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Specific Considerations<br />
VI<br />
P A R T<br />
<strong>127</strong><br />
CHAPTER<br />
Mortality, Morbidity, and<br />
Outcome in Pediatric Anesthesia<br />
Isabelle Murat<br />
The first recorded pediatric anesthetic death occurred in 1848,<br />
within 2 years of the Ether Dome demonstration. Since that time,<br />
anesthesia- related mortality and morbidity has considerably<br />
decreased. Although mortality directly related to anesthesia is now<br />
extremely low, the debate regarding both competence and qualification<br />
of pediatric anesthesiologists remains an open question.<br />
Indeed, the overall morbidity seems to be greater in infancy<br />
compared to childhood or adulthood, and the experience of<br />
anesthesiologist may contribute to further decrease the incidence<br />
of undesirable anesthesia-related morbidity. With increasing safety<br />
of anesthesia practice, outcome measures are now more directed<br />
to patient comfort than to mortality and severe anesthesia-related<br />
morbidity.<br />
Sedation-related morbidity and mortality is discussed in<br />
<strong>Chapter</strong> 56 and will not be considered in this review.<br />
ANESTHESIA-RELATED<br />
MORTALITY IN CHILDREN<br />
Anesthesia-related mortality, defined as mortality totally or<br />
partially related to anesthesia, is a rare event, and its incidence is<br />
much lower than that of perioperative mortality. 1–7 Perioperative<br />
mortality ranges between 7 and 70 per 10,000 anesthetics. However,<br />
the wide ranges of perioperative mortality assessments from<br />
1 to 30 days make any comparisons between countries difficult.<br />
Anesthesia related mortality is currently 100 times lower than<br />
perioperative mortality, ranging between 0.06 and 0.7 per 10,000<br />
anesthetics in the available surveys (Table <strong>127</strong>–1).<br />
The incidence of anesthesia-related mortality is now much less<br />
than 1/10,000 anesthetics in developed countries, and its frequency<br />
has decreased dramatically over the last three decades. 8 In<br />
the last French survey performed in 1999, the estimate rate<br />
of deaths totally or partially related to anesthesia was 0.69 and<br />
4.7, respectively, per 100,000 anesthetic procedures. 8 In comparison<br />
with data from a previous nationwide French survey<br />
(1978–1982), 7 the anesthesia-related mortality rate in France<br />
seems to be reduced 10-fold in 1999. The latter is at least partly<br />
related to the introduction of ventilatory monitoring (oximetry,<br />
capnography) in clinical practice. 9–11<br />
Similar trends were observed in pediatric anesthesia during<br />
the last 30 years. At the Children’s Hospital in Boston, 12 the anesthetic<br />
mortality was 1.8:10,000 in children 0–10 years of age from<br />
1954 to 1966, and it decreased to 0.8:10,000 in the same age group<br />
from 1966 to 1978. More recently, the National Confidential<br />
Enquiry into Perioperative Deaths (NCEPOD) was conducted in<br />
the United Kingdom in 1989, in order to evaluate the number of<br />
deaths in children under 10 years of age during the first 30 days<br />
after surgery. 13 Among the 417 deaths reported during the study<br />
period, only 5 (1.2%) were totally attributable to anesthesia. In the<br />
1999 French survey, the death rate totally or partially related to<br />
anesthesia was 0.6 per 100,000 anesthetic procedures in children<br />
aged 0–7 years and 1.2 per 100,000 anesthetic procedures in<br />
children aged 8–15 years. 8<br />
The presence of congenital heart disease was demonstrated to<br />
add significant incremental risk of mortality in children requiring<br />
inpatient noncardiovascular surgery. 14 This outcome difference is<br />
present for both minor and major surgical procedures. However,<br />
the database did not allowed to determine the actual cause death<br />
and thus, the putative role of anesthesia.<br />
INCIDENCE OF CARDIAC<br />
ARRESTS IN CHILDREN<br />
The incidence of anesthesia-related cardiac arrests has been<br />
studied in different countries (Table <strong>127</strong>–2). Regardless of the<br />
study period or country, the incidence of cardiac arrest appears to<br />
be much greater in infants of less than 1 year of age than in older<br />
children or adults. 15–21 Similar results were reported in the<br />
Australian Incident Monitoring Study, 22 in which the incidence of<br />
cardiac arrests was 10 times greater in children less than 10 years
2092 PART 6 ■ Specific Considerations<br />
TABLE <strong>127</strong>-1. Perioperative Mortality and Anesthesia-Related Mortality in the Adult General Population in the<br />
Published Surveys<br />
Study Duration Number of Deaths per Anesthesia Mortality<br />
Author Country Years of Survey Anesthesias 10,000 Anesthesia per 10,000<br />
Holland 2<br />
Holland 2<br />
Tiret 7<br />
Lunn<br />
Hovi-Viander 3<br />
Holland 2<br />
Buck 1<br />
Tikkanen 6<br />
Lienhart 8<br />
Kawashima 4<br />
Australia<br />
Australia<br />
France<br />
United<br />
Kingdom<br />
Finland<br />
Australia<br />
United<br />
Kingdom<br />
Finland<br />
France<br />
Japan<br />
1960–1985<br />
1960–1985<br />
1978–1982<br />
1978–1979<br />
1975<br />
1960–1985<br />
1985–1986<br />
1986<br />
1999<br />
1994–1998<br />
–<br />
–<br />
24 h<br />
6 d<br />
72 h<br />
–<br />
30 d<br />
72 h<br />
>3d<br />
7d<br />
1960s<br />
1970s<br />
1980s<br />
1990s<br />
–<br />
–<br />
198,103<br />
1,447,362<br />
338,934<br />
–<br />
485,850<br />
325,585<br />
7,756,121<br />
(estimated)<br />
2,363,038<br />
60–69<br />
70–80<br />
19<br />
32<br />
18<br />
83–85<br />
70<br />
17<br />
–<br />
7.18<br />
1.8<br />
0.97<br />
0.76<br />
1.0<br />
2.0<br />
0.38<br />
0.06<br />
0.15<br />
0.07<br />
0.21<br />
old compared to those older than 10. A Japanese survey of<br />
preoperative morbidity and mortality during 2000 reported an<br />
incidence of anesthesia-related cardiac arrest of 28.3 per 10,000<br />
anesthetics in infants of less than 1 month of age and 8.5 in those<br />
aged 1–12 months. 18<br />
The etiology of anesthesia-related cardiac arrests has changed<br />
over the past 20 years as practice has evolved in the care of patients.<br />
In the 1980s–1990s, two major causes of cardiac arrests have been<br />
identified in infants: respiratory problems and halothane overdose.<br />
Both causes were at least partially avoidable. In 1985, Keenan 17<br />
reported a survey of 27 cardiac arrests due to anesthesia. Six out of<br />
27 were observed in children and all were considered avoidable.<br />
One was related to ventilation failure and the other five to an<br />
“absolute” halothane overdose. In the large database of Olsson<br />
and Hallen, 20 the incidence of cardiac arrests was very high in<br />
children less than 1 year of age (17/10.000 anesthesia). Ventilation<br />
failure and halothane overdose were responsible for 66% of the<br />
cases (33% and 33%, respectively), followed by vagal reflex (16%)<br />
and hypovolemia (8%).<br />
Keenan 23 addressed the question of incidence of cardiac arrests<br />
and training in pediatric anesthesia. In infants less than 1 year of<br />
age, the incidence of cardiac arrest was 19/10,000 anesthetics,<br />
when anesthesia was provided by a nonpediatric anesthetist and<br />
was zero when a pediatric anesthetist was in charge of the case. It<br />
was concluded “that the use of pediatric anesthesiologists for<br />
all infants 1 year of age or younger might decrease anesthetic<br />
morbidity in this age group.”<br />
The Pediatric Perioperative Cardiac Arrest registry (POCA)<br />
started in 1994 and data are based on voluntary report from<br />
63 university-affiliated or children’s hospitals in North America. The<br />
first POCA (POCA 1) results found an incidence of 150 anesthesiarelated<br />
cardiac arrests out of 1,089,200 anesthetics (1.4/10000). 24<br />
By contrast with the pediatric component of the American<br />
Society of Anesthesiologists (ASA) Closed Claims Project, 25<br />
