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the dudley group of hospitals nhs trust complaints policy and ...

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determining <strong>the</strong> occasions when maintaining a written record <strong>of</strong> all criticisms,<strong>complaints</strong> etc may prove impractical.It may be appropriate for <strong>the</strong> entire process <strong>of</strong> local resolution to be conductedverbally, without any written communication. However, where <strong>the</strong> complainantindicates that <strong>the</strong>y are not satisfied with <strong>the</strong> verbal response, or where <strong>the</strong> persondealing with <strong>the</strong> complaint considers that <strong>the</strong> complainant may wish to take <strong>the</strong>matter fur<strong>the</strong>r, it is recommended that <strong>the</strong> matter be concluded with a letter to <strong>the</strong>complainant. Any such letters may be signed by <strong>the</strong> Business Support Manager(Complaints). A copy <strong>of</strong> <strong>the</strong> Trust’s Complaints Leaflet will be enclosed with <strong>the</strong>letter.4.4.3 Complaints via EmailComplaints received via email will be viewed as seriously as written <strong>complaints</strong><strong>and</strong> processed in <strong>the</strong> same manner. Any acknowledgement or response lettersshould be sent by post. Signed consent will still be obtained from <strong>the</strong> patient beforeresponding to patient specific issues.4.4.4 Complaints via a Third PartyThere are many occasions where a complaint is made indirectly through a thirdparty (e.g. Members <strong>of</strong> Parliament, GPs, parent or sibling). The process <strong>and</strong>investigation will normally follow <strong>the</strong> same procedure as a complaint, which ismade directly by a patient.In all cases, when a letter <strong>of</strong> complaint is received by a third party, <strong>the</strong> BusinessSupport Manager (Complaints) will acknowledge <strong>the</strong> letter <strong>and</strong> ensure that consentfrom <strong>the</strong> patient has been obtained by <strong>the</strong> third party to investigate. When drafting<strong>the</strong> response, <strong>the</strong> Business Support Manager (Complaints) should always beaware <strong>of</strong> <strong>the</strong> confidential nature <strong>of</strong> <strong>the</strong> response. All final responses will be copiedto <strong>the</strong> patient.Exceptions will include requests from a parent <strong>of</strong> a patient under <strong>the</strong> age <strong>of</strong> 16 (if achild is considered capable <strong>of</strong> underst<strong>and</strong>ing <strong>the</strong> implications <strong>of</strong> <strong>the</strong>ir decisions<strong>the</strong>n <strong>the</strong>ir wishes should be followed) <strong>and</strong> complainants who have guardianship orpower <strong>of</strong> attorney, which has been registered with <strong>the</strong> Court <strong>of</strong> Protection. In allcases <strong>the</strong> status <strong>of</strong> <strong>the</strong> complainant should be confirmed <strong>and</strong> each request will beconsidered on a case-by-case basis. If it is evident from <strong>the</strong> complaint that <strong>the</strong>patient is unable to consent to <strong>the</strong> investigation, <strong>the</strong> Business Support Manager(Complaints) will decide whe<strong>the</strong>r to proceed, following discussion with <strong>the</strong>complainant.When a complaint is received relating to a deceased patient, a response will besent to <strong>the</strong> next <strong>of</strong> kin only.7

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