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Specific Considerations<br />

VI<br />

P A R T<br />

<strong>127</strong><br />

CHAPTER<br />

Mortality, Morbidity, and<br />

Outcome in Pediatric Anesthesia<br />

Isabelle Murat<br />

The first recorded pediatric anesthetic death occurred in 1848,<br />

within 2 years of the Ether Dome demonstration. Since that time,<br />

anesthesia- related mortality and morbidity has considerably<br />

decreased. Although mortality directly related to anesthesia is now<br />

extremely low, the debate regarding both competence and qualification<br />

of pediatric anesthesiologists remains an open question.<br />

Indeed, the overall morbidity seems to be greater in infancy<br />

compared to childhood or adulthood, and the experience of<br />

anesthesiologist may contribute to further decrease the incidence<br />

of undesirable anesthesia-related morbidity. With increasing safety<br />

of anesthesia practice, outcome measures are now more directed<br />

to patient comfort than to mortality and severe anesthesia-related<br />

morbidity.<br />

Sedation-related morbidity and mortality is discussed in<br />

<strong>Chapter</strong> 56 and will not be considered in this review.<br />

ANESTHESIA-RELATED<br />

MORTALITY IN CHILDREN<br />

Anesthesia-related mortality, defined as mortality totally or<br />

partially related to anesthesia, is a rare event, and its incidence is<br />

much lower than that of perioperative mortality. 1–7 Perioperative<br />

mortality ranges between 7 and 70 per 10,000 anesthetics. However,<br />

the wide ranges of perioperative mortality assessments from<br />

1 to 30 days make any comparisons between countries difficult.<br />

Anesthesia related mortality is currently 100 times lower than<br />

perioperative mortality, ranging between 0.06 and 0.7 per 10,000<br />

anesthetics in the available surveys (Table <strong>127</strong>–1).<br />

The incidence of anesthesia-related mortality is now much less<br />

than 1/10,000 anesthetics in developed countries, and its frequency<br />

has decreased dramatically over the last three decades. 8 In<br />

the last French survey performed in 1999, the estimate rate<br />

of deaths totally or partially related to anesthesia was 0.69 and<br />

4.7, respectively, per 100,000 anesthetic procedures. 8 In comparison<br />

with data from a previous nationwide French survey<br />

(1978–1982), 7 the anesthesia-related mortality rate in France<br />

seems to be reduced 10-fold in 1999. The latter is at least partly<br />

related to the introduction of ventilatory monitoring (oximetry,<br />

capnography) in clinical practice. 9–11<br />

Similar trends were observed in pediatric anesthesia during<br />

the last 30 years. At the Children’s Hospital in Boston, 12 the anesthetic<br />

mortality was 1.8:10,000 in children 0–10 years of age from<br />

1954 to 1966, and it decreased to 0.8:10,000 in the same age group<br />

from 1966 to 1978. More recently, the National Confidential<br />

Enquiry into Perioperative Deaths (NCEPOD) was conducted in<br />

the United Kingdom in 1989, in order to evaluate the number of<br />

deaths in children under 10 years of age during the first 30 days<br />

after surgery. 13 Among the 417 deaths reported during the study<br />

period, only 5 (1.2%) were totally attributable to anesthesia. In the<br />

1999 French survey, the death rate totally or partially related to<br />

anesthesia was 0.6 per 100,000 anesthetic procedures in children<br />

aged 0–7 years and 1.2 per 100,000 anesthetic procedures in<br />

children aged 8–15 years. 8<br />

The presence of congenital heart disease was demonstrated to<br />

add significant incremental risk of mortality in children requiring<br />

inpatient noncardiovascular surgery. 14 This outcome difference is<br />

present for both minor and major surgical procedures. However,<br />

the database did not allowed to determine the actual cause death<br />

and thus, the putative role of anesthesia.<br />

INCIDENCE OF CARDIAC<br />

ARRESTS IN CHILDREN<br />

The incidence of anesthesia-related cardiac arrests has been<br />

studied in different countries (Table <strong>127</strong>–2). Regardless of the<br />

study period or country, the incidence of cardiac arrest appears to<br />

be much greater in infants of less than 1 year of age than in older<br />

children or adults. 15–21 Similar results were reported in the<br />

Australian Incident Monitoring Study, 22 in which the incidence of<br />

cardiac arrests was 10 times greater in children less than 10 years


2092 PART 6 ■ Specific Considerations<br />

TABLE <strong>127</strong>-1. Perioperative Mortality and Anesthesia-Related Mortality in the Adult General Population in the<br />

Published Surveys<br />

Study Duration Number of Deaths per Anesthesia Mortality<br />

Author Country Years of Survey Anesthesias 10,000 Anesthesia per 10,000<br />

Holland 2<br />

Holland 2<br />

Tiret 7<br />

Lunn<br />

Hovi-Viander 3<br />

Holland 2<br />

Buck 1<br />

Tikkanen 6<br />

Lienhart 8<br />

Kawashima 4<br />

Australia<br />

Australia<br />

France<br />

United<br />

Kingdom<br />

Finland<br />

Australia<br />

United<br />

Kingdom<br />

Finland<br />

France<br />

Japan<br />

1960–1985<br />

1960–1985<br />

1978–1982<br />

1978–1979<br />

1975<br />

1960–1985<br />

1985–1986<br />

1986<br />

1999<br />

1994–1998<br />

–<br />

–<br />

24 h<br />

6 d<br />

72 h<br />

–<br />

30 d<br />

72 h<br />

>3d<br />

7d<br />

1960s<br />

1970s<br />

1980s<br />

1990s<br />

–<br />

–<br />

198,103<br />

1,447,362<br />

338,934<br />

–<br />

485,850<br />

325,585<br />

7,756,121<br />

(estimated)<br />

2,363,038<br />

60–69<br />

70–80<br />

19<br />

32<br />

18<br />

83–85<br />

70<br />

17<br />

–<br />

7.18<br />

1.8<br />

0.97<br />

0.76<br />

1.0<br />

2.0<br />

0.38<br />

0.06<br />

0.15<br />

0.07<br />

0.21<br />

old compared to those older than 10. A Japanese survey of<br />

preoperative morbidity and mortality during 2000 reported an<br />

incidence of anesthesia-related cardiac arrest of 28.3 per 10,000<br />

anesthetics in infants of less than 1 month of age and 8.5 in those<br />

aged 1–12 months. 18<br />

The etiology of anesthesia-related cardiac arrests has changed<br />

over the past 20 years as practice has evolved in the care of patients.<br />

In the 1980s–1990s, two major causes of cardiac arrests have been<br />

identified in infants: respiratory problems and halothane overdose.<br />

Both causes were at least partially avoidable. In 1985, Keenan 17<br />

reported a survey of 27 cardiac arrests due to anesthesia. Six out of<br />

27 were observed in children and all were considered avoidable.<br />

One was related to ventilation failure and the other five to an<br />

“absolute” halothane overdose. In the large database of Olsson<br />

and Hallen, 20 the incidence of cardiac arrests was very high in<br />

children less than 1 year of age (17/10.000 anesthesia). Ventilation<br />

failure and halothane overdose were responsible for 66% of the<br />

cases (33% and 33%, respectively), followed by vagal reflex (16%)<br />

and hypovolemia (8%).<br />

Keenan 23 addressed the question of incidence of cardiac arrests<br />

and training in pediatric anesthesia. In infants less than 1 year of<br />

age, the incidence of cardiac arrest was 19/10,000 anesthetics,<br />

when anesthesia was provided by a nonpediatric anesthetist and<br />

was zero when a pediatric anesthetist was in charge of the case. It<br />

was concluded “that the use of pediatric anesthesiologists for<br />

all infants 1 year of age or younger might decrease anesthetic<br />

morbidity in this age group.”<br />

The Pediatric Perioperative Cardiac Arrest registry (POCA)<br />

started in 1994 and data are based on voluntary report from<br />

63 university-affiliated or children’s hospitals in North America. The<br />

first POCA (POCA 1) results found an incidence of 150 anesthesiarelated<br />

cardiac arrests out of 1,089,200 anesthetics (1.4/10000). 24<br />

By contrast with the pediatric component of the American<br />

Society of Anesthesiologists (ASA) Closed Claims Project, 25<br />

TABLE <strong>127</strong>-2. Incidence of Cardiac Arrest During Anesthesia in Children<br />