TABLE <strong>127</strong>-2. Incidence of Cardiac Arrest During Anesthesia in Children<br />
Cardiac Arrests<br />
Author Country Years Number of Anesthesias Age, y per 10,000 Anesthesias<br />
Olsson 20<br />
Tiret 7<br />
Cohen 15<br />
Braz 16<br />
Murat 19<br />
Sweden<br />
France<br />
United States<br />
Brazil<br />
France<br />
1967–1984<br />
1978–1982<br />
1982–1987<br />
1996–2004<br />
2000–2002<br />
250,543<br />
2,103<br />
28,137<br />
2,905<br />
26,285<br />
3,065<br />
8,856<br />
3,332<br />
3,681<br />
12,495<br />
6,867<br />
CHAPTER <strong>127</strong> ■ Mortality, Morbidity, and Outcome in Pediatric Anesthesia 2093<br />
TABLE <strong>127</strong>-3. Incidence of Cardiac Arrest According to<br />
Physical Status, Age, and Emergency in the POCA Studies 24,26<br />
POCA 1, 1994–1997, POCA 2, 1998–2004,<br />
% (n = 289) % (n = 397)<br />
ASA physical status:<br />
1 15 7<br />
2 18 18<br />
4 37 42<br />
5 27 28<br />
2 6<br />
Age:<br />
2094 PART 6 ■ Specific Considerations<br />
In addition to respiratory, medication, equipment, and cardiovascular<br />
causes, cardiac arrests related to an occult underlying<br />
disease have been reported. Unexpected cardiac arrests after<br />
succinylcholine administration in infants and children with occult<br />
myopathies are mainly related to hyperkaliemia. 30–33 Between 1990<br />
and 1993, 25 unexpected cardiac arrests in apparently healthy<br />
children scheduled for minor surgery were reported to the<br />
Malignant Hyperthermia Association of the United States and the<br />
North American Malignant Hyperthermia Registry. 30 Twelve<br />
patients out of 25 had unrecognized myopathy (Duchenne dystrophy<br />
in 8 and unspecified myopathy in 4). Restrictions on<br />
succinylcholine use would have prevented 64% of arrests and 60%<br />
of deaths. Surprisingly, no cardiac arrests resulting hyperkalemia<br />
caused by rhabdomyolysis following the use of inhalation agents<br />
and/or succinylcholine in children with undiagnosed myopathy<br />
were reported in the two POCA registries. However, undiagnosed<br />
myopathies remain a problem despite a reduced used of succinylcholine<br />
after the Food and Drug Administration (FDA) warning<br />
in 1994. Unexpected cardiac arrest related to rhabdomyolysis with<br />
hyperkalemia have been reported after an uneventful anesthesia<br />
without administration of succinylcholine in children with<br />
unrecognized muscular dystrophy. 34–37 The dilemma of providing<br />
anesthesia of the undiagnosed child was recently reviewed. 38,39<br />
Basically there are two families of diseases that deserve consideration,<br />
the muscular dystrophies and the mitochondrial<br />
myopathies. As already discussed, it is commonly accepted to<br />
avoid the use of succinylcholine and volatile agents in children<br />
with known neuromuscular disorders, despite the risk of a patient<br />
with neuromuscular disorder to have malignant hyperthermia<br />
or rhabdomyolysis from exposure to a volatile anesthetic is<br />
estimated to be less or equal to 1.09%. 40 Conversely, it is now<br />
suggested that patients with known mitochondrial disease should<br />
not receive propofol owing to the lipid carrier of propofol may<br />
have adverse effect on fatty acid oxidation and mitochondrial<br />
respiratory chain function, and therefore put patients with<br />
mitochondrial disorders and closely related carnitine deficiency<br />
syndromes at risk for a clinical scenario similar to propofol<br />
infusion syndrome. 41–43<br />
Cardiac arrests related to underlying undiagnosed cardiac<br />
disease (viral myocarditis, long-QT syndrome, and abnormal<br />
coronary artery) have also been reported in children. 44–46<br />
To summarize old and recent data on incidence and etiologies<br />
of pediatric cardiac arrests, one have to stress that the highest<br />
incidence is still observed in infants of less than 1 year of age, in<br />
emergency, in patients with cardiac diseases and other comorbidities.<br />
There is a tendency for a relative reduction in respiratoryand<br />
medication-related cardiac arrests together with a relative<br />
increase in cardiovascular-related cardiac arrests. Finally equipment<br />
is responsible for a stable proportion of such critical events.<br />
The next challenge will be to reduce some avoidable causes of<br />
cardiovascular cardiac arrests such as hyperkalemia following<br />
massive transfusion and adequate compensation of acute hypovolemia,<br />
and to anticipate carefully the management of children<br />
with underlying known or unknown diseases.<br />
ANESTHESIA-RELATED MORBIDITY<br />
Incidence<br />
Many studies have reported an increased morbidity in young<br />
pediatric patients compared to older children and young adults.<br />
TABLE <strong>127</strong>-4. Risk Factors for Perioperative<br />
Complications in Children 21<br />
No.<br />
Rate of Complications<br />
Anesthesias (per 1000 Anesthesias) Significance<br />
ASA Physical Status:<br />
I 36,903 0.4 P < .001<br />
II 1,461 3.4<br />
III 518 11.6<br />
IV, V 122 16.4<br />
No. coexisting diseases:<br />
0 36,544 0.5 P < .001<br />
1 3,064 1.3<br />
2 490 4.1<br />
≥3 142 21.1<br />
Previous anesthetic:<br />
no 25,517 0.5 P < .05<br />
yes 11,343 1.1<br />
Duration of preoperative fasting, h:<br />
8 34,067 0.6<br />
Emergency:<br />
no 33,391 0.5 P < .05<br />
yes 5,918 1.5<br />
Two large studies performed in the 1980s in France and Canada<br />
reported a much higher incidence of severe complications in<br />
infants compared to older children. 15,21 In the old French survey<br />
performed in 1982, 21 the rate of perioperative complications<br />
increased significantly with the young age, the ASA score, the<br />
number of coexisting diseases, emergency, and reduced duration<br />
of preoperative fasting (Table <strong>127</strong>–4). In the Canadian survey 15<br />
performed between 1982 and 1987, the incidence of major complications<br />
was much higher in neonates (23.8%) than in infants<br />
(5%) and older children (3%).<br />
The most recent epidemiologic study on perioperative morbidity<br />
was published by Murat, 19 and its results are summarized<br />
in Table <strong>127</strong>–5. Over a total of 24,165 general anesthesias performed<br />
between January 2000 and June 2002, 724 incidents were<br />
reported in the operating room (31/1000 anesthetics) and 1105 in<br />
the postanesthetic intensive care (PACU) (48/1000 anesthetics).<br />
In comparison with the study of Cohen published in 1990, 15 the<br />
incidence of most complications has dramatically decreased. This<br />
may at least partially be attributed to the availability of pulse<br />
oximetry, capnography, the laryngeal mask airway, sevoflurane,<br />
short-acting muscle relaxants and propofol, and by better training<br />
and knowledge of pediatric anesthesiologists. For example, the<br />
incidence of postoperative laryngospasm is nowadays lower by a<br />
factor of more than 20.<br />
However, the main messages remain the same:<br />
The child less than 1 year of age is at increased risk<br />
Respiratory problems are the cause of more than 50% of the<br />
complications reported<br />
There are more complications in the postanesthesia care unit<br />
(PACU) but they are usually less severe than in the operating<br />
room<br />
The incidence of complications increases with the ASA score and<br />
the number of coexisting problems
CHAPTER <strong>127</strong> ■ Mortality, Morbidity, and Outcome in Pediatric Anesthesia 2095<br />
TABLE <strong>127</strong>-5. Major Complications per 1000 Anesthesias Observed in the Operating Room (During Induction, Maintenance<br />
or Awakening) or in the Postanesthesia Care Unit; Trousseau Hospital, Paris 19<br />
Problems in the Operating Room<br />
Problems in the Postanesthesia Care Unit<br />
0–1 y 1–7 y 8–16 y 0–1 y 1–7 y 8–16 y<br />
(n = 3,681) (n = 12,495) (n = 6,867) (n = 3,681) (n = 12,495) (n = 6,867)<br />
Bronchospasm 5 2 0.5 1 0.8 0.7<br />
Hypercapnia 2 0.8 0.1 1.3 0.4 1<br />
Desaturation 15 7 3 5.7 2.7 2<br />
Inhalation 0.5 0.3 0.5 0.2 0.4 0.4<br />
