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Sec. 12.3 Memory Management 423AaBcdeCfghFreelistFigure 12.16 Example of LISP list variables, including the system freelist.point of view, that every so often the system must halt while it performs garbagecollection. For example, garbage collection is noticeable in the Emacs text editor,which is normally implemented in LISP. Occasionally the user must wait for amoment while the memory management system performs garbage collection.The Java programming language also makes use of garbage collection. As inLISP, it is common practice in Java to allocate dynamic memory as needed, and tolater drop all references to that memory. The garbage collector is responsible forreclaiming such unused space as necessary. This might require extra time whenrunning the program, but it makes life considerably easier for the programmer. Incontrast, many large applications written in C++ (even commonly used commercialsoftware) contain memory leaks that will in time cause the program to fail.Several algorithms have been used for garbage collection. One is the referencecount algorithm. Here, every dynamically allocated memory block includes spacefor a count field. Whenever a pointer is directed to a memory block, the referencecount is increased. Whenever a pointer is directed away from a memory block,the reference count is decreased. If the count ever becomes zero, then the memoryblock is considered garbage and is immediately placed in free store. This approachhas the advantage that it does not require an explicit garbage collection phase, becauseinformation is put in free store immediately when it becomes garbage.Reference counts are used by the UNIX file system. Files can have multiplenames, called links. The file system keeps a count of the number of links to eachfile. Whenever a file is “deleted,” in actuality its link field is simply reduced byone. If there is another link to the file, then no space is recovered by the file system.When the number of links goes to zero, the file’s space becomes available for reuse.
424 Chap. 12 Lists and Arrays RevisitedghFigure 12.17 Garbage cycle example. All memory elements in the cycle havenon-zero reference counts because each element has one pointer to it, even thoughthe entire cycle is garbage (i.e., no static variable in the program points to it).Reference counts have several major disadvantages. First, a reference countmust be maintained for each memory object. This works well when the objects arelarge, such as a file. However, it will not work well in a system such as LISP wherethe memory objects typically consist of two pointers or a value (an atom). Anothermajor problem occurs when garbage contains cycles. Consider Figure 12.17. Hereeach memory object is pointed to once, but the collection of objects is still garbagebecause no pointer points to the collection. Thus, reference counts only work whenthe memory objects are linked together without cycles, such as the UNIX file systemwhere files can only be organized as a DAG.Another approach to garbage collection is the mark/sweep strategy. Here, eachmemory object needs only a single mark bit rather than a reference counter field.When free store is exhausted, a separate garbage collection phase takes place asfollows.1. Clear all mark bits.2. Perform depth-first search (DFS) following pointers beginning with eachvariable on the system’s list of static variables. Each memory element encounteredduring the DFS has its mark bit turned on.3. A “sweep” is made through the memory pool, visiting all elements. Unmarkedelements are considered garbage and placed in free store.The advantages of the mark/sweep approach are that it needs less space than isnecessary for reference counts, and it works for cycles. However, there is a majordisadvantage. This is a “hidden” space requirement needed to do the processing.DFS is a recursive algorithm: Either it must be implemented recursively, in whichcase the compiler’s runtime system maintains a stack, or else the memory managercan maintain its own stack. What happens if all memory is contained in a singlelinked list? Then the depth of the recursion (or the size of the stack) is the numberof memory cells! Unfortunately, the space for the DFS stack must be available atthe worst conceivable time, that is, when free memory has been exhausted.Fortunately, a clever technique allows DFS to be performed without requiringadditional space for a stack. Instead, the structure being traversed is used to holdthe stack. At each step deeper into the traversal, instead of storing a pointer on thestack, we “borrow” the pointer being followed. This pointer is set to point backto the node we just came from in the previous step, as illustrated by Figure 12.18.Each borrowed pointer stores an additional bit to tell us whether we came down
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Data Structures and AlgorithmAnalys
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ivContents2.6.1 Direct Proof 372.6.
