start by reading a few texts from the Western philosophical tradition that deal with the<br />
relationship between philosophy and its end. I will argue, that the analysis of an argument<br />
Hegel presents in the opening pages of the Lectures on the History of <strong>Philosophy</strong> shows<br />
that philosophy has always dealt with its end, in all the various meanings of the term (telos,<br />
terminus, Vollendung, etc.). In fact, the meanings of “end” and “philosophy” are so inextri-<br />
4. See Patricia Churchland, Neurophilosophy (Cambridge: MIT Press, 1986); John Searle, The Rediscovery<br />
of the Mind (Cambridge: MIT Press, 1992); Fred Dretske Naturalizing the mind (Cambridge:<br />
MIT Press, 1995).<br />
5. Luc Ferry and Alain Renaut, Philosophie ‘68. Essai sur l’antihumanisme contemporaine (Paris: Gallimard,<br />
1985).<br />
6. Alain Renaut, Sartre, le dernier philosophe (Paris: Grasset, 1993) 15. Renaut explicitly mentions the<br />
work of Paul Ricoeur, Emmanuel Lévinas and Jürgen Habermas as going in such a direction. He might<br />
have also mentioned Dieter Henrich’s project as substantially coherent with his overall plan.<br />
7. See, among many occurrences, Jacques Derrida, D’un ton apocalyptique adopté naguère en philosophie,<br />
(Paris: Galilée, 1983) 80 ff.
P HILOSOPHY<br />
cably intertwined that any interrogation about the end of philosophy may be better off by<br />
starting to bring the senses of ‘end’ into question. Before I begin what will turn out to be a<br />
long trip, I would like to stress, however, that my analysis is not an attempt to dismiss or<br />
debunk contemporary discourse about the end of philosophy. 8 Even if it turns out, as I hope<br />
to show, that philosophy has always, and already, been deeply involved with its own end,<br />
this does not mean that we can dispense with it. Just the contrary. It means that we philos-<br />
ophers have to be even more careful when dealing with an issue that is intrinsically un-<br />
avoidable. To put it differently, and more bluntly, the goal of what follows is to try to add<br />
further depth, and to broaden the scope, of a debate that, I believe, cannot but concern us.<br />
Let us begin, then, with a first recognition of the various meanings of “end” in clauses<br />
like “end of philosophy.” No doubt, the first interpretation that comes to mind has to do<br />
with the ‘end’ in the sense of ‘termination’, the ‘end’ as used in the expression ‘coming to<br />
an end’: in the purely temporal sense of ceasing to exist. From this first, non-evaluative<br />
meaning, it is easy to be carried over to more pejorative interpretations: the ‘end’, in this<br />
sense, is what happens when something ceases to exists because no longer pursued. The<br />
‘end of philosophy,’ therefore, becomes something very close to ‘the failure of philosophy.’<br />
Opposed to this first meaning of ‘end’ stands another prominent sense: ‘end’ as the goal to<br />
be pursued or the task to be accomplished. Although such meaning is more often conveyed<br />
by the plural form (the “ends,” “les fins,” etc.) is undoubtedly present in the singular as<br />
well. In order to get a better grip on the relationship among the meanings I have just men-<br />
tioned, I will rather freely borrow the Kantian distinction between questions asked in the<br />
de jure and in the de facto mode, i.e. the distinction between the legitimacy and rightfulness<br />
of the question about the end of philosophy and its factual content (things turn out to be not<br />
so simply clear-cut. But let us assume the validity of the classification for a while and see<br />
where it brings us).<br />
8. See for example the recent contribution by John Passmore, “The End of <strong>Philosophy</strong>? The “End of”<br />
Syndrome,” Australasian Journal of <strong>Philosophy</strong>, 74, 1 (March 1996).<br />
33
34<br />
T HE END OF PHILOSOPHY<br />
Properly (de jure) speaking, the question about philosophy reaching (or not) its end<br />
concerns philosophy as a whole: it questions the possibility of accomplishing its own goal,<br />
however that is defined. It is, therefore, a question about the end of philosophy as telos, a<br />
question about its validity. On the other hand, to ask the question de facto is to ask whether<br />
philosophy has effectively reached its end because it has failed its goal, and brings in the<br />
different meaning of ‘end’ as terminus, as failure. If a positive answer to the former inter-<br />
rogation seems, most often, to entail an analogous result for the latter, the converse is ob-<br />
viously not always true. One can point to the failures of a quest that degenerated into a<br />
“battlefield of endless controversies” without relinquishing the goal of philosophy as such,<br />
and remarking instead the basic faux pas that took past philosophers astray. In this respect,<br />
Kant’s prefaces to the first Critique provides an example of a classic argumentative line that<br />
can be easily found elsewhere in modern philosophy, for example in Descartes or in Hus-<br />
serl. 9 After the customary remarks about the situation of total disarray into which metaphys-<br />
ics has fallen, Kant points to its basic mistake: previous philosophies have missed the goal<br />
because of an improper extension of rational procedures to objects lying beyond the realm<br />
of possible experience.<br />
Failures in the past, however, do not necessarily spell ill for the future. <strong>Philosophy</strong>’s<br />
mission can be saved from the ruins of crumbled systems to be delivered intact as ever to<br />
the future, once the proper path has been found. Such a future can indeed be very near, Kant<br />
thinks, as he makes clear in the final words of his first major work, published in 1781:<br />
If the reader has the courtesy and patience to accompany me along this<br />
[critical] path, he may now judge for himself whether […] it may not be possible<br />
to achieve before the end of the present century what many centuries<br />
have not been able to accomplish; namely, to secure for human reason complete<br />
satisfaction in regard to that which it has all along so eagerly occupied<br />
itself, though hitherto in vain. 10<br />
9. See for example Descartes’s Discourse on Method in Descartes, Philosophical Writings (Cambridge:<br />
Cambridge UP, 1988), 23 (=AT VI, 8) First meditation and Edmund Husserl, “Philosophie als strenge<br />
Wissenschaft,” Logos, I (1910,1911)) Engl. Tr. “<strong>Philosophy</strong> as a Strict Science,” Cross Currents, Summer<br />
Issue (1956).
P HILOSOPHY<br />
As this passage shows, the Kantian distinction we have been using so far begins to gain<br />
some complexity, since upholding the de jure validity of philosophy seems to entail that its<br />
end can be reached de facto. In other words, we have a partial reversal of the position pre-<br />
viously discussed by Kant in the preface: the validity and possibility of philosophy as such<br />
authorizes the philosopher to diagnosticate the end—interpreted now as completion and<br />
fulfillment—of the whole enterprise.<br />
What I would like to stress, in this context, is that the position Kant is upholding suffers<br />
from an asymmetry with respect to the past. The argument is not reflective, we might say,<br />
since it relies on an assessment of the past that excludes the possibility that Kant’s philos-<br />
ophy itself might become part of it. On the one hand, it secures a vantage point for philos-<br />
ophy (in Kant’s case, the impossibility of extending theoretical knowledge beyond possible<br />
experience, with all that follows) by—partially, at least—taking a distance from the past.<br />
The gesture that accomplishes it, however, puts philosophy out of time, in the realm of the<br />
eternal a-temporal truth. By not being part of the past it claims to assess, Kant’s gesture im-<br />
poses a radical break between itself and philosophy’s history that casts doubts on its ability<br />
to provide a proper judgment. We see here a tension arising between philosophy as happen-<br />
ing in time and its atemporal character, a tension between the historical failures of past phi-<br />
losophies and the eternal validity of the truth gained by a philosophy that is explicitly<br />
declared as completed in time.<br />
The tension arises because Kant is not radical enough. He forces his own philosophy<br />
to be reflexive, so to speak, since it forces it to question its own possibility, but he does not<br />
ask how philosophy as a whole, including past philosophies, can be possible. In other<br />
words, he does not ask how it is possible that philosophy can (and must) be reflexive, or<br />
how it is possible that philosophy is (and has been) possible. By foregoing this kind of sec-<br />
ond-order reflexivity, Kant introduces a cut between the past and the present, i.e. between<br />
the previous, misguided systems and the critical path attempted by his own philosophy, that<br />
cannot but disqualify the former in favor of the latter while at the same time relying upon it.<br />
10. Immanuel Kant, Critique of Pure Reason, trans. by Norman Kemp Smith, (New York: St. Martin’s<br />
Press, 1965) 668 (A856/B884).<br />
35
36<br />
T HE END OF PHILOSOPHY<br />
Hegel, in the text I will be dealing with shortly, begins his reflection on philosophy pre-<br />
cisely from this point of tension: he faces the fact that philosophy happens in time and<br />
draws the consequences by bringing philosophy face to face with its history. The most well-<br />
known text in which Hegel presents his view on philosophy and its end is the dense final<br />
chapter of the Phenomenology on Absolute Knowing. However, I believe that the different<br />
path taken up in the Introduction(s) to the Lectures on History of <strong>Philosophy</strong> can perhaps<br />
be considered more illuminating for a discourse on philosophy and its end. In the Lectures,<br />
in fact, Hegel develops an argument that takes the reader from an analysis of the paradox-<br />
ical relationship between philosophy, history, and end, and shows the way that leads—nec-<br />
essarily, according to him—to the interpretation of philosophy as Absolute Wissen. The<br />
next few sections are devoted to an analysis of that text, i.e. to an analysis of the preliminary<br />
work Hegel performs in order to introduce his view of philosophy as an all-encompassing,<br />
necessarily completed theoretical effort. I will try to show how that conclusion is forced<br />
upon us by a much simpler argument than what constitutes chapters I-VII of the Phenom-<br />
enology. The conclusion to draw from Hegel’s text are refreshing, or perhaps disparaging,<br />
for any discourse on the end of philosophy. According to Hegel, in fact, a strong relation-<br />
ship with its end has always been a constitutive part of philosophy ‘s nature.<br />
Does that mean that we cannot help being Hegelians and have to merrily embrace the<br />
supreme wisdom that was born under the cannons of Jena, as Kojève once suggested? Yes,<br />
would go the answer, but only if the concept of Absolute Knowing itself would be proved<br />
to live up to the demands imposed by the Hegelian argument. Consequently, I will proceed<br />
to an analysis of the result of Hegel’s argument—namely the concept of Absolute Know-<br />
ing—and try to uncover the main features of the form of knowing that can (or must, accord-<br />
ing to Hegel) take place at the end of philosophy.<br />
3. Hegel’s paradox<br />
Hegel lectured on the history of philosophy several times in his academic career, first<br />
at Heidelberg and then in Berlin. Every time he began his course from what he called “the
H EGEL’ S PARADOX<br />
inner contradiction” seemingly entailed by the discipline itself: how can philosophy have a<br />
history? <strong>Philosophy</strong> aims at truth, at what “is eternal and imperishable” and cannot there-<br />
fore change over time. Yet history’s aim is to report what once existed (gewesen) and then<br />
perished (verschwunden, disappeared) or was superseded (verdrängt). 11 A history of phi-<br />
losophy, being a narration of the different and often mutually contradictory truths held in<br />
the past, would therefore constitute a true oxymoron. Hegel expresses it succinctly as fol-<br />
lows:<br />
If we start from the fact that truth is eternal, then it cannot fall into the<br />
sphere of the transient and it has no history. But if it has a history, and history<br />
is only a display of a series of past forms of knowledge, then truth is not to<br />
be found in it, since truth is not something past. (11/9)<br />
In order to understand this position, we of course have to read “truth” in a strong, ontolog-<br />
ical sense.As Hegel explicitly says, the truth aimed at by philosophy is “what exists in and<br />
for itself”, i.e. the true, das Wahre. Nowadays, it is more common to give a linguistic inter-<br />
pretation of truth, and to take the term as referring to a relationship between linguistic ob-<br />
jects such as statements and states of affairs. An ontological reading may seem so<br />
hopelessly disqualified to our modern or postmodern eyes, to preempt the whole argument<br />
that is about to come. It should be remarked, however, that in the present context Hegel is<br />
not putting forth any claim about the nature of such a truth. In other words, he is not assum-<br />
ing anything about the ontological status of the “truth” nor is he relying on any epistemo-<br />
logical claim about the accessibility of such a truth to human knowledge. Later on, he will<br />
introduce and defend a substantial thesis on this topic, but at this point he is only presenting<br />
an extremely general characterization of philosophy as a “science,” and he is taking the<br />
11. “die Geschichte aber erzählt solches, was zu einer Zeit gewesen, zu einer andern aber verschwunden<br />
and durch anderes verdrängt worden ist.” See Georg Wilhelm Friedrich Hegel, Introduction to the Lectures<br />
on the History of <strong>Philosophy</strong>, translated by T. M. Knox and A. V. Miller on the basis of the 1944<br />
edition by Hoffmeister and Nicolin, (Oxford: Clarendon Press, 1985) 11. See the latest German critical<br />
edition: Georg W. F. Hegel, Vorlesungen über die Geschichte der Philosophie, herausg. v. Pierre Garniron<br />
und Peter Jaeschke, Teil 1, Einleitung in die Geschichte der Philosophie; Orientalische Philosophie<br />
(Hamburg: Felix Meiner Verlag, 1994) 9. The last volume of the German edition, dedicated to<br />
the philosophy of modern times, has been translated into English: G.W.F. Hegel, Lectures on the history<br />
of philosophy (Berkeley: California UP, 1993), v.3. Hereafter all references will be given in parenthesis<br />
in the text, followed by the page reference to the German critical edition.<br />
37
38<br />
T HE END OF PHILOSOPHY<br />
most general characterization of science itself: any discipline that aims at knowing how<br />
matters really stand, e.g. that aims at knowing the truth about a particular domain. Howev-<br />
er, according to Hegel, this characterization, no matter how general, leads philosophy as<br />
such into trouble when it is confronted with its past history.<br />
The Hegelian statement of philosophy’s “inner contradiction” may prompt some skep-<br />
tical reactions. How come, we might ask, that other well-established scientific enterprises<br />
do not seem to suffer from the same problem? Physics, for example, or mathematics, have<br />
a long-standing history that is similarly dotted by “errors” and “faux pas”, but their devel-<br />
opment do not seem to present particularly intractable problems. Moreover, they are “after<br />
truth” as much as philosophy is. It seems to follow that either the Hegelian formulation of<br />
the problem is vacuous—since it covers more than philosophy and cannot, therefore, be<br />
used to say anything relevant to it—or that his assumptions about truth and history are so<br />
strong to lead him into trouble at a very early stage of the analysis. Or perhaps both.<br />
In fact, Hegel is well aware of the similarities and differences between philosophy and<br />
other scientific disciplines. However, a discussion of this difference will be more fruitful<br />
after we have gained some clarity on the form of this problem specific to philosophy. I will<br />
therefore postpone it to the next section. Let me focus, first, on the form taken by the prob-<br />
lem when applied to philosophy.<br />
If philosophy is a science, i.e. a discipline of “objective, conceptual knowing”, then<br />
Hegel claims that it cannot have a history since its past would simply amount to an indefi-<br />
nitely long collection of the former errors of the discipline. History, for Hegel, at least, can-<br />
not be just a collection of more or less amusing anecdotes. Rather, it is the reconstruction<br />
and narration of what was true and real in the past. “A science of men in time”, as it has<br />
been defined, whose purpose is the reconstruction—always guided by the present, to be<br />
sure—but nonetheless striving to grasp the objective reality of what happened, of what was<br />
the meaning of its inner reasons. A history of peasantry in the middle ages, for example,<br />
aims at the reconstruction of that world that once was, and, by being real, had its validity.<br />
No one would deem such a world an ‘error’, no matter how painful and labor-laden its<br />
dwellers might have been. Such a world was true, although it was eventually superseded,
H EGEL’ S PARADOX<br />
for better or for worse, by a different one. 12 But a history, in this sense, of past philosophies<br />
seems to make little sense, since, once again, on the one hand it would have to grant validity<br />
to different, successive philosophies, and on the other it would allow one truth to suppress<br />
another. A superseded truth is not very different from a mistake, being what has been rec-<br />
ognized as such. Furthermore, such a narration would be totally irrelevant to philosophy<br />
and philosophizing, given the necessity to start ex-novo every time.<br />
Conversely, if philosophy has a history then it cannot be a science, i.e. it cannot be phi-<br />
losophy, since there would have been truths objectively valid in the past. But again, multi-<br />
ple truths do not add up to a greater truth but constitute rather a series of opinions. Unless,<br />
of course, one is willing to abandon philosophy’s aspiration to be a science and set a more<br />
modest goal for it: to provide a general world-view compatible with the time in which it is<br />
developed. 13<br />
We face a classic dilemma, a proposition that opens up to two incompatible and equal-<br />
ly unsatisfactory consequences. Before we begin to explore it in further details, we may<br />
start by appreciating its real scope. It would be easy to dismiss the contradiction by relegat-<br />
ing it to the characteristic quagmires of a discipline, history of philosophy, which can serve<br />
useful purposes but is nevertheless distinct from philosophy proper. Easy—but wrong. The<br />
issue Hegel is trying to bring forth by pointing at the problematic relation between philos-<br />
ophy and its own history does not concern primarily historians—rather, it concerns philos-<br />
ophy itself (although it is well known that his solution of the problem will radically<br />
undermine the very possibility of such a distinction between theory and history). Hegel’s<br />
1<strong>2.</strong> There is another possibility I am not exploring here: namely, that philosophy’s history be envisioned<br />
as a continuous progress toward richer and richer theories. We are all familiar with this model of monotonic<br />
growth, since it corresponds to the received view about science’s progress. Hegel deals with it<br />
explicitly in the Lectures and I will discuss his position at length in section 4 below.<br />
13. In fact Husserl, in his polemic against Dilthey, traces back to Hegel the origin of such a view of philosophy.<br />
Husserl acknowledges that Hegel’s philosophy rejects such a view, but he claims that Hegel’s<br />
strong conception of history allows such a possibility, once the concept of absolute Wissen is relinquished:<br />
“Hegelian philosophy produced lasting effects by its doctrine on the relative justification of<br />
every philosophy by its own time—a doctrine, it is true, which in Hegel’s system, pretending to absolute<br />
validity, had an entirely different sense from the historistic one attributed to him by those generations<br />
which had lost, along with their belief in Hegelian philosophy, any belief whatsoever in absolute<br />
philosophy.” See Edmund Husserl, “<strong>Philosophy</strong> as a Strict Science…,” 229-30.<br />
39
40<br />
T HE END OF PHILOSOPHY<br />
question—”How can philosophy have a history?”— is addressed to philosophers and ques-<br />
tions their own theoretical activity. To see how this is possible is sufficient to rephrase He-<br />
gel’s question—which, as we may remember, occurs at the beginning of a lecture course<br />
devoted to the history of philosophy—as follows:<br />
‘If philosophy is a truly scientific, objective form of knowledge, then it cannot have a<br />
history. But since it seems to have one, it follows that philosophy cannot, in principle, live<br />
up to its ambition.’<br />
This conclusion is certainly not an undisputed philosophical thesis. As it stands, it is<br />
just a beginning, and it is not by chance that its formulation occurs on the very first page of<br />
a long work covering the whole history of Western philosophy. It is the starting point of an<br />
inquiry that strives to force philosophy—and we might want to read ‘philosophers’ into the<br />
abstract Philosophie in order to capture the concreteness of the activity Hegel has in sight<br />
with his questioning—to think about its own goal and its own end, in all the meanings of<br />
these terms.<br />
What happens if we consider in more detail the first branch of the opposition set up by<br />
Hegel, if we concentrate on the possibility of a philosophy with no history? If philosophy<br />
aims at truth, then there can be only one true philosophy, and it follows that all other phi-<br />
losophies must be errors. Moreover, as Hegel says, “of being that one is assured, grounded<br />
and proved by anyone of himself” (17/15). In other words, the philosopher whose end is<br />
truth, or at least a certain truth, the kind of truth that can be said to be objective, such a phi-<br />
losopher has to keep (at least) two ends in sight: the end of all other philosophies, past and<br />
present, and the end of his own philosophy. The two ends are substantially different, how-<br />
ever. Past philosophies have ended their dominion: insofar as they are wrong there is no<br />
place for them in the realm of truth. Or rather, they have been ended by true philosophy.<br />
They are no longer true, nor alive. The latter, present day philosopher’s philosophy, enjoys<br />
a different status: if it is a (i.e. the) true philosophy, then it has achieved (in principle, at<br />
least) the intrinsic goal of philosophy. After it, after the last and finally only true philosophy,<br />
philosophy itself, as an effort, as a research, and as a science comes to an end. A different<br />
meaning of the word ‘end’ comes into play here: ‘end’ as completion, as the final result of
H EGEL’ S PARADOX<br />
a series of events (what the Latin calls exitus and Hegel preferably expresses with the word<br />
Vollendung). The true philosophy, having finally reached Truth, constitutes an end of this<br />
sort, since it brings a long series of failed attempts to its logical conclusion. By accomplish-<br />
ing such a feat it would have also fulfilled philosophy’s task, since it would have finally<br />
reached the goal it had always aspired to, its telos. Hegel says that philosophy’s life-long<br />
goal is to bring itself to completion by carrying all the other philosophies to their end. Or,<br />
shortly, although more cryptically: philosophy’s end (as telos) is to come to an end (as com-<br />
pletion) by implicitly bringing all other philosophies to an end (as terminus).<br />
It might be worth stressing that this definition does not apply to Hegel's characteriza-<br />
tion of his own philosophy. Or rather, it would apply only if we read the last ‘end,’ in the<br />
previous definition, in the sense of completion, of Vollendung: Hegel's philosophy brings<br />
all other philosophies to their end only insofar as it accomplishes them by bringing out their<br />
inner truth. In short, Hegel's philosophy “sublates” them, as we say, in a higher unity, in the<br />
unity of the system encompassing the whole history of philosophy. Instead, Kant’s concep-<br />
tion of philosophy mentioned above satisfies quite well the definition. Its stated goal, as<br />
Kant says, is to reach the result that has always eluded past philosophers and, by doing so,<br />
to complete philosophy itself. Hegel wants to show that this view (which, let me remark in<br />
passing, is already more sophisticated than most of what we encounter today, since it asks<br />
explicitly about philosophy’s role, failures, and future) leads into a contradiction whose<br />
only solution is represented by his dialectical view. The path toward Aufhebung takes off,<br />
in the Lectures, from the ‘common view’ about philosophy and its history (15/15) and<br />
brings forth what Hegel calls its inner contradiction. This contradiction is actually even<br />
stronger than the Hegelian text might suggest and it affects deeply both Hegel’s conception<br />
of philosophy and, indirectly, our own. To be more precise, the clash between truth and his-<br />
tory that comes together around the notion of ‘end’ is more than a contradiction: it is actu-<br />
ally a paradox, in the technical, logical sense of the word. This paradox is thoroughly<br />
‘Hegelian’ in the sense that Hegel sees it as the basic problem (or ‘intrinsic contradiction’,<br />
in Hegel’s words) pervading philosophy and threatening its survival. It is the paradox that,<br />
according to Hegel, remains hidden and unsolved in previous philosophies, and especially<br />
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42<br />
T HE END OF PHILOSOPHY<br />
in Kant’s, and makes them vulnerable. The path to a true philosophy, e.g. to philosophy tout<br />
court, passes necessarily through its resolution.<br />
We can get a grip on this paradox—whose Hegelian solution will involve the develop-<br />
ment of the concepts of Aufhebung and absolute Wissen, which he briefly recalls in the text<br />
we are dealing with—by focusing on the concept of telos that underlies the definition of<br />
philosophy given above. Let me recall it here, verbatim: philosophy’s end (as telos) is to<br />
come to an end (as completion) by implicitly bringing all other philosophies to an end (as<br />
terminus).<br />
This telos, as provisionally defined by Hegel, hides an essential instability. On the one<br />
hand, it contains an implicit reference to history that comes forth through the necessity to<br />
bring to an end all past philosophies. On the other hand, it lacks an explicit acknowledg-<br />
ment of history’s role within philosophy. Let me introduce a distinction often used to clarify<br />
the meaning of the word ‘history’ in order to get a clearer sense of this instability. By ‘his-<br />
tory’ we may refer either to the series of events that make up the past, to what is sometimes<br />
called res gestae (the ‘accomplished feats’), or to the later analysis of the past events, to the<br />
historia rerum gestarum (the “history of those accomplished feats’). Although the distinc-<br />
tion is obviously highly idealized—historical facts are not presented to us in their bare<br />
givenness, but rather reached through historical analysis, to name just one possible relation-<br />
ship between the two meanings—it can still be helpful in the present context. In our previ-<br />
ous characterization, history as res gestae (or should we say as res philosophatae) has a<br />
place: it has to be negated. Yet, the history of past philosophies, the historia rerum<br />
philosopharum is excluded by the interpretation Hegel is considering: the new philosophy<br />
coming onto the scene looks only ahead and considers its past as an error to suppress. In<br />
other words, history is and at the same time is not present: this philosophy depends, in some<br />
crucial way on its history (as res gestae), since it has to negate it, but on the other hand is<br />
never allowed to look back to it, since history (as H. rerum gestarum) is by definition out-<br />
side its scope. Hegel’s strategy, at this point, is to proceed to unfold the truly paradoxical<br />
nature of this double relationship and to examine the consequences for philosophy as a<br />
whole.
H EGEL’ S PARADOX<br />
Let us go back to our previous reformulation of the telos of philosophy: ‘its task (as<br />
telos) is to come to an end (as completion) by implicitly bringing all other philosophies to<br />
an end (as terminus).’ Notice that the grandiosity of the effort lying ahead of the philoso-<br />
pher begins to cast doubts on the feasibility of an enterprise that strives to bring philosophy<br />
to an end. As soon as the philosopher starts to consider that in order to reach science he has<br />
to succeed where great minds have failed, his resoluteness may begin to waver and, with it,<br />
his belief in truth. If philosophy cannot achieve such lofty goals, perhaps it can offer a col-<br />
lection of Weltanschauungen, among which the learned man can pick the most suitable to<br />
his taste. Hegel is fully aware of this possibility, when he writes:<br />
We see that in the great matters to which we [e.g. the philosophers] are<br />
attracted […] the greatest minds have erred because they have been refuted<br />
by others. Since this has happened to great minds, how am I, ego homuncio,<br />
to attempt a decision? […] If it be granted that philosophy is to be a real science<br />
and that one philosophy is a true one, the question is ‘Which one?’<br />
‘How on earth is it to be recognized? Every philosophy asserts that it is the<br />
true one; everyone cites different signs and criteria whereby the truth is to<br />
be recognized. Therefore a prudent and circumspect way of thinking (Denken)<br />
must hesitate to decide among them.’ (16/13, last italics are mine. Tr.<br />
modified)<br />
Hegel not only stresses, once again, that philosophy has decayed from the search for truth<br />
to a stock of world-views, he also points out how and why such a shift occurs: it is precisely<br />
because past philosophies have been reduced to a series of errors that the philosopher’s re-<br />
solve begins to waver. The shift happens when a certain a-historical view of philosophy’s<br />
end is pushed to the limit and—after having reduced past doctrines to mistakes—the phi-<br />
losopher thinks of his own experience (and silently utters: memento mori). Yet another<br />
meaning of “end” comes into play: end as limitation and, more specifically, as a limitation<br />
of possibilities. End as the root of endlich, “limited,” more specifically in the Kantian sense<br />
of being limited to (by) some external contingency. A human being, in this sense, is a finite<br />
thinker since its knowledge is limited by sensible intuition and it is thereby restricted to the<br />
objects presented to such an intuition. A “circumspect thinker,” a thinker who takes circum-<br />
stances into account, and is therefore limited by them, cannot but hesitate among the dif-<br />
43
44<br />
T HE END OF PHILOSOPHY<br />
ferent world-views. He is bounded by them, in fact, his philosophizing being reduced to the<br />
mere power of choice. Indeed, the whole structure of the “call to history” that opens Hegel’s<br />
lectures may be interpreted as a reminder of the necessity to assume philosophy’s (and phi-<br />
losophers’) intrinsic finitude as a starting point. By calling up history, Hegel underlines that<br />
philosophy and philosophers cannot be a-temporal. They are in time and, as such, subject<br />
to falsification, evolution, development and similar phenomena. It is precisely this possi-<br />
bility that makes the philosopher (more properly, the activity of thinking, das Denken) balk<br />
and retract even before the mere choice: “since this has happened to such great minds, how<br />
should I, ego homuncio, want to decide?”<br />
What is more important, the limitations of past philosophies cannot be exploited: since<br />
history as a recollection of the past is excluded by the ‘common wisdom’ about philosophy,<br />
any true relationship with the past is severed. At most, and that task would already be prob-<br />
lematic, past philosophies can be juxtaposed next to each other in a stockpile from which<br />
to choose. To see how this is possible, consider that the limit encountered by past philoso-<br />
phers, e.g. their work being no longer true, proves that they are limited and subject to error.<br />
Such a limit would have to be transcended, in order to turn it into a positive experience.<br />
However, the philosopher who, wanting to abandon the love of science for science itself,<br />
claims the a-historicity and a-temporality of philosophy, finds no positive side, no uplifting<br />
into a higher level into such an experience. Inevitably, since history has been banned in the<br />
name of science, and, with it, the very idea of a development intrinsic to the notion of truth,<br />
the experience of the past is inevitably bound to happen again, since nothing has changed.<br />
And the experience of being refuted marks much more than the error of such and such a<br />
philosopher, it marks the error of philosophy itself and its fall into a history of conflicting<br />
opinions.<br />
The net result of this movement is that Hegel’s question about the possibility of a his-<br />
tory of philosophy appears as a paradox in the strict logical sense: a sentence which is nei-<br />
ther true nor false, since it is true when it is false and vice versa. Think, as a comparison,<br />
of the ancestor of all logical paradoxes, the paradox of the liar—the sentence “Now I lie”.<br />
This proposition is true when it is false and vice versa because if I lie when I say I am lying
H EGEL’ S PARADOX<br />
then I am clearly telling the truth. But if I tell the truth when I say I am lying, then I am<br />
clearly lying and I am not telling the truth, and so on. Similarly, Hegel’s question about phi-<br />
losophy and history exhibits the same behavior, flip-flopping as it does from one extreme<br />
to its incompatible opposite.<br />
Indeed, we see that if philosophy is a science, and therefore has no history, it follows<br />
that all (and especially the current, actual, present-day) philosophers are always on the<br />
verge of being in error. But if they are in error then, ironically, they literally are history and<br />
it follows that philosophy as a science has never nor will it ever exist. Thus, the most glar-<br />
ing contradiction follows: if philosophy is a science then it is not a science. Or, to put it<br />
more dramatically, philosophy is and is not a science. Conversely, if philosophy is not a sci-<br />
ence then it can have a history, although only a history of conflicting opinions. But if its<br />
past is only a succession of mistakes, then philosophy can be a science if it only corrects<br />
the basic faux pas. Then it will be a science. But note that we have reached this conclusion<br />
only by assuming that philosophy was not a science. In short, both branches of the paradox<br />
lead to the same conclusion: philosophy is and is not a science. Or better: it is one when it<br />
is not. And vice versa. <strong>Philosophy</strong>, it seems, cannot and perhaps should not exist, and re-<br />
gardless of its scientific status, if it falls prey to such fundamental contradictions.<br />
It might seem misleading to compare logical contradictions like those presented by the<br />
Liar’s paradox with the dialectical contradictions presented by Hegel because a logical an-<br />
tinomy has no solution other that its dissolution (by removal of the difficulty, like the Liar’s<br />
paradox self-referentiality, that caused it), whereas a dialectical contradiction admits a so-<br />
lution into the higher unity that preserves and sublates the opposites. I certainly do not wish<br />
to deny this difference, but rather to argue that the first presentation of the paradox in the<br />
text can be read as a logic-like antinomy and what follows it is precisely a re-interpretation<br />
of the antinomy by dialectical means (which depends on a very different interpretation of<br />
contradictions) that makes a solution, instead of a dissolution, possible. In other words: if,<br />
as I believe it is the case in the Hegelian text, the contrast of truth and history that crystal-<br />
lizes around the concept of end (of philosophy) can be read as a classical logic-like antino-<br />
my then the only classical way out is to dissolve the antinomy by abolishing the source of<br />
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T HE END OF PHILOSOPHY<br />
the paradox—e.g. the possibility of philosophy. The Hegelian solution, instead, is to rein-<br />
terpret the antinomy by substituting a different reading of contradiction fro the classical<br />
one—e.g. by introducing dialectics. 14<br />
More generally, Hegel shows that if the notions of truth and history are taken seriously,<br />
then the very, undeniable fact that philosophy, e.g. the search for truth, might have a history<br />
brings about a paradox that casts a spell on philosophy itself and threatens to destroy its<br />
very possibility. This paradox, it may be worth remembering, arises when the implicit and<br />
deeply a-historical relationship of philosophy with its end is brought to the fore. The first<br />
conclusion to be drawn from it, then, is that unless philosophy takes an explicit stance to-<br />
wards its end, it can never exist, since it bounces from a series of historical temporal opin-<br />
ions to an a-historical truth that mutually converts into one another.<br />
But Hegel’s point can also be read from the conclusion to the premises, or, as the logi-<br />
cians say, by contraposition. Since it is a fact, contrary to the previous alleged conclusion,<br />
that philosophy has existed and does exist (and Hegel would be the last one to contest such<br />
a fact) it follows that it has, always, and more or less explicitly, taken a stance towards its<br />
end. In fact, we might say that what Hegel’s paradox does is to show how philosophy—<br />
Hegel’s philosophy first and foremost, and ours as well insofar as it might share some of<br />
Hegel’s assumptions on truth and history that bear the weight of the paradox—is tied to its<br />
ends. We might even say—but it would be too strong, since such a privilege is shared by<br />
other words—that what the paradox shows is that ‘end’ is the philosophical word par ex-<br />
cellence, since it is impossible to speak about or do philosophy without being drawn into<br />
thinking about the end and the ends, of philosophy and of philosophers. (Anyone existen-<br />
tially minded might want to push this thought a bit further and claim that philosophy, in the<br />
end, has just one concern: the end with a capital E, i.e. “the most extreme possibility”<br />
14. Removing the possibility of self-referential sentences is the classical, Russellian solution to the Liar<br />
paradox as it arises in set-theory. Although other non-Russellian alternatives are in fact possible, the<br />
difference between a logical “dis-solution” and the Hegelian “re-solution” of the antinomy remains unchanged,<br />
insofar as it involves a deeply different treatment of contradiction and a different concept of<br />
“solution.” For a detailed discussion of the Liar paradox see Jon Barwise and John Etchemendy, The<br />
Liar (Oxford: Oxford UP, 1987) and, more recently, Jon Barwise and Lawrence Moss, Vicious Circles<br />
(Stanford, CA: CSLI Publications, 1996), p. 177-197.
H EGEL’ S PARADOX<br />
opened up for us, the end of all possibilities—death. It concerns nothing but death, it deals<br />
with that limit that defines our finitude and all the possible ways to defy it, from simple de-<br />
nial to utterly acceptance to dialectical overcoming. But we will leave this aside).<br />
If speaking about philosophy as such brings up the issue of its end, the converse is as<br />
much true although usually more readily acknowledged. Any reflection on the end brings<br />
immediately up philosophy, since the attempt to disentangle the multitude of aspects that<br />
‘end’ covers cannot but use the most traditional vocabulary of philosophy: telos, finis, ter-<br />
minus, peras, etc., as we have witnessed in the previous exposition. Such meanings have<br />
received their definition within the discourse of philosophy and it would be naive (and,<br />
properly speaking, non-sensical in the strict sense of the term) to use them to position one-<br />
self ‘outside,’ as it were, the philosophical discourse. Nonsensical, because if ‘end’ re-<br />
ceives its meaning within the discourse of philosophy, then of what use can it be outside<br />
such a realm? This is, or can be read as, an indictment of the possibility of speaking of the<br />
end of philosophy—but only if such a task is joined (accompanied) by the pretension of<br />
thereby stepping out of it. In other words, the strict relationship existing between ‘end’ and<br />
‘philosophy’ means that any effort to think ‘the end of philosophy,’ in these terms, is there-<br />
by totally within the scope of philosophy while striving to ‘step out’ of it. As the fly caught<br />
in the spider web, its efforts only make the situation worse. Should we therefore declare<br />
“over” any effort to investigate the end of philosophy? (While acknowledging that such a<br />
gesture, paradoxically enough, is nothing but classical philosophy?) A clear example of the<br />
difficulty involved in detaching the meaning of ‘end’ from ‘philosophy’ is shown by a pas-<br />
sage in the lecture course Heidegger gave on Hegel’s Phenomenology in 1930, where he<br />
refers to Nietzsche and Kierkegaard as non-philosophers. Or, more precisely, he says that<br />
we should not say offhand that they are not philosophers. Much less<br />
should we hurriedly say that they are philosophers and thus part of the genuine<br />
history of philosophy. Perhaps in both Kierkegaard and Nietzsche—<br />
and we cannot take them seriously enough—something has been realized<br />
which is in fact not philosophy, something for which we have as yet no concept.<br />
Therefore, in order to understand them and their influence, it is crucial<br />
that we search for that concept instead of pitting them against philosophy.<br />
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T HE END OF PHILOSOPHY<br />
We must keep the possibility open that the time to come, as well as our own<br />
time, remains with no real philosophy. That would not be at all bad. 15<br />
Heidegger does not make any reference to the ‘end of philosophy’, when he points to Ni-<br />
etzsche and Kierkegaard, since any such use would either (1) put them immediately back<br />
within the scope of that same philosophy they have allegedly broken free from, or (2) force<br />
him to stake out a somehow more original, more basic, and in a certain sense archetypal<br />
sense of end that would come before philosophy’s appropriation of the term, with the only<br />
result that philosophy’s scope would be wider in scope but not qualitatively different.<br />
Heidegger advances a suggestion, however, when he hints at the lack of an adequate con-<br />
cept for the work of non-philosophers as Kierkegaard and Nietzsche. How do we search for<br />
it, so that “our own time remains with no real philosophy”, but comes instead to non-phi-<br />
losophy? Perhaps, we might find an opening if we keep looking into the “end of philoso-<br />
phy” as an integral part of philosophy’s endeavor. Instead of assuming that talk about the<br />
end would bring us out of it, we should perhaps try to see better to which end philosophy<br />
bring us. The clause “end of philosophy” should, consequently, be read in the subjective<br />
sense of the genitive: as the particular end that philosophy owns, or claims to own, as its<br />
most proper place. The end as a place toward which philosophy strives should perhaps be-<br />
come the focus of our efforts. If the previous analysis of the relationship between ‘end’ and<br />
‘philosophy’ has proved successful, then it will have demonstrated the existence of a dou-<br />
ble, inextricable correspondence between the two terms, between the project of philosophy<br />
and the meanings of ‘end.’ Such a conclusion allows us to reverse the previous statement:<br />
if the end of philosophy brings the very meaning of end into question then bringing the<br />
sense(s) of end into question is tantamount to question philosophy to the end. As it has al-<br />
ready been noticed, the strict relationship between philosophy and end entails that the end<br />
(as terminus and completion but no longer telos) if reached, would bring the very sense of<br />
end into question. 16<br />
15. Martin Heidegger, Hegel’s Phenomenology of Spirit (Bloomington: Indiana University Press, 1988)<br />
13.<br />
16. I am borrowing a suggestion advanced by John Sallis in Delimitations (Bloomington: Indiana University<br />
Press, 1986) 17.
P HILOSOPHY’ S ENDS<br />
Therefore, our own, more limited telos becomes to come closer to that place where<br />
ends meet and try to see what happens “there.” The Hegelian text is helpful, in this respect,<br />
since, after the first formulation of the paradoxical relation between philosophy and history,<br />
the text its analysis proceeds to an examination of the different relationships that a disci-<br />
pline may entertain with its history, and therefore with its end. In other words, Hegel pro-<br />
vides an analysis of the different encounters that philosophy has always had with its own<br />
end, conducted by comparison with the models offered by other, related disciplines, where<br />
different types of truth and different types of end come to meet.<br />
4. <strong>Philosophy</strong>’s ends<br />
In which ways can a discipline relate to its history and, therefore, to its possible end?<br />
In the Lectures, Hegel compares philosophy to the other sciences and to religion and claims<br />
that their model cannot be adopted by philosophy although they both share important sim-<br />
ilarities with it. Hegel conducts his discussion on the possibility of philosophy by assuming<br />
that philosophy is (or has to become) a science. This assumption looks so outdated that it<br />
seems to cast a very dark shadow on the relevance of the Hegelian argument for contem-<br />
porary philosophy. However, a brief discussion will show that, once terminology has been<br />
clarified, the disagreement is more apparent than real.<br />
In its current most common uses, “science” generally denotes the body of knowledge<br />
provided by the natural and physical sciences. In other words, it denotes the “connected<br />
body of either demonstrated truth or systematically classified facts brought under general<br />
laws that can be found in the study of the material universe,” as the dictionary has it. The<br />
German word used by Hegel, Wissenschaft, has a broader denotation and refers, to use He-<br />
gel’s own words, to any discipline capable of providing an “objective, discursive knowl-<br />
edge.” The Hegelian accent is on a discipline capable of exhibiting objective truths that can<br />
be expressed discursively, i.e. in concepts and not, for example, in some intuitive feeling.<br />
“Philology,” then, is as much a science as physics, insofar as its methods can establish a<br />
(perhaps limited, but nonetheless valid) set of truths about a text handed down by the tra-<br />
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T HE END OF PHILOSOPHY<br />
dition. However, Wissenschaft is not, by and large, qualitatively different from the current<br />
English word “science,” the main difference being one of scope, at least if one allows that<br />
different disciplines may have different methods to ascertain the objective validity of their<br />
truths. Far from being tainted by an old-fashioned conception of science, Wissenschaft is<br />
instead more general in scope and more epistemologically neutral than the current use of<br />
the term “science,” because it does not assume a built-in preference for the mathematical-<br />
physical paradigm as the standard of validity. When Hegel asserts that philosophy has to<br />
become a “science,” then, he is stating that the truths provided by philosophy must be as<br />
epistemologically valid as those provided by, say, physics or philology, but he is not assum-<br />
ing that there must me one preferred epistemological standard provided by a specific dis-<br />
cipline. To put it differently, there are no substantive claims hidden behind the use of the<br />
term Wissenschaft (which was in fact quite common at the time), but rather the effort to use<br />
a term broad enough to cover disciplines across the board with no special epistemological<br />
preferences. The use of the term Wissenschaft makes in fact Hegel closer to philosophers<br />
like Carnap and Russell than to what we ordinarily design with the umbrella term “Conti-<br />
nental” philosophy. The difference lies in the kind of truths (and therefore the kind of meth-<br />
ods) that philosophy can reach. There is little doubt that the Russellian analysis of<br />
propositions is far different from Hegel’s dialectical progression of concepts in the Wissen-<br />
schaft der Logik, but the epistemological goal that philosophy must attain is the same. 17<br />
It might be contended, however, that it is precisely this overvaluation of theory that<br />
makes Hegel’s argument for the end of philosophy suspicious. It might be said, in other<br />
words, that philosophy is, and perhaps has always been, engaged in the search for “Sophia”,<br />
the latter term to be reinterpreted as a form of practical wisdom and not as a science-like<br />
form of knowledge. The issue becomes whether such a (very broadly construed) “ethical”<br />
wisdom can stand on its own without a metaphysics to support it. As a matter of fact, in our<br />
17. More precisely, it may be said that it was as a reaction against the “metaphysics way of attaining truth”<br />
that the logical analysis was devised (see, for example, Carnap’s violent critique of Heidegger’s inaugural<br />
lecture on “What is metaphysics?” as a mere word-play that is meaningless because it just confounds<br />
the various meanings of “nicht.”). In other words: the path had to change so that the destination<br />
could be reached.
P HILOSOPHY’ S ENDS<br />
Western tradition, this has never been the case. That is, it is precisely the point of our tra-<br />
dition to base the former on the latter, whether implicitly or explicitly. “What I ought to do”<br />
depends on “what I can know” to use the Kantian terminology, with very few, unorthodox<br />
exception, in the period preceding Hegel. Sophists come to mind as one example, and the<br />
debate between Gorgias and Plato as the relevant evidence. Notice, for example, that Pla-<br />
to’s Socrates is fully within this model. Post-Hegelian philosophy’s privilege of “ethics,”<br />
see Nietzsche and Kierkegaard, disputes precisely this point, the dependence of ethics on<br />
metaphysics, and that’s why we are reluctant to position these latter philosophers within the<br />
orbit of Western Metaphysics. When dealing with these alternative readings of Sophia in<br />
philosophy, however, the real issue at stake is to understand how to reject the classical goal<br />
of philosophy as science. By and large, the only way out is by arguing against the Hegelian<br />
“solution” to the problem of the end of philosophy in favor of a different “end” and a dif-<br />
ferent (non)-philosophy. Once again, a discussion of Hegel represents a crucial carrefour<br />
that cannot be avoided even, and especially, by a non-metaphysical reading of philosophy.<br />
Alternatively, one may accept the hierarchical relationship between metaphysics and<br />
ethics or, more precisely, between theoretical knowledge and practical wisdom and dispute<br />
whether (a) philosophy as metaphysics can supply the necessary theoretical knowledge re-<br />
quired to ground a wisdom and (b) whether this metaphysics can have a “scientific”, e.g.<br />
“discursive, objective” form. Hegel wants to argue for a positive answer to both (a) and (b).<br />
Other options would prescribe, respectively, that the goal (telos) of philosophy may be pre-<br />
served but put outside of philosophy’s scope (and then assigned to another discipline, usu-<br />
ally religion or empirical science) or that only a non-discursive form of knowledge can be<br />
up to the task. 18 I will discuss both options at length in the following section.<br />
In short, it may seem that this Hegelian argument is of little relevance given its reliance<br />
upon such a strong notion of philosophy as science. But, once the terminological issue is<br />
settled, we can see that the alternative options are either to argue against the predominance<br />
18. The former option is discussed at length by Alexandre Kojève in his well-known interpretation of the<br />
chapter VII of the Phenomenology of Spirit as a the alternative between Plato and Hegel, while the latter<br />
is represented, in the context of German Idealism, by the positions defended by both Hölderlin and<br />
Schelling. I will come back to Kojève’s interpretation of Absolute knowing below.<br />
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T HE END OF PHILOSOPHY<br />
of metaphysics over ethics that is typical of the Western tradition (which entails arguing<br />
against the whole tradition, and Hegel in primis), or to try to put an end to philosophy as<br />
the bearer of the necessary theoretical knowledge. And Hegel’s argument sits squarely at<br />
the center of this debate. Either way, then, we have to deal with him. Let us go back to the<br />
text of the Lectures on the History of <strong>Philosophy</strong> and see how Hegel proceed to establish<br />
philosophy’s possible end.<br />
<strong>Philosophy</strong> is similar to the other sciences in form, Hegel says, and to religion in con-<br />
tent. It is similar to the other, empirical sciences, because “they have thinking in common<br />
with philosophy. Experience is their element, but they do have thinking too because they<br />
strive to discover the universal in it” (116/241-2). 19 On the other hand, philosophy is sub-<br />
stantially similar to religion, since they share the same subject-matter: “Religion has the<br />
substantial (content) in common with <strong>Philosophy</strong>—namely God, the Absolute, what is in<br />
and for itself. This is the content of Religion and of <strong>Philosophy</strong>, the essence of the world;<br />
the relationship to truth, to the absolute idea is their common ground.” (ib.)<br />
In spite of these important affinities, both science and religion cannot be said to have<br />
a history, Hegel claims, in the proper sense of the word. Every discipline has clearly an “ex-<br />
ternal history” (außere Geschichte), a history of its diffusion, of its teachers, of its recep-<br />
tion, etc. But what is at stake here is the history of the internal content, of “the subject<br />
itself,” of their truths. Sciences, in this respect, exhibits a history of this kind insofar as what<br />
they hold true has changed over time, insofar as findings which had been held good have<br />
been rejected and new results have been secured. By and large, however,<br />
a great, perhaps a greater part of their contents consists of what has been<br />
retained. New things that have arisen are not alterations of earlier gains, but<br />
an addition and increase of them. These sciences advance by a juxtaposition.<br />
[…] there have been many corrections of earlier mistakes. But by far the<br />
greatest part of them still stands and, without alterations, is enriched by new<br />
discoveries. In a science like mathematics, its history, so far as its content<br />
19. e.g. 1825-26 More precisely: Das wissenschaftliche Bemühen, Treiben hat das Formelle mit ihr gemein,<br />
das Denken; es geht von der Erfahrung aus, aber die Wissenschaft denkt über die Erfahrung,<br />
sucht das Allgemeine in dem, was es betrachtet. Diese Seite hat also das Formelle gemeinschaftlich<br />
mit der Philosophie]
P HILOSOPHY’ S ENDS<br />
goes, has chiefly only the pleasing business of relating amplifications. Elementary<br />
geometry, for example, in its scope as expounded by Euclid, can<br />
from them on be regarded as having no further history. (13/1<strong>2.</strong> My emphasis.)<br />
The relationship between the empirical as well as the formal sciences and their own end is<br />
then quite simple, according to Hegel, because of the very limited role played by history in<br />
their development. Sciences grow by accumulating results, by juxtaposing them, until they<br />
exhaust the field of experience they deal with. At which point, they reach their end, in the<br />
two senses of terminus and telos: they have fulfilled their goal by coming to an end. This,<br />
Hegel says, is what happened to elementary geometry with Euclid: it came to its end by be-<br />
ing completed. Before Euclid, it is reasonable to suppose, there must have been a history<br />
of errors and corrections that led up to the final systematization in the Elements. What is<br />
characteristic of science, stresses Hegel, is the linearity of the process, or, to be more pre-<br />
cise, the monotonic character of the curve describing its process in time. 20<br />
This view of science may strike us as extremely unfashionable and outdated. Who still<br />
believes in the linear progress of the scientific acquisitions of mankind? Hegel seems irrep-<br />
arably off-track in his scientific examples. However, we might begin by pointing out that<br />
Hegel’s view, however unfashionable, is far from dead. As recently as 1980, Stephen<br />
Hawking discussed a very similar position in the inaugural lecture as Lucasian Professor of<br />
Mathematics at Cambridge, which he significantly titled, “Is the end in sight for theoretical<br />
physics?” 21 Hawking discusses the possibility that physics, as a science, can be “achieved”<br />
in the near future (before the end of the century, he says, or 20 years down the line.<br />
20. A monotonic curve is a curve whose slope does not change sign, or direction: it is either always growing<br />
or always decreasing, e.g. it has either one of the two following shapes:<br />
A non-monotonic curve presents peaks or depressions, and the kind of curve that may represent philosophy’s<br />
historical development with respect to truth that falls prey of the paradox is probably, in Hegel’s<br />
view, of the form:<br />
21. Stephen Hawking, Is the end in sight for theoretical physics? (Cambridge: Cambridge University<br />
Press, 1980).<br />
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T HE END OF PHILOSOPHY<br />
The goal to be reached is clearly set: physics will have to provide “a complete, consis-<br />
tent and unified theory of the physical interactions which would describe all possible ob-<br />
servations” (1). Hawking is quite confident that such a theory might be found and actually<br />
reviews the possible candidates pointing his attention on a specific supergravity theory as<br />
the most likely one. More calculations are needed in order to test the theory, he affirms, and<br />
if it “survives these tests, it will probably be some more years before we develop computa-<br />
tional methods that will enable us to make predictions and before we can account for the<br />
initial conditions of the universe as well as the local physical laws”(24). But once these two<br />
last tasks have been taken care of, physics can well be considered closed.<br />
Of course, the similarity between Hegel's and Hawking's epistemologies, proves very<br />
little, since nothing excludes that they both be wrong. My previous quotation from the<br />
opening lecture of the distinguished Cambridge professor serves a rather different purpose:<br />
it points to the “plausibility” of Hegel's view of science. In other words, it shows that He-<br />
gel's view of scientific progress, although couched in rather unfashionable terms, is actually<br />
quite close to science’s self-understanding. More generally, this common and shared view<br />
of science’s progress serves a broader goal: it points to a possible interpretation of the re-<br />
lationship between a discipline and its end that could solve—or rather dissolve— the par-<br />
adoxical relation between philosophy, history and truth. We understand, therefore, how this<br />
view of science might become an attractive model that anyone wishing to carry philosophy<br />
beyond the Scyllas and Carybdis of truth and history may want to adopt.<br />
This remark was necessary in order to get some clarity on what is at stake in the He-<br />
gelian discussion of “science’s progress.” In the present context of the Lectures, Hegel’s fo-<br />
cus is philosophy, and philosophy's problems, only. If his argument brings in science it is<br />
only because he wants to discuss a possible solution of the paradox that would consist in<br />
pulling philosophy toward this scientific model of progress. Hegel’s science, we might say,<br />
is philosophy in disguise: it is a certain view of philosophy as a scientific discipline that<br />
comes to the fore under the clothes of Euclidean geometry. What we have to discuss, then,<br />
is not the intrinsic value of the philosophy of science that can be extracted from Hegel's cur-<br />
sory remarks in the Introduction. The issue is the role played by this view of science within
P HILOSOPHY’ S ENDS<br />
his argument. Hegel mentions science because he wants to stress that in its case there is a<br />
possible simple solution to the problem of the relationship of a discipline with its end: linear<br />
progress culminating in the end as fulfillment of the goal. This possibility depends crucially<br />
on two factors: the monotonic advancement of scientific knowledge (what Hegel calls the<br />
juxtaposition of results) and the existence of a criterion to determine whether the end has<br />
been reached or not, which, in the examples he mentions, seem to be constituted by the sim-<br />
ple exhaustion of the phenomenal domain the discipline sets out to explore. In other words,<br />
an external, finite criterion has to be in place to measure the distance between the current<br />
state of the discipline and its end. This criterion is, quite simply, constituted by the initial<br />
definitions of the phenomena to investigate. Hawking’s formulation —”a complete, consis-<br />
tent and unified theory of the physical interactions which would describe all possible ob-<br />
servations”— although certainly more modern seems perfectly consistent with Hegel’s old-<br />
fashioned version. Both conditions, the linear progress and the external criterion, have to<br />
be present for the simple relation to obtain. In the case of philosophy, Hegel claims that the<br />
first condition, at the very least, does not hold since philosophers have not only contradict-<br />
ed but refuted each other.<br />
It would not constitute an objection to Hegel’s point to claim that his model of science<br />
is inadequate for his point was ultimately not about science but about philosophy modeling<br />
itself after (a possibly inadequate model of) science. In other words, an analysis showing<br />
that science’s way of proceeding is more sophisticated than the simple juxtaposition of re-<br />
sults Hegel speaks about, would not constitute a valid objection, since it would only prove<br />
that science itself needs to entertain a more sophisticate relationship with its own end. He-<br />
gel’s point, in the present context, is that philosophy cannot avail itself of such a simple so-<br />
lution unless it proves to proceed more or less linearly toward the fulfillment of a task<br />
measured by an independently established criterion. And both conditions seem, to Hegel at<br />
least, quite unlikely to be met. It should be remarked that the various programs of scientific<br />
reformation of philosophy, have tried to pick up precisely this model, by defining a phe-<br />
nomenal field and a task to achieve which can be measured by an external criterion. The<br />
shift to linguistic investigation so characteristic of contemporary philosophy can, in several<br />
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T HE END OF PHILOSOPHY<br />
cases, be seen precisely as the attempt to secure such a field in order to leave the quagmires<br />
of metaphysics. Certainly, many strategic gestures by the so-called analytic tradition in<br />
contemporary philosophy can be read along these lines.<br />
A similar verdict applies to religion, the other sister discipline of philosophy. Again,<br />
Hegel claims that philosophy—in spite of the deeper affinity it shares with religion than<br />
with the other sciences—has to have a substantially different relationship with the end. Re-<br />
ligion is in a totally different situation, he says, since the only history it knows relates its<br />
spread, the fates of its adherents, etc., and that is irrelevant to the issue at hand. Insofar as<br />
the ‘inner content” goes, Hegel remarks that<br />
Christian doctrine as such is also not without a history, although of necessity<br />
it soon finished its development and achieved its settled form. […] But<br />
the content of Christianity, i.e. the truth, has as such remained unaltered and<br />
has therefore no history, or as good as none. (12/10)<br />
The content, what Hegel in this context calls the doctrine, is granted to religion from the<br />
beginning, and, therefore, is excluded from history. The text does not give further elucida-<br />
tions about the “necessity” that soon brings the doctrine’s development to an end [aber sie<br />
hat notwendig bald ihre Entwicklung erreicht]. And in fact this argumentative line—which<br />
we are now quoting from Hegel’s 1818 lecture course on the history of philosophy—is ab-<br />
sent from the later versions of the Lectures. The passage might be interpreted, in a first ap-<br />
proximation, as an implicit reference to the written form in which the content of many<br />
religions (and the Christian among them) is handed down. But it is not the mere presence<br />
of the sacred scriptures that contains religion’s doctrinal development to a rather limited<br />
lapse of time. Rather, the possibility of a sacred scripture as such, i.e. the possible existence<br />
of an external source in which the truth about the essence of the world, to use Hegel’s terms,<br />
is deposited for man to retrieve, depends, it seems, on the distinctive character of religion.<br />
In it, Hegel says, the Absolute comes to consciousness from the outside, is perceived and<br />
recognized, at least at the beginning, as totally exterior to consciousness. Later on, when he<br />
comes to a more detailed discussion of the differences between religion and philosophy,<br />
Hegel remarks that the former’s essential character lies in the fact that the Absolute, is pre-
P HILOSOPHY’ S ENDS<br />
sented as separate from the religious consciousness, “it comes from without.” More pre-<br />
cisely,<br />
In religion, two factors are present: (1) An objective form, or kind, of consciousness<br />
(wherein the essential spirit, the Absolute, appears as outside the<br />
subjective spirit and so as its object) comes to image the spirit historically<br />
or in the shape of art, removed in time and space. (2) The character or phase<br />
of devotion and fervor; here this removal is discarded, and the separation is<br />
superseded; here the spirit is one with the object, the individual is filled with<br />
the spirit. (137/252)<br />
The truth of religion is constituted by the sensible revelation of the divine through art, wor-<br />
ship and cult, while in philosophy there is no external source of objectivity. Even in its sec-<br />
ond phase, in the unity reached through devotion, the spirit comes from the outside, and<br />
always stands out and against consciousness, although the latter has to bear witness to it.<br />
This is what guarantees, it seems, that the development of religion’s inner content can be<br />
settled rather rapidly, so that the relationship between it and its end can achieve the simpler<br />
form we have already witnessed with respect to the sciences. What matters, in this context,<br />
is the external source of authority: both science and religion possess an intrinsic openness<br />
to the outside since the former relies ultimately on empirical experience, according to He-<br />
gel, and the latter is based on the consciousness of the divine substance that comes through<br />
an ultimately sensuous perception— the religious feeling, as it were.<br />
This intrinsic openness ultimately means that science and religion are essentially “lim-<br />
ited,” in the technical sense of being bounded in their aspirations by a horizon, by a limit<br />
over which they have no control. Experience is, by definition, precisely what, being outside<br />
science’s control, warrants its objectivity. Analogously, in religion, the religious conscious-<br />
ness finds its truth outside itself. Science and religion are therefore immune, according to<br />
Hegel, from the characteristic oscillations that he has described with respect to philosophy.<br />
We might say that the presence of an external horizon, of a boundary condition of sorts, is<br />
what limits the amplitude of such oscillations and, eventually, reduces them to nothing<br />
(whether in time or asymptotically, it is a separate issue whose relevance is minimal in this<br />
context). This is why the end of science and religion is so relatively unproblematic. The<br />
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T HE END OF PHILOSOPHY<br />
presence of the horizon, of the limit that bounds them has an extremely positive effect: it<br />
de-limits from the outset a realm which can and will (in the case of science) or has been<br />
(for religion) be filled in time. Science can proceed therefore by addition—by juxtaposi-<br />
tion, as he puts it—and religion can stop after a relatively short time its development. Both<br />
are almost totally free from all the nuances and sophistications of the concept of end we<br />
have explored above, because one of the many meanings of end, the end as limit, over-<br />
whelms all the others and predetermines their (limited) scope. In other words, science and<br />
religion have always their end in sight because their essential limitation make them over,<br />
so to speak, from their inception.<br />
<strong>Philosophy</strong>, however, has to transcend this limit—or rather this one-sided reading of<br />
‘end’ as limit—if it is to remain faithful to its ambitions. In fact, the preceding discussion<br />
makes clear, I think, that science and religion, although similar to philosophy in Hegel’s<br />
conception, will never be able to fulfill philosophy’s goal. <strong>Philosophy</strong>’s aspiration is to tell<br />
the truth about the world, or as Hegel puts it, to explain by means of concepts the essence<br />
of the world. This goal is beyond science’s and religion’s scope because there will always<br />
be something beyond their reach, something lying beyond the limit—beyond, respectively,<br />
the realm of possible experience or beyond the religious feeling—that assures their stability<br />
and their raison d’être. Both will always be limited, now in the negative sense of the word:<br />
their truth has its ground in something external to them. <strong>Philosophy</strong>, in Hegel’s reading at<br />
least, cannot rest content with such a limitation without admitting defeat.<br />
The confrontation with science and religion, therefore, allows Hegel to establish a fur-<br />
ther point: philosophy lacks an external limit bounding the scope and method of its re-<br />
search. This conclusion can be interpreted, however, in three different ways since the lack<br />
of such a limit can be taken: (a) as evidence that philosophy can be useful in setting goals<br />
and clarifying concepts whose realization will be achieved elsewhere; (b) as a proof, by re-<br />
ductio ad absurdum, that philosophy’s very task is bound to fail and its discourse doomed<br />
to collapse in a sequence of ‘conflicting opinions’; (c) as the demonstration that philosophy<br />
has to find a different kind of limit, internal to itself, in order to escape such a collapse.
P HILOSOPHY’ S ENDS<br />
The first option can be seen as a surrender of philosophy to either science or religion;<br />
or, to put it differently, as a transfiguration of philosophy into either epistemology or theol-<br />
ogy. Alexandre Kojève illustrates the latter possibility in his analysis of the final chapter of<br />
Hegel's Phenomenology (i.e. the chapter on “Absolute Knowledge” which he renders as<br />
wisdom, sagesse, as opposed to philosophy, philosophie). Kojève draws a comparison be-<br />
tween Plato and Hegel and sees both as setting the same project for philosophy: the defini-<br />
tion of the Wise man, that is, the man who is no longer a philos-of-sophia, a lover of<br />
knowledge who asks questions, but rather the man who has reached knowledge and pos-<br />
sesses all the answers: “a perfectly self-conscious man, fully satisfied by this coming to<br />
consciousness, and thus serving as a model for all his ‘colleagues’.” 22 The fundamental dif-<br />
ference between the two thinkers lies in the fact that Plato “denies [and Hegel affirms] that<br />
this ideal can be realized by man. (that is, by real man, living in a real World, during the<br />
length of time delimited by his birth and his death)”(83/278). The consequence is that for<br />
Plato, according to Kojève, the ideal of philosophy, Wisdom, lies outside philosophy’s<br />
scope since it can only by realized “by a being other than man, outside of time. We all know<br />
that such a being is called God” (89/283). <strong>Philosophy</strong>, then, sets the goal that only theology<br />
can realize. For Hegel, on the other hand, the ideal is realizable in time and by man.<br />
In Hegel’s times the confrontation between philosophy and religion was particularly<br />
pressing and especially so in Berlin during the years in which he was giving the lectures on<br />
the history of philosophy. In our day and age—and especially in the countries where the<br />
empiricist and positivist traditions are stronger—we are perhaps more familiar with the<br />
similar confrontation that philosophy has to sustain, at the intellectual and institutional lev-<br />
2<strong>2.</strong> Alexandre Kojève, Introduction à la lecture de Hegel…, 88; Engl. tr. 28<strong>2.</strong> Kojève is referring to (and<br />
partially retranslating into his own language) the celebrated passage in the Preface to the Phenomenology<br />
of Spirit: “Die wahre Gestalt, in welcher die Warheit existiert, kann die allein die wissenschaftlichene<br />
System derselben sein. Daran mitzuarbeiten, daß die Philosophie der Form der Wissenschaft<br />
näherkomme,—dem Ziele, ihren Namen der Liebe zum Wissen ablegen zu kommen und wirkliches<br />
Wissen zu sein,—ist es, was ich mir vorgesetzt.” (Engl. Tr. 3). The first formulation of this opposition<br />
(e.g. science vs. love of Knowledge) is perhaps to be found in Fichte’s Letter to Böttinger, March 1,<br />
1794.The very title of Fichte’s system, Wissenschaftslehre, is motivated by this opposition between<br />
knowledge and love of knowledge. See also Fichte’s “On the concept of the Wissenschaftslehre,” and<br />
the “Comparison between Prof. Schmid’s System and the Wissenschaftslehre” in Early Philosophical<br />
Writings, (Ithaca: Cornell University Press, 1988).<br />
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T HE END OF PHILOSOPHY<br />
els, with science. Since the (neo)Positivist reaction turned metaphysics into a field of pseu-<br />
do-problems, it is been quite common to assign to philosophy the role to unify— chiefly,<br />
by linguistic analysis— the empirical results reached by the empirical sciences in a meth-<br />
odologically consistent view.<br />
Hegel emphasizes science much less than religion, but he is so aware that either of<br />
them can become all too powerful rivals for philosophy that he does not hesitate to call<br />
them the two “antagonists” that it has to meet.” 23 These two antagonists may be seen as<br />
striving to replace philosophy altogether, without even needing its help to set goals or to<br />
clarify their methodologies.<br />
The second option sketched above represents just a radicalization of this view: philos-<br />
ophy has to be suppressed as a misguided attempt. At most, its goal and worries can be re-<br />
constructed within the framework of an empirical discipline, bringing effectively about a<br />
death penalty that cannot be appealed. Quine's well-known project of an “epistemology<br />
naturalized” can be seen as an exploration of this route: philosophy is first reduced to a re-<br />
flection on science, following the neo-Positivist lead, and then reduced to a branch of a par-<br />
ticular empirical science (in his case psychology).<br />
By resolutely choosing the third option, Hegel makes clear what is involved in philos-<br />
ophy as he conceives it: a search for truth which cannot find an exterior limit. This means<br />
that since the positive effects of being limited, i.e. stability, cannot be exploited, philosophy<br />
is prone to becoming “a spectacle of ever innovating changes of the whole thing and these<br />
at the end (zuletz, eventually) no longer have even the mere aim of having a common bond”<br />
(13/12). Ziel, the word Hegel uses here, can be read as goal, telos. The common bond is no<br />
longer present even as a telos then, and philosophy is prone to dissolving, or risks contin-<br />
uously to do so, unless the goal is preserved. On the other hand, its total “inwardness”<br />
makes that goal even more difficult to secure. In fact what happens to philosophy is that<br />
any allegedly “new” system claiming to bring philosophy to an end (as we have seen it is<br />
necessary) has no more authority than the antagonists it tries to unseat. As a consequence,<br />
says Hegel<br />
23. Knox 58. Note that in this passage Hegel speaks, more accurately, of piety and Reason.
P HILOSOPHY’ S ENDS<br />
to philosophy we can apply the words of the Apostle Paul to Ananias: ‘See<br />
the feet of those who will carry thee out are already at the door.’ (61/143)<br />
However, it should now be clearer, after the previous discussion of science and religion,<br />
why this refrain to which Hegel is constantly coming to is no idle talk. The depiction of<br />
philosophy as a succession of opinions can in fact be used, in the present context of the dis-<br />
cussion of science and religion, as a very effective weapon toward its dismissal in favor of<br />
theology or (nowadays) science. Hegel thinks that philosophy’s chances of survival are in-<br />
trinsically related to its ability to take up the challenge represented by the paradox of the<br />
end. The problem the latter presents can therefore be restated as follows: how and where<br />
can philosophy find a limit—in a positive sense of a totally intrinsic (internal) constraint—<br />
that would rein in its course and keep it from going astray into a sea of conflicting opinions?<br />
Hegel's answer is that a solution to the problem can only be found by accepting the<br />
contradiction between one truth and many philosophies and by showing its necessity. What<br />
this means, simply stated, is that philosophy's inner limit cannot be anything else than phi-<br />
losophy's development itself, its past history. This entails that we—that is, us philosophers<br />
who have appreciated and felt the power of the contradiction—we have to shift to a higher<br />
level of understanding and reconsider our naive view of philosophy and philosophies.<br />
Since the existence of conflicting philosophies is a contradiction, we have to abandon the<br />
idea that any single philosophical “system” can really be considered <strong>Philosophy</strong> in the<br />
proper sense of the word. Instead, we must broaden our view of what a concrete philosophy<br />
is, and a real philosophical system consists of. It cannot be an intellectual construction built<br />
“on a one-sided principle” but a “true totality” that, as such, encompasses all philosophy. 24<br />
A totality within which the different competing (and improperly called) “systems” can be<br />
recomposed as parts of a higher and harmonious whole. In other words, philosophy has to<br />
be considered as a whole system that encompasses its whole history and strives to close up<br />
upon its own end as telos.<br />
We better pause for a second on this conclusion, in order to appreciate its magnitude.<br />
Hegel is saying that there is no essential difference between (a) philosophy as a science,<br />
24. Knox 87.<br />
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T HE END OF PHILOSOPHY<br />
(which he calls the Logic) i.e. as a conceptual discipline aiming at understanding the truth<br />
of the world and (b) philosophy as history, e.g. as the sequence of the past efforts towards<br />
such an understanding. This does not mean that the two are the same; rather, they are to be<br />
considered as two sides of the same effort, two different paths that can be taken to study<br />
philosophy.<br />
This conclusion entails an immediate reversal of Hegel's and “our” consideration of<br />
philosophy's past history. So far, we have always been confronted with an opposition, or<br />
rather an “intrinsic contradiction,” between Truth and History in the particular form of a<br />
contradiction between the atemporal and unique character of Truth and the conflicting<br />
opinions of past philosophers. Now, however, at the end of this argument that takes the<br />
form of a journey through philosophy's end, ends, and limits, things start to appear in a quite<br />
different light. The analysis of the concept of philosophy shows that it is only to the non-<br />
enlightened, non philosophical eye that philosophy's history seemed like a series of un-<br />
grounded opinions. The apparent but nonetheless real contradiction is removed (that is, auf-<br />
gehoben) once we broaden—as we are forced to do, according to Hegel—the concept of<br />
philosophy to encompass its whole historical range. From this higher standpoint, history<br />
will show itself, to us philosophers, as a coherent system which has always had its internal<br />
limit and whose wanderings into apparently conflicting “systems” had its inner raison<br />
d'être. This means that the “inner contradiction” between opinions and truth, or between<br />
opinions in history and truth as eternal with which Hegel opened his lectures has to be<br />
shown to be necessary, and does not descend from a superficial understanding of philoso-<br />
phy and its history. 25 Rather it is a real contradiction in the things themselves, so to speak,<br />
which has to be understood as an integral part of philosophy itself:<br />
25. For a perhaps clearer example of a “philosophical contradiction,” see the following passage by Fichte<br />
from the first introduction to the Wissenschaftslehre: “Neither of these two systems [e.g. idealism and<br />
dogmatism, as previously defined by Fichte on the basis of the Kantian system] can directly refute its<br />
opposite, for their quarrel is about the first principle, which admits of no derivation from anything beyond<br />
it; each of the two, if only its first principle is granted, refutes that of the other; each denies everything<br />
in its opposite, and they have no point at all in common from which they could arrive at<br />
mutual understanding and unity. Even if they appear to agree about the words in a sentence, each take<br />
them in a different sense.”See Johann G. Fichte, Wissenschaftslehre; Engl. Tr. The Science of Knowledge<br />
(Cambridge: Cambridge UP, 1982) 12 ff.