Laryngospasm 4.6 2.3 1.3 0.2 0.4 0.5<br />
Pulmonary edema 0 0 0.3 0.3 0.7 1<br />
Respiratory depression – – – 3 1.3 1.4<br />
Cardiac arrest 1 0.1 0.3 0 0 0<br />
Bradycardia 3 0.7 1.4 0 0.08 0<br />
Hypotension 1 0.4 1.6 0 0 0<br />
Unexpected difficult intubation 2.4 0.5 0.8 – – –<br />
Bronchial intubation 1.6 0.2 0.1 – – –<br />
Cardiovascular Complications<br />
Keenan conducted a retrospective study on the incidence of<br />
bradycardia in 7959 children 0 to 4 year of age. 47 The authors<br />
observed an increased incidence of bradycardia in infants of less<br />
than 1 year of age compared to older infants, and the incidence<br />
was decreasing with increasing age (Table <strong>127</strong>–6). Halothane<br />
overdose and hypoxia were, respectively responsible for 35% and<br />
22% of bradycardia. The incidence of bradycardia was influenced<br />
by ASA physical status, duration of surgery, emergency, as well as<br />
qualification of anesthetist. Indeed, bradycardia was 2.5 times more<br />
frequent in ASA 3 to 5 patients (vs ASA 1 to 2), and increased by<br />
11% for each surgical hour. Conversely, bradycardia was lower by<br />
a factor of 2 when a pediatric anesthetist compared to when a<br />
nonpediatric anesthetist performed anesthesia. It should be kept<br />
in mind that halothane was the main agent used during this study<br />
period, oximetry and capnography were not routinely available,<br />
and the author believes that incidence of bradycardia can no longer<br />
be used as a marker for quality improvement of an anesthetic<br />
department.<br />
Many aspects of anesthesia have changed since publication of<br />
Keenan’s study in 1994, such as drugs, monitoring, and equipment.<br />
However, the number of cardiovascular critical incidents has not<br />
decreased. Most of the recent studies highlight the role of<br />
underlying disease, the physical status of the patient as well as the<br />
major contribution of children with congenital heart disease. 26,28,48<br />
A recent survey analyses incidents and complications during<br />
cardiac catheterization in pediatric patients. 49 The overall incidence<br />
of adverse events was 9.3% of the 4454 cardiac catheterizations<br />
performed under general anesthesia. The event rate in infants<br />
TABLE <strong>127</strong>-6. Incidence of Bradycardia During<br />
Anesthesia in Infants and Children, by Age 47<br />
0–1 y 1–2 y 2–3 y 3–4 y<br />
No. anesthesias 4645 1932 774 628<br />
No. bradycardias 59 19 5 1<br />
% bradycardias 1.27 0.98 0.65 0.16<br />
under the age of 1 year was 13.9% compared with 6.7% for children<br />
older than 1 year old. Among the 91 major complications,<br />
61 involved the cardiovascular system and 22 of involved cardiac<br />
arrest requiring cardiac compression.<br />
Other cardiovascular causes of major complications are mainly<br />
related to massive hemorrhage (with associated transfusion related<br />
complications such as hyperkalemia), embolic events, and pulmonary<br />
hypertension and are discussed in the POCA registry. 26 Most<br />
of these events may be at least partly explained by the severity<br />
of both patient condition and surgical procedure.<br />
Respiratory Complications<br />
Several studies have focused on the increased anesthesia-related<br />
morbidity in children with a history of upper respiratory infection<br />
(URI). 50–57 In 1988, DeSoto 51 observed that the incidence of oxygen<br />
desaturation after anesthesia for ear, nose, and throat (ENT)<br />
procedures was significantly increased in children with URI<br />
compared to those without URI. Kinouchi 58 demonstrated that the<br />
presence of an URI was an additional factor increasing the<br />
susceptibility of small children to hypoxemia. Finally, Cohen 50<br />
surveyed more than 20,000 anesthesia records and demonstrated<br />
that the presence of URI increased anesthesia morbidity in<br />
children. The risk of perioperative respiratory complications was<br />
4 to 7 times higher in symptomatic children and 11 times higher<br />
when a tracheal tube was used (Table <strong>127</strong>–7). The children’s age,<br />
physical status score, site of operation, and emergency status did<br />
not explain this elevated risk.<br />
TABLE <strong>127</strong>-7. Factors Predicting an Adverse Respiratory<br />
Event in Children 50 Relative Odds 95% Confidence Limits<br />
Upper respiratory 8.94 6.04–13.22<br />
infection (URI)<br />
Intubation 5.21 4.21–6.46<br />
Both URI and 11.13 6.84–18.10<br />
intubation
2096 PART 6 ■ Specific Considerations<br />
Two recent studies have reevaluated both the incidence of<br />
respiratory complications and their risk factors. Bordet et al. 59<br />
evaluated prospectively 1996 patients. One hundred fifty operations<br />
were cancelled during the study period owing to ongoing<br />
respiratory disease. The authors observed 157 respiratory complications<br />
(7.9%). The mode of airway management influenced<br />
the incidence of respiratory complications. The incidence was<br />
10.2% with a laryngeal mask airway (LMA) (72/704), 4.7% with<br />
facial mask (19/401) and 7.4% with a tracheal tube (66/891). Risk<br />
factors for respiratory complications were: age
CHAPTER <strong>127</strong> ■ Mortality, Morbidity, and Outcome in Pediatric Anesthesia 2097<br />
(10 mg/kg) reduces the incidence of postoperative apnea in former<br />
preterm infants. 71<br />
No recent study has reevaluated the risk of postoperative apnea<br />
in former preterm infants anesthetized with modern anesthetic<br />
agents. This deserves certainly further studies to update these old<br />
guidelines.<br />
Hyponatremias<br />
Postoperative hyponatremia is the most frequent electrolyte<br />
disorder in the postoperative period. Severe hyponatremia<br />
(
2098 PART 6 ■ Specific Considerations<br />
overdose, some may be reduced in the hands of skilled pediatric<br />
anesthesiologists, such as respiratory complications, and some<br />
may be avoided by careful preoperative screening such as<br />
anaphylaxis to latex.<br />
CLOSED CLAIMS STUDIES<br />
The ASA Closed Claims Project was initiated in 1984 by the ASA<br />
to identify major areas of anesthesia-related patient injury. Two<br />
reviews of closed pediatric anesthesia malpractice claims have<br />
been published so far. 10,25 Morray and colleagues 25 reviewed<br />
pediatric and adult anesthesia closed malpractice claims from<br />
1970 to the early 1980s. Among the 2400 claims instructed, 10% 238<br />
involved pediatric patients. Most of the claims involved ASA PS<br />
1 or 2 children. Twenty-eight percent of pediatric claims involved<br />
infants younger than 1 year of age, and 55% children younger than<br />
3 years. The incidence of claims for inadequate ventilation was<br />
greater in children compared to adults (20% vs. 9%), the incidence<br />
of unexplained cardiovascular events was also more frequent (6%<br />
vs. 1%). Although not achieving statistical significance, trend<br />
differences were also observed in airway obstruction, inadvertent<br />
or premature extubation, and equipment problems. Respiratory<br />
complications were more frequent in children when compared to<br />
adults (43% vs 30%), mortality was higher (50% vs 35%) and more<br />
complications were deemed avoidable by an adequate monitoring<br />
(45% vs 30%). The cardiovascular causes of damaging events were<br />
more frequent in children compared to adults, although most of<br />
the children had no preexisting cardiovascular disease. Unexplained<br />
cardiovascular collapse was observed in 6% of children<br />
compared to 1% of adults, and might be related to the use of<br />
halothane as the latter was the primary anesthetic in 74% of<br />
children compared to only 19% in adults.<br />
An update on pediatric closed claims reviewed 532 cases from<br />
1973 to 2000. 10 From 1973 to 2000, there was a decrease in the<br />
proportion of claims for death or brain damage and respiratory<br />
events, particularly for inadequate ventilation/oxygenation (Table<br />
<strong>127</strong>–8). However, claims for death (41%) and brain damage (21%)<br />
