§1904.1090<strong>OSHA</strong> RECORDKEEPINGAwareness Campaign). The recording level is alsocompatible with the definition of material impairmentused by <strong>OSHA</strong> and MSHA in the development ofstandards for occupational noise exposure (64 FR49548, 48 FR 9738).The hearing loss recording requirements inSection 1904.10 differ from the requirements of the<strong>OSHA</strong> noise standard (Section 1910.95) becauseunder the noise standard the employer is required totake certain actions (employee notification, providinghearing protectors or refitting of hearing protectors,etc.) for all 10-db standard threshold shifts while thepart 1904 rule only requires the recording of STSsthat also exceed the total 25-db level. <strong>OSHA</strong> believesthat this is an appropriate policy, because 10-db shiftsin hearing at higher levels (above 25 dB) are moresignificant….When audiometric testing is done, test tones arepresented at various sound levels, usually increasingor decreasing in 5-dB steps. The employee is askedto respond whenever a tone is heard, with the goalbeing finding the lowest level at which the employeecan consistently hear. The standard measurement formeasuring hearing level is decibels, a logarithmicscale. For the first increase in hearing level from 0 to10 dB, the sound intensity increases 10 fold. The next10 dB is a 100-fold increase. By the time a person’shearing level changes from 0 to 30 dB hearing level,he or she needs 1,000 times more sound intensity tojust barely hear.Although the part 1904 recordkeeping regulationand the Section 1910.95 noise standard treat the STScases differently, this has no effect on the noise standard’srequirements and does not have any effect onthe requirement for employers to comply withSection 1910.95. When employers detect work-relatedSTS cases, they are required to take all of the follow-upactions required by the noise standard.Additionally, the STS measure uses existingmeasurements and calculations employers arealready using to comply with the <strong>OSHA</strong> noise standard,resulting in less paperwork burden for employerscovered by both rules. Employers are required totake one additional step to determine if the STS hasalso resulted in a total hearing level of 25 dB ormore, and if so, to record it. The position taken inSection 1904.10 provides a reasonable compromisebetween the commenters’ highly polarized views onthe proper recording level. The final rule’s hearingloss recording provisions provide a reasonable “middleground” solution to reconcile the differencesbetween a highly sensitive measure of hearing loss(all 10-db shifts) and increasingly insensitive measures(15, 20, or 25-db shifts).The approach used in this final rule is a newlydeveloped alternative that was not considered in theJanuary 2001 rulemaking because none of the commentersto the 1996 proposed rule suggested it….<strong>OSHA</strong> believes that the Section 1904.10 requirementswill improve the nation’s statistics on occupationalhearing loss and that more hearing loss caseswill be entered on employers’ <strong>OSHA</strong> 300 Logs.However, <strong>OSHA</strong> recognizes that the new requirementsmay not result in comprehensive statistics foroccupational hearing loss. Employees may experiencesignificant hearing loss in industries whereaudiometric testing is not required (construction,agriculture, oil and gas drilling and servicing, andshipbuilding industries), and is not provided voluntarilyby the employer, and thus never be enteredinto the records. Likewise, an employee may experiencegradual hearing loss while employed by severalemployers, but never work for the same employerlong enough to allow a recordable STS to be captured.As to the effect on trend analysis, caution mustbe used when comparing Section 1904.10 hearingloss data that span the effective date of this rule.The new hearing loss recording rule will result in therecording of additional cases of hearing loss, not as aresult of a change in the number of workers whoexperience hearing loss, but simply because of therecordkeeping change.<strong>OSHA</strong> finds that recording only 25-dB shifts fromthe employee’s baseline audiogram is not an appropriatepolicy. If an employee had significant hearingloss before being hired by the employer, additionalhearing loss would not be recorded until well beyondthe point of disability. This would not conform to therequirements of section 24 of the Act directing theSecretary to “[c]ompile accurate statistics on workinjuries and illnesses which shall include all disabling,serious, or significant injuries and illnesses * * *”(emphasis added) (29 U.S.C. 673). The recording of25-dB shifts in hearing acuity, measured from theemployee’s original baseline audiogram would clearlyunderstate the true incidence of work-related hearingloss. Likewise, if the part 1904 regulation were torequire only the recording of 15 or 20-dB shifts, orcategorically exclude the first STS case the rulewould exclude many legitimate and serious hearingloss cases that should rightfully be entered into therecords and the Nation’s injury and illness statistics.This approach would be especially deficient at capturinghearing loss in those employees who changeemployers several times during their working lives….<strong>OSHA</strong> does not agree with the commenters whoHANDBOOK
argued that because the function of the <strong>OSHA</strong> standardsand regulations, including the part 1904 regulation,is to protect workers, worker protection wouldbe compromised by any policy other than the recordingof all STS cases. <strong>OSHA</strong> encourages employersand employees to use the <strong>OSHA</strong> injury and illnessrecords to improve workplace safety and health conditions,and this is one of the functions of the Part1904 records. However, this is not the only functionof the records. They are also used to generate injuryand illness statistics for the Nation and for individualworkplaces. They are used by <strong>OSHA</strong> representativesto identify hazards during workplace inspections, andare collected by <strong>OSHA</strong> to target its interventionefforts to more hazardous worksites (See 66 FR 5916-5917). As stated in the 2001 rulemaking, “[n]o newprotections are being provided by the recordkeepingrule”. Further, the OSH Act does not require therecording of all injuries and illnesses and specificallyexcludes certain minor injury and illness cases. Thisexclusion, which is discussed in the preamble to theJanuary 19, 2001 final rule, applies to both injuriesand illnesses, including hearing loss (See 66 FR 5931-5932). It is thus entirely appropriate for the recordkeepingrule to exclude certain minor illness caseswhile capturing more serious cases.The hearing loss recording requirements ofSection 1904.10 will not deprive employers andemployees of information about noise hazards ordiminish workers’ protection against the hazards ofnoise in the workplace. The occupational noise exposurestandard requires that employees in generalindustry be tested for hearing loss when noise exposureexceeds an 8-hour time-weighted average of85dB, and that employees be informed, in writing, ifa 10-dB shift has occurred. The audiometric testrecords must be retained for the duration of theaffected employee’s employment. (See 29 CFR1910.95(g), (m)). The noise standard also specifies theprotective measures to be taken to prevent furtherhearing loss for employees who have experienced a10-dB shift, including the use of hearing protectorsand referral for audiological evaluation where appropriate.