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the dudley group of hospitals nhs trust complaints policy and ...

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The Complaints Co-ordinator will determine how <strong>the</strong> complaint is to be investigated<strong>and</strong> by whom, usually <strong>the</strong> Medical Service Head/Clinician, Matron or seniormanager for <strong>the</strong> area concerned. It is desirable that <strong>the</strong> complaint is dealt with asclose to <strong>the</strong> point <strong>of</strong> delivery as possible to ensure a prompt reply <strong>and</strong> thatappropriate remedial action is taken.Where a complaint in any way concerns <strong>the</strong> pr<strong>of</strong>essional care or treatment <strong>of</strong> apatient or a matter <strong>of</strong> clinical judgement, <strong>the</strong> appropriate consultant or pr<strong>of</strong>essionalhead <strong>of</strong> service will be provided with a copy <strong>of</strong> <strong>the</strong> complaint <strong>and</strong> given <strong>the</strong>opportunity to comment. When <strong>the</strong> matter has been investigated <strong>and</strong> a replyprepared, it will normally be checked by that person for factual accuracy prior to<strong>the</strong> draft reply being submitted to <strong>the</strong> Chief Executive.If a complaint involves a locum member <strong>of</strong> staff who is no longer working for <strong>the</strong>Trust, a report will be gained from <strong>the</strong> staff member, via <strong>the</strong> agency from which<strong>the</strong>y have been employed. If this is not possible, an investigation will beundertaken obtaining as many details as possible <strong>and</strong> an explanation provided to<strong>the</strong> complainant.Where a complaint involves <strong>the</strong> pr<strong>of</strong>essional conduct or competence <strong>of</strong> medical,nursing or o<strong>the</strong>r pr<strong>of</strong>essional staff, <strong>the</strong> appropriate director, Medical Service Head,pr<strong>of</strong>essional head <strong>of</strong> service, senior manager or matron will be immediately notifiedby <strong>the</strong> Business Support Manager (Complaints) or Complaints Co-ordinator. Theiradvice will be sought before <strong>the</strong> reply is sent <strong>and</strong> <strong>the</strong>y will agree <strong>the</strong> content <strong>of</strong> <strong>the</strong>response. The Business Support Manager (Complaints) or Complaints Coordinatormust also immediately notify <strong>the</strong> Trust’s Medical Director <strong>of</strong> anycomplaint involving pr<strong>of</strong>essional medical conduct or competence.Complaints Co-ordinators should ensure staff are aware <strong>of</strong> <strong>the</strong>ir specialresponsibilities towards patients who would have difficulty in making a complainton <strong>the</strong>ir own behalf. They will also instruct staff to take any necessary action toprotect <strong>the</strong> patient's interests.4.7.4 MeetingsThe Complaints Co-ordinator will, in consultation with o<strong>the</strong>r senior staff involved,decide whe<strong>the</strong>r it is appropriate to <strong>of</strong>fer <strong>the</strong> complainant a mediation meeting.Where a meeting with <strong>the</strong> complainant is arranged by <strong>the</strong> Complaints Co-ordinator,<strong>the</strong> pr<strong>of</strong>essionals involved will be consulted to determine how <strong>the</strong> meeting will bestructured. The Complaints Co-ordinator will conduct <strong>the</strong> meeting <strong>and</strong> will ensurethat notes are taken or will record <strong>the</strong> meeting (with <strong>the</strong> permission <strong>of</strong> <strong>the</strong>complainant). Two members <strong>of</strong> Trust staff should normally attend any meeting <strong>and</strong><strong>the</strong> complainant will be <strong>of</strong>fered <strong>the</strong> opportunity to have someone else present at<strong>the</strong> meeting to assist <strong>the</strong>m. The meeting will be formally recorded <strong>and</strong> confirmed to<strong>the</strong> complainant.14

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