remained the dominant injuries in pediatric anesthesia claims in<br />
TABLE <strong>127</strong>-8. Primary Damaging Events and Outcomes<br />
of Pediatric Anesthesia Closed Malpractice Claims, as<br />
Percentages per Decade 10 1970s 1980s 1990s<br />
(n = 88) (n = 280) (n = 164)<br />
Primary event:<br />
Respiratory events 51 41 23<br />
Cardiovascular events 19 18 26<br />
Equipment 9 11 15<br />
Medication 6 9 13<br />
Other 2 9 16<br />
None/unknown 13 12 7<br />
Outcome:<br />
Death/Permanent 78 75 62<br />
Brain Damage<br />
Other 22 25 38<br />
Prevention: Better 63 41 16<br />
monitoring would<br />
prevent<br />
the 1990s. Half of the claims in 1990–2000 involved patients were<br />
3 years old or younger and one fifth were ASA PS 3 to 5. Cardiovascular<br />
(26%) and respiratory (23%) events were the most<br />
common damaging events. Although closed claims analysis has<br />
many well-described limitations, the relative changes in the events<br />
responsible for damaging events are consistent with the tendencies<br />
reported in the two POCA studies 24,26 (i.e., a reduction in respiratory<br />
events together with a relative increase in cardiovascular<br />
events). The former may be attributable to prevention of inadequate<br />
ventilation and oxygenation by capnography, pulse oximetry<br />
and the introduction of the laryngeal mask airway. In the 1990s,<br />
half of the unexplained cardiovascular events may have been<br />
associated with cardiovascular depression from halothane, with<br />
one third occurring in patients with unsuspected congenital or<br />
acquired heart disease. Several preventable causes of patient injury<br />
can be highlighted in this database. They include early detection<br />
of bleeding and aspiration after adenotonsillectomy, prompt<br />
recognition and treatment of blood loss in infants and the use of<br />
appropriate doses of medication. The same preventable causes are<br />
also pointed out in the two POCA studies, and this has to be<br />
addressed to the pediatric anesthesiologist community.<br />
MORTALITY AND MORBIDITY<br />
OF REGIONAL ANESTHESIA<br />
The number of claims and reported complications due to regional<br />
anesthesia has increased in the adult literature, in parallel with the<br />
increased use of these techniques. 98–100 Regional anesthesia techniques<br />
have also been increasingly used in children during the last<br />
two decades and have established themselves in pediatric anesthesia.<br />
Although many complications have been occasionally<br />
reported following virtually all peripheral or axial blocks procedures,<br />
few data on the epidemiology and morbidity of regional<br />
anesthesia are available in children.<br />
Three large surveys, one retrospective and two prospective,<br />
have been reported. 101–103 The retrospective American survey of<br />
more than 150,000 caudal epidural anesthesia reported an esti -<br />
mated incidence of major complications of 1:10,000. 102 Total spinal<br />
anesthesia and hemodynamic or central nervous system (mainly<br />
seizures) compromise likely related to inadvertent intravascular<br />
injection were the most common. All were successfully managed.<br />
More recently, the French-Language Society of Pediatric<br />
Anesthesiologists (ADARPEF) conducted a 1-year prospective<br />
study on the practice, incidents and accidents of regional<br />
anesthesia in children. 101 In a 12-month period, 24,409 regional<br />
blocks (out of 85,412 pediatric anesthetics) were recorded in 38<br />
Belgian, Italian, and French institutions. The techniques used were<br />
central neuraxial blocks (15,013; 61.5%), peripheral nerve blocks<br />
(4090; 16.8%) and other techniques (5306; 21.7%). Among the<br />
central neuraxial blocks, caudal anesthesia was the most common<br />
procedure (12,111) followed by lumbar epidural (17,32) and spinal<br />
anesthesia (506). Twenty-three complications were reported, with<br />
an incidence of 0.7/1000 for caudal anesthesia, 4.2/1000 for<br />
epidural anesthesia, and 2/1000 for spinal anesthesia. There were<br />
no complications for peripheral nerve blocks. Eight dural<br />
punctures were reported (resulting in four total spinal anesthesia),<br />
six intravascular injections (two associated with seizures, two with<br />
arrhythmia), two overdoses with arrhythmia, two transient<br />
paresthesia, three technical problems and one opioids-related<br />
apnea. All were successfully managed. The technique used was
CHAPTER <strong>127</strong> ■ Mortality, Morbidity, and Outcome in Pediatric Anesthesia 2099<br />
deemed inappropriate by the experts involved in reviewing the<br />
critical event in 11 out of the 23 complications. Adverse effects<br />
occurred most frequently with very common procedures in<br />
healthy patients.<br />
The most recent data come from the United Kingdom and<br />
provide the results of a prospective audit of nearly 11000 epidural<br />
infusion analgesia between 2001 and 2005. 103 Data were collected<br />
from 21 U.K. pediatric hospitals and analyzed by age (neonatal,<br />
infants, children aged 1–8 years, children aged >8 years) and level<br />
of insertion (thoracic 3846, lumbar 6226, caudal 921). All signi -<br />
ficant critical clinical incidents were reviewed by a panel of experts.<br />
These incidents were graded 1 to 3 according to severity and<br />
classified either as attributable, or not, to the epidural. Patients with<br />
complications were followed for up to 12 months. The expert panel<br />
identified 96 “significant clinical incidents” (Table <strong>127</strong>–9), of which<br />
they attributed 56 to the epidural. Five incidents (1:2000) were<br />
judged as the most serious (grade 1) and included epidural<br />
abscesses (2), meningitis (1), postdural puncture headache requir -<br />
ing 2 blood patches (1), and cauda equine syndrome (1). Only one<br />
com plication persisted beyond 12 months (cauda equina syn -<br />
drome). No serious incident was reported in the final 2 years of<br />
the study. Nine incidents (1:1100) were graded as less serious<br />
(grade 2) and included local anesthetic toxicity (1), nerve damage<br />
(5), and drug errors (3). On the basis of this data, the overall rate<br />
of complications associated with epidural catheters is approxi -<br />
mately 1:200. However, most of these are concurrent events (1:250)<br />
rather than directly related to the epidural itself. Interestingly,<br />
analysis of the data suggests that there are fewer complications<br />
related to post-operative management in institutions undertaking<br />
the most epidurals (1000 epidurals: 1:3800).<br />
The first closed claims 25 study included 238 pediatric patients<br />
(out of a total of 2400 claims). A regional block was only used in<br />
3% of children (7 out of 238) compared to 26% in adults. Unfortunately,<br />
no details regarding the cause of claim are presented in<br />
the report. No specific data are available in the second pediatric<br />
closed claims analysis. 10<br />
In the first POCA, 24 five cases of cardiac arrest were probably<br />
related to intravascular injection of local anesthetics. Four<br />
occurred during combined halothane and caudal anesthesia with<br />
injection of bupivacaine with epinephrine despite negative test<br />
TABLE <strong>127</strong>-9. Clinical Incidents Reported in the National<br />
Pediatric Epidural Audit on 10,633 Epidural Catheter<br />
Techniques During 2001–2005 in the United Kingdom 103<br />
All Clinical Incidents Attributable<br />
Incidents Incidents to Epidural<br />
Pressure sore 33 0<br />
Infection 28 28<br />
Drug error 14 13<br />
Peripheral nerve injury 6 6<br />
Post–dural puncture 6 6<br />
headache<br />
Compartment syndrome 4 0<br />
Spinal cord insult 2 0<br />
Spinal anesthesia 2 2<br />
Local anesthetic toxicity 1 1<br />
Total 96 56<br />
dose and aspiration. All patients were successfully resuscitated<br />
without injury. No data are available for the second POCA. In<br />
the series of Murat 19 of 24,165 anesthetics, only two regional<br />
