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46 M. LEWIN, P. T. NAM, S. SERFATY, AND J. P. SOLOVEJ<br />

we can write, with Φ = ⊕∞ j=0Φj ∈ ⊕∞ j=0Hj+ = F+,<br />

〈Φ,AΦ〉 = 〈fMΦ,AfMΦ〉+〈gMΦ,AgMΦ〉<br />

+ � �<br />

(fM (i)−fM (j)) 2 +(gM (i)−gM (j)) 2�<br />

〈Φi,AΦj〉.<br />

1≤|i−j|≤σ<br />

Since f and g are smooth, we have<br />

(fM (i)−fM (j)) 2 +(gM (i)−gM (j)) 2 ≤ � ||f ′ ||∞ +||g ′ � (i−j)<br />

||∞<br />

2<br />

M2 .<br />

Moreover, using the assumption that A ≥ 0 we get<br />

�<br />

1≤|i−j|≤σ<br />

|〈Φi,AΦj〉| ≤ �<br />

1≤|i−j|≤σ<br />

(〈Φi,AΦi〉+〈Φj,AΦj〉)<br />

≤ 4σ �<br />

〈Φi,AΦi〉 = 4σ〈Φ,A0Φ〉.<br />

Therefore, we obtain the operator inequality (54).<br />

Finally, let us show that if<br />

δ := sup{||gMΦ|| 2 : Φ ∈ Y,||Φ|| = 1} < (dimY) −1 ,<br />

then dim(fMY) = dimY. In fact, assume that dimY = L and let an<br />

orthonormal basis {Φi} L i=1 for Y. For all {αi} L i=1 ∈ CL \{0}, we have<br />

�<br />

� L� �<br />

�<br />

�<br />

=<br />

i=1<br />

≥<br />

L�<br />

i=1<br />

αifMΦi<br />

�<br />

�<br />

�<br />

�<br />

�<br />

2<br />

≥<br />

L�<br />

|αi| 2 �fMΦi� 2 −2 �<br />

i=1<br />

|αi| 2�<br />

1−�gMΦi� 2�<br />

−2 �<br />

L�<br />

|αi| 2 (1−δ)− �<br />

i=1<br />

1≤i

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