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Identification and assessment of alternatives to selected phthalates

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48<br />

Table 3.1<br />

Selected parameters used <strong>to</strong> characterise plasticisers, <strong>and</strong> examples <strong>of</strong> decisive fac<strong>to</strong>rs<br />

influencing these parameters (primarily based on Krauskopf <strong>and</strong> Godwin, 2005)<br />

Parameter Plasticiser characteristics influencing parameter<br />

Solvency in polymer resin<br />

(also called compatibility or<br />

miscibility)<br />

Efficiency<br />

(defined as flexibility in polymer<br />

compared <strong>to</strong> DEHP)<br />

The good plasticiser for PVC has, within its molecule, a suitable mix <strong>of</strong> polar <strong>and</strong><br />

apolar functional groups. Oxygen (carbonyl groups) <strong>and</strong> aromatic rings impart<br />

higher solvency. Plain hydrocarbon chain parts add apolarity, <strong>and</strong> thus lower solvency.<br />

Good solubility is required for a plasticiser, but <strong>to</strong>o high solubility dissolves<br />

the crystalline parts <strong>of</strong> the polymer <strong>and</strong> thereby breaks the polymer apart.<br />

Lower molecular weight <strong>phthalates</strong> such as BBP, <strong>and</strong> other high aromaticity substances<br />

such as benzoate esters <strong>and</strong> tri(cresyl) phosphate, or more polar structures<br />

such as sulfonates, are examples <strong>of</strong> high solvency plasticisers.<br />

Branched hydrocarbon chains in the plasticiser increase flexibility amongst the<br />

polymer chains, <strong>and</strong> thus the overall flexibility <strong>of</strong> the resulting material. Too many<br />

hydrocarbon branches decrease solubility <strong>and</strong> resistance <strong>to</strong> hydrolysis (degradation<br />

in contact with water).<br />

Volatility Smaller, lower weight molecules tend <strong>to</strong> have higher volatility than larger, heavier<br />

molecules. For example DBP is deemed <strong>to</strong> be <strong>to</strong>o volatile for many polymer applications,<br />

while a large molecule like ditridecyl phthalate has low volatility <strong>and</strong> can<br />

therefore be used in polymers exposed <strong>to</strong> elevated temperatures. Large molecules<br />

like trimellitates <strong>and</strong> polyesters have typically even lower volatility. In some cases<br />

high volatility is desired. BBP is an example <strong>of</strong> as plasticiser which can contribute<br />

<strong>to</strong> volatile fuming during processing <strong>and</strong> volatilization in end use applications,<br />

<strong>and</strong> thus give a hardened, stain resistant surface, due <strong>to</strong> volatilization. The same<br />

is the case for certain benzoates. Volatile losses <strong>of</strong> plasticiser are influenced by<br />

vapour pressure, solvency strength for the polymer <strong>and</strong> oxidative degradation.<br />

Diffusivity Movements <strong>of</strong> the plasticisers within the polymer matrix are ruled by diffusion.<br />

Low diffusivity is contributed by high molecular weight <strong>and</strong> highly branched isomeric<br />

structures. For example, DIDP <strong>and</strong> the polyester family impart improved<br />

resistance <strong>to</strong> diffusion-controlled plasticiser losses. Plasticiser losses due <strong>to</strong> extraction<br />

by oily media (in which plasticisers are highly soluble) are controlled by<br />

diffusivity rates.<br />

Low temperature performance Higher share <strong>of</strong> linear hydrocarbons (versus branched hydrocarbons) in the plasticiser<br />

increase flexibility at low temperatures. The entire family <strong>of</strong> aliphatic dibasic<br />

esters contributes exceptional low temperature properties. Di-2-ethylhexyl<br />

adipate (DEHA, DOA) is the st<strong>and</strong>ard <strong>and</strong> most widely used plasticiser in this<br />

class. Di-2-ethylhexyl azelate (DOZ), di-2-ethylhexyl sebacate (DOS), <strong>and</strong><br />

diisononyl adipate (DINA) are used for low temperature applications requiring<br />

lower plasticiser volatility.<br />

Another important fac<strong>to</strong>r for plasticiser selection is the ease <strong>of</strong> processing <strong>of</strong><br />

the resin-plasticiser system in the various steps involved in flexible polymer<br />

manufacture. Both the polymer <strong>and</strong> the plasticiser characteristics influence the<br />

processability. For a given polymer resin, the choice <strong>of</strong> plasticiser influences<br />

the temperatures needed for gelling (absorption <strong>of</strong> the plasticiser in the resin)<br />

<strong>and</strong> fusing (settling <strong>of</strong> the mixture in its final state), <strong>and</strong> the viscosity <strong>of</strong> the<br />

hot PVC melt or the plastisol blend, etc. Solvency for the PVC resin plays a<br />

role, <strong>and</strong> strong solvating plasticisers may be mixed in<strong>to</strong> the general plasticiser<br />

<strong>to</strong> enhance processability. The volatility <strong>of</strong> the plasticiser, on the other h<strong>and</strong>,<br />

is typically the limiting fac<strong>to</strong>r on levels <strong>of</strong> strong solvating plasticisers used.<br />

Higher molecular weight plasticisers typically decrease volatility, but also viscosity,<br />

etc., with resulting constraints in processability (Krauskopf <strong>and</strong><br />

Godwin, 2005). BBP is an example <strong>of</strong> a plasticiser which can reduce the operating<br />

temperatures in PVC processing.<br />

3.2 Introduction <strong>to</strong> plasticiser substance families<br />

This section focuses on the alternative plasticisers. The <strong>phthalates</strong> are described<br />

in more detail in Chapter 2.

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