anesthesia-related events were reported and were described as<br />
failure of planned technique.<br />
Peripheral nerve blocks are practiced more frequently than in<br />
the older surveys discussed above. 104 As most of the complications<br />
have been reported during central blocks, changes of regional<br />
anesthesia related morbidity are expected but new complications<br />
are likely to be described in the future. Other improvements such<br />
as adapted pediatric equipment, ultrasound techniques and<br />
availability of local anesthetics with reduced cardiovascular<br />
toxicity are likely to result in further reduction of morbidity and<br />
mortality in regional anesthesia.<br />
OUTCOME OF ANESTHESIA<br />
IN CHILDREN<br />
Medical outcome might be defined as “a change in a patient’s<br />
current and future health care.” 105 To the extent that cardiac arrest,<br />
bradycardia, and perioperative respiratory complications are<br />
considered an index of outcome, the latter are more frequent in<br />
young infants and children, but most are deemed easily avoidable<br />
in the hands of skilled practitioners. Conversely, coexisting disease,<br />
emergency, duration of surgery, and poor clinical condition are<br />
known risk factors of perioperative morbidity also described in<br />
adults. However, it has been suggested 106 that measuring quality of<br />
care in anesthesia by comparing major outcomes is unsatisfactory,<br />
since the contribution of anesthesia to perioperative outcomes is<br />
uncertain and the rate of major complications is too low. Therefore,<br />
minor adverse events, particularly those of concern to the patient,<br />
should be the focus for quality improvement in anesthesia. Indeed,<br />
minor complications are frequently observed after minor surgery<br />
usually performed in outpatients (Table <strong>127</strong>–10). 107–109 The most<br />
frequent complications are vomiting, cough, sleepiness, sore throat,<br />
fever, and mild croup. In addition, residual pain is common even<br />
after minor surgical procedures, and should be considered. 107<br />
Predictors of occurrence of nausea and vomiting at home are the<br />
presence of emetic symptoms in hospital, pain at home, age >5<br />
years, and the use of postoperative opioids. These complications<br />
usually resolve within 48 hours after surgery.<br />
The next question is whether or not the choice of drug or<br />
anesthesia technique would influence outcome. Most of the adult<br />
studies have failed to demonstrate any outcome differences related<br />
to anesthesia technique (regional vs general anesthesia) or to the<br />
choice of drug after major surgery. 110–113 In neonates undergoing<br />
cardiac surgery, Anand and coworkers 114 demonstrated that the<br />
physiologic responses to stress are attenuated by deep anesthesia<br />
(high-dose sufentanil followed by continuous opioid infusion)<br />
compared to lighter anesthesia (halothane plus morphine) and<br />
postoperative analgesia. In this particular study, deep anesthesia<br />
continued postoperatively was associated with a reduced incidence<br />
of postoperative morbidity (sepsis, metabolic acidosis, disseminated<br />
intravascular coagulation) and mortality. It should be<br />
emphasized that at the time this paper was published, high-dose<br />
narcotic analgesia was already the gold standard for cardiac<br />
surgery, thus limiting considerably the clinical relevance. Regional<br />
anesthesia is usually combined with light general anesthesia in<br />
children to allow the safe performance of the block on an immobile<br />
patient. Only two pediatric studies have suggested beneficial<br />
effects of epidural analgesia combined with light general
2100 PART 6 ■ Specific Considerations<br />
TABLE <strong>127</strong>-10. Incidence (%) of Postoperative Symptoms Following Day-Case Surgery in Children (n = 551) at Different<br />
Observation Times After Discharge 107<br />
Symptom In Hospital, % Same Day at Home, % Next Day, % Duration ≥2 days<br />
Pain 17 56 37 19<br />
Emetic symptoms 11 12 2 1<br />
Vomiting 7 7 2 1<br />
Sedation 39 77 37 9<br />
Dizziness 10 16 1 1<br />
Headache not determined 11 4 1<br />
Difficulty in walking 5 17 6 3<br />
anesthesia compared to standard general anesthesia after major<br />
surgical procedures. 115,116 The need for postoperative ventilation<br />
was significantly reduced in neonates receiving combined caudal<br />
catheter and light general anesthesia compared to general anesthesia<br />
alone following esophageal atresia repair. The use of an<br />
epidural catheter reduced also postoperative morbidity and days<br />
of oxygen therapy following fundoplication in children. In<br />
addition, several small randomized studies have examined pain<br />
scores and minor complications (e.g., nausea) and found benefits<br />
from regional anesthesia for minor procedures. In ex–premature<br />
infants scheduled for hernia repair, spinal anesthesia without<br />
sedation is associated with less postoperative apnea than general<br />
anesthesia or spinal anesthesia plus ketamine. 117 Therefore, in this<br />
particular subgroup of patients, spinal anesthesia without sedation<br />
has definitely some advantages over other anesthetic techniques<br />
reducing postoperative morbidity.<br />
Excitement upon recovery from anesthesia has been the subject<br />
of many studies since the introduction of newer volatile agents<br />
into clinical practice. An excellent review was recently published<br />
on the subject, 118 highlighting the fact that there are more<br />
questions than definite answer to this phenomenon of uncertain<br />
etiology. Briefly, a variety of anesthesia-, surgery-, patient-, and<br />
adjunct medication-related factors have been suggested to play a<br />
role in the development of such an event. Possible etiological<br />
factors include rapid emergence, intrinsic characteristics of an<br />
anesthetic (mainly sevoflurane), postoperative pain, type of<br />
surgery (ENT, eye surgery), young age (
CHAPTER <strong>127</strong> ■ Mortality, Morbidity, and Outcome in Pediatric Anesthesia 2101<br />
TABLE <strong>127</strong>-11. Examples of Anesthesia Risk Management Considerations 146<br />
Risk Identification Risk Modification Risk Management<br />
Patient<br />
Practitioner<br />
Practice<br />
Underlying medical problems<br />
Congenital anomalies<br />
Anatomic abnormalities<br />
Clinical competence<br />
Appropriate training and experience<br />
Impairment<br />
Appropriate equipment<br />
Standard of practice<br />
Medical interventions<br />
Surgical interventions<br />
Supervision<br />
Training<br />
Treatment for impairment<br />
Department policies and<br />
procedures<br />
Fund of knowledge<br />
Appropriate informed consent<br />
Preoperative assessment<br />
Credentials<br />
Continuing education<br />
Fund of knowledge<br />
“Drills” for rare events<br />
Quality improvement monitoring<br />
Continuous improvement<br />
program<br />
morbidity and mortality in pediatric anesthesia may be achieved<br />
by improving several aspects of perioperative management:<br />
●<br />
●<br />
●<br />
●<br />
●<br />
●<br />
Better preoperative evaluation of risk factors<br />
Adequate monitoring and equipment and use of safer drugs<br />
Optimizing perioperative fluid therapy<br />
Training and continuous education<br />
Human factors<br />
Pediatric networking<br />
Preoperative Evaluation Contributes<br />
to Improved Safety of Anesthesia<br />
The preoperative visit is the best opportunity to note foreseeable<br />
anesthesia-related difficulties. 123 The major purpose and process of<br />
the clinical interview is the exchange of information. It was de -<br />
monstrated several years ago that a preadmission visit contributes<br />
to a lessening of maternal anxiety during and after the child’s<br />
hospitalization. 124,125 The preadmission visit was also associated<br />
with a reduction in the incidence of negative post-hospital be -<br />
havior, particularly in children aged 6 to 7 years. However, the<br />
effects of a behavioral-based preoperative preparation program<br />
