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Evaluation of IT modernisation in the NHS - NETSCC

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Report to SDO for NCRS ProjectIntroductionBy <strong>the</strong> spr<strong>in</strong>g <strong>of</strong> 2002, just 3% <strong>of</strong> trusts were set to meet this target <strong>of</strong> achiev<strong>in</strong>gsome EPR functionality. 3 The Treasury’s Wanless report <strong>in</strong> 2002 suggested twoma<strong>in</strong> reasons for this: budgets for <strong>in</strong>formation technology (<strong>IT</strong>), allocated locally,were be<strong>in</strong>g used to relieve f<strong>in</strong>ancial pressures elsewhere, and <strong>the</strong> process <strong>of</strong>sett<strong>in</strong>g <strong>of</strong> central <strong>IT</strong> standards was <strong>in</strong>adequate. 4 The report recommended r<strong>in</strong>gfenc<strong>in</strong>g and doubl<strong>in</strong>g <strong>the</strong> <strong>IT</strong> budget. The government responded with £2.3bn for anew National Programme for Information Technology (NPf<strong>IT</strong>) <strong>in</strong> <strong>the</strong> <strong>NHS</strong> <strong>in</strong>England. 5 In November 2003, <strong>the</strong>re were still considerable uncerta<strong>in</strong>ties about<strong>the</strong> NPf<strong>IT</strong>.The first progress report for this project covered <strong>the</strong> period from October 2003 toJune 2004. It was extended to cover n<strong>in</strong>e months with <strong>the</strong> <strong>in</strong>tention that <strong>the</strong> researchteam should propose changes to <strong>the</strong> study protocol <strong>in</strong> light <strong>of</strong> (a) <strong>the</strong> government’semerg<strong>in</strong>g new <strong>IT</strong> strategy and (b) discussions with participat<strong>in</strong>g Trusts about how <strong>the</strong>new strategy would impact on <strong>the</strong>ir local plans for implementation <strong>of</strong> EPRs.Orig<strong>in</strong>ally, <strong>the</strong> government drew a clear dist<strong>in</strong>ction between EPRs and electronichealth records (EHRs). The former were <strong>in</strong>tended to cover <strong>the</strong> management anddocumentation <strong>of</strong> s<strong>in</strong>gle health care episodes, whereas <strong>the</strong> latter were <strong>in</strong>tended to besummary longitud<strong>in</strong>al records (“cradle to grave”) <strong>of</strong> key health <strong>in</strong>formation for<strong>in</strong>dividuals. In <strong>the</strong> NPf<strong>IT</strong>, this dist<strong>in</strong>ction was dropped, with aspects <strong>of</strong> electronicmanagement and documentation <strong>of</strong> care <strong>in</strong>tegrated and referred to as <strong>the</strong> <strong>NHS</strong> CareRecord Service (NCRS).A more fundamental change was <strong>the</strong> switch from a policy <strong>of</strong> delegat<strong>in</strong>g responsibilityfor implement<strong>in</strong>g <strong>IT</strong> <strong>modernisation</strong> to local <strong>NHS</strong> organisations, to a policy <strong>of</strong>centralised specification and procurement. 5 Key features <strong>of</strong> <strong>the</strong> NPf<strong>IT</strong> were str<strong>in</strong>gentnational data and <strong>IT</strong> standards, procured and paid for nationally. Implementation <strong>in</strong>acute trusts was through one <strong>of</strong> five geographic partnerships with <strong>in</strong>dustry, called“clusters”, with <strong>IT</strong> applications be<strong>in</strong>g provided by a local service provider (LSP) foreach geographic area contract by <strong>the</strong> NPf<strong>IT</strong> through a process <strong>of</strong> nationalcompetitive tender<strong>in</strong>g. The ma<strong>in</strong> national features were a new national network<strong>in</strong>gservice provid<strong>in</strong>g broadband, called “N3”; electronic book<strong>in</strong>g, called “choose andbook”; electronic transfer <strong>of</strong> prescriptions; and a nationally accessible, “cradle tograve” summary patient record called “<strong>the</strong> sp<strong>in</strong>e”(Figure 1). The provision <strong>of</strong>4

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