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viContents6.1 General Tree Definiti
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viiiContents10.5.2 B-Tree Analysis
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xContents15.7 Optimal Sorting 50115
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PrefaceWe study data structures so
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PrefacexvA sophomore-level class wh
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Prefacexviithe form ofcalls to meth
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PrefacexixFor the second edition, I
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1Data Structures and AlgorithmsHow
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Sec. 1.1 A Philosophy of Data Struc
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Sec. 1.1 A Philosophy of Data Struc
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Sec. 1.2 Abstract Data Types and Da
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Sec. 1.3 Design Patterns 13that tra
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Sec. 1.4 Problems, Algorithms, and
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Sec. 1.5 Further Reading 19vides po
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Sec. 1.6 Exercises 21than 10,000 of
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2Mathematical PreliminariesThis cha
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Sec. 2.1 Sets and Relations 25A seq
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Sec. 2.2 Miscellaneous Notation 27E
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Sec. 2.3 Logarithms 29Unfortunately
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Sec. 2.4 Summations and Recurrences
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Sec. 2.4 Summations and Recurrences
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Sec. 2.5 Recursion 35(a)(b)Figure 2
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Sec. 2.8 Further Reading 45one inch
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Sec. 2.9 Exercises 512.38 How many
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3Algorithm AnalysisHow long will it
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Sec. 3.1 Introduction 55efficient.
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Sec. 3.1 Introduction 57n! 2 n2n 25
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Sec. 3.2 Best, Worst, and Average C
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Sec. 3.3 A Faster Computer, or a Fa
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Sec. 3.4 Asymptotic Analysis 633.4
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Sec. 3.13 Exercises 853.13 Exercise
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4Lists, Stacks, and QueuesIf your p
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Sec. 4.1 Lists 95list ADT. Interfac
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Sec. 4.1 Lists 97for (L.moveToStart
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Sec. 4.1 Lists 99public void moveTo
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Sec. 4.1 Lists 101/** Singly linked
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Sec. 4.1 Lists 103headcurrtailhead2
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Sec. 4.1 Lists 105/** Set curr at l
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Sec. 4.1 Lists 107curr...23 10 12(a
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Sec. 4.1 Lists 109/** Singly linked
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Sec. 4.1 Lists 111Array-based lists
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Sec. 4.1 Lists 113headcurrtail20 23
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Sec. 4.1 Lists 115/** Insert "it" a
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Sec. 4.2 Stacks 117The principle be
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Sec. 4.2 Stacks 119/** Array-based
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Sec. 4.2 Stacks 121top1top2Figure 4
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Sec. 4.2 Stacks 123you might want t
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Sec. 4.3 Queues 125/** Queue ADT */
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Sec. 4.3 Queues 127frontfront20 512
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Sec. 4.3 Queues 129/** Array-based
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Sec. 4.4 Dictionaries 1314.3.3 Comp
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Sec. 4.4 Dictionaries 133not get at
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Sec. 4.4 Dictionaries 135/** Contai
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Sec. 4.4 Dictionaries 137}/** @retu
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146 Chap. 5 Binary TreesABCDEFGHIFi
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148 Chap. 5 Binary TreesAny number
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150 Chap. 5 Binary Trees/** ADT for
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152 Chap. 5 Binary Treestends to be
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154 Chap. 5 Binary Trees5.3 Binary
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156 Chap. 5 Binary TreesABCDEFGHIFi
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158 Chap. 5 Binary Treesto its call
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160 Chap. 5 Binary Trees5.3.2 Space
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162 Chap. 5 Binary Trees012345 678
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164 Chap. 5 Binary Trees12037422442
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166 Chap. 5 Binary Trees37244273240
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168 Chap. 5 Binary Treessubroot105
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170 Chap. 5 Binary Treesin the case
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172 Chap. 5 Binary Treessynonymous
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174 Chap. 5 Binary Trees/** Heapify
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176 Chap. 5 Binary TreesRH1H2Figure
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178 Chap. 5 Binary Trees5.6 Huffman
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180 Chap. 5 Binary TreesLetter C D
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182 Chap. 5 Binary Trees/** Huffman
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184 Chap. 5 Binary Trees/** Build a
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186 Chap. 5 Binary Treesa reverse p
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188 Chap. 5 Binary Trees18 bits, mo
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190 Chap. 5 Binary Trees5.12 Write
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192 Chap. 5 Binary Trees(c) What is
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194 Chap. 5 Binary Trees5.7 Complet
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196 Chap. 6 Non-Binary TreesRootRAn
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198 Chap. 6 Non-Binary TreesRABCD E
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200 Chap. 6 Non-Binary Trees/** Gen
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202 Chap. 6 Non-Binary Treesspond t
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204 Chap. 6 Non-Binary Treesditiona
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206 Chap. 6 Non-Binary Treeslence o
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208 Chap. 6 Non-Binary TreesR’RA