vary with the child’s age, the timing of intervention, and any<br />
history of previous hospitalization. 79,126 It has also been reported<br />
that most American parents prefer to have comprehensive infor -<br />
mation concerning their child’s perioperative period. <strong>127</strong> Detailed<br />
anesthetic information regarding what might go wrong does not<br />
increase parental anxiety and has the advantage of allowing<br />
parents a fully informed choice. These studies emphasize the<br />
importance of planning the preoperative visit several days before<br />
surgery to give the parents enough time to understand what was<br />
said. In France, the preoperative visit is mandatory and has to be<br />
performed several days before surgery, but this is not the case in<br />
most European and North American countries.<br />
Most children scheduled for surgery are ASA physical status<br />
1 or 2. One of the most common problems during the winter is<br />
the high frequency of URI in young children. The presence of<br />
an active URI increases the risk of perioperative respiratory<br />
complications in children, as discussed previously. The risk/<br />
benefit ratio of postponing elective surgery should be discussed<br />
on an individual basis and recommendations have been proposed<br />
by Cohen and colleagues 50 as follows: For children with asymptomatic<br />
or mild URI, elective procedures should be postponed in<br />
children younger than 1 year old. For children older than 1 and<br />
younger than 5 years, the risk/benefit ratio of the surgical procedure<br />
must be considered on an individual basis. Older children<br />
are less at risk because of anatomically larger airways. Children<br />
with significant preoperative symptoms of URI should have<br />
their surgery postponed for 2 to 6 weeks following cessation of<br />
symptoms. 128 However, canceling surgery at the last minute may be<br />
emotionally unsettling, inconvenient and costly, and may have an<br />
impact on the efficiency of the operating department. In an<br />
American survey regarding the attitude of consultants facing a<br />
child with an URI, 129 34.5% of the respondents reported that they<br />
seldom (1–25% of the time) cancelled cases due to an URI, and<br />
20.9% stated that they usually (76–99% of the time) cancelled in<br />
the event of an URI. Factors that were considered most important<br />
in making decision included the urgency of surgery and the<br />
presence of asthma. This survey contradicts the traditional dogma<br />
of routine cancellation and reflects the wide range of opinions and<br />
approaches to this enduring clinical dilemma. In general, the<br />
presence of an elevated temperature, cough, and chest signs indicative<br />
of infection involving the lower respiratory tract should<br />
prompt a postponement of elective surgery. Elective surgery that<br />
is cancelled because of the presence of a lower respiratory tract<br />
infection should not be rescheduled for at least 3-4 weeks to<br />
minimize the risk associated with bronchial hyperreactivity.<br />
Information on current and past medications should be<br />
obtained. This should include the use of aspirin or other nonsteroidal<br />
agents. Although there is no evidence that recent<br />
immunization affects the outcome of anesthesia, some children<br />
exhibit systemic toxic reactions to the vaccines that commonly<br />
occur 2 to 3 days after diphtheria-tetanus-pertussis and hemophilus<br />
influenza B vaccines but as late as 2 weeks after measlesmumps-rubella<br />
vaccine. 130 In general, it is advisable to avoid<br />
elective surgery during these periods. 131<br />
Allergies to drugs and other substances should be noted.<br />
Allergic or immediate reactions to natural latex have been reported<br />
with increasing frequency since their first description in 1979. A<br />
group of high-risk patients to latex anaphylaxis has been described.<br />
This includes patients with spina bifida, bladder exstrophy, and<br />
should be extended to all patients having multiple surgical<br />
procedures, especially those operated in the neonatal period. 132–135<br />
Susceptible patients should benefit from a “latex-free” environment<br />
when surgery is planned. The role of preoperative visit is crucial to<br />
identifying at-risk patients.<br />
Information about difficulties or complications encountered in<br />
previous anesthetic experiences should be obtained, especially<br />
those related to intubation or respiratory or cardiovascular<br />
compromise. Expected difficult intubation—common in some<br />
congenital or acquired syndromes—should be planned and
2102 PART 6 ■ Specific Considerations<br />
anticipated. 136,137 A history of postoperative nausea and vomiting<br />
may influence the choice of anesthetic drugs. 138<br />
Information regarding anesthetic-related complications such<br />
as malignant hyperthermia or prolonged paralysis after an anesthetic<br />
(pseudocholinesterase deficiency) is sought. A family<br />
history of bleeding tendencies, muscular dystrophy, or drug use<br />
is also significant.<br />
During the preoperative visit, parents should be informed<br />
regarding the anesthesia technique chosen and should give<br />
informed consent when a regional technique is planned.<br />
Progress in Equipment and Anesthesia<br />
Drugs and Techniques<br />
The checklist for the anesthesia machine required before starting<br />
anesthesia reduces equipment-related incidents. 139,140 Pulse<br />
oximetry and capnography are now routinely used in pediatric<br />
anesthesia and contribute to a more rapid detection of hypoxia,<br />
intubation-related problems, and ventilatory complications. 67,141<br />
Although it has been suggested that appropriate monitoring<br />
would decrease anesthesia-related morbidity, a large prospective<br />
randomized study in 20,802 adult patients failed to demonstrate<br />
any difference in postoperative morbidity and mortality when<br />
pulse oximetry was available compared to the control group. 142,143<br />
Only major complications were used in this study to assess the<br />
benefits of pulse oximetry in terms of outcome. As anesthesia is<br />
becoming safer, this outcome measure might require an extremely<br />
high number of patients to statistically prove the benefits of pulse<br />
oximetry in reducing severe anesthesia-related morbidity and<br />
mortality. No outcome measures of pulse oximetry efficacy are<br />
available for pediatric anesthesia. However, indirect evidence of<br />
its efficacy is found in the POCA studies 26 in the reduction of<br />
respiratory causes of cardiac arrests before and after the routine<br />
use of pulse oximetry in the early 1990s. Another indirect<br />
argument can be found in the updated pediatric closed claims<br />
analysis. 10 It is suggested that the decrease in the proportion of<br />
claims for pediatric death or brain damage may be related to the<br />
increase in use of pulse oximetry and capnography. Indeed,<br />
inadequate oxygenation and ventilation showed a dramatic<br />
decrease from the 1970s (26%) compared to the 1990s (3%).<br />
The introduction of new anesthetic drugs has also contributed<br />
to decrease anesthesia-related morbidity and/or mortality in<br />
children. The dramatic decline of medication-related cardiac<br />
arrests in the second POCA study is possibly a result from the<br />
decreased use of halothane in favor of the newer agents, particularly<br />
sevoflurane. In the cases submitted to the POCA registry from<br />
1994 to 1997, halothane was used in 51% and sevoflurane in 9%,<br />
compared to 13% and 52%, respectively, of cases submitted from<br />
1998 to 2004. Sevoflurane has a much safer hemodynamic profile<br />
than halothane in healthy infants and children, 145,146 as well as in<br />
those with cardiac compromise. 147,148 In addition to a decrease in<br />
myocardial contractility, sevoflurane decreases the incidence of<br />
bradycardia and arrhythmia during ENT 149 and dental surgery, 150 as<br />