P HILOSOPHY’ S ENDS<br />
This multiplicity of philosophies, this contradiction I want to illuminate<br />
and make intelligible. I want thus to provide an introduction to the relation<br />
of the many philosophies to the one philosophy, and this will make clear at<br />
all events the difference between the history of philosophy and philosophy<br />
itself. (K 62)<br />
Furthermore, it is not an epistemological contradiction between false and real truths, rather<br />
it is a contradiction between different truths that has to be “removed” as soon as the differ-<br />
ent competing truths are considered as parts of a higher totality. The removal, however,<br />
does not mean that their presence has been accidental. Once again, if the development of<br />
philosophy has been faithful to itself then it follows that the different philosophies must all<br />
have been necessary, as Hegel stress immediately:<br />
In this way we will see that this multiplicity of philosophies not only does<br />
no damage to philosophy itself and its possibility, but is and has been downright<br />
necessary for the very existence of philosophy. (ib.)<br />
Hegel’s conclusion is that the real issue confronting both the historian and the philosopher<br />
does not concern at all the presence of false philosophies, the existence of philosophical<br />
“opinions.” The real issue is to understand the contradictory existence of conflicting phi-<br />
losophies that must all be considered true unless the very existence of philosophy in the<br />
general sense is jeopardized. “Thus we will have nothing to do with opinions,” Hegel con-<br />
cludes at the end of the passage previously quoted, “we have to do with philosophical<br />
Ideas.” More accurately, he will have to do with the whole history of philosophy as a system<br />
guided by its own internal goal, and striving to reach it.<br />
At this point in the analysis, we might remark that Hegel has not shown has yet any<br />
characteristics of the end of philosophy. Rather, he has been involved with the features of<br />
the path that would take us there. He has determined that the road towards the end is not<br />
straight: it is not a simple line but a bumpy road marked by contradictions. Second, he has<br />
claimed that the road to the end risks getting out of control and take nowhere unless philos-<br />
ophy finds an internal limit to constraint its course and force to end somewhere. Third, un-<br />
less such a limit is found, philosophy will disappear, possibly in favor of science or religion.<br />
And last but by no means least, he claims that the only way to find a limit is to use philos-<br />
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T HE END OF PHILOSOPHY<br />
ophy’s history as the limit itself. Let us now trod a bit further the path that philosophy’s his-<br />
tory opens up.<br />
5. Of lines, circles, and spheres.<br />
<strong>Philosophy</strong> can reach the end that necessarily awaits it only if it is considered as a sys-<br />
tem moved by its own, totally internal necessity that encompasses its whole past history.<br />
This is why Hegel deems philosophy inherently free and actually considers it the freest ac-<br />
tivity: because its necessity springs only from itself. <strong>Philosophy</strong> is, and must be, a system<br />
that is continuously in motion by developing itself from itself. In this form, however, the<br />
statement is just a prescription for philosophy: it sets the goal that the latter must accom-<br />
plish if it is to live up to its ambition. It does not yet say that such a goal is at hand, or even<br />
that it is possible. More importantly, it does not say how the goal can be reached, that is,<br />
how the history of philosophy preceding Hegel's has to be considered in order to transform<br />
it from a chaotic succession of systems that “no longer have even the aim of having a com-<br />
mon bond” to a consistent, all-encompassing system striving to reach its completion. There<br />
is actually an ambiguity, or rather a productive uncertainty in the Hegelian text between the<br />
two similar expression for such a completion: Vollendung, which points more toward the<br />
fullness of the process coming to an end, and Vollkommenheit, which is the perfection<br />
reached at the end of a process where everything, literally, comes together. But of course<br />
the very same term “perfection” comes from perficio, e.g. from the Latin expression for<br />
“having reached an end” (cf. the “perfect” tense of a verb, an expression that preserves the<br />
Latin meaning). All this seems to say that the “ambiguity” is not so much in the word as in<br />
the concept of end as completion itself, as I have been trying to articulate.<br />
This uncertainty may prove to be important when discussing the structure of the end-<br />
point of philosophy. For now, it is important to continue the analysis of the path itself and<br />
to remark that nothing, in what Hegel has said so far, precludes the other two options de-<br />
lineated above: philosophy’s rejection or philosophy’s essentially helping role to either sci-<br />
ence or religion. What Hegel has established, in these introductory pages, is a strong
O F LINES, CIRCLES, AND SPHERES.<br />
conclusion about the general shape that philosophy must assume if it has to be true to itself<br />
and, therefore, capable to survive the challenge moved by both religion and science. In oth-<br />
er words, the result Hegel has reached is nothing more than a deepening of the previous<br />
conclusion about the relationship between philosophy and its end, and a much sharper de-<br />
limitation of what is at stake. Two important points must be established in order to turn this<br />
prescriptive statement into a result. First, it must be specified how philosophy develops,<br />
how it can proceed from one “system” to the next. Furthermore, the process governing its<br />
movement must be shown at work both in abstracto and in concreto, that is, the ruling prin-<br />
ciple must be exhibited and the historical, actual development of philosophy must be<br />
proved to follow it. Second, it must be clarified where this developing movement leads to.<br />
Is it an infinite development? Does it reach an end? If so, what happens at the end? Further-<br />
more, how can we tell if such an end has been reached?<br />
Let us begin by examining the how of the philosophical development, since its expla-<br />
nation will shed quite some light on its where. Hegel starts by distinguishing between the<br />
form and the content of the individual philosophical systems. The content is the same for<br />
each, since it is just what philosophy, generally considered, is about: truth, and more spe-<br />
cifically the truth of the world. The content of philosophy, in other words, is what I have<br />
been trying to elucidate in the previous pages when discussing what, according to Hegel,<br />
philosophy is, or rather cannot but be. Hegel calls such a content the Idea. The form of a<br />
specific philosophical system, on the other hand, is the particular shape that the latter as-<br />
sumes at the hands of a specific thinker in a determinate time. Between form and content,<br />
Hegel contends, there is an intrinsic contrast because the content is necessarily infinite,<br />
while the specific shapes are necessarily finite. Something is finite when it has a limit, when<br />
something else bounds it from the outside and therefore gives it its finitude. Truth cannot<br />
be finite in this sense since otherwise it would have to be limited and partial and would gain<br />
its determinatedness from what lies outside itself. Truth in the true sense of the word can<br />
only be infinite.<br />
This contrast originate a dialectic movement that puts the history of philosophy in mo-<br />
tion. Here is how Hegel puts it:<br />
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T HE END OF PHILOSOPHY<br />
This progress is more precisely defined as proceeding in accordance with<br />
the contrast of content and form. What conducts the forward development<br />
is the inner dialectic of the thought-formations. I mean that what is shaped<br />
is something determinate. It must have a character; determinacy is necessary<br />
to its being and existing. But, if so, it is something finite and the finite<br />
is not the truth; it is not what it ought to be. It contradicts its content, i.e. the<br />
Idea, and must perish. [...] What conducts the development lies in this dialectic<br />
of the inherent infinity of the Idea which exists in a one-sided form<br />
and must cancel this one-sidedness.(94.)<br />
Each single philosophical system must assume a determinate form in order to acquire de-<br />
terminacy, or to exist: it must assume a specific principle, or set of principles, and work<br />
them into a philosophical construction. That’s what gives it its determinate shape or char-<br />
acter, what sets it apart from the others. Atomism, for example, takes the atom as the abso-<br />
lute, Stoicism assumes thinking as its principle, Epicureanism defines feeling and pleasure<br />
as the true (98). The contrast is bound to arise because these philosophies (as all the others)<br />
suffer from the intrinsic contradiction between, on the one hand, the limitedness of their<br />
principle, their one-sided form as determined by their guiding principle, and, on the other,<br />
their common aspiration to be philosophies tout-court, that is, their striving to comprehend<br />
the truth as a totality. In other words, each single philosophy, in virtue of its adherence to a<br />
single principle, offers a knowledge that is relative to that principle and bound by it. But<br />
philosophy in general cannot be relative to anything, since, as we have seen, philosophy’s<br />
intrinsic goal is to be ultimate, to achieve its end by putting an end to all determinatedness<br />
and one-sidedness. Of course, the limitations of a specific system cannot be seen from with-<br />
in it, but only from the outside, as it were, from another philosophical system that opposes<br />
a new principle to the preceding one and thus refutes the prior philosophy while, at the same<br />
time, keeping the whole process in motion. Refutations of this kind have a double character,<br />
Hegel points out immediately, since they are both negative and positive at the same time.<br />
In fact, what is refuted is only the form of the specific system, not its philosophical content.<br />
In other words, what is refuted is the claim to absoluteness grounded on a specific principle,<br />
not the principle itself: “what is refuted is not the principle of a philosophy, but only the<br />
claim of one principle to be final and absolute and, as such, to have absolute validity” (95/
O F LINES, CIRCLES, AND SPHERES.<br />
128). The content must be retained, then, while its form must be suppressed: “the refutation<br />
is the reduction of one principle to be a specific factor in the whole.” The double movement<br />
of negation and conservation at the same time makes the whole process a dialectic progres-<br />
sion where nothing, content-wise, is ever lost. Each single philosophy is conserved and re-<br />
tained in the next one (Aufhebung is the typical Hegelian term for this process) so that the<br />
latest philosophy “must contain it itself the principles of all the previous philosophies and<br />
consequently is the highest one”(95); at the same time it will be the deepest and most con-<br />
crete one, since it has absorbed all the determinations of the previous systems. It follows<br />
that “the essence of the history of philosophy is that one-sided principles are made into fac-<br />
tors, concrete elements, and preserved, as it were, in an amalgam” (98). It could not be oth-<br />
erwise: a simple negation with no positive and conservative moment would mean that the<br />
single philosophies are bound to fight each other in an endless battle with no real progress.<br />
We have already seen that such a conception would entail the degradation of philosophy to<br />
a battlefield of opinions and require its surrender to other disciplines. Dialectic mediation,<br />
then, is required by the intrinsic necessity of Hegel’s conception as the only process that<br />
can resolve the contradiction between truth and history or, which is the same, between phi-<br />
losophy and its end. Hegel can therefore call the dialectic that governs historical develop-<br />
ment an a priori: “the history of philosophy has simply to confirm this a priori, this heart<br />
of the nature of the Idea; of this nature it is simply an example.”(94) The example has to be<br />
shown to be such, of course, which is no small feat. The three volumes of historical analysis<br />
following the introduction are devoted to prove in concreto what the introduction has es-<br />
tablished in the abstract: that the historical succession of philosophical systems is in fact a<br />
development governed by dialectical mediation.<br />
Where does the process lead to? Is it going to continue forever toward more and more<br />
inclusive and sophisticated form of philosophical knowledge? In geometrical terms: can we<br />
envisage philosophy’s progress as a straight, slanted line that goes on to infinity without<br />
ever reaching an endpoint? Note that the issue here is essentially different from the previous<br />
discussion of the “scientific” model of progress, although the outcome turns out to be sim-<br />
ilar. In that case, the temporal increase of knowledge proceeded by juxtaposition, e.g. by<br />
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T HE END OF PHILOSOPHY<br />
the securing of new provinces of the phenomenal domain to the scientific understanding.<br />
The progress, then, was measured by the breadth, so to speak, of the system, by its ever-<br />
increasing content. (While the form, e.g. the structure of the scientific theories, remained<br />
substantially similar). The problem under scrutiny here is in a certain sense the reverse of<br />
the previous one. Can we imagine a monotonic progression of different and ever more in-<br />
clusive philosophical forms?<br />
It is easy to see that the answer is negative if the constraints laid on philosophy’s ends<br />
are to be respected. The contradiction between the form and the content of philosophical<br />
formations cannot continue forever because, in that case, philosophy would be in principle<br />
incapable to give an adequate expression to its philosophical content. <strong>Philosophy</strong> would be<br />
doomed to present partial and incomplete—albeit more and more complex— versions of<br />
truth, and it would be forced to admit that either truth in its entirety is beyond knowledge<br />
or that others, non-philosophical forms of thinking are more apt to grasp it. The end of phi-<br />
losophy would therefore be forced to remain an unattainable telos which, at most, can be<br />
asymptotically approximated by an ever increasing amount of knowledge. Hegel’s discus-<br />
sion of the difference between philosophy and science already ruled out this possibility. The<br />
necessary lack of any external criterion that is intrinsic to philosophy entails that it<br />
“progress” cannot be represented by a monotonic line. <strong>Philosophy</strong> does not proceed by jux-<br />
taposition: it advances by contradictions. And if the contradictions do not reach an end, the<br />
reassuring straight line turns itself into a bumpy sequence of ups and downs that is nowhere<br />
closer to the limit. The end as telos —for philosophy, at least—does not constitute a proper<br />
end. Or, rather, the telos is a paradoxical construction of the end since it is always on the<br />
verge of collapsing either into the positive or the negative reading of “end”—making there-<br />
fore the process it rules either a success or a failure—depending on whether the process it-<br />
self can attain the goal or not. Obviously, if the historical process can reach its end as telos<br />
then the telos itself, in that precise moment, ceases to be one to become a result. On the<br />
other hand, if the telos is in principle unattainable by the process it directs, it follows that<br />
the process itself can be very easily considered as failed; a consideration that will very soon<br />
bring about a new, and more easily reachable telos. If all this seems a bit implausible, it is
O F LINES, CIRCLES, AND SPHERES.<br />
only because we often think we are assuming unreachable ends as goal of our behavior<br />
when in reality we are dealing with a totally different situation. “To be the best writer in the<br />
world” may be an unreachable goal but to be a better writer is so much a goal at hand that<br />
hardly anyone would try to improve his writing if he or she didn’t believe it reachable. “To<br />
become a slightly better writer,” then, far from being the by-product of an asymptotic pro-<br />
cess is the real goal that rules one’s self-improvement. This means that if philosophy’s di-<br />
alectical progression could never reach its end, philosophy itself would be forced to change<br />
its telos. But since such a telos was, in Hegel’s discussion, only derived from the definition<br />
of truth, such a possibility entails that truth itself has to be put under discussion. Or rather<br />
the truth of truth, its structure and inner being. The only way to escape such a possibility is<br />
to accept that the dialectical process can reach its end. In other words, the development can<br />
stop because the contrast between the form and content of philosophical systems has dis-<br />
appeared: the form of the system has reached the ability to give expression to the absolute<br />
Idea. The system in question here is not, we may recall, any single thought formation, but<br />
rather the entirety of philosophy’s development.<br />
On the other hand, reaching the telos in the usual sense comports the end, in the sense<br />
of termination, of the correlated process. <strong>Philosophy</strong>’s reaching the end, in the positive<br />
sense of the terms, entails that philosophy itself, as a process, ceases to exist because it has<br />
attained its goal. But how can philosophy’s end be a disappearing of this sort? If we are to<br />
remain faithful to Hegel’s argument, such an ending cannot be an interruption but rather a<br />
completion that gathers up all and the whole of philosophy in its final and utmost perfec-<br />
tion. History of philosophy cannot reach its terminus by a simple coming to an end that in-<br />
terrupts it, because the consistency of the process—e.g. dialectics—requires that nothing<br />
will be lost. Therefore, philosophy cannot annul itself with a self-effacing gesture that<br />
would bring about something “else.” Or, even worse, by a gesture that would point to some-<br />
thing other than philosophy, to some different form of knowledge perhaps, lying outside<br />
and beyond philosophy itself. The line representing the philosophical development must<br />
reach an end, but it cannot obviously terminate by leaving anything beyond and beside it-<br />
self, both in space and in time, as if something would be left to explain or as if something<br />
69
70<br />
T HE END OF PHILOSOPHY<br />
else will substitute it. If philosophy’s progression reaches its end this does not, cannot mean<br />
that philosophy goes away but rather that philosophy has finally reached its fullness, its fi-<br />
nal state of completion (Vollendung or rather, Vollkommenheit) in which it will persist. The<br />
end of philosophy must be a terminus that achieves philosophy’s goal and keeps it in there,<br />
in that place where everything does come together. The line must not be a line or rather<br />
must be a line that reaches the end by reaching no end, a line that will not encounter a limit<br />
but will nonetheless end its course. In other words, philosophical progress must achieve in-<br />
finity without going on ad infinitum. This can only be done if the straight line turns back<br />
into itself and revert into a circle, or even a circle or circles, since each single step of phi-<br />
losophy’s overall development can be considered, in turn, as consisting of many steps:<br />
This series [of formations of the spirit] is not to be envisaged as a straight<br />
line, but as a circle returning into itself. This circle has for its circumference<br />
a great number of circles; one development is always a movement through<br />
many developments; the entirety of this series is a succession of developments<br />
retiring into itself; and each particular development is one stage in the<br />
whole. In development there is an advance, not into the abstract infinite, but<br />
returning back into itself. (80, my emphasis).<br />
The circle points to philosophy completing its course and reaching true (vs. Abstract) in-<br />
finity, leaving nothing behind. The circle stresses the total closure of both philosophy and<br />
the Idea. Nothing is left outside, so to speak, since the circle has no boundary. Only at the<br />
end of its development, that is, at the closure of the circle, truth is finally attained. Or rather,<br />
more than of a circle—whose image may suggest a plane circumscribing it—we should<br />
think of a sphere on whose unbounded surface philosophy, and us with it, roam freely with-<br />
out ever encountering a limit.
“EIN SPIELEN DER LIEBE MIT SICH SELBST…”<br />
6. “Ein Spielen der Liebe mit sich<br />
selbst…”<br />
A truly scientific knowledge will be reached only when the circle is closed and all the<br />
single-standing “systems” will have found their places in the harmonious whole thereby<br />
transfiguring philosophy, the love of knowledge, into the proper Wissenschaft that awaits it<br />
at the end of its development. By looking into it we will have a first prefiguration of the end<br />
that begins, slowly, to take shape.<br />
This circular, all-encompassing form that philosophy will assume has an immediate<br />
and all too important consequence on its content, e.g. on what philosophy can be about. In-<br />
deed, the very status of that word, “about,” is precisely what is at issue here. If philosophy<br />
is, or will be, a totally closed system, then it cannot be about anything, properly speaking,<br />
since its “aboutness” would imply the existence of something external to philosophy and<br />
therefore outside its allegedly all-encompassing circle. <strong>Philosophy</strong> is a cognitive activity,<br />
to put it in a very abrupt form, which can assume a circular shape only if the object of the<br />
knowing act is not outside it. Since, on the other hand, to be an object, in a first approxima-<br />
tion, means precisely to be standing over the subject in an act of reciprocal self-delimita-<br />
tion, it seems to follow that the object cannot be inside it as well. In other words, the<br />
circularity of philosophy breaks any characterization of knowledge implying a simple op-<br />
position between a subject and a object standing opposed to each other and belonging to<br />
two different and reciprocally external spheres. The circle can be a circle only if no “part”<br />
of the subject is totally and ultimately outside of the object and, conversely, no “part” of the<br />
object is totally and ultimately outside of the subject.<br />
However, such a mode of expression is still radically inadequate, since it pays a heavy<br />
linguistic tribute to an understanding of knowledge incompatible with the Hegelian char-<br />
acterization. Words like “part of,” “inside,” “outside,” and “about” already presuppose in<br />
their meaning a non-circular form: they become understandable only if the subject and the<br />
object are reciprocally external. On the contrary, the circular shape of knowledge intimates<br />
that the relationship between subject and object preserve the fundamental character of an<br />
71
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T HE END OF PHILOSOPHY<br />
opposition that makes knowledge possible while, at the same time, abandoning the tradi-<br />
tional gap between subject and object that makes that same opposition understandable.<br />
An opposition between subject and object is necessary, but the circular shape intimated<br />
by philosophy’s end demands that its content express the unity of that opposition. The prob-<br />
lem becomes how to think this unity that must preserve the opposition while at the same<br />
time negating the reciprocal externality of the opposed terms. It is clear that such a unity<br />
cannot be a reduction of one term to the other. Neither the world can disappear into a fig-<br />
ment of the subject’s imagination nor the subject of the knowing process can be absorbed-<br />
nullified into an impersonal, external substance. The latter option is not viable because the<br />
cognitive process itself, in that case, would become impossible, producing a non sequitur.<br />
To use Hegel’s celebrated expression, such an “intuition” that nullifies the subject into the<br />
vision of the undifferentiated unity of an all-encompassing external substance can only lead<br />
to a “night where all cows are black”, i.e. to an “immediate intuition of the divine and the<br />
eternal that is not an act of knowing.” 26 The first option isn’t any better, since a finite sub-<br />
jectivity can never be totally self-enclosed, being irremediably empirical and therefore en-<br />
tangled in its empirical “other,” in a concrete material base that lies necessarily outside its<br />
scope. In such a form of idealism “the content of knowledge is determined merely by the<br />
self or has subjective validation enclosed within self-consciousness.” But the subjectivity<br />
of the self that, in order to be such, “see itself as something particular in contrast to objects<br />
and can distinguish its own determinations in itself as different from others outside itself<br />
and over against itself” has to be abandoned. 27<br />
The unity is a unity of the opposition itself, of the relation opposing the two terms of the<br />
cognitive act. In other words, the “unity of the opposition” should not be thought as a static<br />
coincidence flattened onto one of its terms but rather as a process that continuously opposes<br />
and recovers the “subject” (or the agent, individual or collective as it may be) of the know-<br />
26. The first expression is from the Vorrede to the Phenomenology (17/67), while the second comes form<br />
the Vorlesungen, 415. It is precisely the task of the Phenomenology to spell out how and why either<br />
reduction is impossible by taking off from the Sense certainty, e.g. from the alleged certainty of the<br />
knowledge of an object opposed to a consciousness. As we will see shortly, the endpoint of that book<br />
coincides with the endpoint of the Vorlesungen.<br />
27. See Encyclopedia. §5. My emphasis.
“EIN SPIELEN DER LIEBE MIT SICH SELBST…”<br />
ing process and its object to such a point that our common view of their self-standing iden-<br />
tity and reciprocal independence is shattered. In Adorno’s words, Hegel does not “set up an<br />
irrational unity of subject and object but instead preserves the distinctive moment of the<br />
subjective and of the objective while at the same time grasping them as mediated by one<br />
another.” 28<br />
Hegel calls Absolute Wissen, absolute knowing, the understanding of the unity, or the<br />
reciprocal mediation between the subjective and objective moments. The last chapter of<br />
Phenomenology of Spirit is explicitly devoted to the exposition of the concept, but he re-<br />
calls it also at the end of Lectures on History of <strong>Philosophy</strong>, when he comes to the exposi-<br />
tion of his own philosophy after the long journey through the whole efforts of Western<br />
thought:<br />
To know the opposition in the unity, and the unity in the opposition, this<br />
is absolute knowing; and science consists in knowing this unity in all its unfolding<br />
for and by itself. 29<br />
Absolute knowing can be totally self-enclosed because there is no “other” to know from the<br />
standpoint of the knowing agent. To put it more accurately, there is nothing to know outside<br />
the process itself. The True, das Wahre, is nothing else but the process that perpetually ne-<br />
gates itself only to recover itself. Knowledge of the true, absolute knowing, that is, is this<br />
agonistic but harmonious process in its very being process in action. The process is absolute<br />
because it does not need any more reference to anything outside itself. “Absolute,” here,<br />
should not be primarily interpreted as a synonym of “supreme,” “perfect,” or “highest”;<br />
rather, we should recall the root of “absolute” in the Latin “absolvere” “to free (or relin-<br />
quish) from” as in the canonical formula uttered by the confessor in the Catholic rite: “ego<br />
28. Theodor Adorno, Hegel: Three Studies (Cambridge: MIT UP, 1993) 7. It should be noted, at this point,<br />
that such an act of knowing cannot be considered just a cognitive activity. Rather it is a form of living<br />
as well, since, if there is no ontological difference between thought and being, between “thinking about<br />
something” and the “something” about which one thinks, it follows that being is a way of thinking and<br />
thinking is a way of being<br />
29. My very literal translation. Haldane has “to know opposition in unity, and unity in opposition—this is<br />
absolute knowledge; and science is the knowledge of this unity in its whole development by means of<br />
itself.” (3, 551)<br />
73
74<br />
T HE END OF PHILOSOPHY<br />
te absolvo peccatiis tuis.” Absolute knowing stands in opposition to any form of knowledge<br />
that is relative to something external to itself and to its own act of knowing. Absolute know-<br />
ing is also, indirectly, a “perfect” knowing, but only in the sense of the perfection and com-<br />
pletion (Vollkommenheit and Vollendung, respectively) that philosophy reaches, inevitably,<br />
at the end of its development.<br />
It is important, however, not to interpret this “perfection” as a state, or as a station out-<br />
side of time and space where knowing comes to an end in a post-historical transfiguration.<br />
Hegel speaks of “absolute Wissen”, not of “absolute Wissenschaft” or “absolute Erkennt-<br />
nis”, which would be a contradiction, since he is claiming that Wissenschaft, scientia, sci-<br />
ence, can exist only if and when knowledge ceases to be derived from particular principles<br />
and reaches the level of an absolute knowing, of absolutes Wissen. In other words, we<br />
should pay attention to the fact that “Wissen” is the nominal form of a verb, and strive to<br />
hear the reference to the action that the latter expresses. Absolute knowing is the way in<br />
which the act of knowing continues to be performed after the closure of the dialectical de-<br />
velopment—and finally in the form of a scientific knowledge of the whole production of<br />
the Spirit in both time (history) and space (Nature).<br />
Absolute Wissen represents the closure of the continuous motion that is characteristic<br />
of all the aspects of the Spirit and that Hegel expresses as a duplicity of estraniation/nega-<br />
tion and interiorization/remembering, that is, Entäußerung and Erinnerung. The closure<br />
means that this continuous motion keeps coming back to itself, in the simple sense that<br />
there is no “other” to which it would go. The circle has no outside to which it may point to,<br />
it is totally self-contained. As Hegel explicitly remarks in the final chapter of the Phenom-<br />
enology, the circle is nothing else that this movement:<br />
This movement [that constitutes knowing] is the circle that keeps coming<br />
back to itself, the circle that presupposes its beginning and reaches it only at<br />
the end. 30<br />
30. Georg Wilhelm Friedrich Hegel, The Phenomenology of Spirit, A. V. Miller, tr. (Oxford: Oxford University<br />
Press, 1977) 429. The German text is “Sie [die Bewegung, die das Erkennen] ist der in sich<br />
zurückgehende Kreis, der seinen Anfang voraussetzt, und ihn nur im Ende erreicht” (1053/429). Note<br />
that knowing is, here, Erkennen, another substantivized verb, not Erkenntnis.
“EIN SPIELEN DER LIEBE MIT SICH SELBST…”<br />
The circle is such only at the end, after its closure has been reached, and it is possible<br />
to live in it and reach the form of knowing that will inaugurate science only when its end<br />
will have joined its beginning. This means that no immediate knowledge of the Absolute is<br />
possible, as Hegel stresses over and over again. First, because it would not constitute a<br />
knowledge at all, and therefore it would not be philosophy. Rather, it would be an intuition,<br />
a feeling of an indistinct unity of and with an Absolute that “is not supposed to be compre-<br />
hended, [but] felt and intuited. Not the concept of the Absolute, but the feeling and intuition<br />
of it must govern what is said and must be expressed by it.”(4) Furthermore, and more im-<br />
portantly, such a self-contradictory philosophy cannot get to the absolute at all, since it re-<br />
duces it to an empty, contentless entity. The intuition of God and God’s Love become the<br />
slogans of a position that refuses to provide penetration and comprehension by reducing<br />
philosophy to a mere edification that “shrouds in fog the manifold variety of its earthly ex-<br />
istence its thought”, and “pursues the indeterminate enjoyment of this indeterminate divin-<br />
ity.”(5) But such a position is so vacuous it can find anywhere the “ghosts” it has allegedly<br />
discovered.<br />
Hegel, instead, wants to recover the concept of God and the Absolute as Substance that<br />
Spinoza had already put forward and that inspired so much debate in Germany around the<br />
turn of the century. To think the true as substance comports to think it in both its universality<br />
as well as in its concreteness, that is, in the multiplicity of forms in which it develops. The<br />
Substance, however, cannot be external to the subject, as it still is in Spinoza, lest the whole<br />
characterization of philosophy as a circular structure that reaches its beginning at the end<br />
collapses in the reciprocal externality of subject and substance. The substance has to be<br />
thought as subject—this, Hegel claims, is the basic insight from which everything else fol-<br />
lows.<br />
This is the basic, and only, difference that Hegel acknowledges between the “highest<br />
point of philosophy’s development” and the Spinozian characterization of the Substance.<br />
As he says in the final pages of the Vorlesungen, while summing up the principal phases of<br />
philosophy’s history:<br />
Being and thought are opposed and identical in Spinoza, who has the fun-<br />
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76<br />
T HE END OF PHILOSOPHY<br />
damental intuition, but knowing is external to substance. (It. 414)<br />
In the section of the Lectures devoted to the Dutch philosophers he further specifies his<br />
thoughts by adding:<br />
This Spinozian idea has to be considered true and grounded. It is an absolute<br />
Substance; this is the True. But this is not the whole True; the substance<br />
must also be thought as active and living in itself and consequently self-determining<br />
as Spirit. The Spinozian substance is the general and therefore abstract<br />
determination [of the Spirit].(105)<br />
What matters is the total harmony of the subject with the world that he has discovered as<br />
his and in which he can (and must) lose himself in order to come back to himself. The har-<br />
mony does not exclude, rather it requires, the alienation, the Entäußerung, the work of the<br />
negative. Harmony can exist, in this context, only in what we may call an agonistic mode:<br />
as a confrontation with the other that is required by mediation itself. But the true meaning<br />
of this agonistic moment, the reason why it really constitutes an agon, is that the subject is<br />
such only in the confrontation: he will be himself only by losing and finding himself again.<br />
The process, the agonistic process, is logically and ontologically prior. We are not faced<br />
with a subject who “proves” himself, who start from an identity of some sort to “try it out”<br />
and see his worth with or against the other who faces him. As in the master/slave dialectic,<br />
the subject finds such an identity after the confrontation, on the rebound, after having lost<br />
or having been ready to lose everything that mattered—life itself. And this is true in both<br />
cases: for the master-to-be, who is ready to die in the fight for recognition and achieves it,<br />
although in an imperfect form, at the precise moment in which everything is lost; and for<br />
the slave as well, who begins to realize his truly “subjective” identity only after he has been<br />
reduced to a totally subjugated entity who is literally nothing since his life is wholly for the<br />
other and nothing for himself.<br />
If the Absolute is expressed in terms of God and God’s Love, as Hegel contemporaries<br />
loved to do, then the word “God” has to be more than a mere name pointing to a simply felt<br />
but empty communion as the only possible exitus. Rather, the Absolute has to be under-<br />
stood and comprehended in its determinations and this can only be done by focusing on the
“EIN SPIELEN DER LIEBE MIT SICH SELBST…”<br />
dialectic of reciprocal mediations. Only then, and for the first time, the Absolute becomes<br />
really expressible, or rather comes to the expression that marks the sign of true comprehen-<br />
sion. Once the concreteness of the Substance as explicated in the multiplicity of its deter-<br />
minations has been recovered, then God and God’s love acquire their full meaning because<br />
they are no longer the vacuous objects of an intuition but rather the process itself of recip-<br />
rocal self-determination. The absolute is the circle itself.<br />
In the passage of the Vorrede that follows immediately the famous polemic with Schelling<br />
culminating in the “nights in which all cows are black”, Hegel claims for himself the right<br />
to use, and in a different and richer sense, such “trite” words as “God” and “Love.” After a<br />
description of the circle of absolute knowing expressed in terms almost identical to those<br />
of the previous quotation from the final chapter, 31 he goes on to say:<br />
Das Leben Gottes und das Göttliche Erkennen mag also ein Spielen der<br />
Liebe mit sich selbst ausgesprochen werden (68/18)<br />
Literally translated,<br />
the life of God and the divine knowing may thus be expressed as a<br />
play(ing) of Love with itself. 32<br />
The reference to love, and God’s Love in particular, is not casual. The young Hegel had al-<br />
ready stressed the particular status of the members of a love relationship: they are in oppo-<br />
sition but, in that opposition, united. In a fragment from the early theological writings, we<br />
found a quite clear statement of the reasons why love is so important: on the one hand the<br />
union of the lovers in love is radically and qualitatively different from the oppositions we<br />
31. “[Das Wahre] ist das Werden seiner selbst, der Kreis, der sein Ende als seinen Zweck voraussetzt und<br />
zum Anfang hat, und nur durch die Ausführung und sein Ende wirklich ist” (68/18).<br />
3<strong>2.</strong> The different semantic scope of “Spiel” and “Play” constitutes a major obstacle to the understanding<br />
of all the passages in which Hegel uses Spiel and its cognates. In particular, what seems more troublesome<br />
is the breadth of the German term, that covers both the relatively “unstructured” meaning of<br />
“play” as well as the more regulated activities that the English language denotes by “game,” not to<br />
speak of the area covered by all the cognates of “sport.” The English translator of the Phenomenology<br />
has in fact opted for the latter (and quite narrow) meaning by rendering “Spielen” as a “disporting”<br />
(Eng. tr. 10) Although clearly correct, this perhaps unavoidable choice narrows the semantic richness<br />
of the German term to just one of its component. In order to limit the possibility of misunderstandings,<br />
I have tried, in the following, to use the German term “Spiel” as a kind of technical term that covers<br />
the three distinct areas covered by “play”, “game,” and (partially) “sport” in English.<br />
77
might find in cognitive activity:<br />
78<br />
T HE END OF PHILOSOPHY<br />
it is not intellect whose relationships always leave the manifold as manifold<br />
and whose unity itself are oppositions; it is not reason, which opposes<br />
its own determining to the determined; love is not determining, nor it is determined<br />
nor finite. [529/379] 33<br />
On the other hand, love provides a form of union which is truer than those afforded by in-<br />
tellect and reason because<br />
true unification, true love, exists only between living beings who are the<br />
same in power, and who therefore live for each other in the most complete<br />
way; and from no side one is dead for the other. […] In love the separated<br />
still exists but not as separated anymore, rather as united; and the living feels<br />
the living.[529/379] 34<br />
In love, however, and in earthly love above all, the unification finds an ultimate resistance,<br />
as Hegel notes, in the properties of the lovers and in their mortality. True unification would<br />
require a total communion, while in love the lovers have also something else beyond the<br />
love for their lovers: they have goods to take care of, their thoughts, and ultimately bodies<br />
that resist total unification. This form of love must therefore be superseded by a more com-<br />
plete one. In the Phenomenology this transformation seems to have taken place: Love,<br />
God’s love now, is still at the center of the speculation, but the focus has shifted from the<br />
unification of the lovers through love to love itself and its playing with itself. The process<br />
continuously posits and surpasses the “agents” that are secondary with respect to love itself.<br />
Love is playing with itself because it is constantly engaged in an action that opposes the<br />
players but only within the limited scope of the game being played, an infinite game that,<br />
having come full circle, finds an end only to start all over again.<br />
33. G. F. W. Hegel, Early Theological Writings (Chicago: Chicago UP, 1948): “It is not the understanding,<br />
whose relations always leave the manifold of related terms as a manifold and whose unity is always a<br />
unity of opposites [left as opposites]. It is not reason either, because reason sharply opposes its determining<br />
power to what is determined. Love neither restricts nor is restricted; it is not finite at all.” (304)<br />
34. Engl ed.: “True union, or love proper, exists only between living beings who are alike in power and<br />
thus in one another’s eyes living beings from every point of view; in no respect is either dead for the<br />
other. […] In love the separate still remain, but as something united and no longer as something separate;<br />
life [in the subject] senses life [in the object].” (304/305).
“EIN SPIELEN DER LIEBE MIT SICH SELBST…”<br />
The action is intrinsically agonistic, since it is always a confrontation that searches for<br />
itself in the other (e.g. the opponent) but it is, at same time harmonious, since no action is<br />
lost and all of them come together to make up the whole of the game being played. The<br />
meaning lies in the result, i.e. in the shape of the actions (e.g. the moves) as considered from<br />
an endpoint that is nothing but the realization of the beginning. The game itself, in fact, is<br />
this movement, this continuous going back-and-fro within the enclosed space delimited by<br />
the rules of the game. The game is, or rather has as its basic characteristic the freedom of<br />
movement, the lightness that permeates the players while they are carried by the game and<br />
fully absorbed by it.<br />
79
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T HE END OF PHILOSOPHY
CHAPTER II<br />
ABSOLUTE(S)<br />
SPIELEN<br />
in which the concept of Spiel is introduced, and why it is so difficult<br />
to handle.
1. “to die game”<br />
80<br />
A BSOLUTE( S ) SPIELEN<br />
Solo a chi ama il Diverso accende i suoi<br />
splendori<br />
e gli si apre la casa dei due misteri:<br />
il mistero doloroso ed il mistero gaudioso.<br />
Elsa Morante<br />
We have seen Hegel suggesting the image of Spiel, and Love’s Spiel in particular, as a<br />
characterization of the completion of the circle of circles that would bring about the end of<br />
philosophy. The concept of Spiel itself, however, is far from transparent. Even in common<br />
speech, Spiel denotes a broad range of phenomena, with vastly and sometimes conflicting<br />
features. First of all, it has a broader semantic spectrum than its English counterpart since<br />
it covers both the areas of “play” and “game.” The game of chess, the game of tennis, and<br />
child’s play, (not to speak of the actors’ and musicians’ activities), are all covered by the<br />
term Spiel. In this respect, German is closer to other Western European languages than En-<br />
glish: jeu, gioco and juego, for example, all behave quite similarly to Spiel.<br />
In the context of our present discussion, the semantic breadth of Spiel and its Western<br />
relatives is not quite an advantage because it apparently collapses into one word wildly dif-<br />
ferent activities. We might take the situation in English to be clearer and perhaps try to ex-<br />
ploit its richer lexical articulation to clarify the connection between Spiel and the end of<br />
philosophy. In English, although we say that someone plays chess, chess itself is certainly<br />
a game and not a play. The unqualified form of “play” seems to be used only in the context<br />
of children’s activity: adults may play all sort of games, and even quite silly ones at that,<br />
but only children play without further qualification. This may suggest that the concept of
“ TO DIE GAME”<br />
Spiel is actually an historically contingent juxtaposition of two quite different ranges of<br />
phenomena which are polarized around the free, self-fulfilling “play” and the engaged, se-<br />
rious “game.” In fact, we tend to associate all the derivatives of “play” with a certain light-<br />
heartedness, with a lack of seriousness, and more particularly the lack of the seriousness<br />
required to work, to do something “serious” in the sense of important, worthwhile, etc.<br />
Playing is, or can be, “amusing,” “entertaining,” and, often “time wasting” while working<br />
is “serious,” “productive,” and, most appropriately, “laborious.” We might add the men-<br />
tioned opposition, namely that “play” is usually children’s most prominent activity, while<br />
“work” is the adults’ domain. The passage from childhood to adulthood, is also, and per-<br />
haps mostly, a passage from a play-oriented to a work-oriented world. The opposition play/<br />
work, built along the axis serious/playful and adult/child, seems to be constitutive of our<br />
understanding of the concept. Moreover, “playing”, as in “children play” is generally an ac-<br />
tivity featuring very loose rules if it requires any rule at all. Think, for example, of the series<br />
of activities children perform on a playground: swinging, sliding, running, chasing, tag-<br />
ging, etc. “Play,” in short, seems to epitomize the free, spontaneous, self-rewarding, and<br />
free-flowing activity most typical of childhood and most opposed to adult work and wor-<br />
ries.<br />
“Game,” on the other hand, usually denotes an activity regulated by more or less strin-<br />
gent rules and that usually requires a quite serious engagement on the part of the actors.<br />
Boardgames, and chess over all, offer the prototypical image of an activity that requires to-<br />
tal devotion from their adepts and that often strains their resources to the limit. Resources<br />
that are not only intellectual, but often quite material: in pre-television times “playing” was<br />
in fact a favorite pastime and it meant first and foremost playing cards for monetary re-<br />
wards. 1 It is difficult to think of gambling in the same category as playing tag, and yet this<br />
is what Spiel would encourage us to do. Not only, but the co-existence of the strenuous,<br />
confrontational antagonism required by most games and the spontaneous, self-rewarding<br />
1. Most reference to “play” (e.g. Spielen) in classic philosophical texts have such an implicit reference.<br />
See, for example, Kant’s Anthropology from a Pragmatic Point of View (Carbondale: Southern Illinois<br />
UP, 1978) , sec 88 (B243 ff): “the game that—it is said— has the only function to fill the void of conversation<br />
after dinner....”<br />
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features of play are what Hegel seems to need, as we have seen, in his concept of Play and<br />
God’s Love playing with itself that may bring philosophy to an end. This may suggest, in<br />
other words, that Hegel’s speculation rests on a linguistically infelicitous contingence of<br />
the German language. Once clarified with the help of some English savvy, the word Spiel<br />
would appear to be just an ambiguous term referring to different and unrelated activities, a<br />
word no more puzzling than any of the innumerous homonyms that any language has to of-<br />
fer.<br />
However, a moment of reflection on the uses of “play” and “game” is enough to realize<br />
that the situation is not so simple. In fact, the oppositions “serious vs. non-serious”, “child-<br />
ish vs. adult”, etc., play their role within the very concept of Spiel and within Spiel’s com-<br />
ponents of “game” and “play.” Even the most serious game cannot be totally “serious” if it<br />
is still to be considered a game in the proper and non-metaphorical sense. For example: the<br />
game of chess, even when played by world-class masters for substantial monetary rewards<br />
is a game because it is not considered part of the normal productive activities. It is not<br />
“work,” although the players work as hard as most workers, because playing chess is not a<br />
productive activity. In this sense, the chess player, in spite of all of the game’s seriousness<br />
and brainy reputation, is closer to the child’s swinging in the playground than to the worker<br />
in a factory. On the contrary, when we speak of the “game of love”, or the “game of war,”<br />
we are leveraging on one component of game, e.g. the strict, rule-based, regulated structure,<br />
but we are leaving aside the playful, non-serious engagement. And it is precisely for this<br />
reason that we may say that war and love are “like” a game: although they are not games<br />
at all, with such an expression we want to stress their formal, well-regulated character<br />
while—at the same time— holding fix their distance from real games.<br />
Conversely, even when we say, as we often do, that love, for example, is “just” a game,<br />
we do not generally mean to identify love with a game. We are not saying that love is eq-<br />
uiparable to chess. Rather, we are saying, in an almost prescriptive mode, that love should<br />
not be considered such a serious affaire because, after all, it might be considered as point-<br />
less as a game of chess, where the winner and the loser, once the game is over, are neither<br />
better nor worse off than when they started. In other words, whenever we use “game” in the
“ TO DIE GAME”<br />
context of a “serious” activity we either presuppose a fundamental difference between se-<br />
rious and non serious business in order to stress the well regulated character of both, or we<br />
leverage on the non-serious, e.g. the playful, character of game in order to exhort people to<br />
take the serious businesses of life in a ligher manner. In either case, we rely heavily on the<br />
playful component of “game.”<br />
In short, “games” can be seen as representing the most serious, well-regulated com-<br />
ponent of Spiel, but they are dependent on the opposite, “playful” component to be regard-<br />
ed as such. No matter how well an activity is constrained by rules, only if it is separated by<br />
“normal,” “adult,” “productive” life, it is considered a game in the proper sense. Notice that<br />
this does not mean that an activity must belong or be derived from the realm of childhood<br />
to be considered a game. In fact, in many societies, “games” traditionally belonged to the<br />
realm of the sacred life, the most notable example being the Olympic games. In that case<br />
as well, though, what is most important is the separation between “normal” everyday life,<br />
between the life of labor and pain, and the separated, sacred space in which games can take<br />
place.<br />
A similar point can be made for “play,” the component of Spiel that stands for the free,<br />
spontaneous, and self-renewing activity. One of the most disconcerting aspects of play,<br />
even in its most common, everyday uses, is the co-existence of the serious aspect in a con-<br />
cept that derives most of its meaning from the opposition to seriousness itself. 2 Children’s<br />
play is supposedly the mark of such a free activity. But any observation of children “at<br />
work” will quickly reveal that they are as inflexible about the rules of their playing as the<br />
most consummated chess master. In fact, children can even spend a substantial part of their<br />
playing time negotiating over the rules presiding their games and any player not observing<br />
them is very often severely reprimanded. The only difference with chess is that children’s<br />
<strong>2.</strong> The serious side of play has been emphasized over and over by scholars of play. Most often, however,<br />
this emphasis has been translated into a reduction of the playful to the serious that goes hand in hand<br />
with the reduction of the whole universe of play—from child’s play to chess—to the serious games<br />
played in social occasions. Huizinga, for example, stresses the serious element so much that he decides<br />
(but actually he is forced) to limit his investigation in Homo ludens to the “higher forms of play”. As<br />
a consequence, everything having to do with “fun”, enjoyment, “merriment” etc., is left out of play and<br />
judged inessential. But the problem, as I will show, is precisely the analysis of their interrelationship.<br />
Flattening one element upon the other does not take us very far.<br />
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playing rules are not codified in advance: rather, they are rectified every time a group of<br />
children gather together to play and often during playing time as well. But the role of the<br />
rules within the activity is exactly the same.<br />
In fact, play is an activity that seems to require the most extreme seriousness. Play can<br />
happen only when the players adhere totally to the rules of what they play and even submit<br />
their being—by forgetting it and leaving it aside, in most instances—to the being of play<br />
and to its absolute rule. The rules of the game, to put it differently, know no exceptions:<br />
when a player stops following them the “playing” itself is thereby concluded. 3 The serious-<br />
ness derives from the total immersion and unchallenged attention that the participation in<br />
a game, and especially the confrontation with the other, with the antagonist, requires from<br />
the player. The playfulness of play—the element that risks transforming any thinking of<br />
play into an “edifying thought,” as Hegel notes—derives instead from the total self-enclos-<br />
edness of any game. Being totally separate from any other activity, the phenomenon of play<br />
extracts the players from their normal and usually burdensome activities to immerse them<br />
in a different and totally other medium where they can forget themselves to be only what<br />
the game makes them be. But playfulness and lightness so understood are just the opposite<br />
of a lack of seriousness. We might even say that play requires a total seriousness in order<br />
to be playful: only if “playing” is closed upon itself because the devotion to its rules is ab-<br />
solute, can the players renounce their being and be carried away by the game itself.<br />
Therefore, it is impossible to get rid of the complexity or even of the apparently apo-<br />
retic character of Spiel by neatly splitting the concept into the play- and game- components.<br />
In fact, the mutual solidarity shown by “play” and “game” points to on opposition between<br />
playful and serious, productive and wasteful, etc., that lies within the semantic content of<br />
Spiel and that cuts across “play” and “game” respectively. There is little to be gained, if<br />
anything at all, in the effort to clarify Spiel through the apparently neat English distinction<br />
of Play vs. Game since the same basic opposition at work within Spiel represents itself<br />
within each component. In fact, there is some etymological evidence to support the conten-<br />
3. I am relying quite heavily on Gadamer’s analysis of Spiel in this characterization of its play-like component.See<br />
Hans-Georg Gadamer, Truth and Method…, 90ff.
“ TO DIE GAME”<br />
tion that is the English classification that may be linguistically contingent. Or, to be more<br />
precise, there is some evidence suggesting that the semantic area of Spiel, in virtue of the<br />
opposition playful/serious, provides an extended leeway whereby “play” and “game”can<br />
move, and have in fact moved, quite considerably.<br />
The linguistic history of the English words “play” and “game” provides some interest-<br />
ing confirmations of the existence of an intrinsic leeway within the concept of Spiel. “Play”<br />
for example, according to the Oxford English Dictionary, derives most likely from an Old<br />
Saxon word, plagan, meaning “‘to have the care of, take charge of, attend to, cultivate’, ‘to<br />
be in the habit of, to be wont or accustomed to’. The origin of the term, in other words,<br />
comes from the opposite pole of the current uses of “play,” since it used to denote an activ-<br />
ity tied to the sphere of work and physical labor. In Old English “play” can be applied to<br />
the activity of plowing a field, as in the following example: “Eche man to pleye with a plow<br />
pykoys or spade.” 4 The evolution of the word, or at least one of the lines of evolution, in-<br />
creasingly privileges the process itself and tends to disregard the purpose of the action, so<br />
that the term comes to mean “being idle,” in the sense of being actively engaged in some-<br />
thing not useful, e.g. being busy not working. The current meaning of “playing” as “amus-<br />
ing oneself”, “recreating”, seems to derive from this privilege of an activity that bends back<br />
upon itself and has no longer an outwardly directed purpose. When considered along its<br />
whole history, “play” seems to have covered quite a long path. From an original use in<br />
which it can be applied to an activity as productive and as socially engaged as plowing a<br />
field it comes to signify what may perhaps be considered the most unproductive and most<br />
solitary activity of all. 5<br />
The opposite movement is exemplified by the linguistic evolution of “game.” Origi-<br />
nally derived, most likely, by ga, “together” + man, “human being”(cf. Were-man/Wo-<br />
man) it takes the meaning of joy and merriment found in communion (Cf. German Gemein,<br />
4. 1377 Langl. P. Pl. B. iii. 307<br />
5. This meaning of “play” as the intrinsically wasteful activity best exemplified by the English phrase<br />
“playing with oneself” is actually crucial to the contemporary philosopher who has is perhaps best<br />
known for his use of jeu: Jacques Derrida. See, for example, La Dissémination. I will come back, partially<br />
at least, to Derrida’s use of jeu in the last section of chapter VI below.<br />
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Gemeinheit). In other words, the original, pre-English meaning comes from the opposite<br />
pole of the current use, in fact from a pole very close to the current use of “play” in its re-<br />
liance on the “non-serious”, merry aspect of life. “Game” gradually picks up, during its<br />
evolution, the characteristic of a well-regulated and serious activity and ends up as a pos-<br />
sible predicate of the most serious affair man can encounter in life. It is speculative how<br />
this evolution took place. One possibility is that from the original meaning of social com-<br />
munion, “game” has been applied to a prototypical case of such a social communion: the<br />
organized and socially well structured chase hunt. From there, the word shifts to cover not<br />
just the act but the object as well: game as fowl, as the animals being hunted. Then, “game”<br />
starts signifying the characteristics of the hunted animal, at least in the perception of the<br />
hunter: namely, its fierceness and spirit for fighting and endurance. With a last metonymic<br />
act, “game” takes up the meaning of “as brave and independent as a hunted animal”. “Are<br />
you game?” is the prototypical expression at this stage of evolution, and it means the will-<br />
ingness to be taken in by the process and play, e.g. fight , as bravely as possible. “Game”<br />
becomes the mark of courage, and especially the courage to be shown in the harshest occa-<br />
sion: death. “To die game,” an expression found already in Gay’s Beggar’s Opera and used<br />
by Byron and Spencer, stands for the courage and resolution that may be shown in front of<br />
death by the bravest souls. As the OED defines it, “to die game” is “to maintain one’s spirit<br />
and endurance to the last”: “to die game” means to be able, to use Hegel’s expression, “to<br />
look death in the face.”<br />
The conclusion to be drawn from this brief linguistic excursion is that the oppositions<br />
between serious and non-serious, merriment and resoluteness unto death, labor and recre-<br />
ation, productive and wasteful, etc. all cut through the phenomena of game and play. Game/<br />
play, or Spiel as I will call it hereafter for short, displays a complex network of components<br />
with at least three main elements: (a) movement (and freedom thereof), (b) commitment<br />
and especially the commitment to rules that can be found in a social communion (e.g. a Ge-<br />
meinheit), and (c) self-fulfillment and recreation in all the possible senses.<br />
Hegel’s conjunction of the the end of philosophy and Spiel relies, in fact, on all the<br />
components of this complex network. On the one hand, Spielen can be so serious as to be
A BSOLUTE( S ) SPIELEN<br />
tragic: this is appropriate, in a certain sense, to an understanding of the Absolute that does<br />
not refrain in the face of death and holds on the contrary that the “true life of the Spirit is<br />
that life that bears death and stations in it.” In such a “play,” the rule is to look death in the<br />
face and be transformed by it.<br />
On the other hand, the reference to Spielen is essential in order to understand how the<br />
dialectical movement can continue once the process that dialectics rules (or used to rule)<br />
has reached its end. What happens in and at that end is a transfiguration of life into a form<br />
of playing that preserves the agonistic character proper to it, while at the same time being<br />
worth of the name of intellectual intuition or of amor Dei intellectualis. Let us now go back<br />
to the Hegelian text and see, in more details, how this complex interaction takes place.<br />
<strong>2.</strong> Absolute(s) Spielen<br />
Let me retrace my steps. I started from Hegel’s argument about the end of philosophy,<br />
and from his insistence that philosophy, if it wants to be true to its vocation, has to be com-<br />
pleted and turned into a science that will be able to tell the truth about the world. I then fol-<br />
lowed Hegel’s search for the concept of this science and found it in the exposition of<br />
Absolute Knowing put forward at the end of the Phenomenology of Spirit. Finally, I fo-<br />
cussed on the characterization of Absolute Knowing by the ludic metaphor of “God’s Love<br />
playing with itself.”<br />
Absolute Knowing, as the “beyond” of philosophy to be reached through the latter’s<br />
completion, is therefore characterized as a form of playing. Even if I believe that the ludic<br />
formulation can help shed some light on Absolute knowing, it by no means explains it. That<br />
is, the concept of Spiel, and Love’s Spielen in particular, does not represent the end to the<br />
quest for the end of philosophy because the concept of Spiel itself is far from transparent,<br />
as I have explained above, and even if it were, it would still remain unclear how to apply<br />
the image of play to the full circle finally reached by Absolute Knowing. Who plays the<br />
absolute game? What happens during the game being played? Can the game ever be over?<br />
Or is it already over?<br />
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The question about the players—or, to put it differently, about the actors of the playing<br />
process—is particularly crucial. If Absolute Knowing is characterized as “Love’s playing<br />
with itself,” then a possible interpretation is to attribute to God’s Love the role of a player<br />
whose game in time and space is nothing else than the history of the world as we know it.<br />
This form of divine playing seems to reduce the human actors to the role of mere pawns in<br />
a game that the divine Love is eternally playing. Absolute Knowing would therefore be a<br />
cosmic chess game having Love vs. Love behind the board and the whole world (or, to be<br />
precise, the whole history of the world) as both battleground and pieces of the game. This<br />
“panlogistic” interpretation represents, basically, the philosophy of the substance that He-<br />
gel attributes to Spinoza. The subject is missing from the substance and, as a consequence,<br />
the Absolute is external to the substance. It is a totally deterministic system that offers no<br />
point of access, no entry into it except a blind intuition of the Absolute. In other words, this<br />
is the vision of the Absolute that Hegel refers to Schelling and that he attacks vehemently<br />
in the passage immediately preceding the ludic metaphor of the Absolute.<br />
Regardless of whether this interpretation adequately explains Hegel’s position in the<br />
Phenomenology, it must be noted that it runs quickly into troubles of its own, because it<br />
requires Love being external to the game, while it clearly cannot be, since the process Hegel<br />
is describing must be totally immanent to itself. Or, to put it differently, it is impossible to<br />
see how such a depiction could be a form of “knowing.” It might represent a characteriza-<br />
tion of the Absolute, but it cannot represent any cognitive activity. Given the absolute dif-<br />
ference between the players and the pawns being played, their total incommensurability, so<br />
to speak, there is no path, or at least no cognitive path, leading from the latter to the former.<br />
At most, there may be an utterly “irrational” semi-mystical leap that force forward to an<br />
almost impossible identification with the absolutely Other lying beyond everything we<br />
know or will ever be able to know. The pawns of a chess game, in other words, might even<br />
be able to forgo their wooden status and rise—through an Herculean feat of self-transcen-<br />
dence—to an understanding of their position in the immensity of the world lying beyond<br />
the chessboard. But can they start discussing the fine details of the Sicilian opening with
A BSOLUTE( S ) SPIELEN<br />
the player moving them up and down the black and white squares? And yet, this is what<br />
Hegel’s prescription would require to be meaningful.<br />
To put it more soberly, the playing process, if considered from the “earthly” point of<br />
view of consciousness, can neither (a) admit something outside itself nor (b) can it locate<br />
the subject in any position except that of the main player. Moreover, as I have stressed over<br />
and over, it must (c) admit of an end, that is, it must be closed upon itself. Hegel tries to<br />
capture all three requirements in the image of Love playing with itself. But can we think<br />
play in such a way to satisfy the constraints that Hegel seems to be placing upon it? In other<br />
words, is it possible to think a concept of Spiel that does justice to what Hegel portends?<br />
Let us begin by noticing that Hegel seems to be well-aware of the complexity of the<br />
concept of the Spiel and of its subtle inner articulation. In fact, in the sentences following<br />
the characterization of the Absolute as Love’s Spiel he goes on to say:<br />
this idea [of divine Love playing with itself] sinks into mere edification,<br />
and even insipidity, if it lacks the seriousness, the sorrow, the patience and<br />
the work of the negative. [ib. my emphasis]<br />
Hegel opposes playfulness to seriousness and, as noticed above, reinforces the oppo-<br />
sition by bringing forth the conflict between Spiel and Arbeit, play and work, and more spe-<br />
cifically the work of the negative, that is the process of negation of and into the other. He<br />
then proceeds to set up the opposition in even stronger terms, again stressing the motif of<br />
playfulness (here colored by another typical characteristic of play—transparency vs. seri-<br />
ousness:<br />
In itself, this life [e.g. God’s] is indeed one of untroubled equality and unity<br />
with itself, which is not serious with the otherness (Anderssein/being-other)<br />
and with the alienation nor with the overcoming of this alienation.<br />
(Überwinden and Entfremdung) (10, tr. slightly altered).<br />
This characterization, however, is problematic: if play is taken to be opposed to work<br />
(Spiel vs. Arbeit), how can the previous description of the absolute be adequate? “Divine<br />
knowledge” is a form of playing, Hegel says, but this play must be considered as deeply<br />
serious lest the thought itself falls into a merely edifying proposition.<br />
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According to Hegel, play is both opposed to work and must include it. It follows that,<br />
as we have seen above, the only possibility to make sense of what Hegel is saying is to as-<br />
sume that the division between play and work, or rather between playfulness and serious-<br />
ness is internal to Spiel itself. He would then not be proposing a contradictory definition<br />
but rather drawing our attention to the complexity of the concept of Spiel—and therefore<br />
to the complexity of the concept that Love’s Spiel expresses. In other words, he would be<br />
saying that the life of the Absolute could be expressed as a form of playing, provided that<br />
we do not forget the seriousness that can be involved in a playful activity.<br />
But what is involved in this act of remembering? Or, to put it differently, what is in-<br />
volved in the fact that the Absolute, and any understanding of the Absolute becomes con-<br />
nected with the understanding of Spiel?<br />
Merely stressing that play must be playful and serious at the same time—or even more,<br />
that it can be playful only if it is serious, and vice versa—is clearly not enough. Once it has<br />
been accepted that the playful and the serious must be considered together and as belonging<br />
to the same concept, one has to show its inner articulation. In other words, one has to show<br />
how is it possible that seriousness (all the way to the determination to die) and playfulness<br />
belong together: why and how is it so? The clues provided by language may force the ur-<br />
gency of the question upon us but cannot pretend to take the place of an answer.<br />
In the Preface to Phenomenology, Hegel points explicitly to this problem and rephrases<br />
it in terms of a difference between the in-itself and the for-itself of the “life of God and di-<br />
vine knowledge”. The passage quoted above, in fact, continues as follows:<br />
In itself, that life is indeed one of untroubled equality and unity with itself<br />
[...]. but this in-itself is abstract universality, in which the nature of the divine<br />
life to be for itself, and so too the self-movement of the form, are altogether<br />
left out of account. [...] Precisely because the form is essential to the<br />
essence as the essence is to itself, the divine essence is not to be conceived<br />
and expressed merely as essence, i.e. as immediate substance or immediate<br />
self-contemplation of the divine, but likewise as form, and in the whole<br />
wealth of its developed form; only then it is conceived and expressed in actuality.<br />
(10-11
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Hegel is then equating the in-itself, or the essence of the divine knowledge to the playful<br />
side of the opposition between the non-serious play and the serious engagement with the<br />
otherness. At the same time, he stresses that the serious, painful, and patient work of the<br />
negative is nothing but its form, its for itself. The two are distinct, but inseparable, and the<br />
latter is essential to the former as this is to itself. The crucial issue, however, is to under-<br />
stand how this work can be comprehended, likewise, as play. Or, to put it differently, how<br />
the work of the negative, e.g. labor, death, etc., can be comprehended as playful from the<br />
inside, as it were, and not just from the superior and detached perspective of the essence,<br />
of the “untroubled equality and unity with itself.”<br />
Roughly speaking, the relation Hegel depicts is between the static essence of divine<br />
life and its dynamic form. Such a form is nothing but the movement of its becoming, the<br />
process of its transformations, and of its confrontation with the other. This movement is<br />
what Geist accomplishes in history, in actual human history. This point is made even more<br />
clearly in the final chapter of the Phenomenology:<br />
Die Bewegung, die Form seines Wissens von sich hervorzutreiben, ist die<br />
Arbeit, die er als wirlkliche Geschichte vollbringt.<br />
The movement that propels forward (moving forward) the form of its<br />
knowledge of itself is the work which it accomplishes as effective history.<br />
The Hegelian distinction of playful and serious along the static/dynamic axis is un-<br />
problematic only if we keep the two sides clearly distinct and totally unrelated. In that case,<br />
we can consider, from a first person point of view, human history as a painful and laborious<br />
process of becoming in which we are always involved and in which we are called to par-<br />
ticipate. We can then understand this process as a continuous, often tragic confrontation, as<br />
a painful work of coming to terms with the other, etc. In fact, we can see human life as a<br />
sequence of “tragedies” that find their resolution only to proceed to the next element of the<br />
series, if we decide to use the term “tragedy” for the typical Hegelian dialectic progression<br />
whose paradigm may be represented by the figure of the master/slave dialectic. We may<br />
then switch to the third person perspective, so to speak, to a God’s eye point of view, and<br />
consider the same process as a playful, self-enclosed activity of the divine life.<br />
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The problem is that we are not allowed that switch. More precisely, Hegel is urging us<br />
to consider all the problems that such a switch would entail for philosophy at large, its end<br />
and its completion. We cannot switch from one perspective to the other because there is one<br />
and only one process and one and only one perspective from which to look at it. We can, of<br />
course, try to imagine that the life of the Spirit “might even be considered” as a form of<br />
play. But that thought is, as Hegel says, just an edifying thought, whose efficacy is nil.<br />
Why? Because we live on this earth and cannot pretend to switch places with God. That is<br />
why such a thought is pure “edification” (Erbaulichkeit): it is a mere construction that may<br />
bring some consolatory psychological benefit but has no efficacy on the real. Such a<br />
thought, therefore, has no philosophical value, if philosophy is to have loftier goals than<br />
consolation.<br />
The difficult and perhaps impossible issue confronting Hegel (and us confronting the<br />
Hegelian text) is to understand how both sides can be thought together. All Hegel’s argu-<br />
ment requires is contained in that “likewise” of the previous quotation:<br />
the divine essence is not to be conceived and expressed merely as essence,<br />
[...] but likewise (ebensosehr) as form.<br />
This “likewise” is an arrow that points in both directions: to the essence of divine life as<br />
play and to its form as the movement carried forward through the work of the negative.<br />
Both dimensions have to be present, and at the same time. 6 To reduce Hegel’s conception<br />
to one of its dimensions does not work: if we forget the side of the negative, then we have<br />
just an edifying thought; that is, we are left with a conception that renounces any effort to<br />
understanding the world, —since it excludes itself from it by looking at it from above, as it<br />
were, from a distance where the concrete struggles disappear in the uniform fog of a mean-<br />
ingless bickering— and substitutes it with the “pleasant” image of a divine play. Such a<br />
thought is pure edification in the literal sense of the word: it builds up, it concocts an image<br />
to put in place of concrete work and of knowledge thereof. 7 Such a thought will never be<br />
knowledge, let alone absolute knowing, and philosophy, were it to surrender to this temp-<br />
6. See also Phenomenology VIII: (490) “The spirit cannot be reduced to either moment but has to be considered<br />
as both.”
A BSOLUTE( S ) SPIELEN<br />
tation, would have to abandon its ambitions and be reduced to a void speculation better con-<br />
fined to textbooks.<br />
On the other hand, to renounce the positive side of the essence, the playful dimension<br />
of God’s love playing with itself, is disastrous as well, since it gives up the possibility that<br />
the circle of knowledge will ever close. And this is fatal to the whole argument, since, as<br />
we have seen in detail, the possibility to escape the meaninglessness of philosophy passes<br />
for Hegel necessarily through its closure. The end of philosophy can be reached only if the<br />
two sides of Spiel are kept together. <strong>Philosophy</strong> itself, therefore, appears as linked to Spiel<br />
and to the possibility of thinking and making sense of a concept of Spiel that recompre-<br />
hends the playful and the serious, the childish and the tragic.<br />
Unfortunately, Hegel’s interpreters are not much help on this point, although their re-<br />
action to the problem I am outlining is quite interesting. In fact, the interpretations of abso-<br />
lute knowing fall in two different camps, each one corresponding to a reduction of the issue<br />
to one side, or moment, to use Hegel’s language. In a somewhat outdated but still useful<br />
terminology, we can call them the “panlogicist” and the “pantragicist” camps, two labels<br />
originally used to refer to different periods in Hegel’s evolution.<br />
The so-called Pantragicist interpretations puts all the stress on the dramatic work of the<br />
negative and emphasizes, as a consequence, the intrinsic “openness” of the Hegelian sys-<br />
tem.<br />
The following programmatic statement by Slavoj Z ˇ izˇek, although possibly not the most<br />
accurate, can be assumed as one of the most salient characterizations of the pantragicist<br />
camp:<br />
the most consistent model of such an acknowledgment of antagonism is<br />
offered by Hegelian dialectics: far from being a story of its progressive<br />
overcoming, dialectics is for Hegel a systematic notation of the failure of all<br />
such attempts—’absolute knowledge’ denotes a subjective position which<br />
finally accepts ‘contradiction’ as an internal condition of every identity. 8<br />
7. This is, again, Schelling’s position, according to Hegel, that reduces everything to an indistinct abyss:<br />
“a Spirit that casts the differences back in the abyss of the Absolute and declares that therein they are<br />
all the same” (490)<br />
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Z ˇ izˇek’s stress on Hegel’s positive consideration of “antagonism” is a significant pointer to<br />
the game-side of the Hegelian process. In other words, stressing the tragic aspect of Hegel’s<br />
dialectics and reducing the concept of Spiel to its serious, game-like component are one and<br />
the same theoretical move. The problem of any interpretation of this kind is how to account<br />
for the closure of the circle of Absolute knowing which will bring philosophy to a close.<br />
The very concept of Absolute knowing, in fact, is quite ill at ease with any pantragicist in-<br />
terpreter who must climb on glass in order to accommodate it, witness this passage by<br />
Z ˇ izˇek: ”The ‘One’ of Hegel’s monism is thus not the One of an Identity encompassing all<br />
differences, but rather a paradoxical “one” of radical negativity which forever blocks the<br />
fulfilment of any positive identity. 9 Z ˇ izˇek, in other words, equates the closure with the emp-<br />
ty void of the most radical negativity: the “positive” side of Spielen consists in the retro-<br />
spective realization of the impossibility of any positivity, on the impossibility of any full<br />
reflection and sublation. The absolute reflection is nothing but the the impossibility of the<br />
total reflection: “Reflection, to be sure, ultimately always fails” but this is” what is, in He-<br />
gel, the very fundamental feature of “absolute” reflection.”(ib. 86) It is indeed difficult to<br />
see how the closure of the Hegelian circle of circles, and therefore the completion of phi-<br />
losophy, can be reached by declaring that the closure itself can never be achieved. However<br />
interesting this reading may be, there seems to be very little Hegel in it, and not just becuase<br />
the philosophical text is stretched so far as to convert closure into its negation. More im-<br />
portantly, it seems to betray the very spirit of the Hegelian project insofar as it foregoes,<br />
and it is forced to forego, all the positive connotations of Spiel in favour of its negative char-<br />
acters.<br />
The dual of the pantragicist is represented by the “panlogist” who stresses the in-itself,<br />
that is the playful, self-concluded and self-contained aspect of absolute knowing and reduc-<br />
es it to a metaphysical pantheist monism of I=I. “This view interprets Hegel as an abstract<br />
metaphysician and absolute knowledge is about a large supersensible entity.” 10 Although<br />
8. Slavoj Zˇ izˇek, The Sublime Object of Ideology (London: Verso, 1989) 6. But see Le plus sublime des<br />
hysteriques (Paris: Point hors ligne, 1988) for a different and more nuanced position.<br />
9. Slavoj Zˇ izˇek, For They Know Not What They Do (London: Verso, 1991) 69.
A BSOLUTE( S ) SPIELEN<br />
the roots of this interpretation go back to Feuerbach, at least, it is alive and well even now-<br />
adays. Jürgen Habermas, for example, comments as follows: “As absolute knowledge, rea-<br />
son assumes a form so overwhelming that it not only solves the initial problem of<br />
reassurance of modernity, but it solves it all too well. [...]reason has now taken over the<br />
place of fate and knows that every event of essential significance has already been decid-<br />
ed.” 11<br />
Both interpretations forget what Hegel understood full well, namely that both aspects<br />
must be present. If one of them is privileged over the other, the whole Hegelian solution to<br />
the end of philosophy problem falls apart. Which means: Hegel is successful in designing<br />
the topography of the ‘beyond’ of philosophy only if he can show that the concept of abso-<br />
lute knowing, interpreted as a form of play, keeps together the work of the negative (e.g.<br />
death) and the superior untroubled unity of this play with itself. Privileging the “negative/<br />
serious” side (and pushing for a “pantragic” and “open” interpretation of Hegel) entails that<br />
the circle cannot close upon itself: like a madly spinning top, philosophy can end up any-<br />
where. Most likely, it will end up in the reassuring inanity of a textbook.<br />
On the other hand, stressing the playful/positive side of the in itself, to use Hegel’s own<br />
terminology (and therefore pushing for a “panlogistic” interpretation) implies that the ab-<br />
solute is deprived of all its real features. It becomes a pure abstraction and its apprehension<br />
can never be a science, since there cannot be any real knowledge of it but just, at most, a<br />
felt intuition. To put it differently, the solution to the problem of the end of philosophy or,<br />
in other words, the very possibility of philosophy’s existence, is contained in what seems<br />
to be a real dilemma. Two conflicting and apparently contradictory constraints must be ful-<br />
filled: first, in order to account for the “work of the negative,” e.g. the reality of human la-<br />
bor, the tragedies and struggles of history, the structure that will account for them must be<br />
necessarily open-ended. It must be and cannot but be a sequence of antagonistic confron-<br />
tations. The game-like side of Spiel, in Hegel’s image, captures precisely this aspect of the<br />
process.<br />
10. Robert Williams’s formulation (who himself does not adhere to this view) in Recognition (Albany, NY:<br />
State University of NY UP, 1992) 253.<br />
11. Jürgen Habermas, The Philosophical Discourse of Modernity (Cambridge: MIT UP, 1987)4<strong>2.</strong><br />
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Nonetheless, the sequence of confrontations, e.g. the antagonistic, game-like Spiel<br />
cannot go on forever without coming to a close, otherwise there would be no rationale and<br />
its meaning would have to be found outside of it (which means: outside of human history,<br />
outside of this world and this thought, in an otherworldly universe inaccessible to us). This<br />
may well be the case, but philosophy cannot accept an answer that would doom it to the<br />
irrelevance of a consolatory discipline (in the literal sense, also, of being forced to take up<br />
a disciplinary role: how, otherwise, could we control the madness springing forth from an<br />
incomprehensible, non-human world?) <strong>Philosophy</strong>’s raison d’être is that there must be a<br />
way to make sense—and express in concepts— the true way things are. This translates into<br />
the necessity of a closed system. The concept of Spiel used by Hegel captures the property<br />
of closure in its play-like side. Play is the paradigmatic self-enclosed activity that is totally<br />
bent upon itself and does not need to refer to its outside to be both valuable, meaningful,<br />
and rewarding.<br />
However, if closure is no doubt necessary, it is far from clear what this closure is about,<br />
or, more precisely, what it closes. It is necessary, for example, to transform work, the real<br />
work of the negative in effective history, into a game being played. It is only because the<br />
work, once performed, is recognized as the necessary part of a concluded and self-enclosed<br />
process that the process itself can be understood as a game. The necessity of closure dis-<br />
qualifies any “open,” pantragic solution to the problem of the absolute. Still, it does not<br />
necessarily follow that a closed system has to reduce Reason to Fate, as Habermas con-<br />
tends. To put it differently: closure, the circle of circles, etc., are just the names, the signa-<br />
tures, so to speak, of the Hegelian concept that unites, in my terms, the playful and the<br />
serious, the negative and the affirmative. The necessity that the system be closed reinforces<br />
and repeats the demand—a demand perhaps impossible to satisfy—that Hegel imposes on<br />
the concept. In itself, however, closure does not provide an answer. To uphold the necessi-<br />
ty—totally internal to Hegel’s thought— of a closure as the visible mark of his inevitable<br />
defeat and ultimate surrender to a pantheistic fatalism just misses the point. The issue is to<br />
understand what closure means, what it closes and what comes together in that closure. The<br />
issue is whether that closure is indeed possible, which means: whether Absolute Knowing
B ORDERING PHILOSOPHY<br />
holds itself together and whether it holds itself in front of the negative by transforming it<br />
into a play of divine love—without ever ceasing to stare into the face of death.<br />
The end of philosophy, then, requires the simultaneous presence of these two seeming-<br />
ly contradictory features. Absolute knowing must be both open-ended and closed. This<br />
seems to be an impossible, desperate task to accomplish and Hegel seems to be proclaim-<br />
ing, in fact, the terminus of philosophy: if the task ahead is impossible the completion of<br />
philosophy cannot be reached in principle and philosophy itself is doomed. My suggestion<br />
is that the concept of Spiel is an effort to think such an impossible closure because Spiel<br />
presents us—or so it seems, given its still very imprecise form—with the analogous para-<br />
dox of a closed structure that exhibits freedom and accepts negativity as the mark of its in-<br />
side.<br />
3. Bordering philosophy<br />
Let us now reflect on the status of this tripartite connection between Hegel’s Absolute<br />
Knowing, the end of philosophy, and Spiel that I have been trying to retrace. First, let us<br />
consider the logical level at which this connection is located. It will be seen that it is not<br />
placed, by and large, within the Hegelian system, insofar as such connection determines the<br />
general form that a solution to the problem of the end of philosophy must possess in order<br />
to count as such. In other words, the gesture that brings together the end of philosophy and<br />
Spiel specifies the set of constraints—embodied by the latter—that the accomplishment of<br />
philosophy must satisfy. The Hegelian system, whatever the ultimate truth about it, must<br />
therefore be seen as the effort trying to satisfy the conditions that the concept of Spiel em-<br />
bodies. As such, the system itself is located at what we might perhaps call a logically sub-<br />
ordinate level.<br />
A very important consequence follows from this statement: the validity of the connec-<br />
tion itself is logically independent from the truth of the Hegelian system and rests solely on<br />
the original premisses of his argument about the most general features of philosophy. In<br />
particular, it rests on Hegel’s assumptions about philosophy as a search for truth and about<br />
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the ineludible significance of the past history of philosophy for philosophy’s own activity.<br />
Therefore, relative to those assumptions, the connection is valid. This means that it can be<br />
properly rejected only by either (a) refusing to equate philosophy to the search for the truth<br />
of being or by (b) choosing to ignore the relevance of history for the philosophical activity.<br />
I have dwelt at length, in the previous chapter, on Hegel’s argument for the ineludibility of<br />
history—what I called his second-order reflexivity argument for the possibility of philoso-<br />
phy. I take here for granted that Hegel has established on quite firm grounds that philoso-<br />
phy, if it does not want to collapse into a collection of consolatory opinions, must take its<br />
own history into account.<br />
As for the first premise, the following may be said: it is not as easy as it may perhaps<br />
seems at first glance—which does not mean impossible— to both reject it and exhibit a rea-<br />
son for philosophy’s rights to survival. The first alternative that comes to mind consists in<br />
trying to carve out a specific domain for the philosophical pursuit, and more precisely a<br />
well-defined, rigourously bound range of phenomena. There again, however, the problem<br />
is how to delimit such a terrain from the pursuit of any given empirical science. Think, for<br />
example, of language, or of the range of “mental phenomena,” or of the “epistemological,”<br />
etc. In any specific instance, it is easy to think of an “empiric” scientific discipline that can<br />
lay a legitimate claim on those fields as its most properly own. In the examples mentioned,<br />
linguistics and various brands of psychology have in fact been proposed as legitimate re-<br />
placements of the old-fashioned philosophical enterprise. This alternative, in short, al-<br />
though possible, is not very palatable because it is always on the verge of collapsing into<br />
one of three possible outcomes: either the possibility of a philosophical enterprise, i.e. the<br />
quest for truth independent from science, is negated or it is not. In the latter case, the pos-<br />
sibility of philosophy’s autonomy my be defended on the presumption of a more general<br />
method of looking at phenomena. <strong>Philosophy</strong> would then become either a general method-<br />
ology for science, or a sort of introductory survey of the a field whose proper study is better<br />
left to the scientific discipline when times will be mature. But then, it is easy to see how<br />
precarious is philosophy’s position, since in both cases it appears that either task would be<br />
better be left to science itself, either as a self-conscious methodological reflection or as an
B ORDERING PHILOSOPHY<br />
informal exploration to be further refined when a proper methodology is conquered. We are<br />
then back to the first branch of the previous alternative, with philosophy being completely<br />
absorbed within a specific scientific discipline like, to mention a well-known example, psy-<br />
chology. Then, a new dichotomy immediately arises: either the telos of philosophy, the<br />
quest for the truth of being as a whole, is picked up by the “substituting” science, or is not.<br />
In the former case, philosophy is replaced by a sort of non-philosophical attempt that<br />
strives, nonetheless, to find out ultimate truths. Let us call these attempts toward the elab-<br />
oration of a scientific metaphysics “non-philosophy,” since they reject parts of philoso-<br />
phy’s while keeping its goal. I will devote quite some space to two of these attempts in the<br />
second part of this work. What I can anticipate right now, is that in these cases as well the<br />
connection with Spiel comes to the fore again.<br />
If, however, after the “absorbtion” of philosophy by a specific science the former’s<br />
goals are not picked up, the questions to be asked are: what takes the place of the void left<br />
by old-fashioned metaphysics? Is there any necessity to fill that void? Or was the very<br />
search for a “truth of being,”metaphysically interpreted, a radically misguided attempt?<br />
Whatever the answers to these questions, they can only come out from a reflection upon the<br />
possibility of philosophy, or rather from a reflection upon philosophy’s radical im-possibil-<br />
ity (or un-necessity, in certain cases). This brings us directly to a different meaning of “non-<br />
philosophy,” one in which we read the effort trying to submit to a radical scrutiny the very<br />
sense of the expression “truth of being,” either by changing the direction of the genitive or,<br />
what often amounts to the same, by trying to provide a radically different interpretation of<br />
“truth.” 12 What is interesting is that in several of the efforts falling under such a label, like,<br />
for example, Derrida’s, Heidegger’s, or Nietzsche’s, a connection with Spiel, and a very im-<br />
portant one, comes up again. In fact, I will provide some evidence in support of this latter<br />
claim in the next two sections. At this stage of the analysis we can just remark, very pre-<br />
1<strong>2.</strong> Here, the implicit reference is obviously to Heidegger’s turning-point lecture “On the essence of truth”<br />
(1929) where the relative equivalence of the expressions “being of truth” and “truth of being” is first<br />
scrutinized and then brought to bear on the history of metaphysics and Heidegger’s own previous attempts<br />
toward a fundamental ontology. However, the exploration of this essay in connection with the<br />
end of philosophy and Spiel exceeds the limit of the present investigation.<br />
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liminarly, that any road departing from the end of philosophy seems to bring us, one way<br />
or another, in close proximity to Spiel. Be it a completion, as in the Hegelian case, a termi-<br />
nus, as in science’s case, or an overcoming, as in Heidegger’s case, in any case the end point<br />
seems to lead to the encounter with the concept of Spiel. The whole path we have traversed<br />
so far under Hegel’s guide might therefore be considered as a straight road that can brings<br />
us all alone, once we have learned the way, from the condition of possibility of philosophy<br />
to the concept of Spiel. 13<br />
Before entering into a closer analysis of the various branches of this path, it seems<br />
however advisable to understand better, taking the Hegelian case as our guiding paradigm,<br />
the relationship between what lies at the end of the road and Spielen. Is the place that is the<br />
end—e.g. either the completion or the terminus of philosophy—literally, a Spielen, a form<br />
of playing? Is there a game, perhaps a cosmic one, lying ahead of philosophy? Or is Spielen<br />
instead to be interpreted in a more metonymical sense as the representative of a set of con-<br />
13. Procedurally minded readers may perhaps appreciate a different rendition of what I have been saying<br />
in the last few pages. It will be seen, in fact, that I have tried to linearize into prose the following diagram<br />
representing the various possibilities, as I see them, opened up by my analysis of the relationship<br />
between the end of philosophy and Spiel.<br />
Non -metaphysics<br />
as radical re-thinking<br />
of <strong>Philosophy</strong><br />
SPIEL<br />
NO<br />
<strong>Philosophy</strong> absorbed<br />
by science<br />
YES<br />
NO<br />
Unstable,<br />
collapses back onto<br />
<strong>Philosophy</strong> = Truth of Being<br />
<strong>Philosophy</strong> replaced<br />
by science<br />
NO<br />
YES<br />
Philosophical void<br />
<strong>Philosophy</strong>'s telos<br />
picked up by science<br />
NO<br />
YES<br />
YES<br />
Hegel's case for<br />
Absolute Knowing<br />
SPIEL<br />
Non-<strong>Philosophy</strong><br />
as scientific metaphysics<br />
SPIEL
B ORDERING PHILOSOPHY<br />
ditions that must be in place in order for that place to be reached? Both alternatives, in fact,<br />
might be true, since they are not mutually exclusive: it might be that the only example ex-<br />
hibiting the structural constraints that Spiel identifies is, in fact, Spiel itself. To say it a bit<br />
more formally, it might true that Spiel is the only member of a one-element set, a unicum<br />
that exemplifies only itself. Nonetheless, since the second alternative is less stringent, noth-<br />
ing is lost if, at least for now, we decide to follow it and, consequently, we adopt the view<br />
that Spiel has to be provisionally interpreted as a set of conditions to be fulfilled in order to<br />
warrant the existence of an endpoint to the Hegelian path that originates with the reflection<br />
upon the end of philosophy.<br />
However, the distinction between the “proper” and “metonymical” interpretations of<br />
Spiel can also be considered from a different point of view. In fact, it is certainly not granted<br />
that the mapping between Spiel and the constraints outlined above in the context of Hegel’s<br />
discussion is complete and one to one. In other words, there might exist a certain discrep-<br />
ancy between the two, either because what we know, or pretend to know, under the label of<br />
Spiel presents a richer set of features or, conversely, because some of the features required<br />
to either close or terminate philosophy are not quite consistent with Spiel as we “know” it.<br />
We do not have real answers to this point, at this level of the analysis, because we do not<br />
enjoy the comfortable position of someone sitting on the fence and glancing down to both<br />
antagonists in order to dispassionately assess their intrinsic qualities. Nor can we find any<br />
help in empirical investigations or pre-theoretical understandings of play and game, other<br />
than as bare clues toward further progress. The issue is how to think philosophy, or rather<br />
its end, together with play, and how to think both together with their relationship, if any.<br />
Regardless of whether the end of philosophy brings to a Spiel or to a Spiel-like location, are<br />
we sure that what we know about Spiel and Spielen in general is consistent with the fea-<br />
tures—or constraints, as I have I called them—that such a place should and would exhibit?<br />
Unfortunately, there is no readily available touchstone, i.e. a body of knowledge about Spiel<br />
firmly in place and onto- logically independent from philosophy that we may use to settle<br />
the issue. Thus, the only possible way to gain more clarity on it is to conduct the investiga-<br />
tion, as it were, from both sides. That is, on the one hand we are forced to proceed from the<br />
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set of features that the philosophical discourse finds relevant, for its own purposes, within<br />
the complex realm of phenomena that goes under the name of Spiel. On the other hand, we<br />
cannot disregard what other non-philosophical disciplines might have concluded about the<br />
phenomenon of Spiel as it happens in human (and possibly not so human) practices. 14 As<br />
our knowledge progresses from both sides, as it were, we will be in a better position to de-<br />
termine, perhaps, their relative distance. For now, though, it seems better to limit our-<br />
selves to the weakest possible assumptions, and choose therefore to consider Spiel, in the<br />
philosophical context of the end of philosophy, as a set of limitations that must be in place<br />
for the success or the failure of the operation.<br />
What are these constraints? Let me repeat them one last time. Whatever lies at the end<br />
of philosophy must possess the characteristic of a form of playing that is both closed, or<br />
rather self-enclosed, and intrinsically open, as I have insisted. Moreover, the openness con-<br />
sists in the possibility, for the actors involved in the play, to engage in reciprocal, antago-<br />
nistic interactions. This, in turn, involves a freedom of movement that must be present in<br />
order for the interaction to take place.<br />
The first conclusion to be drawn about the connection between the end of philosophy<br />
and Spiel is that its logical independence from Hegel’s system, relative to the assumption<br />
about history and truth, translates into a complex set of relations organized around the con-<br />
cept of Spiel, a set whose observance will qualify “any” (that is, not necessarily Hegelian)<br />
eventual end as a proper place for philosophy to rest.<br />
Let us now turn our attention to another aspect of the complex interrelation between<br />
the end of philosophy, and Spiel: let us consider the respective statuses of the “road” and<br />
the “endplace,” first, and especially their possibly different logical status. Hegel introduces,<br />
in the context of the end of philosophy, the idea of a playful (but deeply serious) terrain that<br />
lies beyond philosophy and represents its beyond while being, at the same time, its most<br />
proper own (since it is its final transfiguration and proper achievement). This idea, howev-<br />
er, is just a glimpse; it is an introduction in the most literal sense of ducere intra, of leading<br />
14. In fact, forms of playing found in animals and machines might be relevant to the analysis, at least because<br />
(a) adding a human-only clause to a very general analysis seems unduly restrictive and, moreover,<br />
because (b) non-human play has been quite extensively studied.
