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BOGOLIUBOV SPECTRUM OF INTERACTING BOSE GASES 3<br />

these situations are covered. The function w could also be replaced by an<br />

abstract two-body operator but we do not consider this here for simplicity.<br />

We are interested in the limit of a large number N of particles. Here we<br />

are considering the mean-field regime, in which the interaction has a fixed<br />

range (the function w is fixed) but its intensity is assumed to tend to zero<br />

in the limit N → ∞, hence the factor 1/(N −1) in front of the interaction<br />

term in the Hamiltonian HN. This factor makes the two sums of order N<br />

in HN and, in this case, an important insight is given by Hartree theory.<br />

Let us recall that a Hartree state is an uncorrelated many-body wave<br />

function in which all of the particles live in the same state u ∈ L 2 (Ω) such<br />

that �<br />

Ω |u|2 = 1, and which takes the form<br />

Ψ(x1,...,xN) = u(x1)···u(xN).<br />

The energy of such a state is<br />

�<br />

〈Ψ,HNΨ〉 = N 〈u,Tu〉+ 1<br />

2 D(|u|2 ,|u| 2 �<br />

) := N EH(u)<br />

where<br />

�<br />

D(f,g) :=<br />

Ω<br />

�<br />

Ω<br />

f(x)g(y)w(x−y)dxdy<br />

is the classical interaction. Henceforth, all the Hilbert spaces we consider<br />

haveinnerproductswhichareconjugate linear inthefirstvariableandlinear<br />

in the second.<br />

Provided that there is Bose-Einstein condensation, the leading term of<br />

the ground state energy<br />

is given by Hartree’s theory:<br />

E(N) := infspecHN<br />

E(N) = NeH +o(N),<br />

where eH is the corresponding Hartree ground state energy:<br />

eH := inf<br />

u∈L2 EH(u) = inf<br />

(Ω) u∈L<br />

||u||=1<br />

2 (Ω)<br />

||u||=1<br />

�<br />

〈u,Tu〉+ 1<br />

2 D(|u|2 ,|u| 2 )<br />

�<br />

. (1)<br />

In this paper, we shall assume that there exists a unique Hartree minimizer<br />

u0 for eH. It is then a solution of the nonlinear Hartree equation<br />

0 = � T +|u0| 2 �<br />

∗w −µH u0 := hu0, (2)<br />

where µH ∈ R is a Lagrange multiplier.<br />

Bogoliubov’s theory predicts the next order term (of order O(1)) in the<br />

expansion of the ground state energy E(N). It also predicts the leading<br />

term and the second term for the lower eigenvalues of HN. The Bogoliubov<br />

method consists in describing variations of the wavefunctions around the<br />

Hartree state u0 ⊗ ··· ⊗ u0 in a suitable manner. We will explain this in<br />

detail in Section 2.2 below. The final result is an effective Hamiltonian H,<br />

called the Bogoliubov Hamiltonian which is such that the lower spectrum of<br />

HN in H N is given, in the limit N → ∞, by the spectrum of the effective

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