Cardiac Arrests<br />

Author Country Years Number of Anesthesias Age, y per 10,000 Anesthesias<br />

Olsson 20<br />

Tiret 7<br />

Cohen 15<br />

Braz 16<br />

Murat 19<br />

Sweden<br />

France<br />

United States<br />

Brazil<br />

France<br />

1967–1984<br />

1978–1982<br />

1982–1987<br />

1996–2004<br />

2000–2002<br />

250,543<br />

2,103<br />

28,137<br />

2,905<br />

26,285<br />

3,065<br />

8,856<br />

3,332<br />

3,681<br />

12,495<br />

6,867<br />


CHAPTER <strong>127</strong> ■ Mortality, Morbidity, and Outcome in Pediatric Anesthesia 2093<br />

TABLE <strong>127</strong>-3. Incidence of Cardiac Arrest According to<br />

Physical Status, Age, and Emergency in the POCA Studies 24,26<br />

POCA 1, 1994–1997, POCA 2, 1998–2004,<br />

% (n = 289) % (n = 397)<br />

ASA physical status:<br />

1 15 7<br />

2 18 18<br />

4 37 42<br />

5 27 28<br />

2 6<br />

Age:<br />


2094 PART 6 ■ Specific Considerations<br />

In addition to respiratory, medication, equipment, and cardiovascular<br />

causes, cardiac arrests related to an occult underlying<br />

disease have been reported. Unexpected cardiac arrests after<br />

succinylcholine administration in infants and children with occult<br />

myopathies are mainly related to hyperkaliemia. 30–33 Between 1990<br />

and 1993, 25 unexpected cardiac arrests in apparently healthy<br />

children scheduled for minor surgery were reported to the<br />

Malignant Hyperthermia Association of the United States and the<br />

North American Malignant Hyperthermia Registry. 30 Twelve<br />

patients out of 25 had unrecognized myopathy (Duchenne dystrophy<br />

in 8 and unspecified myopathy in 4). Restrictions on<br />

succinylcholine use would have prevented 64% of arrests and 60%<br />

of deaths. Surprisingly, no cardiac arrests resulting hyperkalemia<br />

caused by rhabdomyolysis following the use of inhalation agents<br />

and/or succinylcholine in children with undiagnosed myopathy<br />

were reported in the two POCA registries. However, undiagnosed<br />

myopathies remain a problem despite a reduced used of succinylcholine<br />

after the Food and Drug Administration (FDA) warning<br />

in 1994. Unexpected cardiac arrest related to rhabdomyolysis with<br />

hyperkalemia have been reported after an uneventful anesthesia<br />

without administration of succinylcholine in children with<br />

unrecognized muscular dystrophy. 34–37 The dilemma of providing<br />

anesthesia of the undiagnosed child was recently reviewed. 38,39<br />

Basically there are two families of diseases that deserve consideration,<br />

the muscular dystrophies and the mitochondrial<br />

myopathies. As already discussed, it is commonly accepted to<br />

avoid the use of succinylcholine and volatile agents in children<br />

with known neuromuscular disorders, despite the risk of a patient<br />

with neuromuscular disorder to have malignant hyperthermia<br />

or rhabdomyolysis from exposure to a volatile anesthetic is<br />

estimated to be less or equal to 1.09%. 40 Conversely, it is now<br />

suggested that patients with known mitochondrial disease should<br />

not receive propofol owing to the lipid carrier of propofol may<br />

have adverse effect on fatty acid oxidation and mitochondrial<br />

respiratory chain function, and therefore put patients with<br />

mitochondrial disorders and closely related carnitine deficiency<br />

syndromes at risk for a clinical scenario similar to propofol<br />

infusion syndrome. 41–43<br />

Cardiac arrests related to underlying undiagnosed cardiac<br />

disease (viral myocarditis, long-QT syndrome, and abnormal<br />

coronary artery) have also been reported in children. 44–46<br />

To summarize old and recent data on incidence and etiologies<br />

of pediatric cardiac arrests, one have to stress that the highest<br />

incidence is still observed in infants of less than 1 year of age, in<br />

emergency, in patients with cardiac diseases and other comorbidities.<br />

There is a tendency for a relative reduction in respiratoryand<br />

medication-related cardiac arrests together with a relative<br />

increase in cardiovascular-related cardiac arrests. Finally equipment<br />

is responsible for a stable proportion of such critical events.<br />

The next challenge will be to reduce some avoidable causes of<br />

cardiovascular cardiac arrests such as hyperkalemia following<br />

massive transfusion and adequate compensation of acute hypovolemia,<br />

and to anticipate carefully the management of children<br />

with underlying known or unknown diseases.<br />

ANESTHESIA-RELATED MORBIDITY<br />

Incidence<br />

Many studies have reported an increased morbidity in young<br />

pediatric patients compared to older children and young adults.<br />

TABLE <strong>127</strong>-4. Risk Factors for Perioperative<br />

Complications in Children 21<br />

No.<br />

Rate of Complications<br />

Anesthesias (per 1000 Anesthesias) Significance<br />

ASA Physical Status:<br />

I 36,903 0.4 P < .001<br />

II 1,461 3.4<br />

III 518 11.6<br />

IV, V 122 16.4<br />

No. coexisting diseases:<br />

0 36,544 0.5 P < .001<br />

1 3,064 1.3<br />

2 490 4.1<br />

≥3 142 21.1<br />

Previous anesthetic:<br />

no 25,517 0.5 P < .05<br />

yes 11,343 1.1<br />

Duration of preoperative fasting, h:<br />

8 34,067 0.6<br />

Emergency:<br />

no 33,391 0.5 P < .05<br />

yes 5,918 1.5<br />

Two large studies performed in the 1980s in France and Canada<br />

reported a much higher incidence of severe complications in<br />

infants compared to older children. 15,21 In the old French survey<br />

performed in 1982, 21 the rate of perioperative complications<br />

increased significantly with the young age, the ASA score, the<br />

number of coexisting diseases, emergency, and reduced duration<br />

of preoperative fasting (Table <strong>127</strong>–4). In the Canadian survey 15<br />

performed between 1982 and 1987, the incidence of major complications<br />

was much higher in neonates (23.8%) than in infants<br />

(5%) and older children (3%).<br />

The most recent epidemiologic study on perioperative morbidity<br />

was published by Murat, 19 and its results are summarized<br />

in Table <strong>127</strong>–5. Over a total of 24,165 general anesthesias performed<br />

between January 2000 and June 2002, 724 incidents were<br />

reported in the operating room (31/1000 anesthetics) and 1105 in<br />

the postanesthetic intensive care (PACU) (48/1000 anesthetics).<br />

In comparison with the study of Cohen published in 1990, 15 the<br />

incidence of most complications has dramatically decreased. This<br />

may at least partially be attributed to the availability of pulse<br />

oximetry, capnography, the laryngeal mask airway, sevoflurane,<br />

short-acting muscle relaxants and propofol, and by better training<br />

and knowledge of pediatric anesthesiologists. For example, the<br />

incidence of postoperative laryngospasm is nowadays lower by a<br />

factor of more than 20.<br />

However, the main messages remain the same:<br />

The child less than 1 year of age is at increased risk<br />

Respiratory problems are the cause of more than 50% of the<br />

complications reported<br />

There are more complications in the postanesthesia care unit<br />

(PACU) but they are usually less severe than in the operating<br />

room<br />

The incidence of complications increases with the ASA score and<br />

the number of coexisting problems


CHAPTER <strong>127</strong> ■ Mortality, Morbidity, and Outcome in Pediatric Anesthesia 2095<br />

TABLE <strong>127</strong>-5. Major Complications per 1000 Anesthesias Observed in the Operating Room (During Induction, Maintenance<br />

or Awakening) or in the Postanesthesia Care Unit; Trousseau Hospital, Paris 19<br />