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210 Chap. 6 Non-Binary TreesRRABABC
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212 Chap. 6 Non-Binary Trees(a)(b)F
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214 Chap. 6 Non-Binary Treestwo chi
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216 Chap. 6 Non-Binary Treeschild v
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218 Chap. 6 Non-Binary TreesCAFBEHG
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7Internal SortingWe sort many thing
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Sec. 7.2 Three Θ(n 2 ) Sorting Alg
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Sec. 7.3 Shellsort 231Insertion Bub
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Sec. 7.4 Mergesort 233static
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Sec. 7.5 Quicksort 237Quicksort is
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Sec. 7.5 Quicksort 239static
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Sec. 7.6 Heapsort 243subarray, only
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Sec. 7.7 Binsort and Radix Sort 245
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Sec. 7.10 Further Reading 257• Eq
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Sec. 7.11 Exercises 259algorithm to
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266 Chap. 8 File Processing and Ext
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302 Chap. 9 Searchingintroduced in
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304 Chap. 9 Searchingvalue in L gre
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306 Chap. 9 SearchingWe now show th
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308 Chap. 9 Searchingrecords by exp
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310 Chap. 9 SearchingThis is potent
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312 Chap. 9 Searchingand the total
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314 Chap. 9 SearchingThis method of
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316 Chap. 9 Searchingbirthday is si
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322 Chap. 9 Searching01HashTable100
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324 Chap. 9 Searching/** Insert rec
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328 Chap. 9 SearchingExample 9.9 Co
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330 Chap. 9 Searching/** Dictionary
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332 Chap. 9 SearchingThe cost for a
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334 Chap. 9 Searchingthat is not in
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336 Chap. 9 SearchingA good introdu
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338 Chap. 9 Searching9.16 Assume th
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10IndexingMany large-scale computin
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Sec. 10.1 Linear Indexing 343Linear
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Sec. 10.2 ISAM 347In−memoryTable
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Sec. 10.4 2-3 Trees 351/** 2-3 tree
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Sec. 10.5 B-Trees 355private TTNode
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Sec. 10.6 Further Reading 365at mos
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Sec. 10.8 Projects 36710.7 Prove th
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PART IVAdvanced Data Structures369
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Sec. 14.3 Amortized Analysis 477(ch
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Sec. 14.4 Further Reading 479compar
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Sec. 14.5 Exercises 48114.14 For th
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Sec. 14.6 Projects 48314.24 Use mat
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486 Chap. 15 Lower Boundsthe concep
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488 Chap. 15 Lower Boundsat least o
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490 Chap. 15 Lower BoundsABCGDEFFig
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492 Chap. 15 Lower BoundsProof 1: T
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494 Chap. 15 Lower BoundsFigure 15.
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496 Chap. 15 Lower BoundsTo minimiz
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498 Chap. 15 Lower BoundsThis recur
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500 Chap. 15 Lower BoundsFigure 15.
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502 Chap. 15 Lower Boundsnot only t
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504 Chap. 15 Lower Bounds1234Figure
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506 Chap. 15 Lower Bounds(a) Assume
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16Patterns of AlgorithmsThis chapte
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Sec. 16.1 Dynamic Programming 511Dy
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Sec. 16.1 Dynamic Programming 513on
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Sec. 16.2 Randomized Algorithms 515
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Sec. 16.3 Numerical Algorithms 523
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Sec. 16.3 Numerical Algorithms 527B
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Sec. 16.3 Numerical Algorithms 529o
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Sec. 16.3 Numerical Algorithms 531o
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Sec. 16.6 Projects 533value depth5
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536 Chap. 17 Limits to ComputationT
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540 Chap. 17 Limits to ComputationS
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542 Chap. 17 Limits to Computationa
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544 Chap. 17 Limits to Computation3
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548 Chap. 17 Limits to Computationp
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550 Chap. 17 Limits to ComputationE
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552 Chap. 17 Limits to Computation1
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554 Chap. 17 Limits to ComputationM
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556 Chap. 17 Limits to Computationw
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558 Chap. 17 Limits to Computationx
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560 Chap. 17 Limits to Computationt
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562 Chap. 17 Limits to Computationm
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564 Chap. 17 Limits to Computation(
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Bibliography[AG06] Ken Arnold and J
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BIBLIOGRAPHY 569[GI91] Zvi Galil an
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BIBLIOGRAPHY 571[SJH93] Clifford A.
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Index80/20 rule, 309, 333abstract d
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INDEX 575image space, 430key space,
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INDEX 577building, 172-177for memor
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INDEX 579octree, 451Ω notation, 65
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INDEX 581comparing algorithms, 224-
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