well as during endoscopies 151 compared with halothane.<br />
The toxicity of bupivacaine when inadvertently injected into<br />
the intravascular space is well recognized. 152 Incremental rather<br />
than bolus injection has been advised for an earlier detection of an<br />
intravascular injection. The replacement of bupivacaine with local<br />
anesthetics with lower myocardial toxicity (ropivacaine and<br />
levobupivacaine) may be safer, because cardiac arrests due to<br />
inadvertent intravascular injection are more easily resuscitated<br />
after ropivacaine than after bupivacaine. 153–155<br />
Finally, the introduction of monitors of depth of anesthesia is<br />
expected to reduce the incidence of awareness in clinical practice.<br />
This has already been demonstrated in high-risk adult patients, 88<br />
but pediatric data are lacking.<br />
Perioperative Fluid Therapy<br />
Should Be Optimized<br />
There is now a large body of evidence that free intake of clear<br />
fluids up to 2 to 3 hours preoperatively does not affect the pH<br />
or volume of gastric contents at induction of anesthesia in infants,<br />
children, or adults. 156,157 There is also evidence that infants aged<br />
less than 3 months may safely be given infant formula (cow’s<br />
milk) or breast milk up to 4 hours preoperatively. By contrast,<br />
there is little evidence to support a reduction in the present 6-hour<br />
fasting time for cow’s milk or solid food in older infants and<br />
children. Parents of children allowed clear fluid up to 2 hours<br />
preoperatively reported less difficulty in adhering to preoperative<br />
feeding instructions, rated their children as less irritable, and<br />
rated the overall perioperative experience as better than did<br />
the parents of controls. Furthermore, when children inadvertently<br />
ingested clear fluid within 2 hours of operation this resulted<br />
in only moderate delays to surgery (30–60 min) and no can -<br />
cellations.<br />
However, perioperative fluid therapy during surgery and in the<br />
early postoperative period remains a controversial issue. 76,158<br />
During the 1980s, pediatric anesthesiologists were mainly concerned<br />
with the risk of hypoglycemia during surgery and in the<br />
perioperative period. However, the real risk of hypoglycemia has<br />
been estimated at 0.5 to 2% in pediatric patients, apart from the<br />
neonatal period. 159,160 This risk is likely to diminish, because<br />
shorter preoperative fasting periods are now recommended.<br />
Conversely, in the late 1980s, the danger of hyperglycemia in the<br />
presence of neurologic brain damage was suspected in experimental<br />
studies. 161 Thus, it should be recommended to avoid both<br />
hypo- and hyperglycemia during the perioperative period. More<br />
recently, the attention of anesthesiologists and pediatricians was<br />
turned towards the incidence and risks of hyponatremia in<br />
surgical and medical pediatric patients. 74,162–164 Because most fluid<br />
deficit and perioperative losses consist of extracellular fluids, the<br />
sodium content of hydrating solutions is of major importance<br />
during surgery and in the early postoperative period. However, a<br />
recent survey from the United Kingdom shows that more than<br />
60% of anesthesiologists from the United Kingdom prescribe<br />
hypotonic dextrose solutions in the intraoperative period, and<br />
75% do so in the postoperative period. 165 Thus, it is time to change<br />
these practices to avoid both hypo- and hyperglycemia and to<br />
maintain normal sodium values within the perioperative period. 76<br />
Such “golden compromise solution” has been available for more<br />
than 15 years in most children’s hospitals in France. 75 It consists of<br />
ready-to-use solution containing 0.9% glucose and 120 mmol/L<br />
sodium.<br />
Cardiac arrests from hypovolemia (usually secondary to<br />
hemorrhage) and from the consequences of massive transfusion<br />
(usually hyperkalemia) are considered anesthesia-related when<br />
the anesthesiologist could possibly have prevented the arrest.<br />
Failure by the anesthesiologist to secure adequate venous access<br />
preoperatively, and failure to keep up with intraoperative blood
CHAPTER <strong>127</strong> ■ Mortality, Morbidity, and Outcome in Pediatric Anesthesia 2103<br />
loss are the most common reasons why such arrests are deemed,<br />
at least in part, anesthesia-related<br />
Continuous Medical Education and<br />
Regular Practice: The Most Important<br />
Factors for Improving Patient Safety<br />
Appropriate training, continuous education and extensive clinical<br />
practice remain, certainly, the best means of reducing both<br />
morbidity and mortality. 166–168<br />
Initial training in pediatric anesthesia varies greatly from<br />
country to country. Until recently, there was no recognition of<br />
subspecialty care for pediatric patients despite the increasing<br />
evidence of better outcome when anesthesia is performed by a<br />
“pediatric anesthesiologist.” In February 1997, the American<br />
Accreditation Council for Graduate Medical Education (ACGME)<br />
recognized fellowship training in pediatric anesthesiology, the<br />
latter becoming the 20th pediatric subspecialty to have accredited<br />
fellowships. 169 European societies have also published guidelines<br />
for training in pediatric anesthesia (available at: http://www.feapa.<br />
org). However, initial education is only a part of the answer;<br />
continuous medical education and expertise is at least as important<br />
as initial education to provide safe care to children.<br />
The most important point in providing safe care to children<br />
is to avoid occasional pediatric practice. 170 After completion of<br />
the NCEPOD, three main recommendations related to surgical<br />
and anesthetic management were proposed to the U.K. medical<br />
community:<br />
1. Consultants who take the responsibility for the care of children<br />
must keep up to date and stay competent in the management<br />
of children.<br />
2. Consultant supervision of trainees needs to be kept under<br />
scrutiny. No trainee should undertake any anesthetic or surgical<br />
operation on a child of any age without consultation with<br />
their consultant.<br />
3. Surgeons and anesthesiologists should not undertake “occaional<br />
pediatric practice,” because the outcome was found to be<br />
related to the experience of the clinicians involved.<br />
To fulfill the third requirement, John Lunn 170 proposed an<br />
annual minimal care load based on children’s age, consisting in<br />
an annual workload of anesthetizing 12 infants younger than<br />
6 months of age, 50 aged 6 months to 3 years, and 300 aged 3 to<br />
10 years. Although these recommendations have been endorsed<br />
by the British Pediatric Association, a postal survey 171 indicated<br />
that, in 1994, only 17% of consultants in charge of anesthesia for<br />
infants with pyloric stenosis met the level of continuing anesthetic<br />
experience suggested by Lunn for a “children’s anesthetist,”<br />
although 42% had a regular pediatric practice equivalent to at least<br />
one list each week. The importance of sufficient practice to keep<br />
on with skills and expertise had also been emphasized by the<br />
results of a French postal survey. 98 The rate of reported anesthesia<br />
complications was inversely related to the annual volume of<br />
pediatric anesthetics: the lower the workload, the higher the<br />
reported rate of complications. Indeed, a significantly higher<br />
incidence of complications was reported by anesthesiologists<br />
who performed 1 to 100 and 100 to 200 pediatric anesthetics<br />
(respectively, 7.0 ± 24.8 and 2.8 ± 10.1 complications per 1000<br />
anesthetics) than by those who administered more than 200<br />
pediatric anesthetics per year (1.3 ± 4.3 per 1000 anesthetics).<br />
These recommendations also apply to surgeons, since surgeryrelated<br />
morbidity and mortality is lower in the hands of<br />
experienced pediatric surgeons with regular practice compared to<br />