Problems in the Operating Room<br />

Problems in the Postanesthesia Care Unit<br />

0–1 y 1–7 y 8–16 y 0–1 y 1–7 y 8–16 y<br />

(n = 3,681) (n = 12,495) (n = 6,867) (n = 3,681) (n = 12,495) (n = 6,867)<br />

Bronchospasm 5 2 0.5 1 0.8 0.7<br />

Hypercapnia 2 0.8 0.1 1.3 0.4 1<br />

Desaturation 15 7 3 5.7 2.7 2<br />

Inhalation 0.5 0.3 0.5 0.2 0.4 0.4<br />

Laryngospasm 4.6 2.3 1.3 0.2 0.4 0.5<br />

Pulmonary edema 0 0 0.3 0.3 0.7 1<br />

Respiratory depression – – – 3 1.3 1.4<br />

Cardiac arrest 1 0.1 0.3 0 0 0<br />

Bradycardia 3 0.7 1.4 0 0.08 0<br />

Hypotension 1 0.4 1.6 0 0 0<br />

Unexpected difficult intubation 2.4 0.5 0.8 – – –<br />

Bronchial intubation 1.6 0.2 0.1 – – –<br />

Cardiovascular Complications<br />

Keenan conducted a retrospective study on the incidence of<br />

bradycardia in 7959 children 0 to 4 year of age. 47 The authors<br />

observed an increased incidence of bradycardia in infants of less<br />

than 1 year of age compared to older infants, and the incidence<br />

was decreasing with increasing age (Table <strong>127</strong>–6). Halothane<br />

overdose and hypoxia were, respectively responsible for 35% and<br />

22% of bradycardia. The incidence of bradycardia was influenced<br />

by ASA physical status, duration of surgery, emergency, as well as<br />

qualification of anesthetist. Indeed, bradycardia was 2.5 times more<br />

frequent in ASA 3 to 5 patients (vs ASA 1 to 2), and increased by<br />

11% for each surgical hour. Conversely, bradycardia was lower by<br />

a factor of 2 when a pediatric anesthetist compared to when a<br />

nonpediatric anesthetist performed anesthesia. It should be kept<br />

in mind that halothane was the main agent used during this study<br />

period, oximetry and capnography were not routinely available,<br />

and the author believes that incidence of bradycardia can no longer<br />

be used as a marker for quality improvement of an anesthetic<br />

department.<br />

Many aspects of anesthesia have changed since publication of<br />

Keenan’s study in 1994, such as drugs, monitoring, and equipment.<br />

However, the number of cardiovascular critical incidents has not<br />

decreased. Most of the recent studies highlight the role of<br />

underlying disease, the physical status of the patient as well as the<br />

major contribution of children with congenital heart disease. 26,28,48<br />

A recent survey analyses incidents and complications during<br />

cardiac catheterization in pediatric patients. 49 The overall incidence<br />

of adverse events was 9.3% of the 4454 cardiac catheterizations<br />

performed under general anesthesia. The event rate in infants<br />

TABLE <strong>127</strong>-6. Incidence of Bradycardia During<br />

Anesthesia in Infants and Children, by Age 47<br />

0–1 y 1–2 y 2–3 y 3–4 y<br />

No. anesthesias 4645 1932 774 628<br />

No. bradycardias 59 19 5 1<br />

% bradycardias 1.27 0.98 0.65 0.16<br />

under the age of 1 year was 13.9% compared with 6.7% for children<br />

older than 1 year old. Among the 91 major complications,<br />

61 involved the cardiovascular system and 22 of involved cardiac<br />

arrest requiring cardiac compression.<br />

Other cardiovascular causes of major complications are mainly<br />

related to massive hemorrhage (with associated transfusion related<br />

complications such as hyperkalemia), embolic events, and pulmonary<br />

hypertension and are discussed in the POCA registry. 26 Most<br />

of these events may be at least partly explained by the severity<br />

of both patient condition and surgical procedure.<br />

Respiratory Complications<br />

Several studies have focused on the increased anesthesia-related<br />

morbidity in children with a history of upper respiratory infection<br />

(URI). 50–57 In 1988, DeSoto 51 observed that the incidence of oxygen<br />

desaturation after anesthesia for ear, nose, and throat (ENT)<br />

procedures was significantly increased in children with URI<br />

compared to those without URI. Kinouchi 58 demonstrated that the<br />

presence of an URI was an additional factor increasing the<br />

susceptibility of small children to hypoxemia. Finally, Cohen 50<br />

surveyed more than 20,000 anesthesia records and demonstrated<br />

that the presence of URI increased anesthesia morbidity in<br />

children. The risk of perioperative respiratory complications was<br />

4 to 7 times higher in symptomatic children and 11 times higher<br />

when a tracheal tube was used (Table <strong>127</strong>–7). The children’s age,<br />

physical status score, site of operation, and emergency status did<br />

not explain this elevated risk.<br />

TABLE <strong>127</strong>-7. Factors Predicting an Adverse Respiratory<br />

Event in Children 50 Relative Odds 95% Confidence Limits<br />

Upper respiratory 8.94 6.04–13.22<br />

infection (URI)<br />

Intubation 5.21 4.21–6.46<br />

Both URI and 11.13 6.84–18.10<br />

intubation


2096 PART 6 ■ Specific Considerations<br />

Two recent studies have reevaluated both the incidence of<br />

respiratory complications and their risk factors. Bordet et al. 59<br />

evaluated prospectively 1996 patients. One hundred fifty operations<br />

were cancelled during the study period owing to ongoing<br />

respiratory disease. The authors observed 157 respiratory complications<br />

(7.9%). The mode of airway management influenced<br />

the incidence of respiratory complications. The incidence was<br />

10.2% with a laryngeal mask airway (LMA) (72/704), 4.7% with<br />

facial mask (19/401) and 7.4% with a tracheal tube (66/891). Risk<br />

factors for respiratory complications were: age


CHAPTER <strong>127</strong> ■ Mortality, Morbidity, and Outcome in Pediatric Anesthesia 2097<br />

(10 mg/kg) reduces the incidence of postoperative apnea in former<br />

preterm infants. 71<br />

No recent study has reevaluated the risk of postoperative apnea<br />

in former preterm infants anesthetized with modern anesthetic<br />

agents. This deserves certainly further studies to update these old<br />

guidelines.<br />

Hyponatremias<br />

Postoperative hyponatremia is the most frequent electrolyte<br />

disorder in the postoperative period. Severe hyponatremia<br />

(


2098 PART 6 ■ Specific Considerations<br />

overdose, some may be reduced in the hands of skilled pediatric<br />

anesthesiologists, such as respiratory complications, and some<br />

may be avoided by careful preoperative screening such as<br />

anaphylaxis to latex.<br />

CLOSED CLAIMS STUDIES<br />

The ASA Closed Claims Project was initiated in 1984 by the ASA<br />

to identify major areas of anesthesia-related patient injury. Two<br />

reviews of closed pediatric anesthesia malpractice claims have<br />

been published so far. 10,25 Morray and colleagues 25 reviewed<br />

pediatric and adult anesthesia closed malpractice claims from<br />

1970 to the early 1980s. Among the 2400 claims instructed, 10% 238<br />

involved pediatric patients. Most of the claims involved ASA PS<br />

1 or 2 children. Twenty-eight percent of pediatric claims involved<br />

infants younger than 1 year of age, and 55% children younger than<br />

3 years. The incidence of claims for inadequate ventilation was<br />

greater in children compared to adults (20% vs. 9%), the incidence<br />

of unexplained cardiovascular events was also more frequent (6%<br />

vs. 1%). Although not achieving statistical significance, trend<br />

differences were also observed in airway obstruction, inadvertent<br />

or premature extubation, and equipment problems. Respiratory<br />

complications were more frequent in children when compared to<br />

adults (43% vs 30%), mortality was higher (50% vs 35%) and more<br />

complications were deemed avoidable by an adequate monitoring<br />

(45% vs 30%). The cardiovascular causes of damaging events were<br />

more frequent in children compared to adults, although most of<br />

the children had no preexisting cardiovascular disease. Unexplained<br />

cardiovascular collapse was observed in 6% of children<br />

compared to 1% of adults, and might be related to the use of<br />

halothane as the latter was the primary anesthetic in 74% of<br />

children compared to only 19% in adults.<br />

An update on pediatric closed claims reviewed 532 cases from<br />

1973 to 2000. 10 From 1973 to 2000, there was a decrease in the<br />

proportion of claims for death or brain damage and respiratory<br />

events, particularly for inadequate ventilation/oxygenation (Table<br />

<strong>127</strong>–8). However, claims for death (41%) and brain damage (21%)<br />