B ORDERING PHILOSOPHY<br />
inside the building of philosophy something (possibly) external to it. Hegel introduces this<br />
idea, most properly, in the Preface to his first major work. He leads this idea into philoso-<br />
phy, or more precisely into his analysis of the conception of the end of philosophy. The He-<br />
gelian gesture, the glimpse of the realm of play lying beyond philosophy, may be<br />
interpreted, at the most general level, in a number of different ways, depending upon how<br />
we read the logical relationship between the path and its destination. It may be the ship tak-<br />
ing us to the promised land of the beyond, or the outside of philosophy that Hegel tries (un-<br />
successfully, perhaps) to domesticate, or even the outside as what underlies philosophy, the<br />
original opening within which philosophy as metaphysics makes, or rather takes, sense.<br />
This gesture must be considered at two different levels. On the one hand, as I have in-<br />
sisted above, it makes more transparent, or so I hope I have shown, what is needed in order<br />
to perform such a closure of philosophy. In the complex dialectical movement which the<br />
Phenomenology, on its path to absolute knowing, will cover, the final point is represented<br />
by an apparently impossible conflation of the most serious commitment to death with the<br />
most lighthearted universe of play. At the same time, Hegel makes also clear that not only<br />
the two aspects must come together, but that they do come together in play, that they do<br />
represent the two sides of the same coin. More precisely, the one cannot exist without the<br />
other. If the weight is then transferred onto the concept of play, the issue is to find out<br />
whether ‘play’ is up to such a task of transfiguration of philosophy. Whether, in other<br />
words, we can think play, game, and their inner articulation in such a way to make sense of<br />
what Hegel is prescribing in order to accomplish the transfer into the ‘beyond’ of philoso-<br />
phy.<br />
The Hegelian gesture becomes even more interesting, and more difficult to think<br />
through, if we are willing to read the Hegelian text literally, if we are willing play along<br />
with his thought. In which case, we are not allowed to consider play and game as useful<br />
“metaphors” or “images” to illustrate absolute knowing, but have to take it, quite literally,<br />
as what the beyond of philosophy is. We should not say, then, that “absolute knowing is a<br />
play”, which can be interpreted as “we can perhaps imagine,” or “it might be useful as a<br />
didactic exercise” to imagine absolute knowing as a form of play. Rather, “absolute know-<br />
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ing is play,” tout court, without further explication. In this case, we might reverse the<br />
former question and ask instead whether philosophy is up to the task that Spiel demands of<br />
it. In other words, we might ask whether Hegel lets philosophy be carried over to the uni-<br />
verse of play or if this cautious introduction of play into the body of philosophy does not<br />
end up forcing play to become something else (by privileging one of its aspects, for exam-<br />
ple).<br />
This points to the possible existence of an important difference between the road that<br />
brings to the end and the end itself, the place the roads leads to. Prima facie, at least, there<br />
seems to be an almost unsurmountable logical difference between the search for the truth<br />
and the truth itself, that is, between the process and the result of that process. In the classical<br />
Hegelian terms we already mentioned above, the difference we are talking above is nothing<br />
but the difference between the mere love for knowledge and the form of knowing that will<br />
finally be able to call itself a science (Wissenschaft). The Hegelian twist on this topic, of<br />
course, is that the process is part of the solution, since the history of philosophy (the path)<br />
is what is necessarily required in order to reach the closure of the circle of circles that marks<br />
the completion of philosophy. In other words, the solution is nothing else than the complet-<br />
ed process. In this case as well, though, it should be remarked that the relationship between<br />
the completed circle, e.g. the reached end, and the path bringing to it, e.g. philosophy, can-<br />
not be totally on a logical par.<br />
Two points must be underlined in connection with this issue. First of all, the present<br />
effort consists precisely in trying to discern the features of the Hegel’s argument that are as<br />
independent as possible from the specific solution given by the Hegelian system. Second,<br />
it should be noted that the necessity that brings from philosophy to absolute knowing is not<br />
necessarily valid in the other sense as well. In other words, even if Hegel shows that the<br />
science of the experience of consciousness must necessarily conclude in a Spiel-like Abso-<br />
lute Knowing, does it follow that the latter is reachable only from the former? Does the ne-<br />
cessity arrow, to put it differently, work in the other sense as well? This does not seem to<br />
be case, within the confines of the Hegelian resources we have exploited so far.
B ORDERING PHILOSOPHY<br />
The existence of a “leeway” between Spiel and philosophy, the presence of a less than<br />
perfect correspondence between the former and the latter leaves open one interesting pos-<br />
sibility. It might be the case that what we have called Spiel stands in relation not only to<br />
philosophy but also to something else. In other words, the existence of a possible distance<br />
between Spiel and philosophy suggests that there might a certain degree of independence,<br />
both at the logical and ontological levels, between the two, and that the promised land of<br />
Spiel might be reachable also from a different starting point. It might be possible that Spiel<br />
actually exceeds philosophy, both in the sense that not all of it is captured by philosophy—<br />
or by the philosophical path reaching to it—and also in the sense that “it” might be reached<br />
from elsewhere. But what do we mean here by “elsewhere”? The term refers, in this context<br />
to whatever can stand in a similar relationship to Spiel as the philosophical path depicted<br />
by Hegel. In other words, we are asking whether it is possible to reach a similar character-<br />
ization of Spiel from a different starting point. The question, first of all, is double: first we<br />
are asking where can we find the starting point of a similar connection to Spiel. Second, we<br />
are asking whether, were we to find it, it would be in any sense relevant to the present dis-<br />
course. Let us try to answer these questions by means a progressive differentiation from the<br />
what we have seen at work in the Hegelian case.<br />
The inquiry that brought to Spiel started from a reflection about the end of philosophy,<br />
in all the complex meaning of this concept, and took his start from within the path of West-<br />
ern philosophy. We should therefore negate this latter term and look outside of that Western<br />
philosophy considered by Hegel for an alternative starting point. For the sake of clarity, we<br />
could rephrase this latter term as the philosophical tradition of Western metaphysics. But<br />
here again we are confronted with two non equivalent and non mutually exclusive qualifi-<br />
cations that define the realm of our previous investigation: the philosophical tradition and<br />
(of) Western Metaphysics. We might therefore look for a significant connection to Spiel ei-<br />
ther in (a) what we might call non-philosophy (regardless of its “Western” affiliation) and<br />
(b) in what we might call non-Metaphysics. The particle “non” should here be taken in the<br />
strong sense of negation (or determinate negation) and not in the blurred sense of a generic<br />
difference. In other words, we should look for, and try to find, one or more inquiries that<br />
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understand themselves as in determinate opposition to either philosophy or to the Western<br />
tradition (or both) and that come up with an essential connection with Spiel.<br />
Let us call what we just stated as the first constraint on the search for an alternative<br />
starting point to be put in relationship with Spiel. It will be immediately seen that it is not<br />
enough to bring about a significant alternative to the Hegelian paradigm. In fact, the other<br />
essential term of the connection previously investigated was a search about the end of phi-<br />
losophy. It follows that what we are looking for as a possible candidate is either a non-<br />
philosophical or a non-metaphysical search about the the end of philosophy that establishes<br />
an essential connection with Spiel. Furthermore, in order to maintain the essential similarity<br />
with the Hegelian connection between the end of philosophy and Spiel, it is important that<br />
the characteristic of the latter I have been insisted upon are respected as well: self-enclos-<br />
edness, essential openness, freedom of movement, etc.<br />
To sum up: the presence of a logical leeway betwen the end of philosophy and Spiel<br />
would leave open the possibility that an analogous relationship might be found that ties to-<br />
gether a structurally similar conception of Spiel with a non-philosophical or non-metaphys-<br />
ical search. What would such a finding entail? The existence of a multifaceted connection<br />
between, on the one hand, the end of philosophy, non-philosophy, and non-metaphysics<br />
and, on the other, Spiel would prompt us to consider the following issues.<br />
First of all, let us examine the sense (in both meanings: the direction and the meaning-<br />
fulness) of such a coupling. We have seen that in the philosophical case, exemplified by<br />
Hegel, it is a completion that takes place, and the direction of such a a completion goes nec-<br />
essarily from philosophy to Spiel. Is this true also in the other, “non-philosophical” instanc-<br />
es as well? What would happen if, instead, we were to find out, as it is likely, a significantly<br />
different sense of this connection? Spiel, for example, can be seen as onto-logically ante-<br />
cedent to philosophy and the latter be interpreted as the consummation of one particular<br />
possibility that the former opens up. We can read along these lines, for example, Heideg-<br />
ger’s, and later Derrida’s, view of play as embodying a larger set of possibilities that West-<br />
ern Metaphisycs can afford to neglect, by and large, through a forcible reduction of the free-<br />
flowing, risky business of jeu to the well-regulated activities embodied by les jeux. 15 A re-
B ORDERING PHILOSOPHY<br />
duction that forces play into game, to say it in the terms of the previous section. In this case,<br />
how is the sense of the coupling to be interpreted? Moreover, how can two or more, possi-<br />
bly confliciting interpretation be reconciled, if at all?<br />
A second strictly related point concerns the inner articulation of Spiel. I have spent<br />
quite some time trying to disentangle the various constraints required by the notion of Spiel<br />
that comes up at the end of philosophy. It is certainly not granted that exactly the same con-<br />
straints must be at work in similar configurations of the concept. In this case, however, we<br />
must first ask what consequences might such a difference have and, moreover, how it is re-<br />
lated to the previous point, namely to the sense of the relationship between the end and<br />
Spiel. For example, it will be seen that in some instances two different aspects of Spiel are<br />
emphasized: sometimes is the play-like that comes to the fore and sometimes is the game-<br />
like side. This difference is accompanied by a diverging intepretation of the sense of the<br />
general relationship between the end and Spiel, which prompts us to ask whether there is a<br />
different interpretation of the inner articulation of Spiel that relocates the sense or it is in-<br />
stead the opposite to be true, namely that a different sense forces a different articulation.<br />
And what would that mean, for the connection as such?<br />
Third, and last, we should ask who is the subject (to use a not too improbable word in<br />
this context) of the Spielen that takes place at and in the end. Who is playing here? A short<br />
list of suggested candidates includes being, Geschick of being, Geist, différance, not to<br />
mention an empirical subject endowed with bounded rationality. It is certainly not easy to<br />
answer this question, especially because it is unavoidably connected to the sense and the<br />
articulation.<br />
15. See, for example, Derrida’s comment on the Rousseauian festival as a festival of full presence, a ball,<br />
a dance, a ring where there is no distinction between players and spectators, voyers and voyants: “there<br />
ary many games (jeux) within the public festival, but no play (jeu) at all, if one understands by that<br />
singular number the substitution of contents, the exchange of presence and absence, chance and absolute<br />
risk. The festival represses the relationship with death...” Jacques Derrida, De la grammatologie,<br />
(Paris: Seuil, 1967) 433. Engl tr. Of Grammatology (Baltimore: Johns Hopkins UP, 1974) 307. Notice<br />
the crucial use of words coming from the three main semantic areas of Spiel—e.g. movement, agonistic<br />
confrontation, and free-flowing activity— organized and organizing an argument about the limit of<br />
metaphysics. See also, in “La pharmacie de Platon,” the programmatic declaration: “Jeu est la cyphre<br />
de l’ouverture anti-dialectique par excellence” (Paris: Seuil 1972) 150.<br />
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These questions cannot be addressed, of course, until the existence of a different path<br />
to Spiel remains a mere hypothesis. To move out of the realm of the possible onto more sol-<br />
id grounds, I will begin by briefly addressing the anti-Hegelian tradition represented by<br />
Heidegger and Nietzsche.<br />
4. Spielen, the Abyss, and the Child<br />
The association between the end of philosophy as completion, as Hegel reads it, and<br />
the idea of the Absolute and of Absolute Knowing as Spielen is bound to raise some ques-<br />
tions if we think about the status of the latter concept in current philosophical discourse. In<br />
fact, the concept of play has been often used in post-Hegelian philosophy as a tool to think<br />
philosophy in a new light and on new grounds, against or beyond Hegel and the whole of<br />
Western metaphysics that he, supposedly, brings to a close. Play becomes, in the reflection<br />
of Heidegger, for example, or of Nietzsche, a key element of a strategy aimed at overturn-<br />
ing philosophy by bringing it to a different kind of end, by taking it to its terminus. The<br />
Heideggerian search for a “concept” for “non-philosophy”, for example, points to Spiel,<br />
and more specifically to the groundlessness of Spiel, as a crucial element.<br />
In other words, play and game have been put forth as the decisive concepts enabling a<br />
transmutation of philosophy into something completely different, something other than<br />
philosophy as metaphysics. It may seems paradoxical, therefore, to see the concept of play<br />
emerging in Hegel, and precisely in conjunction with the thought of the Absolute and of<br />
absolute knowing, the alleged summit of the same metaphysics that the concept wishes to<br />
overcome.<br />
We may of course ask if we are in fact dealing with the same concept at all and whether<br />
there is more than a mere linguistic resemblance between the Hegelian “Love playing with<br />
itself” and, for example, the Heideggerian notion of Spiel. An answer to this question has<br />
to precede any further investigation of the paradox. But, if the answer were to be positive,<br />
another more intriguing question might be asked: how is it possible that when philosophy<br />
comes to its end, both in the sense of completion and in the sense of failure, it reaches the
S PIELEN, THE ABYSS, AND THE CHILD<br />
concept of play? How is it possible that the search for a new concept for non-philosophy—<br />
to use the Heideggerian expression—tries to find an essential leverage on the same concept<br />
reached by philosophy’s end? What is covered, if anything, by that concept? Or, to say it<br />
better, what is given to thought in play? In order to find a clue toward the answers to those<br />
question, we take a look at the ways in which play comes to the fore in Heidegger and Ni-<br />
etzsche. Some of the characteristics of play will also be determined by such an analysis,<br />
making it possible to ascertain the concreteness of the paradox of play.<br />
Toward the end of the lecture course on The Principle of Reason, Heidegger distin-<br />
guishes the notion of being as ground, as ultimate foundation (Grund), which he sees as<br />
characteristic of Western metaphysics and the notion of being as Abgrund, as abyss, that he<br />
wants to oppose to such a tradition. 16 And he asks:<br />
does the nature of the play let itself be suitably determined in terms of being<br />
qua ground/reason, or must we think being and ground/reason, being<br />
qua abyss in terms of the nature of play?” 17<br />
Before setting to answer such a question, it is important to grasp its paradoxical status. In<br />
fact, what Heidegger suggests, albeit in form of a question, seems a pure contradiction. The<br />
second part of his interrogation asks whether it is possible to think being and ground in<br />
terms of the nature of play. The alternative presented in the first part of the question,<br />
though, asks whether the essence of play is thinkable in terms of being as ground. This<br />
would be an effort striving to isolate the “nature” of play, its essence. But the nature of play<br />
is precisely what is required in order to opt for the second part of the question, what Heideg-<br />
ger thinks is needed in order not to think being as ground. And yet, the question was pre-<br />
sented as an antinomy: either the first half is chosen, or the second, but not the two together.<br />
Instead it seems as if, in order to go beyond being as ground, in order to go beyond the<br />
16. In order to appreciate the subtext of this Heideggerian statement is important to remember that the<br />
Abyss (Abgrund) is the Schellingian term that Hegel picks up as a nickname for Schelling’s characterization<br />
of the absolute. The characterization that he derides in the Phenomenology as “the night in<br />
which all cows are black”. The positive use of the term by Heidegger is an explicitly anti-Hegelian<br />
gesture.<br />
17. Martin Heidegger, The Principle of Reason (Bloomington: Indiana UP, 1984) 11<strong>2.</strong><br />
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scope of Western metaphysics, we would require the most metaphysical of the procedures:<br />
a determination of the “essence” of play. The task is impossible, it seems, since a determi-<br />
nation of the essence of play presupposes that being be thought in terms of Grund, and it<br />
forbids, therefore, to think being as Abgrund. The apparent contradiction disturbs the sym-<br />
metry of a question that strives to present two opposing ways of interpreting the relation-<br />
ship between being and play. In fact, there is a third term in play: thought. The condition of<br />
intelligibility of the question requires that thought, as soon as it deals with play, renounce<br />
any determination of its ground without renouncing to determine its nature. Therefore, the<br />
task of thinking “being as abyss starting from the nature of play,” as Heidegger says, be-<br />
comes a challenge for thought itself that here seems to have reached its limit. To think play<br />
(in the sense of Spiel, of course), and even more to think the abyss on the basis of play, can<br />
only mean to think differently because it requires that thinking must abandon its traditional<br />
efforts to think the nature of being as based on their ground. In other words, Heidegger’s<br />
question requires, in order to be properly understood, a reexamination of the relationship<br />
between play and thinking. A relationship that must be reconsidered in both its senses:<br />
when play is the object of thinking and when thinking is the object of play. It might be pos-<br />
sible to condense what I have been saying so far in a single question that is presupposed by<br />
the Heideggerian interrogation: “How to think play?” This question has to be heard in its<br />
intrinsic duplicity as a question about both play and thinking, as a combination of “how to<br />
think play,” and “how to think play.” To put it differently, the Heideggerian text seems to<br />
bring to light the issue of a “play’s thought” that he delivers as a task to philosophy. What<br />
is important, to understand the radicality of the Heideggerian questioning, is to heed both<br />
senses of the genitive in a complex unity. The issue at stake is to understand how play can<br />
arrive to thought because thought belongs to play. And conversely.<br />
Heidegger presents this issues as preliminary to a philosophy of being as Abgrund, as<br />
abyss. In other words, he ties any possible overcoming of Western metaphysics to an inter-<br />
rogation of the nature and consequences of the reciprocal interpenetration of thought and<br />
play, of Denken and Spiel. How does the text proceeds in this task?
S PIELEN, THE ABYSS, AND THE CHILD<br />
Soon after the passage quoted above, Heidegger goes on to say that joining together<br />
play and being as abyss can be considered a violent juxtaposition and perhaps even an ar-<br />
bitrary, non serious, maybe even playful act. He goes on to answer this charge as follows:<br />
It may seem so as long as we keep on neglecting to think in terms of the<br />
Geschick of being, and that means neglecting to entrust ourselves to the liberating<br />
engagement in the legacy of thinking and to do so in a way that recollectively<br />
thinks upon it. (112/186)<br />
Let us focus on the first part of Heidegger’s answer. Play’s thinking and its relationship with<br />
being as Abyss, Heidegger claims, are arbitrary only if one neglects to think them in the<br />
context of the Geschick of being. In the next few paragraphs, which conclude the whole lec-<br />
ture course, Heidegger first goes back to Heraclitus’s notion of logos and then recalls the<br />
well known Heraclitean fragment 52 on play. 18 This may suggest that the connection be-<br />
tween Geschick and play—which, Heidegger affirms, is crucial to a non-arbitrary introduc-<br />
tion of the latter into philosophy—has to be understood in the context of history of<br />
philosophy: as a return to the Greek origins of Western philosophy and more specifically<br />
to the reflection on play that is already present in the Greeks. Such an interpretation, al-<br />
though not completely incorrect, misses the deeper point of Heidegger’s remark, because<br />
it would reduce the Geschick of being to the history of philosophy, whereas, as the previous<br />
lectures have explained at length, the Geschick des Seins is rather what makes history pos-<br />
sible. If play’s thought is required from the thought of the Geschick of being then it is in the<br />
Geschick itself that the reason of such a violent reapprochment has to be found and not in<br />
the first sources of Western philosophy. But what has Heidegger to say on Geschick? Let<br />
us read from the eighth lecture:<br />
When we use the word Geschick in connection with being, then we mean<br />
that being hails us and clears and lights itself, and in clearing it furnishes the<br />
temporal playspace (Zeit-Spielraum) wherein beings can appear. (62/109). 19<br />
The destiny of being, its Geschick, is strictly related to the play because Geschick itself is<br />
18. See Heraclitus fragment 52 (Diels): “The age of the world, a child who plays moving the pieces of the<br />
game: a child’s kingdom.”<br />
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just the furnishing of an appropriate playspace and the taking place of play on it. Being, in<br />
its clearing, opens up a space wherein beings can appear. Such a space must be understood<br />
as a playspace, that is, as a space in which play may take place. It would be wrong, however,<br />
to think that the space opened up by being becomes a terrain onto which play may take<br />
place. This becomes clearer if we consider for a moment the meanings of “play” and<br />
“game.” Both, and particularly the latter, can refer to the set of rules and conventions that<br />
make possible the occurrence of the single ludic event (e.g. the game of tennis, generally<br />
considered) or to the specific, concrete event (e.g. the 1996 final of the Wimbledon tourna-<br />
ment). The Heideggerian text cannot adopt the second meaning of the term Spiel, because<br />
that would entail that the appearing of beings is ruled by the institution of a game in an<br />
“empty” space opened up by the destiny of Being. In other words, we would have to pre-<br />
suppose a two-stage process: first the deployment of a space and then the institution of a<br />
play/game that makes possible the disclosing of beings as objects of the game itself.<br />
The text, instead, suggests just the opposite: the Geschick of being furnishes the space<br />
wherein the concrete playing can take place. This means that the Geschick of being is noth-<br />
ing else but the institution of a game, the mise en place of a game that sees beings as its<br />
objects. To put it slightly differently: the mise en place of a game that allows, when played,<br />
the disclosing of being within its boundaries. The principle of sufficient reason, if we fol-<br />
low this interpretation, becomes therefore the rule of the game of the West, since it consti-<br />
tutes the space within which beings can be properly “comprehended.” 20 The second<br />
mentioned meaning of game/play and the Geschick of being come to coincide: the destiny<br />
of being is a Spiel. In the very last page of Der Satz vom Grund, Heidegger goes back to<br />
the Heraclitean fragment 52 and translates it as follows:<br />
19. Spielraum is usually translated into English as “leeway”, or more simply as “play” in the mechanical<br />
sense. Here, Heidegger is leveraging upon the original meaning of Spielraum as the space where play,<br />
e.g. movement, can take place, in order to add the temporal element as well. A literal translation would<br />
then bring something like the “spatiotemporal leeway.” However, such a translation would obliterate<br />
the crucial reference to play and emphasize the mechanical meaning of play. Since both solutions are<br />
unsatisfactory, in the following I will alternate between “leeway” and “playspace” when referring to<br />
the Heideggerean uses of Spielraum and Zeit-Spielraum.<br />
20. In the proper, literal sense of the word: beings can both be understood and confined and they are understood<br />
because they are confined.
S PIELEN, THE ABYSS, AND THE CHILD<br />
The Geschick of Being, a child that plays, shifting the pawns: ´the royalty<br />
of a child—that means, the αρχε, that which governs by instituting grounds,<br />
the being of beings. The Geschick of being: a child that plays. (113/187)<br />
This brief remark is far from being an exhaustive reflection on the nature of play and espe-<br />
cially on the nature of the play of thinking, but at least points in the proper direction. The<br />
issue lying ahead, fact, could be summed up by saying that in order to determine the nature<br />
of play one has to determine “what the play plays, who plays it and how the playing is to<br />
be thought here” [111 (186)]. What I have been saying so far about the interconnection be-<br />
tween play and Geschick answers, at least partially, the first two questions—the what and<br />
the who parts of the problem: the game is played by being in its Geschick. But what is being<br />
played in this game? Nothing less that the possibility of beings’ disclosure and appearing.<br />
Beings as such are at stake in the play of Geschick: their being depends on the institution<br />
of a playspace provided by the Geschick of being because beings can appear only within<br />
such a space and according to the modality provided and prescribed by the game being<br />
played. It is for this reason, I believe, that Heidegger, when referring to one being in par-<br />
ticular, e.g. the mortals, affirms that “one here deals with a game where they are in play and<br />
at stake.” (ib.).<br />
This very preliminary answer to the “who” part of the interrogation about play indi-<br />
cates where we can find out “how” the play takes place: we must inquire about the Geschick<br />
of being as the operation of instituting a game, as the creation of the Zeit-Spielraum, the<br />
spacetime of the game and the space/time play). A further step is possible if we keep in<br />
mind an additional component of the meaning of Spiel: play as the leeway, as the infinites-<br />
imal space that makes movement possible. Play, in short, in the sense of the possibility of<br />
articulation of joints. It follows that the subject of the interrogation becomes the Geschick<br />
of being insofar as it constitutes the successive articulations of the spacetime within where-<br />
in beings can appear. What can we discover along this path? Let us go back to the text quot-<br />
ed above.<br />
It should be noticed that Heidegger/Heraclitus do not say “Aion/Geschick: a Spiel,” be-<br />
cause otherwise the meaning of play as concrete event would be privileged and, as a con-<br />
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sequence, the Geschick of being could be interpreted as the specific realization of a game<br />
instituted by someone else. On the contrary, they say “Aion/Geschick: a child that plays.”<br />
There are no psychological or mythological undertones in this accent on the ludic world of<br />
the child. The reference to such a world highlights a precise, and, supposedly, extremely<br />
relevant, feature of play by pointing to the relevance of child’s play. What is important<br />
about the way children play? Simply put, child’s play is creative. Creativity, here, means<br />
just that the child at play is capable, contrary to most adults, to invent the game while it<br />
plays. Child’s play is creative because it comports—in the same event—the institution as<br />
well as the execution of the act of playing. The child invents the rules of the game and, by<br />
so doing, creates a leeway which is not of course, spatial at all, but represents the spatiotem-<br />
poral field within which actions are possible. It is precisely this aspect, I believe, that<br />
Heidegger wants to emphasize by recalling the Heraclitean fragment and by underlining his<br />
reference to the world of the child. But there is more in that reference. In particular, there<br />
is another aspect of child’s play that Heidegger brings to the front in the lines immediately<br />
following the previous quotation. He says:<br />
Why does it play, the great child of the world-play Heraclitus brought into<br />
view in the Aion? It plays because it plays. The because withers away in the<br />
play. The play is without a “why”. It plays since (weil) it plays. [ib.]<br />
Play, as I have stressed in the previous pages, has no external finality, it is perfectly self-<br />
contained. Or rather: play resists the application of the very concept of finality, it resists the<br />
application of the concept of a final cause that finds it raison d’être outside play itself. Does<br />
this mean that play is totally arbitrary? Does this mean that the distinctive mark of any ludic<br />
phenomenon is its improvised, poetic, extemporaneous character, as Nietzsche once em-<br />
phasized? 21 The situation is actually more complex. Play, and especially child’s play, is nei-<br />
ther arbitrary nor rigorous, but both at the same time.<br />
“Play is without a why,” Heidegger affirms, and “it plays since it plays (es spielt weil<br />
es spielt).” This does not mean that play is completely arbitrary, but rather that the mode of<br />
being of play refers only to itself and only from and in itself is its rigor to be found. The<br />
21. Friedrich Nietzsche, Thus Spoke Zarathustra (Harmondsworth, Engl.: Penguin Books, 1978) 25.
S PIELEN, THE ABYSS, AND THE CHILD<br />
mode of being of the child at play, his acting, is governed absolutely by the rules of the<br />
game that delimits the playspace: no transgression is possible, lest the game itself is dis-<br />
solved. But the “foundation” of the rules, their “ground” in the proper metaphysical sense<br />
of Grund is totally absent because the rules have been created by the player itself who is<br />
free to change them at will and anytime. Therefore, we must affirm that Spiel is constituted<br />
by rules whose value is absolute within the real of play (within the spatiotemporal leeway,<br />
the Zeit-Spielraum), but whose Grund is arbitrary. However, such a characterization is still<br />
insufficient insofar as it suggest a clear-cut division between the institution and the execu-<br />
tion of the rules. What is worse, such a characterization suggests a bipartite and essential<br />
static process in which an initial “legislative” phase is followed by successive and properly<br />
ludic executive stage. What is most essential in the ludic process—and I believe, in the on-<br />
tological context within which Heidegger talks— is precisely the absence of such a division<br />
which can be retraced only a posteriori. We might say that such a clear-cut division is valid<br />
only in abstracto and more precisely if we abstract from the time of play. Time exists, with-<br />
in the game, as the changing of the rule, as a creation of new rules that replace the old ones.<br />
The intrinsic compenetration of arbitrariness and rigor that is typical of play comports<br />
necessarily that the being of the player is always, and at the same time, inside and outside<br />
play, because it has to be inside the game being played as long as it is following the rules<br />
and outside of the played game and inside the playing game, as it were, insofar as it finds<br />
itself creating the rules that define a new playspace. The being of the player is the being at<br />
the limit, or, better, the being living on the limit, the being living on the ever renewing limit<br />
that divides the time of play when the player is totally absorbed within the Spielraum from<br />
the time when the Spielraum itself is defined. “It plays since it plays,” says Heidegger, and<br />
in the clause we should hear the intrinsic and essential duplicity of play that finds in itself<br />
its rigorous, and therefore arbitrary, law.<br />
It is this double movement, I believe, that thinking must appropriate in order to become<br />
a thinking of play. Or rather, it is the double movement that play must give to thinking so<br />
that the latter may become play’s thinking. Play’s thinking can only be the thinking of the<br />
limit, the thinking that positions itself on the limit of the articulation constituted by the des-<br />
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tiny of being. Such a thinking must be equally ready to play according to the rules of the<br />
Zeit-Spielraum that the Geschick of Being has opened up to men as well as it must be ready<br />
to question such rules by seeing through their absolute arbitrariness.<br />
If purposelessness is the aspect of play that Heidegger emphasizes the most, a different<br />
characterization is given by Nietzsche. In his case as well, however, the overcoming of<br />
metaphysics is tied to the advent of play. Play is no doubt one of the recurrent themes of<br />
Nietzsche’s thought, and it usually point to Nietzsche’s call for an affirmation of life against<br />
the nihilistic negation incarnated in the ascetic ideals. In his language, play—and more par-<br />
ticularly the Heraclitean child at play—points to the age when nihilism will have been over-<br />
come, the age in which life, instead of being continuously negated or at best tolerated and<br />
justified for a task that does not belong to it, will eventually be affirmed in its randomness<br />
and in its self-renewing becoming. But is it play an adequate figure to use for such an am-<br />
biguous task? Don’t we witness an intimate contradiction, a basic incompatibility between<br />
the affirmation of life, chance, and mortality that Nietzsche assigns to play and the mode<br />
of being of play itself?<br />
In fact, play seems to indicate the exact opposite of what Nietzsche wishes, at least be-<br />
cause the actualization of play absorbs the player inside play itself and negates whatever<br />
part of the being of the player is not playing. In other words, the mode of being of play rep-<br />
resents, or so it seems, the ultimate and most definitive negation of the will of the player<br />
because the player can play only by submitting his own self to the play. Play is, at least in<br />
part, the mark of the most absolute negation because it can exist only be negating indepen-<br />
dence of the players’ being. It is this negation that causes the now ecstatic now frantic rap-<br />
ture that the player experiences when its participation to the game being played reached the<br />
peak. It is this negation that causes the frantic euphoria that players—and gamblers in par-<br />
ticular— experience so often, and that represents play’s ultimate reward. It is the experi-<br />
ence of the negation of the will, of the identification with the dice being thrown, the<br />
experience of the absolute communion with the roulette’s wheel, almost as if the latter were<br />
endowed of an autonomous life. If this is the case, however, how can play be the sign of the<br />
Nietzschean affirmation of the individual’s life against the stricture of an ascetic ideal that
S PIELEN, THE ABYSS, AND THE CHILD<br />
puts the meaning of life in an another world? How , and why, can Nietzsche think that the<br />
love of chance and the identification with the rolling dice is essentially different from the<br />
love of God?<br />
Let us begin from the opening pages of the Zarathustra. In his first discourse, he nar-<br />
rates three metamorphoses: he tells the story of the spirit that became a camel, then a lion,<br />
then a child. The camel is the spirit in the age of nihilism, the animal that interprets life as<br />
a succession of weights to be carried, and that accepts life only because it despises it. When<br />
the camel becomes a lion, the spirit experiences the will as affirmation of independence, as<br />
a vindication of its independence and of its freedom. However, the definitive overcoming<br />
of nihilism, according to Zarathustra, can happen only in the age of the child, of the playing<br />
child. He says:<br />
The child is innocence and forgetting, a new beginning, a game, a selfspinning<br />
wheel, a first movement, a sacred “Yes-saying.”<br />
For the game of creation, my brothers, a sacred “Yes-saying” is needed:<br />
now the spirit wills his own will, and he who had been lost to the world conquers<br />
(gewinnt) his own world22 The first Zarathustrean illustration of play is all contained in these two concluding sentenc-<br />
es of his first discourse. The paradoxical status of play, however, is already well-delineated,<br />
in spite of the concise description. Play is compared to forgetting, to movement, and, most<br />
importantly, to a self-spinning wheel. Zarathustra’s image is much more than a metaphor<br />
since play, in all the Indo-European languages has an essential connection with movement<br />
or, to be more precise, with the freedom of movement. The engineeristic meaning of Spiel,<br />
play, gioco, juego, etc. all point to the space between the mechanical components that war-<br />
rants the possibility of their movement. In this sense, play is the closed space within which<br />
its constitutive movement can take place forever. This means, as it has often been noticed,<br />
that to play means always, although not exclusively, to be played, and in all the meanings<br />
2<strong>2.</strong> Friedrich Nietzsche, Thus spoke Zarathustra (New York: Viking Press; 1966) tr. Walter Kaufmann, 27.<br />
Cf. the German: “Unschuld ist das Kind und Vergessen, ein Neubeginnen, ein Spiel, ein aus sich<br />
rollendes Rad, eine erste Bewegung, ein heiliges Ja-sagen. Ja, zum Spiele des Schaffens, meine Brüder,<br />
bedarf es eines heiligen Ja-sagen: seinen Willen will nun der Geist, seine Welt gewinnt sich der<br />
Weltverlorene.” Friedrich Nietzsche, Also sprach Zarathustra (Berlin: de Gruyter:1968) 27.<br />
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of the term “played”: moved around, entertained, tricked, operated upon, etc. etc.<br />
The emphasis here is on play being prior to the players, on the played game taking pri-<br />
ority over the players: to play means to submit oneself to the rules of the game and the best<br />
player is the one who, by being closest to the rules of the game, is at the same time the far-<br />
thest from himself. The maximum participation to the game being played requires the max-<br />
imum self-forgetfulness, this is what Zarathustra stresses: the player is never as<br />
participating on the game as when he negates himself in order to be ecstatically carried out-<br />
side himself and within the playspace.<br />
The mode of being of play—which, as self-spinning wheel expresses the eternal be-<br />
coming that does not need any justification since it eternally re-presents itself—contains an<br />
essential moment of negation because the player must annihilate itself into the game being<br />
played. The epochal event wished by Zarathustra—the instauration of the world of play—<br />
comports the end of the player(s) or, at least, the end of the separation between the players<br />
and the play. The advent of play, it seems, is the death of the player. This is what Nietzsche<br />
seems to say in the second part of the previous quotation when he states that “play is a sa-<br />
cred yes-saying”, that is, play is the purest of the affirmations. The subject of this affirming<br />
is the spirit (Geist) transformed into a playing/playful child and therefore into a player who<br />
affirms the play of the world and who wills his own will.<br />
If interpreted in this sense, however, the figure of play recedes from form the age of<br />
the Overman and of the overcoming of nihilism and gets closer and closer to this present<br />
age, to the age of nihilism. Play becomes closer and closer to the final stage of the asceti-<br />
cism, the stage when the ascetic ideal will reach its “triumph in the ultimate agony.” 23 Such<br />
a triumph represent the victory of the end that will have been finally reached, the triumph<br />
of death that is, at the same time, the extreme ecstasy. The spirit willing the advent of play<br />
wills, then, its own death or, to say it better, it wills its own self-annihilation. We witness<br />
here the extreme paradox of play, that brings together the affirmation and negation in a sin-<br />
gle act comporting the affirmation of the negation of the players. Is this consequence con-<br />
23. Friedrich Nietzsche, On The Genealogy of Morals (Oxford: Oxford University Press, 1996), III, 11.
S PIELEN, THE ABYSS, AND THE CHILD<br />
sistent with Nietzsche’s wishes and his effort toward the overcoming of metaphysics of<br />
negation?<br />
It might be said that the peculiarity of play that I have been illustrating rests on a mis-<br />
taken identification between man and player, between man and the subject of the cosmic<br />
play of chance and becoming. Man, one might say, is rather to be considered an object of<br />
play, “one of the most unexpected and exciting lucky strikes in the game played by the<br />
‘great Heraclitean child’—be it Zeus or chance.” (II, 16)<br />
This may be true, but it remains true as well that the negation of man, the annihilation<br />
representing the apotheosis of nihilism is not any less essential because the affirmation re-<br />
quires a different subject than man in order to be affirmed. The connection between affir-<br />
mation and negation outlined above is perfectly legitimate because it points to the essential<br />
and necessary triumph of nihilism, e.g. the non-existence of man, that is a required step to-<br />
ward proceed to the age of affirmation. What is crucially important, however, in order to<br />
capture correctly this transition is to understand its negative moment, e.g. man’s annihila-<br />
tion. The value and consequence of such an ultimate negation changes radically, as Gilles<br />
Deleuze has extensively proved, according to whether is referred to the “last man” or, in-<br />
stead, to the “man who wants to perish.” The negation that play requires from the player is<br />
possible only if play affirms its reality against the player’s: it is possible only if the submis-<br />
sion to the game being played and to the space that it delimits is totally unconditional. Only<br />
such an unconditional submission, although and precisely because it can only be given by<br />
a mortal being, can be transformed into an affirmation, into an act of “active destruction”,<br />
as Nietzsche says elsewhere. The man who wants to perish, e.g. the true player, wills his<br />
own destruction operated by the play, wants to submit his being to the affirmation of the<br />
play, wants the play against his will. It is precisely at that stage that he will reach the point<br />
where the “negation changes sign, it becomes affirmative power and preliminary condition<br />
for the further deployment of the affirmation.” 24 Altogether different is the behavior of the<br />
“last man” who cannot, in his intrinsic passivity affirm his own negation. The last man is a<br />
bad player because he never participates entirely to the game, he does not understand its<br />
24. Gilles Deleuze, Nietzsche and <strong>Philosophy</strong> (New York: Columbia UP, 1983) 243.<br />
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mortal seriousness and the dedication that it would require. He conceives it only as an<br />
“playful entertainment that must not be too challenging.” 25 On the contrary, the spirit of the<br />
last metamorphosis, the spirit who wants the advent of play, is the man who wants to perish<br />
and who affirms the willingness to his own destruction by means of his unconditioned, se-<br />
rious, and intrinsically mortal adhesion to the world of play. In that act, he throws the bridge<br />
the reaches beyond man, beyond nihilism and beyond the abyss.<br />
Spiel, then, is not just a paradoxical figure. It is essentially ambiguous, if we follow<br />
Nietzsche, because it is ambiguous— in the literal sense of the of a “road with two direc-<br />
tions”—the status of that extreme phase of nihilism that Spiel stands for.<br />
5. The great beyond<br />
A first result of this short journey through Heidegger’s and Nietzsche’s texts is a pos-<br />
itive, although extremely tentative answer to the first question about the problematic rela-<br />
tionship between play and the end of philosophy. Indeed, there seems to be something quite<br />
similar that comes to light in each case, beyond the different emphasis specific to the single<br />
texts, whenever the concept of play is used. Two different but strictly interrelated aspects<br />
seem to stand out as particularly prominent: motion and closure. On the one hand, the free-<br />
dom of movement that is peculiar to play—and is reflected in its mechanical cognates—is<br />
constantly emerging. The Nietzschean “self-spinning wheel” is in a certain sense the mark<br />
of it, but we see it also in the Hegelian circle, and in the Heideggerian emphasis on play’s<br />
because, on its self-moving character. On the other hand, the rigid self-enclosedness of<br />
game and play comes out as crucial. Play, in itself, assumes the characteristic of a space that<br />
is totally self-contained and cannot admit of anything else outside itself. The “rules of the<br />
game,” from this point of view, mark the impossibility of any opening between the<br />
gamespace (Spielraum) and what lies outside of it. This, however, in spite of the total arbi-<br />
trariness of the rules themselves. Seriousness and playfulness come to play from the same<br />
25. Friedrich Nietzsche, Zarathustra, Preface, 5.
T HE GREAT BEYOND<br />
source, from the severity of arbitrary rules. The connection between the two aspect is not<br />
difficult to see: the free movement is made possible by the closure whose goal, in turn, is<br />
nothing but the free movement itself.<br />
Is this cluster of similarities enough to establish the positive existence of a common<br />
concept at the end of the different paths we have examined? It is certainly not enough to<br />
ascertain an identity, since, as we have seen, differences in accents are far from being ab-<br />
sent—and they may all point to substantially different concepts. There seems to be a certain<br />
latitude in the concept of play, so much so that we might consider it, at least provisionally,<br />
more like a space than a concept, we may take it as an opening in which something happens.<br />
But what happens, precisely? Why do free movement and closure re-emerge in connection<br />
with the end of philosophy and why, furthermore, do they get caught under the name of<br />
“Play”? Moreover, which come first between the properties of play (closure, freedom of<br />
movement, etc.) and play itself? In other words, is the emergence of play that gives prom-<br />
inence to them or is it the opposite?<br />
These questions are undoubtedly premature. The preliminary evidence represented by<br />
previous, brief excursions into the Nietzschean and Heideggerian texts can just lend some<br />
credibility to what is, at this stage, but a suggestive hypothesis, namely the existence of an<br />
unexpectedly wide and deep connection between the search for truth and the realm of Spiel.<br />
Before going a bit deeper into it, and thus reaching a stage where the previous questions<br />
could be addressed, it may be useful to reflect on why such an hypothesis may be sugges-<br />
tive and how it could be more firmly grounded.<br />
First, the truth of the hypothesis would be significant in that it would open up a vast<br />
terrain to be charted, whose exploration may bring answers to a number of very important<br />
questions. The inquiry about the conditions of possibility of philosophy, to say it in a very<br />
Kantian form, would be displaced: the answer to the end of philosophy and, therefore, the<br />
answer to the possibility of the truth of being, variously reinterpreted, would have to be<br />
found through an analysis of the relationshup between Spiel and philosophy. The answer<br />
has to be found elsewhere, and perhaps with different means from philosophy’s own. The<br />
first result would then be a displacement of the question about philosophy, a displacement<br />
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of the locus of the truth about philosophy itself. But since the difference, in philosophy at<br />
least, between method and substance is close to nil, this would entail that such a displace-<br />
ment would bring us very close to finding the solution of philosophy itself. Or, to say it<br />
differently, it would bring us closer the solution, or, perhaps, the dis-solution, of the task<br />
that philosophy set for itself, quite a long time ago. Then the hypothesis is suggestive be-<br />
cause it suggests that an answer (either positive or negative) to philosophy may perhaps be<br />
found, although in a different place than where we have been looking so far.<br />
Moreover, since what would come together in a form still to be satisfactorily articulat-<br />
ed is not just philosophy, but “non-philosophy,” and “non-metaphysics” as well, the breadth<br />
of the terrain the hypothesis implies makes it suggestive as well. For it would allow us to<br />
bring together a number of disparate efforts and to understand not so much their unity<br />
(since there might be none) as their reciprocal interrelations.<br />
To find an inroad toward the paradox of the ends of philosophy joining in play, I will<br />
start from a distinction between two senses of the positive reading of end of philosophy, of<br />
the end of philosophy as achievement, that Heidegger puts forth in the essay The End of<br />
<strong>Philosophy</strong> and the Task of Thinking. According to Heidegger, one might distinguish be-<br />
tween the two senses of completion (Vollendung) and perfection (Vollkommenheit) in the<br />
Hegelian, positive reading of the end of philosophy. The ground for the distinction lies in<br />
the fact that the completion of metaphysics is the completion of a possibility that was<br />
opened at the dawn of philosophy, e.g. the opening of truth, ratio, etc. as presence, as what<br />
shines and it is given its full presence. However, Heidegger remarks, we may ask about the<br />
opening itself in which that shining, that lighting, takes place. That unquestioned opening<br />
that makes philosophy as metaphysics possible without being questioned, because unques-<br />
tionable, by philosophy itself, by the metaphysics, is what is given as a task for thinking.<br />
The end of philosophy as stepping beyond metaphysics is therefore a questioning of the<br />
place or of the limit in which philosophy takes place.<br />
Thinking, then, receives its task insofar as it assumes its direction from the un/thought<br />
that lies unthought in the completion of philosophy. It might even be that it has to wait for<br />
the completion of philosophy in order to think what has been left unthought in that very
T HE GREAT BEYOND<br />
completion. This is why the two readings of end as completion and as of “failure” may<br />
come together in a common place. The “end“ takes place in that place achieved by the com-<br />
pletion of philosophy by Hegel (according to Heidegger). In other words: it is only when<br />
and if the end as completion takes place, when the circle has achieved itself and reached its<br />
beginning that a different place starts to appear, a space for thinking that is not philosophy<br />
as metaphysics.<br />
The crucial question, then, is to ask what happens at and in that place, in that space<br />
where the end happens. What happens at the end is also, and necessarily, an end and a new<br />
beginning. To put it differently: if the distinction between completion and perfection put<br />
forth by Heidegger has any validity, then the space for thinking as non-metaphysics can<br />
take place only in that difference between the two, in that fissure between completion and<br />
perfection that do not come together in Hegel’s circle. A difference that can become mani-<br />
fest only by reflecting on the structure and shape and inner necessity of that place, of that<br />
end that philosophy reaches.<br />
Thus, to join our previous discussion, it follows that if that end as completion at the<br />
summit of the Hegelian circle assumes the shape of game or play structure, the Heidegge-<br />
rian question can be rephrased in the following forms: What is left unthought in that game<br />
and play? What is the structure of that play? Who plays it? etc. As a consequence, it would<br />
not be surprising to find so much engagement with the concept of play if that concept is<br />
what comes to light at the end and in the end. It would not be surprising because it seems<br />
to follow from what I have been saying so far that play, Spielen, is both ends. Play is a<br />
bridge of sort, or rather an open space, in the sense that by being at the end it would allow<br />
us to understand both the completion of philosophy and to open a space for a non-philos-<br />
ophy. Play becomes crucial because, being the completion (or its structure) brings us back<br />
to the original possibility (to express it in Heidegger’s words). It would take us back to a<br />
beginning that opens the space for a leap beyond.<br />
What I would like to stress here, is that closure and freedom of movement within an<br />
enclosed space bring about the notion of play, but such a notion is meaningful only after<br />
the closure itself—or the end, which is the same—have been reached. Spiel becomes then<br />
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the limit of philosophy in the sense that represents what borders it and what philosophy can<br />
attain if it manages to complete its course.<br />
How do we proceed, then, in the task lying ahead? Three methodologically separate<br />
issues confront us, and although it will be in practice impossible to pursue them separately,<br />
it might useful to discuss them as distinct. Moreover, the discussion will provide the ratio-<br />
nale for the next step this work will undertake.<br />
First, we need to decide what is needed to confirm the hypothesis, e.g. what is needed<br />
in order to establish a multifaceted connection to Spiel. Second, once it were confirmed, we<br />
need to decide what is needed in order to carry out a thourough exploration of the discov-<br />
ered terrain. Third and last, we need to decide where to go in order to pursue the two pre-<br />
vious point and how to handle the concept of Spiel.<br />
Let us begin from the latter point.Two main “fields” need a close investigation: the<br />
non-philosophical tradition that stands in opposition to philosophy and the non-metaphys-<br />
ical tradition that construes itself as in opposition as Western metaphysics. It is more diffi-<br />
cult to tackle non-philosophy than non-metaphysics because while the latter is guided by a<br />
self-conscious opposition, be it grounded or not, to a certain well-established tradition in<br />
philosophy, the former, on the contrary does not, usually, self-comprehend itself as non phi-<br />
losophy. Therefore, even before we can start investigating about the possibility of an es-<br />
sential connection between non-philosophy and Spiel, we must establish, with sufficient<br />
precision, that non-philosophy exists. Therefore, my first task will be to establish the exist-<br />
ence of significant cases of non-philosophy as determinate negation of philosophy in the<br />
“proper” sense. This is what I will do in chapter IV, which will therefore provide the ground<br />
for the establishment of an essential connection with Spiel.<br />
Indeed, although Nietzsche and Heidegger come from the same Continental tradition,<br />
the use of play in connection with the overcoming of philosophy is certainly not limited to<br />
that tradition. Indeed, one of the most extensive uses of “play” concepts come from ‘posi-<br />
tive’ disciplines that are located outside of the philosophical domain but entertain a very<br />
strong relationship with philosophy. Two clear examples are provided by the research on<br />
higher cognitive processes pursued by Artificial Intelligence and by the anthropological ap-
T HE GREAT BEYOND<br />
proach practiced by Claude Lévi-Strauss. It can be shown that, in both cases, what is at<br />
stake is the identification, description (and possibly replication) of the most basic structures<br />
and processes proper to the human being. Moreover, the structure in terms of which they<br />
come to understand and explain their chosen field is derived from the domain of game:<br />
whether problem-solving or worshipping, man is basically seen as participating in a closed,<br />
discrete, combinatorial system of oppositions, of moves and countermoves. The human<br />
subject, whether a master able of getting around in the world by a careful planning of moves<br />
and countermoves or a pawn thrown, malgré lui, in a sempiternal conflict of Kings and<br />
Queens, is always understood from the point of view of play.<br />
The fact that one school chooses the "social" field of activity whether the other one<br />
opts for the more individualistic area of cognition is by itself an interesting topic to be dis-<br />
cussed. But the function of the chosen field within the research projects (e.g. the reason ori-<br />
enting in favor of the actual choice) is actually the same: in both cases what is chosen is<br />
somehow at the core of humanity (of "being human", that is): cognitive processes and prob-<br />
lem solving abilities on the one hand, collective institutions and religious beliefs on the oth-<br />
er. The core issue is readily acknowledged to be philosophical: the mind, the subject,<br />
consciousness, constitute the ultimate topic of interest, not the efficiency of search algo-<br />
rithms or the myths of the Bororo Indians. It is because philosophy has failed to provide an<br />
understanding of the mind, of the human subject, of consciousness and so on, that new sci-<br />
entific disciplines have to be founded to take up the challenge. <strong>Philosophy</strong>’s dominion is<br />
over, they seem to say, and the time has come for a new approach to the basic issue it had<br />
been struggling with and eventually succumbed to.<br />
What is at stake is very similar to what we have hinted above with reference to Ni-<br />
etzsche and Heidegger: nothing less than the end of philosophy. In fact, the underlying ar-<br />
gument that both AI and Structuralism share might be paraphrased as follows: "If our<br />
method proved so fruitful on mythology, and if the production of myths is the quintessential<br />
human activity setting men apart from other beings, then the method must be applicable to<br />
other, more peripheral, fields of human activity.” This paraphrase can be translated into Ar-<br />
tificial Intelligence’s terms by substituting “thinking” for “mythology” and “production of<br />
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myths”. Herbert Simon’s work is a good example: he recently extended cognitive science’s<br />
concepts and methods to literary criticism in the effort to provide a “solid foundation” to<br />
the latter discipline. Unsurprisingly, one of the results of his analysis is that literary criti-<br />
cism has to be considered a branch of cognitive science.<br />
Accordingly with the plan just sketched, in the next chapter I willprovide an analysis<br />
of non-philosophy and see how the two target disciplines mentioned above fit in that cate-<br />
gory.
CHAPTER III<br />
PHILOSOPHY,<br />
NON-PHILOSOPHY,<br />
AND SCIENCE<br />
in which a new category, non-philosophy, comes to join the familiar<br />
distinction between science and philosophy, and why Artificial Intelligence<br />
and Structuralism belong to it.
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1. Non-<strong>Philosophy</strong><br />
There is always something ludicrous in philosophical discourse<br />
when it tries, from the outside, to dictate to others, to tells<br />
them where their truth is and how to find it, or when it boasts of its<br />
alleged capacity to instruct their process with naive positivity; but it<br />
is entitled to explore what might be changed, in its own thought,<br />
through the practice of a knowledge that is foreign to it.<br />
Michel Foucault<br />
In the preceding chapters, I have insisted that philosophy’s goal is Truth, namely the<br />
truth about the world we live in. This, at least, if “philosophy” is interpreted in the sense in<br />
which Hegel, and the tradition up to him, interpreted the word. This, of course, is a rather<br />
rough generalization, but it has its validity nonetheless, as long as the nature of the truth<br />
about the world and the means to provide it are left open. It then applies equally well to the<br />
all-encompassing philosophical effort characteristic of German idealism, where philoso-<br />
phy provides a truth that is essentially intuitive, as well as to the Kantian project, where phi-<br />
losophy establishes the limits of the validity of a truth provided by the sciences, as to the<br />
most skeptical traditions, where philosophy provides a way to clear the grounds from false<br />
claims. In all cases, and regardless of whether philosophy is content-full and synthetic, or<br />
content-less and analytic, it nonetheless represents the only supreme instance that can en-<br />
compass the whole spectrum of knowledge and pronounce on its limit, purposes, utility, va-<br />
lidity etc. for man. As Socrates says in the Euthydemos, for example, seeking knowledge<br />
(e.g. “philosophizing”) is necessary for a happy life and the most supreme knowledge is<br />
provided by the science that grasps the validity and the correct uses of the specific sciences:<br />
“geometers, astronomers, mathematicians (these too are hunters for, in fact, each of them
N ON-PHILOSOPHY<br />
does not build the figures, but retrieve those that exist already) all these do not know how<br />
to use their own crafts, but only know how to hunt and deliver their discoveries to the dia-<br />
lecticians so that the latter can use them...” 1 One of the most important consequences of<br />
such an interpretation concerns the scope of philosophical inquiry. Once it has been decided<br />
that philosophy aims at the truth of the world as such, it follows that it is almost impossible<br />
to delimit a clearly defined domain bounding the scope of the research. Hegel stresses, as<br />
we have seen, that both empirical and formal sciences, on the contrary, have defined do-<br />
mains within which they pursue their research. This is not meant to suggest that the char-<br />
acterization is originally Hegelian. Just the opposite: its spirit (and most of its letter) is<br />
clearly Aristotelian. Let us remember the opening sentences of Metaphysics, Γ: “There is a<br />
science that investigates being as being and the attributes which belong to it in virtue of its<br />
own nature. [...] None of the other sciences considers being as being in general but, after<br />
having delimited a portion of it, investigates the attributes of this part.” 2 Not only such a<br />
distinction goes back to the beginnings of philosophy, but it has also become entrenched in<br />
everyday language. The common use of the word “philosophy” (like in “Apple’s philoso-<br />
phy about the personal computer”) denotes precisely a very general view, an abstract view<br />
that guides practices. However, although the general conception is widely shared across the<br />
history of philosophy, it remains that the particular formulations can be significantly differ-<br />
ent and I prefer to refer my discussion, for the sake of concreteness and precision, to the<br />
specific formulation that it receives in the Hegelian text. Of course, the boundaries of the<br />
domains in questions may be more or less clearly defined—often, it is only when a science<br />
has reached a certain theoretical maturity that its object can be fully specified, since the def-<br />
inition of the domain itself is a relevant part of the scientific effort.<br />
In the Lectures on the History of <strong>Philosophy</strong>, Hegel exploits this distinction between<br />
“empirical sciences” and philosophy to point out that the former can afford (which doesn’t<br />
mean that they always do, nor that they have to) the luxury to proceed by a progressive ac-<br />
1. See Plato, Euthydemos (282d,290c-d) in Edith Hamilton and Huntington Cairns, eds., The collected<br />
dialogues of Plato (New York: Pantheon Books, 1961), 396, 404. At this level of generality, philosophy<br />
has not changed much from Plato to Hegel.<br />
<strong>2.</strong> Aristotle’s Metaphysics, Γ 1003, 21-25<br />
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cumulation of results, whereas philosophy cannot. From what he says, it seems as if the<br />
proposed distinction exhausts the space of theoretical possibilities: a science (e.g. Wissen-<br />
schaft) can either have an unlimited domain—and we call this effort “philosophy” in the<br />
fullest meaning of the word—or it can have a well-bounded field of inquiry—in which case<br />
we are confronted with one of the many empirical sciences. 3 The Hegelian distinction be-<br />
tween the different kinds of “objects” pursued by the different sciences has an immediate<br />
impact on their own methods: it is precisely because the domain of the empirical disciplines<br />
is limited that their “empirical methods” have a chance. The scientific method can be used<br />
because it has already been determined, beforehand, where the ultimate source of authority<br />
lies. Namely, in the information collected from the well-delimited field of inquiry (with<br />
whichever method, be it naive or extremely sophisticated. That is irrelevant in this context).<br />
On the contrary, the philosophical sciences are unable to take advantage of such a method,<br />
because there is no single, well-defined field to make appeal to. As a consequence, philos-<br />
ophy is obliged to proceed a priori, with all the problems that follow and that Hegel dis-<br />
cusses in the pages I have tried to explore above.<br />
Hegel’s characterization may prompt two different kinds of responses. One might ac-<br />
cept the distinction and reject, at the same time, the value attached to it. So much the worse<br />
for philosophy, one might say: the irremediable vagueness of its object dooms it to a per-<br />
petually non-scientific status. In the best possible scenario, philosophy can try to open up<br />
3. As explained above, I do not mean to imply that this formulation is originally Hegelian, although I will<br />
refer explicitly only to Hegel in order to keep the argument presented in this chapter within the boundaries<br />
of the general investigations outlined in the first two chapters of this work. Within the horizon of<br />
German Idealism, Fichte’s articulation of the hierarchy between philosophy and the sciecnes is almost<br />
identical to Hegel’s. In Concerning The Concept of Wissenschaftslehre, for example, he says that each<br />
“empirical” (broadly construed) science is constituted by a systematic articulation of propositions descending<br />
from a first principle, i. e. an axiom, in modern terminology. But “how can the certainty of<br />
the first principle itself be established? […]it would take a science to answer these questions: the science<br />
of science as such. “ and he concludes: “The nation which discovered this science would deserve<br />
to call it in its own language, in which case it could be called simply “science” [Wissenschaft] or “Theory<br />
of Scientific Knowledge” [Wissenschaftslehre]. And accordingly, what has previously been called<br />
“philosophy” would be the “science of science as such.” See Johann G. Fichte, “Concerning the Concept<br />
of the Wissenschaftslehre,” Early Philosophical Writings, (Ithaca: Cornell University Press, 1988)<br />
107-108. Similar ideas are expressed by Schelling in the almost contemporary Ideas for a <strong>Philosophy</strong><br />
of Nature, not to speak of the Kantian discussion of the topic in the Doctrine of Method of the first<br />
Critique.
N ON-PHILOSOPHY<br />
new fields of inquiry, but it will have to turn over the newly discovered terrains to the spe-<br />
cialized, empirical sciences if there has to be any hope of gaining real knowledge. Philos-<br />
ophy’s task is to play an avant-garde, exploratory role until the heavy troops of science<br />
arrive to consolidate the conquest. This interpretation has become a common sense of sort<br />
in the discussion of the relationship between philosophy and the empirical sciences. Parti-<br />
sans of this interpretation like to point out the progressive detachment of empirical disci-<br />
plines from the main body of philosophical inquiry as a proof of their views. In the English-<br />
speaking world, this interpretation is perhaps best known through the words of William<br />
James, who called philosophy “the residuum of questions still unanswered. “The opposi-<br />
tion between philosophy and the sciences — he wrote at the end of his career in Some prob-<br />
lems of <strong>Philosophy</strong>— is unjustly founded, for the sciences are themselves branches of the<br />
tree of philosophy. As fast as questions got accurately answered, the answered were called<br />
‘scientific,’ and what men call ‘philosophy’ is but the residuum of questions still unan-<br />
swered.” 4 Thus, the coming of age of physics from a branch of “natural philosophy” to a<br />
fully-fledged, mathematized scientific discipline represents the paradigmatic example of a<br />
development that sees in the progressive (and still incomplete) maturation of psychology<br />
its last instance. Critics of the Western philosophical tradition on both sides of the Atlantic<br />
share this view 5 .<br />
In a somewhat similar vein, someone might accept the Hegelian distinction as the in-<br />
dication that philosophy, if viable at all, needs a radical reform that will give it a badly need-<br />
ed object of inquiry. Thus, for example, one might propose that philosophy can (or has to)<br />
become “applied” in order to survive. In a sense, the “linguistic turn” in analytic philoso-<br />
phy, as well as Wittgenstein’s ruminations about philosophical problems dissolving them-<br />
selves, can be traced back to such an issue.<br />
4. See William James, Some Problems of <strong>Philosophy</strong> (Cambridge: Harvard University Press, 1979) (Orig<br />
ed. 1911) 1<strong>2.</strong> James, however, is careful not to dismiss, indeed, to defend, metaphysics, e.g. the narrower<br />
meaning of philosophy stripped down of its scientific branches. His “Radical Empiricism” aspire<br />
to be a fully fledged metaphysical system where such issues as the question of being find, if not a<br />
final answer, at least a proper treatment.<br />
5. This view may be pushed as far as claiming that philosophy has actually reached its self-effacing goal<br />
since “all” possible fields have been turned over to the sciences. Jürgen Habermas has suggested this<br />
view over and over again, most notably in The Discourse of Modernity .<br />
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Another variation on the same theme is provided by Heidegger’s meditation on the re-<br />
lationship between science and metaphysics. While not denying the Hegelian distinction,<br />
Heidegger casts it in a new light insofar as he strives to retrieve the essential link between<br />
the two project that unites them beyond their differences. Thus, he claims that the connec-<br />
tion between science and metaphysics is not denied, but rather confirmed, by the abandon-<br />
ment of a-priori procedures in favor of mathematical, scientific methods. In both “The Age<br />
of the World Picture” and “The Essence of Technology” he stresses that the peculiar under-<br />
standing of the real in terms of object and objectivity makes possible mathematical (math-<br />
ematized) sciences. In other words, the relinquishing of traditional metaphysical (e.g. a-<br />
priori) procedures is necessitated by metaphysics itself which sees its transfiguration and<br />
accomplishment in the empirical-mathematical science and its crowning achievement in<br />
cybernetics.<br />
This brief hint suggest that Heidegger’s basic approach to the relationship between em-<br />
pirical science and the tradition of Western philosophy is not very different from the basic<br />
framework I have outlined above. Heidegger assumes the basic Aristotelian criterion and<br />
adds to it a very interesting explanation of the reasons why, temporally speaking, Meta-<br />
physics had to convert into the sciences. In other words, he adds a logical and causal rela-<br />
tionship between the two parts of the basic opposition (namely, science and metaphysics)<br />
and sees a relevant part of the development of Western philosophy as the process of trans-<br />
formation of the former into the latter. A process he judges completed with the emergence<br />
of the “science of control,” e.g. cybernetics. 6 It should be remarked, however that the basic<br />
framework, however enriched, is left unaltered. The difference between the sciences and<br />
metaphysics is still conceptualized in the same way Aristotle (and Hegel) understood it. In-<br />
stead, I would like to argue for a more complex articulation of the basic framework which<br />
6. Martin Heidegger, “The Age of the World Picture,” The Question Concerning Technology and other<br />
essays (New York: Harper and Row, 1977) 118-120 (on the interpretation of the mathematical character<br />
of science on the basis of ta mathemata, e.g. what is already known). See also “The End of <strong>Philosophy</strong><br />
and the Task of Thinking,” Basic Writings…, 375-377, on the necessary completion of<br />
philosophy into the sciences and its crowning discipline, cybernetics. Finally, the same theme is picked<br />
up again in “Science and Reflection,” where science it is more precisely thematized as the theory of<br />
the real, and an analysis of the definition is provided, in The Question Concerning Technology and other<br />
essays…, 155-160.
N ON-PHILOSOPHY<br />
would do more justice to the richness of certain contemporary theoretical endeavors and<br />
help explain the great excitement they brought about when they burst onto the intellectual<br />
scene.<br />
The basic distinction between science and metaphysics proposed by Aristotle and ex-<br />
ploited by Hegel is binary and exhaustive: there is no third possible position between them.<br />
Instead, I would like to suggest that a third (at least) possibility exists between the two out-<br />
lined. The Hegelian distinction, in fact, is constructed upon a double (and strictly interre-<br />
lated) opposition that concern both the object and the method of the discipline. Thus,<br />
philosophy is “general”, as it were, and “a-priori,” whereas, empirical disciplines, e.g. the<br />
sciences, are “specific” and (consequently), “a-posteriori.” The issue is whether there are<br />
any other possible combination in the 2x2 matrix individuated by this double criterion. The<br />
double opposition can perhaps be summarized in the following table, where the problem-<br />
atic categories are represented by a question-mark:<br />
General<br />
Scope<br />
Specific<br />
Method A priori <strong>Philosophy</strong> ?<br />
A posteriori ? Empirical Sciences<br />
Is there anything corresponding, re-<br />
spectively, to “a-priori” + “specific”<br />
and “a posteriori” + “general”? The<br />
category identified by “a-priori” +<br />
“specific” is perhaps more familiar. It individuates the specific a-priori principles of a par-<br />
ticular field, or, in a slightly broader construal, the necessary assumptions built-in in any<br />
given scientific discipline. The best known, and philosophically stronger use of this cate-<br />
gory is perhaps represented by the Kantian “Metaphysics of Nature”. According to Kant’s<br />
definition such a Metaphysics—the only one that can possibly reach the dignity of a scien-<br />
tific discipline, according to Kant—contains the basic and highest premises of natural sci-<br />
ences. A similar use of the term “metaphysics”, and one quite directly influenced by the<br />
Kantian framework, can be found in the fairly influential concept of “descriptive metaphys-<br />
ics” proposed by Peter Strawson. “Descriptive metaphysics “is the discipline aiming at a<br />
description of the way we necessarily think about the world, instead of being the effort to<br />
provide the most general description of the world as it is. 7<br />
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By suggesting that the “narrower” (relatively speaking) meaning of the term “meta-<br />
physics” may be more familiar than its dual relative, I by no means intend to suggest that<br />
its use is uninteresting nor that its relationship with the broader and more classical sense of<br />
metaphysics is trivial. Rather, I want to isolate and differentiate this particular effort, as pre-<br />
sented by the philosophical literature, from the other abstractly possible endeavors that the<br />
proposed classification seems to allow. Furthermore, the double classification seems to<br />
gain a certain, initial plausibility and explanatory value by the fact that the categories it in-<br />
dividuates, far from being empty, have instead a rich history behind them. Or so it seems<br />
so far, since the last remaining slot is more difficult to fill: it would designate a theoretical<br />
effort striving to provide an explanation of the “world as such”, without using the typical<br />
“a-priori” procedure characteristic of philosophy. The program of such an “empirical meta-<br />
physics” would seem particularly daunting in light of the strong connection between scope<br />
and method outlined above. The crucial issue is about the method, which is necessarily de-<br />
termined by the scope. Can there be a non a-priori absolute knowledge? A discipline can<br />
be “empirical”, that is, can receive its ultimate directive from the empirical field because it<br />
is limited to and by it, to express the point in a somehow Hegelian language. To put it slight-<br />
ly differently: sciences can be “empirically grounded” because they (have to) disregard the<br />
issue of the constitution of the objects they study. They start from within a horizon of rea-<br />
sonableness that has been set in advance by “common sense”. They stick to the “facts.” And<br />
they can do it because they do not have to worry about what makes a fact. They know where<br />
to go to find an answer to a question, where to find the facts that will disprove or not a the-<br />
ory they propose.<br />
An “empirical philosophy,” on the other hand, would be in the uncomfortable position<br />
of having to find empirical answers without having any pregiven domain to rely upon.<br />
What would be the shape of such a discipline? Would it be just a sum-total of the various<br />
disciplines in a grand unified scheme of things? Or would it come up with an original meth-<br />
7. What Strawson calls, instead, “revisionary metaphysics.” See Peter Strawson, Individuals (London:<br />
Methuen, 1959). A related use of metaphysics in this narrower sense is at work in such analysis of the<br />
most general presuppositions at work in contemporary physics as provided, for example, by Lawrence<br />
Sklar and Adolph Grünbaum.
N ON-PHILOSOPHY<br />
odology which is not “empirical” in the traditional sense, while, at the same time, not being<br />
a-priori? Or, finally, would not it be just philosophy in disguise, that is, good old fashioned<br />
a priori metaphysics?<br />
Instead of assuming that the resulting “non-philosophy” would have to be empirical, I<br />
would like to focus, for lack of the better characterization that will be eventually given be-<br />
low, on the broader, negative characterization: I would assume the category I am looking<br />
for filled if the methodology of the discipline at issue is not a-priori in a precisely deter-<br />
minable way. It remains to be seen whether such a broad and generic characterization can<br />
be turned into a more precise definition. However, instead of trying to provide an answer<br />
to the issue in abstract, let me postpone any discussion about the crucial methodological<br />
issue that such a “non-philosophical” discipline would face and confront a preliminary,<br />
concrete question: do we know of any research programme that aspire to be as comprehen-<br />
sive as philosophy but, at the same time, rejects the characteristic “a priori” procedure prop-<br />
er to the latter? In the next sections I will argue that two major research efforts of these<br />
century fit quite nicely into such a category: Artificial Intelligence and Structuralism. Such<br />
efforts would deserve to be called “non-philosophical” insofar as they would reject one (es-<br />
sential) aspect of philosophy while, at the same time, accepting another essential feature.<br />
This double connection results into a relation between the disciplines in question and tra-<br />
ditional philosophy that it is much stronger than the usual relation between the sciences and<br />
metaphysics. 8 This seems a sufficient basis to go on arguing, as I will do, that both disci-<br />
plines should not be considered “sciences” in the strict sense of the term. But before I turn<br />
to the arguments supporting the claims, I need to explain better what the claim means. In<br />
particular, I need to explain what it does not mean.<br />
8. In the term “non-philosophy,” the negative particle should be interpreted as a Hegelian determinate negation:<br />
it negates some aspect(s) of the concept it is applied to, and it keeps some other, thus establishing,<br />
as a matter of fact, a concrete relationship between the two.<br />
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<strong>2.</strong> On the various meanings of “X is<br />
not a science”<br />
Before I proceed to a more thorough analysis of Artificial Intelligence’s scope and<br />
methods, I need to clear the ground from a methodological objection that may be immedi-<br />
ately raised. My answer, I hope, will also clarify the scope of my own interest in AI.<br />
By putting Artificial Intelligence at the center of my interests here, I may be accused<br />
of committing a double simplification: first, Artificial Intelligence is usually taken to be<br />
only one components of a broader, and more diversified research program generally known<br />
as Cognitive Science(s) that includes disciplines as diverse as neurophysiology, linguistics,<br />
psychology and philosophy. Thus, I might be accused of taking the part for the whole. My<br />
answer to this objection is that research in Artificial Intelligence is at the core, in a very<br />
strong sense, of the mosaic of disciplines included under the umbrella of Cognitive Sci-<br />
ence: the model of the mind as an information-processing machine essentially analogous to<br />
a (digital) computer is the basic model of Artificial Intelligence and it is such a model that<br />
has been exported to other disciplines. To put it differently: it is not linguistics per se (that<br />
is, in virtue of its topic + methodology + history), nor philosophy per se that grant those<br />
disciplines access to the ”mind’s new science.” Rather, it is, and quite explicitly, linguistics’<br />
(and philosophy’s) willingness to accept AI’s basic model and apply to its field that makes<br />
it a viable candidate for the new discipline. (need: refs to basic texts in AI/Cognitive Sci-<br />
ence research, plus the masters of the field, and in particular Pylyshyn et similar). Thus, I<br />
am quite justified in putting Artificial Intelligence squarely at the center of my analysis. A<br />
second objection may be raised, however: it might be said that I am again, simplifying to<br />
the extreme insofar as I take the central model of AI (information-based processing, etc.)<br />
as the paradigm of Cognitive Science. It is true, one might say, that the aggregation of dis-<br />
ciplines forming Cognitive Science has been built upon AI’s basic model, but not necessar-<br />
ily. There is more to cognitive science that cognitivism (as what I called the basic model is<br />
often called), it is sometimes proclaimed. Francisco Varela has been the most vocal propo-<br />
nent of this view, and his appeals for a broader and richer definition of Cognitive Science
O N THE VARIOUS MEANINGS OF “X IS NOT A SCIENCE”<br />
have emphasized this point. 9 I do not dispute that a different Cognitive Science might be<br />
built upon different hypothesis and assumptions. It remains, as a matter of fact, that actual<br />
Cognitive Science is built upon cognitivism and that cognitivism is best embodied by clas-<br />
sic Artificial Intelligence research (a fact that Varela would readily acknowledge). There-<br />
fore, if the focus of the investigation is put on what Cognitive Science is—and not on what<br />
it should and perhaps will be—there should be no doubts about the legitimacy of my<br />
claims.<br />
Let us now turn to a discussion of the “scientificity” of research conducted in Artificial<br />
Intelligence. The topic is not easy to handle because, in a day and age when the sciences,<br />
and especially the so-called “hard sciences” like physics, are considered the touchstones of<br />
truth and objectivity, to claim that a certain discipline X is not a science can easily be con-<br />
strued as a frontal attack against X’s legitimate status within the intellectual community.<br />
The highly regarded status of science almost automatically assures that any effort to prove<br />
that X is not a science will be interpreted as an effort to ban X from the scientific commu-<br />
nity, to undercut its grants proposals and to take away its graduate students. In other words,<br />
such an effort will be interpreted as a power claim targeting the institutional status of a cer-<br />
tain discipline by means of an attack against its intellectual legitimacy. Moreover, when the<br />
effort at issue here comes from philosophy—a discipline that is “non scientific” by defini-<br />
tion,— one is assured that all his efforts will be dismissed as mere “ideology” in the tech-<br />
nical sense of the word. 10 Workers in the field X will consider the analysis as the result of<br />
a preconceived and preassumed devaluation of their field (“X is not a science” being<br />
enough of derogatory term to assure anyone of what is really at stake); they will conclude<br />
9. See, for example, Francisco Varela, Evan Thompson, and Eleanor Rosch, The embodied mind (Cambridge:<br />
MIT Press, 1991) chap. 3, 37-57.<br />
10. For the sake of precision: most of the times. the term “ideology” is used in the negative sense of “unscientific.”<br />
Technically speaking, however, “ideology” is the strategy that takes a particular set of beliefs,<br />
only partially true or true only with respect to a particular domain, as generally valid because of<br />
the underlying interests of the person or of the group that holds it. It might perhaps be called a case of<br />
(collective) self-deception, if such a term were not so controversial. This use was canonized by Marx<br />
(for example in The Sacred Family) when he criticized contemporary German theories as a largely unconscious<br />
expression of the economic forces at work at the times. It is in this sense that I will be using<br />
the term, and it is in this sense that the philosophical critiques of AI and, respectively, AI’s critique of<br />
cybernetics can be considered “ideological” by the criticized party.<br />
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that the analysis cannot lead anywhere, that it cannot certainly bring about any truth, and<br />
that it is not worth bothering with. John McCarthy, for example, dismisses the three most<br />
famous critiques of Artificial Intelligence provided by Hubert Dreyfus, Joseph Weizen-<br />
baum, and John Searle as “ideological” oppositions, by noting:<br />
AI has some ideological opponents. Some think it impossible in principle,<br />
although none of them has attempted an actual mathematical argument. 11<br />
Similar arguments are employed by Marvin Minsky, although in a different setting. He<br />
goes through several “common sense” objections to the impossibility of truly intelligent<br />
machine (“Humans are creative—computers can only repeat instructions,” or “Computers<br />
can apply pre-given problem solving strategies—humans find new ones,” etc.) and every<br />
time explains that the supposed “critique” is just an expression of ignorance that has been<br />
reified into a presumptive superiority of human beings. For example, on the issue of cre-<br />
ativity, he says:<br />
I do not blame anyone for not being able to explain [creativity]. I do object<br />
to the idea that, just because we can’t explain it now, then no one ever<br />
could imagine how creativity works.<br />
Perhaps our superstitions about creativity serve some other needs, such as<br />
supplying us with heroes with such special qualities that, somehow, our deficiencies<br />
seem more excusable. 12<br />
AI’s complaint about being treated “unfairly” because of ideological presupposition is not<br />
totally ungrounded. A few comments are necessary, though, in order to understand better<br />
what is at stake.<br />
First of all, it should remembered that Artificial Intelligence itself has employed, and<br />
all too successfully, the same strategy in the past. In the early 1960s a major funding war<br />
erupted between two competing paradigms striving to assert themselves as the correct ap-<br />
proach to the computational study of higher cognitive faculties: the older discipline of cy-<br />
11. John McCarthy, “AI Needs a Basic Research Document”, available at URL://sail.stanford.edu/pub/airesearch/basic.html.<br />
See also John McCarthy, “AI Needs more Emphasis on Basic Research,” AI Magazine,<br />
1983.<br />
1<strong>2.</strong> Marvin Minsky, “Why People Think Computers Can’t,” AI Magazine, 3, 4, Fall 198<strong>2.</strong>
O N THE VARIOUS MEANINGS OF “X IS NOT A SCIENCE”<br />
bernetics and the up and coming Artificial Intelligence. The two fields were basically after<br />
the same public and private funds and a major competitions ensued. In fact, I think that<br />
when John McCarthy points to the lack of a “mathematical argument” against AI he is im-<br />
plicitly referring to the victory reported by AI vs. cybernetics. The fatal blow was repre-<br />
sented by the publication of a study by Marvin Minsky and Seymour Papert, Perceptrons,<br />
in which the authors (two leading figures of the still young Artificial Intelligence) proved<br />
mathematically some intrinsic theoretical limitations of the cybernetic approach. However,<br />
it has been pointed out repeatedly in recent years—after interest in the cybernetic approach<br />
rose again, as the emerging connectionist paradigm revived some of the old intuitions—<br />
that Minsky and Papert strategy had been far more subtle that it was thought. The book<br />
proves mathematically the limitations of a specific subclass of cybernetic devices (so called<br />
one-layer nets) but it actually implies rhetorically, without ever stating so, that the results<br />
may be generalized to the whole class of machines which can be possibly built by following<br />
the cybernetic lead, e.g. to multi-layered machines. 13<br />
The “extra-mathematical” motivations behind the study are well illustrated by Papert<br />
himself in an article published some 20 years later in Daedalus, where he recounts the story<br />
of the struggle between cybernetics and early AI and admits that<br />
Yes, there was some hostility in the energy behind the research reported in<br />
Perceptrons, and there is some degree of annoyance at the way the new<br />
movement has developed; part of our drive came, as we quite plainly acknowledged<br />
in the book, from the fact that funding and research energy<br />
were being dissipated on what still appear to me (since the story of new,<br />
powerful network mechanisms is seriously exaggerated) to be misleading<br />
attempts to use connectionist methods in practical applications. 14<br />
13. See Marvin Minsky and Seymour Papert, Perceptrons (Cambridge, MA: MIT Press, 1967), especially<br />
introduction and last chapter. A critique has been provided by Rumelhart and McClelland «ref. big<br />
work», and Hubert Dreyfus and Stuart Dreyfus, “Making a Mind Versus Modeling the Brain: Artificial<br />
Intelligence at a Branching Point,” in Margaret Boden, (ed.) The <strong>Philosophy</strong> of Artificial Intelligence<br />
(Oxford: Oxford University Press, 1990). Heinz von Foerster, then a leader of the cybernetic movement,<br />
recalls in a recent interview how the funds effectively dried up after the publication of Perceptrons<br />
and the founding of the AI laboratory, led by Minsky and Papert, at MIT in the early 1960s. See<br />
<strong>Stefano</strong> <strong>Franchi</strong>, Güven Güzeldere, and Eric Minch, “Interview with Heinz von Foerster,” <strong>Stefano</strong><br />
<strong>Franchi</strong> and Güven Güzeldere, eds., Constructions of the Mind, Special issue of the Stanford Humanities<br />
Review, 4, 2, 1995, 288-306.<br />
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The strategy at work shows quite clearly, I think, that the use of mathematics is actually<br />
not essential to the implementation or even to the success of the critique. The goal is the<br />
same, regardless of whether formal methods are used: the “scientific” status of a research<br />
program is attacked with the clear intention to move the discipline at stake from the “fund-<br />
able” sciences to the unworthy, un-scientific curiosities that only historian care about.<br />
There is no doubt that certain attacks against Artificial Intelligence from philosophical<br />
quarters have exploited the same strategy. The very first version of Hubert Dreyfus’s well-<br />
known book—titled “Alchemy and Artificial Intelligence”— exhibits on its cover the op-<br />
position hinted above. Dreyfus tries to prove that Artificial Intelligence is as scientific as<br />
alchemy—that is, not very much— whereas it aspires to be (and sells itself as) a science as<br />
“hard” as chemistry. 15 In such cases, both the attacker and the attacked share the value judg-<br />
ment about “science” and struggle, by all means necessary, over whether such a coveted<br />
label should, or should not, be awarded to the discipline. The background giving meaning<br />
to these disputes, therefore, is constituted by the extremely charged opposition between<br />
“science” and “not science.” The opposition is usually reinterpreted, implicitly at least, as<br />
a very generic and ill-defined opposition between “scientific” vs. “unscientific” efforts,<br />
with the usual understanding that whatever is “scientific” is worth pursuing and whatever<br />
is “unscientific” is intellectual garbage in the worst cases and wishful self-deceptive think-<br />
ing at best. “Alchemy” plays its role within this opposition: it represents the serious, but<br />
radically misguided, efforts of generations after generations of self-deceived (and, conse-<br />
quently, powerfully deceiving) researchers that could lead and actually led nowhere but to<br />
an enormous waste of intellectual power and public money. “Chemistry,” on the other hand,<br />
14. Seymour Papert, “One AI or Many?” Daedalus, 117, 1 (1988) 5, emphasis in the text. It should be emphasized<br />
that Papert, in his reconstruction of the era, suggests the picture of two more or less equally<br />
well established research programs (AI and Cybernetics) struggling around scarce resources, when, in<br />
fact, the opposite is true: first, cybernetics was by far the more “solid” research program, since AI was<br />
just at the beginning; and second, research funds were about to deluge the field under the form of military<br />
research grants given by DARPA. It is important to keep these coordinates in mind to gain a better<br />
appreciation of the markedly “rhetorical” character of Perceptrons.<br />
15. Hubert Dreyfus, Alchemy and Artificial Intelligence (Santa Monica, Calif.: Rand Corp, 1965). An expanded<br />
version of this report became What Computers Can’t Do (New York: Harper and Row, 1972).