those having an occasional practice. This has been demonstrated<br />
for pediatric cardiac surgery, neurosurgery, appendectomies,<br />
pyloric stenosis and pediatric intensive care. 172–179<br />
The Human Factor<br />
Anesthesia and the operating room environment is a complex<br />
system involving man–machine and human–human interactions.<br />
Human errors can be divided into active or latent errors. 180–182<br />
Active errors are those occurring at the site of action, whereas<br />
latent or system errors occur in the management, equipment<br />
design, and staffing processes. Active errors can be further divided<br />
into skill-based errors and mistakes. Skill-based errors (i.e., slips<br />
and lapses), occur in very familiar tasks that we carry out without<br />
much need for conscious attention. Mistakes are a more<br />
complex type of error in which we do the wrong thing, believing<br />
it to be correct. Rule-based mistakes occur when our behavior is<br />
based on remembered rules and procedures. Knowledge-based<br />
mistakes occur when the operator has to resort to an expert<br />
judgment unsupported by rules and procedures. Violations are<br />
deliberate deviations from rules, procedures, instructions, and<br />
regulations.<br />
In a retrospective review and analysis of anesthetic incidents<br />
reported over a 2-year period (2002–2004) in a single children’s<br />
hospital, Marcus 182 found that 284 out of the 668 incidents<br />
reported from the 28023 anesthetics recorded were related to<br />
human errors (Table <strong>127</strong>–12). The most common were errors in<br />
judgment (43%), failure to check (17.8%), technical failures of skill<br />
(9.2%), inexperience (7.7%), inattention/distraction (5.6%) and<br />
communication issues (5.6%). Knowledge of the causes of<br />
incidents is necessary so that changes can be made in practice both<br />
by individuals and department of anesthesia to make anesthesia as<br />
safe as possible.<br />
Besides the analysis of human errors, anesthesia management<br />
itself may contribute to reduced anesthesia-related morbidity. In a<br />
case–control study, Arbous et al. 139 demonstrated that human<br />
resources are essential to reduce anesthesia-related mortality and<br />
morbidity in adults. Indeed, the anesthesia management factors<br />
that were associated with a decreased risk were a directly available<br />
anesthesiologist, no change of anesthesiologist during anesthesia,<br />
presence of a full-time working nurse, and two persons present<br />
at emergence.<br />
Pediatric Care Network Should be Organized<br />
Given that experience, practice, and continuous education are the<br />
key points for providing safe anesthesia for children, not all<br />
hospitals will fulfill the requirements for safe practice. The<br />
discussion about which place (specialist pediatric surgical center<br />
or district hospital) the children should be operated on is still<br />
ongoing in most developed countries. 184 If there is little disagreement<br />
with the concept that all neonatal admissions should<br />
be dealt with in neonatal surgical centers, the controversy still<br />
exists for infants and young children. The view that only<br />
anesthesiologists who have a regular commitment to pediatric<br />
anesthesia should anesthetize children is regularly challenged by<br />
the anesthesiologists working in general district hospitals. 185,186
2104 PART 6 ■ Specific Considerations<br />
TABLE <strong>127</strong>-12. Classification of the 284 Anesthetic Human Factors Derived From the 668 Events Reported in Pediatric<br />
Anesthesia Incidents at Birmingham Children’s Hospital (2002–2004) 184<br />
Factor % Subtype %<br />
Error of judgment<br />
Failure to check<br />
Technical failure of skill<br />
Inexperience<br />
Inattention/distraction<br />
Communication<br />
Poor preoperative preparation/assessment<br />
Lack of care<br />
Drug dosage slip<br />
Teaching<br />
Pressure to do case<br />
Other<br />
Multiple and miscellaneous other causes (4% 1994–1997 vs 3% 1998–2004) not shown.<br />
**P < .01 1998–2004 vs 1994–1997 by Z test. Adapted from Bhananker et al. 26<br />
43<br />
17.6<br />
9.2<br />
7.7<br />
5.6<br />
5.6<br />
3.5<br />
2.5<br />
1.8<br />
1.4<br />
1.1<br />
1.1<br />
Inadequate depth of anesthesia<br />
Inadvisable anesthetic technique<br />
Anesthetizing child with upper respiratory infection<br />
Trachea extubated at wrong time<br />
Other error of judgment<br />
Equipment<br />
Tracheal tube<br />
Intravenous/arterial line<br />
Other failures to check<br />
Central venous access<br />
Local block/epidural<br />
Airway<br />
13.4<br />
9.2<br />
8.5<br />
7.7<br />
4.2<br />
8.5<br />
5.6<br />
2.8<br />
0.7<br />
5.3<br />
2.1<br />
1.8<br />
One of the major arguments of the latter is the management of<br />
emergency in children—after trauma or in a surgical or medical<br />
emergency—when the sickest child will be looked after by an<br />
inexperienced pediatric anesthesiologist. There are many answers<br />
to this important question. One might be to have an efficient<br />
medical transportation system such as the one existing in France.<br />
The French SMURs (Service Mobile d’Urgence et de Reanimation)<br />
are run by doctors and a trained doctor (anesthesiologist,<br />
pediatrician, or intensivist) is in charge of the patient during<br />
transportation. Transportation is the best answer to many<br />
problems. For example, intussusception is a common emergency<br />
during early infancy. In 1992, Stringer et al. in the United<br />
Kingdom reported that although some deaths were caused by<br />
delayed diagnosis and late referral to hospital, 60% were related<br />
to mismanagement in hospital. 187 Of the patients who died in<br />
hospital, only one was under the care of a specialist surgeon, and<br />
he had undergone laparotomy at another district general hospital.<br />
The same conclusions were endorsed by the American pediatric<br />
community; Bratton 188 demonstrated that children who received<br />
care for intussusception in a large children’s hospital had decreased<br />
risk of operative care, shorter length of stay, and lower hospital<br />
charges compared with children who received care in hospitals<br />
with smaller pediatric caseloads. The authors concluded that<br />
transfer to a center with a high pediatric volume should be<br />
considered if the child has an intussusception that cannot be<br />
radiographically reduced, if the patient is hemodynamically stable,<br />
and the time needed for transport is acceptable to the involved<br />
staff. This emphasizes the need for pediatric surgeons and<br />
pediatric anesthesiologists to provide appropriate care but also the<br />
need for other specialists in the field of radiology, intensive care,<br />
physiotherapy, and nursing. 189 In other words, a real pediatric<br />
environment is one of the keys to safe care of children. 190<br />
CONCLUSION<br />
During the last 20 years, anesthesia-related morbidity and<br />
mortality have dramatically decreased. This might be explained<br />
by progresses in equipment and monitoring and the introduction<br />
of new techniques and new drugs in clinical practice. However, it<br />
is clear that training and experience in pediatric anesthesia<br />
together with a regular practice are the most important factors in<br />
reducing complications and even deaths due to anesthesia in<br />
children. An effort to reorganize the health care system is<br />
mandatory in all developed countries to achieve this goal. The<br />
recommendations proposed by the specialized societies should be<br />
endorsed by the governments of each country. The next step<br />
would be to make efforts to improve outcome of anesthesia as<br />
defined by reducing the so-called minor events that might have<br />
deleterious consequences for some children. Any qualityinsurance<br />
program should focus on such efforts, provided that the<br />
prerequisites of improving safety have been fulfilled.<br />
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