remained the dominant injuries in pediatric anesthesia claims in<br />

TABLE <strong>127</strong>-8. Primary Damaging Events and Outcomes<br />

of Pediatric Anesthesia Closed Malpractice Claims, as<br />

Percentages per Decade 10 1970s 1980s 1990s<br />

(n = 88) (n = 280) (n = 164)<br />

Primary event:<br />

Respiratory events 51 41 23<br />

Cardiovascular events 19 18 26<br />

Equipment 9 11 15<br />

Medication 6 9 13<br />

Other 2 9 16<br />

None/unknown 13 12 7<br />

Outcome:<br />

Death/Permanent 78 75 62<br />

Brain Damage<br />

Other 22 25 38<br />

Prevention: Better 63 41 16<br />

monitoring would<br />

prevent<br />

the 1990s. Half of the claims in 1990–2000 involved patients were<br />

3 years old or younger and one fifth were ASA PS 3 to 5. Cardiovascular<br />

(26%) and respiratory (23%) events were the most<br />

common damaging events. Although closed claims analysis has<br />

many well-described limitations, the relative changes in the events<br />

responsible for damaging events are consistent with the tendencies<br />

reported in the two POCA studies 24,26 (i.e., a reduction in respiratory<br />

events together with a relative increase in cardiovascular<br />

events). The former may be attributable to prevention of inadequate<br />

ventilation and oxygenation by capnography, pulse oximetry<br />

and the introduction of the laryngeal mask airway. In the 1990s,<br />

half of the unexplained cardiovascular events may have been<br />

associated with cardiovascular depression from halothane, with<br />

one third occurring in patients with unsuspected congenital or<br />

acquired heart disease. Several preventable causes of patient injury<br />

can be highlighted in this database. They include early detection<br />

of bleeding and aspiration after adenotonsillectomy, prompt<br />

recognition and treatment of blood loss in infants and the use of<br />

appropriate doses of medication. The same preventable causes are<br />

also pointed out in the two POCA studies, and this has to be<br />

addressed to the pediatric anesthesiologist community.<br />

MORTALITY AND MORBIDITY<br />

OF REGIONAL ANESTHESIA<br />

The number of claims and reported complications due to regional<br />

anesthesia has increased in the adult literature, in parallel with the<br />

increased use of these techniques. 98–100 Regional anesthesia techniques<br />

have also been increasingly used in children during the last<br />

two decades and have established themselves in pediatric anesthesia.<br />

Although many complications have been occasionally<br />

reported following virtually all peripheral or axial blocks procedures,<br />

few data on the epidemiology and morbidity of regional<br />

anesthesia are available in children.<br />

Three large surveys, one retrospective and two prospective,<br />

have been reported. 101–103 The retrospective American survey of<br />

more than 150,000 caudal epidural anesthesia reported an esti -<br />

mated incidence of major complications of 1:10,000. 102 Total spinal<br />

anesthesia and hemodynamic or central nervous system (mainly<br />

seizures) compromise likely related to inadvertent intravascular<br />

injection were the most common. All were successfully managed.<br />

More recently, the French-Language Society of Pediatric<br />

Anesthesiologists (ADARPEF) conducted a 1-year prospective<br />

study on the practice, incidents and accidents of regional<br />

anesthesia in children. 101 In a 12-month period, 24,409 regional<br />

blocks (out of 85,412 pediatric anesthetics) were recorded in 38<br />

Belgian, Italian, and French institutions. The techniques used were<br />

central neuraxial blocks (15,013; 61.5%), peripheral nerve blocks<br />

(4090; 16.8%) and other techniques (5306; 21.7%). Among the<br />

central neuraxial blocks, caudal anesthesia was the most common<br />

procedure (12,111) followed by lumbar epidural (17,32) and spinal<br />

anesthesia (506). Twenty-three complications were reported, with<br />

an incidence of 0.7/1000 for caudal anesthesia, 4.2/1000 for<br />

epidural anesthesia, and 2/1000 for spinal anesthesia. There were<br />

no complications for peripheral nerve blocks. Eight dural<br />

punctures were reported (resulting in four total spinal anesthesia),<br />

six intravascular injections (two associated with seizures, two with<br />

arrhythmia), two overdoses with arrhythmia, two transient<br />

paresthesia, three technical problems and one opioids-related<br />

apnea. All were successfully managed. The technique used was


CHAPTER <strong>127</strong> ■ Mortality, Morbidity, and Outcome in Pediatric Anesthesia 2099<br />

deemed inappropriate by the experts involved in reviewing the<br />

critical event in 11 out of the 23 complications. Adverse effects<br />

occurred most frequently with very common procedures in<br />

healthy patients.<br />

The most recent data come from the United Kingdom and<br />

provide the results of a prospective audit of nearly 11000 epidural<br />

infusion analgesia between 2001 and 2005. 103 Data were collected<br />

from 21 U.K. pediatric hospitals and analyzed by age (neonatal,<br />

infants, children aged 1–8 years, children aged >8 years) and level<br />

of insertion (thoracic 3846, lumbar 6226, caudal 921). All signi -<br />

ficant critical clinical incidents were reviewed by a panel of experts.<br />

These incidents were graded 1 to 3 according to severity and<br />

classified either as attributable, or not, to the epidural. Patients with<br />

complications were followed for up to 12 months. The expert panel<br />

identified 96 “significant clinical incidents” (Table <strong>127</strong>–9), of which<br />

they attributed 56 to the epidural. Five incidents (1:2000) were<br />

judged as the most serious (grade 1) and included epidural<br />

abscesses (2), meningitis (1), postdural puncture headache requir -<br />

ing 2 blood patches (1), and cauda equine syndrome (1). Only one<br />

com plication persisted beyond 12 months (cauda equina syn -<br />

drome). No serious incident was reported in the final 2 years of<br />

the study. Nine incidents (1:1100) were graded as less serious<br />

(grade 2) and included local anesthetic toxicity (1), nerve damage<br />

(5), and drug errors (3). On the basis of this data, the overall rate<br />

of complications associated with epidural catheters is approxi -<br />

mately 1:200. However, most of these are concurrent events (1:250)<br />

rather than directly related to the epidural itself. Interestingly,<br />

analysis of the data suggests that there are fewer complications<br />

related to post-operative management in institutions undertaking<br />

the most epidurals (1000 epidurals: 1:3800).<br />

The first closed claims 25 study included 238 pediatric patients<br />

(out of a total of 2400 claims). A regional block was only used in<br />

3% of children (7 out of 238) compared to 26% in adults. Unfortunately,<br />

no details regarding the cause of claim are presented in<br />

the report. No specific data are available in the second pediatric<br />

closed claims analysis. 10<br />

In the first POCA, 24 five cases of cardiac arrest were probably<br />

related to intravascular injection of local anesthetics. Four<br />

occurred during combined halothane and caudal anesthesia with<br />

injection of bupivacaine with epinephrine despite negative test<br />

TABLE <strong>127</strong>-9. Clinical Incidents Reported in the National<br />

Pediatric Epidural Audit on 10,633 Epidural Catheter<br />

Techniques During 2001–2005 in the United Kingdom 103<br />

All Clinical Incidents Attributable<br />

Incidents Incidents to Epidural<br />

Pressure sore 33 0<br />

Infection 28 28<br />

Drug error 14 13<br />

Peripheral nerve injury 6 6<br />

Post–dural puncture 6 6<br />

headache<br />

Compartment syndrome 4 0<br />

Spinal cord insult 2 0<br />

Spinal anesthesia 2 2<br />

Local anesthetic toxicity 1 1<br />

Total 96 56<br />

dose and aspiration. All patients were successfully resuscitated<br />

without injury. No data are available for the second POCA. In<br />

the series of Murat 19 of 24,165 anesthetics, only two regional<br />

anesthesia-related events were reported and were described as<br />

failure of planned technique.<br />

Peripheral nerve blocks are practiced more frequently than in<br />

the older surveys discussed above. 104 As most of the complications<br />

have been reported during central blocks, changes of regional<br />

anesthesia related morbidity are expected but new complications<br />

are likely to be described in the future. Other improvements such<br />

as adapted pediatric equipment, ultrasound techniques and<br />

availability of local anesthetics with reduced cardiovascular<br />

toxicity are likely to result in further reduction of morbidity and<br />

mortality in regional anesthesia.<br />

OUTCOME OF ANESTHESIA<br />

IN CHILDREN<br />

Medical outcome might be defined as “a change in a patient’s<br />

current and future health care.” 105 To the extent that cardiac arrest,<br />

bradycardia, and perioperative respiratory complications are<br />

considered an index of outcome, the latter are more frequent in<br />

young infants and children, but most are deemed easily avoidable<br />

in the hands of skilled practitioners. Conversely, coexisting disease,<br />

emergency, duration of surgery, and poor clinical condition are<br />

known risk factors of perioperative morbidity also described in<br />

adults. However, it has been suggested 106 that measuring quality of<br />

care in anesthesia by comparing major outcomes is unsatisfactory,<br />

since the contribution of anesthesia to perioperative outcomes is<br />

uncertain and the rate of major complications is too low. Therefore,<br />

minor adverse events, particularly those of concern to the patient,<br />

should be the focus for quality improvement in anesthesia. Indeed,<br />

minor complications are frequently observed after minor surgery<br />

usually performed in outpatients (Table <strong>127</strong>–10). 107–109 The most<br />

