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<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 19<br />

In designing the new framework, the intention was to continue to improve the integration <strong>of</strong><br />

planning and quality management (as per Commendation 2 in the <strong>University</strong>’s cycle 1 audit<br />

report), principally through:<br />

w a stronger focus on stakeholder needs, expectations and outcomes<br />

w greater consistency in setting quantitative annual targets and three-year outcome<br />

measures aligned to the outcomes sought in <strong>Swinburne</strong> in 2015<br />

w a clearer statement <strong>of</strong> actions and accountabilities<br />

w more effective alignment between high-level strategic plans, unit plans and individual<br />

performance plans<br />

w increased consultation in planning<br />

w a reduction in the number <strong>of</strong> plans, to avoid between-plan inconsistencies and to<br />

reduce bureaucracy<br />

Performance reporting<br />

Annual performance reports are prepared by relevant managers against the targets identified<br />

in the plans, with Strategic Planning & Quality preparing a consolidated report against the<br />

<strong>University</strong> Plan. Reports against all Level 1 plans go to Executive Group for consideration and<br />

approval. As well, a separate report is prepared for Executive Group each year (by Strategic<br />

Planning & Quality) against the three-year outcome measures by which progress towards the<br />

<strong>University</strong>’s strategic goals is monitored.<br />

Other internal and external performance reports are produced on a regular basis by Strategic<br />

Planning & Quality. These include data, including time series data and comparative data<br />

for other universities, for different performance measures according to the target audience<br />

and purpose. In addition to the statutory reporting required by Commonwealth and State<br />

Government departments, these reports include:<br />

w reports to the <strong>University</strong> Council and its committees<br />

w reports to Academic Board (Section 3.3)<br />

w reports to senior management<br />

w program level reports for faculties, with data for such things as demand, load, attrition,<br />

progression, student satisfaction, and graduate satisfaction, employment and further study<br />

w reports at program and unit level based on student survey data (Section 3. 6)<br />

w reports to support benchmarking (Section 3.7) and unit reviews (Section 3.8).<br />

These reports are considered within appropriate forums, and there are pathways for followup<br />

action. For example, faculties must prepare, report (to the Academic Board’s Academic<br />

Programs Quality Committee) and implement improvement plans for all units falling in the<br />

‘bottom 10%’ <strong>of</strong> units, in each broad field <strong>of</strong> education, for each cycle <strong>of</strong> the Student Feedback<br />

on Units Survey (Section 3.6). However, in some cases the content <strong>of</strong> performance reports<br />

needs to change to match <strong>Swinburne</strong> in 2015 goals and targets, and in others there is a need<br />

to mandate a structured response.<br />

Priorities for action<br />

5. Review policy and procedure in<br />

relation to program level reporting,<br />

to broaden the range <strong>of</strong> performance<br />

measures reported and to clarify<br />

requirements in terms <strong>of</strong> follow-up<br />

action (Section 4.2).<br />

6. Review the content and format <strong>of</strong><br />

other regular performance reports to<br />

ensure alignment with <strong>Swinburne</strong> in<br />

2015, and to support the <strong>University</strong>’s<br />

approach to performance planning<br />

and development (Section 3.9).<br />

7. Build capacity for data-handling<br />

within the <strong>University</strong>, to improve<br />

evidence-based decision-making.

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