O N THE VARIOUS MEANINGS OF “X IS NOT A SCIENCE”<br />
represents the paradigm of a well-built and methodologically sound enterprise that will<br />
reap its efforts with well-grounded truths.<br />
Moreover, another powerful opposition plays in the background of this querelle: the<br />
distinction between the “blind” but fruitful proceedings of the sciences—always intent in<br />
accumulating data but never too sure of what they are really doing—and the empty but<br />
nonetheless ever so self-reflective demeanor of philosophy. A consequence of this opposi-<br />
tion (deeply entrenched in our philosophical tradition) is that philosophy, endowed with an<br />
all-encompassing gaze, is capable of licensing patents of respectability to any discipline<br />
since its conceptual analysis can discern whether any given field can live up to its scientific<br />
ambitions. It is no mystery that, nowadays at least, the sciences do not take too well on phi-<br />
losophy’s self-appointed role, especially because of the practical relevance of any judgment<br />
concerning “science” vs. “non-science” in the institutional setting. Debates like those initi-<br />
ated by Dreyfus and Searle can be extremely useful, since they often force the contenders<br />
to make explicit their arguments and to lay bare the deeply seated assumptions of their re-<br />
spective fields. They come with a price, though: often, in their search for powerful argu-<br />
ments against the perceived weaknesses of the opponent they leave less room than it would<br />
be desired for the analytical examination of the adversary. For example, both Dreyfus’s crit-<br />
icism of AI and AI’s criticism of Cybernetics take the form “What X can’t do, and why.”<br />
Dreyfus’s book bears its strategy on its cover, and it would only have been fairer and more<br />
descriptive of the book’s content (although, perhaps, less in the scientific style) if Minsky<br />
and Papert had been similarly titled “What cybernetics can’t do.” By assuming such strat-<br />
egies, however, both works assume as given what is not obvious at all: namely, (a) that the<br />
discipline in question belongs to engineering since it has to do or produce something, and<br />
(b) that its success will be measured by the functionality of its artifacts. One of the goals I<br />
will take up in the next sections is precisely the discussion of such assumptions. In other<br />
words, the question left unaddressed is “To which standards must AI be held up to?”. The<br />
answer depends, in large part, upon the precise location of AI in the theoretical-practical<br />
field. Only if Artificial Intelligence is an engineering discipline must it be judged by the<br />
quality of its productions. Conversely, only if AI is a science must it be judged by the qual-<br />
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P HILOSOPHY, NON-PHILOSOPHY, AND SCIENCE<br />
ity of its theories, and so forth. Whatever the answer, it is clear that, in an highly ambiguous<br />
case like AI’s, the positioning of the discipline must be decided (logically) prior to the as-<br />
sessment of the output.<br />
It should also be stressed that the way the question has been formulated in the above<br />
paragraph does not preclude that the answer may not be unique. In fact the answer can, in<br />
turn, depend upon the level of the analysis. More generally, the answer to the positioning<br />
question depends necessarily upon the analysis that prompted such a question to be asked.<br />
Thus, the answer I will give must be always be considered together with the general frame-<br />
work which inscribes it: the relationship between science and philosophy presented in the<br />
first section of this chapter.<br />
To be more precise, in the following pages I will try to clarify the position of Artificial<br />
Intelligence (first) and Structuralism (second) within a very specific—and hopefully more<br />
clearly defined—opposition: the above mentioned distinction between science and philos-<br />
ophy that Hegel (following Aristotle) sets up on the basis of their relative scope. No value-<br />
laden distinction between science and non-science is assumed, nor is it implied that science<br />
is more (or less) “scientific” (in the sense of “rigorous”) than its more metaphysical coun-<br />
terpart. The analysis will try to situate two specific disciplines within a sufficiently precise<br />
philosophical framework—namely, the framework provided by classical Western philoso-<br />
phy. Furthermore, the goal is not to grant or deny patents of scientific legitimacy to Artifi-<br />
cial Intelligence or to Structuralism. Rather, the goal is to clarify the relationship with<br />
philosophy, a relationship that both disciplines, in a number of different ways, see as ex-<br />
tremely important to their self-understanding. The ultimate goal, moreover, is to gain clar-<br />
ity about philosophy itself by a confrontation, e.g. non-philosophy, and not to issue licenses<br />
of scientific respectability.<br />
I will provide just a few, preliminary examples to illustrate how the opposition and<br />
confrontation with philosophy has been a constant preoccupation in the founding texts of<br />
the new disciplines. Pioneers of both Artificial Intelligence and various branches of Struc-<br />
turalism are constantly engaged in contrasting their work with what philosophers have done<br />
in the previous two thousands years. At the dawn of the computer revolution, in 1948,
O N THE VARIOUS MEANINGS OF “X IS NOT A SCIENCE”<br />
Warren McCulloch states in clear and unequivocal terms the ambition behind the novel use<br />
that he has in mind for the nascent computer technology. He says:<br />
Even Clark Maxwell, who wanted nothing more than to know the relation<br />
between thoughts and the molecular motions of the brain, cut short his query<br />
with the memorable phrase, “But does not the way to it lie through the very<br />
den of the metaphysician, strewn with the bones of former explorers and abhorred<br />
by every man of science?” Let us peacefully answer the first half of<br />
his question “Yes,” the second half “No,” and proceed serenely. Our adventure<br />
is actually a great heresy. We are about to conceive of the knower as a<br />
computing machine. 16<br />
Similar assertions, although less colorful, can be found a few years later in the early texts<br />
that open the history of Artificial Intelligence proper. Herbert Simon is among the more ac-<br />
tively involved in the confrontation with philosophy, and the pages of The Sciences of the<br />
Artificial where he assign to the new science the study of the “whole man fully equipped<br />
with glands and viscera” are well-known. 17 Joëlle Proust has shown that Newell and Si-<br />
mon’s work can easily be read as an updated form of the transcendental inquiry inaugurated<br />
by Kant. As she writes upon explaining the concept of symbolic system they developed,<br />
Ce n’est donc pas la manière dont un sujet parvient à construire ses<br />
propres représentations qui intéresse l’I.A. [an approach that would make AI<br />
homologous to psychology] mais ce sont le contraintes formelles [and<br />
therefore non-empirical, strictu sensu] qui doivent être satisfaites par un<br />
système symbolique physique pour qu’il puisse accomplir des tâches<br />
exigeant de l’intelligence. De même donc que Kant déplaçait l’axe de la<br />
réflexion de la nature humaine vers le conditions de possibilité d’une<br />
16. Warren McCulloch, “Through the Den of the Metaphysician,” Embodiments of Mind (Cambridge:<br />
MIT Press, 1989) 143. The article contains the (revised) text of a lecture given at the University of<br />
Virginia in October 1948. Such convictions were typical of the cybernetic movement, in all its phases,<br />
although the degree of emphasis tended to vary from researcher to researcher. One of the most vocal,<br />
Heinz von Foerster, came to reproach Artificial Intelligence (and some cyberneticians) for having repudiated<br />
the original vision that animated the first theoretical uses of computers in favor of a narrowly<br />
defined technical research. See Interview…, 298. One of the few (if not the only) analysis of the philosophical<br />
implications of the early cybernetics is provided by Jean-Pierre Dupuy, Aux origines des sciences<br />
cognitives (Paris: La Découverte, 1994).<br />
17. Herbert Simon, The Sciences of the Artificial (Cambridge: MIT Press, 1969) 65.<br />
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science de la nature, d’une mathématique, d’une métaphysique, etc., Newell<br />
et Simon proposent de ne pas tant rester fixé sur l’objectif de modéliser tel<br />
ou tel comportement humain intelligent que de s’attacher à découvrir le<br />
conditions générales, intersystématiques, de l’activité intelligente. 18<br />
Marvin Minsky has even coined a term, “pre-computation philosophy,” to distinguish<br />
the Artificial Intelligence approach from classical philosophy, a term with obvious negative<br />
connotations which forms an integral part of AI’s machine de guerre. “Pre-computation”<br />
philosophy is the investigation of the mind that took place before the advent of AI, which,<br />
it goes by itself, is the only true philosophy worth the name. For example, in an on-line de-<br />
bate that took place on a newsgroup devoted to the discussion of the philosophy of Artificial<br />
Intelligence, Minsky affirmed:<br />
In my view, pre-computation philosophy—both professional and commonsensical—is<br />
so ridden with obsolete “dumbbell” assumptions that none<br />
of us can see very far. To me, the obscurity of subjective experience is a consequence<br />
of each part of the brain's limited access to the other parts. But I<br />
see no reason why it would be impossible for a much larger, more knowledgeable<br />
machine to have much more to say about your (or mine) internal<br />
brain patterns, and to predict and explain all its images, feelings, changes in<br />
dispositions -- yea, unto all its most minute subcognitive ingredients.<br />
Now, you might object that, still, that great human-mind-understanding machine<br />
would be missing something, namely the “actual experience” of being<br />
you, yourself. But to convince me of this, you'll have to say something very<br />
precise and interesting about what it would be missing. I would not consider<br />
it interesting to hear that it's missing “important subjective attributes.” 19<br />
As for the Structuralism championed by Claude Lévi-Strauss, it will be sufficient to<br />
remember the passage in one of the opening chapters of Tristes Tropiques where a confron-<br />
tation between philosophy and structural anthropology is explicitly set up. Lévi-Strauss,<br />
18. Joëlle Proust,<br />
“L’intelligence artificielle comme philosophie,” Le Débat, 47, (1983) 93, my emphasis.<br />
Proust’s article is one of the very few discussions of the relationship between AI and philosophy that<br />
positions the former within the larger philosophical framework of Western philosophy.<br />
19. Marvin Minsky, “Re: Critique of computationalist AI (was Re: Mechanism),” on-line posting, newsgroup<br />
comp.ai.philosophy, Usenet, 8 May 1993. A similar position is defended in The Society of Mind<br />
(New York: Simon and Schuster, 1986).
O N THE VARIOUS MEANINGS OF “X IS NOT A SCIENCE”<br />
who was a philosopher by training, concludes his survey of the various philosophies with<br />
some sharp comments on existentialism, and writes:<br />
The raising of personal preoccupations to the dignity of philosophical<br />
problems is far too likely to lead to a sort of shop-girl metaphysics, which<br />
may be pardonable as a didactic method, but is extremely dangerous if it allows<br />
people to play fast-and-loose with the mission incumbent upon philosophy<br />
until science becomes strong enough to replace it: that is, to<br />
understand being in relationship to itself and not in relationship to myself. 20<br />
In spite of their relative vagueness, these few quotations provide some essential coor-<br />
dinates for the discussion to follow. First, they force a few terminological remarks. In these<br />
texts, the key terms “philosophy” and “science” have a stronger meaning than it is usually<br />
attributed to them in recent discussions of the topic. As the quoted authors make clear,<br />
tends to be a synonym for and my analysis will adopt this<br />
interpretation of the term. In so doing, I will leave aside two other interpretations that are<br />
much more common in contemporary discussions focusing on the “<strong>Philosophy</strong> of Artificial<br />
Intelligence.” Often, such analysis will use the locution “philosophy of X” to indicate either<br />
an examination of the conceptual foundations of discipline X or an assessment of the inter-<br />
nal (logical, etc.) structure of X. <strong>Philosophy</strong>, in this context, becomes a quite contentless<br />
tool to be applied to the discipline that does not bring along any new information but just a<br />
more or less sophisticated analytic methodology. 21 In other words, “philosophy” is used in<br />
the sense of special metaphysics discussed above as the “narrower a-priori inquiry.”<br />
The use of the term in the texts at stake here, instead, is quite substan-<br />
tive. So much so, in fact, that it may be generally taken, at least provisionally, as equivalent<br />
to the Aristotelian “science of being as being” mentioned above. This interpretation broad-<br />
ens the scope quite considerably, far beyond certain interpretations of the term as, for ex-<br />
ample, “theory of rationality,” which has been used in other discussions of the relationship<br />
20. Claude Lévi-Strauss, Tristes tropiques (Paris: Plon, 1955); Engl. tr. Tristes Tropiques (New York: Penguin<br />
Books, 1992) 58.<br />
21. This is the sense of “philosophy” at work in most of the essays contained in the popular anthologies<br />
edited by John Haugeland, Mind Design (Cambridge,: MIT Press, 1985) and Margaret Boden, The<br />
<strong>Philosophy</strong> of Artificial Intelligence…<br />
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P HILOSOPHY, NON-PHILOSOPHY, AND SCIENCE<br />
between philosophy and AI. Robert Cummins and John Pollock, for example, in the intro-<br />
duction to a volume of essays on philosophy and AI, write: “The articulation of a theory of<br />
rationality is a complicated matter and has been the topic of philosophical investigations in<br />
epistemology, decision theory and practical reasoning literally for centuries.” 22 They<br />
ground the possibility of a fruitful collaboration between the two disciplines in the mutual<br />
interest for such a theory. This interpretation is less formal than the previous one but, still<br />
too narrow to do justice to the specific problems the texts present.<br />
This terminological remark prompts me to emphasize a different, and more substantial<br />
element of my analysis. In identifying AI (and Structuralism) with the term of “non-philos-<br />
ophy” I explicitly want to underline both the similarity and the difference between them and<br />
philosophy, in this extremely broad sense. The negative particle stresses a difference that<br />
can (or does) takes place only within a strong continuity. It is, in other words, a determinate<br />
negation that can take place only because something essentially (historically, at least) be-<br />
longing to philosophy is maintained whereas, at the same time something else (historically<br />
essential to it as well) is denied.<br />
Thus, what is at stake is not the determination of whether Artificial Intelligence has any<br />
“rightful” claim to being a science, whether it is or not conceptually confused or internally<br />
inconsistent. 23 Nor is it a discussion of the fruitful contributions that philosophy can bring<br />
to AI and Structuralism or vice versa. The different question I will try to ask concerns, in-<br />
stead, what is involved in Artificial Intelligence’s conflictual relationship with philosophy.<br />
I will argue that the subject matter of both Artificial Intelligence and Structuralism (more<br />
or less self-consciously) is equivalent to the subject matter of philosophy and that this hap-<br />
pens precisely because of the peculiar relationship of negation that these disciplines enter-<br />
tain with the history of Western metaphysics (or some samples thereof). I cannot, of course,<br />
consider “Western philosophy” in its entirety, nor do I think it is feasible. Such an approach<br />
would probably make impossible any precise delimitation of the thesis to be discussed.<br />
2<strong>2.</strong> Robert Cummins and John Pollock, <strong>Philosophy</strong> and AI; essays at the interface (Cambridge: MIT<br />
Press, 1991), 4.<br />
23. See John Searle, for an example of a philosopher defending all these three thesis.
O N THE VARIOUS MEANINGS OF “X IS NOT A SCIENCE”<br />
Rather, I will examine the philosophical texts belonging to the Western canon that are<br />
called up, most of the times, from within the Artificial Intelligence field.<br />
I will argue that the relationship between AI and Western philosophy has enabled the<br />
former to carve out a very original space for itself between science and philosophy that<br />
makes it, at the same time, non-philosophy and non-science. This conclusion has a number<br />
of consequences, most of which concern philosophy rather than Artificial Intelligence, that<br />
I will explore in the next chapter. Moreover, I will point out that this original relationship<br />
between science and philosophy necessarily involve a third term: engineering. Indeed, in<br />
order to be non-philosophy (and since it is not a science) Artificial Intelligence’s method-<br />
ology cannot be a-posteriori (empirical) nor a-priori (i.e., in AI’s terms, it cannot take the<br />
form of a “metaphysical,” “arm-chair” philosophizing). Methodological issues become<br />
crucial, in fact, because it is only by avoiding the pitfalls of “empiricism” (which is impos-<br />
sible in principle) and “theoreticism” (which would turn the disciplines into old fashioned<br />
Metaphysics) that Artificial Intelligence and Structuralism can hope to carve out an original<br />
space for themselves. In the case of Artificial Intelligence, the way out of the conundrum<br />
is to resort to the computer as the tool allowing to “synthetize,” that is, to recreate the mind<br />
under investigation. To put it differently, the methodology can escape the a-priori/a-poste-<br />
riori dichotomy by becoming synthetic. This is why the “Artificial” component plays such<br />
a strong and prominent role within the discipline: it is the tool that does the job. It is how-<br />
ever, just a tool used to reach a goal that lies beyond the confines of engineering, insofar as<br />
the final product is not a technological artifact, but rather the replication of the mind.<br />
An analysis of the complex relationship between science and philosophy as instantiat-<br />
ed by AI must therefore examine not two, but three terms—science, philosophy, and engi-<br />
neering—and try to determine how the creative interplay of these three components brings<br />
about the characteristic identity of Artificial Intelligence as non-philosophy.<br />
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3. Between engineering, science, and<br />
philosophy.<br />
The first and provisional definition of Artificial Intelligence provided in popular intro-<br />
ductions to the field usually goes as follows: AI is the research effort directed toward the<br />
construction of intelligent machines. These, in turn, are normally defined as those machines<br />
whose behavior would be considered intelligent if exhibited by humans. Examples of intel-<br />
ligent behaviors are problem-solving activities (like playing games, scheduling deliveries,<br />
etc.), pattern-recognition tasks (and especially its most conspicuous example: vision), lan-<br />
guage understanding, etc. Consequently, among the sub-fields of Artificial Intelligence we<br />
find such areas like: “planning and problem solving”, “automatic deduction”, “vision,”<br />
“learning,” etc. 24 The research is highly technical and requires sophisticated intellectual and<br />
practical tools to be carried out. High-speed digital computers are the hardware of choice,<br />
while sophisticated programming languages, not to speak of non-standard logical notation<br />
systems, are the tools of the trade. Its practitioners have, usually although not always,<br />
strong backgrounds in mathematics or computer science and carry out their research in lab-<br />
oratories usually located within the school of engineering of major universities or in private<br />
labs sponsored by the manufacturing industry. Furthermore, most AI research in the US is<br />
and has been sponsored by a federal agency not precisely known for indulging in philo-<br />
sophical speculations: the Department of Defense. 25 Thus, AI seems to be as far as possible<br />
from any philosophical concern: rather, it looks like a precisely defined discipline within<br />
the broader engineering field.<br />
24. From the table of contents of one of the most widely used textbooks in the field: Avron Barr, Paul Cohen,<br />
and Edward Feigenbaum, eds., Handbook of Artificial Intelligence (Los Altos, CA: Kaufmann,<br />
1982), 3 voll.<br />
25. There are no exhaustive data on the percentage of AI research sponsored by the military through DAR-<br />
PA (Defense Agency etc.). A conservative estimate would probably put the figure at about 70%. See<br />
Tom Athanasiou, “High Tech Politics: The Case Of Artificial Intelligence,” The Socialist Review, 17,<br />
2 (1987) 6-37; Paul Edwards, The Closed aWorld (Cambridge: MIT Press, 1996); and Philip Mirowski,<br />
“When Games Grow Deadly Serious: The Military Influence On The Development Of Game Theory,”<br />
Economics and National Security, C.D.W. Goodwin, ed., (Durham: Duke UP, 1991)
B ETWEEN ENGINEERING, SCIENCE, AND PHILOSOPHY.<br />
To see how the situation may be different we need to take a brief look at some concrete<br />
production of Artificial Intelligence by performing a little thought experiment. We will<br />
imagine a possible interaction with two AI artifacts: the first is CHESS, one of the first<br />
computer programs capable of playing chess, and the second is SHRDLU, one of the most<br />
successful programs able to converse in natural language. 26<br />
CHESS (Simon, Newell)<br />
Imagine having a meeting with CHESS and its designer(s).<br />
You are sitting in a room, in front of computer console,<br />
and the researchers explain to you that they have written a<br />
program that can carry on a real, meaningful game of<br />
chess.<br />
That is, the program can exchange chess moves with you,<br />
follow the rules of chess, and understand what it’s doing.<br />
The interaction with the program is quite simple: you type<br />
your move on the keyboard and the computer answer<br />
with a move of its own.<br />
They invite you to test the truthfulness of their assertions<br />
by playing a game with the computer. You accept, pick<br />
up the black pieces, and the following exchange ensues:<br />
Your commands are shown in this type,<br />
the computer’s replies in this type,<br />
and the researchers’ in this one.<br />
1. P-Q4 N-KB3<br />
<strong>2.</strong> N-QB3<br />
White prepares to occupy the center with P-K4, but<br />
the text move has the disadvantage of blocking the<br />
Queen’s Bishop pawn, which when advanced to<br />
Queen Bishop Four, controls Queen Five with a<br />
pawn.<br />
<strong>2.</strong> ... P-Q4<br />
3 Q-Q3<br />
This move does prepare P-K4; However, (1) minor<br />
pieces should generally be developed before the<br />
Queen, (2) the Queen is now subject to early attack<br />
by Black’s minor pieces, and (3) the text move decreases<br />
the mobility of the King’s bishop.<br />
3. ... P-QN3<br />
4. P-K4 B-N2<br />
5. P X P<br />
Best I think. if, for example, (a) 5. P-K5, N-K5 gives<br />
Black strong control of Queen Four and King Five<br />
with a devastating P-QB4 to follow shortly; while<br />
(b) 5. P-B3 leaves White no good squares on which<br />
to develop his King side pieces<br />
.......................<br />
SHRDLU (Winograd)<br />
Imagine having a meeting with SHRDLU and its designer(s).<br />
You are sitting in a room, in front of computer console,<br />
and the researcher(s) explain to you that they have written<br />
a program that can carry on a conversation in English<br />
about a restricted “block-world.”<br />
That is, the program can talk with you, follow the rules of<br />
English, and know what it’s talking about. The interaction<br />
with the program is quite simple: you type your sentence<br />
on the keyboard and the computer answer with a sentence<br />
of its own.<br />
They invite you to test the truthfulness of their assertions<br />
by chatting with the computer. You accept, and the following<br />
exchange ensues:<br />
Your commands are shown in this type,<br />
the computer’s replies in this type,<br />
and the researchers’ in this one.<br />
1. Pick up a big red block<br />
OK<br />
The systems answers “OK” when it carries out a<br />
command. In order to pick up the red block, it had<br />
to clear it off by finding a space for the green one<br />
and moving the green none away.<br />
<strong>2.</strong> Grasp the pyramid.<br />
I don’t understand which pyramid you<br />
mean<br />
There are three pyramids in the scene, so the program<br />
does nothing.<br />
3. Find a block which is taller than the one you are<br />
holding and put it into the box.<br />
The system has to figure out what is meant by<br />
“one” and “it,” as well as using deduction to decide<br />
which block is holding.<br />
By “it” I assume you mean the block<br />
which is taller than the one I am<br />
holding.<br />
Printed out to keep us informed.<br />
OK<br />
26. The interactions (and the comments provided by the authors) are taken, respectively, from Allen Newell,<br />
J.C, Shaw, and Herbert Simon, “Chess Playing Programs and the Problem of Complexity,” Edward<br />
Feigenbaum and Julian Feldman, (eds.), Computers and Thought (New York: McGraw-Hill, 1963) 66-<br />
67, and Terry Winograd, “A Procedural Model of Language Understanding,” Roger Schank and Kenneth<br />
Colby, eds., Computer Models of Thought and Language (San Francisco: Freeman, 1973) 152-<br />
186.<br />
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The question I would like to ask is: “how do you who have experienced an interaction<br />
with CHESS or SHRDLU relate to your experience?” Or, in other words, “Which kind of<br />
experience do you think you have just had?”<br />
Many answers are possible. For example, you might consider your experience similar<br />
to the one you might have in a car dealership, when the car salesman shows you a new mod-<br />
el of a car, praises its virtues and eventually invites you to take it out for a test drive. That<br />
is, is you just had the experience of interacting with an artifact, tested its functions, related<br />
them to your needs and, finally, assessed your (typically, financial) judgment. In short, you<br />
would consider CHESS and SHRDLU from the point of view of engineering. If this is the<br />
case, then you might fairly ask: are there artifact equivalent to automobiles in sight in the<br />
AI field? Is there anything as reliable, universal, robust, already available, or at least in<br />
sight? And, more importantly, which kind of artifact would that be?<br />
Alternatively, you might consider your experience similar to the one you might have<br />
when observing, from behind a one-way glass, some children playing in an experimental<br />
preschool class. The expert (typically, a psychologist) observes the children working<br />
around a puzzle, or building a tower out of wooden blocks, and explains to you what is be-<br />
hind their actions, why they act the way they act, why they stumble the way they do, etc.<br />
In short, you had a learning experience: you just learned something about the way children<br />
think, build, etc.. If this is the case, you might ask: what do we learn from CHESS and<br />
SHRDLU? In particular, are we learning something about us (e.g. us human being)? If so:<br />
what are we learning, exactly? Are we learning what people actually do (or how people ac-<br />
tually function) when they speak or play chess? (but then it is a machine that play chess and<br />
speaks English. How do we its performance relate to humans?).<br />
Alternatively, you might consider your experience similar to the one you might have<br />
if, for example, you were witnessing Socrates interrogating Ion on the art of playing music.<br />
The expert, a philosopher, interrogates a practitioner about his trade and points out its de-<br />
fining characteristics for the benefit of the observers who learn what it means to play music,<br />
e.g. what is the essence of the musical craft. Similarly, in this occasion you are learning
B ETWEEN ENGINEERING, SCIENCE, AND PHILOSOPHY.<br />
what it means to speak and play chess. What in essence, speaking a language or playing<br />
chess is all about (and, therefore, what it should be when properly performed); in other<br />
words, are we learning what these activities consist in, regardless of whether human per-<br />
formance is always, as a matter of fact, concretely up to the task.<br />
Different answers to this questions have a profoundly different effect, as it should be<br />
apparent, on the status of Artificial Intelligence. The first kind of answer puts AI in the field<br />
of engineering, the second pulls it toward psychology, the third one drives it more and more<br />
in the philosophical field. Moreover, the three questions are not mutually exclusive: after<br />
all, you might have a learning experience in a car dealership as well, if you decide to speak<br />
with the head mechanic instead of the sales manager. Arguably, all eight possible combina-<br />
tions can be (and, presumably, have been) defended on AI’s behalf, although with different<br />
intensity.<br />
More generally, I think these three possible answers can be assumed to constitute the<br />
three poles around which both the self-understanding of Artificial Intelligence and its con-<br />
sideration from the standpoint of outside observers is organized. I will now go through the<br />
three different perspective, one at a time, and will focus on the reasons that speak against<br />
a positioning of AI in that field.<br />
The first reason why the engineering side can be is because of the actual lack of results<br />
when the output of AI research is judged according to industrial standards. In spite of all<br />
the promises that have come out of the field, there is quite a dearth of reliable, industrial<br />
strength AI products on the marketplace. In fact, I think it would be fairly safe to assert that<br />
if we leave aside the tools that people use to write AI programs, the industrial relevance of<br />
AI products is so negligible to be non existent. Moreover, this judgment is now shared by<br />
many workers in the field.<br />
However, this objection to the engineering viability of AI, although quite powerful<br />
from the practical point of view, can be quite easily disposed of in the theoretical realm.<br />
After all, it might be claimed that it is impossible to predict how long it will take to develop<br />
the insights and intuitions that are required to reach the industrial goals.<br />
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This line of defense seems quite reasonable. At least it shows that anyone wishing to<br />
deny industrial respectability to AI bears the burden of a proof. However, the defensive<br />
strategy points to a second, and deeper problem. It might be true that no one can predict<br />
how long it is going to take to reach the crucial insight. But it is of course more than legit-<br />
imate to ask which kind of insights are needed. In other words, it is legitimate to ask, what<br />
is still missing and what should be found in order to be able to build intelligent artifacts.<br />
Although the engineering aspect is clearly crucial to any definition of AI, it is not dif-<br />
ficult to see why the latter cannot be “just” an engineering discipline like, for example, avi-<br />
onics. It is not too difficult to understand what a an airplane is, presumably, and then start<br />
working on how to design and build one. More importantly, even before airplanes actually<br />
existed, it would not have been so difficult to figure out what would count as one, e.g. what<br />
would be considered a successful example of a flying artifact. The issue is not so simple<br />
with “human intelligence”. So much so, in fact, that the discussion of the test proposed by<br />
Alan Turing to determine which behavior would be considered intelligent—discussions of<br />
the test adequacy, shortcomings, etc.—occupies a relevant space in the literature about Ar-<br />
tificial Intelligence. Thus, the study of the behavior—e.g. the clarification of the goal— that<br />
AI allegedly will replicate on a machine takes up a significant fraction of the research ef-<br />
forts. In other words, the engineering effort has to go hand in hand with a theoretical effort<br />
since it calls for an understanding of intelligence that is logically, although not practically,<br />
prior to the construction of the machine that will implement it. 27<br />
The provisional definition given above tends to shift, in the declaration of AI practitio-<br />
ners, to a more inclusive formulation that includes the more theoretical aspect. In a pro-<br />
grammatic document about AI, John McCarthy offers a definition that balances very<br />
elegantly both the practical and the theoretical issue facing AI as an engineering discipline:<br />
27. It might be mentioned, as an aside, that philosophical reflections on and about Artificial Intelligence<br />
carried out in Europe emphasize its engineering aspect much more that its American counterpart. This<br />
is probably due to the institutional framework surrounding the research. In Europe, The study of computers’<br />
hardware and software tends to be performed within the institutional boundaries of “Electronic<br />
or “Electric Engineering” rather than in Computer Science departments, as in the US. As a (partial)<br />
consequence, research in Artificial Intelligence tends also to assume a more practical orientation.
B ETWEEN ENGINEERING, SCIENCE, AND PHILOSOPHY.<br />
The goal of AI is to understand intelligence well enough to make machines<br />
that reach human level intelligence. Achieving this goal probably requires<br />
new ideas and therefore cannot be scheduled. 28<br />
McCarthy’s definition does not seem to take AI too far astray into theoretical space.<br />
After all, it can be argued that every engineering discipline is faced with a similar difficulty<br />
at the moment of its inception: the construction of an internal combustion engine, for ex-<br />
ample, depended and called for quite a bit of basic research in thermodynamics. Still there<br />
is an important difference concerning the reference of “intelligence.” The term is actually<br />
used in a strictly metonymic form in the expression “Artificial Intelligence.” As Turing’s<br />
paper makes clear, the real goal of the research is not “intelligence” per se, but the broader<br />
category of thinking in general. It may be worth remembering that, in spite of its title,<br />
“Computing Machinery and Intelligence” (the paper in which Turing proposed his test)<br />
contains the word “intelligence” only once and in a peripheral section. Instead, its very first<br />
sentence makes clear what is at stake, since Turing opens by saying: “I propose to ask the<br />
question: ‘Can machines think?’” and then goes on to propose its test as a more precise ren-<br />
dering of such a vaguely stated question. 29<br />
This, of course, is nothing new. That Artificial Intelligence studies the “mental” in gen-<br />
eral, the mind as such, is common currency in the field. Philosophers, in particulars, like to<br />
stress this point, but AI practitioners as well are very much aware of the bearings of their<br />
research. Thus, it is not only from the usual critics of AI, like John Searle and Hubert Drey-<br />
fus, that we hear this thesis but also from the leading figures in the discipline like John Mc-<br />
Carthy, Marvin Minsky, Herbert Simon and Allen Newell, etc. 30 What I am stressing here<br />
is the strict connection between the theoretical drive that aims at the study of “thinking”<br />
28. John McCarthy, “AI Needs a Basic Research Document,” available at http://www-formal.stanford.edu/jmc.<br />
29. Alan Turing, “Computing Machinery and Intelligence,” The <strong>Philosophy</strong> of Artificial Intelligence, Margaret<br />
Boden, ed., (Oxford: Oxford University Press, 1990) 40; the essay was originally published in<br />
1950. The term intelligence occurs toward the end of the paper, in the section devoted to the possibility<br />
and feasibility of a learning machine, when Turing remarks that “by the exercise of intelligence” the<br />
AI researcher should be able to speed up the selection of better and better forms of thinking machines,<br />
i.e. he should be able to accelarate the machine equivalent of the natural evolutionary processes that<br />
has most likely brought about “natural” human intelligence (62). In short, the only use of the word “intelligence”<br />
in the paper means something very different from its use in AI.<br />
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and the engineering goal to implement the results of the research in a human-built artifact.<br />
The relationship between the two goals is at the same time essential to Artificial Intelli-<br />
gence and more problematic than it is usually taken to be. In other words the coexistence<br />
of the two goals poses a problem, a genuinely technical problem that resurfaces constantly<br />
every time the status of the discipline is at stake.<br />
In fact, if AI is a science, at least insofar as it concerns its theoretical side, it is a science<br />
of Thinking, or of thinking processes; even better, it is, or would be the science of cognitive<br />
faculties, the science of cognition, for short. The fact is, there are two disciplines, at least,<br />
claiming to fill the same role of a science of cognition: philosophy and psychology. AI can<br />
be, and has been, seen as a part of psychology, perhaps even as the leading discipline within<br />
psychology. This view is shared by many authors. Margaret Boden, for example proposes<br />
a definition of the field that is markedly different from what we have seen so far:<br />
By “Artificial Intelligence” I therefore mean the use of computer programs<br />
and programming techniques to cast lights on the principles of intelligence<br />
in general and human thought in particular. In other words, I use the<br />
expression as a generic term to cover all machine research that is somehow<br />
relevant to human knowledge and psychology, irrespective of the declared<br />
motivation of the particular programmer involved. 31<br />
It is interesting to see that the practical side of AI, on this view, tend to be relegated to the<br />
status of a tool—perhaps an important tool, maybe even a crucial tool, but a tool nonethe-<br />
less—serving the goal of another, classically established discipline. “To cast lights on the<br />
principle of intelligence in general and human thought in particular” is one of the goals of<br />
psychology, at least if the latter is broadly construed. What sets AI apart, therefore, is just<br />
the “use of computer programs and programming techniques”. In other words, Psychology<br />
30. See for example, the opening pages of John Searle’s “Minds, Brains, and Programs,” The Behavioral<br />
and Brain Sciences, 3, (1980), 417-24. and Dreyfus. Quote again from the Founding fathers, see Simon,<br />
Newell, etc. for example. Note that this is not so obvious in other both institutional and geographic<br />
contexts. Often, the issue is downplayed, for example by Margaret Boden in the introduction to her<br />
anthology <strong>Philosophy</strong> of Artificial Intelligence (Oxford: Oxford University Press, 1990), whre the<br />
whole problem is dealt with in three sentences, at the expenses of a better understanding of the field,<br />
and especially of its relevance to philosophy.<br />
31. Margaret Boden, Artificial Intelligence and Natural Man (New York: Basic Books, 1977) 5.
B ETWEEN ENGINEERING, SCIENCE, AND PHILOSOPHY.<br />
turns into Artificial Intelligence whenever it uses programs and resorts to “machine re-<br />
search.” The engineering aspect—the fact that Artificial Intelligence practitioners actually<br />
have to “build” something, generally a computer program—becomes almost incidental,<br />
theoretically speaking, since its relevance is confined to methodological issues. Boden be-<br />
ing a professional psychologist, her position may be considered not totally unbiased. Allen<br />
Newell, however, expresses a similar point in a different and subtler form when he says:<br />
AI provides the theoretical infrastructure for the study of human cognition.<br />
[...] Being an infrastructure, AI fills an entire spectrum of specific<br />
roles—from enforcing operational thinking about processes, to a theoretically<br />
neutral language of processing, to metaphors about the kinds of processing<br />
that might occur in the mind. 32<br />
The relationship between the stated scientific goals of psychology and its engineering-<br />
derived methodology brings about important tensions that are well-known to workers in the<br />
field. Three, at least, merit to be mentioned, because their combined effect is to pull Artifi-<br />
cial Intelligence away from both psychology and engineering towards the third, philosoph-<br />
ical pole. One of the consequences of the assumption of AI as an infrastructure for<br />
psychology, is that psychological theories tend to assume the form of a computer program.<br />
That is, the computer program simulating the behavior under investigation—or, alterna-<br />
tively, the program plus the commentary provided by its author—represents a theoretical<br />
explanation of the phenomenon. Thus, a chess playing-program that successfully simulates<br />
the performance of a chess player (or a fragment thereof) is taken to provide a theory of that<br />
performance. In other words, we can understand why a player behaved the way he did and<br />
possibly predict the way he would behave in a specific situation, by looking at the strategy,<br />
structure, searches, etc. implemented by the computer program. The trouble with this posi-<br />
tion is that programs incorporate theoretical and extra-theoretical considerations as well. In<br />
any engineering discipline, the design of an artifact depends crucially (and often exploits)<br />
the characteristics of its “raw material”, regardless of whether it is steel, plastic, or comput-<br />
3<strong>2.</strong> Allen Newell, Unified theories of cognition (Cambridge: Harvard University Press, 1990) 40, my emphasis.<br />
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ing hardware. It is no different in software design: many decisions are forced by the “raw<br />
material” the programmer has to deal with and many design decisions have to be taken in<br />
order to keep the problem tractable, e.g. to make the simulation work. As a consequence, it<br />
becomes difficult to determine what counts as an explanation, i.e. what and where is the<br />
psychological theory. A simple example, to make the problem clear: to keep the complexity<br />
of the problem within the possibilities of the hardware available at the time, some chess<br />
playing programs were forced to play on a 6x6 board, with no bishops, no en passant cap-<br />
tures and no castling allowed. 33 It might be imagined that a chess expert would have serious<br />
objections to the plausibility of the resulting simulation, since the game played differs sub-<br />
stantively, and perhaps radically, from the game of chess.<br />
Newell is well aware of this difficulty and calls it the irrelevant specification problem.<br />
His proposed solution, however, is almost paradoxical since he suggests a unified theory of<br />
cognition where every specification is relevant because the “theory comes closer to speci-<br />
fying all of the details of the simulation, which is to say, all that is needed to make the sim-<br />
ulation run”. 34 This suggestion involves, it seems, that the problem will go away when the<br />
engineering aspect will have taken over completely, that is, when the simulation will be in-<br />
distinguishable from the original. How to determine, however, at which level the similarity<br />
should stop? In particular, how would it be possible, on such a view, to claim that simula-<br />
tions run on computers can exhibits psychological plausibility? Sooner or later, some deci-<br />
sion or other will have to do with a “substratum” that is irrelevant to the subject matter of<br />
psychology: the materiality of the computer will not go away.<br />
This last remark brings me to the second point of tension between AI-engineering and<br />
AI-psychology, a problem that can be seen as the reverse of the first problem. It may be<br />
claimed that AI works in abstracto (e.g. it is not empirical enough) because it does not<br />
study “actual people” in “actual situations” but rather relies on idealized models. As Daniel<br />
Dennett has remarked 35 —and countless texts could be provided from AI’s “founding fa-<br />
thers”—at least part of the work done in Artificial Intelligence must conducted ‘top-down,’<br />
33. Allen Newell, J.C, Shaw, and Herbert Simon, “Chess Playing Programs....,” 47.<br />
34. Allen Newell, Unified theories…, 23.
B ETWEEN ENGINEERING, SCIENCE, AND PHILOSOPHY.<br />
since it takes its lead from necessarily simplified models of intelligence in order to proceed<br />
to their implementation as computer programs. This procedure has prompted some scien-<br />
tists to raise the charge of “idealism” against AI—not by chance a philosophical term—be-<br />
cause of its disregard of the empirical data. This remark, and regardless of the truth of the<br />
objection, is extremely telling of the difficulty faced by Artificial Intelligence in its efforts<br />
of scientific self-justification: the constraints imposed by its engineering-like component—<br />
the necessity of keeping models simple so that programs can actually be written—exert a<br />
pressure on the discipline that tends to pull it away from empirical science (psychology)<br />
and move it closer to philosophy, albeit the latter is interpreted, most often, in a derogatory<br />
sense.<br />
The third difficulty is related to the first two as well, and it represent just another side<br />
of the tension between the engineering and the scientific souls of AI. Artificial Intelligence<br />
has often been accused by psychologists of performing “wild generalizations” in order to<br />
keep its “theories” tractable and formalizable. In other words, psychologists of different<br />
specializations and theoretical orientations have objected that even before it reaches the de-<br />
sign phase, an in fact in order to reach it, AI has to abstract, from the outset, from all the<br />
interesting psychological facts. Thus, its models are based on “ideal competencies” that are<br />
so far from the real cases to bear no relevance to them. One of the most trenchant critiques<br />
of this kind has been offered by John Marshall in a review of Marvin Minsky’s The Society<br />
of Mind. 36 Marshall’s strategy is simple: he examines several of the ideas proposed by Min-<br />
sky about memory, perception, etc., and in each instance he quotes the relevant psycholog-<br />
ical literature by pointing out that the issue tackled by Minsky has already been addressed.<br />
With the important difference that the psychological treatment of, say, memory, did in fact<br />
thematize specific problems, extracted specific data, and proposed specific, testable, re-<br />
peatable explanations instead of what he takes to be just vague intuitions on ill-defined sub-<br />
35. Daniel Dennett, “Artificial Intelligence as <strong>Philosophy</strong> and as Psychology,” Brainstorms (Cambridge:<br />
MIT Press, 1978) 109-126. See also Daniel Dennett, “When Philosophers Encounter Artificial Intelligence,”<br />
Daedalus, 117, 1 (1988) 283-295, for a defense of the engineeristic virtues of AI vs. its alleged<br />
philosophical (in the negative sense) and scientific (in the strong sense) shortcomings.<br />
36. John Marshall, “Close enough for AI?” Journal of Semantics, 5 , 169-173.<br />
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jects. He concludes his review by saying: “Once Bob Dylan had troubles tuning his guitar.<br />
After many tries he concluded: ‘This is close enough for folk music.’ Perhaps The Society<br />
of Mind is close enough for AI.”<br />
Daniel Dennett raises the same point in “Artificial Intelligence as <strong>Philosophy</strong> and as<br />
Psychology,” and notices that professional psychologists often put together AI and philos-<br />
ophy in their disdain, joining the two fields in the “armchair” category. That is, both AI<br />
practitioners and philosophers alike enjoy indulging in armchair speculations with a “blithe<br />
indifference to the hard-won data of the experimentalist.” 37 The “broad generalizations and<br />
bold extrapolations” of Artificial Intelligence, in other words, betray its essential proximity<br />
to the method of philosophy. The implicit consequence of all this is quite interesting: far<br />
from being the crucial tool that brings an unprecedented degree of rigor to psychology, the<br />
engineering aspect of AI requires an “unscientific” disregard for the gritty details that are<br />
the essence of the experimental method. Engineering pulls AI, as it were, out of the scien-<br />
tific field altogether, and brings it back to philosophy, the un-empirical discipline par ex-<br />
cellence.<br />
Yet, the relationship between AI and philosophy has never been easy. In fact, even the<br />
presumption of similarity between the two fields sound pure blasphemy to most researchers<br />
in the field. In a recent paper, Philip Agre provides a vivid illustration of how deep the anti-<br />
philosophical feelings run (and especially ran) in the AI community. He remembers how,<br />
in his days in graduate school in AI, his fellow students “would convene impromptu two<br />
minutes hate sessions to compare notes on the futility and arrogance of philosophy. ‘They<br />
have had two thousand years and look what they’ve accomplished.’ Now it’s our turn.’” 38<br />
The totally unbridgeable distance was remarked over and over again, and, as Agre remarks,<br />
was often expressed in a difference between “doing” and “Just talking.” <strong>Philosophy</strong> just<br />
talks about things—as one incredulous student put it to him once he had learned of Agre’s<br />
37. DanielDennett, “Artificial Intelligence as…,” 110.<br />
38. Philip Agre, “The Soul Gained and Lost,” Stanford Humanities Review, 4, 2, 1995, 1. Agre underlines<br />
how the strictly scientific borders of AI have been policed with great fervor. Only “the great old men”<br />
were allowed to talk “about” the field and take trips into other disciplines, and often, if not always, in<br />
different institutional settings.
B ETWEEN ENGINEERING, SCIENCE, AND PHILOSOPHY.<br />
own broader interests—whereas AI “does” something: it proves theorems, writes pro-<br />
grams, builds hardware.<br />
Agre’s anecdote captures the essential of the antagonistic relationship between AI and<br />
philosophy. In fact, its three crucial elements are all contained in the AI’s rebuttal against<br />
philosophy: “They had a two thousand year head start and look what they did with it.” First,<br />
the perceived similarity of intents: philosophy started to work on the same problems and is<br />
presumably still working on them. Second, the necessity to gain a distance: the effort has<br />
been so ineffectual that anyone wishing to advance in the same field has better find a dif-<br />
ferent path toward the goal. Third and last, the recognition of the crucial difference: AI is<br />
going to succeed (or, at any rate, to fare better) because it has the tools to do something in-<br />
stead of wasting time talking over things. It should be emphasized that the emotional over-<br />
tones of the original statement can be toned down without changing the content in any<br />
substantial way. Thus, it may be granted that philosophy has had some good insights, in its<br />
two thousands year of bickering, but was unable to put it to proper use for a lack of proper<br />
methods. This slight rephrasing allows some collaborations between the two fields without<br />
violating their respective autonomies. Artificial Intelligence is allowed to look to philoso-<br />
phy for some raw and fuzzy ideas to turn into neatly polished mathematical form. The big<br />
“head start” may even make some kind of philosophical awareness necessary, as several AI<br />
scientists have claimed in recent years. Similarly, philosophy is encouraged to follow AI’s<br />
lead and switch its methodology to a more precise style of inquiry that would allow for<br />
some experimental testing of its intuitions.There are many examples of such appeals for a<br />
more intensive collaboration between the disciplines and Agre’s own strategy, in fact, falls<br />
within this category. Other appeals for a stricter collaboration between philosophy and AI<br />
have come, for example, from Yoav Shoam, John McCarthy, and Pat Hayes (all from the<br />
AI field) and from Daniel Dennett and Aaron Sloman, among others, from the philosophi-<br />
cal camp. AI workers sometimes go as far as proposing to look at philosophy as “the reser-<br />
voir of problems that AI should be working on,” in Shoam’s words, whereas philosophers,<br />
in general, stress that the “precision” provided by AI is exactly what philosophy needs in<br />
order to make real advances on classical philosophical areas like epistemology, the philos-<br />
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ophy of mind, etc. 39 Instead, Aaron Sloman, whom we take here as representative of a large<br />
class of instances, provides the classical form of this argument: “computer programs pro-<br />
vide the only currently available language for formulating rigorous and testable theories<br />
about such processes [as perceiving, thinking, remembering, etc.] So I conclude that in or-<br />
der to make real advances […] philosophers, like psychologists and linguists, will need to<br />
learn about the developments in the design of computing systems, programming languages<br />
and artificial intelligence models.” 40<br />
Shoam’s and Sloman’s claims make particularly clear, however, that the relationship<br />
between AI and philosophy, is presently quite conflictual, because it is either AI that must<br />
take over from philosophy a set of problems or intuitions and develop them differently, or<br />
it is philosophy that has to radically change its methodology, and in fact turn into AI, in or-<br />
der to achieve real progress. AI is allowed to turn its gaze toward philosophy, only if it<br />
maintains its theoretical distance, unless that distance is vanished by the elimination (or su-<br />
blation?) of philosophy itself in a time to come. In order to understand the sources of the<br />
present conflict between AI and philosophy, therefore, it is important to turn the gaze from<br />
the utopian future to the reality of the present. In other words, it is necessary to consider<br />
these claims in a broader framework and try to determine what can be concluded about AI’s<br />
identity from its conflictual relationship with philosophy.<br />
We must preliminarily acknowledge two related issues, though, to guide the discus-<br />
sion. The first one is methodological and concerns the epistemological status of these<br />
claims: they represent AI’s self-perception and, as such, consist of wishes and self-judg-<br />
ments. It follows that they cannot be taken as true nor dismissed as inescapably biased.<br />
Rather, they represent important clues in any assessment of the relationship between AI and<br />
39. See Yoav Shoam, “Agent-oriented programming,” Artificial Intelligence 60, 1 (1993) 51-9<strong>2.</strong>; John<br />
McCarthy, “What has AI in Common with <strong>Philosophy</strong>?”, Proceedings of IJCAI ‘95 (Los Altos, CA:<br />
Morgan Kaufman,1995), now available at: http://www-formal.stanford.edu/jmc/,Güzeldere and I have<br />
advocated a similar position in Güven Güzeldere and <strong>Stefano</strong> <strong>Franchi</strong>, “Mindless Mechanisms, Mindful<br />
Constructions,” <strong>Stefano</strong> <strong>Franchi</strong> and Güven Güzeldere, eds., Constructions of the Mind, Special issue<br />
of the Stanford Humanities Review, 4, 2, 1995, ix-xxxi.<br />
40. Aaron Sloman, The Computer Revolution in <strong>Philosophy</strong>: <strong>Philosophy</strong>, Science and Models of Mind,<br />
(Hassocks, Sussex: Harvester Press, 1978) 83; see also Daniel Dennett, Consciousness Explained<br />
(Cambridge: MIT Press, 1993),
B ETWEEN ENGINEERING, SCIENCE, AND PHILOSOPHY.<br />
philosophy that must be followed and assessed in their respective merit. The second point<br />
is more substantial: these claims seem to stand in sharp conflict with the objections to AI<br />
that have been raised from the scientific field, and in particular by psychologists and cog-<br />
nitive scientists. The crux of Artificial Intelligence’s relationship with philosophy, in other<br />
words, seems to consist in a clash between AI’s self image and its external perception from<br />
within the scientific field. Psychologists object that work in AI is too unrigorous and vague<br />
to be part of science, and it should be considered part of philosophy instead. AI retorts,<br />
somewhat violently, that it has gained a sufficient theoretical distance from philosophy to<br />
be considered a full-fledged scientific discipline. Thus, the confrontation between AI and<br />
philosophy is mediated by the objections moved from the scientific quarters: if these were<br />
found to be justified, then AI would be pulled, perhaps inexorably, toward philosophy, and<br />
its efforts to carve an autonomous theoretical space doomed to failure. To decide the issue,<br />
then, we need to look again at the content of these scientific objections.<br />
First, we may recognize that the dispute is not over what Artificial Intelligence is<br />
about, over its subject matter. In this respect, the self-perception and the outside gaze are<br />
remarkably in agreement. Rather, the dispute concerns AI’s methods —too un-theoretical<br />
and engineering-like—and approach—too broad and philosophical. Furthermore, it is im-<br />
portant to notice that what is contended is not the substance of the methods and approach,<br />
but rather their scientific value. The method and the approach, however, are precisely what<br />
AI takes to be its characteristic points of pride. In other words, the disagreement is remark-<br />
ably not about what AI is about, nor is it about how it goes about its business, but whether<br />
its engineeristic theoretical gaze is a virtue or a liability. AI sees it as its crucial advantage,<br />
while scientists retort it makes not a science of AI.<br />
The first objection targeted AI’s crucial reliance on computer programs, and denied<br />
that they may have any theoretical dignity. Of course no AI practitioner would deny that AI<br />
depends on programs. More importantly, she would contend that it is precisely by using<br />
programs that her discipline can start doing something and turn philosophy’s idle talking<br />
into concrete, testable results. The second and third objections concerned the abstract and<br />
generalizing approach typical of a discipline that focuses on intelligence in general and tar-<br />
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gets the “mental” as such. AI would not deny this claim, and in fact these are precisely its<br />
points of contact with philosophy that we have seen acknowledged above. The proximity,<br />
and sometimes the direct lineage from philosophy, is explicitly claimed. The two images,<br />
the internal and the external one, then agree and can be summarized perhaps, by saying that<br />
Artificial Intelligence is closer to philosophy than science would like (or, to be more pre-<br />
cise, psychology would like). The crucial issue, for us who are trying to bring to a close this<br />
quest for an AI’s identity, is whether the distance is small enough to turn AI into “just” phi-<br />
losophy. The answer can only be negative and for the same reasons, although reversed, that<br />
made impossible the identification with a science strictu sensu.<br />
The most important reason has to do, once again, with the crucial relationship between<br />
Artificial Intelligence and Engineering, and most specifically with that specific form of en-<br />
gineering called Computer Science. The implementation of insights about human intelli-<br />
gence into computer programs forces the translation of those insights into a mathematical<br />
or semi-mathematical susceptible of a conversion into a computer language. This engi-<br />
neeristic requirement brings about a reliance upon mathematics (or rather upon the lan-<br />
guage of mathematics) that is not only essential to all work done in Artificial Intelligence,<br />
but has become part of the field-self-image as one of its necessary theoretical constituent.<br />
As I stressed above, AI couches its difference from philosophy in terms of doing vs. talking,<br />
and it is precisely the possibility of translating insights about intelligence into a formalized<br />
or semi-formalized language that allows AI to do something, e.g. to write programs and run<br />
them on computers. This relationship brings about a curious situation: AI needs mathemat-<br />
ical formalism in order to formalize theories of intelligence (or of the “mental” in general),<br />
but it is not, however, primarily interested in a mathematical theory of the mind. AI is not<br />
in the business of building a mathematical (or mathematically founded) psychology be-<br />
cause the process of formalization is only a means toward a different goal, namely the im-<br />
plementation of computer programs. This has important consequences: first, mathematics<br />
is seen as a substantially language, and not as a theory; second, the mathematics to be used<br />
is limited to the algebraic-logical formalisms that computers can understand because they<br />
have been designed upon it from the very start. There is very little impetus, from within
B ETWEEN ENGINEERING, SCIENCE, AND PHILOSOPHY.<br />
even the most mathematically oriented AI research, to explore other branches of mathemat-<br />
ics, like, for example, theories of the continuum like differential topology which have been<br />
independently proposed, in the psychological arena, as more suitable tools for the job. Phil-<br />
ip Agre puts the point well when he says that<br />
the first priority for AI is to get something working on a computer [and]<br />
AI people see formalization as a trajectory with an endpoint, in which the<br />
vagueness and ambiguity of ordinary language are repaired through mathematical<br />
definition, and they are not greatly concerned with the semantic violence<br />
that might be done to that language in the process of formal<br />
definition. 41 (ib.)<br />
Agre’s point may perhaps be strengthened: it is not so much the reliance upon mathe-<br />
matics that engenders the semantic violence, but the use of a specific mathematical formal-<br />
ism as a tool toward an extra-mathematical goal. It is this characteristic approach that is the<br />
real cause of the violence, because, insofar as the richness of mathematics itself is not, nor<br />
can it be, explored, AI’s theories of the mental are forced into the straitjacket of the logico-<br />
algebraic formalisms that can be used on a computer. Most importantly, once the necessar-<br />
ily limited formalizations have been applied to the originally richer intuitions and the re-<br />
sulting programs have been implemented, the original richness is put aside and all the<br />
attention is focused on the performance, in a broad sense, of the programs themselves. As<br />
Agre rightfully points out, “formalization becomes a highly organized form of social for-<br />
getting—and not only to the semantics of words, but to their historicity as well. This is why<br />
the historical provenance and intellectual developments of AI’s underlying ideas claim so<br />
little interest among the field’s practitioners.” (ib., my emphasis)<br />
Agre’s remark about the necessary impoverishment of humanistic insights brought<br />
about by formalization is perhaps the most important consequence of AI’s original conju-<br />
gation of science, philosophy, and science. Again, the impoverishment is not caused by the<br />
use of mathematics per se, but rather by the peculiar role that a certain form of mathematics<br />
plays within the specific brand of engineering that AI builds upon. 42 Nonetheless, it is the<br />
41. Philip Agre, “The Soul Gained and Lost…,” 16, my emphasis.<br />
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root of the conflict between AI and philosophy that is often couched in the terms of a false<br />
opposition between the unreliable, “messy,” and vague descriptions provided by the latter<br />
against the “precise,” “testable,” and “precise” theories of the former. In other words, the<br />
gap between what philosophy feels as its most proper (be it the notion of consciousness as<br />
Bewußtsein as historically transmitted by the Western “Continental” tradition or the qualia<br />
at the center of the “semantic” discussions in the analytic philosophy of mind) and the ex-<br />
planations provided by AI marks the distance between AI and philosophy, and the former<br />
inadequacy to explain the latter’s phenomena.<br />
In short, AI is a science that seems to be dragged constantly back to philosophy in the<br />
opinion of a good numbers of its adepts and critics. On the other hand, since the “big head<br />
start” enjoyed by philosophy did not help it much toward the resolution of problems con-<br />
cerning the mind. it is clear that some radical difference between the two fields has to be<br />
found. The need for “scientificity” pulls AI away from philosophy—the non-scientific dis-<br />
cipline par excellence— but the efforts to provide a solid foundation of its content brings<br />
it back toward it. As a result, AI finds itself exposed on both fronts: psychologists do not<br />
recognize in its wild generalizations “tested” on biologically and psychologically implau-<br />
sible artifacts anything similar to the hard data won on the field; philosophers, on the other<br />
hand, tend to see in the models proposed by AI a naive reformulation of ideas that pretend<br />
to ignore the centuries-long scrutiny philosophy has submitted them to.<br />
Therefore, Artificial Intelligence cannot be just philosophy because of the use of an en-<br />
gineering-like, empirical methodology that lacks necessity, and requires a necessary sim-<br />
plification of the “subtle” insights provided by the philosophical method. But its content is<br />
4<strong>2.</strong> To put it differently: if it were a mathematical form of psychology, AI would have a very different relationship<br />
with mathematics itself, because then the “gnawing doubts about whether the conceptions<br />
of human life being formalized along the way are sufficiently subtle, accurate or socially responsible,”<br />
in Agre’s words, would not only be allowed, and in fact encouraged and rewarded, at least as reflections<br />
on the best mathematical ways to preserve some extra-mathematical intuition. Mathematization,<br />
in other words, is not, or at least not always, synonymous with formalization, as Jean Petitot has underlined,<br />
for example, in “Unità delle matematiche,” Enciclopedia Einaudi (Torino: Einaudi, 1982)<br />
v15,1034-1085. For a further discussion of the necessary impoverishment caused by formalization and<br />
the necessity to distinguish between formalization and precision, see Brian Cantwell Smith, The Rise<br />
of Objects (Cambridge, MIT Press, 1996).
B ETWEEN ENGINEERING, SCIENCE, AND PHILOSOPHY.<br />
close enough to have inherited philosophy’s assumptions and approach. Close enough, at<br />
least, to make its definition as a science impossible.<br />
The conclusion to be drawn, then, is that everyone is right, although the results may<br />
not necessarily please those who work in AI. The field is too “empirical” (for lack of a bet-<br />
ter term) to be philosophy, but it is too philosophical to be science. This conclusion parallels<br />
what we had concluded in the previous discussions about AI and the other disciplines in<br />
enters in contact with. To put it a bit dramatically, we might say that, in every instance, Ar-<br />
tificial Intelligence is at the same time inside and outside the given field. Thus, it belongs,<br />
essentially, to the field of engineering insofar as it deals with the production of working ar-<br />
tifacts for human consumption. But it is not totally within it because what exactly the arti-<br />
fact are supposed to be or to do is not completely specified. Similarly, it is essentially<br />
similar to psychology insofar as it strives to provide a theoretical explanation of human<br />
cognitive abilities and skills. Yet, it is not psychology because the level at which it ap-<br />
proaches the phenomena is too coarse and the method it uses is not theoretical enough. Fi-<br />
nally, it shares an essential similarity with philosophy insofar as it approaches the “mind”<br />
at the same level of generality; but it falls outside of philosophy’s boundary in its reliance<br />
of an engineering-like methodology.<br />
This conclusion may seem disparaging: I set out to ask whether AI should be consid-<br />
ered engineering, science, or philosophy and I have concluded that it does not belong to any<br />
of those fields. But in fact, the analysis gives us a very positive indication, because it im-<br />
poses a strong requirement on the possible answer to the question. Any satisfactory analysis<br />
of the phenomenon Artificial Intelligence must do justice to its three components and, pos-<br />
sibly, come up with an account explaining (1) why all three are present and (2) what is the<br />
relationship among them that makes it impossible to resolve AI into any of them. It is with<br />
our eyes on this goal that we turn to the next section.<br />
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4. Artificial Intelligence as a nonphilosophical<br />
project<br />
Seen from the inside, i.e. from the standpoint of its practitioners, AI is the discipline<br />
that can finally provide a rigorous, scientific explanation of the most elusive phenomenon<br />
ever to confront scientific progress: mind itself. A popular account of the field, for example,<br />
calls it “the mind’s new science.” 43 Under this common interpretation, AI is the theoretical<br />
effort striving to conquer the last topic still unexplained by Western science and philosophy.<br />
Marvin Minsky, for example, called the “AI problem one of the hardest science has ever<br />
undertaken.” 44 (some “ultimate frontier” rhetoric is far from absent in all popular and not<br />
so popular discussions on the topic).<br />
Once the scientific credentials of AI have been so established, the connection with<br />
Western philosophy is easily built. It takes two seemingly different forms, according to the<br />
intellectual locations of their supporters. Researchers within the field claim that their dis-<br />
cipline is the “negation” of philosophy: AI has transformed the idle, “armchair” specula-<br />
tions of two thousands years of philosophy into a serious, empirically-grounded scientific<br />
effort that will finally unveil the mysteries of the mind. The opposition thus built rests on<br />
two claims: (a) that AI is a science in the traditional sense, and mst importantly, (b) that phi-<br />
losophy’s inquiry into the working of the mind are (or were) a hopelessly misguided (be-<br />
cause a-priori) scientific effort. In a nutshell, this interpretation identifies the object of<br />
traditional philosophy (or most of what goes under this name) as a narrowly construed phe-<br />
nomenal field, e.g. the “mind.” The field could perhaps have been empirically investigated,<br />
given the appropriate intellectual and social conditions, in a proper scientific (e.g. “empir-<br />
ical”) way. Unfortunately, either because of its basic theoretical leanings or because the<br />
times were not yet mature for real science, philosophy decided to use the wrong method-<br />
43. For example by Howard Gardner in his well-known book: The Mind’s New Science: a History of the<br />
Cognitive Revolution (New York: Basic Books, 1985).<br />
44. from an interview contained in Gina Kolata, “How Can Computers Get Common Sense?” Science, 217<br />
(1982).
A RTIFICIAL INTELLIGENCE AS A NON- PHILOSOPHICAL PROJECT<br />
ological approach and resorted to “armchair speculations” that doomed its efforts and kept<br />
the “mind” wrapped in a web of mysteries for two thousands years.<br />
Conversely, philosophers have built a bridge between the contents of the two investi-<br />
gations in terms of one fundamental intuition which would allegedly cross over from West-<br />
ern philosophy into Artificial Intelligence. According to John Haugeland, for example,<br />
contemporary computational inquiries into the realm of mental phenomena are guided by<br />
one basic insight: the basic mental operation is the manipulation of symbols regardless of<br />
their meanings. It so happens that what digital computers do best is precisely to manipulate<br />
symbols in any specifiable manner whatever. As a consequence, artificial intelligence is in-<br />
volved with computers, and technology at large, almost in spite of itself. As he puts it, “con-<br />
temporary computer technology is relevant only for economic reasons: electronic circuits<br />
just happen to be (at the moment) the cheapest way to build flexible symbol manipulating<br />
systems.” 45 Artificial Intelligence is then deemed to be a science, in the narrow, strict mean-<br />
ing of the term, (e.g. not in the sense of Wissenschaft I used in the previous chapter): a sci-<br />
ence of the mind, or of the “mental.”<br />
This interpretation is extremely interesting because, in spite of the big gap it strives to<br />
open between “idle philosophizing” and “serious scientific investigations,” it actually<br />
brings past philosophy and modern science so close that they almost coincide in scope. In<br />
fact, it is easy to see that the core of the dispute is about the methods used, whereas the sub-<br />
ject matter drifts essentially untouched from the Greek dawn of Western thought to present-<br />
day cognitive psychology. The thesis on the relationship between AI and philosophy can<br />
thus be rephrased, in a slightly more technical form, as follows: the content of the two in-<br />
vestigations is considered essentially similar (if not identical), whereas the form is deemed<br />
radically different (empirical vs. a-priori). In short, the “classical interpretation” of AI,<br />
which I have explored in the previous section, can be summed up by saying that Engineer-<br />
45. John Haugeland, Artificial Intelligence. The Very Idea (Cambridge: MIT Press, 1985) 5. The claim<br />
that computers are, essentially, symbol manipulators has not gone unchallenged. The most sustained<br />
attack against this thesis (which is crucial to the understanding of AI as a science just outlined) has<br />
been mounted by Brian Cantwell Smith, The Age of Significance (Cambridge: MIT Press, forthcoming<br />
1998). I will not discuss this here, since my thesis about AI as non-philosophy is largely independent<br />
of it.<br />
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ing (e.g. computer science) is what allows AI to wrench away a topic from philosophy (the<br />
study of the mind) and turn it into the subject matter of a new science. However, since the<br />
use of engineering techniques will only affect the “formal,” i.e. methodological component<br />
of the enterprise, the subject matter for this new science will entirely be provided by phi-<br />
losophy. The relationship between AI and philosophy is thus very simple: same content,<br />
different form. AI can be the negation of philosophy because it keeps the former while re-<br />
jecting the latter. This is the interpretation that we have seen at work in the preceding sec-<br />
tions, when we discussed all the problems that make it, ultimately, unacceptable. Even<br />
leaving aside all those difficulties, it must be underlined that the meaning of this claim var-<br />
ies with the content of philosophy. Only if the latter can be “scientificed,” i.e. if it can be<br />
brought in accord with (possible) scientific practices, can AI claim to be a science.<br />
This is possible by postulating what may perhaps be called the F-Y continuum, a po-<br />
sition best expressed by Daniel Dennet when he says:<br />
One can ask how any finite system how any neuronal network with such<br />
and such physical features could possibly accomplish human color discriminations[…]or<br />
one can ask, with Kant, how anything at all could possibly<br />
experience or know anything at all. Pure epistemology thus viewed, for instance,<br />
is simply the limiting case of the psychologists’ quest. 46<br />
Thus, the spectrum of investigations carried out by philosophers and psychologists can<br />
be viewed as a true continuum, with the two disciplines occupying the opposite ends. If we<br />
follow Dennett’s argument, it may seem as if the spectrum should actually be interpreted<br />
as a field modulating not only the methods of the discipline in questions, but also their con-<br />
tent, i.e the content of the questions they ask. Indeed, at the one end we find the “pure ana-<br />
lyisis of concepts” performed by the philosophers, while at the other end we are confronted<br />
with the empirical investigations carried out by psychologists. However, at a more general<br />
level, according to Dennett, these differences disappear into the homogeneity of an inquiry<br />
into the mode of functioning of the mind. <strong>Philosophy</strong> and psychology share the same topic<br />
46. Daniel Dennett, “Artificial Intelligence as…,” 111, Dennett’s emphasis.
A RTIFICIAL INTELLIGENCE AS A NON- PHILOSOPHICAL PROJECT<br />
but change in approach from the more general to the more specific: totally top-down for<br />
philosophy, totally bottom-up for psychology, with AI resting somewhere in the middle:<br />
AI can be as abstract and as “unempirical” as philosophy in the questions<br />
uit attempts to answer, but at the same time, it should be as expplicit and as<br />
particularistic in its models as phychology as its best. (113)<br />
In other words, the substratum of the continuum is built on the identity of topic (and<br />
more precisely, identity of a basic intuition), while the differentiation is provided by the dif-<br />
ferent form (i.e the different methods/approaches). Thus, the “abstract” character of re-<br />
search in AI is justified by postulating a higher level of similarity between philosophy and<br />
science itself (under the guises of psychology). It is this similarity that allows AI to share<br />
its content with philosophy without, however, being tainted with the latter’s fruitless “arm-<br />
chair philosophizing.” To put it slightly differently: AI can have the same content of phi-<br />
losophy with a different form because it is science itself that shares with it the same content<br />
with a different form.<br />
But this description is stuill inadequate to render the meaning and scope of Φ−Ψ con-<br />
tinuum situation postulated by Dennett. Indeed, since the difference between philosophy<br />
and psychology is provided by a gradient of “attention to empirical details,” and since such<br />
a concern is, in itself, a (and perhaps the most typical) scientific preoccupation, it follows<br />
that the continuum represents only a differentiation among different ways of doing science,<br />
and not, as Dennett would have it, a bridge betwee science and philosophy. To put it differ-<br />
ently:Dennett can build his bridge between science and philosophy because philosophy has<br />
never been in the picture in the first place, having effectively being reduced to an “abstract”<br />
form of scientific investigation in the traditional sense. We are not confronted, then, with a<br />
difference between science and philosophy along the axis of same content/different form,<br />
but rather with an identity between (abstract) science and (concrete) science where all the<br />
content come from science and there is no philosophy left, either as content or as form.<br />
This fact has some remarkable consequences for the status of Artificial Intelligence.<br />
As I remarked at the end of the previous section, a solution to the question about AI identity<br />
must preserve the distinctive characters of the three fields that we have seen it trodding up-<br />
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on: engineering, philosophy, and science. Any efforts to reduce it to one of these three poles<br />
would fall short of the desired solution, and , in particular, the effort to identify AI with a<br />
straightforward scientific discipline, like psychology, would open the flanks to the usual<br />
charges of “wild speculations,” “armchair philosophizing,” etc. But the postulation of a Φ−<br />
Ψ continuum does precisely that: its reduction of philosophy to science blocks off any pos-<br />
sibility of a reconciliation of the three poles that have to maintained in any efort toward a<br />
correct solution to the problem of AI’s identity. Artificial Intelligence is not (partly) philos-<br />
ophy any longer, since philosophy has disappeared from the picture. It is just a more “ab-<br />
stract” form of science, and therefore open to all the criticisms that scientists, i.e.<br />
psychologists, have moved against it unless it decides to relinquish its psychological and<br />
philosophical claims and rest content with being a sub-field of engineering devoted to the<br />
design of certain classes of software applications. And we have seen how difficult it is to<br />
reconcile Artificial Intelligence, or at least the guidelines provided by its founding fathers,<br />
with either branches of the alternative.<br />
Moreover, the Φ−Ψ continuum hypothesis is extrememly implausible for philosophy it-<br />
self. It is indeed questionable that Kant’s search, no matter how inspiring it may have<br />
proved to psychologists, can be interpreted as an “elevated” form of psychology as Dennett<br />
depicts it, or that, similarly, Descartes’s epistemology can be considered equivalent to a se-<br />
ries of empirical hypothesis, as Haugeland seems to suggests. 47 Indeed, the gesture that re-<br />
duces questions that were, for the mentioned philosophers, first and foremost metaphysical<br />
inquiries into the “truth of being” to semi-abortive scientific investigations, is itself an in-<br />
tegral part of a specific kind of metaphysics. The reduction of the truth of being to the truth<br />
47. I cannot enter into a detailed discussion of Kant’s view of psychology and of the role of epistemology<br />
within Descarte’s metaphysics. However, at least one text from the first Critique should be mentioned,<br />
because it provides the framework of the argument that might be provided in favor of the rejection of<br />
a reductionist interpretetation of Kant’s philosophy along Dennett’s lines. In the Architectonic of Pure<br />
Reason, Kant asks: How are we to regard empirical psychology, which has always claimed its place in<br />
metaphysics? […] I answer that it belongs where the proper (empirical) doctrine of nature belongs,<br />
namely, by the side of applied philosophy, the a priori principles of which are contained in pure philosophy;<br />
it is therefore so far connected with applied philosophy, though not to be confounded with it.<br />
Empirical psychology is thus completely banished from the domain of metaphysics; it is indeed already<br />
excluded by the very idea of the latter science.” See Immanuel Kant, Critique of Pure Reason…,<br />
664 (A848/B876). All emphasis except the last one are Kant’s.