frequent complications are vomiting, cough, sleepiness, sore throat,<br />

fever, and mild croup. In addition, residual pain is common even<br />

after minor surgical procedures, and should be considered. 107<br />

Predictors of occurrence of nausea and vomiting at home are the<br />

presence of emetic symptoms in hospital, pain at home, age >5<br />

years, and the use of postoperative opioids. These complications<br />

usually resolve within 48 hours after surgery.<br />

The next question is whether or not the choice of drug or<br />

anesthesia technique would influence outcome. Most of the adult<br />

studies have failed to demonstrate any outcome differences related<br />

to anesthesia technique (regional vs general anesthesia) or to the<br />

choice of drug after major surgery. 110–113 In neonates undergoing<br />

cardiac surgery, Anand and coworkers 114 demonstrated that the<br />

physiologic responses to stress are attenuated by deep anesthesia<br />

(high-dose sufentanil followed by continuous opioid infusion)<br />

compared to lighter anesthesia (halothane plus morphine) and<br />

postoperative analgesia. In this particular study, deep anesthesia<br />

continued postoperatively was associated with a reduced incidence<br />

of postoperative morbidity (sepsis, metabolic acidosis, disseminated<br />

intravascular coagulation) and mortality. It should be<br />

emphasized that at the time this paper was published, high-dose<br />

narcotic analgesia was already the gold standard for cardiac<br />

surgery, thus limiting considerably the clinical relevance. Regional<br />

anesthesia is usually combined with light general anesthesia in<br />

children to allow the safe performance of the block on an immobile<br />

patient. Only two pediatric studies have suggested beneficial<br />

effects of epidural analgesia combined with light general


2100 PART 6 ■ Specific Considerations<br />

TABLE <strong>127</strong>-10. Incidence (%) of Postoperative Symptoms Following Day-Case Surgery in Children (n = 551) at Different<br />

Observation Times After Discharge 107<br />

Symptom In Hospital, % Same Day at Home, % Next Day, % Duration ≥2 days<br />

Pain 17 56 37 19<br />

Emetic symptoms 11 12 2 1<br />

Vomiting 7 7 2 1<br />

Sedation 39 77 37 9<br />

Dizziness 10 16 1 1<br />

Headache not determined 11 4 1<br />

Difficulty in walking 5 17 6 3<br />

anesthesia compared to standard general anesthesia after major<br />

surgical procedures. 115,116 The need for postoperative ventilation<br />

was significantly reduced in neonates receiving combined caudal<br />

catheter and light general anesthesia compared to general anesthesia<br />

alone following esophageal atresia repair. The use of an<br />

epidural catheter reduced also postoperative morbidity and days<br />

of oxygen therapy following fundoplication in children. In<br />

addition, several small randomized studies have examined pain<br />

scores and minor complications (e.g., nausea) and found benefits<br />

from regional anesthesia for minor procedures. In ex–premature<br />

infants scheduled for hernia repair, spinal anesthesia without<br />

sedation is associated with less postoperative apnea than general<br />

anesthesia or spinal anesthesia plus ketamine. 117 Therefore, in this<br />

particular subgroup of patients, spinal anesthesia without sedation<br />

has definitely some advantages over other anesthetic techniques<br />

reducing postoperative morbidity.<br />

Excitement upon recovery from anesthesia has been the subject<br />

of many studies since the introduction of newer volatile agents<br />

into clinical practice. An excellent review was recently published<br />

on the subject, 118 highlighting the fact that there are more<br />

questions than definite answer to this phenomenon of uncertain<br />

etiology. Briefly, a variety of anesthesia-, surgery-, patient-, and<br />

adjunct medication-related factors have been suggested to play a<br />

role in the development of such an event. Possible etiological<br />

factors include rapid emergence, intrinsic characteristics of an<br />

anesthetic (mainly sevoflurane), postoperative pain, type of<br />

surgery (ENT, eye surgery), young age (


CHAPTER <strong>127</strong> ■ Mortality, Morbidity, and Outcome in Pediatric Anesthesia 2101<br />

TABLE <strong>127</strong>-11. Examples of Anesthesia Risk Management Considerations 146<br />

Risk Identification Risk Modification Risk Management<br />

Patient<br />

Practitioner<br />

Practice<br />

Underlying medical problems<br />

Congenital anomalies<br />

Anatomic abnormalities<br />

Clinical competence<br />

Appropriate training and experience<br />

Impairment<br />

Appropriate equipment<br />

Standard of practice<br />

Medical interventions<br />

Surgical interventions<br />

Supervision<br />

Training<br />

Treatment for impairment<br />

Department policies and<br />

procedures<br />

Fund of knowledge<br />

Appropriate informed consent<br />

Preoperative assessment<br />

Credentials<br />

Continuing education<br />

Fund of knowledge<br />

“Drills” for rare events<br />

Quality improvement monitoring<br />

Continuous improvement<br />

program<br />

morbidity and mortality in pediatric anesthesia may be achieved<br />

by improving several aspects of perioperative management:<br />

●<br />

●<br />

●<br />

●<br />

●<br />

●<br />

Better preoperative evaluation of risk factors<br />

Adequate monitoring and equipment and use of safer drugs<br />

Optimizing perioperative fluid therapy<br />

Training and continuous education<br />

Human factors<br />

Pediatric networking<br />

Preoperative Evaluation Contributes<br />

to Improved Safety of Anesthesia<br />

The preoperative visit is the best opportunity to note foreseeable<br />

anesthesia-related difficulties. 123 The major purpose and process of<br />

the clinical interview is the exchange of information. It was de -<br />

monstrated several years ago that a preadmission visit contributes<br />

to a lessening of maternal anxiety during and after the child’s<br />

hospitalization. 124,125 The preadmission visit was also associated<br />

with a reduction in the incidence of negative post-hospital be -<br />

havior, particularly in children aged 6 to 7 years. However, the<br />

effects of a behavioral-based preoperative preparation program<br />

vary with the child’s age, the timing of intervention, and any<br />

history of previous hospitalization. 79,126 It has also been reported<br />

that most American parents prefer to have comprehensive infor -<br />

mation concerning their child’s perioperative period. <strong>127</strong> Detailed<br />