(See 29 CFR 1910.95(g)(8)). These requirements,which apply without regard to the recordingcriteria in the recordkeeping rule, will protect workersagainst the hazards of noise. The modified requirementsof Section 1904.10 will therefore not depriveemployers and workers of the means to detect andprevent hearing loss.Finally, section 4(b)(4) of the OSH Act providesthat “[n]othing in this Act shall be construed tosupercede or in any manner affect any workmen’s<strong>OSHA</strong> RECORDKEEPINGcompensation law or to enlarge or diminish or affectin any other manner the common law or statutoryrights, duties, or liabilities of employers and employeesunder any law with respect to injuries, diseases,or death of employees arising out of, or in the courseof, employment.” 29 U.S.C. 653(b)(4). Accordingly, the<strong>OSHA</strong> recordkeeping rule will have no legal effect onstate workers’ compensation systems. There is noevidence that the states have modified their systemsto conform to <strong>OSHA</strong>’s previous hearing loss recordingpolicies; in fact, the states are far from uniform intheir treatment of occupational hearing loss. Therefore,<strong>OSHA</strong> does not expect the 1904 regulation tohave any effect on state workers’ compensation inthe future.Audiometric Error…<strong>OSHA</strong> agrees … that the recordkeeping rule shouldnot take any actions to address the issues of audiometricvariability, and finds that there is no need toincrease the recording loss threshold to 15 or 20 dBto account for variability. The <strong>OSHA</strong> noise standardincludes provisions that standardize audiometric testingprotocols. The requirements in Section 1910.95(g) Audiometric Testing Program, Section 1910.95 (h)Audiometric Test Requirements, Mandatory AppendixC to Section 1910.95 Audiometric MeasuringInstruments, Mandatory Appendix D to Section1910.95 Audiometric Test Rooms, and MandatoryAppendix E to Section 1910.95 Acoustic Calibrationof Audiometers, and the incorporated provisions ofAmerican Standard Specification for AudiometersS3.6-1969 provide standardized methodologies forconducting hearing tests designed to assure, as faras possible, that audiograms are accurate….It should be noted that it is impossible to eliminateaudiometric errors in their entirety. Any recordinglevel, no matter how it is set, will be subject tosome level of false positive and false negative errors.However, <strong>OSHA</strong> believes that the audiometric testingrequirements of Section 1910.95, if followed, will providereasonably accurate audiometric data for theadministration of the <strong>OSHA</strong> noise standard, and forthe recording of occupational hearing loss. As . . .commented: “(f)ollowing a standardized testing protocol(using 29 CFR 1910.95), and including adjustmentsfor age and the use of a retest in 30 days, hasprovided accurate, consistent results.” <strong>OSHA</strong> believesthat the provisions allowing the employer to ageadjust audiograms, seek advice from a physician orother licensed health care professional for determiningwork-relationship, retest within 30 days, andremove cases later found not to be persistent provideHANDBOOK91§1904.10
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OSHARecordkeeping HandbookThe Regul
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ContentsRecordkeeping HandbookRoadm
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Section 1904.40Providing records to
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Section 1904.0Purpose(66 FR 6122, J
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Section 1904.1Partial exemption for
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Section 1904.2Partial exemption for
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employees, to OSHA within 8 hours (
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Partial Exemptions for Employers Un
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Section 1904.4Recording criteria(66
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Section 1904.5Determination of work
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(b)(7) How do I decide if a case is
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well, including providing informati
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This exception, which responds to i
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or she is in the work environment a
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have occurred but for the occupatio
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considered work-related. If an empl
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Question 5-12. Is work-related stre
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• The doctor described the illnes
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Scenario 7:• A site hired numerou
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Letter of interpretation related to
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These principles should be applied
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The problem with the response is tw
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- Page 105 and 106: March 4, 2004Mr. Carl O. Sall, CIHD
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- Page 117 and 118: two lines of the OSHA 300 Log to de
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- Page 121 and 122: different types of occupational ill
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Section 1904.33Retention and updati
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June 23, 2003Mr. Edwin G. Foulke, J
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Section 1904.34Change in business o
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PREAMBLE DISCUSSION: Section 1904.3
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Incident Report (Forms 300 and 301,
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workers’ compensation claim. See
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LETTERS OF INTERPRETATION: Section
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Letter of interpretation related to
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Question 3: Using the facts in Ques
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Section 1904.37State recordkeeping
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tion, require employers to report f
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(5) If I receive a variance, may th
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Section 1904.39Reporting fatalities
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gation. Therefore, the final rule d
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Section 1904.40Providing records to
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ness. The government inspector may
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Response: The controlling employer
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FREQUENTLY ASKED QUESTIONS: Section
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OSHA and the BLS have worked togeth
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provide copies of the retained reco
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FREQUENTLY ASKED QUESTIONS: Section
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Section 1904.46Definitions(66 FR 61
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of business information. For exampl
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inconvenience associated with keepi
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skin disease, respiratory disorder,
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Question 2: Under 29 CFR Section 19
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