A RTIFICIAL INTELLIGENCE AS A NON- PHILOSOPHICAL PROJECT<br />
of science, in other words, is no less metaphysical than its identification with the word of<br />
God. Thus, the obliteration of the specificity of philosophy that the hypothesis of the Φ−Ψ<br />
continuum performs at its constative level, as it were, is contradicted by its performative<br />
aspects, to borrow Austin’s terminology, since it is overdetermined by a reductionist meta-<br />
physics that contradicts its stated thesis.<br />
What happens, instead, if, following the classical Aristotelian distinction, we keep<br />
open the difference between science and philosophy that I have been insisting upon since<br />
the beginning of this chapter (and of this work)? Artifical Intelligence, we said, can be seen<br />
as a discipline that shares the content with philosophy but adds a different form. The mean-<br />
ing of this claim varies with the scope of “content.” In the classical interpretation, the basic<br />
assumption is that content of philosophy, say of Descartes’s, can be brought over to science<br />
by a suitable change of methods because it is epistemologically equivalent to an scientific<br />
hypothesis on a par with those used in empirical sciences. However, if the subject matter<br />
of philosophy, its content, is more properly understood, as truth in the broadest sense, then<br />
the meaning of the claim that philosophy has the same content as AI changes radically be-<br />
cause, by forbidding any Dennett-like “continuum” between philosophy and psychology,<br />
it forces us to reverse the sense of the relationship betweeen AI and philosophy.<br />
Far from being a scientific reduction of raw ideas provided by philosophy, AI is an<br />
attempt, and cannot be anything but the attempt to provide a metaphysics with non-philo-<br />
sophical means. This, in short, is what it means to have the same content but a different<br />
form. Artificial Intelligence is then a non-philosophy in the technical sense of determinate<br />
negation suggested above: it stands in a determinated opposition to philosophy because it<br />
receives from the former the full scope of its inquiry, but it rejects the philosophical “tac-<br />
tics”, in Dennett’s words, i.e. the a-priori investigations that have always characterized the<br />
philosophical demarche. Engineering techniques, i.e. the implementation of computer pro-<br />
grams, fill up the gap that is thus left open: they are the right tools for the job, so to speak,<br />
since they allow AI to answer its questions synthetically, instead of proceedeing a-priori.<br />
Thus, the crucial relevance of engineering techniques within a generally non-engineering<br />
context that I emphasized above, is explained. The production of artifacts is only second-<br />
169
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P HILOSOPHY, NON-PHILOSOPHY, AND SCIENCE<br />
arily relevant to Artificial Intelligence, while the methodological reliance on synthetic<br />
methods in service of “philosophical” goals is all that matters. 48<br />
5. Structuralism and philosophy<br />
“Structuralism” is rather loose term encompassing a wide range of disciplines and an<br />
equally wide range of methodologies spanning different periods and different countries.<br />
Broadly speaking, it may be used to refer to the American school of linguistics that flour-<br />
ished under the influence of Leonard Bloomfield in the years around WWII, but also to the<br />
work in the foundations of mathematics carried out in France by the team of mathemati-<br />
cians collectively known as Bourbaki, 49 not to mention the work in biology and later in psy-<br />
chology of the Swiss Jean Piaget. 50 Its most common denotation, however, it is easier to pin<br />
down: it usually refers to the movement that swept France during the late 1950s and 1960s<br />
in the so-called “sciences humaines.” 51 The “movement”—which, in spite of a few at-<br />
tempts, was never actually a concerted effort—attempted to build a unified methodology<br />
for a broad range of disciplines ranging from psychoanalysis to history exploiting the in-<br />
48. This conclusion about the philosophical status of Artificial Intelligence agrees, although it has proceeded<br />
along very different lines, with the famous diagnosis about Cybernetics pronounced by Heidegger<br />
in the “The End of <strong>Philosophy</strong> and the Task of Thinking” and elsewhere. In the Der Spiegel<br />
interview, for example, Heidegger claims that, in the modern era, metaphysics will achieve its long<br />
standing goal by dissolving into the sciences, for example into psychology, logic, political science. The<br />
role of philosophy, i.e. the role of an overarching investigation that, similarly to old-fashioned philosophy,<br />
harmonizes the results of the sciences into a global vision, will be taken up, according to Heidegger,<br />
by Cybernetics, the “technological” (i. e. engineeristic) science of control, or the science that<br />
“corresponds to the deternination of man as an acting social being.” The difference here is that Heidegger<br />
stresses the continuity between philosophy and cybernetics by interpreting the latter as as the final<br />
stage of the history of metaphysics, while my interpretation emphasizes, instead, the dis-continuity between<br />
the two. Thus, although I agree with Heidegger on the philosophical assessment of Cybernetics<br />
(or of Artificial Intelligence, since the difference does not really matter in this context) I would need a<br />
Hegelian Aufhebung to bridge the dis-continuity between philosophy and non-philosophy and bring<br />
my interpretation in tune with Heidegger. And I am not sure that such a move would be granted by the<br />
context of this analysis. See Martin Heidegger, “Only A God Can Save Us,” transl. Maria Alter and<br />
John Caputo, The Heidegger Controversy, Richard Wolin, ed., (New York: Columbia University Press,<br />
1991) 107ff. and “The End of <strong>Philosophy</strong>…,” 376.<br />
49. «ref Bourbaki work»<br />
50. Jean Piaget, Le Structuralisme (Paris: PUF, 1968); Engl. tr. Structuralism (New York: Basic Books,<br />
1970)
S TRUCTURALISM AND PHILOSOPHY<br />
sights provided by the “pilot discipline,” e. g. linguistics. More specifically, it tried to build<br />
on the “structural analysis” of language first provided by the Swiss linguist de Saussure at<br />
the beginning of the century and later developed by the Prague’s school of linguistic under<br />
the leading influence of Prince Nikolai Troubetzkoy and, somewhat later, Roman Jakob-<br />
son. Once thus narrowed, the term “Structuralism” becomes a little more manageable and<br />
can be used to refer to the works of four French theorists who reached their peaks between,<br />
roughly, 1955 and 1975 and worked in four different disciplines: the anthropologist Claude<br />
Lévi-Strauss, the psychoanalyst Jacques Lacan, the literary critique Roland Barthes and the<br />
philosopher Michel Foucault. As any definition, this is controversial, since it may be con-<br />
sidered both too narrow and too broad. On the one hand, only Lévi-Strauss, and to a lesser<br />
degree Lacan, associated himself explicitly with “structuralism,” while Foucault, for exam-<br />
ple, has always refused to be so labeled, although his first books, and especially Les mots<br />
et les choses (1966) was widely, and perhaps justly, considered one of Structuralism’s man-<br />
ifestos and best applications. On the other hand, other figures were also closely linked with<br />
structuralism, for example the semioticians Algirdas J. Greimas and Umberto Eco, as well<br />
as the philosophers Louis Althusser and Gilles Deleuze. 52<br />
In what follows, I will focus on the works of one the four mentioned leading figures:<br />
the anthropologist Claude Lévi-Strauss. Although the relationship between his works and<br />
the general “structuralist” movement are far from absent—and so my analysis could apply<br />
to a broader context—I will remain within the narrower domain of his works since the ex-<br />
ploration of the broader picture would require a totally different enterprise. Therefore, if<br />
from time to time the terms “structuralism” or “structuralist” are used without a further<br />
qualification to narrow their scope, they should be interpreted to apply first and foremost<br />
to the Lévi-Straussian brand of anthropological structuralism.<br />
51. “Sciences humaines has a different, and broader, scope from “Humanities.” It encompasses (or encompassed,<br />
in the years under consideration) the social sciences as well as literary criticism, semiotics,<br />
rhetorics, psychoanalysis, etc. It is also strongly connoted, since it assumes that a “scientific” methodology<br />
will be used in those fields.<br />
5<strong>2.</strong> See Algirdas Greimas, Du sens: Essais semiotiques (Paris: Seuil, 1970) and Du Sens II (Paris: Seuil,<br />
1983), Umberto Eco, Trattato di semiotica generale (Milano: Bompiani, 1975), Louis Althusser and<br />
Etienne Balibar, Lire “le Capital” (Paris: Maspero, 1970-73) Gilles Deleuze and Felix Guattari, L’<br />
Anti-Oedipe (Paris: Seuil, 1972).<br />
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There are several reasons pointing toward the non-philosophical status, in the sense ex-<br />
plained above, of Structuralism. In this section, I will briefly indicate the circumstantial ev-<br />
idence surrounding Lévi-Strauss’s work that seems to suggest that his relationship with<br />
philosophy is very similar to AI’s. I will provide a more detailed discussion, conducted on<br />
the basis of the internal features of the theory proposed by Lévi-Strauss, after the analysis<br />
of the central concept of “structure” will have been carried out in chapter 5. Then, in chapter<br />
6 below, I will follow the thread of Lévi-Strauss debate with the philosopher Paul Ricoeur<br />
to provide a more conclusive assessment of Structuralism’s non-philosophical status. In<br />
this section, I will just indicate the main coordinates of Lévi-Strauss’s confrontation with<br />
philosophy in order to provide the guidelines of the assessment to follow later on.<br />
The preliminary evidence can be found, mainly, in the introductory chapter of Lévi-<br />
Strauss’s autobiographical work, Tristes Tropiques, in the Introduction for a collection of<br />
works by the anthropologist Marcel Mauss that he edited a few years earlier in 1950, and,<br />
finally, in an exchange with the editors of the philosophical journal Cahiers pour l’Anal-<br />
yse—Jacques Derrida and Jean Mosconi—that took place in 1967.<br />
The principal features of this confrontation are very similar to the characteristic traits<br />
of the debate between AI and philosophy: it is a conflict born from an excessive proximity,<br />
from a similarity of intents that makes it difficult to keep the two projects apart in spite of<br />
their alleged incommensurable differences. This feeling of closeness is shared by both<br />
Lévi-Strauss and his fellow opponents. In “The Making of an Anthropologist,” for exam-<br />
ple, Lévi-Strauss recounts how his intellectual apprentissage began with a degree in phi-<br />
losophy at the Sorbonne where he studied with the future leaders of the phenomenological-<br />
existentialist movements: Jean-Paul Sartre, Simone de Beauvoir, Maurice Merleau-Ponty.<br />
However, he is quick to add that he grew quickly bored of the intelletual gymnatics that<br />
philosophy had been reduced to, and that seemed the only sufficient condition for a quick<br />
success in the field. He enjoyed good academic success and was well respected in the philo-<br />
sophical circles—he was, in other words, a “well trained philosopher.” But the secret of his<br />
success, he explains, was based on his mastery of the philosophical art<br />
du calembour qui prend la place de la réflexion; les assonances entre les
S TRUCTURALISM AND PHILOSOPHY<br />
termes, les homophonies et les ambiguït´s fournissant progressivement la<br />
matière de ces coups de théâtre speculatifs à l’ingeniosité desquels se<br />
reconnaissent les bons travaux philosophiques.” 53<br />
We see the first sign of the excessive proximity: his success derived from his being a better<br />
philosopher than the philosophers themselves were. So good, in fact, that he was able—as<br />
a true philosopher would do, we may add—to unmask the pretensions of philosophy and of<br />
the philosophers and to see through their intellectual parlour games. On other hand, how-<br />
ever, the opposition he sets up in the text quoted above, an opposition he will repeat inces-<br />
santly every time he attacks philosophy, is as philosophical as it can be: Lévi-Strauss, in<br />
fact, opposes the true reflection that his discipline will provide to the apparently true, i.e.<br />
doxastic, reflection of the philosophers. In a passage that follows by a few pages the previ-<br />
ous one and that I have already quoted at the beginning of this chapter, the opposition re-<br />
ceives its clearest expression: “the mission incumbent upon philosophy until science<br />
becomes strong enough to replace it [is] to understand being in relationship to itself and not<br />
in relationship to myself.” (57. In short, structural anthropology is different from philoso-<br />
phy not just because it is different, but rather because it is better—because it will succeed<br />
where philosophy failed. This, you will have noticed, is exactly the same position that we<br />
saw Artificial Intelligence holding “against” philosophy. But structuralism, like AI, can be<br />
better than philosophy because it is not so different: it pursues the same goal—i.e. to un-<br />
derstand being as being, or, as Lévi-Strauss puts it, “being in relationship to itself”—with<br />
different means, and of course with the means of science. Commenting upon the Essay on<br />
the Gift by Marcel Mauss, Lévi-Strauss observes that “what happened in that essay , for the<br />
first time in the history of ethnological thinking, was that an effort was made to transcend<br />
empirical observations and to reach deeper realities.” 54 The exaplanation of these deeper<br />
realities, we might add, is what would contitute an explication of “being in relationship to<br />
itself,” i.e. it would contitute a science of being as being, to put in Aristotelian terms.<br />
53. Claude Lévi-Strauss, Tristes tropiques…, 55.<br />
54. Claude Lévi-Strauss, Introduction to the Work of Marcel Mauss (London: Routledge, 1987) 38, my<br />
emphasis. This essay was originally published in 1950 as the introduction to Sociologie et Anthropologie<br />
(Paris: PUF, 1950) a collection of works by Marcel Mauss that included the Essai sur le don.<br />
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P HILOSOPHY, NON-PHILOSOPHY, AND SCIENCE<br />
Once again, however, the science in name of which structuralism proceeds toward his<br />
non-philosophical ambition is a science to come: it is a future science of anthropology that<br />
aspires to gain its legitimate status alongside the regular natural sciecne but that, nonethe-<br />
less, will have to wait decades, if not more, befire the goal is accomplished. As in the case<br />
of AI and psychology, structuralism takes itself to be scientific, to be, in its case, a social<br />
science. Similarly, however, the social scientists, although they all greatly esteem the ac-<br />
complishments of the upcoming discipline, are quick to point out that structuralism is too<br />
enamored of “grand theories” and “rationalistic generalizations” to really belong with the<br />
empirical sciences. For example, the British anthropologist Edmund Leach, himself an ad-<br />
mirer and sometimes a follower of Lévi-Strauss, had the following comment on Lévi-<br />
Strauss’ first book, The Elementary Structures of Kinship:<br />
This work is of interest to all anthropologists even though its details are<br />
open to the same kind of objections ass before—namely, that Lévi-Strauss<br />
is liable to become so fascinated by the logical perfection of the “systems”<br />
nhe is describing that he disregards the e,mmpirical facts. 55<br />
Similar sentiments are echoed on the opposite side of the Atlantic by Clifford Geertz, when<br />
he says that<br />
in Lévi-Strauss’s work the two faces of anthropology—as a way of going<br />
at the world and as a method of uncovering lawful relations among empirical<br />
facts—are turned in toward one another so as to force a direct confrontation<br />
between them rather than (as it is more common among ethnologists)<br />
out away from one another as to avoid such a confrontation and the inward<br />
stresses that go with it. This accounts both for the power of its work and for<br />
its general appeal. […] But it also accounts for the more intraprofessional<br />
suspicion that what is presented as High Science may really be an ingenious<br />
and somewhat roundabout attempt to defend a metaphysical position, advance<br />
an ideological argument, and serve a moral cause. 56<br />
55. Edmund Leach, Claude Lévi-Strauss (Chicago: University of Chicago Press, 1970) 109. This opposition<br />
between ingenious and potentially fertile ideas that are pushed too far for their own’s sake unless<br />
they are tamed by a robust dose of empiricism, is the constant leitmotiv of Leach’s book, perhaps the<br />
most popular introduction to Lévi-Strauss’s thought in English-speaking countries
S TRUCTURALISM AND PHILOSOPHY<br />
Geertz does not hide that he is of the latter persuasion, since he thinks that more work<br />
“in the field,” i.e. a more robust dose of empiricism, and less “intellectualism,”i.e. less<br />
philosophical pretensions, would suffice “to make any doctrine of man which sees him as<br />
the bearer of changeless truths of reason—an “original logic” proceeding from the “struc-<br />
ture of the mind”—seem merely quaint, an academic curiosity.” (359, my emphasis).<br />
The feeling that Structuralism may be close (and perhaps too close) to a “metaphysical<br />
position”is shared, and mostly accompanied with sympathy, by the philosophers whom<br />
Lévi-Strauss will later deride in Tristes tropiques—the phenomenologists and the existen-<br />
tialists who fought against the “old” metaphysics and for a general renewal of philosophy<br />
in France from the late 1940s. Most of them plauded of Lévi-Strauss’s early works, they<br />
reviewed them favourably on their journals, and then quickly proceeded to an attempt of<br />
annexation of structuralism’s methods and result that was nonetheless careful to point out<br />
the essential limitations of the latter’s method and the ineliminable necessity of a philo-<br />
sophical supervision of the anthropologist’s work. The situation is reversed: if structuralism<br />
was too philosophical for the scientists, it is now too scientific for the philosophers. Again,<br />
this is exactly the opposition that we saw at work when we discussed Artificial Intelligence,<br />
and the argument follow very similar lines. Lévi-Strauss’s work is very close to the philos-<br />
ophers’ own, and his thesis can be readily accepted. Simone de Beauvoir, for example,<br />
while reviewing The Elementary Structures of Kinship, underlines “the agreement between<br />
the descriptions contained in the book with the theses held by the existentialists,” and Mau-<br />
rice Merleau-Ponty, a few years later, will hold that the “results of psychology, sociology,<br />
and anthropology have revealed that traditional philosophy hagd too nartrow a conception<br />
of humanitiy and of rationality. It is therefore necessary to inaugurate a collaboration be-<br />
tween the philosopher and the sociologist so that the former may “broaden reason in order<br />
to make it capable of understanding what in us and in the others preceeds and exceeds rea-<br />
son.” 57 However, Merleau-Ponty, as Sartre before him and Ricoeur, later, is also quick to<br />
underlines that even if the results of structural anthropology (“les descriptions” mentioned<br />
56. Clifford Geertz, “The Cerebral Savage: On the Work of Claude Lévi-Strauss,” The Interpretation of<br />
Cultures (New York: Basic Books, 1973) 346. This essay was originally published in 1967, at the peak<br />
of the Structuralist movement in France.<br />
175
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P HILOSOPHY, NON-PHILOSOPHY, AND SCIENCE<br />
by de Beauvoir) are very close to the theses of the philosopher, they should not come too<br />
close, since they would threatens the very possibility of philosophy as such. “only the<br />
philosophical consciousness of intersubjectivity, he adds in the same essay from which we<br />
quoted above, allows us, in the last instance, to understand scientific knowledge. Without<br />
it, the meaning of scientific knowledge will escape indefinitely”(127).<br />
Thus, structuralism receives from philosophers a treatment that is similar, although re-<br />
versed, to the one it gets from social scientists: interesting results but it has better defer to<br />
the philosophers a real understanding of the meaning of its discoveries. The situation, how-<br />
ever, is not symmetric, because what make scientists wary of Lévi-Strauss’s generalizations<br />
toward an understanding of “deeper realities” is his suspicious affinity with philosophy.<br />
However, philosophers are not worried—as one might expect from a symmmetric reversal<br />
of the scientists’ criticism—from an excessive dose of science. Rather, they are worried<br />
that the scientist may be taking himself to be a philosopher, in which case he will necessar-<br />
ily miss the meaning of his results, as Merleau-Ponty stresses. In short, the sour point of<br />
both confrontations is constituted by what may perhaps be called the “philosophical con-<br />
tamination” of Lévi-Strauss’ work. Either structuralism is too philosophical to be scientific,<br />
or it takes itself to be philosophical, when the metaphysical business of understanding<br />
deeper realities should rather be left to the professionals. This excessive proximity with<br />
philosophy, to put it differently, cannot be accepted by the philosophers because structural-<br />
ism refuses to be assimilates and it proves unwilling to defer to philosophy the explanation<br />
of any meaning that may lie hidden in its results. It refuses to do so because, as Lévi-Strauss<br />
proclaims again and again, structuralism business is rather to end philosophy, i.e. to termi-<br />
nate it (since it is the science, presumably, that has become “strong enough to replace it”).<br />
The parallel with the AI case we explored above is apparent. Although Lévi-Strauss never<br />
coined, as Minsky did, a term like “pre-structuralist philosophy,” his position does not seem<br />
that different.<br />
57. See Simone de Beauvoir, Les Temps modernes, (1949); Maurice Merleau-Ponty, Signes (Paris: Gallimard,<br />
1960) 154.
AI, STRUCTURALISM, AND SPIEL<br />
Of course, such an excessive proximity was destined to breed comtempt, under the<br />
guises of a full scale conflict between the philosophers and the anthropologist. The first<br />
scuffles were to happen with Jean-Paul Sartre, who criticized structural anthropology in the<br />
Critique de la raison dialectique, and was harshly rebutted by Lévi-Strauss in the last chap-<br />
ter of La pensée savage. 58 Then, in the early 1960s, came the debate with the hermeneutic<br />
philosopher Paul Ricoeur that was to continue, although mstly indirectly for the rest of the<br />
decade. I will discuss at length this full-scale confrontation with philosophy in chapter 7<br />
below, sicen a full analysis of the key concepts of structuralism is preliminary to any at-<br />
tempt to gain more clarity on the “non-”philosophical status of Lévi-Strauss’ project.<br />
6. AI, Structuralism, and Spiel<br />
In the previous chapter, I argued that a clearer understanding of the relationship be-<br />
tween Spiel and the end of philosophy could possibly be reached if it were possible to find<br />
examples of non-philosophical discipliens whose theoretical articulation depended essen-<br />
tially on the concept of Spiel or some particuular articulation thereof (given the intrinsic<br />
complexity of the latter concept).<br />
After the long trip through Artificial Intelligence and the previous brief excursus on<br />
Structuralism, it should now be clear why, an in which sense, these two theoretical efforts<br />
can be considered as relevant examples of “non-philosophy” (in a sense, however, still to<br />
further specified for what concerns Structuralism). The next two chapter will provide an<br />
analysis of their relationships with the issue of Spiel, and, in particular with the concept of<br />
game that they articulate as a particular instantiation of the much larger Spiel. Chapter IV<br />
will be devoted to show how Artificial Intelligence entertains an essential relationship with<br />
58. The main texts of this debate are Jean-Paul Sartre, Critique de la raison dialectique (Paris: Gallimard,<br />
1959) and “L’anthropologie,” now in Situations IX, (Paris: Gallimard ; Lévi-Strauss response is contained<br />
in La pensée savage (Paris: Plon, 1962) ; Engl. tr. The Savage Mind (Chicago: Chicago UP,<br />
1966) 245-269, plus a few largely implicit references scattered in Tristes Tropiques and in the introduction<br />
and conclusion of Mythologiques.<br />
177
178<br />
P HILOSOPHY, NON-PHILOSOPHY, AND SCIENCE<br />
game through its key concept of Search-space. Chapter V, instead, will perform a similar<br />
task with respect to structuralism and the concept of structure.
CHAPTER IV<br />
CHESS, GAMES,<br />
AND FLIES<br />
in which it is shown that Artificial Intelligence depends on chess<br />
more than it thinks, and what does that mean.
178<br />
C HESS, GAMES, AND FLIES<br />
1. The Drosophila of AI.<br />
I am writing these lines in June 1997, exactly 40 years after Herbert Simon’s prediction<br />
that 10 years of work would be sufficient to build a computer program that “would routine-<br />
ly beat the world’s best players.” Although it has taken 4 times longer than predicted, it is<br />
fresh news that Deep Blue, a machine developed by IBM, has finally beaten the chess world<br />
champion, Garry Kasparov, in a much publicized event. Simon’s prediction has come true.<br />
Does this mean that AI has finally achieved its goal? Not quite, in fact, not the least because<br />
Deep Blue is not an example of Artificial Intelligence: it uses rather conventional (from<br />
AI’s perspective) programming techniques and gains its strength from the speed of its hard-<br />
ware. In fact, Stephen Coles, when predicting the eventual success of Deep Blue, comment-<br />
ed: “[Simon] will not be happy with the method by which his dream was accomplished—<br />
machinomorphic brute force rather than a stepping stone to a universal set of principles<br />
about human thought processes that would help us scale up to a broader class of intellectu-<br />
ally interesting grand challenges.” 1 Paradoxically enough, we might even say that the suc-<br />
cess of Deep Blue and its non-AI techniques marks the failure rather than the success of<br />
Artificial Intelligence. But how did it happen that the sorts of AI came to be tied to the ex-<br />
ploits of a chess-playing machine? Is it a rather accidental event, as AI researcher have al-<br />
ways claimed, or does it point to a deeper connection? In this chapter, I will address these<br />
questions by providing a conceptual reconstruction of the history of Artificial Intelligence’s<br />
1. L. Stephen Coles, “Computer Chess: The Drosophila of AI,” AI Expert, 9, 4 (April 1994) 30.
T HE DROSOPHILA OF AI.<br />
involvement with games. In other words, I will provide an analysis of the complex web of<br />
interaction between AI and other disciplines—and especially game-theory—that led to the<br />
development of the few crucial concepts that were to become the cornerstones of the re-<br />
search in the field: search-space, move, strategy, heuristics.<br />
In the first decade of Artificial Intelligence—roughly from the late 1950s to the<br />
1960s—substantial work went into the development of programs devoted to play games<br />
and solve puzzles. Chess was a favorite topic, although it was not the only game to receive<br />
the researchers’ attention. One of the brightest successes of early AI was a checkers playing<br />
program devised by A. L. Samuel at the IBM Laboratories, while efforts went also into the<br />
development of programs capable of solving cryptarithmetic puzzles, the Hanoi tower puz-<br />
zle, and other “mathematical recreations.” 2 The reasons behind such an interest in games<br />
may seem, at first, to be purely accidental. Games, or at least a certain kind of games, pro-<br />
vided clearly defined test cases on which the strength of the theories and techniques under-<br />
<strong>2.</strong> On checkers see A. L. Samuel, “Some Studies on Machine Learning using the Game of Checkers, The<br />
IBM Journal of Research and Development, 3, July 1959, 211-229, later in E. Feigenbaum and Feldman<br />
Computers and thought (San Francisco: McGraw Hill, 1963) 71-105. Interest in checkers has recently<br />
been revived by the exploits of a team based at the University of Alberta, Canada, whose<br />
program, Chinook, is the first world Human-Machine champion (i.e. it won the title in a tournament<br />
open to both “human and non-human forms of intelligence”)<br />
The literature on computer chess is immense. For a brief synopsis on the history of checkers playing<br />
programs, see L. Stephen Coles, “Computer Chess: The Drosophila of AI….” The first studies on<br />
chess-playing machine were done by Turing and Shannon, who provided the basic framework, later<br />
substantially enriched by Herbert Simon, who wrote the first actually running program in 1955 (with<br />
Allen Newell, and Cliff Shaw), first at the Rand Corporation and later at Carnegie Mellon; see Allen<br />
Newell, J.C Shaw, and Herbert Simon, “Chess-Playing Programs and the Problem of Complexity,” The<br />
IBM Journal of Research and Development, 2, October 1958, 320-335, also in E. Feigenbaum and<br />
Feldman Computers and Thought..., 39-70. Computer chess has now become almost a sub-discipline<br />
of computer science, with its specialized journal, conferences, etc., although it does not enjoy any<br />
longer the “exemplary status” that was its own. For a brief history of the development see Allen Newell<br />
and Herbert Simon, Human Problem Solving (Englewood Cliffs, NJ: Prentice Hall, 1970) «add chap.<br />
ref», and David E. Welsh, Computer chess (Dubuque, Iowa: W.C. Brown Publishers, 1984); for a recent<br />
assessment of the possible evolution of the field see Mikhail Donskoy and Jonathan Schaeffer,<br />
“Perspectives on falling from grace,” T. Anthony Marsland and Jonathan Schaeffer, eds., Chess, Computers,<br />
and Cognition, (Berlin: Springer-Verlag, 1990), and Herbert Simon and Jonathan Schaeffer,<br />
“The Game of Chess,” Handbook of Game-Theory with Economic Applications, Robert J. Aumann and<br />
Sergiu Hart, eds., (Amsterdam: Elsevier Science Publishers, 1992) vol. 1, 1-17. The Hanoi tower gathered<br />
attention only later: in 1958 Simon learned of its use in experimental psychology and started to<br />
work on it, with Allen Newell, to test heuristic search capabilities of their early programs. See Herbert<br />
Simon, Models of my life (New York: Basic Books, 1991).<br />
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C HESS, GAMES, AND FLIES<br />
lying the computer programs could be easily tested and in some cases even measured by<br />
the strength of the playing program. But the character of the relationship was one-sided: no<br />
specific features of the games could be part of the theories and techniques themselves.<br />
Chess, however, enjoyed a particular status, and it gathered more attention than all the other<br />
games put together. The game attracted the researchers’ attention well before the Artificial<br />
Intelligence paradigm, in the 1940s, when it was routinely used by John von Neumann in<br />
his lectures on Game Theory. 3 In fact, it is after hearing a lecture from von Neumann on<br />
chess at the RAND Corporation in 1952, that Herbert Simon started working on what was to<br />
become the very first program in Artificial Intelligence. The interest in chess increased con-<br />
sistently in the following years and work on chess quickly became so overwhelmingly pop-<br />
ular in the first phase of Artificial Intelligence’s history that its role as a theoretically neutral<br />
test case for theories of thinking in general started to be questioned rather often.<br />
In particular, the highly structured, logical environment provided by chess was not al-<br />
ways accepted as a standard task to measure the presumably general theories provided by<br />
Artificial Intelligence. 4 The rhetorical weapon used against many of these critiques was to<br />
identify chess as AI’s Drosophila, with reference to the fruit-fly whose fast reproductive<br />
cycle made it into a favorite test bed for genetic theories for almost a century. Herbert Si-<br />
mon, one of those most responsible for chess’s popularity, used the analogy widely since<br />
the early 1960s, when AI’s interest in chess was still at its peak. He reports that he used it<br />
routinely in the question and answer sessions after his talks, to defend the study of chess<br />
and other games as a worthwhile research-project. 5<br />
I intend to explore this relationship a bit more deeply, although most likely along dif-<br />
ferent lines from the classic objections Simon and Newell were responding to with their<br />
3. Robert J. Leonard in “Creating a Context for Game Theory,” Toward a History of Game Theory, Annual<br />
Supplement to Volume 24 of History of Political Economy, Roy Weintraub, ed., (Durham: Duke<br />
UP, 1992) 51 reproduces, from the von Neumann’s manuscripts archives in Princeton, the outline of a<br />
series of three lectures that von Neumann gave in Seattle 1940 (before the publication of the book). It<br />
recites: “1. The general problem. The case of Chess. <strong>2.</strong> The notion of the “best Strategy.” 3 Problems<br />
in games of three or more players.”.<br />
4. See for example, the rather elaborate defense of chess as a research tool contained in Allen Newell and<br />
Herbert Simon, Human Problem Solving …, in the chapter devoted to the topic.
T HE DROSOPHILA OF AI.<br />
analogy. 6 The goal is to find out whether chess, and other games, just happened to present<br />
favorable features allowing to test AI programs or whether there has been any kind of back-<br />
ward influence from the characteristics of chess to AI’s theories. In the latter case, of<br />
course, the relevance of game for AI research would take a wholly different meaning, as-<br />
cending from the role of a classically interpreted instrument to a more substantially theo-<br />
retical component. In other words, I will try to find out whether there is something more<br />
essential, besides and beyond the accidental, in the encounter between AI and chess. More-<br />
over, if this turns out to be the case, it must be determined which kind of influence it might<br />
have been, and how it influenced not only the research in Artificial Intelligence, but also<br />
the understanding of games that is at the center of my interests.<br />
The effort does not entail that my analysis will rely upon a clear cut theoretical distinc-<br />
tion between tools and theories that has been extensively, and convincingly, challenged in<br />
the last 15 years. It entails, however, that the distinction was (and still is, for the most part)<br />
clear-cut in the self-perception of the involved scientists. It is precisely in this sense that AI<br />
researchers like Simon wanted to exploit the Drosophila analogy: as a rhetorical weapon<br />
that, by demoting chess to the role of a theoretically neutral tool chosen for its standard and<br />
objective features, saves the seriousness of the theory used to explain chess-competence.<br />
Therefore, we are fully allowed to assume a distinction that was internal to the field under<br />
investigation as a starting point toward a more comprehensive analysis of the concepts, the-<br />
ories, and tools at work. In other words, the distinction may prove to be as untenable as the<br />
5. For example in Herbert Simon, Models of My Life…, 327, and in several other places. In a private communication,<br />
Simon reported that he is not sure whether he or Allen Newell actually coined the analogy.<br />
According to John McCarthy (personal communication), the analogy itself might have been first proposed<br />
by Alexander Kronrod, then the head of the group that wrote the Soviet chess program at the<br />
Institute of Theoretical and Experimental Physics in Moscow in 1965-68. Kronrod, however, might<br />
have gotten it from Herbert Simon, as McCarthy acknowledges.<br />
6. Objections tended to distribute in different classes depending on the period. Arguments from classic,<br />
optimizing-oriented game-theory directed operation research against heuristic methods, especially at<br />
the beginning «see HPS for ref, and current work in game-theory»; charges of reductionism—chess<br />
are too structured, logical, (“hard”) to provide a good example of standard thinking skills—came later<br />
from cybernetics and the anti-symbolic school in general, most recently from Rodney’s Brooks group<br />
at MIT «ref»; More technical, AI-internal critique of problem-solving activities vs. other tasks as the<br />
legitimate focus of AI, prevailed in the late 60s in the debate that opposed the so-called “scruffy” vs.<br />
“clean” AI.<br />
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works of Latour and Woolgar, Fujimura, and others have shown. The exploration of the<br />
consequences of this fact in the specific case of AI is precisely what is as stake in what fol-<br />
lows. 7<br />
I will start by taking a closer look at the complex relationship theory/tool involved in<br />
the Drosophila case, the bearer of the Artificial Intelligence’s analogy. Since AI’s case, as<br />
I will argue, is even more epistemologically complicated, it will be useful to start from a<br />
simpler occurrence of the same relationship. In a recent, comprehensive study, Robert<br />
Kohler argues that the relationship between genetic theory and the experimental equipment<br />
used to advance it (e.g. the fruit fly) has to be understood as a mutually reinforcing loop<br />
that acted in both directions. 8 The interaction between genetics and Drosophila can best be<br />
understood as a process represented by a diagram (something Kohler does not use) of the<br />
following sort:<br />
Genetics<br />
Breeder<br />
reactor<br />
Drosophila<br />
Three main components make up the picture: genetics, as a discipline with its theories,<br />
practitioners, tools, etc.; Drosophila, as a living being with its biological, genetic, and so-<br />
cial features; and, most importantly, what Kohler calls the “breeder reactor,” namely the ca-<br />
pability of Drosophila plus genetics’ manipulations to turn out an ever increasing number<br />
of mutants. It is this last element that, although made possible by other two, operates as the<br />
7. See for example Bruno Latour and Steve Woolgar, Laboratory Life: the Construction of Scientific<br />
Facts (Princeton: Princeton UP, 1986);Joan Fujimura, Crafting Science (Cambridge: Harvard UP,<br />
1996); Joan Fujimura and Adele Clarke, eds., The Right Tools for the Job: At Work in Twentieth Century<br />
Life Sciences (Princeton: Princeton UP, 1992).<br />
8. Robert Kohler, Lords of the fly (Chicago: Chicago UP, 1994).
T HE DROSOPHILA OF AI.<br />
engine of the whole process by propelling it back and forth between the two other compo-<br />
nents. In fact, the most characteristic feature of the Drosophila/Genetics interaction is that<br />
there is more than one passage in each direction: rather, it is a continuously operating, pos-<br />
itive-feedback circle that alters substantially its members each time it goes through a half-<br />
revolution. In other words, the relationship is a complex process that produces not only a<br />
theory (the genetic theory of the chromosome) as its outcome, but also a new experimental<br />
object (the “standard” fly) as well as a new way of doing genetics (the large scale, mass-<br />
production, quantitative experiments devised in the “fly room” at Columbia). But let us<br />
proceed one step at the time.<br />
The interaction started somewhat causally. At the beginning, as Kohler shows, the in-<br />
troduction of Drosophila in Thomas Hunt Morgans’s laboratory at Columbia was quite ca-<br />
sual, and most likely not determined by theoretical reasons. Rather, it was the nice fit<br />
between Drosophila’s life-cycle and robustness, on the one hand, and the growing need to<br />
provide hands-on laboratory experience to unskilled undergraduate students living on a 9<br />
months schedule, on the other, that was largely responsible for the insect’s promotion in the<br />
lab.<br />
Drosophila started to assume a more central role when Morgan himself began some<br />
work on experimental evolution by trying to induce variations through intensive inbreeding<br />
and selection among large populations of flies. For a while, the experiments were inconclu-<br />
sive, until some mutants, among which was the famous white eye-color mutant, came up,<br />
rather unexpectedly, in the summer of 1910. Two interesting events followed. First, when<br />
it became clear that the causes of the mutations were to be found in scaled-up production<br />
and not in spontaneous, environment-induced evolution, Morgan’s experimental work on<br />
Drosophila shifted substantially from experimental evolution to hereditary genetics. What<br />
we see, in short, is how the unexpected results forced a redirection of the theoretical interest<br />
in the scientist’s practice. The second event is even more interesting. The appearance and<br />
complex mechanics of mutant combinations (white, vermilion, peach eye-colors, etc.) was<br />
at first accounted for in terms of classic neo-Mendelian formulas: that is, by postulating the<br />
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existence of dominant and recessive traits in particular genes, and by explaining the appear-<br />
ance of visible mutants by their combinations.<br />
However, very soon the Drosophila colonies started to work all too well for the neo-<br />
Mendelian paradigm. Unlike Gregor Mendel’s famous green/yellow peas or Cuénot’s<br />
brown/white/yellow coated mice, Morgan’s fruit flies did not stabilize into a few diverse<br />
variations of the same morphological element. New mutants continued to come up and each<br />
new eye-color (for example) implied that the Mendelian formulas had to be rewritten. Since<br />
the formulas explained the visible characters as an exhaustive combination of basic genes<br />
(later traits), each unexpected mutation sent the geneticists back to the drawing board. 9 This<br />
fact (plus other facts, I am simplifying here) directed Morgan’s group away from neo-Men-<br />
delian explanations toward a different, and more stable, theory of hereditary variation, e.g.<br />
the theory of the gene, and toward the postulation of crossing-over and linkage mechanisms<br />
during chromosome splitting. In turn, the shift from one theory to the other forced another<br />
change in experimental work: neo-Mendelian searches for possible variations were aban-<br />
doned in favor of the technique of genetic mapping that permitted a more stable, quantita-<br />
tive account of mutations capable of almost indefinite expansion (60).<br />
This shift, however, forced a change in the relationship between the insect, the theo-<br />
rists’ and the theory, that now affected directly the fruit fly. In order to obtain the precise<br />
quantitative mapping that the new theory required, the Drosophila stocks had to be liberat-<br />
ed from all the “genetic noise” generated by other kinds of genes naturally occurring in wild<br />
fruit flies. As Kohler puts it, in order to be turned into “a standard experimental instrument<br />
[...] every new type of genetic noise—lethals, suppressors, modifiers—had to be identified<br />
and eliminated, one by one. Drosophila, so to speak, had to be debugged.” 10 The history of<br />
the interaction between genetic theory and Drosophila does not stop here. Kohler shows,<br />
for example, how the standard form of the “constructed” insect that was essential to the suc-<br />
cess of the precise, quantitative genetic mapping turned into a major liability when scien-<br />
9. Kohler, for example, reports Morgan’s desperation when, after having reworked the Mendelian formula<br />
for the third time in two years of intensive labor, yet another eye-color mutant popped up unexpectedly.<br />
See Morgan and Bridges’ s report quoted in Robert Kohler, Lords of the Fly…, 60-61.<br />
10. Robert Kohler, Lords of the Fly…, 66.
T HE DROSOPHILA OF AI.<br />
tists belonging to the fly group tried to expand their research in hereditary genetics toward<br />
the genetics of development and evolution, where the relationship between environment<br />
and naturally occurring variations became the focus of the analysis. However, I think the<br />
point of the Drosophila example is by now sufficiently clear.<br />
Four points should be retained from the biological analogy. First, there is more than<br />
one passage in each directions, since the interaction itself is a complex process that is con-<br />
stantly retroacting upon itself. Second, and perhaps more importantly, each passage sub-<br />
stantially alters at least some relevant aspects of one of the members of the relationship. For<br />
example, the “standard fly,” an animal painstakingly constructed in the lab throughout a<br />
minute debugging of its genetic material, is a different animal from the original fruit fly that<br />
entered it. Third, the engine propelling the relationship to move back and forth is constitut-<br />
ed by Drosophila’s unexpected capability to generate an ever increasing number of mutants<br />
when undergoing the intense, large-scale inbreeding and selection procedures devised by<br />
the scientists, what Kohler calls the Drosophila’s breeder-reactor autocatalytic features.<br />
Last, but not least, the output of the whole process should not be forgotten: the theory of<br />
the gene. In fact, the theory can best be understood as the object emerging, at the epistemo-<br />
logical level, out of the positive-feedback interaction between geneticists and Drosophila<br />
that the insect’s fantastic (and induced) mutational capacities animated.<br />
The similarities with the introduction of the study of chess into Artificial Intelligence,<br />
as we will see, are remarkable. What makes AI/chess’s case more complex, however, is<br />
that, at the beginning of the process, the two terms of the relationship are far less stable than<br />
their corresponding biological counterparts. Genetics was working along some well stabi-<br />
lized lines at the dawn of this century: the Darwinian framework plus the great amount of<br />
work in heredity that came out of the rediscovery of the Mendelian paradigm. The revolu-<br />
tion the fly group started, in other word, took place within a well-established tradition. On<br />
the contrary, the difficulties intrinsically inherent in the definition of its topic, which I have<br />
explored earlier, made Artificial Intelligence far less stable than genetics. Moreover, and as<br />
importantly, Artificial Intelligent was born at the same time as, and virtually because of, the<br />
interaction with chess. Suffice here to remember that Herbert Simon and Allen Newell be-<br />
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gan working on chess around 1952 at the RAND Corporation and traveled to the founding<br />
event of Artificial Intelligence, the 1956 Dartmouth summer seminar, well armed with<br />
ideas, and first results. Claude Shannon, himself one of the four organizers of the seminar,<br />
is responsible for the first introduction of chess into computer science, although from a dif-<br />
ferent perspective than Simon’s and Newell’s.<br />
Even more uncertain is the position of chess. In spite of all the changes it would un-<br />
dergo, Drosophila, after all, entered the scientific arena with a well-understood ontological<br />
status and at a well-defined epistemological level. No theoretical reasons set Drosophila<br />
apart from other living beings. It was a living being, but not a “special” living being, like a<br />
virus, for example, whose “borderline” zoological status may bias the experiments in a spe-<br />
cific direction. Second, Drosophila is inconspicuously simpler, or more convenient to<br />
study, than other beings. Whatever the Drosophila does not have in terms of internal func-<br />
tional organization, or does have (reproductive speed, for example) must be theoretically<br />
irrelevant, lest biological research wastes its time on a simplistic case instead of focusing<br />
its energy on a methodologically simpler object. This second point, in turn, entails that the<br />
“object” Drosophila must be sufficiently well understood, at least in principle, in order to<br />
tear apart its “general biological characteristics” from its “particular drosophiliac” features,<br />
so to speak.<br />
Chess does not enjoy the advantages of its flying companion. First, even if we restrict<br />
the topic of AI to intelligent “behavior,” it is not so obvious that playing games is an exem-<br />
plary case of it. Second, it is not granted that chess is a relevant example of ludic activities<br />
in general (I have dwelt on this point at length in chap. II above). Even worse, a case might<br />
be mounted that playing chess is a particularly extreme version of playing in general, mak-<br />
ing therefore chess more like a “virus” than like a “Drosophila.” Third, it is not even grant-<br />
ed what chess is (because we do not know, broadly speaking, what game/play is)—whereas<br />
there are little doubts as to what a fruit fly, genetically speaking, consists of. Thus, the task<br />
of pulling apart the “generally cognitive” characteristics of chess from its “particularly lu-<br />
dic” ones becomes especially thorny. Fourth, and last, once the proper understanding of<br />
chess is provided, it must be explained what makes it simpler, and why the simplicity is not
G AME THEORETIC GAMES<br />
reductive. The effort focusing on chess as a relevant example of intelligent behavior must<br />
start by defining a certain view on the game that selects some relevant features and declares<br />
them as relevant, or by assuming which features of chess are relevant and which are not.<br />
Yet, the outcomes of the AI/chess process are at least as clean and polished as the the-<br />
ories and tools produced by the biologist. This entails not only that the process is more elab-<br />
orated, since the distance traveled is greater. More importantly, it entails that the dynamic<br />
interaction between Artificial Intelligence and chess produces theories that redefine, and<br />
substantially, their very objects. In other words, the product of the process is as much a the-<br />
ory of thinking as it is a powerful conceptualization of Artificial Intelligence and of chess.<br />
And, by extension, of games.<br />
It is precisely for this reason that I am interested in the relationship between Artificial<br />
Intelligence and chess. First, because, as we seen above, Artificial Intelligence can be in-<br />
terpreted as a special kind of scientific metaphysics, or “non-philosophy,” as I have called<br />
it. And second, because the “non-philosophical” effort comes to its realization through an<br />
essential link with the concept of game. More importantly, the research in Artificial Intel-<br />
ligence, not only uses the concept of game, but, in virtue of the loop it establishes with it,<br />
comes to a conceptualization of it. In other words, it does not just pick up a pre-given intu-<br />
ition of play/game (that is, Spiel, in my terminology), but tries to capture it in a precise con-<br />
cept on the basis on one of its components, namely the game element. An analysis of the<br />
concept provided by AI will therefore help us quite a bit in our efforts to elucidate the rea-<br />
sons underlying the connections between the end of philosophy and play.<br />
<strong>2.</strong> Game theoretic games<br />
Let us examine how the interaction got started. Games were brought onto the scientific<br />
limelight by John von Neumann, who provided the basic framework for a mathematical<br />
concept of game and proved some important mathematical results about solvability. 11 Von<br />
Neumann, however, was interested in a different use of games: he wanted to use them as<br />
the basis for a model providing a basic mathematical understanding of the kind of behavior<br />
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occurring in social interactions like economic transactions and strategic confrontations be-<br />
tween social groups. Although he used insights from actual gaming practices—especially<br />
from games with less than perfect information, like poker—his work had little to do with<br />
psychology and individual cognitive capabilities. 12 It was instead a rather classical example<br />
of the applied mathematics he had been pursuing all his life: he used mathematical tech-<br />
niques to turn a potentially useful but imprecise concept into a powerful analytical tool.<br />
Chess, it turns out, presents a rather uninteresting case for classical game theory, since<br />
it rather easily proved that it admits of a solution. Rather, they play an important heuristic<br />
function, being one the favorite examples von Neumann and Morgenstern use to illustrate<br />
their definitions of games in general. Since these definitions will provide the framework<br />
for any conceptual understanding of chess in Artificial Intelligence and beyond, it is impor-<br />
tant to review them, although briefly.<br />
The basic concepts of game theory—game, play, move, strategy and solution— are de-<br />
fined by von Neumann and Morgenstern in a single page of their work. The concept of<br />
game is rather counterintuitive: they distinguish<br />
between the abstract concept of a game and the individual plays of that<br />
game. The game is simply the totality of the rules which describe it. Every<br />
particular instance at which the game is played—in a particular way—from<br />
beginning to end, is a play. (49, their italics.)<br />
11. The history of game theory is actually richer, and it includes, at least, the contributions by the French<br />
mathematicians Emile Borel in the 1920s and 1930s. Borel provided the first clear definition of pure<br />
and mixed strategies and proved the minimax theorem for some limiting cases. However, it is John<br />
(then Johann) von Neumann who proved the general form of the theorem in 1928, while still at Göttingen.Unfortunately,<br />
the historical literature on game theory is not that abundant. A detailed reconstruction<br />
of a immediate context preceding and following the publication of von Neumann and<br />
Morgestern’s major work in 1944 is provided by Robert J Leonard in “Creating a Context…,” 29-76.<br />
See also Émile Borel, “La théorie du jeu et les équations intégrales à noyau symétrique gauche,”<br />
Comptes Rendus de l’Académie des Sciences, 173 (1921) 1304-1308; “Sur les jeux où interviennent<br />
l’hasard et l’habilité des jouers,” Elements de la théorie des probabilités, (Paris: Librairie Scientifique,<br />
1924).<br />
1<strong>2.</strong> In fact, it has been argued that von Neumann and Morgenstern emphasis on strategy vs. Moves in Theory<br />
of Games, and their shift away from minimax interpretation was precisely an attempt to move away<br />
from the psychological dimension generating the “circularity of the ‘I think he thinks that I think’ logic<br />
of strategically interdependent situations”; Andrew Schotter, “Oskar Morgenstern’s Contribution to<br />
the Development of the Theory of Games,” Roy Weintraub (ed.), Toward a History…, 106.
G AME THEORETIC GAMES<br />
There are two important elements to underline. First, in everyday language, “game” tends<br />
to oscillates between a narrow meaning in which it denotes just the particular instance at<br />
which the game is played—we might say, for example, “a game of chess”, “it was a life<br />
and death game,” etc.—and, on the other hand, a broad meaning in which it denotes the<br />
whole complex range of phenomena—the context, so to speak—within which the specific<br />
event takes place. Most often, it is not easy to decide exactly how broad is the context<br />
picked out by “game” in the latter sense.<br />
For example, is or is not the history of chess part of the game of chess? Certainly not<br />
to many casual chess players. But any player who goes as far into the game as to read an<br />
introductory book of chess technique is immediately confronted with “internal” history<br />
even in the most technical contexts. Openings, for example, are discussed according to their<br />
current viability, or their popularity in the past. Even the basic concepts of the game are<br />
very often presented in a historical context. For example, the sometimes subtle difference<br />
between attack and defense is often presented by comparing the flamboyant style so popu-<br />
lar a century ago with the elaborate, calculated defenses that are now prevailing. Given that<br />
many chess players have reached this very elementary level of sophistication, it is probably<br />
fair to say that the concept of “game” can be taken to be at least this broad. Or consider the<br />
following comment, made by a journalist reporting on one of the final matches of the 1996<br />
world championship between Karpov and Kamsky while trying to explain how they came<br />
to a bizarre endgame:<br />
A typical excessively hypermodern situation arose after 15… Nd8: there<br />
was no contact between the warring armies and there was just one open file.<br />
It had the look of an extravaganza by Richard Reti from the 1920’s. 13<br />
Thus, at one of the spectrum we have the narrow concept most economically represented<br />
by the score of a game published in a newspaper, or a book. Such a description is a game<br />
of chess in the sense that it seems perfectly legitimate to call it that way. At the other end,<br />
we may have a description as complex as that provided by the Japanese writer Kawabata<br />
13. Robert Byrne, “Karpov Adjourns Play in a Drawish Endgame,” The New York Times, Tuesday, July 9,<br />
1996, B<strong>2.</strong><br />
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C HESS, GAMES, AND FLIES<br />
for a very similar intellectual pastime, the game of go. 14 Kawabata—at the time a journal-<br />
ist—provides what anthropologists would call a “thick” description of the Japanese go<br />
championship that encompasses the whole gamut of experiences evoked by and enshrined<br />
into the event, from a technical analysis of the game itself (with go scores, diagrams, and<br />
all), to the generational clash between the defendant and the young challenger, to the dif-<br />
ferent styles of play throughout the centuries, to the role of go in Japan’s social and eco-<br />
nomic life. It is fair to say that one of the goals of the book is to describe, through the<br />
magnifying lenses of a single event, the game of go.<br />
The point here is not to decide which of the two meanings of “game” is more adequate,<br />
since both, of course, are. The point is that von Neumann and Morgenstern’s definition does<br />
not fall anywhere in the continuum spanned by the common uses of “game.”<br />
Instead, they chose the narrow construal and went up one logical level. To say that<br />
“game” is the “totality of the rules which describe it” means that a game is a set of abstract<br />
possibilities describing the possible ways, in fact all the possible ways, in which the game<br />
can be played, if the attention is focused on the rules only. To put it differently, game, as<br />
they define it, is an abstraction from a concretely given event, that cannot correspond to any<br />
possible concrete event because it belongs to a different logical level. 15 This is a very im-<br />
portant step that has to be kept in mind, especially because it will have some important re-<br />
percussion on the following evolution of game-related concepts with their roots in game<br />
theory, like AI’s and Structuralism’s.<br />
stern,<br />
A second related point concerns the concept of rule. For von Neumann and Morgen-<br />
the rules of game […] are absolute commands. If they are ever infringed<br />
then the whole transaction by definition ceases to be the game described by<br />
those rules. (ib., my emphasis.)<br />
As a first approximation, this is obviously true: any willful violation of the rules puts the<br />
14. Yasunari Kawabata, The Master of Go (New York: Knopf, 1972).<br />
15. Of course, it is not the concept itself that belongs to a higher level but the very object that the concept<br />
denotes.
G AME THEORETIC GAMES<br />
player outside the game and, in most occasions, effectively brings it to an end. If I were to<br />
start moving my rook as a bishop, I would quite effectively be putting an end to the game<br />
of chess I might have been playing, unless my opponent were to follow me and do the same.<br />
However, von Neumann and Morgenstern do not directly allow this possibility. Since the<br />
game is just the rules that describe it, and since the rules are absolute commands, it follows<br />
that any change in the rules will correspond to a different game.<br />
But this is seldom the case. Should we say that the game of chess before the universal<br />
adoption of the rule governing the en passant capture by pawn is a totally different game,<br />
as the theory would require, from the game of chess after the adoption of the rule? Even in<br />
the most formal, “intellectual” games, many rules are the results of negotiations between<br />
the players, either at the individual or at the social level. 16 Often, moreover, the negotiation<br />
involves the most basic rules of the game, as anyone who has ever observed children play-<br />
ing simulation games will witness. 17 In game theory, instead, rules are essentially static and<br />
possess no latitude. Even more static, however, are the definitions of move and strategy.<br />
A move, quite intuitively, is<br />
the occasion of a choice between various alternatives, to be made either<br />
by one of the players or by some device subject to chance, under conditions<br />
precisely prescribed by the rules of the games. (ib.)<br />
Less intuitive is the crucial concept of strategy that is built on top of move. Von Neumann<br />
16. Alan Aycock, “Derrida/Fort-da: deconstructing play”, in Postmodern Culture, v.3, n.2, January 1993,<br />
contains one of the few anthropological analysis of chess that examines the concrete event of chess<br />
playing and offers a very different perspective on rules perfect closure, etc. See also «ref to Aycock’s<br />
Play and Culture’papers» for additional data on the multiplicity of chess scenarios (tournament play,<br />
Blitzkrieg games, etc.) and the different conventions enforced by the players in the different occasions.<br />
More general critiques of the conception of rule outlined above can be found in the present debate on<br />
Artificial Intelligence, its ambitions and shortcomings. See for example H.M. Collins, Artificial Experts,<br />
Social Knowledge and Intelligent Machines (Cambridge: MIT Press, 1990).<br />
17. Note that this extremely static interpretation of the rules by von Neumann and Morgenstern is often<br />
attributed to an excessive reliance of their theory on real games, whereas they should have paid more<br />
attention, it is argued, to the economic behavior that the theory allegedly models. See, for example,<br />
Philip Mirowsky “What Were von Neumann And Morgenstern Trying To Accomplish?” Toward A History<br />
Of Game…, 141. In other words, “mere games” like chess have fixed rules, whereas “real games”<br />
like war are subject to continuous negotiations. Instead, I think it will be progressively clearer that, if<br />
a criticism can be raised, is that they did not pay enough attention to “mere games.”<br />
191
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C HESS, GAMES, AND FLIES<br />
and Morgenstern imagine that players may form a plan about their behavior in a game by<br />
deciding, beforehand, which alternative they will choose for each set of alternatives pre-<br />
sented by each move. They call such a plan a strategy. As they observe,<br />
if we require each player to start the game with a complete plan of this<br />
kind, i.e. with a strategy, we by no means restrict his freedom of action. […]<br />
This is because the strategy is supposed to specify every particular decision<br />
only as a function of just that particular amount of actual information which<br />
would be available for this purpose in an actual play (79, my emphasis).<br />
What is peculiar about the definition of strategy, is that the concept of move, with its intrin-<br />
sically related temporal aspect, disappears, at least for any practical purpose. In fact, since<br />
a strategy has to be formed before the player begins to play, and since a strategy is the con-<br />
junction of all the choices that the player will make, it follows, trivially, that the whole<br />
course of action has to be planned beforehand. This conception of strategy differs some-<br />
what from the usual meaning of the term: it is not a general rule of behavior that the player<br />
chooses at the beginning as a general maxim to guide him through the actual mechanisms<br />
of the actual game, when it will be tailored to the specific circumstances. Thus, “take con-<br />
trol of the center” is considered to be a good strategic rule in chess, but its concrete realiza-<br />
tion is not given in advance. Instead, the formulation of a game-theoretic strategy requires<br />
that all possible games must have been plotted in advance in order to select the advanta-<br />
geous from the disadvantageous behaviors. There is no game-theoretic strategy that pre-<br />
scribes to “take control of the center;” rather, there is a set of strategies that describe the<br />
sequence of moves that actually occupy the center. In other words, the concept of strategy<br />
is intrinsically linked to the idea of game as a set including all possible games. It follows<br />
that, in order to choose a strategy, all possible games must have been devised even if the<br />
player is to play a single game. To put it differently, the games as described by von Neu-<br />
mann’s and Morgenstern’s theory are purely static, since the dynamic element of the inter-<br />
action provided by the actual exchange of moves has to be planned before the interaction<br />
starts.
G AME THEORETIC GAMES<br />
The typical graphical representation of a game present in Game Theory and Economic<br />
Behavior will make this point clear. Consider the children’s game of “Matching Pennies.”<br />
In this game, the two players agree that one will be “even” and the other will be “odd.” Each<br />
one then shows a penny. The pennies are shown simultaneously, and each player may show<br />
either a head or a tail. If both show the same side, then “even” wins the penny from “odd;”<br />
if they show different sides, “odd” wins the penny from “even. It would be natural to try to<br />
analyze this game by proceeding as follows: “let’s imagine that ‘even’ plays Tails, then if<br />
‘odd’ plays ‘tails’, ‘even’ wins, otherwise ‘odd’ wins.’ And similarly or the other case.<br />
Let’s denote with +1 a win by ‘even’ and -1 a win by ‘odd’“. 18 This may bring to the fol-<br />
lowing tree-like representation, in which each level stands for a move, in order to capture<br />
the dynamic aspect:<br />
Instead, the standard game-theoretic description is a matrix where each row represents<br />
one player’s strategy (not move) and each column stands for the other’s, with each single<br />
cell representing the final result:<br />
Show Heads Show Tails + 1 Show Heads Show Tails<br />
+ 1<br />
Show Heads Show Tails<br />
- 1<br />
Even Strategy 1<br />
Odd<br />
“show heads”<br />
Strategy 1<br />
“show heads”<br />
Strategy 2<br />
“show tails”<br />
+ 1 - 1<br />
- 1 + 1<br />
Strategy 2<br />
“show tails”<br />
18. This is actually von Neumann and Morgenstern first example of a matrix representation of a game in<br />
normalized form, see John von Neumann and Oskar Morgenstern, The Theory of Games and Economic<br />
Behavior (Princeton: Princeton UP, 1944) 94,111. Hereafter referred to as TGEB.<br />
- 1<br />
+ 1<br />
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C HESS, GAMES, AND FLIES<br />
The matrix representation is usually called the “normal” or “normalized” form of a<br />
game, as opposed to the “extensive” form (e.g. the tree-like representation). The latter was<br />
actually first devised by Tucker some ten years after the publication of Theory of Games.<br />
Notice that I am not accusing von Neumann and Morgenstern of having used a some-<br />
how “wrong” representation. That would not only be silly, but also plainly wrong, from the<br />
point of view of game theory. In fact, many of the sophisticated distinctions and concepts<br />
provided by the theory (dominant strategy, zero-sum, equilibrium, etc.), are immediately<br />
evident when the game is represented in normal form and rather obscure in the extensive<br />
form. The point here is to show the relationship between game-theory and chess (as an in-<br />
stance of a large class of games) and how the former basic concepts make the latter quite<br />
irrelevant. In this context, moreover, the issue is not that the matrix does not permit to ex-<br />
press the complete game of chess; the tree-like one does not either, since in both case we<br />
would have to do with immensely large objects. The point is that the normalized form does<br />
not allow to think about the complexity, since there are no moves in it, only outcomes. In<br />
the case of games whose complexity lies along the temporal axis (e.g. the moves), the<br />
games itself escapes completely the formalism.<br />
We have now come to the last basic concept of the theory. A solution for a game is,<br />
intuitively, a strategy that can maximize, for a player, his minimum guaranteed payoff: the<br />
payoff that a player may won no matter what the opponent(s) strategy may be. The problem<br />
of game theory, then, is to find if, for a given game, a solution exists. On the basis of the<br />
previous definitions, von Neumann and Morgenstern are able to provide a taxonomy of<br />
games along different, independent, dimensions: number of players, perfect or imperfect<br />
information (like most card-games), cooperative vs. non-cooperative, zero-sum (one play-<br />
er’s loss is the other player’s win) and non-zero-sum. For each class, they set to solve the<br />
problem of game theory. The simplest case turns out to be the class of 2-person, zero-sum,<br />
perfect information game, whose best example is, yet again, chess. For this class of games,<br />
the theory provide a theorem, sometimes called the Fundamental theorem or the maximin<br />
theorem, that assures of the existence of a solution in any case. 19
G AME THEORETIC GAMES<br />
After this excursus on the basic concepts of game theory as presented by von Neumann<br />
and Morgenstern in their 1944 work, let us go back to chess and examine how it moved out<br />
of game theory’s concerns to become a central topic in Artificial Intelligence’s research.<br />
First, it should be noted that from the strictly game-theoretical point of view chess is a<br />
quite uninteresting if not altogether trivial example. In fact, chess is, essentially, even sim-<br />
pler than the game of “matching pennies” described above. The only difference is that the<br />
greater complexity of the game translates into a bigger matrix: more strategies are available<br />
to the players because there are more moves and because every move offers more alterna-<br />
tive choices. However, since any game-theoretic treatment of a game requires the prelimi-<br />
nary computation of the strategies, the complexity of chess escapes the theory. To win (or<br />
at least not to lose) at chess is enough to calculate the outcome of every possible strategy<br />
available to White and Black and then compute which one to use by means of the “mini-<br />
max” technique they describe. 20 Practically, such a technique is not applicable to chess,<br />
since it would require the computation of the outcome of any possible chess game, but<br />
mathematically is a fait accompli. As a consequence, chess becomes only slightly more in-<br />
teresting than “Heads and Tails,” and in the context of game-theory serves, at most, the<br />
same original purpose of Drosophila at Columbia: it is a convenient didactic tool that may<br />
come handy since most students are already familiar with it, but is quite unfit for serious<br />
theoretical work. Game theory focuses on other, and qualitatively different, kinds of com-<br />
plexities. Once established the existence of a solution for the simplest class of two-person<br />
zero-sum games (to which chess belongs), von Neumann and Morgenstern tried to extend<br />
19. The more general form of the minimax theorem for two-person zero-sum games is essentially what<br />
von Neumann proved in his 1928 paper. The result had already been shown to hold for chess, (which<br />
is an instance of a class of games providing an additional constraint, i.e. perfect information) by another<br />
mathematician belonging to the Hilbert school in Göttingen, Ernst Zermelo, in 1913. See his<br />
“Über eine Anwendung der Mengenlehre auf die Theorie des Schachspiels,” Proceedings of the Fifth<br />
International Congress of Mathematicians, 1913, vol. 2, 510-504.<br />
20. Or, to say it in game-theoretical jargon, “assign a value to each one of the terminal nodes and then minimax<br />
your way back to the beginning.” See Johann von Neumann, “Zur Theorie des Gesellschaftsspielen,”<br />
Mathematische Annalen, 100, (1928), 295-320; TGEB 143-165. This assumption has<br />
been challenged, recently, by alternative approaches to the theory of games, see for example Steven<br />
Brams, Theory of Moves (Cambridge: Cambridge University Press, 1994). Although Brams does not<br />
deal with chess, his approach renders it far less trivial, mathematically speaking. Perhaps it is the beginning<br />
of another of those turnaround which Drosophila experienced so dramatically in genetics.<br />
195
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C HESS, GAMES, AND FLIES<br />
their analysis, first to multi-person games and then to non-zero-sum games. 21 This program<br />
brings game-theory farther and farther away from real games people play and into more<br />
and more complicated examples of “games” that have little, if anything, in common with<br />
games as we know them. In fact, the only link between “games” and the “theory of games”<br />
is provided by the general definition illustrated above. An immediate consequence of the<br />
program is that any interest in “empirical” games is lacking in game theory. In fact, “Theory<br />
of Games” should be considered a misnomer for the original work that came out in 1944:<br />
a less glamorous but more accurate description would probably be “a game-inspired math-<br />
ematical theory of rational behavior.” A game like chess, therefore, lacks any interest for<br />
game-theorists and, as a consequence, the game-theoretic community who set to work to<br />
expand von Neumann and Morgenstern’s basic theory, in the 1950s, did not initiated any<br />
backward loop toward a direct investigation of the game itself with the tools they had pro-<br />
vided. 22<br />
The gap between the complexity of a concrete game of chess and the sophisticated ma-<br />
chinery provided by von Neumann and Morgenstern was so paradoxically big that it started<br />
to be used as an objection against game-theory. Martin Shubik, for example, remembers<br />
that when he went to Princeton to study economics and game theory with Morgenstern, im-<br />
mediately after the war, encountered considerable skepticism in the economics department.<br />
The standard objection raised by the economists was that if “game theory could not even<br />
solve the game of chess, how could it be of use in the study of economic life, which is con-<br />
siderably more complex than chess?” 23 The game theorists responded with what has now<br />
21. The two steps are in fact closely linked in TGEB, since the programmatic strategy is to treat a n-person<br />
non-zero sum game as a n+1-person zero-sum game. This strategy has been questioned in the following<br />
development of game theory.<br />
2<strong>2.</strong> The most well-known debate in the years immediately following the publication of TGEB is the discovery,<br />
by Arnold Tucker, of the famous Prisoners’ dilemma, an example of a two-person, incomplete<br />
information game with no equilibrium point that was bound to become one of the paradigmatic<br />
“thought experiments” in game-theory. In spite of being formally called a “game,” however, it is<br />
doubtful whether the Prisoners’ dilemma should be called a “game” in the common sense of the word.<br />
See H. Kuhn and A. W. Tucker, Contributions to the Theory of Games, vol. 2, (Princeton: Princeton<br />
University Press, 1953) and the popular work by Richard Powers, Prisoner’s Dilemma (New York:<br />
Beach Tree Books, 1988). A brief historical recollection on the invention of the dilemma can be found<br />
in Howard Raiffa,” Game Theory at the University of Michigan, 1948-1952,” Toward a History…,<br />
Roy Weintraub, ed., 171-173.
G AME THEORETIC GAMES<br />
become the standard reply to be found in any textbook on the subject; for example, Roger<br />
McCain writes:<br />
Game theory may be about poker and baseball, but it is not about chess,<br />
and it is about such serious interactions as market competition, arms races<br />
and environmental pollution. But game theory addresses the serious interactions<br />
using the metaphor of a game: in these serious interactions, as in<br />
games, the individual’s choice is essentially a choice of a strategy, and the<br />
outcome of the interaction depends on the strategies chosen by each of the<br />
participants. 24<br />
It should be noted that both the economists’ and the game-theorists’ critiques converge<br />
on decreeing the theoretical irrelevance of chess. For the former, the inability of game the-<br />
ory to solve the game is a sure sign that the theory is totally off the mark: it has better focus<br />
on serious, concrete economic facts instead of getting lost in analysis that cannot even come<br />
to terms with recreational activities. Games should be abandoned altogether, chess first and<br />
foremost. For the latter, chess offers the wrong kind of complexity, a complexity peculiar<br />
to the non-serious sphere, but the basic metaphor can be exported to the serious realm of<br />
strategic interaction, where it will prove its worthiness. On both counts, however, chess is<br />
not to be taken seriously, and anyone working on them should be prepared to defend his<br />
work against forthcoming criticism. Chess is off the loop of serious theoretical work, to put<br />
it differently, and can serve, at most, as a didactic introduction to the basic “metaphor” of<br />
the field to be offered in the first chapter of game-theory textbooks. 25 Chess’s case is cer-<br />
tainly not unique in the field, and many other “real” games have endured the same (math-<br />
23. Martin Shubik “Game Theory at Princeton, 1949-1955: A Personal Reminiscence,” Roy Weintraub,<br />
ed., Toward a History of Game Theory…., 15<strong>2.</strong><br />
24. Roger A. McCain, “Lecture notes of a class in Economics and Game Theory,” URL: http://williamking.www.drexel.edu/top/class/game-toc.html.<br />
My emphasis.<br />
25. Note that, in game-theory, this tends to be case still now. Robert Aumann and Sergiu Hart, for example,<br />
are editing a monumental three-volume work, Handbook of Game Theory with Economic Applications<br />
(New York: North Holland 1991-forthcoming) which opens with a chapter on chess co-authored by<br />
Herbert Simon and Jonathan Schaeffer. The contribution is presented as follows: “Historically, the first<br />
contribution to Game Theory was Zermelo’s 1913 paper on chess, so it is fitting that the “overture” to<br />
the Handbook deals with this granddaddy of all games. The chapter covers chess-playing computers.<br />
Though this is not mainstream game theory, the ability of modern computers to beat some of the best<br />
human chess players in the world constitutes a remarkable intellectual and technological achievement,<br />
which deserves to be recorded in this handbook.” (iv, my emphasis).<br />
197
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C HESS, GAMES, AND FLIES<br />
ematical) treatment: they are picked up as a source of intuition and then relegated to an<br />
introductory, paradigmatic function. Poker, for example, has become the “standard” non-<br />
perfect information game; “heads and tails” the standard example of the simplest example<br />
to require the use of mixed strategies; more recently, the game of “Nim” has become the<br />
paradigmatic introduction to combinatorial game theory. However, what is characteristic<br />
of, and perhaps unique to, chess, is that it experienced a second scientific life. That life be-<br />
gan immediately after the publication of Game Theory and Economic Behavior and began,<br />
once again, with John von Neumann<br />
3. Combinatorial explosions<br />
The first event that brought chess back into the scientific limelight has to do with the<br />
intellectual evolution of von Neumann and his personal involvement with the RAND corpo-<br />
ration in Santa Monica. RAND (literally, Research and National Development) was a research<br />
institute heavily funded by the military (specifically, the Air Force) that had been created<br />
in 1946 in order to preserve in postwar years the intense collaboration among scientists fu-<br />
eled by War World II that had proved so fruitful to the national military interests. 26 Santa<br />
Monica became one of the centers, with Princeton and, on a lesser scale, Michigan, where<br />
mathematicians worked in developing game-theory and von Neumann was immediately<br />
hired as a consultant. In the immediate postwar years, however, his own interests started to<br />
shift toward the design and construction of electronic computers and, consequently, toward<br />
the automatic resolutions of problems posed by, among other things, game-theory. The pos-<br />
sibility was far from being purely theoretical, since the combination of von Neumann the-<br />
ory and military interests had brought about the construction of one of the first computers<br />
at RAND, appropriately called (apparently against his protestations), the JOHNNIAC.<br />
It is in this context that he started lecturing on chess again, every time emphasizing the<br />
immense complexity of the task ahead. Von Neumann, it should be remarked, lectured on<br />
26. See Philip Mirowski, “When Games Grow Deadly Serious…,” for a detailed analysis.
C OMBINATORIAL EXPLOSIONS<br />
the difficulty of practically finding the “solution” of chess whose existence was guaranteed<br />
by the fundamental minimax theorem. Such a solution would be what we may call an “op-<br />
timal” solution: it would provided a “strategy” that assures the chess player either of a win<br />
or a tie, not of a method to play passably good chess. Therefore, he was not interested in a<br />
chess-playing computer since he was trying to find chess-solving algorithms that a machine<br />
could use. 27<br />
As a consequence of von Neumann’s shifting interests, chess (and games) were<br />
brought into the orbit of computer science, or rather into the orbit of computers, while being<br />
understood within the conceptual framework of game theory. The “optimizing” perspective<br />
of the theory, however, still dominates the theoretical agenda: the researchers were after a<br />
solution in terms of a minimaxing algorithm and the task seemed impossibly prohibitive,<br />
even on a fast computer. Even more importantly, there need not be any direct link between<br />
the algorithm being used and how the game is actually played. In fact, this last aspect is<br />
totally irrelevant as it is irrelevant to the automatic solution of differential equations that<br />
human beings normally do not use numerical algorithms when they play the game of alge-<br />
bra. The two conceptual steps that bridge this gap are taken in rapid succession by Turing<br />
and Shannon and then by Simon and Newell in the early 1950s. It is their work that closes<br />
the circle and allows chess to become as productive for Artificial Intelligence as Drosophila<br />
had been for genetics.<br />
In a few years span, Alan Turing and Claude Shannon publish two papers describing<br />
the basic design principles that would allow a computer to play chess, although they never<br />
come to write the actual programs. However, their use of the game is still outside Artificial<br />
Intelligence, broadly construed: they want to prove, by demonstrating the practical possi-<br />
bility of a chess-playing machine, that computers are able to manipulate symbols and not<br />
just number-crunchers perennially devoted to solving differential equations as most people,<br />
at the time, took them to be. The quality of the game played by a machine, its intelligence,<br />
so to speak, was thus less important than the demonstration that such a machine could ex-<br />
27. To put it differently, he was exploiting the connection between game-theory and linear programming<br />
that was beginning to consolidate around 1950s.<br />
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200<br />
C HESS, GAMES, AND FLIES<br />
ist. 28 To be more precise, a chess-playing machine would perhaps demonstrate some intel-<br />
ligence, but the degree of intelligence would not be tied to the quality of the game played.<br />
Chess, in other words, are still used in the “exemplary” mode as an instance of a more<br />
general paradigm, namely symbolic thinking, which can be tested on the simpler domain<br />
provided by games. To put it differently, chess may enter the computer scene because the<br />
problem of “solving” the game, crucial to game theory, has been put aside. “Playing” the<br />
game becomes the central concern, because being able to play an intellectual game like<br />
chess is taken to be a significant test of cognitive abilities. Paradoxically, the quality of the<br />
game being played is less important that the fact that a machine can “play” the way humans<br />
are supposed to. Turing, for example, tested his design for a chess playing computer against<br />
a person who had never played the game before and was taught the rules only a few hours<br />
earlier. The experiment is significative and could not be farther away from game theory’s<br />
concerns. The program’s ability to follow the rules of chess, and perhaps pursue a goal, e.<br />
g. its ability to think, is what is tested, not its absolute performance. Game theory wanted<br />
to find solutions for the games of war and stock bargaining, and could not care less if an<br />
untrained human secretary (Turing’s test case) is or is not capable of understanding their<br />
rules. In the passage from von Neumann to Shannon and Turing, instead, the emphasis<br />
shifts from solving a game expressed in a static form to understanding the process of a dy-<br />
namically conceived game. Does this mean that the concept of a “solution” has to be aban-<br />
doned altogether or is there room for an idea that would bring together the two pieces of<br />
the puzzle? Is it possible to come up with a new conceptualization of “game” that would<br />
allow the theorist to find a solution for the game of chess (as von Neumann wanted), while<br />
allowing a computer to play the game (as Shannon and Turing wanted)? And which kind of<br />
28. This may explain why neither Shannon nor Turing thought so important to actually write the programs;<br />
also, it may explain why the crucial concept of heuristics rules, the technique that would allow a dramatic<br />
improvement in the programs’ performances, was missing, in fact was the only missing element,<br />
from Shannon’s design principle. Claude Shannon, “A Chess-Playing Machine,” Scientific American,<br />
February, 182 (1950) 48 ff., later in James Newman ed.,The World of Mathematics (New York: Simon<br />
and Schuster, 1956) vol. 4; Claude Shannon, “Game-Playing Machines,” Journal of the Franklin Institute,<br />
260, 6 (1955) 447-453; Alan Turing’s program and his hand simulation are presented in Bertrand<br />
Bowden, Faster than Thought, a Symposium on Digital Computing Machines (London: Pitman,<br />
1953) 288-295.
C OMBINATORIAL EXPLOSIONS<br />
“solution” would it be? Of course, “solution” has to be used in scare quotes since it is no<br />
longer the game theoretic concept provided by von Neumann. In fact, the definition of a<br />
different concept of solution is precisely one of the first backward effects from chess to Ar-<br />
tificial Intelligence, as we will see. That idea was born from a three-some composed of Her-<br />
bert Simon, Allen Newell and Cliff Shaw, all of whom were working at RAND, either full-<br />
time or as consultants, in 1950s. Let us begin by examining the first conceptual step by fol-<br />
lowing the work of Claude Shannon.<br />
In two short articles written in 1950, Claude Shannon entertains the possibility of a<br />
thinking machine, and focuses his attention explicitly on a computer playing chess. If such<br />
a machine existed, he suggested, its behavior would probably be considered “by some psy-<br />
chologists” as a thinking process. It would first have to try out in the abstract various pos-<br />
sible solutions to a given problem (e.g. a move in the chess game), in order to evaluate the<br />
results of these trials and then to carry out the chosen solution. 29 The background of the ar-<br />
ticle is in place: the construction of a chess-playing machine is being examined in order to<br />
illuminate the possibility of a thinking machine in general, i.e. a machine able to exhibit<br />
internal processes and structures essentially similar to human cognitive processes. I stress<br />
this point because in order to appreciate what Shannon is about to say on the internal struc-<br />
ture of the machine we should not forget that the implicit referent are the human cognitive<br />
processes, and the structures and algorithm he presents are supposed to help either in a bet-<br />
ter understanding of the human mind or in an actual reduplication of (parts of) it.<br />
The basic problem can be split in three parts: (a) a translation system from chess posi-<br />
tions to sequence of numbers must be chosen, (b) “a strategy must be found for choosing<br />
the moves to be made” (2126), and (c) this strategy must be translated into “a sequence of<br />
elementary computer orders, or a program” (ib.). The first and third problem are irrelevant<br />
for what interests us here, concerned as they are with the problem of translating from hu-<br />
man level to machine level. However, the problems (a) and (c) will prove very important<br />
in later development of AI. (a) stands for the whole issue of knowledge representation, e.g.<br />
the problem of how to translate the relevant information into an efficient set of data struc-<br />
29. Claude Shannon, “A Chess-Playing Machine...,” 213<strong>2.</strong><br />
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202<br />
C HESS, GAMES, AND FLIES<br />
tures that a computer can manipulate; (c), in turns, can be seen as pointing toward finding<br />
an adequate computer language to express the program itself, an issue that has kept AI busy<br />
for many years to come, from the development of IPL, the ancestor of list-processing lan-<br />
guages invented by Simon, Newell, and Shaw, to the development of LISP by John McCar-<br />
thy. 30 Thus, Shannon’s choice of the search problem (i. e. (b)) as the most important one<br />
might seem to reduce Artificial Intelligence to the problem solving activities that became<br />
the specific characteristics of the “Carnegie” school of AI, i.e. the school led by Simon and<br />
Newell. But in fact, its choice makes clear the different epistemological relevance of the<br />
problems at hand. Problem (b), searching in a state-space, is conceptually prior to both (a),<br />
representation of the states, and (c), efficient processing, as Shannon immediately sees. It<br />
is precisely because searching turns out to be the problem, and a much harder problem that<br />
early AI had thought, that expressive representation of knowledge and efficient processing<br />
become important. Marvin Minsky, who, although close to Shannon in the years under con-<br />
sideration, became known for his work on “frames,” e. g. a knowledge representation tech-<br />
nique conceptually belonging to problem (a), was very much aware of this fact. In an<br />
influential article published in 1960, Steps toward Artificial Intelligence, Marvin Minsky<br />
argues that search is the basic approach, sound but inefficient. The other fields of research<br />
are basically attempts to reduce the massive inefficiency of thorough searches through ei-<br />
ther an appropriate reduction of the search space (planning, learning) or an adequate im-<br />
provement of the navigation through the search space (pattern-recognition). 31<br />
Shannon describes the basic problem of chess playing, e.g. problem (b), as follows:<br />
A straightforward process must be found for calculating a reasonably<br />
30. For a history of the development of LISP see Herbert Stoyan, “Early LISP History,” available at<br />
URL:http://www8.informatik,uni-erlangen.de/html/lisp/histlit1.html, and Herbert Stoyan, LISP-Anwendungsgebiete,<br />
Grundbegriffe, Geschichte, (Berlin: Akademie Verlag:,1980).<br />
31. Marvin Minsky, “Steps toward Artificial Intelligence,” Edward Feigenbaum and Julian Feldman<br />
(eds.), Computers and Thought (New York: MacGraw-Hill, 1963) 406-450. This essay had been circulating<br />
in draft form, as a technical report, since late 1956, e.g. immediately after the Dartmouth seminar<br />
and was instrumental in providing a first organization of the field. Minsky has repeated, and in<br />
fact broadened, his claim in Society of Mind where he calls the possibility of space-searching the “puzzle-principle<br />
that is philosophically basic to AI since it establishes the possibility of a creative machine<br />
insofar as it guarantees the existence of a solution that the machine might find but the programmer does<br />
not know about. See Society of Minds…, 73-74.