anesthetic information regarding what might go wrong does not<br />

increase parental anxiety and has the advantage of allowing<br />

parents a fully informed choice. These studies emphasize the<br />

importance of planning the preoperative visit several days before<br />

surgery to give the parents enough time to understand what was<br />

said. In France, the preoperative visit is mandatory and has to be<br />

performed several days before surgery, but this is not the case in<br />

most European and North American countries.<br />

Most children scheduled for surgery are ASA physical status<br />

1 or 2. One of the most common problems during the winter is<br />

the high frequency of URI in young children. The presence of<br />

an active URI increases the risk of perioperative respiratory<br />

complications in children, as discussed previously. The risk/<br />

benefit ratio of postponing elective surgery should be discussed<br />

on an individual basis and recommendations have been proposed<br />

by Cohen and colleagues 50 as follows: For children with asymptomatic<br />

or mild URI, elective procedures should be postponed in<br />

children younger than 1 year old. For children older than 1 and<br />

younger than 5 years, the risk/benefit ratio of the surgical procedure<br />

must be considered on an individual basis. Older children<br />

are less at risk because of anatomically larger airways. Children<br />

with significant preoperative symptoms of URI should have<br />

their surgery postponed for 2 to 6 weeks following cessation of<br />

symptoms. 128 However, canceling surgery at the last minute may be<br />

emotionally unsettling, inconvenient and costly, and may have an<br />

impact on the efficiency of the operating department. In an<br />

American survey regarding the attitude of consultants facing a<br />

child with an URI, 129 34.5% of the respondents reported that they<br />

seldom (1–25% of the time) cancelled cases due to an URI, and<br />

20.9% stated that they usually (76–99% of the time) cancelled in<br />

the event of an URI. Factors that were considered most important<br />

in making decision included the urgency of surgery and the<br />

presence of asthma. This survey contradicts the traditional dogma<br />

of routine cancellation and reflects the wide range of opinions and<br />

approaches to this enduring clinical dilemma. In general, the<br />

presence of an elevated temperature, cough, and chest signs indicative<br />

of infection involving the lower respiratory tract should<br />

prompt a postponement of elective surgery. Elective surgery that<br />

is cancelled because of the presence of a lower respiratory tract<br />

infection should not be rescheduled for at least 3-4 weeks to<br />

minimize the risk associated with bronchial hyperreactivity.<br />

Information on current and past medications should be<br />

obtained. This should include the use of aspirin or other nonsteroidal<br />

agents. Although there is no evidence that recent<br />

immunization affects the outcome of anesthesia, some children<br />

exhibit systemic toxic reactions to the vaccines that commonly<br />

occur 2 to 3 days after diphtheria-tetanus-pertussis and hemophilus<br />

influenza B vaccines but as late as 2 weeks after measlesmumps-rubella<br />

vaccine. 130 In general, it is advisable to avoid<br />

elective surgery during these periods. 131<br />

Allergies to drugs and other substances should be noted.<br />

Allergic or immediate reactions to natural latex have been reported<br />

with increasing frequency since their first description in 1979. A<br />

group of high-risk patients to latex anaphylaxis has been described.<br />

This includes patients with spina bifida, bladder exstrophy, and<br />

should be extended to all patients having multiple surgical<br />

procedures, especially those operated in the neonatal period. 132–135<br />

Susceptible patients should benefit from a “latex-free” environment<br />

when surgery is planned. The role of preoperative visit is crucial to<br />

identifying at-risk patients.<br />

Information about difficulties or complications encountered in<br />

previous anesthetic experiences should be obtained, especially<br />

those related to intubation or respiratory or cardiovascular<br />

compromise. Expected difficult intubation—common in some<br />

congenital or acquired syndromes—should be planned and


2102 PART 6 ■ Specific Considerations<br />

anticipated. 136,137 A history of postoperative nausea and vomiting<br />

may influence the choice of anesthetic drugs. 138<br />

Information regarding anesthetic-related complications such<br />

as malignant hyperthermia or prolonged paralysis after an anesthetic<br />

(pseudocholinesterase deficiency) is sought. A family<br />

history of bleeding tendencies, muscular dystrophy, or drug use<br />

is also significant.<br />

During the preoperative visit, parents should be informed<br />

regarding the anesthesia technique chosen and should give<br />

informed consent when a regional technique is planned.<br />

Progress in Equipment and Anesthesia<br />

Drugs and Techniques<br />

The checklist for the anesthesia machine required before starting<br />

anesthesia reduces equipment-related incidents. 139,140 Pulse<br />

oximetry and capnography are now routinely used in pediatric<br />

anesthesia and contribute to a more rapid detection of hypoxia,<br />

intubation-related problems, and ventilatory complications. 67,141<br />

Although it has been suggested that appropriate monitoring<br />

would decrease anesthesia-related morbidity, a large prospective<br />

randomized study in 20,802 adult patients failed to demonstrate<br />

any difference in postoperative morbidity and mortality when<br />

pulse oximetry was available compared to the control group. 142,143<br />

Only major complications were used in this study to assess the<br />

benefits of pulse oximetry in terms of outcome. As anesthesia is<br />

becoming safer, this outcome measure might require an extremely<br />

high number of patients to statistically prove the benefits of pulse<br />

oximetry in reducing severe anesthesia-related morbidity and<br />

mortality. No outcome measures of pulse oximetry efficacy are<br />

available for pediatric anesthesia. However, indirect evidence of<br />

its efficacy is found in the POCA studies 26 in the reduction of<br />

respiratory causes of cardiac arrests before and after the routine<br />

use of pulse oximetry in the early 1990s. Another indirect<br />

argument can be found in the updated pediatric closed claims<br />

analysis. 10 It is suggested that the decrease in the proportion of<br />

claims for pediatric death or brain damage may be related to the<br />

increase in use of pulse oximetry and capnography. Indeed,<br />

inadequate oxygenation and ventilation showed a dramatic<br />

decrease from the 1970s (26%) compared to the 1990s (3%).<br />

The introduction of new anesthetic drugs has also contributed<br />

to decrease anesthesia-related morbidity and/or mortality in<br />

children. The dramatic decline of medication-related cardiac<br />

arrests in the second POCA study is possibly a result from the<br />

decreased use of halothane in favor of the newer agents, particularly<br />

sevoflurane. In the cases submitted to the POCA registry from<br />

1994 to 1997, halothane was used in 51% and sevoflurane in 9%,<br />

compared to 13% and 52%, respectively, of cases submitted from<br />

1998 to 2004. Sevoflurane has a much safer hemodynamic profile<br />

than halothane in healthy infants and children, 145,146 as well as in<br />

those with cardiac compromise. 147,148 In addition to a decrease in<br />

myocardial contractility, sevoflurane decreases the incidence of<br />

bradycardia and arrhythmia during ENT 149 and dental surgery, 150 as<br />

well as during endoscopies 151 compared with halothane.<br />

The toxicity of bupivacaine when inadvertently injected into<br />

the intravascular space is well recognized. 152 Incremental rather<br />

than bolus injection has been advised for an earlier detection of an<br />

intravascular injection. The replacement of bupivacaine with local<br />

anesthetics with lower myocardial toxicity (ropivacaine and<br />

levobupivacaine) may be safer, because cardiac arrests due to<br />

inadvertent intravascular injection are more easily resuscitated<br />

after ropivacaine than after bupivacaine. 153–155<br />

Finally, the introduction of monitors of depth of anesthesia is<br />

expected to reduce the incidence of awareness in clinical practice.<br />

This has already been demonstrated in high-risk adult patients, 88<br />

but pediatric data are lacking.<br />

Perioperative Fluid Therapy<br />

Should Be Optimized<br />

There is now a large body of evidence that free intake of clear<br />

fluids up to 2 to 3 hours preoperatively does not affect the pH<br />

or volume of gastric contents at induction of anesthesia in infants,<br />

children, or adults. 156,157 There is also evidence that infants aged<br />

less than 3 months may safely be given infant formula (cow’s<br />

milk) or breast milk up to 4 hours preoperatively. By contrast,<br />

there is little evidence to support a reduction in the present 6-hour<br />

fasting time for cow’s milk or solid food in older infants and<br />

children. Parents of children allowed clear fluid up to 2 hours<br />

preoperatively reported less difficulty in adhering to preoperative<br />

feeding instructions, rated their children as less irritable, and<br />

rated the overall perioperative experience as better than did<br />

the parents of controls. Furthermore, when children inadvertently<br />

ingested clear fluid within 2 hours of operation this resulted<br />

in only moderate delays to surgery (30–60 min) and no can -<br />

cellations.<br />

However, perioperative fluid therapy during surgery and in the<br />

early postoperative period remains a controversial issue. 76,158<br />

During the 1980s, pediatric anesthesiologists were mainly concerned<br />

with the risk of hypoglycemia during surgery and in the<br />

