quarterly statement - TIAA-CREF

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STATEMENT AS OF SEPTEMBER 30, 2011 OF THE TEACHERS INSURANCE and ANNUITY ASSOCIATION of AMERICA GENERAL INTERROGATORIES 16. Excluding items in Schedule E - Part 3 - Special Deposits, real estate, mortgage loans and investments held physically in the reporting entity’s offices, vaults or safety deposit boxes, were all stocks, bonds and other securities, owned throughout the current year held pursuant to a custodial agreement with a qualified bank or trust company in accordance with Section 1, III - General Examination Considerations, F. Outsourcing of Critical Functions, Custodial or Safekeeping Agreements of the NAIC Financial Condition Examiners Handbook 16.1 For all agreements that comply with the requirements of the NAIC Financial Condition Examiners Handbook, complete the following: 1 Name of Custodian(s) !" #$$# %&' () *$&+ #$$#* 2 Custodian Address 16.2 For all agreements that do not comply with the requirements of the NAIC Financial Condition Examiners Handbook, provide the name, location and a complete explanation: 1 Name(s) 2 Location(s) 3 Complete Explanation(s) 16.3 Have there been any changes, including name changes, in the custodian(s) identified in 16.1 during the current quarter 16.4 If yes, give full information relating thereto: 1 Old Custodian 2 New Custodian 3 Date of Change 4 Reason 16.5 Identify all investment advisors, brokers/dealers or individuals acting on behalf of broker/dealers that have access to the investment accounts, handle securities and have authority to make investments on behalf of the reporting entity: 1 Central Registration Depository 2 Name(s) 3 Address 17.1 Have all the filing requirements of the Purposes and Procedures Manual of the NAIC Securities Valuation Office been followed 17.2 If no, list exceptions: At September 30, 2011, 11 issues for 10 issuers did not meet the filing requirements of the Purposes and Procedures Manual. These issues currently lack one or more of the following: Valid CUSIP/PPN, audited financials and/or executed legal documentation. Exceptions totaled $133,979,502 or 0.0755% of all long-term bonds, equity and RSATs. 8.2
STATEMENT AS OF SEPTEMBER 30, 2011 OF THE TEACHERS INSURANCE and ANNUITY ASSOCIATION of AMERICA GENERAL INTERROGATORIES PART 2 - LIFE & HEALTH 1. Report the <strong>statement</strong> value of mortgage loans at the end of this reporting period for the following categories: 1 Amount 1.1 Long-Term Mortgages In Good Standing 1.11 Farm Mortgages $ 1.12 Residential Mortgages $ 1.13 Commercial Mortgages $ 1.14 Total Mortgages in Good Standing $ 1.2 Long-Term Mortgages In Good Standing with Restructured Terms 1.21 Total Mortgages in Good Standing with Restructured Terms $ 1.3 Long-Term Mortgage Loans Upon which Interest is Overdue more than Three Months 1.31 Farm Mortgages $ 1.32 Residential Mortgages $ 1.33 Commercial Mortgages $ 1.34 Total Mortgages with Interest Overdue more than Three Months $ 1.4 Long-Term Mortgage Loans in Process of Foreclosure 1.41 Farm Mortgages $ 1.42 Residential Mortgages $ 1.43 Commercial Mortgages $ 1.44 Total Mortgages in Process of Foreclosure $ 1.5 Total Mortgage Loans (Lines 1.14 + 1.21 + 1.34 + 1.44) (Page 2, Column 3, Lines 3.1 + 3.2) $ 1.6 Long-Term Mortgages Foreclosed, Properties Transferred to Real Estate in Current Quarter 1.61 Farm Mortgages $ 1.62 Residential Mortgages $ 1.63 Commercial Mortgages $ 1.64 Total Mortgages Foreclosed and Transferred to Real Estate $ 2. Operating Percentages: 2.1 A&H loss percent 2.2 A&H cost containment percent 2.3 A&H expense percent excluding cost containment expenses 3.1 Do you act as a custodian for health savings accounts 3.2 If yes, please provide the amount of custodial funds held as of the reporting date $ 3.3 Do you act as an administrator for health savings accounts 3.4 If yes, please provide the balance of the funds administered as of the reporting date $ 9
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quarterly statement - TIAA-CREF

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