C OMBINATORIAL EXPLOSIONS<br />
good move for any given chess position. (2127, my emphasis).<br />
Although Shannon is thinking “the game of chess” in game-theoretic terms, he abandons<br />
in a single gesture two tenets of the theory. First, he shoves aside the concept of a “solution”<br />
for the game of chess and proposes instead to find “reasonably good moves.” Second, he<br />
abandons the game-theoretic and deeply static concept of strategy by focusing the atten-<br />
tion, instead, on moves. In other words, Shannon is proposing to shift the attention from the<br />
static matrix of a game to the dynamic process that makes the game. This move allows him<br />
to see chess’s taunted complexity in a totally new light. Or rather, it allows him to provide<br />
a framework to think such a complexity. This last point becomes clear when we look at how<br />
he frames the solution for his point (b) above:<br />
The program designer can employ here the principles of correct play that<br />
have been evolved by expert chess players. These empirical principles are a<br />
means of bringing some order to the maze of possible variations of a chess<br />
game. Even the high speeds available in electronic computers are helplessly<br />
inadequate to play perfect chess by calculating all possible variations of a<br />
chess game. In a typical chess position there will be about 32 possible<br />
moves with 32 possible replies— already this creates 1024 possibilities.<br />
Most chess games last 40 moves or more for each side. So the total number<br />
of possible variations in an average game is about 10120. A machine calculating<br />
one variation each millionth of a second would require over 1095 years to<br />
decide on its first move! Other methods of attempting to play perfect chess<br />
seem equally impracticable; we resign ourselves, therefore, to having the<br />
machine play a reasonably skillful game, admitting occasional moves that<br />
may not be the best. This, of course, is precisely what human players do: no<br />
one plays a perfect game” (2127. my emphasis) 32<br />
3<strong>2.</strong> Shannon was actually pessimistic about the size of chess’s search space. Its size is now generally taken<br />
to be of the order of O(10 44 ). See Jonathan Schaeffer, Experiments in Search and Knowledge, Ph. Dissertation,<br />
University of Waterloo, CA, 1986, Jonathan Schaeffer, One Jump Ahead (New York: Springer<br />
Verlag, 1997), and Jonathan Schaeffer, Joseph Culberson, Noeman Treolar, Brent Knight, Paul Lu<br />
and Duane Szafron, “Reviving the game of checkers” D.N.L. Levy and D.F. Beal, eds., Heuristic Programming<br />
in Artificial Intelligence; The Second Computer Olympiad (London: Horwood, 1991) 119-<br />
136. Checkers’ search space is approximately 5X10 20 , with approximately. 10 18 legal positions, e.g.<br />
states).<br />
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204<br />
C HESS, GAMES, AND FLIES<br />
Let me try to convey a deeper appreciation of Shannon’s program with the help of a<br />
(traditional) tree diagram. Consider the following figure. The ovals, or nodes, represent<br />
possible configurations of the chessboard, and the lines connecting them stand for the ac-<br />
tion performed when a chess piece is moved.<br />
.<br />
Possible move 1<br />
P move 21 P move 22 P move 41<br />
We can consider the initial position of the chessboard as the root of the tree, the first row<br />
as the possible first moves by the white player, the second row as the possible counter-<br />
moves by the black player, the third possible counter-counter-moves by the white player,<br />
etc. It is this tree that has, as Shannon reports, approximately 10120 nodes. Set issues of size<br />
aside for a moment, however, and focus on the structure.<br />
The tree can be created one step (one node, that is) at the time by the recursive appli-<br />
cation of the rules of the game. The complete tree is of course impossible to create, but the<br />
search procedure does not have to rely on a complete tree if it settles for less than optimal<br />
results (Whereas a less-than-complete game theoretic matrix is useless, since maximin<br />
techniques require the whole matrix to operate).<br />
Start<br />
P move 2 P move 3 P move 20<br />
P move 42<br />
The second thing to notice is that the tree does not represent the “perfect” game, or in-<br />
deed any game, but the collection of all possible chess games, from the most trivial to the<br />
grandmaster’s masterpiece. In fact, every complete vertical path of the tree begins with the<br />
initial position and terminates, after a variable number of moves, either with a victory for<br />
white or black or with a draw, and as such stands for a complete game. The tree as a whole<br />
represents the space of “chess” as such. Individual games can be recomprehended as proper<br />
parts of the complete structure (i.e. as complete vertical paths.) The perfect game would be-<br />
come possible after the complete tree is in place, since to play it is necessary to know the<br />
.<br />
White<br />
Black<br />
White
C OMBINATORIAL EXPLOSIONS<br />
possible outcome of all the possible moves, i.e. it is necessary to read the tree from the bot-<br />
tom up. This is why Shannon points out that the first move would take the machine 1095<br />
years.<br />
The dimensions of the graph need also a short comment. The vertical axis represents<br />
the flow of the game, from the beginning to the end. It might be called the syntagmatic or<br />
compositional axis, borrowing some terms from Jakobson, since every step in that direction<br />
adds something to the game being played. The horizontal axis, on the other hand, is Jakob-<br />
son’s paradigmatic or substitutional dimension, since every step along it represents an al-<br />
ternative choice in the game being played. Shannon stresses the vertical dimension partly<br />
because the main business of his hypothetical machine is to play chess, i.e. to traverse the<br />
tree vertically, and partly because he obtains the horizontal dimension for free, so to speak,<br />
from the close and perfectly explicit character of chess rules. It is not so obvious that in oth-<br />
er domains the task of explicating the space of possibilities would be so simple, as we will<br />
see later with Lévi-Strauss.<br />
Since game-theory reasons in terms of “strategies,” it is forced to build the complete<br />
tree before it can apply its theoretical tools since a strategy, by definition, has to take care<br />
of all possible occurrences. The complexity of chess, therefore, lies outside the theory itself<br />
and has to be tamed before the latter can display its prowess. For Shannon, instead, the<br />
complexity is expressed in terms of states—that is, chess positions—not strategy, and this<br />
makes all the difference. States can be generated on the fly by the application of the rules<br />
of chess, which form a small manageable set. The complexity of chess is now an integral<br />
part of the theory itself: it is the “combinatorial explosion” in the number of states that a<br />
small number of rules can generate. The problem, therefore, becomes how to tame such a<br />
complexity by finding ways to keep the size of the tree under control.<br />
By accepting most of the basic game-theoretic apparatus and, at the same time, relin-<br />
quishing the crucial concept of strategy, Shannon has provided a framework that makes<br />
chess’s complexity thinkable. Moreover, his suggestions about how to tame such complex-<br />
ity will make the study of chess relevant and will be crucial in establishing a strict connec-<br />
tion between Artificial Intelligence and chess. “This [e.g. finding moves that may not be<br />
205
206<br />
C HESS, GAMES, AND FLIES<br />
best] is precisely what human players do: no one plays a perfect game,” he says. Therefore,<br />
the “solution” of the game of chess might be found in the human way of playing chess and,<br />
on the reverse, the performance of a chess-playing computer may be measured against hu-<br />
man performance.<br />
This last point, however, is still a hint in Shannon’s paper and will not receive its full<br />
development until the works of Simon and Newell. What, on the other hand, seems un-<br />
doubtedly his, is the “discovery” of the combinatorial explosion of states as the result of the<br />
dynamic application of the rules. Although this may seem quite a discouraging result, in<br />
fact it plays a role analogous to the breeder reactor’s properties we had seen at work in the<br />
Drosophila/genetics interaction. The “complexity” of the insect lay in its ability to produce<br />
an ever increasing number of mutations when interacting with the experimental methods of<br />
the geneticists. These mutations, by challenging the scientists’ tools, were forcing them to<br />
refine their theories to keep up with the insect’s capacities. Similarly, chess’s “ability” to<br />
turn out ever new forms of combinatorial explosions under the scientists’ pressure to keep<br />
it under control forces them to devise more and more refined methods (read, “theories”) to<br />
keep up with the game’s “complexity.” In both cases, the productive relationship can be es-<br />
tablished because there is a conceptual framework that makes the object’s complexity<br />
thinkable and that allows the search for a solution to start. In genetics’ case, this was the<br />
theory of the gene, in Artificial Intelligence is the conception of a game as a search-space,<br />
e.g. as a space of single, static positions generated recursively by the application of the rules<br />
of the game.<br />
The framework provided by Shannon shifts all the emphasis in the study of chess from<br />
“solving the game,” to “searching the space for an acceptable solution.” The problem of Ar-<br />
tificial Intelligence becomes how to search that space for a solution as good as a human be-<br />
ing could find, providing thus, in a single stroke, a theory of thinking and a theory of chess.<br />
It is the solution of this problem that attracts the attention of Herbert Simon and Allen New-<br />
ell.<br />
Around 1950, Herbert Simon was a young economist working in the “backwaters”<br />
area of industrial organizations and had already published a substantial work, Administra-
C OMBINATORIAL EXPLOSIONS<br />
tive Behavior. In the book, a study of the way employees work in very large and generally<br />
public structures, he had argued that real problem-solving decision cannot and do not hap-<br />
pen by finding the optimal solution to a given problem. In real-life situations, problem solv-<br />
ers (like managers) have to give up the hope to find the best solution because they can count<br />
only upon limited information and do not have the best possible strategies available to<br />
them. They can only rely on rules-of-thumbs, on heuristic rules derived from past experi-<br />
ences to take decisions. The solutions they are looking for will be “satisfactory” solutions<br />
that are “good enough” for the given, specific situation in which the problem has to be<br />
solved and not optimal solutions valid in general. Simon called “satisficing”, as opposed to<br />
“optimizing” this typical organizational behavior. 33 This approach is very consonant with<br />
most of game theory’s approach to economic behavior, in its insistence on seeing rationality<br />
as always bounded by very effective constraints. Simon was in fact an early reader of von<br />
Neumann and Morgenstern’s work, and published a very positive review of the book, the<br />
very first one to come out, in fact, in 1945. 34 However, he was very critical of the concept<br />
of “solution” of a game, a concept that he associated with the impossible search for an “ob-<br />
jective” optimal rational behavior as it could be judged from a third-person perspective. In-<br />
stead, he insisted on satisficing as the best expression of first-person, subjective rationality<br />
that would prove much more useful in the comprehension of intelligent, decision-making<br />
behavior. 35<br />
Allen Newell’s work provided a different angle on the same issue: how to find an ef-<br />
fective way to tame the intrinsic complexity of the search space that has now become ex-<br />
pressible. Newell, 10 years Simon’s junior, had been a student of the mathematician George<br />
Polya while a physics undergraduate at Stanford in the late 1940s, and had become well-<br />
33. Herbert Simon, Administrative behavior (New York: MacMillan, 1947).<br />
34. Herbert Simon, “review of Theory of Games and Economic Behavior,“The American Journal of Sociology,<br />
1945.<br />
35. See for example Simon’s contribution to the Santa Monica conference in 1952, now in Robert Thrall,<br />
ed., Decision Processes (New York: Wiley, 1954). See also his comment on those years in an interview<br />
to Vernon Smith: “I was profoundly dissatisfied with the concept of “solution” in von Neumann and<br />
Morgenstern—it seemed to me to confirm the complexity of the problem rather than solve it.” in Vernon<br />
L. Smith, “Game Theory and Experimental Economics,” Roy Weintraub, ed., Towards a History…,<br />
253.<br />
207
208<br />
C HESS, GAMES, AND FLIES<br />
acquainted with his work on heuristics. Polya had diverted his attention from the then com-<br />
mon study of the formal structures of proofs as they are presented to the mathematical com-<br />
munity (and as formal logic studies them), and focused instead on the “solving methods”<br />
that bring the mathematician to the discovery of those proofs. He had provided an articulate<br />
summaries of heuristic methods that, although not guaranteeing a solution, can provide the<br />
crucial insights that will bring to it. 36 It is easy (it always is, post factum) to see the conver-<br />
gence between Simon’s concerns and the basic premises of Polya’s studies that the young<br />
Newell had absorbed.<br />
After a year of graduate school at Princeton—where he met most of the leading game-<br />
theorists, but that left him very dissatisfied with the purely mathematical approach to game<br />
theory that was dominant in those years—Newell joined RAND to work on “applied” math-<br />
ematics. There he met Herbert Simon, who, although teaching in Pittsburgh, had been hired<br />
as a consultant and started to spend a few summers there. 37<br />
In his autobiography, Simon notes that he got involved with RAND through the Cowles<br />
commission and started to attend summer seminars in Santa Monica in 195<strong>2.</strong> The first prod-<br />
uct of his interaction with the game-theorists was the article “A Behavioral Model Of Ra-<br />
tional Choice,” originally a RAND technical report. The paper contained an appendix on<br />
chess that was stimulated by a talk on the topic given by von Neumann that summer. Simon<br />
writes that he thought von Neumann was “overestimating the difficulties substantially, and<br />
moreover I believed I had some solutions for them which I proposed in the appendix [later<br />
excised from the public version].” He later recalls that immediately after he met Newell,<br />
whom he recognized as being far more advanced on the topic, he put his plans for a running<br />
chess-playing program on hold until they started collaborating intensely on the project to-<br />
ward the end of 1955. Soon joined by Cliff Shaw, a system programmer at RAND, they began<br />
working toward the implementation of a program incorporating the profoundly different in-<br />
terpretation of game-theory we have just outlined. The report of their effort was published<br />
36. George Polya, How To Solve It (Princeton: Princeton UP, 1944). Polya writes in the preface to his celebrated<br />
book: “This study [of solving methods], that some authors call heuristics, now is out of fashion.<br />
However, it has a glorious past and, perhaps, a future.” (iii).<br />
37. Herbert Simon, Models Of My Life…,166 and 20<strong>2.</strong>
C OMBINATORIAL EXPLOSIONS<br />
in 1958 as “Chess-Playing Programs and the Problem of Complexity,” and marks a land-<br />
mark in the AI literature on chess. In fact, it marks a landmark in AI in general since, by<br />
bringing to a conclusion the early phase of the interaction with games, it provides the guide-<br />
lines of a general theory about problems solving and its measurement through the applica-<br />
tion of computer programs to chess that will remain stable for a long time to come.<br />
At the beginning of their ground-breaking article, Simon, Newell and Shaw state clear-<br />
ly what is at stake in the research: the program’s ability to play chess provides a measure<br />
of “recent progress in understanding and mechanizing man’s intellectual attainments.” 38<br />
The argument supporting the claim is quite simple: “Chess is the intellectual game par ex-<br />
cellence,” they say, and<br />
Without a chance device to obscure the contest, it pits two intellects<br />
against each other in a situation so complex that neither can hope to understand<br />
it completely, but sufficiently amenable to analysis that each can hope<br />
to outthink his opponent. [...] If one could devise a successful chess machine,<br />
one would seem to have penetrated the core of human intellectual endeavor.<br />
(39, my emphasis) 39<br />
First of all, the scope of the project has substantially changed, veering off from applied<br />
mathematics to, should we say, philosophy: the researchers’ aim is no longer, or not only,<br />
to discover useful techniques to analyze complex situations, but rather to penetrate the “hu-<br />
man intellectual core.” This is possible because the emphasis has shifted from the general<br />
inquiry into rationality that was specific to the original game-theoretic project to a more<br />
specific, and yet more ambitious, search for the subjective roots of that rationality. In other<br />
words, Simon and Newell will strive to obtain a description of the rational agent as it works,<br />
that is, a description of the process that brings rationality about.<br />
In this opening act, therefore, we see that the “core” of thinking, or the core of intel-<br />
lectual behavior, is constituted by problem solving, and problem solving is well exempli-<br />
38. Allen Newell, J.C Shaw and Herbert Simon, “Chess-Playing Programs…,” 39.<br />
39. Note, also, that this approach marks quite a distance from the current standard interpretation of intelligence<br />
as whatever behavior can fool a human being into thinking that s/he/it is human, e.g. the socalled<br />
Turing test. In its early phase, AI was explicitly much more ambitious, since it was not just the<br />
outcome of the intelligent process counted, but also, and especially, the process itself.<br />
209
210<br />
C HESS, GAMES, AND FLIES<br />
fied by taming the complexity of a chess game. A theory of thinking must therefore provide<br />
not only a explanation of how the goal, the solution, can be reached, but also a replication<br />
of the performance. Since the solving process is what is at stake, the process itself will have<br />
to be replicated, not just the underlying principle. The computer assumes then a central role,<br />
because it is only by simulating on a computer the “blind” search of a solution abstractly<br />
possible in the game-tree that we can expect a true confirmation of a theory 40<br />
The second point to emphasize concerns the basic problem that such a theory must<br />
solve: combinatorial explosion, or complexity, whose measure is given by the sheer, direct-<br />
ly unmanageable size of the game-tree. Newell, Simon, and Shaw’s answer to the problem<br />
proceeds along two lines: first of all, we have better consider only a subset of all possible<br />
chess positions, and more precisely only those which have a meaning for a normal chess<br />
game. This is where “heuristics” and “satisficing” come into play. No exact, optimal rule<br />
for identifying this subset exists, of course, but one can rely on the knowledge gathered by<br />
past chess grandmasters and accumulated in a small number of rules of thumb, or general<br />
strategic guidelines. In particular, the authors compile a number of overall “goals” that a<br />
chess player must achieve, loosely speaking, in order to win, like, for example, “keep the<br />
king safe,” “develop the pieces,” “do not block your own pawns,” etc. Only moves that con-<br />
tribute toward the satisfaction of the specified goals are considered, thus greatly reducing<br />
the size of the search. In terms of the diagram, these rules amount to a pruning of the tree<br />
along the horizontal axis. The second pruning strategy proceeds along the other axis: in-<br />
stead of considering the whole game—which is, on the average, 80 levels deep—we con-<br />
sider only the first four or five levels below the level at which the move is being played.<br />
The effectiveness of these strategies, and especially their adequacy as a model of chess<br />
competence in particular and thinking processes in general, can of course be seriously ques-<br />
tioned. Indeed, it has been questioned more than once. 41 But my point is different. Heuris-<br />
40. See, for example, Newell and Simon reservations, along these lines, against Turing hand-simulation of<br />
his chess-playing programming in Human Problem Solving…, 671 ff.<br />
41. See Hubert Dreyfus’s books and especially Mind over machines (New York: The Free Press, 1986)<br />
where an alternative model of human expertise is presented (and later attributed to the co-author of the<br />
book, Stuart Dreyfus).
C OMBINATORIAL EXPLOSIONS<br />
tics poses the final touch to the interaction between AI and chess that allows the closure of<br />
the feedback circle and triggers even more theoretical attention on the game. Heuristics is<br />
about chess (king’s safety, etc.), and it is about reducing chess’s intrinsic complexity.<br />
Chess, as a consequence, is studied more and more as a space to search on the basis of more<br />
and more sophisticated heuristic functions. This is what chess is for AI, and will ever be.<br />
But not only: a whole, concrete view of games emerges, games as the closed space that iso-<br />
lates it from anything outside and makes potentially meaningful whatever lies inside. On<br />
the rebound, AI is precisely what comes out of this article, as I have already suggested<br />
above: heuristic search in a search-space game-theoretically defined. “Thinking” must be<br />
explained in terms of satisficing a set of rigid constraints by searching heuristically the<br />
space that those constraints (e.g. rules) define. And the best way to provide and test a de-<br />
tailed theory of thinking is by writing a computer program that will effectively search such<br />
a space.<br />
211
212<br />
C HESS, GAMES, AND FLIES
CHAPTER V<br />
STRUCTURES<br />
(AND SPACES)<br />
in which Lévi-Strauss’s structural explanations of kinship and myths<br />
are explained, and then compared to chess and search-spaces.
212<br />
S TRUCTURES (AND SPACES)<br />
1. Games and Structures<br />
A whole mythology is deposited in our language<br />
Ludwig Wittgenstein<br />
The relationship between Lévi-Strauss’s Structuralism and games is almost symmetric<br />
to Artificial Intelligence’s. AI was interested in games since its very start, but it claimed that<br />
such an interest was merely instrumental, and it deployed the Drosophila analogy to fend<br />
off any charge to the contrary. Lévi-Strauss, on the contrary (and especially in the period<br />
under consideration here) claimed repeatedly that his structures were directly modeled on<br />
games. However, he never cared to deepen the claim by either analyzing games or by show-<br />
ing the concrete relationships that may hold between his structures and games.<br />
For example, in an early study on kinship, after having provided some detailed struc-<br />
tural analysis of various kinship systems and explained how they regulate everyday life, he<br />
comments: “The whole field of kinship becomes a chessboard on which a very complicated<br />
game is played.” 1 A few years later, in “La structure et la forme,” Lévi-Strauss comments<br />
on the different parts of a story, as analyzed by Propp, in the following terms:<br />
Propp designates such a whole by a term which the English translator renders<br />
as “move” and which we prefer to call “partie” in French, which means<br />
both the principal division of a tale and a card or chess game. We are indeed<br />
dealing with both things at once, since, as we have seen, the tales containing<br />
several parties are characterized by the non-immediate recurrence of the<br />
1. Claude Lévi-Strauss, Le regard eloigné (Paris: Plon, 1983) 85; Engl. tr. The View from Afar (New York:<br />
Basic Books, 1985) 56. The specific essay dates back to 1955.
G AMES AND STRUCTURES<br />
same functions, as in successive card games one periodically shuffles, cuts<br />
deals, plays, and takes the tricks. In other words, one repeats the same rules<br />
in spite of different deals. 2<br />
Lévi-Strauss goes as far as to quote von Neumann and Morgenstern’s work, and he of-<br />
ten presents the theory of games as the ideal language for a possible future science of com-<br />
munication that will unify sociology, economics and linguistics, e.g. the three disciplines<br />
that deal with the issue of the exchange (respectively, of women, goods, and messages)<br />
among human beings. He seldom ventures, though, into a discussion of the basic concepts<br />
of game-theories, limiting himself to present it as a tool that will prove indispensable. One<br />
of the few specific remarks concerns the different goals of parlor games and kinship sys-<br />
tems:<br />
The former are constructed in such a way as to permit each player to extract<br />
from statistical regularities maximal differential values, while marriage<br />
rules, acting in the opposite direction, aim at establishing statistical<br />
regularities in spite of the differential values existing between individuals<br />
and generations. In this sense they constitute a special kind of “upturned<br />
game.” 3<br />
As he immediately adds, however, such a difference does not mean that “societal” games<br />
cannot be treated with the same (game-theoretical) methods. Yet, we are not given further<br />
details on this point, and we have seen above that a precise characterization of the basic<br />
concept of game, strategy, move, etc., is crucial for a proper understanding of game theory.<br />
Edouard Delruelle is the author of one of the few studies on Lévi-Strauss’s work to pay at-<br />
<strong>2.</strong> Claude Lévi-Strauss, Anthropologie Structurale Deux (Paris: Plon, 1973) 149. Engl. tr. Structural Anthropology,<br />
volume 2 (Chicago: University of Chicago Press, 1976) 124, Lévi-Strauss’s emphasis. The<br />
essay was first published in 1960.<br />
3. Claude Lévi-Strauss, Anthropologie Structurale (Paris: Plon, 1958) 329; Engl. Tr. Structural Anthropology,<br />
(New York: Basic Books, 1963) 298. Lévi-Strauss actual formulation is a bit different, and in<br />
fact more strongly put, than the English translation: ”On pourrait dire que les secondes constituent des<br />
«jeux à l’envers,» ce que ne les empèche pas d’être justiciables des mêmes méthodes.” The same point<br />
about the specificity of “anthropological games” is repeated, in the context of the distinction between<br />
“games” and rites,” in the first chapter of La Pensée Sauvage. See also the “ouverture” of Histoire de<br />
Lynx, which opens the book on a chessboard theme, and the discussion of such a narrative move provided<br />
in the preface: Claude Lévi-Strauss, La pensée savage …Engl. tr. 30-33; Histoire de Lynx (Paris:<br />
Plon, 1991), 20-22 and 9-13; Engl tr. The Story of Lynx (Chicago: Chicago University Press, 1995).<br />
213
214<br />
S TRUCTURES (AND SPACES)<br />
tention to the philosophical concept of game (rather, jeu). However, Delruelle does not tar-<br />
get the concept of jeu itself as used by Lévi-Strauss and he deals even less with the formal<br />
constructs of game-theory, besides some passing remarks. Instead, he starts from a very<br />
rough characterization of the concept, and sets forth to defend it against the French critiques<br />
of Lévi-Strauss coming from philosophical quarters (Claude Lefort, Paul Ricoeur, Gilles<br />
Deleuze, and Jacques Derrida). The formal rapprochement between the mathematical con-<br />
cept of game and Lévi-Straussian structures that I will suggest in this chapter and in the<br />
next, however, is far from being uncontroversial. On the contrary, many a commentator ex-<br />
ploit Lévi-Strauss’s lack of precise analysis of the concept of game to claim a very loose<br />
and only “metaphorical” (in an almost derogatory sense) connection between any rigorous<br />
mathematical idea and the basic concepts of structuralism. Any solution to the issue, there-<br />
fore, will have to proceed through a patient work of analysis of the sources. 4<br />
We can start by remarking that Lévi-Strauss seems to add a particular slant to the con-<br />
cept of rule, because whenever he mentions it in a more or less rigorous game-theoretic<br />
context he tends to oppose the rules of the game to the subject that will follow them. For<br />
example, in the same essay from which we quoted above, he notes that game theory would<br />
help make clear that anthropology consists<br />
exclusively of the study of rules and [has] little concern with the nature<br />
of the partners (either individual or groups) whose play is being patterned<br />
after these rules. [...] What is important is to find out when a given a player<br />
can make a choice and when he cannot. (ib.)<br />
In other words, Lévi-Strauss seems to stress the interpretation of a rule as a constraint rad-<br />
4. Edouard Delruelle, Claude Lévi-Strauss et la philosophie (Bruxelles: de Boeck, 1989). For a very general,<br />
and sometimes generic, introduction to Lévi-Strauss’s use of mathematics see the recent article<br />
by Mauro W. Barbosa de Almeida,” Symmetry and Entropy. Mathematical Metaphors in the Work of<br />
Lévi-Strauss,” Current Anthropology, 31, 4 (1990) 367-377 and the trenchant reply by Terence Turner,<br />
“On Structure and Entropy: Theoretical Pastiche and the Contradictions of «Structuralism»,” Current<br />
Anthropology, 31, 5, (1990) 563-568. Turner charges Lévi-Strauss with an incoherent application of<br />
mathematical concepts necessitated by a reductive interpretation of structure that divorces it “from the<br />
individual social and cultural forms that are its putative bearers” (566). He proposes alternative renditions<br />
in “Narrative Structures and Mythopoesis: A critique and reformulation of structuralist approaches<br />
to myth and poetics,” Arethusa, 10 (1977), 103-163, and “Le denicheur d’oiseaux en contexte,”<br />
Anthropologie et Sociétés, 4, (1980), 85-115; the latter essay is a direct critique of Lévi-Strauss’s analysis<br />
of the Bororo myth that opens The Raw and the Cooked.
G AMES AND STRUCTURES<br />
ically limiting the freedom of choice of the individual(s) rather than its constitutive aspect<br />
that makes possible the operation of a rational agent. It almost seems as if the rules of the<br />
games belonged to a diverse, superior order of rationality than the strategy that the players<br />
will follow. However, this claim must be understood in the historical context: in 1952, when<br />
the essay was written, French philosophy was completely dominated by the Sartrean, exis-<br />
tentialist brand of humanism, with its accent on the unlimited freedom of the individual fac-<br />
ing death as the only possibility to live an authentic life. Not only it is not difficult to read<br />
Lévi-Strauss’s emphasis on the rule vs. the individual (the “subject”) as a well-aimed dig at<br />
existentialist philosophy, but it is exactly how it was being read. Lévi-Strauss’s interpreta-<br />
tion tries instead to undermine the very opposition between the rules of a game and the free-<br />
dom of the player (an opposition that, as we have seen, make little sense within a game-<br />
theoretic framework) by doing away with the notion of freedom altogether. He will then be<br />
able to recover the active character of a rule by transposing it to a different logical (and on-<br />
tological) level, a level where there are no subjects left to embody a presumptive freedom.<br />
But I am anticipating part of a discussion that can only be conducted in precise terms after<br />
a deeper analysis of the concept of game that is supposed to bear it. We have already seen<br />
some concept of game at work, and this particular interpretation may or may not prove con-<br />
sistent with them, and in particular with the idea of game as thematized by game-theory. To<br />
get an answer, we will have to see how Lévi-Strauss’s explanations of social facts fare with<br />
respect to the concepts we have seen above.<br />
The theoretical work necessary to confirm Lévi-Strauss’s claim, therefore, will follow<br />
a direction that is exactly the opposite to that followed with Artificial Intelligence. In AI’s<br />
case, I wanted to show the “essentiality” of its relationship with games and could take for<br />
granted as relevant, to a certain extent, its analysis of the concept. In Lévi-Strauss’s case,<br />
instead, the goal is to show that his very general claims on the relevance of games to struc-<br />
turalism are in fact true, despite the lack of specific work on games. My strategy, then, will<br />
be to explore the essential features of the crucial concept of structure and to compare it to<br />
Artificial Intelligence’s “search-spaces” to show their similarities and differences. I will<br />
215
216<br />
S TRUCTURES (AND SPACES)<br />
consider Lévi-Strauss’s claim verified if Artificial Intelligence’s analysis of games in terms<br />
of search-spaces will be proved equivalent to Lévi-Strauss’s structures.<br />
<strong>2.</strong> From language to myth<br />
Every structuralist, as well as any secondary source on the subject, presents his own<br />
genealogy of the structural method, usually starting from de Saussure, and quickly diverg-<br />
ing thereafter. Lévi-Strauss presents his own reconstruction starting from the so-called Pra-<br />
gue School of structural linguistics, whose main representatives were Roman Jakobson—<br />
whom he met in New York in the 1940s and introduced him to the discipline—and Nikolai<br />
Troubetzkoy. In phonology, Troubetzkoy rejected the naturalistic approach of the XIX cen-<br />
tury which took sounds as the privileged object of study, and concentrates his attention on<br />
the highly theoretical notion of phoneme. Phonemes are complex, abstract (i.e. “unobserv-<br />
able”) entities whose number is much smaller than the number of possible sounds and<br />
which constitute a relational system, since what counts is not the sound(s) to which a pho-<br />
neme corresponds in the actual utterance but rather the other phoneme(s) to which it is op-<br />
posed. 5 Here is a summarized definition, formerly offered by Troubetzkoy, and reported,<br />
with whole-hearted support, by Lévi-Strauss in 1947. 6<br />
The method can be summed up by four principles, which I paraphrase as follows:<br />
1.The method does not treat terms as independent entities—it considers instead relations<br />
between terms<br />
<strong>2.</strong>It introduces the concept of system [closed system, actually] and<br />
3.It aims at discovering general laws [connecting relations together]<br />
4.Finally, it shifts from the study of the conscious linguistic phenomena to their unconscious<br />
infrastructure<br />
In short, a structure is a closed system of relations connected by necessary laws underlying<br />
5. In fact, it is a known fact from phonetics that although utterable sounds constitute a continuum, what<br />
is often called the “vowel trapeze,” the linguistic sounds, e.g. the different vowels perceived as different<br />
by a speaker/hearer of determinate language, are in fact very few. Certain sounds can therefore be<br />
empirically possible and linguistically non-existent depending on whether they are distinctive or nondistinctive.<br />
Troubetzkoy provided several examples, which Lévi-Strauss quotes, in his classic work,<br />
Principes de Phonologie (Paris: Klinsieck, 1949) 34-44.<br />
6. Claude Lévi-Strauss, Anthropologie Structurale…,; Engl. tr. 63. (The essay was written in 1947).
conscious phenomena.<br />
F ROM LANGUAGE TO MYTH<br />
This definition gives us just a preliminary characterization, but one nonetheless useful<br />
in order to see structures at work. Let us proceed to a further, but still preliminary refine-<br />
ment of the method with a canonical example drawn from linguistics before approaching<br />
the analysis of anthropological endeavors like the study of kinship systems or the study of<br />
mythology.<br />
Lévi-Strauss, declaring in a bold move that anthropology deals with a different kind of<br />
reality, but is a science of the same type of linguistics, applies the same definition and meth-<br />
od to his discipline. In his first important work, The Elementary Structures Of Kinship, he<br />
describes the general problem facing anthropology as essentially similar to the problem<br />
facing the linguist when confronted with the strange phenomenon of different sounds hav-<br />
ing different roles in different languages and yet seemingly following some hidden rule.<br />
Since the problem was solved in phonology through the introduction of an abstract entity,<br />
the phoneme, an analogous solution must be found in anthropology. In the study of kinship,<br />
says Lévi-Strauss, we observe that the number of psychological “attitudes” (like “affection-<br />
ate,” “warm,” “hostile,” etc.) that individuals may have toward each other is almost unlim-<br />
ited, yet we find that societies actually use only a very small number of them within their<br />
kinship systems. Moreover, not only the attitudes are often very different, sometimes soci-<br />
eties adopting kinship systems with very similar terms (e.g. “wife, “husband,” uncle,” etc.)<br />
have diametrically opposed attitudes regulating the behavior between the elements of the<br />
system. Any explanation of this difference based on the biological features of the terms,<br />
therefore, is bound to fail, since they require that<br />
each detail of terminology and each special marriage rule is associated<br />
with a specific custom as either its consequence or its survival. We thus meet<br />
with a chaos of discontinuity. No one asks how kinship systems, regarded<br />
as synchronic wholes, could be arbitrary products of a convergence of several<br />
heterogeneous institutions (most of which are hypothetical), yet nevertheless<br />
function with some sort of regularity and effectiveness. 7<br />
7. Claude Lévi-Strauss, Anthropologie Structurale…, 42; Engl. tr. 35.<br />
217
218<br />
S TRUCTURES (AND SPACES)<br />
The problem can only be solved by abandoning a search based on a direct relationship be-<br />
tween the empirical, historical data and the various kinship terms and postulating, instead,<br />
an underlying system of relations governing the use (e.g. the meaningfulness) of such<br />
terms.<br />
His analysis of the kinship systems finds a formal, abstract structure constituted by<br />
four terms: brother, sister, father and son. The different relations existing between pairs of<br />
terms of the system (Lévi-Strauss calls them “attitudes,” like “warm and familiar” or “rigid<br />
and antagonist”) are mutually constraining so that he can formulate a general law of the fol-<br />
lowing form: “The relation between maternal uncle and nephew is to the relation between<br />
brother and sister as the relation between father and son is to that between husband and<br />
wife. Thus if we know one pair of relations it is always possible to infer the other.” 8 In other<br />
words, the dazzling multitude of kinship systems can be explained as the result of the com-<br />
bination of a relatively small number of basic attitudes between pairs of terms of the sys-<br />
tem. It is the relations among the terms, and not the terms themselves (consistently with the<br />
dictates of Troubetzkoy’s structural linguistics mentioned above) that provide an explana-<br />
tion of the surface, empirically given phenomena.<br />
On the basis of this analysis, Lévi-Strauss can extrapolate a general explanation for the<br />
kinship systems: “The primitive and irreducible character of the basic unit of kinship is ac-<br />
tually a direct result of the incest taboo. This is really saying that in human society a man<br />
must obtain a woman from another man who gives him a daughter or a sister.” 9 It is impor-<br />
tant to underline the dynamic character of this explanation: since the exchange of women<br />
from one group to the other will be reciprocated in the next generation, it follows that kin-<br />
ship systems, in Lévi-Strauss’ view, operates as an active set of rules that dictate the tem-<br />
poral development of the society at issue. In other words: a kinship system is not<br />
constituted by a set of constraints that limit an originary freedom to choose one’s partner,<br />
a freedom owned by a subject who ultimately will exercise it anyway, although within the<br />
socially imposed laws. Rather, the opposite is true: the marriage rules, if seen as rules reg-<br />
8. Claude Lévi-Strauss, Anthropologie Structurale…, 52; Engl. tr. 4<strong>2.</strong><br />
9. Claude Lévi-Strauss, Anthropologie Structurale…, 56; Engl. tr. 46.
F ROM LANGUAGE TO MYTH<br />
ulating an exchange and not as constraints limiting an initial freedom, play a most active<br />
role in the social process, because they allow the formation of a social bond by moving<br />
around, at each generation, the individual actors from one sub-group to another one. The<br />
marriage rules are both creative—they create the social ties between groups—and dynam-<br />
ic—they allow the social group to perpetuate in time from one generation to the next. In<br />
Lévi-Strauss’ own words<br />
kinship is not a static phenomenon; it exists only in self-perpetuation.<br />
Here we are not thinking of the desire to perpetuate the race, but rather of<br />
the fact that in most kinship systems the initial disequilibrium produced in<br />
one generation between the group that gives the woman and the group that<br />
receives her can be stabilized only by counterprestations in following gen-<br />
erations. 10<br />
This dynamic aspect is extremely important, and especially for our purposes, because it<br />
makes clear that for Lévi-Strauss the “game of marriage” is really a game—and not only in<br />
the loose metaphorical sense of being a structure endowed with “formal” rules. Rather, it<br />
is a game in the more technical sense explored above: it is a dynamic process that possesses<br />
the resources to propel itself forward, to “self-perpetuate” itself from one generation to the<br />
next. The steps taken by one generation when deciding which wife to choose, therefore, are<br />
analogous to the chess-player move, although, instead of Black and White playing their<br />
game, we may have more players involved, each one of them corresponding to one of the<br />
sub-group of the given society. Lévi-Strauss’s identification of the game of marriage with<br />
a chess game is justified, in the first instance, at least, by his truly game-theoretic interpre-<br />
tation of the concept of rule (of marriage) as the active and creative component that turns a<br />
collection of actors into a structured dynamic interaction of players exploiting the strategies<br />
that the rules make possible. 11<br />
10. Claude Lévi-Strauss, Anthropologie Structurale…, 57; Engl. tr. 47.<br />
11. Further evidence in favor of a game-theoretic interpretation of rules in Lévi-Strauss is provided by another<br />
contemporary essay, “Race et Histoire,” published in 1952, where the analysis is broadened to<br />
consider the interactions among different cultures as a complex game in which the players may employ<br />
contrasting strategies in order to maximize their (and, ultimately, humanity’s, this being a non-zero<br />
sum game) advantage. See Anthropologie Structurale Deux…, 412-422; Engl tr. 354-36<strong>2.</strong><br />
219
220<br />
S TRUCTURES (AND SPACES)<br />
Two more points need to be stressed in this first, preliminary account of structures, the<br />
first concerning the formal and symbolic character of the described systems, and the second<br />
pertaining to their ontological status. The structures Lévi-Strauss tries to uncover are for-<br />
mally describable, at least in principle. That is, they can be expressed, in the usual fashion,<br />
as axiomatized formal theories, using some kind of mathematical logic. Second, the anal-<br />
ysis of kinship or of mythological thought deals with systems that are supposed to be ab-<br />
stract structures mediating our relationship with the world. In other words, they are<br />
unconscious, in the strict technical sense of enjoying a logical and epistemological prece-<br />
dence on conscious, observable behavior. The basic act of differentiation, of taxonomic<br />
classification, is what Lévi-Strauss sees at work in the “Savage mind,” and it is precisely<br />
what constitutes culture as such: a system of abstract (i.e. non-perceptually founded) clas-<br />
sifications that mediates every exchange between man and nature and/or man and man and<br />
actually constitutes a system of conceptual understanding. Man’s relation to the world is<br />
never naive and immediate, but always mediated by the taxonomic system. In the words of<br />
Lévi-Strauss: “Savage thought does not distinguish the moment of observation and that of<br />
interpretation any more than, on observing them, one first registers an interlocutor’s signs<br />
and then tries to understand them: when he speaks, the signs expressed carry with them<br />
their meanings.” 12<br />
The structural method, therefore, needs to find a closed structure regulated by a formal<br />
law ruling the unconscious relations in order to explain the observable (“conscious”) phe-<br />
nomena. Let us see how this requirement translates into a theory when applied to the study<br />
of myths.<br />
For starters, it must remarked that the decision to apply the structural method to my-<br />
thology is dictated by strong epistemological reasons: what we, twentieth century observ-<br />
1<strong>2.</strong> Claude Lévi-Strauss, La pensée sauvage …;Engl. tr. 223. Although to be commended for the effort, the<br />
English title cannot but conveys the impression that the work is a revived XVII century overambitious<br />
travel-book on the “alien” minds of the primitive. Notice, instead, that pensée, in French, is actually<br />
both “thinking” and “thought” and, furthermore, that pensée sauvage can be read both in the subjective<br />
and objective genitive, being both the pensée of the savages and the savage in/of the pensée The book<br />
wants to show, in fact, that the two are essentially the same and that they are not so savage. “Thinking<br />
in the wild,” may be a closer, although perhaps less elegant rendition.
F ROM LANGUAGE TO MYTH<br />
ers, see as fascinating stories that people without writing tell each other, are actually what<br />
those same people consider, most often, as dearest to their existence since they constitute<br />
the core of their religious systems. The attempt to find a formally determinable structure<br />
underlying mythological production, therefore, aims at discovering the basic structure of<br />
those human societies. And, by induction and/or extrapolation, some basic elements of hu-<br />
man culture in general.<br />
In 1955, Claude Lévi-Strauss published the first in a long series of studies dedicated to<br />
the study of religious beliefs—”The Structural Study Of Myth”—that exemplifies the basic<br />
elements of his structural approach. This essay was published almost ten year before the<br />
appearance of the first volume of Mythologiques, Lévi-Strauss massive four-volume work<br />
devoted to the interpretation of myths. However, as it has been recognized by many an in-<br />
terpreter, it can be taken to represent the theoretical and methodological foundation upon<br />
which Lévi-Strauss was to build his understanding of mythology in the following twenty<br />
years of his career. Lévi-Strauss himself may be said to recognize, implicitly, the corner-<br />
stone position of “The Structural Study of Myth,” since he will refer continuously to it in<br />
all the conceptual discussions contained in his later books. Indeed, even if Lévi-Strauss has<br />
never been shy of self-quotation, a frequency analysis would probably show that no other<br />
text of his is quoted more often. I will closely follow his exposition in order to underline<br />
the basic features of the structure that, he claims, underlies every myth. 13<br />
Lévi-Strauss starts from an antinomy commonly felt in the field at the time of his writ-<br />
ing: the content of myths is both too arbitrary to support any unified explanation—myths<br />
do not possess a common structure constraining their narration—and too repetitive, since<br />
the mythographer encounters the same themes and characters all over again, although in<br />
ever new forms and stories. This basic antinomy is the principal cause of the constant os-<br />
13. Marcel Hénaff is one of the few commentators who disagree with this thesis; he contrasts a linguistic<br />
(and game-based) phase of Structuralism that he sees developed around the thesis contained in the<br />
mentioned essay to a music-based phase that will prevail after 1964, e.g. with Mythologiques. However,<br />
I think he mistakes for a theoretical shift what is in fact to be considered an intrinsic development<br />
allowing Lévi-Strauss to address some crucial philosophical issues left unattended to in the earlier essay,<br />
as I will argue in the next chapter, sections 6 and 7. See Marcel Hénaff, Claude Lévi-Strauss (Paris:<br />
Belfond, 1991) 172-192<br />
221
222<br />
S TRUCTURES (AND SPACES)<br />
cillation in the interpreters: either the myth is reduced to the expression of some universal<br />
conflict of humanity (without any convincing proof, however, since the different myths<br />
present wildly different versions) or it is reduced to the illustration of some specific belief<br />
hold by the society at issue (without even attempting to explain the astonishing cross-cul-<br />
tural similarities). The basic problem of the study of myth, as Lévi-Strauss interprets it, is<br />
yet again very similar to the problem facing phonology:<br />
On the one hand, it would seem that in the course of the myth anything is<br />
likely to happen. There is no logic, no continuity. […] With myth, everything<br />
becomes possible. But on the other hand, this apparent arbitrariness is<br />
belied by the astounding similarity between myths collected in widely different<br />
regions. Therefore the problem: if the content of a myth is contingent<br />
[on the conditions of the local society who invented it], how are we going to<br />
explain the fact that myths throughout the world are so similar? 14<br />
Lévi-Strauss’s solution is simple: both aspects of the myth, the seemingly arbitrary specific<br />
character and the abstract and repetitive general features, must be retained in the unified<br />
explanation. He adds an important qualification, however, inspired by the analogous treat-<br />
ment of language in structural linguistics: although the specific elements of the myths must<br />
be preserved, what counts as universal are not the elements themselves but rather their re-<br />
ciprocal relations. As he says, “if there is a meaning to be found in mythology, it cannot<br />
reside in the isolated elements which enter into the composition of a myth, but only in the<br />
way those elements are combined.”(210) These elementary pieces, called gross constitu-<br />
ents elements, are nothing else that the single sentences composing the myth under scrutiny,<br />
whose sequential composition gives rise to the story.<br />
Lévi-Strauss recalls at this point the Saussurian distinction between langue and parole,<br />
the first being the structural side of language that belongs to a reversible time and the sec-<br />
ond the temporal, irreversible side. The important difference between language and myth,<br />
when considered as systems, is that in a myth both aspects—the atemporal, structural side<br />
and the temporal, situated narration—are simultaneously present. A given myth is always<br />
and simultaneously a story which retells specific events and a universal pattern that re-pre-<br />
14. Claude Lévi-Strauss, “The Structural Study Of Myth,” Anthropologie Structurale…,229;Engl. tr. 208.
F ROM LANGUAGE TO MYTH<br />
sents itself. Lévi-Strauss’s irreverent example is the treatment of the Revolution in the dis-<br />
course of the contemporary French Politician: it is both “a sequence belonging to the past<br />
[...] and a timeless pattern which can be detected in contemporary French society and which<br />
provides a clue for its interpretation, a lead from which to infer future developments” (209).<br />
Myth’s strange temporality provides the ground for Lévi-Strauss’s basic hypothesis<br />
about the mythological structure: “The true constituent units of a myths are not the isolated<br />
relations, but bundles of such relations, and it is only as bundles that such relations can be<br />
put to use and combined so as to produce a meaning” (211). A first analogy is provided by<br />
an orchestra score, a piece of writing which can actually be read along two different axis:<br />
the score can be read and is actually executed diachronically from left to right in order to<br />
obtain the melody. But the score can also be “read” from top to bottom, synchronically, to<br />
get at the underlying harmony of the piece. In other words, “all the notes written vertically<br />
make up one gross constituent unit, that is one bundle of relations” (212). The musical no-<br />
tation facilitates immensely the double order of reading: part of what Lévi-Strauss wants to<br />
get at is a system of notation capable of rendering the “double” structure of a myth, e.g. a<br />
narration normally considered only temporal and unilinear. We have reached a crucial point<br />
in the illustration of the structural method:<br />
the myth will be treated as an orchestra score would if it were unwittingly<br />
considered as a unilinear series; our task is to reestablish the correct arrangement.<br />
Say, for instance, we are confronted with a sequence of the type:<br />
1,2,4,7,8,2,3,4,6,8,1,4,5,7,8,1,2, 5,7,3,4,5, 6,8. the assignment being to put<br />
all the 1’s together, all the 2’s, the 3’s, etc.; the result is a chart:<br />
1 2 4 7 8<br />
2 3 4 6 8<br />
1 4 5 7 8<br />
1 2 5 7<br />
3 4 5 6 8<br />
We shall attempt to perform the same kind of operation on the Oedipus<br />
myth. (213)<br />
We should not be misled by the trivial simplicity of the numerical example, which presents<br />
223
224<br />
S TRUCTURES (AND SPACES)<br />
as given what actually has to be found in the myth: the correct indexing of the various ele-<br />
ments. The task of the anthropologists, in fact, is far from trivial: they have to retrieve, be-<br />
low the surface of the mythical narration, the deeper correspondences that bind together the<br />
character and actions of the narrated story and represent its ultimate meaning. The applica-<br />
tion to the Oedipus myth produces the following structure (which must be read from left to<br />
right, to reproduce the narrative order, and from top to bottom to appreciate the four basic<br />
“chords”, i.e. the basic relations generating the myth):
Cadmos seeks his<br />
sister Europa, ravished<br />
by Zeus<br />
Oedipus marries his<br />
mother, Jocasta<br />
Antigones buries<br />
her brother,<br />
Polynices, despite<br />
prohibition<br />
F ROM LANGUAGE TO MYTH<br />
How are we to read such a bi-dimensional chart? If we follow the natural order, we find a<br />
skeletal version of the well-known myth, or, to be more precise, a rendition of a very old<br />
(Homeric) version. This is of course the order in which the myth is told, or sung, in the com-<br />
munity. The division by column, instead, stresses the “chords” to which the narration comes<br />
continuously back, row after row. This redundancy is not to be imputed to some defective<br />
feature of mythology. On the contrary, it represents, according to Lévi-Strauss, one if its<br />
most basic characters: the oral narration repeats a basic structure in order to make it more<br />
evident and easier to grasp for listeners who do not enjoy the privilege of a written text to<br />
ponder over.<br />
Thus, the linear diachronic order is governed by an intrinsic necessity analogous to<br />
what we saw above in the case of games: as every board position in chess is generated by<br />
a “move”—by the alteration of the previous position according to a rule—so each succes-<br />
sive step in the myth’s plot is obtained by a development of the previous one according to<br />
a specific rule. More precisely, by a development which belongs to the unit expected to<br />
come next.<br />
The Spartoi kill one<br />
another<br />
Oedipus kills his father,<br />
Laios<br />
Eteocles (Oedipus’<br />
son), kills his brother,<br />
Polynices<br />
Cadmos kills the dragon<br />
Oedipus kills the Sphinx<br />
Labdacos (Laios’ father) = lame<br />
(?)<br />
Laios (Oedipus’ father) = leftsided<br />
(?)<br />
Oedipus = swollen foot (?)<br />
Lévi-Strauss goes even further than merely suggesting the existence of a rule govern-<br />
ing the temporal (diachronic) development of myths according to an atemporal (synchron-<br />
225
226<br />
S TRUCTURES (AND SPACES)<br />
ic) pattern. In the 1955 essay he proposes, in fact, a concrete formulation of the rule in<br />
question, e.g. of the law instantiated by every single myth. As he says:<br />
it seems that every myth (considered as the aggregate of all its variants)<br />
corresponds to a formula of the following type:<br />
F x(a) : F y(b) . F x(b) : F a-1(y)<br />
Lévi-Strauss’s explanation of the law of the myth, which he usually calls “la formule cano-<br />
nique,” or the “canonic formula,” is however quite cryptic in its original formulation, since<br />
all he adds is that:<br />
with two terms, a and b, being given as well as two functions, x and y, of<br />
these terms, it is assumed that a relation of equivalence exists between two<br />
situations defined respectively by an inversion of terms and relations, under<br />
two conditions: (1) that one term be replaced by its opposite (in the above<br />
formula, a and a-1; (2) that an inversion be made between the function value<br />
and the term value of two elements (above, y and a). 15<br />
Instead of trying to provide an explanation of the canonical formula on the basis of this<br />
short and dense text, I will start from a less formal discussion of the internal articulation of<br />
the structure of the myth and will come back to it at the end if this section. It is important<br />
to keep it in the background, however, because Lévi-Strauss’s formal definition of the “law<br />
of the myth” implies that when he speaks about “rules” we are not to take the term in the<br />
general sense usually adopted in the social sciences, namely as the expression of an empir-<br />
ically observed regularity that may nonetheless be violated in particular occasions. The for-<br />
mulation of a formal law of the myth, or the possibility thereof, implies that the “rule” at<br />
issue here is more akin to a rule of arithmetic, whose violation, far from being a manifes-<br />
tation of creativity would only bring to incorrect results. We have already seen that a similar<br />
interpretation of the concept of rule is at work in game-theory and in Artificial Intelligence<br />
and we will show that the same interpretation is at work in Structuralism.<br />
Let us begin, then, with a brief illustration of the four basic relations represented in the<br />
vertical columns. The general structure is organized, according to Lévi-Strauss, along a pair<br />
15. Claude Lévi-Strauss, Anthropologie Structurale…, 252-253; Engl tr. 228. Emphasis in the original.
F ROM LANGUAGE TO MYTH<br />
of oppositions. The first column denotes a general overrating of blood relations: the char-<br />
acters of the myth are relatives who keep or want to keep “too close” to each other against<br />
social prescriptions to the contrary (Oedipus and Jocasta, Antigones and Polynices) and<br />
therefore get into “social” troubles. The second column, conversely, represents an under-<br />
rating of blood relations: the mythological characters are close relatives who acts as if they<br />
were strangers (Oedipus and Laius) or even enemies (the Spartoi, Eteocles and Polynices)<br />
and get into “natural” troubles, as it were, because they forget or are unaware of their con-<br />
sanguinity and follow social laws alone. This opposition can be interpreted as a represen-<br />
tation of the conflict between two commonly perceived origins of mankind in the society<br />
in question: on the one hand, we have the hypothesis of an autochthonous origin (along the<br />
model of plants) which would bring to a devaluation of family bonds. On the other, we find<br />
the idea of the sexuate, biological origin of man which is emphasized in the first column.<br />
The conflict is reproduced, at a different level, in the second half of the structure. The third<br />
relation designates the killing of a monster, which is generally of chtonian origin, whereas<br />
the last one points to general difficulties with walking or with standing upright, a feature<br />
that myths commonly bestow on beings born from the earth.<br />
Thus, one could say that the myth tries to instantiate a conflict between the two per-<br />
ceived origins of mankind and on this regard, although the problem obviously cannot be<br />
solved, the Oedipus myth provides a kind of logical tool which renders the contradiction<br />
acceptable. It does so by showing that it is a common feature of human life; as Lévi-Strauss<br />
expresses it: “by a correlation of this type, the overrating of the blood relation is to the un-<br />
derrating of the blood relations as the attempt to escape autochthony is to the impossibility<br />
to succeed in it. Although experience contradicts theory, social life validates cosmology by<br />
its similarity of structure. Hence cosmology is true.” (216)<br />
This interpretation of Oedipus has been widely criticized by scholars of Greek thought<br />
and culture and Lévi-Strauss’ response has usually been to remind the readers that his use<br />
of Oedipus was just meant to illustrate the basic procedure of the structural method on a<br />
well-known myth rather than to suggest a real interpretation on a topic far off his area of<br />
expertise. By and large, he has not answered these critiques, preferring instead to defend<br />
227
228<br />
S TRUCTURES (AND SPACES)<br />
his applications of structural analysis to the American mythology. It should be noted, how-<br />
ever, that the critiques have either accepted the basic tenets of Structuralism and tried to<br />
correct Lévi-Strauss’s analysis by suggesting a different interpretation of the mythic mate-<br />
rial, or they have rejected the structural method in toto on the basis of general theoretical<br />
considerations (charges of reductivism and/or of rationalism, etc.) that do not affect the<br />
concrete articulation of the structure Lévi-Strauss proposes but aim instead at showing its<br />
untenable philosophical consequences. Since our goal, on the contrary, is not to discuss the<br />
validity of Lévi-Strauss’s interpretation of this particular myth, but precisely to reflect on<br />
the formal characteristics of the structure which makes it possible, we can largely dispense<br />
with a discussion of the controversy that this essay has stirred and turn instead our attention<br />
to a closer analysis of the structural apparatus. 16<br />
Consider the four columns identified by the analysis. Each of them may be considered<br />
as a variation, in a different narrative context, of the same element, as the same “move”<br />
played again and again: a new family member slain, a new monster killed, a new crippling<br />
arising, etc. Each column, in other words, “transforms” the same basic element, and the<br />
whole structure can be defined as “the group of transformations of a small number of ele-<br />
ments.” 17<br />
Let me add a bit of notation here, just to understand what Lévi-Strauss has in mind with<br />
this and other mathematical remarks. Suppose we denote with x the “killing of the father<br />
(by the son)”, then 1/x might denote the (reciprocal) transformation of x, e.g. the killing of<br />
the son (by the father)”, 1-x the killing of the brother (by the brother)”, etc. All these trans-<br />
formations of the same element make up the bundle of relations defined as “underrating of<br />
16. Examples of the first “integrative” category of critics are Michael P. Carroll, “Lévi-Strauss on the Oedipus<br />
Myth: A Reconsideration,” American Anthropologist, 80 (1978), 805-814, and Jean-Pierre Vernant,<br />
“The Lame Tyrant: From Oedipus to Periander;” “Ambiguity and Reversal: On the Enigmatic<br />
Structure of Oedipus Rex,” both republished in Tragedy and Myth in Ancient Greece, Jean-Pierre Vernant<br />
and Pierre Vidal-Nacquet, eds., (New York: Zone, 1988); an example of the second, “total” kind<br />
of critiques is furnished by Robert C. Marshall, “Moses, Oedipus, Structuralism, and History,” History<br />
of Religions, 28, 3 (1989), 245-266<br />
17. Claude Lévi-Strauss, Anthropologie Structurale Deux…, 164; Engl tr. 137. The notion of group is taken<br />
by Lévi-Strauss in its technical algebraic meaning: the closed structure formed by a set of elements<br />
and an operation completely defined on them and provided of a neuter element
F ROM LANGUAGE TO MYTH<br />
blood relations” and previously assigned to the second column. Once the procedure has<br />
been repeated for all the basic relations, the whole structure of the myth analyzed can be<br />
represented by a matrix of the following form:<br />
.....<br />
Lévi-Strauss comments the matrix by saying:<br />
If our conception is adopted, the order of chronological succession is reabsorbed<br />
into an atemporal matrix structure, the form of which is indeed<br />
constant. The shifting of functions is then no more than one of their modes<br />
of permutations (by vertical columns or fractions of columns. 18<br />
The matrix above represents only a partial view of the structure, though, as we might have<br />
guessed from the analogy with the chess-game: the matrix corresponds to a specific, par-<br />
ticular version of the myth, i.e. to a specific chess-game. In fact, the transition from one col-<br />
umn to the next represents a specific, single application of the basic rules (e.g. the laws of<br />
the myth), more or less like the transition from the initial chessboard position to the position<br />
produced by the application of the pawn-moving rule to the king pawn. The matrix as a<br />
whole, then, should not be mistaken for the analogous device used in game-theory to rep-<br />
resent the game, e.g. the space of all possible strategic interactions made possible by a set<br />
of rules. Rather, Lévi-Strauss’s matrix represents a partie, or a play, in strict game-theoretic<br />
terminology. In other words, it bears more resemblance to a single vertical path within the<br />
search-space than to the space itself.<br />
w -x 1/y 1-z<br />
-w 1/x 1-y z<br />
1/w 1-x y -z<br />
1-w x -y 1/z<br />
........ ......... ......... .........<br />
......<br />
Thus, we might ask: what would properly describe the entire space of all possible Oe-<br />
dipus/chess myths/games? A stack of matrices, of course: as Lévi-Strauss says, “we shall<br />
......<br />
......<br />
18. Claude Lévi-Strauss, Anthropologie Structurale Deux…, 165; Engl tr. 138.<br />
229
230<br />
S TRUCTURES (AND SPACES)<br />
then have several two-dimensional charts, each dealing with a variant, to be organized in a<br />
three-dimensional order, as shown in fig.16, so that three different readings becomes pos-<br />
sible: left to right, top to bottom, front to back (and viceversa)”(217). The diagram referred<br />
to as fig.16 by Lévi-Strauss is a representation of a stack of cards of the following form:<br />
Note that this representation works if and only if the relations binding the homologous<br />
cells belonging to the different matrixes of the stack are of the same order as those binding<br />
the cells within a single matrix. The stack is not just a juxtaposition of matrices, but really<br />
a higher order matrix with three dimensions. It comes natural to ask if one needs more di-<br />
mensions to do justice to the complexity of myth and to its many aspects. Lévi-Strauss rec-<br />
ognizes immediately that the simple stack cannot correspond to the complete structure he<br />
envisioned, since the analysis could and should be enlarged to encompass multiple frames<br />
of references. But “as soon as we try to enlarge the comparison, the number of dimensions<br />
required increases until it appears quite impossible to handle them intuitively.” The struc-<br />
ture becomes so complex that, according to Lévi-Strauss, “progress depends largely on the<br />
cooperation of mathematicians who would undertake to express in symbols multidimen-<br />
sional relations which cannot be handled otherwise” (219). The final result is that there is<br />
no single “true” version of the myth which all the others copy or distorts. Every version,<br />
from ancient Greece to Freud, belongs to the myth.<br />
1<br />
2<br />
3<br />
4<br />
...<br />
It might seem a strange assertion to put Freud’s version of Oedipus on a par with<br />
Sophocles’s, but according to Lévi-Strauss it is just a consequence of the hierarchical rela-<br />
tion between hidden structure and surface appearance that we have already seen at work in<br />
AI. A different version always belongs to the same myth, if the four basic relations are re-
F ROM LANGUAGE TO MYTH<br />
spected, and it must be so, for the structure to be such. Indeed, if a newly discovered version<br />
proved irreducible to the analysis, it would not show the insufficiency of the method but<br />
the necessity of a more sophisticated description of the underlying structure. Again, there<br />
is no true, original version of the myth, as well as there is no “authentic” and original game<br />
of chess. Rather, the opposite is true: anyone of the almost infinite series of narrations is a<br />
“true” version insofar as it represents a further example of the combinatorics generated by<br />
the application of the basic rules. 19<br />
The basic rule governing the transformation from one version of a myth to another is<br />
the “canonical formula” we mentioned, with no further discussion, at the beginning of this<br />
section. A particularly clear explanation and explicit application of the law to the mythic<br />
material of the Americas is given by Lévi-Strauss in, “The Jealous Potter,” a study of a se-<br />
ries of South and North American myths written almost 30 years after the publication of the<br />
essays on “The Structural Study of the Myth.” The cycle analyzed in the book begins with<br />
a myth belonging to the Jivaro, a South American population living on the eastern slopes<br />
of the Andes between Ecuador and Peru. It tells the story of a woman named Aôho (a word<br />
meaning Goatsucker, a nocturnal bird) who had two husbands, Sun and Moon; Sun was<br />
warm and powerful, while Moon was cold and weak, and Aôho preferred the former to the<br />
latter. Moon took offence and climbed up to the sky on a vine, blew on Sun and eclipsed it.<br />
Aôho tried to follow Moon into the sky bringing with her a basketful of clay, but Moon saw<br />
her coming and cut the vine. Aôho fell to the ground and was transformed into the bird that<br />
bears her name, the Goatsucker, while the clay scattered on the earth, where it can now be<br />
found. 20<br />
19. An even more “playful” interpretation of Oedipus is presented by Lévi-Strauss in the last chapter of<br />
La potière jalouse (Paris: Plon, 1985): Engl tr. The Jealous Potter (Chicago: University of Chicago<br />
Press, 1988) where the structure of Sophocles’s Oedipus Rex is shown homologous to Eugène Labiche’s<br />
farcical play’s The Italian Straw Hat. Lévi-Strauss concludes the analysis by saying: “The<br />
scheme, however, remains the same: it consists of a set of rules aimed at bringing coherence to elements<br />
that are at first presented incompatible or even contradictory.” (264/202). Lévi-Strauss commented<br />
the Oedipus myth in at least one other occasion: his inaugural address at the Collège de France<br />
(1960), now in Anthropologie structurale deux…, 32-35; Engl tr. 21-24.<br />
20. This is of course a summary of the summarized version of the first variant of the first myth retold as<br />
by Lévi-Strauss, but it will suffice to illustrate the application of the canonical formula. See Claude<br />
Lévi-Strauss, La potière jalouse…, 23-24; Engl. tr. 14-15.<br />
231
232<br />
S TRUCTURES (AND SPACES)<br />
The myth poses many questions to the interpreter: what is the relation between the art<br />
of pottery and jealousy? Why does a nocturnal, plaintive bird like the Goatsucker plays a<br />
central role in it? Or, more generally, what is the relation that binds together the clay of pot-<br />
tery, the Goatsucker and jealousy?<br />
Lévi-Strauss does not provide a direct answer to these questions but proceed, instead,<br />
to a reconstruction of the internal dynamic process presiding to the development of the<br />
myth and its relations with other myth from neighboring area in order to bring out its con-<br />
stitutive structure. He remarks that the myth confronts us with two characters and two<br />
“functions:”<br />
- the Woman (w) and the Goatsucker (g) are the two characters, e.g. the bearers of particular<br />
attitudes and “functions;”<br />
- Jealousy (j) and Pottery (p) are the two functions, e.g. two attitudes that can be applied<br />
to the characters to modify them.<br />
After having shown that, in South American mythology, the Goatsucker itself “functions”<br />
as a jealous bird or as a cause for jealousy, Lévi-Strauss establishes a relationship between<br />
the first two character of the following form:<br />
F j(g) : F p(w)<br />
e.g. the jealous goatsucker (i.e. the function “jealous” applied to the goatsucker) stands in<br />
relation to the woman potter (i.e. the function “potter” applied to the “woman”). It remains<br />
now to find out how to apply the remaining part of the formula, e.g. the second correlation.<br />
If we remind that the original formulation was<br />
F x(a) : F y(b) . F x(b) : F a-1(y)<br />
and transpose j for x, g for a, and p for y, we obtain a relation of the following form:<br />
F j(g) : F p(w) . F j(w) : F g-1(p)<br />
which we can comment, with Lévi-Strauss, as<br />
the “jealous” function of the Goatsucker is to the “potter” function of the<br />
woman as the “jealous” function of the woman is to the “reversed Goatsucker”<br />
function of the potter. What does this mean? (79/57)
F ROM LANGUAGE TO MYTH<br />
It means that, in order to complete the double relationship prescribed by the canonical<br />
formula, one needs to find a double congruence that relates, on the one hand, the woman<br />
and the bird with respect with jealousy and, on the other, a bird with pottery. Lévi-Strauss<br />
is indeed able to find a bird, the Ovenbird common in North America and in North Amer-<br />
ican myths, that fulfills this congruence. The Ovenbird is a “reversed” Goatsucker since it<br />
is a diurnal animal (vs. the nocturnal features of its opposite), it carefully builds a nest<br />
whereas the Goatsucker its the eggs on the ground, and it sings joyfully instead of emitting<br />
a sad, repetitive cry. The mythographer’s task, therefore, becomes to investigate the fea-<br />
tures of this bird as it appears in mythology, and to find out whether the Ovenbird myths<br />
can be interpreted as reversed Goatsucker myths. Or, in other words, whether the myths in<br />
which the Ovenbird appears can be considered as “variants” of the Jivaro myth from which<br />
the analysis started.<br />
The answer, as expected, is indeed positive and the analysis of North American my-<br />
thology brings forth a rich material confirming what Lévi-Strauss calls his “transcendental<br />
deduction,” i.e. the deduction of a missing link in the logical organization of the mythic ma-<br />
terial conducted solely according to theoretical considerations. Lévi-Strauss follows the<br />
transformations from one myth to another across the two continents, and is eventually able<br />
to reconstruct, after several applications of the canonical formula, a double series of oppo-<br />
sitions organized along the axis container/contained that is actualized in the myth as fol-<br />
lows:<br />
Potter’s clay undergoes extraction from the earth, then modeling, and then<br />
firing to become a container designed to receive a content: food. Food itself<br />
undergoes the same treatment, but in reverse: it is first placed in a clay container,<br />
then cooked, then processed in the body through the operation of digestion,<br />
and finally is ejected in the shape of excrement:<br />
clay → extraction → modeling → firing → container<br />
excrement ← ejection ← digestion ← cooking ← food 21<br />
21. Claude Lévi-Strauss, La potière jalouse…, 232; Engl tr. 175.<br />
233
234<br />
S TRUCTURES (AND SPACES)<br />
Thus, at the end of the journey across the myths concerning pottery, Lévi-Strauss does<br />
not disclose the “meaning” of the original myth. Rather, he shows that there can be no an-<br />
swer, no “meaning,” at the content level because the myth (as the ensemble of its variants)<br />
rather organizes a series of contents. This organization articulates, in turn, the passage be-<br />
tween nature and culture: “the lesson taught by these myths, say Lévi-Strauss, is that earth<br />
must no longer be what men eat but must instead be cooked, like food, in order to enable<br />
men to cook what they eat.” (234/176). The myths, in other words, articulate the distinction<br />
between humanity and nature and since this articulation is governed by a series of transfor-<br />
mations governed by the canonic formula, it follows that he canonic formula itself—inter-<br />
preted as the general law presiding the very possibility of a distinction between nature and<br />
culture and instantiated in mythical cycles—is what, ultimately, turns men into humans.<br />
The formula, it is important to stress it for our current purposes, allows the transition<br />
among myths through the transformation of the same theme across different codes and<br />
across different cultural areas. This concept of transformation, in turn, is embodied in its<br />
most salient form in the formula’s last element (F a-1(y)), where we witness what has been<br />
called a “double twist,” or a torsion surnumeraire, which switches a function to a term (y)<br />
and, at the same time, a term into its opposite (a-1). It is this double reversal that, by con-<br />
necting different codes and different myths, allows the cycle to proceed from one step to<br />
the next until, ideally, the closure of the set has been fully exploited with a return to the<br />
point of origin. 22 This closure, however, is not static: it is not given once and for all at the<br />
outset, It is, rather, dynamically reached by the myths that propel themselves forward, one<br />
step at a time and from one move to the next, through the peculiar structure of the formula<br />
that governs their development. In this sense, the canonical formula and its “double twist”<br />
can be seen to play a role quite analogous to the “atom of kinship” that, as we saw above,<br />
ties together different components of the social groups by regulating an exchange that re-<br />
2<strong>2.</strong> The numerous reformulations of Lévi-Strauss’s formula, like Mark Mosko’s, in “The Canonical Formula<br />
of Myth and Non-Myth,” American Ethnologist, 18, 1 (1991) 126-51, that try to replace the problematic<br />
last element with a simpler F x(a) : F y(b) . F x(b) : F y(b), and reducing it to a form of analogy miss,<br />
therefore, its most important aspect.An important discussion of the intrinsic complexity of the formula<br />
is contained in a special issue of L’Homme recently published: Emmanuel Désveaux and Jean Pouillon,<br />
eds., La formule canonique des mythes, L’Homme, 35, 135 (1995).
S EARCH- SPACES AND STRUCTURES<br />
peats itself at each successive generation. If the “great game of marriage” could proceed<br />
because of the intrinsic dynamics of the structure devised by Lévi-Strauss to explain the<br />
phenomenon of kinship as an exchange of women, the same is true, at a different level, for<br />
mythology: myths, when considered as the ensembles of their variants, are really like a<br />
game, because they appear as a self-propelling series of discontinuous moves tying togeth-<br />
er different themes, and taking place within a combinatorial universe defined by a basic<br />
rule, e.g. by the canonical formula.<br />
3. Search-spaces and structures<br />
Let us now attempt a closer comparison of Artificial Intelligence’s and Structuralism’s<br />
theoretical objects. To begin with, one might notice that there are at least two levels to be<br />
considered in a comparative analysis of AI’s search-spaces and Lévi-Straussian structures.<br />
First, I will deal with “internal” features of the objects of our interest, starting from the<br />
properties they seem to share like closure, discreteness, compositionality, and ending with<br />
what might be considered a point of divergence: the seeming overabundance of structural-<br />
ity in Lévi-Strauss's model. Then, in the next chapter, I will address what might be consid-<br />
ered “external” issues, questions concerning the “origin” of structures and their role in the<br />
larger philosophical discussion.<br />
Let us tackle closure first. There is no doubt that the multi-dimensional structure un-<br />
derlying a myth makes up a closed system. To be more precise, the possibly infinite struc-<br />
ture generated by the various transformations within a single bundle of relations and the<br />
permutations among them make up the closed system of the myth. Any permutation of the<br />
four basic relations we saw at work in Oedipus will produce a new version of the same<br />
myth, as well as any transformation of a specific element of the same relation into another.<br />
Although Lévi-Strauss does not dwell on closure, we may rest assured on this point at least<br />
from his explicit reminder of the analogous notion of system used in structural linguistics,<br />
where the property of closure is an integral part of the axioms of the discipline. The system<br />
generated by the structural law of the myth, as well as by the rules of chess, is closed and<br />
235
236<br />
S TRUCTURES (AND SPACES)<br />
it is so by assumption. Or rather, as Lévi-Strauss would put it, “structural anthropology not<br />
only proclaims that mythemes are always parts of a system: it shows concrete mythological<br />
systems and elucidates their structure.” 23<br />
Notice that the closure of the set under the prescribed operation does not imply that the<br />
group must be finite but only that the application of the basic operator will necessarily pro-<br />
duce another element of the set. Thus, the natural numbers form a group under addition,<br />
since every application of the + operator on two natural numbers produces another natural<br />
number and there are of course an infinite number of them available. However, since the<br />
group that Lévi-Strauss deals with is a group of permutations, it is reasonable to think that<br />
the set is finite. It could be infinite only if there were an infinite number of relations among<br />
the basic constituent elements of the set, something that does not seem plausible, at least<br />
from the explanatory point of view, since the purpose of the theory is precisely to make<br />
sense of a possibly infinite number of observable elements in terms of a manageable (and<br />
therefore, not just finite, but small) number of units.<br />
In the case of chess-like search-spaces the point is obvious: by definition, there is no<br />
chess-game which cannot be played by following the rules of chess, since the game is sim-<br />
ply the totality of the rules which describe it. 24 Games are perfect illustrations of closed sys-<br />
tems: they set up a system of conventions which defines what properly belongs to the<br />
universe of the game and what does not. Moreover, is the “conventionality” that matters,<br />
and not the content of the rules. Indeed, the content can be void because all-encompassing<br />
and the game would still be a game: the mere existence of a conventional rule as a rule de-<br />
fines it as such. Consider for example, the yes/no game that delights so many children when<br />
they reach a sufficient command of language: the child decides that she wants to play by<br />
assuming that all the other’s answer will have their meaning switched. What is peculiar of<br />
this game is that there is no way to exit it: each linguistic interaction, be it used playfully<br />
23. This is Jakobson’s formulation, actually, which Lévi-Strauss quotes as the dictum that anthropology<br />
must follow in Anthropologie Structurale…, 40; Engl. tr. 33.<br />
24. This is of course von Neumann's original definition, but it is reported almost verbatim in Anthropologie<br />
Structurale…, 329; Engl tr. 314-5. See also Edouard Delruelle, Claude Lévi-Strauss et la philosophie…,<br />
50-5<strong>2.</strong>
S EARCH- SPACES AND STRUCTURES<br />
or not (e.g. be it used with the intent to play or not), is still within the game, since the latter<br />
is, formally, a meta-linguistic game played with the rules of language. 25<br />
In short, games, especially if widely construed as in the previous example, provide<br />
such a nice illustration of closed systems that one is tempted to propose an identity between<br />
the two concepts.<br />
Second, discreteness. It might seem obvious, but the structures we have seen at work<br />
above are essentially discrete. Games, myths and the like, on the contrary, are generally not.<br />
At least on the surface, since it is difficult to see how any sport, child's game, complex nar-<br />
ration and so on could be adequately described as composed by a small set of elements and<br />
some operations completely defined on them (otherwise the system could not be closed).<br />
In fact, if the underlying structure is composed of discrete elements and laws of com-<br />
position defined on them, then it is possible to generate the surface phenomena via an al-<br />
gebraic, combinatorial procedure: each phenomenon embodying one of the possible<br />
combinations of the basic elements. If it is impossible to retrieve discrete elements a formal<br />
treatment is still possible, but at a price neither of our authors is much willing to pay: the<br />
introduction of measurable quantities which makes possible the use of classical analytic<br />
equations. Lévi-Strauss is explicit in his rejection of a quantitative mathematics which, he<br />
thinks, has generally fared quite poorly in the human sciences (economics, mathematical<br />
psychology, demography) because of the oversimplification necessary for the introduction<br />
of measurable quantities. On the contrary, he sees as crucial to the social sciences the intro-<br />
duction of the new, qualitative mathematics:<br />
there are many branches of mathematics — set theory, groups theory, topology,<br />
etc. — which are concerned with establishing exact relationships<br />
between classes of individuals distinguished from one another by discontinuous<br />
values and this very discontinuity is the essential characteristics of<br />
25. In Philosophical remarks, Wittgenstein notes: “I can play with the chessmen according to certain rules.<br />
But I can also invent a game in which I play with the rule themselves. The pieces of the game are now<br />
the rules of chess, and the rules of the game are, say, the rules of logic. In that case I have yet another<br />
game and not a metagame.” See Ludwig Wittgenstein, Philosophical Remarks (New York: Harper and<br />
Row, 1975) 319. Children seem to agree with Wittgenstein wholeheartedly, and display even more sophistication<br />
since they play, in language, with the rules of language.<br />
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S TRUCTURES (AND SPACES)<br />
qualitative sets in relation to one another and was the feature in which their<br />
alleged ‘incommensurability,' ‘inexpressibility,’ etc., consisted of. 26<br />
The point to underline here is that, if our analysis is correct, the almost obsessive insistence<br />
on combinatorics is just the surface effect of the properties of discreteness and closure pre-<br />
viously outlined.<br />
And in fact research on AI is extremely committed to the combinatorial approach.<br />
Haugeland, for example, affirms that “the versatility of thought is attributed to a combina-<br />
torial structure essentially like the compositionality of symbolic systems. Artificial Intelli-<br />
gence embraces this fundamental approach—to the point indeed, of arguing that thoughts<br />
are symbolic systems.” 27<br />
But what combinatorics makes undoubtedly more vivid is the problematic relation of<br />
the algebraic structure with respect to the object of analysis. Often, the existence of a dis-<br />
crete structure is explicitly posited at an unconscious level as the explicative grounding of<br />
a range of surface phenomena which are essentially continuous. The basic insight of struc-<br />
tural phonology taken up by Lévi-Strauss is precisely of this kind: below the sensible ex-<br />
perience of a continuous spectrum of infinite sounds lies the level of a small number of<br />
discrete phonemes. Analogously in anthropology, according to Lévi-Strauss an almost in-<br />
finite ensemble of myths or of kinship terms can be explained from a small number of aptly<br />
posited elementary particles. The relations between the two levels is first and foremost<br />
epistemological: the deep structure can explain the surface level because the former ele-<br />
ments and laws can reproduce the latter's phenomena.<br />
The solution to this problem differs substantially in Artificial Intelligence and Struc-<br />
turalism and a proper discussion requires a more general consideration of the relationship<br />
26. Claude Lévi-Strauss, “The mathematics of man”, International Social Sciences Bulletin, Unesco, Paris,<br />
vol. VII, 4, 1954, 586, emphasis added. In “Social structure,” a contemporary essay later republished<br />
in Structural anthropology, we can read a very similar passage, but with the exempla of the<br />
quoted theories: von Neumann and Morgenstern's Theory of Games, Norbert Wiener's Cybernetics and<br />
Shannon and Weaver's Theory of communications. See Claude Lévi-Strauss, Anthropologie Structurale…,<br />
310; Engl tr. 283.<br />
27. John Haugeland, Artificial Intelligence…, 93.
S EARCH- SPACES AND STRUCTURES<br />
between the structures’ closure and their relationship to a substrate. The next chapter will<br />
address this issue in detail.<br />
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240<br />
S TRUCTURES (AND SPACES)
CHAPTER VI<br />
ANACLASTIC<br />
SUPPLEMENTS<br />
in which the reader is shown why games need a supplement to fix<br />
them in place, and why AI’s own does not quite work as desired.