perioperative period. However, the real risk of hypoglycemia has<br />

been estimated at 0.5 to 2% in pediatric patients, apart from the<br />

neonatal period. 159,160 This risk is likely to diminish, because<br />

shorter preoperative fasting periods are now recommended.<br />

Conversely, in the late 1980s, the danger of hyperglycemia in the<br />

presence of neurologic brain damage was suspected in experimental<br />

studies. 161 Thus, it should be recommended to avoid both<br />

hypo- and hyperglycemia during the perioperative period. More<br />

recently, the attention of anesthesiologists and pediatricians was<br />

turned towards the incidence and risks of hyponatremia in<br />

surgical and medical pediatric patients. 74,162–164 Because most fluid<br />

deficit and perioperative losses consist of extracellular fluids, the<br />

sodium content of hydrating solutions is of major importance<br />

during surgery and in the early postoperative period. However, a<br />

recent survey from the United Kingdom shows that more than<br />

60% of anesthesiologists from the United Kingdom prescribe<br />

hypotonic dextrose solutions in the intraoperative period, and<br />

75% do so in the postoperative period. 165 Thus, it is time to change<br />

these practices to avoid both hypo- and hyperglycemia and to<br />

maintain normal sodium values within the perioperative period. 76<br />

Such “golden compromise solution” has been available for more<br />

than 15 years in most children’s hospitals in France. 75 It consists of<br />

ready-to-use solution containing 0.9% glucose and 120 mmol/L<br />

sodium.<br />

Cardiac arrests from hypovolemia (usually secondary to<br />

hemorrhage) and from the consequences of massive transfusion<br />

(usually hyperkalemia) are considered anesthesia-related when<br />

the anesthesiologist could possibly have prevented the arrest.<br />

Failure by the anesthesiologist to secure adequate venous access<br />

preoperatively, and failure to keep up with intraoperative blood


CHAPTER <strong>127</strong> ■ Mortality, Morbidity, and Outcome in Pediatric Anesthesia 2103<br />

loss are the most common reasons why such arrests are deemed,<br />

at least in part, anesthesia-related<br />

Continuous Medical Education and<br />

Regular Practice: The Most Important<br />

Factors for Improving Patient Safety<br />

Appropriate training, continuous education and extensive clinical<br />

practice remain, certainly, the best means of reducing both<br />

morbidity and mortality. 166–168<br />

Initial training in pediatric anesthesia varies greatly from<br />

country to country. Until recently, there was no recognition of<br />

subspecialty care for pediatric patients despite the increasing<br />

evidence of better outcome when anesthesia is performed by a<br />

“pediatric anesthesiologist.” In February 1997, the American<br />

Accreditation Council for Graduate Medical Education (ACGME)<br />

recognized fellowship training in pediatric anesthesiology, the<br />

latter becoming the 20th pediatric subspecialty to have accredited<br />

fellowships. 169 European societies have also published guidelines<br />

for training in pediatric anesthesia (available at: http://www.feapa.<br />

org). However, initial education is only a part of the answer;<br />

continuous medical education and expertise is at least as important<br />

as initial education to provide safe care to children.<br />

The most important point in providing safe care to children<br />

is to avoid occasional pediatric practice. 170 After completion of<br />

the NCEPOD, three main recommendations related to surgical<br />

and anesthetic management were proposed to the U.K. medical<br />

community:<br />

1. Consultants who take the responsibility for the care of children<br />

must keep up to date and stay competent in the management<br />

of children.<br />

2. Consultant supervision of trainees needs to be kept under<br />

scrutiny. No trainee should undertake any anesthetic or surgical<br />

operation on a child of any age without consultation with<br />

their consultant.<br />

3. Surgeons and anesthesiologists should not undertake “occaional<br />

pediatric practice,” because the outcome was found to be<br />

related to the experience of the clinicians involved.<br />

To fulfill the third requirement, John Lunn 170 proposed an<br />

annual minimal care load based on children’s age, consisting in<br />

an annual workload of anesthetizing 12 infants younger than<br />

6 months of age, 50 aged 6 months to 3 years, and 300 aged 3 to<br />

10 years. Although these recommendations have been endorsed<br />

by the British Pediatric Association, a postal survey 171 indicated<br />

that, in 1994, only 17% of consultants in charge of anesthesia for<br />

infants with pyloric stenosis met the level of continuing anesthetic<br />

experience suggested by Lunn for a “children’s anesthetist,”<br />

although 42% had a regular pediatric practice equivalent to at least<br />

one list each week. The importance of sufficient practice to keep<br />

on with skills and expertise had also been emphasized by the<br />

results of a French postal survey. 98 The rate of reported anesthesia<br />

complications was inversely related to the annual volume of<br />

pediatric anesthetics: the lower the workload, the higher the<br />

reported rate of complications. Indeed, a significantly higher<br />

incidence of complications was reported by anesthesiologists<br />

who performed 1 to 100 and 100 to 200 pediatric anesthetics<br />

(respectively, 7.0 ± 24.8 and 2.8 ± 10.1 complications per 1000<br />

anesthetics) than by those who administered more than 200<br />

pediatric anesthetics per year (1.3 ± 4.3 per 1000 anesthetics).<br />

These recommendations also apply to surgeons, since surgeryrelated<br />

morbidity and mortality is lower in the hands of<br />

experienced pediatric surgeons with regular practice compared to<br />

those having an occasional practice. This has been demonstrated<br />

for pediatric cardiac surgery, neurosurgery, appendectomies,<br />

pyloric stenosis and pediatric intensive care. 172–179<br />

The Human Factor<br />

Anesthesia and the operating room environment is a complex<br />

system involving man–machine and human–human interactions.<br />

Human errors can be divided into active or latent errors. 180–182<br />

Active errors are those occurring at the site of action, whereas<br />

latent or system errors occur in the management, equipment<br />

design, and staffing processes. Active errors can be further divided<br />

into skill-based errors and mistakes. Skill-based errors (i.e., slips<br />

and lapses), occur in very familiar tasks that we carry out without<br />

much need for conscious attention. Mistakes are a more<br />

complex type of error in which we do the wrong thing, believing<br />

it to be correct. Rule-based mistakes occur when our behavior is<br />

based on remembered rules and procedures. Knowledge-based<br />

mistakes occur when the operator has to resort to an expert<br />

judgment unsupported by rules and procedures. Violations are<br />

deliberate deviations from rules, procedures, instructions, and<br />

regulations.<br />

In a retrospective review and analysis of anesthetic incidents<br />

reported over a 2-year period (2002–2004) in a single children’s<br />

hospital, Marcus 182 found that 284 out of the 668 incidents<br />

reported from the 28023 anesthetics recorded were related to<br />

human errors (Table <strong>127</strong>–12). The most common were errors in<br />

judgment (43%), failure to check (17.8%), technical failures of skill<br />

(9.2%), inexperience (7.7%), inattention/distraction (5.6%) and<br />

communication issues (5.6%). Knowledge of the causes of<br />

incidents is necessary so that changes can be made in practice both<br />

by individuals and department of anesthesia to make anesthesia as<br />

safe as possible.<br />

Besides the analysis of human errors, anesthesia management<br />

itself may contribute to reduced anesthesia-related morbidity. In a<br />

case–control study, Arbous et al. 139 demonstrated that human<br />

resources are essential to reduce anesthesia-related mortality and<br />

morbidity in adults. Indeed, the anesthesia management factors<br />

that were associated with a decreased risk were a directly available<br />

anesthesiologist, no change of anesthesiologist during anesthesia,<br />

presence of a full-time working nurse, and two persons present<br />

at emergence.<br />

Pediatric Care Network Should be Organized<br />

Given that experience, practice, and continuous education are the<br />

key points for providing safe anesthesia for children, not all<br />

hospitals will fulfill the requirements for safe practice. The<br />

discussion about which place (specialist pediatric surgical center<br />

or district hospital) the children should be operated on is still<br />

ongoing in most developed countries. 184 If there is little disagreement<br />

with the concept that all neonatal admissions should<br />

be dealt with in neonatal surgical centers, the controversy still<br />

exists for infants and young children. The view that only<br />

anesthesiologists who have a regular commitment to pediatric<br />

anesthesia should anesthetize children is regularly challenged by<br />

the anesthesiologists working in general district hospitals. 185,186


2104 PART 6 ■ Specific Considerations<br />

TABLE <strong>127</strong>-12. Classification of the 284 Anesthetic Human Factors Derived From the 668 Events Reported in Pediatric<br />

Anesthesia Incidents at Birmingham Children’s Hospital (2002–2004) 184<br />

Factor % Subtype %<br />

Error of judgment<br />

Failure to check<br />

Technical failure of skill<br />

Inexperience<br />

Inattention/distraction<br />

Communication<br />

Poor preoperative preparation/assessment<br />

Lack of care<br />

Drug dosage slip<br />

Teaching<br />

Pressure to do case<br />

Other<br />

Multiple and miscellaneous other causes (4% 1994–1997 vs 3% 1998–2004) not shown.<br />