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A NACLASTIC SUPPLEMENTS<br />
1. Game, Spiel, and the End<br />
At the end of chapter 2, I proposed to interrogate the strong connection between the<br />
“end of philosophy” (in all its aspects) and Spiel I had retrieved on Hegel by examining the<br />
same connection in other, non-philosophical domains. I then proposed a search articulated<br />
by four basic questions that can be summarized as follows:<br />
(a) find out whether the concept of Spiel could be found playing a similarly crucial role<br />
in other, non-philosophical efforts that are likewise striving to put philosophy to an end.<br />
(b) find out how the concept of Spiel is internally articulated. i.e. find out which, if any,<br />
concrete concept of game/play the disciplines in question would build from the very rich<br />
and possibly contradictory range of phenomena we may associate with the words “game”<br />
and “play,” a range that seemed to be polarized by the opposition serious games vs. chil-<br />
dren’s play.<br />
(c) find out how the conception of Spiel discovered in step (b) above would relate to<br />
the more general (non-)philosophical discourse and its end. In particular, how it would deal<br />
with the issues of the sense of the relationship between Spiel and end, and of the subject of<br />
Spiel.<br />
(d) finally, assess whether the particular conception(s) of Spiel described at (a)and (b)<br />
would be up to the task required by (c). In other words, assess whether the goals of the non-<br />
philosophical projects, their ends, could be reached by the use of the particular concepts of<br />
Spiel deployed.
T HE SUPPLEMENT<br />
We now have an answer for the first two questions: we have seen that Artificial Intel-<br />
ligence and Structuralism can indeed be understood as non-philosophy and that their<br />
projects depend on a particular interpretation of Spiel as game. We have also seen that this<br />
concept of game receives a fine theoretical articulation in two very similar, but not identi-<br />
cal, theoretical objects—search-spaces in the former case and structures in the latter—that<br />
are crucially related to their overall goals.<br />
It is now time to move to the second part of the proposed program and try to answer<br />
the last two questions: first, how—that is, in which sense and for whom—do search-spaces<br />
and structures bring non-philosophy to an end? Second: do they succeed in the task?<br />
Both conceptions fail, I will argue, and for very interesting reasons. The described<br />
structures run into troubles at two levels: as a theory of Spiel and as a non-philosophy of<br />
mind (or esprit). Since the root of the trouble is the same, the choice of which side to ana-<br />
lyze is actually indifferent, since either will bring us to the other one.<br />
I will then start from the inability of the structure as described to provide a theory of<br />
the (individual or collective) mind. The failures have to do not so much with the particular<br />
disciplines in question but with the inability of the proposed conceptions of game to suc-<br />
cessfully force the multifariousness of Spiel into one of its poles. Thus, the time spent will<br />
not be spent in vain, insofar as we will learn something, and hopefully something impor-<br />
tant, about game, Spiel, and the end.<br />
<strong>2.</strong> The supplement<br />
In the previous chapter, I have emphasized that search-spaces and structures are totally<br />
closed, in the sense that every operation performed on their elements can only produce an-<br />
other element of the set (another chess-position, another mytheme, etc.). Search-spaces and<br />
structures, to put it a little differently, must be totally self-contained in order to perform<br />
their theoretical, and especially their philosophical tasks. It is very important to discuss in<br />
some detail this concept of closure, because the assessment of AI’s—and, respectively,<br />
Structuralism’s— (non-)philosophical success depends on it. In particular, we need to un-<br />
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derstand what is closed off by the theoretical objects, i.e. what lies outside of it. And, con-<br />
versely, what is “closed in,” i.e. what is captured within the field delimited by the formal<br />
operations that define it.<br />
Let us think, once again, of what would happen to AI’s conception of chess if the<br />
search-space corresponding to it were not self-contained. Troubles may arise at two levels:<br />
first, there may be more to the game of chess that just a structured set made up of chess<br />
positions and rules. Second, the structured set itself may not be closed, either because it<br />
would be possible to produce a position on the chessboard by not following the rules, or<br />
because an application of the rules would bring about an illegal position on the chessboard.<br />
In both cases, the search-space would not constitute a correct characterization of the game<br />
of chess, since something would escape it.<br />
A little Venn-like diagram may help clarify the issue. (For the sake of brevity, the dis-<br />
cussion is conducted in terms of the Artificial Intelligence representation of chess. A sub-<br />
stitution of the equivalent structuralist terms would yield the same results, as it is made<br />
explicit later in the text.)<br />
Let us suppose that A represents the set of all the legal configurations of chess-pieces<br />
on a chessboard, e.g. all the possible configuration that can be encountered in real chess<br />
games as the game has been played since it came into existence. Let us then take B to rep-<br />
resent the set of all the possible configurations of pieces generated by the rules of the game<br />
as embodied into an Artificial Intelligence chess-playing program, e.g the set of all the<br />
nodes in the search space representing the complete game of chess: 1<br />
A<br />
Legal chess positions<br />
“ Castle King Queen-side”<br />
“ Move pawn forward”<br />
Positions produced by AI rules<br />
1. More correctly, the comparison should be conducted in terms of chess-games in real-life chess and,<br />
respectively, complete vertical paths in AI-generated search spaces, rather than in terms of configurations<br />
of chess pieces on a board and the corresponding nodes of the search spaces. I am simplifying<br />
for the sake of clarity.<br />
B
T HE SUPPLEMENT<br />
Furthermore, let suppose that C represents the game of chess in its more general sense.<br />
C<br />
The game of chess as it is really played, e.g.<br />
"in itself"<br />
The claim of self-containment can be interpreted as a double requirement on the rela-<br />
tionships among A, B, and C. First, it is clear that no situation like the following can arise:<br />
A<br />
B<br />
A and ~B B and ~A<br />
B and A<br />
Irreproducible Iegal<br />
chess positions<br />
Illegal rule-produced<br />
chess positions<br />
There cannot be configurations that the rules cannot generate nor there can be rule-<br />
generated configurations that do not count as legal positions. 2 If we consider only the rules<br />
governing the movement of the pieces, the coincidence between A and B seems, nowadays<br />
at least, fairly trivial to accomplish, because it just means that the machine must be able to<br />
play a “legal” game of chess. 3 However, we have seen that it is crucial to Artificial Intelli-<br />
gence that “heuristic” rules be included as well in its repertoire, e.g. rules that govern the<br />
<strong>2.</strong> Completeness and consistency, roughly speaking, must endow the relationship between A and B.<br />
3. The task was far from trivial, instead, when computing machines were primarily considered number<br />
crunchers and the basic tools needed to represent chess-positions and transitions between them did not<br />
exist yet. In fact, the early literature on chess-playing machine quotes this as a major accomplishment.In<br />
the early stages of development of computer science, the expressive needs of Artificial Intelligence<br />
programs represented a major stimulus toward the development of higher-level programming<br />
languages, like IPL, the predecessor of LISP (later developed by John mcCarthy) that Simon, Shaw and<br />
Newell, had to invent in order to pursue symbolic programming and, of course, LISP itself. See Allen<br />
Newell, J.C. Shaw, and Herbert Simon, “Chess-Playing Programs and the Problem…,” 63 ff, and<br />
above, sect. IV.3 for a detailed discussion of this issue.<br />
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choice of “plausible” positions. This means that we must read “legal” as “acceptable to a<br />
competent chess player,” e.g. a grandmaster. As a consequence, the required coincidence<br />
between A and B becomes far less trivial than it may appear. The incompetence of an au-<br />
tomated chess player, in fact, could be measured by the size of the two side areas of the di-<br />
agram, since A and ~B includes all the positions that a competent human player would use<br />
but the machine cannot fathom and, conversely, B and ~A comprehends all the “blunders”<br />
that a grandmaster would never make.<br />
The two outside portions of the ovals must be empty, or, what amounts to the same, it<br />
must be the case that A=B. This set, let us call it AB for brevity, represents the competence,<br />
in the Chomskian sense, of an ideal chess player, be it human or not.<br />
Furthermore, and this is the most interesting philosophical claim, no similar situation<br />
can arise between AB and C.<br />
C<br />
AB<br />
C and ~ AB<br />
C and AB<br />
~C and AB<br />
Aspects of chess<br />
irreducible<br />
to chessboard<br />
configurations<br />
Irrelevant chess configurations<br />
The set C represents the game of chess played “in real life,” the activity we see per-<br />
formed in a chess club, in a living room, or at a park. Therefore, the portion of the diagram<br />
labelled C and ~AB would denote whatever part of the game of chess (and not just the game<br />
of chess in the narrow sense of game that we have seen developed by AI, but chess as an<br />
instance of Spiel) is not captured by rule-produced configurations. For example, shouting<br />
at the opponent, making snide remarks about the opponent’s ability to play the game, etc.,<br />
all relevant parts of the game of chess in the blitzkrieg games usually played around the<br />
formal tournaments, would certainly qualify as instances of the first set, e.g. C and ~AB.<br />
Conversely, ~C and AB would stand for legal configurations of pieces on the chessboard<br />
that have nothing to do with the game itself: for example, opening moves that the theory of<br />
the game has discarded, at least for the time being, as unproductive, would qualify as mem-
T HE SUPPLEMENT<br />
bers of ~C and AB. 4 Both these aspects must be shown to be irrelevant to the game of chess<br />
as it really is, or to the myths as they really are, if total closure is to be achieved. In short,<br />
the game of chess as embodied in a search-space is totally self-contained only if the three<br />
sets are equivalent: A=B=C.<br />
The crucial issue, it will have been reckoned already, is represented by the relationship<br />
between C, the “real game,” and AB, the game interpreted as the product of the rules. No<br />
one can deny that, prima facie, the elements contained in the two sets are quite different:<br />
wiping out the pieces on the chessboard in a fit of anger can happen in real life but not on<br />
a computer screen: humans have “fun” playing the game of chess, and sometimes get mad<br />
at it, while computers do not seem to. The issue is whether the superficial differences hide<br />
a substantial identity to be retrieved at a deeper level, so that the fits of anger of a frustrated<br />
player or the expressions of delight generated by an “elegant combination” can be shown<br />
to be either irrelevant to the game of chess or considered an epiphenomenon indirectly gen-<br />
erated by the rules themselves. To put it differently, the issue is to determine whether the<br />
portion we have labelled C and ~ AB can be shown to be, at a deeper level than phenomenal<br />
reality, to be empty or producible as a result of the rules contained in AB. The fate of AI and<br />
Structuralism as successful (non-)philosophies hangs on this point, as I will show.<br />
Notice, however, that the violation of one of these constraints, in itself, does not nec-<br />
essarily condemn search-spaces (or structures) as a viable explanatory device to understand<br />
some significant portion of games (or, respectively, of myths). A good deal, and perhaps<br />
most, of what is relevant to playing the game of chess can be understood in terms of navi-<br />
gating a search-space with the appropriate heuristics rules. Proof of this fact is that we can<br />
actually build automatic chess-players that can perform at an excellent level. At the episte-<br />
mological level, then, the lack of self-containment would not be all that bad, since it would<br />
result in a partial but nonetheless still useful—that is, explanatory—theory. Things stand<br />
differently at the philosophical level. We have seen that Artificial Intelligence is not just af-<br />
ter a “good explanation” of certain aspects of cognitive activity when considered from a<br />
4. For a discussion of the first class of examples see Alan Aycock, “Finite Reason: A Construction of<br />
Desperate play,” Play and Culture, 5, 2, (1992) 182-208.<br />
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well-defined theoretical angle. AI is after the real thing: it wants to provide a theory of what<br />
thinking is by exhibiting the actual process. Similarly, Lévi-Straussian structuralism is not<br />
after yet another “explanation” of kinship and religion: it is after what kinship and religion<br />
actually are. This means that nothing—that is, nothing relevant to thinking, kinship and re-<br />
ligion, respectively—is theoretically allowed to escape search-spaces and structures. If kin-<br />
ship is a complex structure regulating the exchange of women that forms the social bond—<br />
as Lévi-Strauss claims—then there cannot be a form of kinship that cannot be generated by<br />
the basic structure. Otherwise, we would not get what kinship is, what it is in itself, to use<br />
the Hegelian jargon. Any kind of incompleteness that search-spaces and structures may<br />
show—for example, the lack of an account of emotions, for AI—can only be accepted as<br />
temporary, as a partial shortcoming of a basically sound approach that will, in due time, be<br />
able to accommodate them. Thus, although they may actually be incomplete given their<br />
present state of development, both AI’s and Lévi-Strauss’s theoretical objects must be ca-<br />
pable to attain, in principle, total self-containment.<br />
This point is seldom acknowledged in the literature on AI. On the contrary, the core of<br />
almost all the debates in the so-called “philosophy of AI” disregards the issue of the rela-<br />
tionship between C and AB to focus its attention exclusively on the relationship between A<br />
and B.<br />
Thus, for example, disagreements over the possibility of a complete mapping between<br />
the elements of A and B represents the core of almost all the debates in the so-called “phi-<br />
losophy of AI” literature. Critics point out some incompleteness of the basic AI model in<br />
order to show that self-containment cannot be attained and therefore the overall philosoph-<br />
ical project of Artificial Intelligence is doomed unless it recomprehends itself as a mere tool<br />
to be used in empirical psychology (e.g. unless it recomprehends itself as “weak AI,” in<br />
John Searle’s terminology). AI’s supporters retort that the criticism misses the point be-<br />
cause the incompleteness pointed at is just a temporary limitation that has been pragmati-<br />
cally enforced in order to focus on a simpler model, but will be removed when the theory<br />
is more developed. 5 It should be emphasized, however, that this issue is, in principle, the<br />
least contentious, and the less philosophically interesting of the two relationships among
T HE SUPPLEMENT<br />
the three sets A, B, and C. The mandated equivalence A=B, thus, provides the completeness<br />
and consistency required from the formal objects devised by AI and Structuralism and guar-<br />
antees, therefore, their explanatory adequacy. The issue, here, is purely extensional: it is a<br />
requirement on a formalism that may be not too powerful nor too poor. But the terms in A<br />
and B belong to same domain: chess positions algebraically rewritten, for example, or<br />
myths broken down to sentence-like mythemes. The problem is to determine whether the<br />
empirically given configurations can be reproduced (e.g. generated) by the rules governing<br />
structures or search-spaces. This does not mean that the issue is trivial, nor that its accom-<br />
plishment does not require a good deal of theoretical effort, especially when, as in Lévi-<br />
Strauss’s case, the available material, e.g mythical narratives, are given in a form very dif-<br />
ferent from what the theory needs (e.g. mythemes) in order to construct its structures. The<br />
reduction of chess games to ordered series of chessboard configurations is a relatively eas-<br />
ier task, once it has been decided to focus the attention on that aspect of the game. On the<br />
contrary, the reduction of the wealth of semi-continuous narratives into single, discrete el-<br />
ements is far from trivial and, in itself, no small accomplishment. The same may be said for<br />
AI’s search-spaces that deal with “fuzzy” domain where the definition of a “state” and a set<br />
of rules governing the transition between states is not empirically given, like, for example,<br />
vision or natural language processing. Yet, for all their importance as technical achieve-<br />
ments, and in spite of all the ink that has been spilled on the matter, the relevance of AI and<br />
Structuralism as successful non-philosophies does not hang on the resolution of this point. 6<br />
Or rather, to be more precise: this is not the most difficult issue to solve, it is just a prelim-<br />
inary to the real challenge that concerns the nature of the relationship between C and AB,<br />
between the “world” and the object of the spaces or structures. The really thorny and philo-<br />
sophically interesting issue is how to think the relationship between objects belonging to<br />
5. See, for example, the debate following the publication of Hubert Dreyfus’s book, What Computers<br />
can’t do, and the controversy around John Searle’s critique of AI’s “strong research program” program<br />
presented in the issue of The Behavioral and Brain Sciences that contained his original paper (“Brains,<br />
Minds and Programs”) and the peers’ commentaries.<br />
6. In fact, one is tempted to grant AI researchers their wish and let empirical research decide the issue<br />
instead of curtailing any prospect of a possible solution via principled philosophical arguments on the<br />
impossibility of the relationship as such. Such an answer would at least clear the ground and redirect<br />
the debate toward the more challenging philosophical issue.<br />
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two different orders of reality; how, in other words, to connect the formalism to the real<br />
world of lived chess games and embodied myths.<br />
And yet, this formulation is already misleading because, by resorting to the term “for-<br />
malism” it suggests or presupposes that we are interpreting the elements of AB as “formal”<br />
objects connected, via some mapping function, to an external pre-given domain. The notion<br />
of “formality,” however, represents precisely a solution to the problem at issue, a problem<br />
which is solved as much by the framing of the terms as by the invention of some sort of<br />
correspondence between the two domains. In other words, we should not be tricked into<br />
thinking that the problem can be reduced to finding a way to bind together the elements of<br />
AB and C. Part, and perhaps the most important part, of the problem, is precisely to deter-<br />
mine how to interpret the terms themselves. The crucial step is taken when we assign a sta-<br />
tus, both logical and ontological, to the terms of the relationship.<br />
Search-spaces and structures belong to a different ontological level than chess games<br />
and religious behavior since chess games are not, prima facie, collections of rules, nor are<br />
rituals groups of permutations of basic relations. Yet, there can be no principled separations<br />
between the two levels, lest the philosophical claims put forward by the two schools are<br />
given up. The necessary self-containment of the theoretical objects makes the co-existence<br />
of these two levels all the more difficult to solve: it must be possible to understand [or<br />
think] how the basic elements of search-spaces and structures can be exhaustively mapped<br />
onto the wide range of surface phenomena. Search-spaces and structures are ontologically<br />
“detached” from the phenomenical level and must be so in order to obey the requirement<br />
of closure. We need a relationship between the elements of the envisioned search-spaces<br />
and structures and the concrete phenomena that they are supposedly underlying. 7<br />
7. Instead of “detachment,” I could have used the more common term “abstraction” which, etymologically,<br />
means the same thing, “ab-trahere” meaning “leading away” in the sense of “separating, “taking<br />
apart,.” However, “abstraction” is such a loaded word in this context, that “detachment” has seemed<br />
preferable. To characterize search-spaces and structures as “abstract” (or even worse, “formal”) might<br />
lead us to think that we know what we are referring to because we are familiar with the term, whereas<br />
the effort I am engaged in is precisely to try to understand what detachment involves and how it can<br />
be dealt with.
T HE SUPPLEMENT<br />
Notice, again, that the detachment entailed by self-containment is problematic only at<br />
the philosophical level: it is because a group of permutations of basic relations represents<br />
what a myth actually is, that its detachment from the surface level, e.g. the narrative se-<br />
quence, of the myth represents a problem. If it were just a possible explanation of how my-<br />
thology might work, the ontological gap between the structure and the myth would be<br />
relatively harmless. A search-space or a structure may then be interpreted as a “model” of<br />
the surface phenomena that gains its relevance from its explanatory power. We may be able<br />
to understand, or rather to model, a myth in several different ways, Structuralism’s being<br />
one of them, according to different, extra-theoretical needs. However, if Lévi-Strauss’s<br />
claim that the myth is just a group of permutations of basic relations is to hold, then we need<br />
an account of what connects the basic relations to the surface elements of the myth and not,<br />
for example, to any other surface phenomenon, be it mythological or not, because the group<br />
of transformations is, in a sense, ever more real than the concrete, historically handed-down<br />
myth, since it commands the generation, replications, and transformations of the elements<br />
that make up the surface, observable phenomena.<br />
In the previous chapter, we have seen that Lévi-Strauss advances a general formula,<br />
which he calls the “canonical law,” as the underlying structure of any group of myths, for-<br />
mula that takes the form of F x(a) : F y(b) :: F x(b) : F a -1 (y). In our present terminology, the<br />
canonical law stands out as a succinct expression of the set AB, whereas the Oedipus myth<br />
stands for the set C. The problem we have to address is the relationship between that for-<br />
mula and the myth given that we cannot interpret the former as a model of the latter but, on<br />
the contrary we need to read the latter myth as a product, or as a n expression generated by<br />
the formula itself (and analogously for AI). We need to find out what warrants this asym-<br />
metrical and hierarchical relationship and to which ontological level do structures and<br />
search-spaces belong.<br />
So far, our discussion of search-spaces and structures has been limited to an analysis<br />
of the internal organization of these theoretical objects developed by AI and Structuralism.<br />
The described features (closure, discreteness, etc.) are silent on the problem at issue, pre-<br />
cisely because they concerns only their inside. We now need to examine what it would be<br />
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tempting to call their “external” features, so to speak. However, it is misleading to use the<br />
term “external,” since by definition none of those features can violate the requirement of<br />
total self-containment and therefore they cannot be “external” in the proper sense of the<br />
word. I prefer to call the addition that is needed in order to fix the games in place, their<br />
“supplementary” features, with reference to a concept whose articulation has been explored<br />
by Jacques Derrida, and which will become important in the discussion of Structuralism.<br />
The next two sections will be devoted to a comparison of search-spaces and structures that<br />
will highlight their different ways to cope with the “supplementary features” of their ob-<br />
jects. Such a comparison will allow me to criticize, on the basis on the Lévi-Straussian cri-<br />
tique of formalism, Artificial Intelligence’s “supplement.” The last section of the chapter<br />
will examine in details Lévi-Strauss’s solution to the problem.<br />
3. Form and content<br />
There is no doubt that search-spaces and transformation groups are both deeply de-<br />
tached from the material substrate they account for. 8 However, there are several different<br />
ways of being in a detached relation with a substrate, and, in fact, Artificial Intelligence and<br />
Structuralism opt for two very different solutions. To get a grip on the difference, let us be-<br />
gin by remarking that, generally speaking, structural relationships do not necessarily entail<br />
a total separation from the substratum that bears them in order to work as such. On the con-<br />
trary, in several cases, the materiality of the concrete substratum is in fact an integral part<br />
of the structure itself. This is clearly the case in the perhaps prototypical meaning of the<br />
8. My discussion of formality in this section follows, for the particular case of its use by Artificial Intelligence,<br />
John Haugeland’s treatment in Artificial Intelligence. The very Idea. My understanding of formality<br />
“at large”, e.g. as a particular and heavily theory-laden answer to a philosophical problem, is<br />
deeply influenced by the work of Brian Cantwell Smith, who provides the best analysis of a seemingly<br />
simple but really daunting philosophical notion. See Brian Cantwell Smith, The Rise of Objects …,<br />
and especially The Age of Significance, vol. II Formal Symbol Manipulation….<br />
Smith’s influence on my thoughts on formality translates into a much weaker, but I think more accurate,<br />
definition than the one proposed by Haugeland for AI-systems. He splits formality into token-manipulation,<br />
finite playability and digitality. Part of the first two notions is expressed above by<br />
discreteness and closure but I think we diverge significantly on the third term, digitality. See John<br />
Haugeland, Artificial Intelligence…,48 ff.
F ORM AND CONTENT<br />
very word “structure”, derived from the vocabularies of architecture and engineering.<br />
“Structure,” from the Latin structura, is the nominal form of the verb struere, to build, and<br />
literally means the result of the process—namely, con-structing—that produces an orga-<br />
nized, and possibly lawful, arrangement of material. Thus, a structure of concrete, for ex-<br />
ample, is what it is in virtue of both the reciprocal organization of the various beams and<br />
pieces and the materials they are made of. A concrete beam can enter in a relationship with<br />
another one precisely because it is made of (a particular kind of) concrete, not just because<br />
of its size, length, and depth. Were we to change the material substrate—and use playdough<br />
instead of concrete, for example—while keeping the same “structural” organization, we<br />
would obtain a very different structure indeed. It matters so much whether the beams are<br />
made of steel, wood, or playdough, that in fact a different structural organization may be<br />
called for to achieve the same function with different materials.<br />
All this is quite clear, and not particularly surprising, but it is also clear that this sense<br />
of concrete structure is not what might be used by AI and Structuralism. In fact, whether<br />
the chessmen are made of wood or of iron, should not matter too much to the search space<br />
that controls their movements, and similarly the substratum of the myth should not matter<br />
too much to the functioning of the religious structure. When we say that a search space is<br />
a “formal structure” we cannot, therefore, rely on the ordinary meaning of “structure” and<br />
just add the qualifier “formal,” because that qualifier, by suppressing the relevance of the<br />
substratum, takes away one of the elements that defines what a structure is. To put it blunt-<br />
ly: prima facie, the term “formal structure” (or “abstract”, or “detached” structure) is an<br />
oxymoron whose content is empty. To make sense of it, we need to backtrack and try to<br />
understand what we are detaching the structures from, first of all, and whether they can still<br />
work as structures once the detachment has taken place.<br />
As a first approximation, a detached structure can be defined as follows: the material<br />
“substance” of the involved elements can be dispensed with. This definition is very close<br />
to a classical slogan of the Structuralist years: only positions count. In other words, the val-<br />
ue of a term within the system is given by its position with respects to other terms. What<br />
matters are the relations between the terms and not the terms themselves. Thus, a chess-<br />
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board configuration is distinguished from other configurations by the effect of the move(s)<br />
that ties (and at the same time differentiates) them, not by the material substrate that bears<br />
the configurations themselves. And this is why the structure is “formal”: because it can ab-<br />
stract from the particular, material content of the terms (kinship terms, mythological, clas-<br />
sification, chessmen material) and concentrate on the form. Whose form, though? Two<br />
radically different approaches are possible: one can concentrate either on the forms of the<br />
single terms taken in isolation—i.e. their exterior shapes, their internal composition and so<br />
on— or on the form of the system the terms are inserted in, i.e. on the latter’s organization.<br />
In the former case, one would oppose the form of a term to its content, in the latter, instead,<br />
the form of the system to its substance. The first route is taken by AI, the second by Lévi-<br />
Strauss. Let us begin by examining the latter, and perhaps less familiar, opportunity. Here,<br />
the relevant opposition is between substance and position, and their respective import in<br />
the determination of the value of the term.<br />
The tradition followed by Lévi-Strauss goes at least as back as de Saussure’s Cours de<br />
linguistique générale, where the value of a term (of a linguistic element, in his case) is not<br />
given by its content, but by the system of oppositions in which the term is found: within a<br />
language, he remarks, all the words expressing similar ideas limit one another. In French,<br />
for example, synonyms like redouter, craindre, avoir peur, possess their own value only<br />
because of their reciprocal oppositions: “If redouter didn’t exist, all its content would go its<br />
rivals [like craindre and avoir peur]. Thus, the value of a term whatsoever is determined<br />
by what surrounds it.” 9 Notice that, for de Saussure, the “content” of a linguistic term (here,<br />
the concept associated to redouter) is not “abstracted from” in the determination of its val-<br />
ue. Rather, it is the difference in content between redouter/craindre/avoir peur that makes<br />
up their linguistic values. To make another (Saussurian) example: mouton and sheep have<br />
very different values in French and English because, among other things, “when speaking<br />
of a piece of meat served at the table the English speaker says mutton and not sheep. The<br />
difference in value between sheep and mouton depends upon the second term [e.g. mutton]<br />
9. Ferdinand de Saussure Cours de linguistique générale (Paris: Payot, 1982) 160; Engl. tr. Course of<br />
General Linguistics (Chicago: Open Court, 1983) 114.
F ORM AND CONTENT<br />
that the former possesses and the latter does not.”(ib.) The form that gets thematized, there-<br />
fore, is produced by all the oppositions that bind together and at the same time separates<br />
the various terms within a system. In other words: there is not a formal side of the term<br />
sheep that can be neatly separated from its content. Rather, for de Saussure, there is a series<br />
of oppositions that differentiates sheep from mutton, for example, and it is this series of op-<br />
position that can be called formal. The system is formal because it detaches (e.g. it “ab-<br />
stracts” from) the single terms whose value is determined “not positively, in terms of their<br />
content, but negatively, by contrast with other items in the same system. What characterizes<br />
each most exactly is being what others are not” (Leur plus exacte caractéristique est d’être<br />
ce que les autres ne sont pas). 10<br />
In structural linguistics, and in structural anthropology as well, the abstraction entails<br />
a shift of the attention from the terms to their mutual relationships that leaves aside the con-<br />
tent of the terms considered in themselves and focuses instead on their mutual oppositions.<br />
Consider one last example, this one proposed by Louis Hjelmslev, perhaps the most rigor-<br />
ous structural linguist to follow in de Saussure’s path:<br />
Confront the following correspondences between Danish, German and<br />
French:<br />
træ<br />
skov<br />
Baum<br />
Holz<br />
Wald<br />
arbre<br />
bois<br />
forêt<br />
we may conclude from this fact that in one of the two entities that are<br />
functives of the sign function, namely the content, the sign function institutes<br />
a form, the content-form, which from the point of view of the purport<br />
is arbitrary, and which can be explained only by the sign function and is obviously<br />
solidary with it. In this sense, Saussure is clearly correct in distinguishing<br />
between form and substance. 11<br />
10. Ferdinand de Saussure, Cours…, 162; Engl. tr. 115. Emphasis added<br />
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The structural perspective comports, in other words, a jump to a higher logical level,<br />
that of the system in its entirety. The classic definition of language is but a consequence:<br />
“Language is a form and not a substance [because] in language there is nothing but differ-<br />
ences.” 12 Interestingly enough, de Saussure illustrates his position with the help of chess,<br />
an analogy regularly called into play when the fundamental relation among form, substance<br />
and value is at stake. 13<br />
In spite of the common reliance on the same analogy, however, a very different defini-<br />
tion of form is at work in Artificial Intelligence. Instead of being contrasted with substance,<br />
in AI form is opposed to a content which can be assigned to it by an interpretation. The<br />
claim that a (linguistic, logic, etc.) system is formal can be reduced to several distinct as-<br />
sumptions, sometimes called the principle of arbitrariness of the linguistic sign and the<br />
principle of compositionality:<br />
1. single terms can always be properly isolated from the system and successively split<br />
into neatly separated form and content.<br />
<strong>2.</strong>the system can be properly described at the level of the form (by means of the laws of<br />
composition described in the axioms, i.e. by the rules of the system) and the content<br />
can always be recovered later through an interpretation.<br />
The first consequence of these two principle is that the same formal system can receive<br />
11. Louis Hjelmslev, Prolegomena to a Theory of Language (Madison: University of Wisconsin Press,<br />
1961) 54. Louis Hjelmslev’s “algebraic” interpretation of de Saussure has sometimes been contrasted<br />
with Jakobson’s approach, which is easier to integrate with an historic view of language evolution: for<br />
Hjelmslev, so goes the claim, the historical evolution of a (linguistic) system is always subordinated<br />
to the formal possibilities that the a-historic structure embodies, whereas for Jakobson the structure is<br />
the product of the its evolution. Lévi-Strauss’s interpretation of structuralism seems to occupy an intermediate<br />
position, in spite of his close personal relationship with Roman Jakobson, insofar as he insists,<br />
on the one hand, on the logical priority of the structure over its historical evolution while he<br />
stressing, at the same time, the impossibility to abstract from the ”substance of expression.” I will<br />
come back to this latter point below in sec. 4. "Structure and Substance". For a comparison of Louis<br />
Hjelmslev’s and Roman Jakobson’s approaches see Jorgen Dines Johansen, “Il ne faut pas oublier le<br />
pain: Signification and Value in the Structuralist and Glossematic Conceptions of the Sign,” Journal<br />
of Pragmatics, 9, 5 (1985) 567-590; Krystof Pomian, “Struttura,” Enciclopedia Einaudi (Torino: Einaudi,<br />
1981) v. 13, 723-764.<br />
1<strong>2.</strong> Ferdinand de Saussure, Cours …, 169; Engl tr. 120.<br />
13. Ferdinand de Saussure, Cours..., 43, 153-54 and especially the whole section 4 of chp.III, part.1, 125<br />
ff; Engl. tr. 87 ff. For a discussion of the relevance of the chess image in Saussure, see Tullio de Mauro,<br />
Introduzione alla Semantica (Bari: Laterza, 1965) 165-202; John Hewson, “Saussure's Game of<br />
Chess,” Papers from the Fourth Annual Meeting of the Atlantic Provinces Linguistic Association, A.M.<br />
Kinloch, and A.B. House, eds., (Fredericton, Can.: New Brunswick University Press, 1980) 108-116.
F ORM AND CONTENT<br />
completely different interpretations or, even more interestingly, that two different formal<br />
systems can be attached to the same content through different interpretations. Chess, for ex-<br />
ample, can be formally analyzed as composed by a square, 8x8 chessboard and 2 sets of 16<br />
pieces belonging to 6 different kinds (King, Queen, Bishop, Knight, Rock and Pawn) plus<br />
a few rules for movement, check and capture. But an indefinite number of alternative rep-<br />
resentations is possible. We can define chess played on sticks, spheres and cubes, with<br />
wooden chessman, iron chessman and so on and so forth. Here, for example, is one (not so<br />
original) variation: “monodimensional” chess, a game obtained by replacing the square<br />
board by a long stick divided in 64 units, conveniently numbered from 0 to 63. Pieces are<br />
as usual but movement rules become very complicated. 14<br />
Although it is doubtful that anyone would find much fun in playing monodimensional<br />
chess, from the standpoint of Artificial Intelligence the two games are the same: two iso-<br />
morphic realizations of a same structure. (The fact that people, in fact, do have fun, when<br />
playing the game of chess, whereas monodimensional chess, while being “equivalent” to<br />
it, is hardly playable by humans should alert us to the existence of a possible problem.) The<br />
important thing here is that AI’s definition of formality is such that the hypothetical content<br />
assigned to a position in the ideal structure is exactly maintained if the rules have been care-<br />
fully defined.<br />
In other words, the attribution of meaning to symbols occurring within the structure<br />
can always be performed at the last minute because the (syntactic) rule governing the<br />
movements of the pieces do not touch it at all. According to the formalist, symbols have<br />
14. Consider pawns, the simplest piece, and let us limit to White's pieces: at the beginning they occupy<br />
cases 8-15 and the possible moves for each of them can be found by adding 8 (or 16, for their first<br />
move) to the original position. The rule for capture is a bit more complex: a pawn can capture a piece<br />
which is 7 or 9 units far from him. Rules for all the other pieces can be given -- although the exercise<br />
starts to be boring very quickly -- so that an exact 1-to-1 translation from one representation to other<br />
can be given which respects all the relations among the pieces. For example, if we number the cases<br />
from 0 to 63, the first two moves of the Sicilian opening (1. e2-e4 e7-e5 <strong>2.</strong> Kg8-f6 Kb8-c6) become:<br />
1. 12-28 52-36 <strong>2.</strong> K6-21 K57-42). The example is in fact quite simple, since it preserves the distinction<br />
between a fixed chessboard and pieces moving on them. But the relationship could be reversed: we<br />
might imagine a game chess played on a moving (and topologically quite interesting) chessboard with<br />
fixed pieces. John Haugeland exploits a trick of this kind in his example of a different version of solitaire<br />
given in Artificial Intelligence…, 60 ff.<br />
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A NACLASTIC SUPPLEMENTS<br />
actually two independent lives, as Haugeland has put it: a syntactic life in which they are<br />
shuffled around according to formal rules, and a semantic life in which they have a content<br />
because an external interpretation has come into play. 15 It might be worth noting that de<br />
Saussure was far from believing this. In fact, he likened, in a well-known image, form and<br />
content to the two sides of the same sheet of paper (i.e. the same substance): it is impossible<br />
to cut the one without cutting also the other. According to another structuralist, Algirdas<br />
Greimas (who follows closely Hjelmslev here), the formal systems described by logic, al-<br />
gebra and chess can perform such a neat separation between form and content only because<br />
they are essentially missing the level of content (“le plain du contenu”). Hence, they are not<br />
languages at all since “the semantic interpretation that might be given will reproduce the<br />
same articulations (of the expressive level) and it will be interpreted according to the same<br />
rules as the interpreted form.” 16<br />
If it is indeed doubtful, I think, that mathematics and chess lack content, as Greimas<br />
asserts here, he seems to be right in claiming that, under the formalistic interpretation, there<br />
is no content left worth the name. The content lies outside the formal structure and it is<br />
linked to it, in a arbitrary way, by a chosen function.<br />
But what is distinctive of game and play is not the absence of a content; rather, their<br />
peculiarity is that their content is given on the inside, so to speak, by means of the rules and<br />
appears throughout the confrontation that the rules rule. A game is not content-less and<br />
therefore purely “formal,” it is rather self-enclosed in the sense that it does not need any-<br />
thing external to it in order to find its meaning. This is true for football as for chess, and<br />
this is why football played on a video arcade is not the same game as football played on a<br />
field, as well as chess played on a mono-dimensional chessboard is not the same game as<br />
chess. They are different games, in principle no better and no worse, but the fact that AI’s<br />
rendition of games is not able to discriminate between them indicates that the structures ex-<br />
15. See John Haugeland, Artificial Intelligence...., 100. The two principles above are a close rephrasing of<br />
his principles of symbolic systems as found at p.90<br />
16. See Algirdas J.Greimas and Julien Courtès, Sémiotique. Dictionnaire raisonné de la théorie du langage<br />
(Paris: Hachette, 1979) 193.
F ORM AND CONTENT<br />
pressing games, e.g. search spaces, are too weak and need a different and stronger charac-<br />
terization in order to capture the difference.<br />
To put it differently: the prescription of formality, although it does not seem to violate<br />
the requirement of closure, in fact enforces it in the wrong way, by closing off what instead<br />
should be comprehended within the scope of the “formal” structure. AI games, as a conse-<br />
quences, are not a proper rendition of the concept of Spiel that we are after, since they miss<br />
one of its basic feature. Moreover, the attempt to take in what the structure inevitably ex-<br />
cludes proves impossible, because it would entail a substantial recourse to something that<br />
lies beyond the structure itself, therefore violating closure. The situation, in fact, is even<br />
more tangled, since the whole relationship between “internal” and “external” that Ai’s in-<br />
terpretation of detachment as formality engenders is truly paradoxical, and of the specific<br />
kind of paradoxes generated by the logic of the supplement. Let us define the latter by<br />
means of a passage by Jonathan Culler:<br />
The supplement is an inessential extra, added to something complete in<br />
itself [e.g. self-enclosed] but the supplement is added in order to complete,<br />
to compensate for a lack in what was supposed to be complete in itself. 17<br />
The supplement, in other words, is both an accessory, inessential addition that forms the<br />
core of the inside and a crucial component added from the outside. The logic of the supple-<br />
ment is at work whenever an allegedly external element is called in “to supplement” pre-<br />
cisely because there has always been a lack in what is supplemented. Derrida, in De la<br />
grammatologie, discusses the logic of the supplement in a variety of contexts taken from<br />
Rousseau’s texts. One of the most pregnant, and the one at the origin of the term, concerns<br />
Rousseau’s definition of masturbation as a “dangerous supplement.” Masturbation, accord-<br />
ing to Rousseau’s Confessions, is just a supplement, an addition, and a perverse one, to<br />
“normal” sexual activity. However, Rousseau makes clear that it is a particularly adequate<br />
addition, since it can replace or substitute quite efficiently for “normal” sexuality. As Der-<br />
rida points out, however, in order to function as an indistinguishable replacement, mastur-<br />
17. Jonathan Culler, On Deconstruction. Theory and Criticism after Structuralism (Ithaca: Cornell UP)<br />
20<strong>2.</strong> and Jacques Derrida, Of Grammatology…, 95-157 for a discussion of the logic of the supplement.<br />
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bation must essentially resemble what it replaces, “and indeed the fundamental structure of<br />
masturbation—desire as auto-affection focusing on an imagined object that one can never<br />
fully possess is repeated in other forms of [“normal”] relationships, which can thus be seen<br />
as moments of a generalized masturbation.” 18<br />
The relationship between the pure formal structure and the accessory interpretation<br />
function obeys this supplementary logic, because, on the one hand, search spaces, as purely<br />
formal structures, are too weakly defined to be able to capture relevant elements of chess<br />
games. They, in other words, “shake” insofar as it is impossible to pin them down to a spe-<br />
cific content. It is impossible to connect them to their intended content, since there is no<br />
substance neither in the terms nor in the space as a whole. The space is close, we may say,<br />
but what it encompasses is empty. Or rather, in what amounts to the same thing, the content<br />
of the search space is ever changing, since any content can be attached by a suitable inter-<br />
pretation function. On the other hand, then, the interpretation function is crucial since it is<br />
only because of its work that a content can be recovered. In Derridean terms, the interpre-<br />
tation function fills a lack that is “originary,” e.g. a lack that has always been present at the<br />
very core of the theoretical object and the supplement, e.g. the interpretation function, is as<br />
“internal,” as “essential,” and as intrinsic to the structure as that very core. The function,<br />
however, is declared as not being a part of the search space: it is rather an addendum, a the-<br />
oretically irrelevant addition that connects from the outside the terms to their contents. And<br />
yet, it is precisely this supplement that transforms a search space from a collections of signs<br />
into the space of chess. The interpretation function is needed, crucially needed—but it is<br />
marginally irrelevant. It is what makes search spaces into the spaces of chess—but it is out-<br />
side that space proper. The supplementary role played by the interpretation function—<br />
which is generated, let me stress it one last time, by Artificial Intelligence’s interpretation<br />
of detachment as formality— marks the inability of search spaces to live up to the ambi-<br />
tions set for them by AI non-philosophical project. The requirement of closure cannot be<br />
achieved.<br />
18. See Jacques Derrida, Of Grammatology…, 149ff. The last quotation is taken from Jonathan Culler, On<br />
Deconstruction…, 104
S TRUCTURE AND SUBSTANCE<br />
This does not mean that our trip through Artificial Intelligence has been useless, nor<br />
that we should not pay any more attention to AI’s games as search spaces. First, we must<br />
remember that the problem we have considered arose in the context of our discussion of<br />
formality as one, and AI’s specifically, possible interpretation of the detached relationship<br />
between the formal object and its substratum. The other characteristic of search-space that<br />
we have discussed, here and in the previous chapter (compositionality, discreteness, etc.)<br />
are left untouched by this discussion and can, therefore, be kept. They represent, in a sense,<br />
the lesson to be learned from AI. But we have to backtrack, e.g. to keep those features and<br />
examine different ways to solve the issue of detachment and self-containment. If game is<br />
to be successful as a rendition of Spiel, there must be a way to have the game’s “content”<br />
on the inside, e.g. within the scope of closure. Second, we need to keep in mind that AI’s<br />
interpretation of the detachment between an abstract structure and its substratum represents<br />
a very common solution to the problem. So much so, in fact, that we will see it resurface<br />
again and again in the debates concerning Structuralism. It is extremely important, there-<br />
fore, to keep it in the background in order to contrast it with the very different solution pro-<br />
vided by Lévi-Strauss. Third and last, we will need to go back to this interpretation one last<br />
time when we will discuss what happens to the game-based reduction of the concept of<br />
Spiel that AI performs and to game-based non-philosophies in general if the “supplement”<br />
that formality inevitably entails is accepted. For now, however, we will keep these points<br />
in the background while we move to the alternative rendition of detachment provided by<br />
Structuralism.<br />
4. Structure and Substance<br />
Lévi-Strauss would never agree with this interpretation of formal structures, and it is<br />
important to consider carefully why and how he disagrees. The issue is not so simple, since<br />
he sees formalism both as a fallacy and as a step in the right direction. He condemns “for-<br />
malism” and especially the principle of complete arbitrariness (i.e. of complete separabili-<br />
ty) first of all as a methodological fallacy which would make impossible any properly<br />
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construed formal analysis. He opposes the concept of structure to the concept of form, and<br />
shows in empirical analysis how the two approaches sensibly differ. A review of it will al-<br />
low us to see the essential shortcoming of AI’s interpretation of the concept of game and<br />
the inadequacy of the supplement provided by the concepts of interpretation and formality.<br />
The non-formalistic structural analysis Lévi-Strauss is striving for depends crucially<br />
on three interrelated points. First, on the assumption of an algebraic model which is richer<br />
in structure; second, on a different view of the relationship between content, substance and<br />
form, and finally on a completely different philosophical position about the ontological sta-<br />
tus of the described structures and the related status of the human subject. Let us go through<br />
the three one at the time, in order to assess the differences with the American counter-part.<br />
In La structure et la forme, Lévi-Strauss’s critique may be summed up by saying that “the<br />
form is defined by opposition to a substance which is alien from itself; but structure has no<br />
separate content: it is the content itself apprehended in a logical organization conceived as<br />
a property of the real.” 19 We can read this statement as a concise rephrasing of the de Sau-<br />
ssurian principle illustrated above: a structural approach calls for a consideration of a given<br />
content from a logically higher standpoint. More concretely, here is Lévi-Strauss’s exam-<br />
ple:<br />
In the myths and tales of the Indians of South and North America, the<br />
same action is attributed — depending on the tales — to different animals.<br />
To simplify, let us consider birds: eagle, owl, raven. Will we distinguish, as<br />
Propp does, between the constant function and the variable characters? No,<br />
because each character is not given in the form of an opaque element, confronted<br />
with which structural analysis should come to a stop, telling itself to<br />
go no further. When, after the fashion of Propp, the narrative is treated as a<br />
closed system, one could no doubt believe the opposite. 20<br />
The structural analysis must not disregard the specific substance the element is made of,<br />
delivering the final deciphering of its meaning to an additional, supplementary interpreta-<br />
tion. The complete separability between form and meaning claimed by both Propp’s and<br />
19. Claude Lévi-Strauss, Anthropologie Structurale deux…, 139. Engl. tr. 115.<br />
20. Claude Lévi-Strauss, Anthropologie Structurale deux…, 161. Engl. tr. 135. Emphasis added.
S TRUCTURE AND SUBSTANCE<br />
classical AI’s approaches would claim that the value of the specific character is completely<br />
determined by the rules that govern its appearance in the myth, or in the chess-game,<br />
whereas Lévi-Strauss denies the possibility of such an operation.<br />
The crux of the matter, in fact, is represented by the first of the two formalist principles.<br />
Let us recall it, in the formulation given above:<br />
single terms can always be properly isolated from the system and successively<br />
split into neatly separated form and content.<br />
As I have stressed above, this principle rests on the assumption that arbitrariness intervenes<br />
at the level of the terms, e.g. as the dominant feature of the relationship that ties together<br />
its two constitutive components: the form and the content. It is only because the relation-<br />
ship between them is totally arbitrary that they can be neatly isolated and be dealt with sep-<br />
arately by syntax and semantics. The arbitrariness, in turn, is codified by the existence of<br />
an interpretation function that allows to retrieve the meaning of any isolated term from its<br />
form.<br />
Lévi-Strauss, however, stresses that permutability does not mean arbitrariness. To un-<br />
derstand the meaning of a simple element is not to attach an interpretation to it, but “to per-<br />
mute it in all its contexts” and to figure out the reciprocal relation among them, e.g. among<br />
the contexts in which the terms appear and function. The structural analysis takes advan-<br />
tage of the closure of the system in a sense unattempted, it seems, in the classical AI tradi-<br />
tion. In a much stronger sense, since the system is closed because it excludes everything<br />
outside it and because it binds together what falls within. The closure of the system means<br />
that all its elements are bound together by significant relations, not only on the diachronic<br />
axis representing the temporal succession of moves but on the synchronic axis as well. In<br />
the case of chess, this would mean that every horizontal layer (corresponding to one move)<br />
is characterized by a set of relations, and not by a mere juxtaposition.<br />
The difference between the two approaches is conceptually extremely significant al-<br />
though, perhaps, technically not too difficult to bridge. I will begin, then, with a “technical”<br />
discussion of the relationship between trees and matrixes, i.e. with a discussion of the pos-<br />
sible convertibility of AI’s and Structuralism’s conception of their theoretical spaces. The<br />
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point at stake, in this first phase of the analysis, is to ascertain whether it is possible to in-<br />
dividuate an iso- or homeomorphic relationship leading from one approach to the other.<br />
Once we have shed some light on the technical side we will move on to the more intricate<br />
conceptual discussion.<br />
Let me go back to the two schemes we have seen in the previous chapter. We have seen<br />
that the space of possible configurations of, respectively, chess games and myths are rep-<br />
resented by the tree-like graph of chess suggested by Shannon and by the stack of matrixes<br />
envisioned by Lévi-Strauss. We might think the two structures are isomorphic since every<br />
card in Lévi-Strauss’s stack correspond to a branch of the tree in Shannon’s chess. In other<br />
words, it is possible to establish a correspondence between the elements of the two formal<br />
objects merely by “folding” Shannon’s branches onto themselves to fit into Lévi-Strauss’s<br />
stacked cards:<br />
But this mapping, while it does justice to discreteness and closure, fails to preserve all<br />
the synchronic relations discovered by the analysis of the myth, as we have seen in the Oe-<br />
dipus case. In fact, here is how Lévi-Strauss describes the further level of relations in the<br />
essay just quoted:<br />
To understand the meaning of a term is always to permute it in all its context.<br />
In the case of oral literature, these contexts are first provided by the set<br />
of the variants, that is, by the system of compatibilities and incompatibilities<br />
that characterizes the permutable set. That the eagle appears by day and that<br />
the owl appears by night in the same function already permits the definition<br />
of the former as a diurnal owl and of the latter as a nocturnal eagle, and this<br />
signifies that the pertinent opposition is that of day and night. [From other
S TRUCTURE AND SUBSTANCE<br />
contexts] is then to be noticed that the eagle and the owl together are put in<br />
opposition to the raven, as predators to scavenger, while they are opposed<br />
to each other at the level of day and night; and that the duck is opposed to<br />
all three at the new level of pairs ski-land and ski-water. Thus a “universe of<br />
the tale” will be progressively defined, analyzable in pairs of oppositions,<br />
diversely combined within each character who — far from constituting a<br />
single entity — is a “bundle of differential relations,” in the manner of the<br />
phoneme as conceived by Jakobson. 21<br />
We understand then that the “universe of the tale” becomes sensibly different from the<br />
game of chess as depicted by AI. An interesting question arises, though: is it formally pos-<br />
sible to analyze the objects at the center of AI’s attention along Lévi-Straussian lines?<br />
The Structural analysis uses two complementary methods when confronted with a<br />
myth. The first one consists in breaking up the tale into analogous elements and showing<br />
that each one represents a variation of the same theme. This is the method used by Lévi-<br />
Strauss in the analysis of the Oedipus myth discussed in the previous chapter. The second<br />
method, use most extensively in Mythologiques, consists in “superimposing a syntagmatic<br />
sequence in its totality—in other words a complete myth—on other myths or segments of<br />
myths” 22 and to look for the same kind of repetitions or transformations as they might occur<br />
from one myth to the other. The first approach, in short, is intra-mythical, while the second<br />
is inter-mythical. To make available to AI the Structuralist methodology we only have to<br />
take a single game of chess—e.g. a complete vertical path in AI’s tree-like diagram—to be<br />
a syntagmatic structure, and therefore the equivalent of a myth. Both the intra- and inter-<br />
mythical approach now become available as intra-game and inter-game analysis of the<br />
game of chess.<br />
We will try to sketch what would be required to carry out the latter method, in order to<br />
understand even better the differences between the two approaches. First, the stack of ma-<br />
trixes representing a Lévi-Straussian structure is richer in internal relationships than its Ar-<br />
21. Claude Lévi-Strauss, Anthropologie Structurale deux…, 161-<strong>2.</strong> Engl. tr. 135.<br />
2<strong>2.</strong> Claude Lévi-Strauss, Le Cru et le Cuit…, Engl. tr. 307. See also John Peradotto, “Oedipus end Erichtonius:<br />
Some Observations of Paradigmatic and Syntagmatic Order,” Arethusa, 10 (1977), 85-101, for<br />
a discussion of Lévi-Strauss’s double methodology.<br />
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tificial Intelligence counterpart. Second, the structure of a myth, for example, is constructed<br />
“bottom-up”, e.g. it is built from a complete description of all the narrative variants that are<br />
actually found in the literature. Each variant constitutes its own context, and the basic rela-<br />
tions used to build the group that generates the structure are found by permutating the ele-<br />
ments in all their contexts.<br />
Thus, a first attempt at a formalization of chess, for example, into a structure (as op-<br />
posed to a search-space) would start not from an abstract description of the “moves” of the<br />
game, e.g. the higher level constraints that make the game possible, but rather from a col-<br />
lection of chess games equivalent of the single variants of a myth: the single games of<br />
chess. It would then proceed to isolate the basic elements of the game, the chess equivalent<br />
of the gross constituent units of the myth. It is not totally clear what these would be. If we<br />
remember that, in the myth, such units are basically found at the sentence level (by analogy<br />
from linguistics) we may try to found a sentence equivalent in the internal dynamic of the<br />
game of chess. A single move of a determinate piece may too small of a unit, whereas a<br />
sequence of moves representing, for example, the development of a piece, e.g. the expres-<br />
sion of a certain action that a piece perform, may probably be better suited to the task. The<br />
concept of heuristic rules can perhaps be reintroduced, with modifications, at this level of<br />
the analysis as the sequence of moves a chess piece (or more) uses to carry out a task like<br />
“occupying the center,” “protecting the king,” etc. From an Artificial Intelligence perspec-<br />
tive, heuristic rules act as a higher level constraint on the search-space that introduce mean-<br />
ingful relations: they act as a constraint higher than the moves themselves that made up the<br />
space in the first place. Thus, they seem a natural candidate for the similar, higher level role<br />
that the gross constituent units play within Lévi-Strauss’s theoretical approach.<br />
The analysis would then proceed, on the basis of the catalog of existing games, to re-<br />
trieve the relations tying together the single constituents and, from then, would try to con-<br />
struct a group binding all the relations in a tidy structure. It should be noted that this<br />
approach to the game of chess, if carried out, would come up with the formalization of a<br />
different object than “the” game of chess that game-theory inspired to Artificial Intelli-<br />
gence. In fact, it would be misleading to call it the game of chess: by analogy with Lévi-
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Strauss’s characterization of Propp’s enterprise we should call it the universe of chess. The<br />
universe is both broader and narrower than the game. Broader, because it encompasses and<br />
aims at explaining more than just the games that are virtually possible: it focuses on the<br />
game that have actually being played, in all the contexts in which they occurred. Thus, for<br />
example, the past history of the game, which, as we have seen, is unrecoverable from Ar-<br />
tificial Intelligence’s standpoint, becomes instead accessible since it may represent just one<br />
of the dimensions along which the (hyper)stack of matrices develops. We have seen how<br />
Lévi-Strauss stresses, in the context of his programmatic analysis of the Oedipus myth, that<br />
the diachronical evolution of the myth from Greece to Freud can be accounted as another<br />
set of variants along the chronological axis. In the same spirit, the evolution of chess—or<br />
of same parts of it like, say, the Sicilian opening—from its XVII century beginnings to Kar-<br />
pov’s finesses, become just another set of relations to be accounted for. The same argument<br />
can be repeated, of course, for other, non-chronological dimensions: for spatial/geograph-<br />
ical distributions, social role, etc.<br />
On the other hand, the universe is narrower than the total space of chess, insofar as it<br />
does not pretend to account for all the possible games that may be played in abstracto, e.g.<br />
starting from the rules only. To put it differently, the immense tree containing 10 120 nodes<br />
imagined by Shannon and Simon is not within Lévi-Strauss’s perspective since the struc-<br />
ture-enforced constraints are much stronger than just the simple rules of the game. As a<br />
consequence, not all the abstractly possible games are in fact possible, but only those that<br />
find a place in one of the matrixes embodying the different relations. Thus, although the<br />
two approaches can, to a certain extent, be translated into one another, there is neither a sim-<br />
ple isomorphism between them, nor a homeomorphism from Structuralism to Artificial In-<br />
telligence, as it might have appeared at first sight in virtue of greater richness (in terms of<br />
accounted relations) of the former approach. Although, as I have tried to show, there is an<br />
inner core that is shared by both approaches, their different takes on the crucial issue of the<br />
relationship between the theoretical objects and the substance of those objects pull them<br />
apart quite considerably. It is sometimes easy to confound the two approaches—AI’s and<br />
Structuralism’s—because at times they seem to follow the same path when they contrast an<br />
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“abstract matrix of possibilities” to a more limited set of concrete occurrences, the former<br />
constructed by a combinatorics of simple elements and the latter retrieved in the real instan-<br />
tiations of some elements of the that matrix. In this sense, the tree representing the state<br />
space of chess is the “abstract “space of possibilities,” while the games played are a subsets<br />
of vertical paths. Analogously, the abstract matrix that include the oppositions between<br />
“dead” vs. “living” beings, “Chtonian” vs.”aerial” characters, etc., is opposed to the actual<br />
myths that exploit only a few of those possibilities. But there is a crucial difference between<br />
the matrix of abstract possibilities that can be constructed from the oppositions found in<br />
practice, e.g. in the actual myths, or actual games, and, on the other hand, the matrix or the<br />
tree that can be generated from the composition of atomic elements according to rules. The<br />
difference, once again, lies (a) in the different levels at which the theoretical gaze is directed<br />
and (b) in the different roles played by the “praxis” that embody abstract structures. In AI’s<br />
case, we see, (a) single elements that are (b)defined “independently” from their meaning,<br />
e.g. chess pieces whose mutual relationships are assumed as given. On the contrary, Lévi-<br />
Strauss and Structuralism in general focus their attention to (a) the system of opposition as<br />
(b) they are found in the actual practices, e.g., in the example presented above, oppositions<br />
of differential characters (diurnal vs. nocturnal, chtonian vs. aerial, etc.) as found in the ac-<br />
tual myths.<br />
In other words, it might be possible to construct a state space for AI along Structuralist<br />
lines, and then conjugate it with the more traditional AI tools and techniques. However,<br />
such a “technical” operation is far from being philosophically neutral, since it comports a<br />
totally different interpretation of the meanings of the terms embodied in the various struc-<br />
tures or spaces. Lévi-Strauss’s move away from the classical opposition form/content im-<br />
plies the abandonment of a classical theory of reference whereby the terms are attached to<br />
the things they stand for through the theoretical couple form/content. This switch may be<br />
all for the best since we have already hinted at the fact that AI’s own philosophy might get<br />
it into some troubles. Or, it may instead be taken as a symptom of the even deeper troubles<br />
that AI faces, since it seems to be forced to abandon as basic a tenet as the aforementioned<br />
theory of reference. Whatever, the case, it is clear that a further discussion is needed in or-
S TRUCTURALISM, PHILOSOPHY, AND AI<br />
der to get a better understanding of the philosophical difference between the two anti-philo-<br />
sophical projects, both in terms of their assumptions and in terms of the choices opened up,<br />
or closed off by them.<br />
5. Structuralism, <strong>Philosophy</strong>, and AI<br />
The consequences of the structural explanation of terms are not only wide and deep,<br />
but affect particularly the viability of the game-based approaches as “non-philosophies” in<br />
the sense described above. In fact, most if not all the philosophical debates surrounding<br />
both Artificial Intelligence and Structuralism can be shown to stem from this point. My dis-<br />
cussion will follow the guidelines provided by a debate between Lévi-Strauss and the phi-<br />
losopher Paul Ricoeur that started in the early 1960s and continued, in increasingly harsher<br />
and more radical tones, for over a decade. The first encounter took place on the pages on<br />
the journal Esprit soon after the publication of La pensée savage, the book in which Lévi-<br />
Strauss generalizes his researches on myths by applying the structural method to the wider<br />
interrogation of “primitive” mentality in general. It then continued in a series of articles<br />
published by Ricoeur in the following years and in numerous, although almost always in-<br />
direct, discussions of Ricoeur’s critiques contained in Lévi-Strauss articles and books pub-<br />
lished after 1963.<br />
Although the first part of my discussion will thus be focused on Lévi-Strauss’s work,<br />
it should be read in the wider context of both AI and Structuralism, and not just because of<br />
the substantive analogies between the two approaches that I have described so far. In fact,<br />
when Ricoeur criticizes Structuralism’s philosophical pretensions, he appeals to a view of<br />
language—and a theory of reference, in particular—that he sees embodied in the work John<br />
Searle, e.g. the work of Artificial Intelligence’s staunchest and most indefatigable critic.<br />
This view, according to Ricoeur, is<br />
the theory of proper names and definite descriptions, from which Strawson<br />
and Searle derive their theory of the identifications of particulars, [and<br />
it] turns on that fundamental characteristic of language, that the truth of a<br />
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proposition has to do not with its ‘sense’ (ideal), but with its ‘reference,’ that<br />
is, in the last resort its capacity to correspond to what is[…] 23<br />
We can consider this text as a simple indication of the larger, and more intricate, framework<br />
surrounding the whole debate: a “Continental” philosopher advocating a hermeneutic un-<br />
derstanding of language like Ricoeur criticizes Structuralism by appealing to a theory of<br />
reference that underlies John Searle’s critique of Artificial Intelligence. I will start to dis-<br />
entangle the various issues involved beginning from the first term of the relationship:<br />
Ricoeur’s critique of Lévi-Strauss.<br />
Ricoeur, a philosopher coming from the phenomenological tradition, is willing to ac-<br />
knowledge the merits of the structural approach but he is ready to underline its shortcom-<br />
ings. The most important limitations, he points out, concern the meaning of the structure<br />
governing a given myth or group of myths. The structural organization of thought may be<br />
interesting, in itself, as a study of the different possibilities of mediation of the meaning in-<br />
tentions. But he claims that the true problem that a structural approach will leave unsolved<br />
is the following: how can “structural comprehension instruct a comprehension directed to-<br />
ward the recovery of the signifying intention?” 24 This is a problem only philosophy can<br />
solve, according to Ricoeur, because<br />
while the structuralist explanation seems to encompass almost everything<br />
when synchrony takes place over diachrony, it provides us only a kind of<br />
skeleton, whose abstract character is apparent, when we are faced with an<br />
overdetermined content, a content which does not cease to set us thinking<br />
and which is made explicit only through the series of recoveries by which it<br />
is both interpreted and renewed. (51, my emphasis)<br />
23. Paul Ricoeur, Main Trends in <strong>Philosophy</strong> (New York: Holmes and Meers, 1979) 265. First edition published<br />
in 1970.<br />
24. Paul Ricoeur, “Structure et herméneutique,” Esprit, 31, 322, nov. 63, 606, previously published as Paul<br />
Ricoeur, “Symbolique et temporalité,” Ermeneutica e tradizione (Atti del Congresso Internazionale,<br />
Roma, gennaio 1963) Archivio di Filosofia, 3, 1963, 12-31 and now in Paul Ricoeur, Le conflit des<br />
interprétations (Paris: Seuil, 1969) 53; Engl. tr.The Conflict of Interpretations (Evanston, Ill.: Northwestern<br />
UP, 1974) 39. The quoted issue of Esprit was dedicated to a discussion of Lévi-Strauss’s La<br />
pensée savage and contained also articles by the anthropologist Jean Cuisinier, the linguist Nicolas Ruwet,<br />
and the historian Marc Gaboriau followed by a round table between Lévi-Strauss and the editors<br />
of Esprit (among whom is Ricoeur).
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The structural approach will forever be a scientific enterprise unable to go to the core<br />
of the problem; the philosopher, instead, is concerned with the meaning of the words, for<br />
which linguistic laws serve as instrumental mediation, forever unconscious (52).<br />
Ricoeur provides a concrete example of the hermeneutic comprehension of religious<br />
text on the basis of the body of myths contained in the Old Testament. He claims that the<br />
sens of the sacred text is organized by at least three “noyaux de sens,” three agglomerations<br />
of meaning: each being organized by a network of events: the first is represented by the an-<br />
nouncement of Jahve’s coming and the deliverance form the Egyptian captivity, the second<br />
is centered around David’s mission and the third focuses on the events after the Jews’ di-<br />
aspora. For the correct comprehension of these agglomeration of meaning, Ricoeur stress-<br />
es, a taxonomy of oppositions constructed along Structuralist lines is useless, because the<br />
correct method of understanding must recover the “intellectual labor” (le travail intellectu-<br />
el) that, starting from the mythical structure, was able to construct the identity of the nation<br />
of Israël as a historical entity. The speculative theology embedded in the texts has a minimal<br />
role in this process; the most important part, instead, is played by the constant interpretation<br />
and re-interpretation of those biblical texts within a historical framework:<br />
Le travail théologique sur ces événements est en effet lui-même une<br />
histoire ordonnée, une tradition interprétante. La réinterprétation, par<br />
chaque génération, du fond de traditions confère à cette compréhension de<br />
l’histoire une caractère historique, et suscite un dévéloppement qui a une<br />
unité signifiante impossible à projeter dans un sistème. […] il est<br />
remarquable que c’est par ce travail de réinterprétation de ces propres<br />
traditions que le peuple d’Israêl s’est donné une identité qui est elle-même<br />
historique. 25<br />
This is why the “taxonomic” structure of oppositions that, undoubtedly, can be discov-<br />
ered within the biblical text, must be seen as a mere instrument, as the tool that enables the<br />
mediation between the people of Israël and its own history: the meaning of the text is not<br />
to be found in its structure, but in the active acts of interpretations that the structure makes<br />
25. Paul Ricoeur, “Structure and Herméneutique…,” 49.<br />
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possible, to be sure, but that will inevitably transcend it. In Ricoeur’s perspective, the ex-<br />
ample is important because it shows the primacy of history, and especially of a historically<br />
situated act of interpretation, over the synchronic coexistence of terms in opposition within<br />
a myth that the Structuralists stress over and over. The historical primacy of history—the<br />
fact that Israël’s own interpretation of its texts is constituted by a a series of events and not<br />
by a speculative theology—entails that the current understanding of the text must be his-<br />
torical as well. A structural analysis of the biblical text, according to Ricoeur, would skim<br />
the surface of what constitutes the true meaning of the text for the people who has been con-<br />
stantly involved with it. Rather, a correct comprehension will take the form of a “re-telling”<br />
insofar as it will try to repeat, in a different context, the original “deployment” of sense that<br />
“a présidé à l’elaboration des traditions du fond biblique.”<br />
Structuralism, instead, misses this level of temporality that is inherent in the myths and<br />
cannot account for the recovery of meaning that may happen through a structure but by<br />
means of an act that will transcends it to reach beyond. Therefore, the “science structurale”<br />
is valuable as a preliminary analysis of the conditions that may constraint those interpreta-<br />
tive acts, but it is not sufficient to a truly philosophical, or hermeneutic understanding. It is<br />
a science of the instrumental mediation that cannot—and should not dare to, as Ricoeur will<br />
say later—overstep its boundaries into the philosophical domain.<br />
The essential coordinates of the philosophical debate around Structuralist are thus laid<br />
out: on one side stands the Hegelian project of a philosophy of the subject who understands<br />
himself, reflexively, also as being: “une philosophie de soi et de l’être,” in Ricoeur’s words.<br />
Hermeneutics, on this interpretation, comprehends itself as a scaled down, relativized ver-<br />
sion of the Hegelian Logic that recognizes the intrinsic impossibility of providing a com-<br />
plete, and truly Hegelian, description of all the categories and accepts the lesser goal of<br />
supplying, at given time, an historically bound fragment of such an interpretation. On the<br />
opposite side stands the Kantian project of providing an a-historical grid of formal, or pure-<br />
ly syntactical, categories that the subject will be forced, unreflectively, to use in its daily<br />
operations. The focal point that enables the dialogue between these two traditions, as<br />
Ricoeur makes clear, is the subject, since both Kant’s and Hegel’s efforts must be read as
S TRUCTURALISM, PHILOSOPHY, AND AI<br />
two different ways of providing an understanding of the human subject and the (pre-)con-<br />
ditions of its dealing with the world through language.<br />
Structuralism, so goes the basic line of Ricoeur’s argument, is an incomplete form of<br />
Kantism that must be brought back to Hegel through a necessary integration with herme-<br />
neutics in order to be able to provide a full account of human subjectivity. In fact, according<br />
to Ricoeur, the structural thought is necessarily incomplete because it lacks the moment of<br />
self-reflexivity. In other words, because it does not reflect on the moment of the decipher-<br />
ments, e.g. on the necessary step whereby the abstract mediating structures are “put to use,”<br />
so to speak, by the human subject who lives immersed in and conditioned by them. Struc-<br />
turalism, according to Ricoeur, misses necessarily this moment because of its exclusive em-<br />
phasis on the syntactic manipulation of symbols and its disregard for semantics. As a<br />
consequence, it ends up necessarily incomplete, and, therefore it will be up to a<br />
philosophie réflexive de se comprendre elle-même comme<br />
herméneutique, afin de créer la structure d’accueil pour un’anthropologie<br />
structurale; a cet égard, c’est la fonction de l’herméneutique de fair<br />
coïncider la compréhension de l’autre—et de ses signes dans les multiples<br />
cultures—avec la compréhension de soi et de l’être. 26<br />
Ricoeur suggests that, at the limit, such a comprehensive approach integrating both the<br />
“syntactic” aspect provided by Structuralism (e.g the moment of the “form”) and the “se-<br />
mantic” aspect provided by a self-reflexive philosophie like hermeneutics (the moment of<br />
the “content”) will in fact resemble the Hegelian project of constructing a Science of Logic<br />
as a comprehensive system of Being as Subject, albeit it will be a Logic which is aware of<br />
its ineliminable partiality. As he puts it:<br />
A la limite, cette appropriation et cette reconnaissance [e.g. the integrated<br />
approach] consisteraient en un récapitulation totale de tous les contenus<br />
signifiants dans un savoir de soi et de l’être, comme Hegel l’a tenté, dans un<br />
logique qui serait celle des contenus, non celle des syntaxes. Il va de soi que<br />
nous ne pouvons produire que de fragments, qui se savent partiels, de cette<br />
26. Paul Ricoeur, “Structure et Herméneutique,” …54; Engl. tr. 51. All emphasis in the quotations from<br />
Ricoeur’s article are mine unless otherwise noted.<br />
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exégèse de soi et de l’être.(ib.)<br />
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On the contrary, an understanding, like Structuralism’s, that misses the “plan du contenu”<br />
by favoring the syntactic aspect is bound to oscillate among different “rough outlines of<br />
philosophies” (ébauches de philosophies) all more or less incomplete. At times, the Struc-<br />
turalist project resembles<br />
un kantisme sans sujet transcendental, voire un formalisme absolu, qui<br />
fonderait la corrélation même de la nature et de la culture.<br />
However, as Ricoeur is quick to point out, such a project, (and besides, we may add, being<br />
almost an oxymoron in Kantian terms) is unable to give an account of the philosophical<br />
problem of the relationship of men with the world and with the other, because it addresses<br />
the wrong logical level:<br />
ce ne sont pas de lois linguistiques que nous cherchons à totaliser pour<br />
nous comprendre nous-même, mais le sens des paroles, par rapport à auquel<br />
les lois linguistiques sont la médiation intrumental à jamais inconsciente. Je<br />
cherche à me comprendre, en reprenant le sens des paroles de tous les<br />
hommes; c’est à ce plan que le temps caché devient historicité de la tradition<br />
et de l’interprétation. (55/52)<br />
According to Ricoeur’s interpretation, Structuralism is bound to miss the level of the con-<br />
crete interpretative acts that retrieve the content, or rather the meaning, whose expression<br />
has been made possible by the unconscious linguistic grid. Therefore, the only option open<br />
to the Structuralist who wants to recover the praxis, the concrete praxis in which human<br />
beings are involved whenever they speak, worship or play chess, consists in shifting the fo-<br />
cus of attention by 180 degrees and turn the structure into the objective order of reality:<br />
“there is in fact, in The Savage Mind, the sketch of a very different philosophy, where the<br />
order is the order of things, and thing itself.” 27 Ricoeur reads Lévi-Strauss’s emphasis on<br />
the concept of species, in La pensée savage, as evidence of this point, since the species,<br />
27. Paul Ricoeur, “Structure et Herméneutique, …, 56/53. It will be noticed that “the order of things” is<br />
precisely the English title of the book that was to become, perhaps, the best known (albeit reluctantly)<br />
Structuralist manifesto: Le mots et le choses by Michel Foucault, published just three years later.
S TRUCTURALISM, PHILOSOPHY, AND AI<br />
whose status Lévi-Strauss has shown to be deeply interlinked within a elaborate set of<br />
structures, belongs, by definition, to a level of “presumptive objectivity.” The taxonomic<br />
classifications embedded and made possible by the structures are thus to be considered as<br />
part of a different “philosophical sketch” where the ontological status of the structures has<br />
radically changed.<br />
The crucial point that Ricoeur wants to bring home, is that the “structuralist science”<br />
does not allow to choose between the two rival interpretations because these conflicting and<br />
mutually incompatible “philosophical sketches” are all necessary to make it coherent as a<br />
form of philosophy. Structuralism, then, is bound to oscillate between these incomplete<br />
forms of philosophies because it misses the essential link with the facticity of a subject<br />
who—always located within a historical frame and therefore constrained by a horizon con-<br />
stituted by the history of previous interpretations—strives to recover the sense of the words<br />
that come to him always mediated by the unconscious linguistic structure. Thus, Structur-<br />
alism is forced to privilege, alternatively, one of the two terms of the relationship: some-<br />
times it emphasizes the formal aspect and sometimes it stresses the praxis, but it can never<br />
bring the two together. In either case it is doomed to fail, if left to itself, because in the<br />
former case it postulates an unconscious linguistic grid without being able to account for<br />
the subject (be it empirical or transcendental) who will be able to use it in its daily practices.<br />
In the latter, and symmetrical, case, it reifies the structure by turning it into the structure of<br />
things and a thing itself, e.g. it transforms the unconscious linguistic grid that has to medi-<br />
ate between the subject and reality into an objectively real structure of reality that consti-<br />
tutes praxis itself, that is, into a superstructure of praxis. The structuralist’s pendulum, in<br />
Ricoeur’s words, swings from one of these extremes to the other according to the necessi-<br />
ties of the moment, but is unable to go beyond these “rough outlines of philosophies” and<br />
provide a satisfactory solution to the philosophical problem of integrating men within their<br />
historical world. Such a solution can only come from a marriage with hermeneutics, since<br />
philosophy is the necessary supplement that Structuralism lacks. Ricoeur, in facts, con-<br />
cludes his critique by saying that there cannot be any:<br />
structural analysis without a hermeneutic comprehension of the transfer<br />
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of sense [intelligence herméneutique du transfer de sens], without that indirect<br />
giving of meaning which founds the semantic field, which in turns provides<br />
the ground upon which structural homologies can be discerned.<br />
And conversely, there is no<br />
hermeneutic comprehension without the support of an economy, of an order<br />
in which the symbol signifies. Taken by themselves, symbols are threatened<br />
by their oscillation between sinking into the imaginary and<br />
evaporating in allegorism; their richness, their exuberance, their polysemy<br />
expose naive symbolists to intemperance and complacency. (63/60)<br />
Thus, according to Ricoeur’s analysis of what may perhaps be called the “formalist-syntac-<br />
tic” inadequacy, Structuralism must rest content with a limited, although necessary role.<br />
Syntactic analyses are an indispensable supplement to philosophical understanding but<br />
cannot become autonomous because they miss a fundamental level of human practices. If<br />
Ricoeur’s analysis is correct, the subalternity of the formal/syntactic disciplines will only<br />
turn into full-blown supplementarity— in the sense explained above—as soon as the disci-<br />
plines in question overstep their assigned boundaries and pretend to be taken as complete<br />
“philosophies.” It cannot be otherwise, since they will be forced to presuppose nothing less<br />
than that “indirect giving of meaning which founds the semantic field, which in turns pro-<br />
vides the ground” upon which the syntactic transformation can be performed, be it a rule-<br />
based AI-like move or a permutation of a group of relations. To put it a bit differently,<br />
Ricoeur’s analysis leaves only two possibilities open to and all game-based approaches that<br />
rely on the concept of closure of the semantic field: they can either abandon the non-philo-<br />
sophical ambitions and accept a technical status, or they can raise their theoretical aim by<br />
finding a way to recover the contents of the practices (the “semantics) while preserving clo-<br />
sure.<br />
Structuralism (or AI) are thus demoted, in a traditional metaphysical gesture, to the<br />
role of helping disciplines that can provide useful “technical” insights on the “abstract” me-<br />
chanical structure of the semantic question—but disciplines that cannot help leaving the<br />
real philosophical issues for the philosophers to solve. Lévi-Strauss, however, is quite un-<br />
comfortable with such a reductive interpretation of his work, and points out that the philo-
S TRUCTURALISM, PHILOSOPHY, AND AI<br />
sophical work carried out by the structures provides an explanation of how meaning came<br />
about in the first place: as a the kind of permutation of groups of relations operated on<br />
meaningless elements that he finds at work underneath the surface of myths. In Lévi-<br />
Strauss’s more radical view, there is no room left for philosophy in the traditional sense, as<br />
Ricoeur is quick to recognize and as Lévi-Strauss himself will elaborate in greater detail<br />
his challenge to philosophy in the following years: in the introduction (Ouverture) to My-<br />
thologiques, which I will discuss in the next section, he answers Ricoeur by responding to<br />
the latter claim of partiality of an interpretation within an historically bound context with<br />
the elaboration of the concept of Anaclastic unity (structural analysis of myths is a myth of<br />
myths).<br />
Generally speaking, though, we can notice that the two options outlined by Ricoeur<br />
correspond quite closely, in my opinion, to successive developments followed by Artificial<br />
Intelligence and Structuralism, although the path that these two disciplines have taken are<br />
somewhat intricate. In the former case represented by AI, we see that the reliance upon the<br />
formalistic distinction between form and content accompanied by the privileging of the<br />
former term over the latter has exposed it to the kind of fallacies that Ricoeur outlined in<br />
his critique. Although AI as such has definitely not published any grand manifesto pro-<br />
claiming a theoretical shift from a general philosophy to a technical, “supplementary” (or<br />
subordinate) discipline, it is not difficult to see that this is exactly what has historically hap-<br />
pened in the scientific practice of the field. With a few exceptions (mostly coming from phi-<br />
losophers embracing AI rather that from researchers active in AI research) 28 research in<br />
Artificial Intelligence has quietly turned into a technical discipline that is more interested<br />
in the development of logical tools or new algorithms than in providing an exhaustive rep-<br />
lication of the inner workings of the human mind in general.<br />
Lévi-Strauss, on the contrary has chosen the opposite path: by upping the ante and re-<br />
fusing any formalistic interpretation, he aims instead toward an integrated picture that tak-<br />
en into full account that level of human practices that, according to Ricoeur, a formalist<br />
account will necessarily miss. To use the philosophical framework that Ricoeur sketched in<br />
his article, such an integration should move him toward the Hegel-like pole of the philo-<br />
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sophical axis and away from the Kant-like formalism of the unconscious that he was re-<br />
proached for. However, it is not at all easy to provide an account of and eventually assess<br />
his theoretical move because in his responses to Ricoeur contained in the quoted issue of<br />
Esprit and in later works as well, he has repeatedly proclaimed his full acceptance of<br />
Ricoeur’s label for his project: kantisme sans sujet transcendantale, he affirmed, represents<br />
an excellent description of his very project. In other words, Lévi-Strauss seems to be mov-<br />
ing in the opposite direction than we expect, or perhaps seems to be saying one thing and<br />
doing something very different.<br />
Let us now examine these two paths in turn by going back to their common root: the<br />
possibility of a reduction of meaning to the product of the structure’s operation. This is the<br />
crucial step that Structuralism takes and AI does not. What does it mean?<br />
Lévi-Strauss’s answer is clear: it is misleading to think of a possible complementarity<br />
and opposition between syntax and semantics, between structural analysis and philosophi-<br />
cal interpretation, because one of the most important result of the notion of structure as de-<br />
veloped by the “phonologic revolution” is that “meaning derives always from the<br />
combination of elements which are not meaningful in themselves.” Therefore, what the phi-<br />
losopher is after would constitute<br />
a meaning of meaning, a meaning which lies behind the meaning; where-<br />
28. It will have been noticed that the distinction between the “philosophical” vs. the “technical” option corresponds<br />
quite closely to John Searle’s famous distinction between “strong” and weak” AI as put forward<br />
in “Minds, Brains, and Programs,” an article he published in 1980. At the time AI was still quite<br />
attached to its grand philosophical project, as the many reactions to Searle’s article from inside the<br />
field bear witness, while in the following years the research has become “weaker” and “weaker,” so to<br />
speak, i.e. more and more technical and less and less philosophical. In fact, the “grand vision” of Artificial<br />
Intelligence seems to be accepted, nowadays, only by philosophers like John Pollock or Daniel<br />
Dennett, whose debates with AI’s self-appointed terminator, John Searle, fill the pages of many magazines.<br />
A good indication of the theoretical shift that has occurred in AI practice is provided by the<br />
essay by John McCarthy quoted above in Chapter IV, in which McCarthy recounts his flabbergasted<br />
reaction when a doctoral student in AI could not relate her dissertation project to the goal of explaining<br />
the mind, nor, which is worse, could appreciate the importance of the issue. Of course the issue that<br />
should be addressed is whether there is anything left to AI once the non-philosophical ambition has<br />
been stripped off. I tried to provide an answer to this question, although implicitly, in chapter IV above.<br />
See John Searle, “Minds, Brains, and Programs…”; John Pollock, How to Build a Person (Cambridge,<br />
Ma: MIT Press, 1989) and its sequel Cognitive Carpentry: a Blueprint for How to Build a Person<br />
(Cambridge, Ma: MIT Press, 1995);Daniel Dennett, Consciousness Explained …; and John McCarthy,<br />
“AI needs more emphasis on basic research…”
S TRUCTURALISM, PHILOSOPHY, AND AI<br />
as in my view meaning is never a first phenomenon: meaning is always reducible.<br />
In other words, behind every meaning there is always something<br />
meaningless and the reverse is not true. For me, signification is always phenomenical.<br />
29<br />
It cannot be stressed enough that we have reached here the crucial point of our com-<br />
parison between Structuralism and Artificial Intelligence, that is also a comparison between<br />
two dominant attitudes on the opposite sides of the Atlantic. The real watershed is to be<br />
found in Lévi-Strauss’s willingness to accept, and indeed to claim, that signification is in-<br />
deed a “result” of the structural transformations (e.g. permutations) of groups of relation-<br />
ships (e.g. oppositions) operated upon elements that are themselves void of meaning. The<br />
structural approach, in other words, considers the meaningfulness of the symbols that it ar-<br />
ranges in tables and groups as a result of the manipulation, and not as a pre-given phenom-<br />
enon that can just be assumed (as AI would have it) or that can be left to philosophy to<br />
account for (as Ricoeur would like).<br />
The AI tradition, as I have insisted above, considers the meaningfulness of the symbols<br />
an extra-theoretical starting point, an assumption that it can put aside while concentrating<br />
all its attention on syntactic, e.g. “formal,” combinations that will “preserve” the semantic<br />
content of the atomic elements it started from. “Take care of syntax, and semantics will take<br />
care of itself,” is the AI dictum epitomizing a separation of concerns between the semantic<br />
and syntactical spheres that in fact relies upon the logical and epistemological priority of<br />
the former in order to turn the latter into an object of study. 30 That is, AI relies on the as-<br />
29. Claude Lévi-Strauss, “Réponses à quelques questions,” in Esprit, 31, 322, nov. 63, 637, emphasis added.<br />
30. On the deep reliance on semantics of AI and the “formalistic tradition” in general, see Brian Cantwell<br />
Smith, The Rise of Objects …15 ff. and especially the full discussion of “formalism” as anti-semantics<br />
in the second volume of The Age of Significance. In the Derridean terms sketched above, Smith’s operation<br />
is a full-fledged deconstruction of the formalist tradition, with syntax and semantics playing<br />
the role, respectively, of speech and writing in the by now classical Derridean analysis carried out, for<br />
example, in De la Grammatologie. “Semantics,” e.g the pregiven meaningfulness of symbols, is, like<br />
writing, what the formalists cannot accept within their theories, but is nonetheless what grounds them<br />
from the outside. Except, of course, that the theories themselves foreclose the existence of any outside<br />
of this kind. Semantics, in other words, plays, according to my interpretation of Smith’s work, the paradigmatic<br />
role of a Derridean supplement within the formalist project which is exemplified here by the<br />
Artificial Intelligence tradition.<br />
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sumption that the meaningfulness of symbols is not what the theory is all about: it is a pre-<br />
supposition that the theory will not explain but that it must assume as the ground on which<br />
it will operate. This position is perfectly congruent with Ricoeur’s interpretation of Struc-<br />
turalism and it does indeed leave quite a considerable room for the work of the philosopher<br />
who will have to provide an explanation of how semantics came about in the first place.<br />
Thus, the debate between Ricoeur and Lévi-Strauss helps us understand the critical<br />
step that the two game-based non-philosophies we are examining have to take in order to<br />
escape philosophy’s objections. If they are content to presuppose semantics and limit their<br />
theoretical scope, “formalistically,” to a theory of syntactic manipulation, then it will be up<br />
to philosophy to complete and complement their “merely” technical approach. Artificial In-<br />
telligence does not take this critical step, nor could it take it even if it were willing to, given<br />
its reliance on the concepts of form and content tied together by an interpretation function.<br />
Therefore, formalist approaches like AI’s end up caught in a double bind: on the one hand<br />
they are, theoretically speaking, forced to leave room for philosophy, as Ricoeur’s point<br />
makes clear; on the other hand, they are programmatically incapable of doing so unless they<br />
renounce the “non-philosophical” ambitions and accept to be reduced to a pure “technical”<br />
(e.g. “engineeristic”) discipline that the philosopher may found useful but that can never<br />
solve, nor indeed even approach, any true philosophical problem.The interpretation of Ar-<br />
tificial Intelligence’s impasse I have just offered may perhaps show that the classical cri-<br />
tiques advanced, from diverging sides, by John Searle, Hubert Dreyfus and the<br />
Connectionists movement are in some sense necessitated by the inadequate rendering of<br />
detachment within the AI filed. All critiques, in fact, try to ground meaning outside AI’s<br />
formalistic structres, e.g. they relinquish the requirement of closure. Searle’s celebrated<br />
‘Chinese room’ argument wanted to show, inter alia, that no formal structure can ever have<br />
a signifying intention, that no original intentionality can be originated by a computer pro-<br />
gram. Intentionality, for Searle, is a bio-physical process analogous to digestion and lacta-<br />
tion—e.g. it belongs to that ‘level of content’ that lies programmatically (but<br />
‘supplementarily’) outside of AI’s search-spaces. Connectionism can be similarly interpret-<br />
ed as the effort to abandon the non-philosophical ambitions of AI in favor of a classical
T HE CHALLENGE OF CLOSURE<br />
methodology that aims at modeling on computer hardware an essentially biological pro-<br />
cess. Dreyfus’s critique, on the other hand, is very close to Ricoeur’s, insofar as it stresses<br />
the existence of an unformalizable level of meaning-creating practices that lies behind (and<br />
reaches beyond) the formalized structures.<br />
The debate between Ricoeur and Lévi-Strauss’ around formalism makes clear (hope-<br />
fully) that the interpretation of game that adopts total arbitrariness and complete separabil-<br />
ity (the two tenets of the AI/formalistic procedure to fix the game into place) puts itself into<br />
an unstable position that calls for an external, but impossible, grounding that can be either:<br />
(a) “philosophical,” like Ricoeur’s search for a meaning of meaning through herme-<br />
neutics, and its equivalent in the AI’s field: Dreyfus’s Heideggerian critique;<br />
(b) or “biological,” like Searle’s “solution” that ties everything back to the concrete or-<br />
ganization of the “physical.”<br />
In either case, AI’s project fails, since it cannot, in principle, admit anything external<br />
to its game-like search-spaces and both (a) and (b) —the first pushing upward toward philo-<br />
sophical skies, the second pulling it downward toward a “biological physicalism”—deny<br />
the required closure.<br />
My analysis, however, suggests that these critiques do not really go to the root of the<br />
issue. The problem lies with the intrinsic inability of the formalistic solution to detachment<br />
to preserve closure. Therefore, the application to AI of an alternative solution to the prob-<br />
lem of detachment, like Structuralism’s, would be able to salvage AI’s “grand” program un-<br />
scathed. This does not mean that Structuralism does not face problems of its own, as we<br />
will see in the next section.<br />
6. The challenge of closure<br />
In the previous section, we have seen that Ricoeur’s critique points out a set of signif-<br />
icant problems for the formalistic understanding of abstract game-like structures that we<br />
have seen exemplified by Artificial Intelligence. We turn now to a discussion of the positive<br />
alternative that Lévi-Strauss proposes against hermeneutics’ interpretation of Structural-<br />
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ism, and it seems best to start again from an analysis of the definition that, in Ricoeur’s<br />
eyes, summarizes the theoretical impasse faced by Structuralism: “Kantism without a tran-<br />
scendental subject.” This definition has enjoyed a good deal of fortune, not the least be-<br />
cause of Lévi-Strauss apparent endorsement, most famously in the “Ouverture” that opens<br />
Mythologiques, where he says:<br />
In allowing myself to be guided by the search for the constraining structure<br />
of the mind (esprit), I am proceeding in the manner of Kantian philosophy,<br />
although along different lines leading to different conclusions. […] I<br />
am perfectly aware that it is this aspect of my work that Ricoeur is referring<br />
to when he rightly describes it as “Kantism without transcendental subject.”<br />
But far from considering this restriction as indicating some deficiency, I see<br />
it as the inevitable consequence, on the philosophical level, of the ethnographic<br />
approach I have chosen. 31<br />
In spite of Lévi-Strauss’s polemic endorsement, however, it is important to emphasiz-<br />
es, for a correct understanding of his position, that Ricoeur’s definition amounts to a defin-<br />
itive condemnation, both in Kantian terms and in Ricoeur’s own, non-Kantian perspective.<br />
In fact, a Kantism without transcendental subject is a contradiction in terms, since Kant’s<br />
main purpose was precisely to define the limits of human reason in order to establish the<br />
field of human freedom: the human subject lives freely in a world that is different from the<br />
merely natural world of an objective nature subjected to necessary rules. A Kantism of the<br />
unconscious, then, would be worse than a ridiculous parody of the Kantian project, e.g. the<br />
effort to deprive the human subject of his freedom and to reduce it to the ranks of mere ne-<br />
cessity. It would indeed be a totally inconsistent project, since the categorial grid analyzed<br />
and justified in the Critiques contains the categories of a subject who perceives, thinks and<br />
acts through them, and it is the transcendental, as opposed to the pure empirical, status of<br />
the subject that validates the grid itself. If we take away the subject and its transcendental<br />
status, the Kantian project is reduced to an empty formalism that cannot be pinned down<br />
31. Claude Lévi-Strauss, Mythologiques I, Le cru et le cuit (Paris: Plon, 1964) 18-19; Engl tr. The Raw and<br />
the Cooked (Chicago: Chicago UP, 1983) 10-11, emphasis added. The passage repeats almost verbatim<br />
Lévi-Strauss’s response to Paul Ricoeur in the Esprit debate.
T HE CHALLENGE OF CLOSURE<br />
on any concrete substratum and cannot be filled by any content. Which is precisely why<br />
Ricoeur’s coined his famous definition: because he wanted to stress that the formal grid is<br />
senseless—and not just meaningless, but deprived of any philosophical sense, motivation,<br />
and justification—unless it is supplemented by an analysis of the subject that uses it. In<br />
Ricoeur’s perspective, moreover, this subject cannot be the a-historical transcendental sub-<br />
ject bequeathed by Kant, but must be conceived as a historically situated being which op-<br />
erates within a horizon of meaningfulness continuously renewed by the interplay between<br />
the individual hermeneutic efforts and the set of discourses and symbols handed down by<br />
tradition.<br />
Ricoeur’s definition, in other words, summarizes in a single phrase the theoretical di-<br />
lemma of structuralism: either it is a formalism that cannot be used to explain how a human<br />
being operates in the world unless it is supplemented by a (possibly hermeneutic) under-<br />
standing of the subject,or it converts into an empty idealism of forms that will not explain<br />
anything because it will be always cut off from a reality that it cannot possibly account for<br />
having excluded it from the analysis in the first place.<br />
We may tempted to leave aside any Kantian connotation, Lévi-Strauss’s approval not-<br />
withstanding, and remark that Ricoeur seems to have forgotten that structuralism differen-<br />
tiates itself from formalism precisely because while form is defined in opposition to<br />
content, “structure has no distinct content; it is the content itself apprehended in a logical<br />
organization conceived as a property of the real.” 32 There is no need, therefore, to postulate<br />
the existence of a separate investigation that would deal with the content, since structural-<br />
ism itself is such an investigation. These remarks seem to push structuralism’s conception<br />
of structure towards the other axis of the philosophical opposition presented by Ricoeur,<br />
namely toward the Hegelian system. This thesis has been proposed, in the context of the<br />
same debate, by Kostas Axelos, who suggested that Hegel is the father of Structuralism in-<br />
sofar as he is the author of “a speculative genealogy, a phenomenology of spirit, this gene-<br />
3<strong>2.</strong> Claude Lévi-Strauss, Anthropologie Structurale deux, …139; Engl. tr. 115. Emphasis added. The passage<br />
quoted concludes the first programmatic paragraph of the essay (originally published in 1960)<br />
quoted at length above where Lévi-Strauss develops his distinction between formalism and structuralism.<br />
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alogical development being nothing else than the development of an initial and total<br />
structure that is the structure of the Greater Logic.” 33<br />
Indeed, structuralism seems to be much closer to Hegel’s than to Kant’s philosophy, at<br />
least insofar as the “subject” whose necessary laws the structural analysis strives to discov-<br />
er is the collective spirit, e.g. Geist. In other words, the identification of the “subject”—in<br />
the almost grammatical sense—of the a-priori laws with the trans-individual, social, and<br />
unconscious spirit whose evolution the individual cannot but follow—in other words: the<br />
substance— seems to push structuralism, almost inevitably, toward the Hegelian re-elabo-<br />
ration of critical philosophy. As Lévi-Strauss makes clear, his enterprise is not an analysis<br />
of the spaces of freedom opened up to the human subject, but rather the opposite. His goal,<br />
as he says during the debate and will repeat in the introduction to Mythologiques, provides<br />
“a sort of inventory of mental constraints, [it is] an effort to reduce the arbitrary to an order,<br />
to discover a necessity immanent to the delusion of freedom.” If such an order can be dis-<br />
covered in mythology, “where [the spirit] seems to be the most free to follow his creative<br />
spontaneity [...], if, in this field, the spirit is enchained and determined in all its operations,<br />
a fortiori, it must be so everywhere.” 34<br />
The Hegelian rapprochement, however, falls short of a real identity of methods and<br />
conceptions, as it is apparent as soon as we consider the relationship between the object of<br />
Structuralist analysis and the subject of the structure. It is crucial to the Hegelian project<br />
that there is a mediation whereby the object is internalized as subject and, conversely, the<br />
subject can externalize itself as an object: the dialectical progression—and therefore the<br />
logic of the contents—can start only if the relationship between the objective and the sub-<br />
jective side can be mediated one with the other. 35 But nothing of this sort happens, accord-<br />
33. Kostas Axelos, in Esprit, …, 646.<br />
34. Claude Lévi-Strauss, “Réponses à quelques questions…” 630, emphasis added. “Spirit”, of course, is<br />
the French esprit, which is semantically uncommitted between the individual (and mostly conscious)<br />
mind and the abstractly philosophical spirit which can support a collective and unconscious reading.<br />
35. I am relying upon the particularly lucid Hegelian critique presented by Lawrence Krader, “Beyond<br />
Structuralism: The Dialectics of Diachronic and Synchronic Methods in the Human Sciences, The Unconscious<br />
in Culture. The Structuralism of Claude Lévi-Strauss in Perspective, Ino Rossi, ed., (New<br />
York: E.P. Dutton &Co, Inc., 1974) 336-361. A different, but equally critical, Hegelian approach to<br />
Structuralism is presented by Stanley Diamond, “The Myth of Structuralism,” in the same collection.
T HE CHALLENGE OF CLOSURE<br />
ing to Lévi-Strauss, since the objective practices do not return into the subject as an<br />
internalization of the latter: in fact the practices are as external to the structure as the indi-<br />
vidual’s thoughts. Conversely, there is no proper externalization of the subject, in the He-<br />
gelian sense, into the object since, once again, the interaction between the two passes<br />
through the mediation of a structure which is external to both.<br />
This lack of mediation raises a problem that Hegel himself had in fact already dis-<br />
cussed in the Preface to the Phenomenology, namely in the section “Against the Schema-<br />
tizing Formalisms”:<br />
Instead of the inner life and self-movement of its existence [Dasein], this<br />
kind of simple determinateness of intuition—which means here self-knowledge—is<br />
predicated in accordance with a superficial analogy, and this external,<br />
empty application of the formula is called a ‘construction.’ […] What<br />
results from this method of labelling all that is in heaven and earth with the<br />
few determinations of a general schema, and pigeonholing everything this<br />
way, is nothing less than a ‘report clear as noonday’ on the universe as an<br />
organism, viz. a synoptic table like a skeleton with scraps all over it[…]and<br />
just as all the flesh and blood has been stripped from this skeleton, and the<br />
no longer living thing (Sache) has been packed away in the boxes, so in the<br />
report the living essence of the thing (Wesen der Sache) has been stripped<br />
away or boxed up dead. 36<br />
The point of Hegel’s critique is that insofar as the schemas (or the schematizing for-<br />
malism) is not produced by the concept itself in its interaction between the subject and the<br />
object, it is bound to remain an empty and totally arbitrary construction that can be applied<br />
to everything because it does not explain anything. In other words, since the schema is not<br />
borne out of the dialectical interaction between the subject ant the object that takes place<br />
within the concept, the schema exists only in the mind of the investigator, and not in the<br />
things themselves. Thus, the Hegelian critique raises an immediate problem concerning the<br />
ontological status of the schema, or structure. Moreover, and because of the ontological un-<br />
36. Georg W. F. Hegel, Phenomenology of Spirit …, 31(§51 in Miller’s translation.) See also Lectures on<br />
the History of <strong>Philosophy</strong>…, v.3 268-270. The passage in the Phenomenology is a critique of Schelling’s<br />
philosophy of nature, taken up again, and applied most extensively to Schelling’s followers, in<br />
the Lectures.<br />
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certainties, it raises an even more pressing epistemological problem that concerns the very<br />
conditions of possibility of any structural investigation: what is the epistemological status<br />
of the structural theory that the anthropologist describes but cannot find instantiated either<br />
in the subject nor in the object but that acts only as their unconscious mediator? What, in<br />
other words, guarantees that the structural level is reachable and scientifically describable,<br />
once it has been admitted that it cannot be retrieved in the things as they are given, and what<br />
distinguishes it from a pure figment born out of a vivid imagination of the scientist?<br />
The impossibility to provide a Hegelian interpretation of the logic of contents claimed<br />
by Lévi-Strauss against Ricoeur shows that such a response falls short of providing a full<br />
answer to the issues raised by the latter, and in particular to the charge of formalism. Indeed,<br />
once the “content-ful” property of the structure has been claimed, it remains to be explained<br />
how the structure can interact with the substance it mediates and, furthermore, how the an-<br />
thropologist can grasp it in a scientific way. This does not mean, as it has sometimes been<br />
reproached to Lévi-Strauss, that Structuralism needs to be integrated by dialectics, be it He-<br />
gelian or not. Rather, it means that the problem that dialectics is called up to solve needs to<br />
be addressed: the problem of the mediation between subject and object through the self-<br />
development of the “structure” that progressively externalizes itself in this very mediation.<br />
It is an important first step to remark that the structure is not purely formal since it instan-<br />
tiates a logic of the contents, but unless the “external” articulation of the mediating struc-<br />
ture with what it mediates is explicitly addressed at both the ontological and<br />
epistemological levels, Ricoeur’s charge of formalism will be effective again, at a higher<br />
logical level, in the manner prefigured by the Hegelian critique.<br />
Thus, neither accepting Ricoeur’s “Kantian” identification, nor reversing to an oppo-<br />
site “Hegelian” paradigm helps to solve the philosophical problems, although it helps iden-<br />
tifying which problems are at stake. However, it may have helped Lévi-Strauss score<br />
rhetorical points against the thinkers who were dominating the contemporary philosophical<br />
debate in France by preempting the relevance of a subject-centered critique of his work. 37 In<br />
37. It is worth remembering that behind Ricoeur, who was in fact quite open to the scientific contributions<br />
of Structuralism, looms large the shadow of the more powerful—and much less sympathetic—master<br />
of the French scene: Jean-Paul Sartre.
T HE CHALLENGE OF CLOSURE<br />
other words, by accepting an intrinsically inconsistent philosophical classification, Lévi-<br />
Strauss would less be committing himself to a philosophical position than rejecting the rel-<br />
evance of philosophy altogether—with its tools, concepts and history—to the anthropolog-<br />
ical project. An interpretation bound to find support in the well-known tirades against<br />
philosophy contained in “Making of an anthropologist” (in Tristes tropiques) as well as in<br />
the final pages of L’homme nu, where Lévi-Strauss proclaims that he has never had any phi-<br />
losophy of his own, “apart from a few rough convictions that I have come back to, less<br />
through the development of my own thought than through the progressive erosion of what<br />
I was taught and that I once taught myself.” 38 What do we gather, then, from this excursus<br />
into Lévi-Strauss’s quibbles with the philosophers? It would almost seem as if the exchang-<br />
es we outlined are to be considered just merely academic disputes better read as symptoms<br />
of underlying power struggles than debates with some real bearing on the conceptual issues<br />
at stake.<br />
Let us start by acknowledging that Ricoeur is absolutely right in his dismissal of Lévi-<br />
Strauss’s —and, more generally, game-based approaches’ —philosophical claims. First,<br />
because he points out, quite rightly, that leaving the issue of content aside reduces game-<br />
based approaches like Structuralism, in his interpretation, and AI, in mine, to technically<br />
useful formalisms that cannot be philosophically self-sustaining. Thus, when he questions<br />
what he sees as game-based (non)philosophy inability to recover the level of content, he is<br />
asking them a question that they must answer in order to be up to the challenge. In other<br />
words, the theoretical possibility to supplant philosophy passes necessarily through the an-<br />
swer to that question about content. Moreover, as Ricoeur and the other quoted critics make<br />
clear, there is no ready-made philosophical answer to be found in the history of philosophy:<br />
Not in Kant, not in Hegel, not in Husserl, etc. As a matter of fact, the effort to adapt the<br />
former philosophies to Structuralism makes them ipso facto prone to impassable contradic-<br />
tion: Kantism lacks its transcendental subject, Hegelianism loses its no subject-object me-<br />
diation, and so forth.<br />
38. Claude Lévi-Strauss, L’homme nu, …, 570; Engl. tr. 638, emphasis added.<br />
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Moreover, and most importantly, Ricoeur is “philosophically “right insofar as he is up-<br />
holding the rights of philosophy to handle the philosophically relevant questions: he recog-<br />
nizes, in other words, the “challenge” of structuralism all the way through and defends<br />
philosophy against and over it. In fact, a few years after the quoted debate took place, he<br />
explicitly stated this point in an article that deals with the défi de la sémiologie, the chal-<br />
lenge that Structuralism—and, by extension, semiology in general—brings against philos-<br />
ophy. In his own words:<br />
Avant de proposer un détour, la linguistique structurale impose un défi à<br />
la philosophie du sujet: le défi consiste en ceci que la notion de signification<br />
est placée dans un autre champ que celui des visées intentionelles d’un sujet.<br />
Autrement dit, le système de signes n’a plus de dehors, il a seulement un<br />
dedans; ce dernier postulat, qui l’on peut nommer le postulat de la clôture<br />
des signes, résume et commande tous les autres. C’est bien lui qui constitue<br />
le défi majeure pour la phénoménologie. Pour celle-ci, le langage n’est pas<br />
un objet, mais un médiation, c’est-à-dire ce par quoi et à travers quoi nous<br />
nous dirigeons vers la réalité; il consiste à dire quelque chose sur quelque<br />
chose; par là, il s’échappe vers ce qu’il dit, il se épasse et s’établit dans un<br />
mouvement intentionelle de référence. Pour la linguistique structurale, la<br />
langue se suffit à elle-même: toutes ses différences lui sont immanentes; et<br />
c’est un système qui précède le sujet parlant. 39<br />
It would misleading to read in these words, and in Lévi-Strauss’s, just the symptom of<br />
the ongoing battle between the “scientists” and the “philosophers,” as it has sometimes<br />
been said. 40 But it is not just the scientist, it’s rather a very different conception of philoso-<br />
phy, a non-philosophy, that is, that comes forward. What comes out with extreme clarity is<br />
that the philosopher senses in the structuralist attack a direct threat to philosophy’s chance<br />
39. Paul Ricoeur, “La question du sujét et le défi de la sémiologie,” Le conflit des interpretations…, 246-<br />
7; Engl. tr. 250-1.<br />
40. Marcel Hénaff, for example, Claude Lévi-Strauss…, 196-198, stresses the “incompatibility” between<br />
the philosopher’s and the anthropologist’s approaches, but reduces the conflict to an instance of a more<br />
general querelle between science and philosophy, while Edouard Delruelle, Claude Lévi-Strauss et la<br />
philosophie…, 81-82, sees the issue at stake but fails to follow through its implications for philosophy<br />
and Structuralism in general. This point has been clearly seen by Jean-François Lyotard, “Mais les indiens<br />
ne cueillent pas des fleurs,” Annales, 1, (Jan-Feb 1965).
T HE ANACLASTIC ILLUSION OF A TRANSCENDENTAL UNITY<br />
of survival: the concept of meaning as generated by a “closed field of signs” goes directly<br />
against philosophy’s whole conceptualization of the subject by shifting the responsibility<br />
for a philosophical answer outside of philosophy itself. If successful, Structuralism would<br />
really constitute the endpoint of a trajectory philosophy undertook very long ago. Ricoeur<br />
contends that the challenge is doomed to fail because the “postulate” of the closure of the<br />
semantic field will never be able to account for the content that language, when seen as a<br />
mediator, allows to convey, nor for the practices that recover that content in the historically<br />
mediated linguistic exchange. We do not know, yet, whether Structuralism can answer raise<br />
up to this challenge. What we do know, however, are the its precise terms: the relationship<br />
between closure and content is the crucial issue at stake, and the “termination” of philoso-<br />
phy or the “termination” of Structuralism is the prize to be awarded.<br />
7. The anaclastic illusion of a<br />
transcendental unity<br />
This discussion of the rather difficult relationships between Lévi-Strauss’s project and<br />
the philosophical paradigms provided by Hegel and Kant makes clear that if the reduction<br />
of meaning to meaningless elements vindicated by the structural analysis avoid the formal-<br />
ist pitfalls it does, on the other hand, open up a whole new series of problems. Moreover,<br />
these problems do not consist in idle speculations on the possible philosophical implica-<br />
tions of the analysis of myths, but rather impinge on the very conditions of possibility of<br />
structural analysis and, by consequence, on the scientific status of its findings. No self-<br />
standing structural analysis of myths is possible unless the ontological status of the struc-<br />
ture that the analysis retrieves is specified and the epistemological relationship that enables<br />
the anthropologist to discover it is fully clarified. It is certainly true, as Hénaff, for example,<br />
has remarked, that what the philosophers refuse to acknowledge is that there is “no refusal<br />
of an interpretation of contents in the structuralist approach, but rather an impossibility of<br />
carrying it out because structuralism cannot propose an interpretation which would consti-<br />
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tute an ultimate sense, nor can it propose a [privileged] level of reference that would con-<br />
stitute a level of truth.” On the contrary, the only kind of “interpretation” that a mythologist<br />
can provide is to evidentiate the pertinent traits within a group of myths, their transforma-<br />
tions, etc., and “thereby to understand how a group of myths constitutes the representation<br />
of given world and strives to provide answers to some questions, not as statements, but in<br />
the very play of those representations.” 41 The “privileged level” sought by the philosopher<br />
survives, we might add, but it is not is not a level at all, and certainly not a level of reference<br />
to be found outside the structure: rather it is the play itself of the elements within the struc-<br />
ture. The “truth,” if there is any room left for this term, is the truth of the structure as seen<br />
from the inside, in the rearrangements of the various places that the terms can occupy.<br />
Therefore, two strictly related questions are left unanswered, at this stage of the anal-<br />
ysis, by Lévi-Strauss: (a) what is the reality of the structure whose play commands a group<br />
of (transformations of) myths and (b) what is the status of the truth about that very structure<br />
that is being discovered, about its play, when it is discovered by the anthropologist who is<br />
necessarily positioned outside it?<br />
However, the existence of these problems, and even their formulation in rather classi-<br />
cal terms we have just given, does not entail that the solution to the problem must be found<br />
within the confines of philosophy strictu sensu. The philosophical solutions we have<br />
sketched above with reference to Kant and Hegel, and most especially the use of the con-<br />
cepts of subject and object, might not be adequate for Lévi-Strauss’s structural analysis. In-<br />
deed, we should rather expect the opposite to be true, if the structuralist project is to be<br />
consistent with its professed goal of bringing philosophy to an end. In other words, it might<br />
be the case that the effort to unfold the implication of the structural method, still to a large<br />
extent absent in the work of the early 1960s (e.g. before Le cru et le cuit) will bring about<br />
a rethinking, a non-philosophical rethinking of those capital philosophical categories as<br />
subject and object. At any rate, the questions raised by the philosophers, and the impossi-<br />
bility to fit Lévi-Strauss’ model within either a Kantian or Hegelian model, brings up a<br />
problem whose solution is crucial to Structuralism, a problem that may be summed up in a<br />
41. Marcel Hénaff, Claude Lévi-Strauss…, 197.My emphasis.
T HE ANACLASTIC ILLUSION OF A TRANSCENDENTAL UNITY<br />
single question and that I will be tackling next: is the reality of the structure to be found<br />
only in the eyes of the beholder?<br />
Lévi-Strauss provides a full answer to these interrogatives in his major work, the four<br />
volumes Mythologiques, which he published between 1964 and 1973. Particularly relevant<br />
to our concerns here are the “Ouverture,” e.g. the introductory chapter to the first volume<br />
of the series, Le cru et le cuit, and the conclusion to the last one, L’Homme nu, titled “Fi-<br />
nale.” In “Ouverture” Lévi-Strauss—after the answer to Ricoeur quoted above—deepens<br />
his reflection by defining the ontological and epistemological implications of his project<br />
through an optical analogy. We quote the passage in its entirety:<br />
The science of myth may therefore be termed “anaclastic,” if we take this<br />
old term in the broader etymological sense which includes the study of both<br />
reflected rays and broken rays. But unlike philosophical reflection, which<br />
claims to go back to its own source, the reflections we are dealing with here<br />
concern rays whose only source is hypothetical. Divergence of sequences<br />
and themes is a fundamental characteristic of mythological thought, which<br />
manifests itself as an irradiation; by measuring the directions and angles of<br />
the rays, we are led to postulate their common origin, as an ideal point on<br />
which those deflected by the structure of the myth would have converged<br />
had they not started, precisely, from some other point and remained parallel<br />
throughout their own course. As I shall show in my conclusion, this multiplicity<br />
is an essential characteristic, since it is connected with the dual nature<br />
of mythological thought, which coincides with its object by forming a<br />
homologous image of it but never succeeds in blending with it, since<br />
thought and object operate on different levels. […] Myths, like rites, are “interminable.”<br />
And this essay, which is also both too brief and too long, has<br />
had to conform to the requirements of that thought and to respect its rhythm.<br />
It follows that this book on myth is itself a kind of myth. If it has any unity,<br />
that unity will appear only behind or beyond the text and, in the best hypothesis,<br />
will become a reality only in the mind of the reader.[…]<br />
And a few pages later:<br />
This is why it would not be wrong to consider this book itself as a myth:<br />
it is, as it were, the myth of mythology. However, this code, like the others,<br />
has neither been invented nor brought it from without (quémandé au de-<br />
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hors). It is inherent in mythology itself, where we simply discover its pres-<br />
ence. 42<br />
The study of myths can be termed an “anaclastics” because, like the latter, it devotes<br />
itself to the study of the medium through which myths’ content, e.g. themes and sequences,<br />
are refracted and reflected to assume their final outward appearance. It is therefore irrele-<br />
vant whether the point of origin of the rays is real or hypothetical, as Lévi-Strauss affirms,<br />
since the object of interest is constituted by the pattern of refractions and not by the content<br />
that is being refracted. It is the hubris of the philosopher that pretends to ascertain a final<br />
original point: the mythological reflection is content to remain at the level of the phenom-<br />
ena—e.g. the transmitted myths—and to study the visible transformations within an empir-<br />
ically and historically given group. This provides a first element toward the explanation of<br />
the epistemological issue: according to Lévi-Strauss, the objectivity of the structure can be<br />
discovered from the outside, e.g. by an anthropologist situated outside the community up-<br />
holding the myths, because the objectivity of the structure resides in its form, and not in its<br />
contents. More precisely, the objectivity of the structure is to be found in the transforma-<br />
tions that it operates on the elements that pass through it and gets diffused and refracted.<br />
The results of the transformations themselves may be illusionary, insofar as they depend on<br />
the postulation of an hypothetical source whose existence may be challenged and, in fact,<br />
moved by a different analysis. Thus, for example, the analysis of the group of South-Amer-<br />
ican myths as produced by a series of transformations organized along the triplet Raw/<br />
4<strong>2.</strong> Claude Lévi-Strauss, Le cru et le cuit, …, 13, 20; Engl. tr. 5, 1<strong>2.</strong> Emphasis added. The definition of the<br />
analysis of myths as “un-terminable” refers of course to the psychoanalytic distinction first discussed<br />
by Freud in “Terminable and Interminable Analysis.” The psychoanalytic therapy, like mythology, can<br />
be ‘unendlich’ because the concept of a “normal ego (Ich) of this sort is, like normality in general, an<br />
ideal fiction,” according to Freud, who adds that “every normal person, in fact, is only normal on the<br />
average. His ego approximates to that of the psychotic in some part or other and to a greater or lesser<br />
extent; and the degree of its remoteness from one end of the series and of its proximity to the other will<br />
furnish us with a provisional measure of what we have so indefinitely termed ‘alteration of the ego’.”<br />
Sigmund Freud, The Standard Edition of the Psychological Works of Sigmund Freud (London: Hogarth<br />
Press, 1964) v. XXIV, 235. See also the essential disturbance of the Ego contained in the essays<br />
on the disease of civilization and the use made by Lacan, especially in La direction de la cure. Note<br />
also that Freud introduces the concept of “alteration of the Self, in the mentioned essay, to explain this<br />
phenomenon, a concept with obvious similarities to the refractive and anaclastic features of Lévi-<br />
Strauss’s medium of mythology.
T HE ANACLASTIC ILLUSION OF A TRANSCENDENTAL UNITY<br />
Cooked/Rotten that Lévi-Strauss attempts in the volume bearing the same name may not<br />
correspond to an ultimate “scientific” reality and may exist only in the eyes of the anthro-<br />
pologist. More prosaically, it may be revised by further ethnographic and historical data<br />
that may suggest a different source. However, it is only, or perhaps most importantly, the<br />
mode of operation of the structure itself that escapes such a possibility of revision, insofar,<br />
at least, as it can be found at work in the given data (où nous retrouvons sa présence).<br />
We need to be careful, therefore, in interpreting Lévi-Strauss’s declaration that his<br />
“book on mythology is itself a kind of myth […] whose unity will become a reality only in<br />
the mind of the reader.” The unity at stake here, e.g. the “content” of the book, is exactly<br />
homologous the content of the myths the book studies: as such its relevance is only mar-<br />
ginal, since it depends on a common source that is only hypothetical. To the reader who<br />
“believes” in the content of Mythologiques, the book will have acquired a meaning analo-<br />
gous to the meaning of the eagle-hunters myth for the “primitive” Bororo Indian who be-<br />
lieves in it: the book, as well as the myth, will have explained situations, interpreted real-<br />
life conundrums, etc. As a matter of fact, the “meaning” of the book as such can change at<br />
any moment, accordingly with the evolution of the society, our Western society, within<br />
which it is being read. This, however, does not mean at all that the character of the structure<br />
the book describes is illusionary and “mythological” as well. On the contrary, the modes of<br />
transformation of the contents of a book that is itself mythological in character will neces-<br />
sarily be homologous to the structure of the myths it studies and will, therefore, confirm the<br />
objective results of the analysis. In short, the mythological character of Mythologiques,<br />
then, far from consisting in a diminished scientific status, is, as it were, the mark of its “ob-<br />
jectivity.”<br />
We can see here the magnitude of the theoretical shift entailed by this move and, at the<br />
same time, the truly “end-like” features of Structuralism when applied to philosophy: phi-<br />
losophy itself, e.g. the search for truth, is recomprehended as a particular myth, or as a par-<br />
ticular group of myths which is generated by a certain pattern of permutations/<br />
transformations of sequences and themes within our own culture. Structuralism, therefore,<br />
can really represent the “terminator” of philosophy insofar as it sees the latter—that is, phi-<br />
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losophy and its cardinal concepts, like truth, subject, object, etc.—as the particular posi-<br />
tions occupied by meaningless elements within a broader game of chess—or of<br />
permutations<br />
This last point becomes clearer if we consider that the anaclastic analogy must be read<br />
in its full force: the “reflections” generated by the medium belong to a closed field since<br />
they are the elements of a closed set with a finite number of elements and a finite, in fact a<br />
very small number, of rules of transformations. To put it differently, the medium whose re-<br />
fractive properties the anaclastic science studies is closed upon itself: it is not a semi-trans-<br />
parent layer that separates an inner mythological construction from an outside where the<br />
references of the sequences and themes belong. Rather, it is a warped surface, a crystal ball<br />
of sorts where the rays, once entered, can never escape but keep bouncing, reflecting, and<br />
refracting ad libitum, although not ad infinitum, and thus generate “in-terminable” contin-<br />
uations according to the same medium-related pattern.<br />
The truth of philosophy, e.g. the meaning of meaning that Ricoeur, according to Lévi-<br />
Strauss, pretends to discover, is thus the illusion that the glass-cage can be opened, or<br />
shoved aside, to find out what lies beyond it, it is the effort to hypostasize the reality of a<br />
source that can only be hypothetical by asserting its ultimate reality. It is a delusory pre-<br />
tense, though, because it is the glass-cage itself that produces the reality of the source, or<br />
the illusion of the source thereof, throughout its reflections and refractions, e.g. its anaclas-<br />
tic properties. There are no refractions without a refractive medium, no broken rays without<br />
a breaking surface: properly speaking, there is nothing, that is, nothing meaningful, beyond<br />
the glass, since meaning is precisely the effect of the glass itself on non meaningful ele-<br />
ments. If meaning is an effect, the meaning of meaning in the traditional philosophical<br />
sense, e.g. truth, is an effect as well, an effet de vérité which can serve a role for the believer<br />
who is a full participant to the myths of a given culture but has no bearing outside of it. We<br />
see, then—and quite unsurprisingly, given Lévi-Strauss reliance on the concept of game—<br />
that the crucial feature that distinguishes the Structuralist project from philosophy passes<br />
through the concept of closure, of the closure of the structured field whose operations pro-<br />
duce meaning, a concept opposed to the end (even in its relativized, hermeneutic form that
T HE ANACLASTIC ILLUSION OF A TRANSCENDENTAL UNITY<br />
it takes up in Ricoeur) that the philosophical quest would reach by reaching out beyond the<br />
given semantic field to its hypothetical (and now, for philosophy, real) origin. We see also<br />
that the investigation of the anthropologist, contrary to the claims of his philosophical crit-<br />
ics, does not, in fact, violate the requirement of closure, since it does not assume the possi-<br />
bility of an external stance in order to investigate the refractive properties of a medium, e.g.<br />
in order to build an anaclastic science. It goes by itself that this science cannot attain the<br />
prized, absolute truth that the philosopher would like, because it can never escape the pris-<br />
on-house of that second order language constituted by myths: “Par opposition au discourse<br />
épistémique, le discourse structurel sur les mythes, le discours mytho-logique doit être lui-<br />
même mytho-morphe” as Derrida noted. 43<br />
However, we find that Lévi-Strauss holds a somewhat ambiguous position on this<br />
point, as it is made evident by the long passage quoted above. On the one hand, the dis-<br />
course on myths cannot help but being a sort of mythology, on the other it is granted the<br />
same epistemological status as scientific truths, because its mythological character is war-<br />
ranted by an “essential characteristic” of mythological thought. In other words, the study<br />
of myths is essentially mythological, since its mythological character respects the true na-<br />
ture of mythical thought: it is, paradoxically enough, a true mythology. This may well be,<br />
but it necessary to understand what is meant here by “truth”, if, as Lévi-Strauss analysis<br />
itself makes clear, the concepts of philosophy do not necessarily escape the closure of a cer-<br />
tain structural field. If, in other words, truth itself is part of a certain structural configura-<br />
tion, of a certain mythology, then it is less and less clear how mythology could be “true.”<br />
It may even seem that Structuralism wants to have it both ways: at one level, it denies the<br />
prise of philosophy over its project, by considering it as a particular field of investigation,<br />
a specific mythology, but in a second moment it claims to apply to itself those concepts<br />
whose validity it had disqualified in the first step. As true anaclastics, as mythology of<br />
myths, structural anthropology lies outside philosophy’s scope, but as a true anaclastics, it<br />
comes, once again, totally inside it.<br />
43. Jacques Derrida, “La structure, le signe et le jeu dans le discourse des sciences humaines,” L’´écriture<br />
et la différence (Paris:Seuil, 1967) 419.<br />
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The problem is that there are in fact two logical levels that need be considered when<br />
discussing the concept of closure of the structural field. On the one hand, the field is com-<br />
pletely closed at the level of the substance of the myths, as we have seen, since the mean-<br />
ings of the terms is given wholly on the inside, through the workings of operators<br />
transforming and opposing meaningless elements. The structural analysis is a true anaclas-<br />
tic science that does not require the hypostatization of an external absolute reality, nor does<br />
it invalidate the stance of the investigator. The issue that remains to be discussed, however,<br />
concerns the status of the rules of transformations, which, at this point, are the only ele-<br />
ments that are still stable in this whole complex system we have been exploring. The rules<br />
constitute the true center of the structure, in the sense that they make the structurality of the<br />
structure possible: it is only because of their existence and operational closure that the ele-<br />
ments can be shuffled around and refractively gain their meanings. It is not clear, however,<br />
whether the center itself, e.g the structure’s operationality, is inside or outside the structure.<br />
Whether, in other words, the rules themselves can be subjected to the play that allows the<br />
pieces of the game to derive their meanings from the positions they find themselves in, or<br />
whether, instead, the rules escape the operational closure of the structure by pointing, be-<br />
yond themselves, to an external anchorage that would keep them in place, unmovable and<br />
fixed. As Derrida as pointed out in a well-known essay, there are in fact, two interpretations<br />
of the structure which are distinguished by the role of the center, and two relationships that<br />
can tie it to the structurality of the structure. On the one hand, one can see the center as be-<br />
ing outside the structure, as the only locus in the structure where the substitutions that the<br />
center (the rules) make possible, are not allowed. This view, which, according to Derrida is<br />
typically found in philosophy, depicts the concept of a centered structure which<br />
is in fact the concept of well-founded game, a game constituted since a<br />
founding immobility and a reassuring certitude, an immobility which is itself<br />
out of the game. (410)<br />
The rules of the games, its invariants, to use the structuralist terminology, would then<br />
receives their status from the outside, and their structurality is based on a double role: they<br />
can assure—in fact, produce—the circulation of the terms because an instance brought in
T HE ANACLASTIC ILLUSION OF A TRANSCENDENTAL UNITY<br />
from without has declared their unmovable status, their “eternal truth.” Thus, Lévi-Strauss<br />
is right when he claims, at the end of the same passage quoted above, that the anthropolo-<br />
gist does not bring in from without the code of mythology, that he simply describes it from<br />
the inside—as he is allowed to do— by noticing its operational effects on the mythological<br />
sequences and themes. He is right inasmuch as he refers to the operationality of the rules<br />
discovered, to their mode of functioning, and to that alone. He is not allowed to make same<br />
claim, however, if he refers to the theoretical move that allows that operationality to be<br />
fixed in place (and time) once and for all. That, he would have brought in from without,<br />
because there is nothing inside the anaclastic structure that can grant such an unmovable<br />
role to any element playing inside it. In fact, in this second view of the structure, one sees<br />
that the center “does not have a natural location, that it is not a fixed place, but rather a func-<br />
tion, a kind of non-place where substitutions of signs are played ad infinitum.” Once the<br />
center of the structure—which, once again, is nothing less that its structurality, i.e. the prin-<br />
ciple or rule allowing the refractions and reflections of its constitutive elements—once the<br />
center has been so defined, it is easy to see that “a constant or invariant is defined less by<br />
its permanence and duration than by its function as a center, if only relative.” 44 This point<br />
has two important consequences: first, it entails that the structuralist approach does not<br />
need a fixed, immutable structure in order to work as such. The center may temporary with-<br />
out ceasing to be a center, if it continues to perform its function, e.g. if it continues to rule<br />
the transformations among the different elements. Second, and consequently, it means that<br />
there may be room for the development of a whole “dynamics” of structures, insofar as the<br />
shifts that allow the center to change place—or, in other terms, the decisions that allow the<br />
rules of the game to change —may not be totally free and unconstrained. To put it differ-<br />
ently: the recognition that the center is a pure function which can move in time and space,<br />
44. Gilles Deleuze and Félix Guattari, Mille plateaux (Paris: Minuit, 1980); Engl. tr. A Thousand Plateaus<br />
(Minneapolis, Minnesota UP) 411, 95. A proper discussion of Deleuze and Guattari’s argument for this<br />
statement would unfortunately require a space we cannot afford here. But its relevance and importance<br />
to a proper understanding of Lévi-Strauss cannot be underestimated, especially because it goes<br />
through a discussion of music‘s evolution (the center of the structure being the diatonic center of harmonic<br />
attraction in the classic period) and it is precisely on the basis of a discussion of music that Lévi-<br />
Strauss tries to establish, especially in “Finale,” the “stability” and “truth” of the structural laws regulating<br />
myths‘ refractions.<br />
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allows on the one hand to disregard the epistemological issue of the absolute validity of the<br />
structural law, but opens up, at the same time, the possibility, and indeed the necessity, of<br />
developing a thought that does justice to such movable centers, to such dynamic structures,<br />
to such ever-changing games.<br />
Lévi-Strauss, however, does not seem to recognize the importance of this point, and<br />
the texts are, to say the least, quite ambiguous on the issue. Every time he defends his non-<br />
philosophical position, he mostly dwells on the difference between formalism and structur-<br />
alism, and on this basis responds to the philosophical critiques coming from the hermeneu-<br />
tic or the existentialist fields. In other words, he defends the notion of closure in the first<br />
logical sense, as the closure of the phenomenal field with respect to a set of rule which al-<br />
low the interpretation of the generation of meaning from meaningless elements. When it<br />
comes to a discussion of the status of that closure, the discussion gets shorter and shorter<br />
and it is generally conducted by equating the structural law that can be found in mythology<br />
to the general laws that the natural sciences find in nature. The structural law of the myth,<br />
therefore, would be a law regulating the behavior of the human spirit in the same sense in<br />
which the law of gravitation regulates the behavior of bodies in space. However, the situa-<br />
tion gets soon more and more complicated, and not just because the sciences of nature, be-<br />
ing a product of the human spirit, would be subjected to anaclastics while being its external<br />
model, but also, and conversely, because the natural sciences work on symbols that refer to<br />
things whereas the sciences humaines work on symbols that refer to symbols that refer to<br />
things and can therefore have only a derivative character, as Lévi-Strauss sometimes states.<br />
Lévi-Strauss, to put it differently, seems to think that Structuralism can be successful only<br />
if the structurality of the structure, the status of its rules, can be fixed outside the structural<br />
realm in the immutable laws of the spirit and then pinned down to the bio-chemical com-<br />
position of the human brain. On the other hand, however, he is conscious of the problematic<br />
status of such an empirical underpinning and develops subtler and subtler models of the re-<br />
lationship between natural and human sciences. 45<br />
Such an external justification, however, is not only unnecessary, it is in fact impossible<br />
to provide within the conceptual orbit of structuralism and, moreover, opens the flanks to
T HE ANACLASTIC ILLUSION OF A TRANSCENDENTAL UNITY<br />
a whole series of problems that have been pointed out especially well, although from very<br />
different perspectives, by Jean Petitot and Jacques Derrida. I will examine their critiques in<br />
turn, and provide an outline of the problems the structuralist model runs into by avoiding<br />
the discussion of this point and a sketch of the venues which are opened up.<br />
I will consider first the internal reform proposed by Jean Petitot in a series of books<br />
and articles published from the early 1980s on. He begins by pointing out that in almost<br />
every case, biochemical biology and mathematics aside, the ontological status of the struc-<br />
ture is deeply ambiguous. The problem may be stated as follows “As the ideal form of the<br />
organization of a substance, structure is not a perceptible phenomenon [...] This is why ev-<br />
ery structure is a theoretical object which is at the same time ideal and real.” 46 Because of<br />
their ideal status, which is nonphenomenal in the classical (perceptible) sense of the term,<br />
structures are therefore ontologically ambiguous. As eidos, the structure cannot be de-<br />
tached from the substance in which it is actualized, from the ousia where it becomes sub-<br />
stance. It is as the same time an intelligible framework and a structured object. But must it<br />
be considered given or posited? In the first case an ontological (realist) conception of struc-<br />
ture will be developed, in the second case, an epistemological (nominalist) one.” 47 Petitot<br />
claims that the prevalent epistemological attitude is the source of all (literally) the problems<br />
encountered by structuralism. Consequently, he wants to develop a realist conception with-<br />
out, however, falling into naive holistic-idealist doctrines. In his own words:<br />
[outside mathematics] the problem is no longer to abstract levels of structure<br />
but to theorize the natural phenomena of self-organization. Then the<br />
concept of structure no longer corresponds to properties of objects but to a<br />
45. See Claude Lévi-Strauss, L’Homme nu …, 574; Engl. tr. 642, for example, where Lévi-Strauss affirms:<br />
“there is a fundamental difference between the two, arising from the twofold fact, firstly, that the physical<br />
and natural sciences operate on symbols of phenomena while the social sciences operate on symbols<br />
of phenomena which are themselves symbols in the first place, and secondly, that, in the former<br />
instance, the adequate approximation of the symbol to the referent is demonstrated by the ‘grip’ (prise)<br />
exercised by scientific knowledge on the world around us, whereas the practical ineffectiveness of the<br />
social sciences does not allow us, at least for the time being, to assume any adequate correspondence<br />
between the representative symbols and the represented symbols.”<br />
46. Jean Petitot, Morphogenèse du sense (Paris: PUF, 1985) 30.<br />
47. Jean Petitot, “Structure,” Thomas A. Sebeok, ed., Encyclopedic Dictionary of Semiotics (Berlin: Mouton<br />
de Gruyter) 993.<br />
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conceptual category whose content must be founded, whose objective value<br />
(ontological thrust) must be (transcendentally) deduced, and whose explanatory<br />
force must be legitimated. In all domains (biology, psychology, anthropology,<br />
semiolinguistics) where structure has a real empirical value and<br />
is necessary for understanding (if not for explaining) specific phenomena,<br />
its theoretical function is to get beyond the conflict between, on the one<br />
hand, objectivist-reductionist explanations, which consider organized<br />
wholes as systems of interacting components, and, on the other hand, holistic-idealist<br />
comprehensions which consider organized wholes as amorphous<br />
material substrata imparted with essences foreign to them. 48<br />
Petitot wants to avoid two interpretations of “structure” (which, nonetheless, he sees<br />
prevailing): (a) any naturalistic reductionism which interpret structure as a mere combina-<br />
tion of elementary “particles” whose ontological basis is granted (where “particles” are<br />
broadly taken as the elementary objects of the given discipline: genes, synaptic connec-<br />
tions, or whatever); (b) any idealistic-vitalistic position seeing as “structure” the theory im-<br />
posed by the mind on an amorphous matter per se completely undifferentiated. It should be<br />
clear enough from what I have said so far, as well as from the presentation of the antinomy<br />
he wants to avoid, that he has in mind some kind of Kantism. In fact, his project is explicitly<br />
labelled an “updated version of Criticism” and the genealogy of structuralism he presents<br />
goes back to the Critique of Judgement.<br />
Insofar as the nominalist position is concerned, Petitot's argument goes as follows: 1)<br />
to attain objectivity and scientific status, the classical structuralist theoretician (here, the<br />
polemical objective is mainly Greimas) considers the structure(s) he uses as a conceptual<br />
system which he immediately tries to formalize into an axiomatic theory through an appro-<br />
priate logic. That is, he tries to posit some basic concepts and a system of rules that will<br />
enable him to generate all the possible configuration of the structure (remember Lévi-<br />
Strauss on kinship system: 4 basic terms plus a system of emotional attitude literally gen-<br />
erate, by simple permutation, all possible kinship systems. Another relevant example is the<br />
classical treatment of chess in (GOF)AI.) However, the approach, labelled by Petitot as the<br />
“formalization of the descriptive meta-language” (i.e. the system of rules), cannot elucidate<br />
48. Jean Petitot, “Structure…” 999.
T HE ANACLASTIC ILLUSION OF A TRANSCENDENTAL UNITY<br />
the objective content of the structure involved but, at best, only the logical architecture of<br />
the theory.<br />
The problem is, simply stated, that the explanatory power of the scientific theory is<br />
completely lost or, better, overwhelmed by the hyper-generativity of the rule-system. I shall<br />
try to make clear Petitot's diagnosis with the example of chess: a “theory” of chess which<br />
would reduce the game to a system of rules (properly formalized and axiomatized) would<br />
be completely useless in the effort of interpreting a determinate, actual game (say, Karpov-<br />
Kasparov IV). The theory being so powerful that it can generate all possible games, it can<br />
only determine whether a certain object is a chess game or not. A remarkably poor result<br />
for a theory of chess, since what is interesting in the game is that 90% (and maybe more)<br />
of the possible games are never played. In other words, a “real” theory of chess (and, actu-<br />
ally, what a chess player mean by the term) must deal with strategies, openings, forced sac-<br />
rifices, etc. The concept might seem trivial, and perhaps it is in the case of chess. Petitot's<br />
thesis, however, is not, since he claims that many contemporary disciplines are exactly in<br />
the situation of the hypothetical chess theorist. Consider biology, for example:<br />
The genome controls form and development. Its mastery and its control<br />
therefore enable the control of its effects. But this does not imply the nonexistence<br />
of autonomous, specific, and ideal morphological constraints. By<br />
equating genetic control with determining cause, it is postulated without<br />
further inquiry that there is nothing more to explain in what is being controlled.<br />
As Jacques Monod claimed, form is causally reducible to the primary<br />
structure of proteins: the remainder being dependent only upon<br />
thermodynamics processes. [...] Indeed, the neo-Darwinian paradigm is a<br />
conceptual system whose apparent ‘evidence’ precisely renders unintelligible<br />
morphological phenomena. It attributes these merely to chance and negates<br />
any necessity in the order of form, any laws of the form. 49<br />
Briefly, the first immediate consequence of the nominalistic approach is that it is im-<br />
possible to give an account of the self-determination and of the dynamic stability of the<br />
structures as Gestalten, and therefore of their closure. This is the theoretical source, accord-<br />
49. Jean Petitot, “Structure…” 1001.<br />
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ing to Petitot, of any doctrine, like Chomsky's innatism, for example, that is forced to find<br />
its ultimate grounds outside the discipline itself.<br />
The final diagnosis is that static structuralism is a first step, but is too narrowly con-<br />
ceived to be adequate. If what must be understood is “the self-limitation of the generative<br />
capacity of syntax (Thom)” one must introduce “dynamics underlying the formal kinemat-<br />
ics described by formal languages.” The real problem, he claims, “is not to formalize de-<br />
scriptive meta-languages, but rather to find or to build specific mathematical objects which<br />
would allow to model adequately the specific natural phenomena constituted by the struc-<br />
tures, and thus to objectify them.”<br />
Where is to be found such a mathematical object? Since the categories used by Struc-<br />
turalism are always “rooted in a topological intuition (position, junction, paradigmatic cat-<br />
egorization, connection, etc.) [...] the schematization of the structural categories depends<br />
entirely on the possibility of mathematically determining ‘the positional intuition’ playing<br />
the role of ‘a pure form of intuition’ for structural phenomena. It depends hic et nunc on the<br />
elaboration of a geometry of position.” 50 Finally, Petitot finds in the work of René Thom<br />
the first efforts towards “a general mathematical theory of morphogenesis.” His solution,<br />
in short, consists in grounding the functional role of the center of the structure in a mathe-<br />
matization that would account for the center’s dynamics. i. e. its temporal and spatial evo-<br />
lution. This would allow Structuralism to maintain a traditional concept of truth—in fact,<br />
it would it would make Lévi-Strauss’s anaclastic science very similar to mathematized nat-<br />
ural sciences like physics.<br />
It is not clear, however, whether the problem concerning the ontological level of the<br />
structure would not come up again at a higher logical level, namely the level of the mathe-<br />
matical object formalizing the dynamics of the structure. Once again, it seems that a “dy-<br />
namic structuralism” would be left with only two options: it could choose to “reify” (in a<br />
strong sense) the structures by assuming their coincidence with a specific natural, e.g. phys-<br />
ical, reality by turning the structure into a “thing,” with all the unpleasant consequences that<br />
Ricoeur has already uncovered for us. Alternatively, it would have to abandon the claim to-<br />
50. Jean Petitot, “Structure…,” 1019. Petitot’s emphasis.
T HE ANACLASTIC ILLUSION OF A TRANSCENDENTAL UNITY<br />
ward an “absolute” truth in the traditional sense and turn toward a truly non-philosophical<br />
reinterpretation of philosophy and epistemology tout court. Jean Petitot seems to opt for the<br />
first alternative, if we are to judge from a recent essay, where he says:<br />
Le “tournant morphologique” su structuralisme opéré par la théorie des<br />
catastrophes ouvre un vaste territoire qui reste encore à explorer<br />
entièrement. Il permet de constituer le structuralisme théorique en «système<br />
physique». […] Loir de devenir obsolète comme le voudrait un certain<br />
irrationalism contemporain, le structuralisme garde présentement toute sa<br />
pertinence et toute sa force. Son programme de recherche est loin d’être<br />
épuisé, bien au contraire, puisqu’à travers la théorie de l’(auto)organisation<br />
et la physique mathématique des phénomènes critiques il est en train<br />
d’établir sa jonction avec le sciences naturelles. 51<br />
The “present-day irrationalist” Jean Petitot alludes to in the text is of course Jacques<br />
Derrida, who instead chooses the second option and decides to challenge the Structuralist<br />
ambition to objectivity. He presents an argument that aims to unveil the illusory character<br />
of an “absolute” structuralist enterprise, e.g. of a structuralism where the center enjoys an<br />
absolute, non-structural status.<br />
I will discuss Derrida’s critique mostly on the basis of his criticism of the notion of text<br />
and its principles of structural organization. It should be emphasized, in order to appreciate<br />
the relevance of Derrida’s effort to our present theme, that the “textual” character of Lévi-<br />
Straussian structures is stressed—and quite naturally so, given the linguistic foundations of<br />
Structuralism—by Lévi-Strauss himself, for example in Finale, where he says: “In other<br />
words, the operations of the senses have, from the start, an intellectual aspect, and the ex-<br />
ternal data belonging to the categories of botany, geology, zoology, etc. [e.g. the non-phe-<br />
nomenal elements that are rearranged and transformed by the mind at work in the mythical<br />
51. Jean Petitot, “Approche morphodynamique de la formule canonique du mythe,” L’Homme, 106-107,<br />
(1988), 46. Petitot reiterated his position in 1993, in occasion of a round table on the “canonical formula<br />
of the myth” organized by Emmanuel Désveaux and Jean Pouillon where he pointed out that “if<br />
the categorization process [that generates the transformations/oppositions, etc.] is implemented as a<br />
neural network, then the generative potentials become truer potentials in the physical sense, i.e. they<br />
become “energy” functions whose minima determine the terms of the categorization.” See Jean Petitot,<br />
“Note complémentaire sur l’approche morphodynamique de la formule canonique du mythe,” L’Homme,<br />
135, july-sept. 1995, 18.<br />
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sequences] are never apprehended intuitively in themselves, but always in the form of a<br />
text, produced through the joint action of the senses and the understanding.” 52<br />
In Signature Event Context, Derrida directs his analysis precisely at what constitutes a<br />
text, at what, in other words, allows to structure signs as belonging to a text and to the status<br />
of the principles involved. The first example is taken from Husserl’s analysis of grammat-<br />
icality in the Logical Investigations, where the issue at stake is precisely to carve out the<br />
most general principles defining what counts as a meaningful expression from a possibly<br />
inordinate series of signs. There, Husserl had drawn a distinction between senseless (sinn-<br />
los), and meaningful (sinnvoll) expressions. The paradigmatic example of the first class is<br />
“Green is or,” which, strictly speaking, is not even an expression, but at best something that<br />
claims or seems to be an expression, whereas “Square circle” and “Red spot,” although re-<br />
spectively “objectless” and “objectful,” are both unambiguously meaningful. The sense of<br />
the distinction is clear: the existence of a system of rules (syntactic, in this case) defines the<br />
borders of grammaticality and so the whole set of grammatical expressions. In structuralist<br />
jargon: the syntactic rules defines the very structure of language, in all its potentialities.<br />
But Derrida rejects the very possibility of such an objective definition, and denies that<br />
the “objective” borders of language may be identified, even in the simpler case of syntax,<br />
and even as an ideal principle. Even the most sinnlos expressions, he says, e.g. the ungram-<br />
matical, unsyntactical “Green is or” [or “Vert is ou”] may be made sinnvoll, may be forced<br />
to signify. And this happens not only in the contingent case in which, by means of the trans-<br />
lation of German into French ‘le vert est ou’ might be endowed with grammaticality ou be-<br />
coming where when heard où: ‘Where has the green (of the grass) gone?’ But “even ‘green<br />
is or’ still signifies an example of agrammaticality.” 53 If this does not usually happen, i.e.<br />
if the possible 2 nd order meaning is excluded from the space of possibility it is only be-<br />
cause, according to Derrida, “It is only in a context determined by a will to know, by an<br />
epistemic intention, by a conscious relation to the object as an object of knowledge within<br />
5<strong>2.</strong> Claude Lévi-Strauss, L’Homme nu…, 607; Engl. tr. 678. Lévi-Strauss’s emphasis.<br />
53. Jacques Derrida, “Signature Event Context,” Margins (Chicago: Chicago UP, 1982) 320. Emphasis in<br />
the text.
T HE ANACLASTIC ILLUSION OF A TRANSCENDENTAL UNITY<br />
an horizon of truth — it is in this oriented contextual field that “green is or” is unaccept-<br />
able.”(ib.)<br />
Thus, the particular context allows us to overlook the general principle, i.e. that it is<br />
always possible to endow anything with meaning, to insert it into a network of differences<br />
(even signatures “mean” Derrida will say in a moment). “This is the possibility on which I<br />
wish to insist: the possibility of extraction and of citational grafting which belongs to the<br />
structure of every mark, spoken or written, and which constitutes every mark as writing<br />
even before and outside every horizon of semiolinguistics communication; as writing, that<br />
is as a possibility of functioning cut off, at a certain point, from its ‘original’ meaning and<br />
from belonging to a saturable and constraining context.” (320)<br />
Every sign, linguistic or non-linguistic, spoken or written (in the usual sense of this op-<br />
position), as a small or large unity, can be cited, put between quotation marks; thereby it<br />
can break with every given context, and engenders infinitely new contexts in an absolutely<br />
nonsaturable fashion.<br />
This does not suppose that the mark is valid outside its context, but on the<br />
contrary that there are only contexts without any center of absolute anchoring.<br />
This citationality, duplication, or duplicity, this iterability of the mark is<br />
not an accident or an anomaly, but it is that (normal/abnormal) without<br />
which a mark could no longer even have a so-called ‘normal’ functioning.<br />
(325)<br />
The principle above is then applied to Austin’s definition of the ‘normal’ performative<br />
acts (i.e. marriages, ship-launching, etc.) as opposed to ‘deviant’ utterances of the same acts<br />
on stage, or reported, etc. Derrida’s point, of course, is that is precisely the possibility of a<br />
‘deviant’ use on stage by an actor that makes possible the ‘normal’ use of the same words<br />
by the civil officer or priest. Ultimately, says Derrida, Austin is able to fix the context, to<br />
define the normality of normal language, only by means of an appeal to the intention of the<br />
speaker, to consciousness and its intended meaning. He then goes on to a general conclu-<br />
sion about contexts. “For a context to be exhaustively determined, in the sense demanded<br />
by Austin, it at least would be necessary to for the conscious intention to be totally present<br />
and actually transparent for itself and others, since it is a determining focal point of the con-<br />
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text. The concept of or quest for the “context” therefore seems to suffer here from the same<br />
theoretical and motivated uncertainty as the concept of ‘ordinary’, from the same meta-<br />
physical origins: an ethical and teleological discourse of consciousness.” (ib:327)<br />
The possibility of an infinite number of contexts, and then of always different mean-<br />
ings, involves what Derrida calls the dissémination as opposed to the more trivial polyse-<br />
mia. This possibility entails—to bring back Derrida’s argument to our discussion of Lévi-<br />
Strauss—that the center of the structure cannot be fixed once and for all. On the contrary,<br />
the rules that make permutations and transformations possible are themselves always ex-<br />
posed to an intrinsic “trembling,” since no absolute anchoring is possible. The possibility<br />
of meaning, and especially the possibility of reference is thus not denied by Derrida, con-<br />
trary to what most of his critics claim. Just the opposite is true: there is always an excess of<br />
meaning and an excess of reference, since it is constitutively impossible—at least within<br />
the Structuralist paradigm that interests us here—to fix both of them from the outset.<br />
Derrida concludes that<br />
We are not witnessing an end of writing which, to follow McLuhan’s<br />
ideological representation, would restore a transparency or immediacy of<br />
social relations; but indeed a more and more powerful historical unfolding<br />
of a general writing of which the system of speech, consciousness, meaning,<br />
presence, truth, etc., would only be an effect, to be analyzed as such. It is<br />
this questioned effect that I have called elsewhere logocentrism. (329)<br />
It is thus clear that the whole point of Derrida’s deconstruction is precisely to give an<br />
“explanation” (where explanation is to be read more as a tool for analysis that anything<br />
else) of the “rise” of (of the relevance) determinate domains. And the general point seems<br />
to be that “truth” about a particular domain (and, therefore, its constitution), is not given as<br />
a social consensus, but, rather, is produced and produced by means of exclusions, of the<br />
instaurations of differences, of hierarchies and so forth. So there is a whole economy of<br />
forces which, by means of exclusions and segregations, produces fields and domains, and<br />
the role of deconstruction is to investigate, to retrace this differences in the texts and, even-
T HE ANACLASTIC ILLUSION OF A TRANSCENDENTAL UNITY<br />
tually, to point out how the text contains in itself the possibility of the inversion of the dif-<br />
ferences on which it is based.<br />
This brief excursus into Petitot’s and Derrida’s criticisms and positive programmes in-<br />
dicates the range of issues that are opened up once the fixity of the structure’s center is re-<br />
nounced in favor of a functional interpretation of the center as the pure locus of the<br />
structural organization that is itself subjected to an ever-shifting dynamic process. More-<br />
over, Petitot’s and, even more pointedly, Derrida’s criticism make clear that Structuralism<br />
cannot avoid confronting this issue, lest is remains caught in a ambiguous and contradictory<br />
situation in which it wishes to overcome the traditional philosophical grounding of mean-<br />
ing in an a-historical, essentially “natural” truth that has always found its ultimate ground-<br />
ing in the essential features of “man” while, at the same time, it proclaims to have finally<br />
banished the mythological and self-delusional adoration of man from the realm of human<br />
intellectual endeavors.<br />
This ambiguity in well-caught by Derrida, when he points out that the structural enter-<br />
prise, in the texts of Lévi-Strauss, has in fact two faces which are necessitated by this the-<br />
oretical ambiguity:<br />
Il y a donc deux intérpretations de l’intérpretation, de la structure du signe<br />
et du jeu: l’une cherche à déchiffrer, rêve de déchiffrer une vérité ou une<br />
origine échappant au jeu et à l’ordre du signe, et vit comme un exil la<br />
nécessité de l’intérpretation. L’autre, qui ne’est plus tourné vers l’origine,<br />
affirme le jeu et tente de passer au-delà de l’homme et de l’humanisme, le<br />
nom de l’homme étant le nom de cet être qui, à travers l’histoire de la<br />
métaphysique […] a rêvé la présence pleine, le fondement rassurant,<br />
l’origine et la fine du jeu. 54<br />
It is difficult to deny Derrida’s assessment when Lévi-Strauss affirms explicitly this<br />
duplicity by asserting, for example, that the conflict between philosophy and structuralism<br />
54. Jacques Derrida, La structure, le signe, … 427. Emphasis in the text. Among the nostalgic texts Derrida<br />
is implicitly referring to here, are the well-known pages on the corrupting influence of writing on a<br />
primitive society contained in Une leçon d’écriture, and commented at length by Derrida himself. See<br />
Claude Lévi-Strauss, Tristes tropiques…, 288 ff, and Jacques Derrida, De la grammatologie…, Engl.<br />
tr. 118 ff.<br />
305
306<br />
A NACLASTIC SUPPLEMENTS<br />
consists in a choice between “a rationality without a subject or a a subject without a ratio-<br />
nality”, or when he states that structuralism’s goal is to reintegrate man in nature while, at<br />
the same time, it makes “possible to disregard the subject—that unbearably spoilt child<br />
who has occupied the philosophical scene for too long now, [and] “foresees the twilight of<br />
man.” 55<br />
However, the success of Structuralism as non-philosophy depends rather on the over-<br />
coming of a form of rationality that is consubstantial with metaphysics in it constant refer-<br />
ral to an absolute, “natural” origin, an overcoming that is made possible by accepting a<br />
purely functional interpretation of the structurality of the structure as what is produced, at<br />
a determined moment in space and time, as a result of an economy of forces. The structur-<br />
ality of the structure, its center, is always a temporary point of equilibrium, which, by being<br />
intrinsically temporary is always, to a certain extent, “different” from itself, insofar as it<br />
cannot be stably anchored to any illusionary outside. The semi-transparent medium whose<br />
refractive/reflective properties an anaclastic science will study—to use Lévi-Strauss own<br />
image—is itself always in flux, in a perennially magmatic but nonetheless semi-crystalline<br />
state which allows it to produce its transformations without ever coming to a definite re-<br />
pose.<br />
However, it is evident that the acceptance of an enlarged reading of anaclastic science<br />
pulls Structuralism further and further away from the game-based model with which I start-<br />
ed my discussion. In fact, the most salient characteristic of games, as we have seen, is to be<br />
found in the existence of a fixed set of rules that allow the manipulation of the elements<br />
they are defined upon. A game, in the definition of von Neumann and Morgenstern that<br />
Lévi-Strauss has embedded in his own work, is “nothing but the totality of it rules.” This<br />
definition is bound to fall apart once the status of the rules is recognized as subject to a con-<br />
stant evolution and renegotiation, as the temporary point of equilibrium of an ever changing<br />
flux. This does not mean, however, that game collapses into the void of a contradictory or,<br />
worse, vacuous definition. It simply means that the game-based model needs to be enlarged<br />
55. “le sujet—unsupportable enfant gaté”: Claude Lévi-Strauss, L’Homme nu…, 614; Engl. tr. 687.
T HE ANACLASTIC ILLUSION OF A TRANSCENDENTAL UNITY<br />
to encompass those characteristics that we have seen best associated, in current English lan-<br />
guage, with the semantic area of play.<br />
Indeed, the very usage of the word jeu by Derrida, in the texts cited as well as else-<br />
where, exhibits precisely this slippage from the game-like to the play-like semantic com-<br />
ponents of jeu, and represent a good indication of the trajectory that the structuralist<br />
paradigm seems bound to follow within the space of Spiel. In Derrida’s words,<br />
cette thématique structuraliste de l’immédiateté rompue est donc la face<br />
triste, négative, nostalgique, coupable, rousseauiste, de la pensée du jeu<br />
dont l’affirmation nietzschéenne, l’affirmation joyeuse du jeu du monde et<br />
de l’innocence du devenir, l’affirmation d’un monde de signes sans faute,<br />
sans vérité, sans origine, offert à une interprétation active serait l’autre face.<br />
Cette affirmation determine alors le non-centre autrement que comme perte<br />
du centre. Car il ya un jeu sûr: celui qui se limite à la substitution des pièces<br />
données et existantes, présentes. Dans le hasard absolu, l’affirmation se<br />
livre aussi à l’indétermination génétique.” 56… The present endpoint of his trajectory, whose path is often marked in Derrida’s work<br />
by the opposition between jeux and jeu, or between the jeu sûr and the jeu that is submitted<br />
to a game of absolute chance, marks also the end of our investigation into Artificial Intel-<br />
ligence and Structuralism. We set out to determine whether these two programs could suc-<br />
cessfully articulate an “end of philosophy” based upon the reduction of the complexity of<br />
Spiel onto the game-like component and we have seen that both, in a very particular sense<br />
of the word, miss the target. Artificial Intelligence because, in spite of providing a very rich<br />
articulation of the concept of game—in fact, in spite of having indeed created such a con-<br />
cept as a theoretical entity—it is unable to provide a satisfactory treatment of the relation-<br />
ship tying together the rules and their content. AI remains caught into the formalist, and<br />
fallacious, opposition between form and content. Structuralism, on the other hand, solves<br />
satisfactory the latter problem through a much richer articulation of substance and structure<br />
that ends up in a the project of an “anaclastics science” representing a direct challenge to<br />
the most basic philosophical concepts. Structuralism itself, however, proves unable to bring<br />
56. Jacques Derrida, “La structure, Le signe et le jeu…” 428.<br />
307
308<br />
A NACLASTIC SUPPLEMENTS<br />
this challenge to a conclusion within the boundaries of a game-like model: “play,” a concept<br />
that had been reduced, under the undoubtable influence of game-theory, to a particular in-<br />
stance of the broader concept of game, makes a remarkable come-back and proves to be<br />
essential to the project of broader, non-philosophical anaclastics on whose brink Lévi-<br />
Strauss’s work, after all his revolutionary breakthroughs, seems to stop only to retreat into<br />
an all too complicated dialectics of nature, rationality and subject.
CHAPTER VIII<br />
A MOVABLE<br />
CONCLUSION<br />
where it is said that this work has only explored part of the complexity<br />
of Spiel, and what is left to bring it to an end.
308<br />
A MOVABLE CONCLUSION<br />
1. After game-based Spielen<br />
At the beginning of this long investigation, I set out to explore the complex space of<br />
Spiel that, if we are to follow the lead provided by Hegel and by Heidegger in his wake,<br />
seems to lie at the end of philosophy. I also underlined that part of the difficulty of the task<br />
ahead lied in the extreme ambiguity of Spiel itself, a space that is torn between the two in-<br />
extricable, but apparently incompatible poles of game and play. I also claimed that we<br />
could perhaps gain some clarity on the issue by finding suitable examples of “non-philos-<br />
ophy” with a demonstrable theoretical reliance on some aspect of the concept of Spiel.<br />
We have now completed the first part of the journey. Artificial Intelligence and Struc-<br />
turalism, as we have seen, proved to be truly “non-philosophical” attempts built around an<br />
extremely sophisticated game-based reduction of Spiel in the context of the end of philos-<br />
ophy. We have also seen that they both fall short, although for different reasons, of the re-<br />
quired completeness and closure that the end of philosophy require if it is really to be<br />
brought about. However, as partial characterizations of Spiel as game (but not of Spiel it-<br />
self) they are valid. We have also seen that he characterization of game in terms of structure<br />
provided by Lévi-Strauss finds its limit, eventually, in the impossibility to bring itself to<br />
accommodate the components that are normally associated with the opposite pole of<br />
Spielen, with the free, self renewing activity characteristic of play and not of games. In par-<br />
ticular, the conception of Spiel as the totality of the rules that describe it, a concept that<br />
Structuralism inherits from game theory through the mediation of cybernetics and Artificial<br />
Intelligence, proves unable to rise to the non-philosophical challenge set by Structuralism.
A FTER GAME- BASED SPIELEN<br />
Play, then, far from being a “particular instance at which the game is played—in a par-<br />
ticular way—from beginning to end,” as von Neumann would have, is back in the game<br />
with full swing.fall well short of the required closure.<br />
The last section of the prelude to this work provided a response, couched in the poetic<br />
language of Kafka and illuminated by the prophetic comments provided by Giorgio Agam-<br />
ben. A fuller articulation of the answer, and a real conclusive chapter, however, will have<br />
to wait. We can only hope that our masters, and especially the ultimate master, will grant<br />
us the time and the strength to bring that conclusion to an end.<br />
309
310<br />
A MOVABLE CONCLUSION
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