**P < .01 1998–2004 vs 1994–1997 by Z test. Adapted from Bhananker et al. 26<br />

43<br />

17.6<br />

9.2<br />

7.7<br />

5.6<br />

5.6<br />

3.5<br />

2.5<br />

1.8<br />

1.4<br />

1.1<br />

1.1<br />

Inadequate depth of anesthesia<br />

Inadvisable anesthetic technique<br />

Anesthetizing child with upper respiratory infection<br />

Trachea extubated at wrong time<br />

Other error of judgment<br />

Equipment<br />

Tracheal tube<br />

Intravenous/arterial line<br />

Other failures to check<br />

Central venous access<br />

Local block/epidural<br />

Airway<br />

13.4<br />

9.2<br />

8.5<br />

7.7<br />

4.2<br />

8.5<br />

5.6<br />

2.8<br />

0.7<br />

5.3<br />

2.1<br />

1.8<br />

One of the major arguments of the latter is the management of<br />

emergency in children—after trauma or in a surgical or medical<br />

emergency—when the sickest child will be looked after by an<br />

inexperienced pediatric anesthesiologist. There are many answers<br />

to this important question. One might be to have an efficient<br />

medical transportation system such as the one existing in France.<br />

The French SMURs (Service Mobile d’Urgence et de Reanimation)<br />

are run by doctors and a trained doctor (anesthesiologist,<br />

pediatrician, or intensivist) is in charge of the patient during<br />

transportation. Transportation is the best answer to many<br />

problems. For example, intussusception is a common emergency<br />

during early infancy. In 1992, Stringer et al. in the United<br />

Kingdom reported that although some deaths were caused by<br />

delayed diagnosis and late referral to hospital, 60% were related<br />

to mismanagement in hospital. 187 Of the patients who died in<br />

hospital, only one was under the care of a specialist surgeon, and<br />

he had undergone laparotomy at another district general hospital.<br />

The same conclusions were endorsed by the American pediatric<br />

community; Bratton 188 demonstrated that children who received<br />

care for intussusception in a large children’s hospital had decreased<br />

risk of operative care, shorter length of stay, and lower hospital<br />

charges compared with children who received care in hospitals<br />

with smaller pediatric caseloads. The authors concluded that<br />

transfer to a center with a high pediatric volume should be<br />

considered if the child has an intussusception that cannot be<br />

radiographically reduced, if the patient is hemodynamically stable,<br />

and the time needed for transport is acceptable to the involved<br />

staff. This emphasizes the need for pediatric surgeons and<br />

pediatric anesthesiologists to provide appropriate care but also the<br />

need for other specialists in the field of radiology, intensive care,<br />

physiotherapy, and nursing. 189 In other words, a real pediatric<br />

environment is one of the keys to safe care of children. 190<br />

CONCLUSION<br />

During the last 20 years, anesthesia-related morbidity and<br />

mortality have dramatically decreased. This might be explained<br />

by progresses in equipment and monitoring and the introduction<br />

of new techniques and new drugs in clinical practice. However, it<br />

is clear that training and experience in pediatric anesthesia<br />

together with a regular practice are the most important factors in<br />

reducing complications and even deaths due to anesthesia in<br />

children. An effort to reorganize the health care system is<br />

mandatory in all developed countries to achieve this goal. The<br />

recommendations proposed by the specialized societies should be<br />

endorsed by the governments of each country. The next step<br />

would be to make efforts to improve outcome of anesthesia as<br />

defined by reducing the so-called minor events that might have<br />

deleterious consequences for some children. Any qualityinsurance<br />

program should focus on such efforts, provided that the<br />

prerequisites of improving safety have been fulfilled.<br />

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109. Selby IR, Rigg JD, Faragher B, et al. The incidence of minor sequelae<br />

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112. Reeves MD, Myles PS. Does anaesthetic technique affect the outcome<br />

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114. Anand KJ, Hickey PR. Halothane-morphine compared with high-dose<br />

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115. Bosenberg AT. Epidural analgesia for major neonatal surgery. Paediatr<br />

Anaesth. 1998;8:479–483.


CHAPTER <strong>127</strong> ■ Mortality, Morbidity, and Outcome in Pediatric Anesthesia 2107<br />

116. McNeely JK, Farber NE, Rusy LM, Hoffman GM. Epidural analgesia<br />

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117. Welborn LG, Rice LJ, Hannallah RS, et al. Postoperative apnea in<br />

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118. Vlajkovic GP, Sindjelic RP. Emergence delirium in children: many<br />

questions few answers. Anesth Analg. 2007;104:84–91.<br />

119. Kain ZN, Caldwell-Andrews AA, Weinberg ME, et al. Sevoflurane versus<br />

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120. Kokinsky E, Thornberg E, Ostlund AL, Larsson LE. Postoperative<br />

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121. Anand KJ, Sippell WG, Aynsley-Green A. Randomised trial of fentanyl<br />

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122. Anand KJ, Sippell WG, Schofield NM, Aynsley-Green A. Does halothane<br />

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123. Ungern-Sternberg BS, Habre W. Pediatric anesthesia—potential risks<br />

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124. Ferguson BF. Preparing young children for hospitalization: a comparison<br />

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125. Visintainer MA, Wolfer JA. Psychological preparation for surgery<br />

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126. Kain ZN, Caldwell-Andrews AA, Mayes LC, et al. Family-centered<br />

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<strong>127</strong>. Litman RS, Perkins FM, Dawson SC. Parental knowledge and attitudes<br />

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128. Wald ER, Guerra N, Byers C. Upper respiratory tract infections in young<br />

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129. Tait AR, Reynolds PI, Gutstein HB. Factors that influence an<br />

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130. van der Walt JH, Roberton DM. Anaesthesia and recently vaccinated<br />

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131. Short JA, van der Walt JH, Zoanetti DC. Immunization and anesthesia—<br />

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132. Gentili A, Ricci G, Di Lorenzo FP, et al. Latex allergy in children with<br />

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133. Kwittken PL, Sweinberg SK, Campbell DE, Pawlowski NA. Latex<br />

hypersensitivity in children: clinical presentation and detection of latexspecific<br />

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136. Blanco G, Melman E, Cuairan V, et al. Fibreoptic nasal intubation in<br />

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137. Uezono S, Holzman RS, Goto T, et al. Prediction of difficult airway in<br />

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138. Kranke P, Eberhart LH, Toker H, et al. A prospective evaluation of the<br />

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139. Arbous MS, Meursing AE, van Kleef JW, et al. Impact of anesthesia<br />

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140. Cooper JB, Newbower RS, Kitz RJ. An analysis of major errors and<br />

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141. Cote CJ, Rolf N, Liu LM, et al. A single-blind study of combined pulse<br />

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142. Cote CJ, Goldstein EA, Cote MA, et al. A single-blind study of pulse<br />

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144. Moller JT, Pedersen T, Rasmussen LS, et al. Randomized evaluation of<br />

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145. Holzman RS, van-der VM, Kaus SJ, et al. Sevoflurane depresses myocardial<br />

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147. Rivenes SM, Lewin MB, Stayer SA, et al. Cardiovascular effects of<br />

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152. Ved SA, Pinosky M, Nicodemus H. Ventricular tachycardia and brief<br />

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156. ASA Task Force on preoperative fasting. Practice guidelines for<br />

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168. Morray JP. Implications for subspeciality care of anesthetized children.<br />

Anesthesiology. 1994;80:969–971.


2108 PART 6 ■ Specific Considerations<br />

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170. Lunn JN. Implications of the National Confidential Enquiry into<br />

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180. Reason J. Understanding adverse events: human factors. Qual Health<br />

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181. Reason J. Human error: models and management. BMJ. 2000;320:768–<br />

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182. Reason J. Safety in the operating theatre—Part 2: human error and<br />

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183. Marcus R. Human factors in pediatric anesthesia incidents. Paediatr<br />

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184. Arul G, Spicer R. Where should paediatric surgery be performed? Arch<br />

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185. McNicol R. Paediatric anesthesia—who should do it? The view from the<br />

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186. Rollin AM. Paediatric anaesthesia—who should do it? The view from<br />

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187. Stringer MD, Pledger G, Drake DP. Childhood deaths from intussusception<br />

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190. Hackel A, Badgwell JM, Binding RR, et al. Guidelines for the pediatric<br />

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