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Cycle 2 AUQA audit portfolio<br />

February 2008


Page ii<br />

Table <strong>of</strong> contents<br />

Section Page<br />

1 Introduction 1<br />

1.1 Vice-Chancellor’s foreword 1<br />

1.2 Scope <strong>of</strong> the cycle 2 audit 2<br />

1.3 Portfolio structure and content 3<br />

2 Contextual information 5<br />

2.1 Mission and goals 5<br />

2.2 <strong>University</strong> Council and statutory boards 6<br />

2.3 <strong>University</strong> management 6<br />

2.4 Campuses 8<br />

2.5 Income and expenditure 8<br />

2.6 Research 9<br />

2.7 Program pr<strong>of</strong>ile and student load 9<br />

2.8 Staffing 11<br />

3 Activity at <strong>Swinburne</strong> since the cycle 1 AUQA audit 13<br />

3.1 Action on recommendations included in the cycle 1 audit report 13<br />

3.2 <strong>Swinburne</strong>’s approach to quality management 14<br />

3.3 Academic governance 16<br />

3.4 Strategic planning and performance reporting 18<br />

3.5 Risk management 20<br />

3.6 Stakeholder feedback processes 21<br />

3.7 Benchmarking 22<br />

3.8 Reviews and audits 23<br />

3.9 Performance planning and development 24<br />

3.10 Compliance with external standards and protocols 25<br />

3.11 Policies and procedures 25<br />

3.12 Research training 26


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio<br />

Table <strong>of</strong> contents (cont.)<br />

Section Page<br />

4 Pr<strong>of</strong>essional learning outcomes 27<br />

4.1 Introduction 27<br />

4.2 Program structure, development and accreditation 31<br />

4.3 Widening learning opportunities 35<br />

4.4 Graduate attributes, employability and career skills 38<br />

4.5 ‘Real world’ learning 41<br />

4.6 Pathways to further study 45<br />

4.7 Intersectoral articulation 46<br />

4.8 Infrastructure 50<br />

4.9 Summary <strong>of</strong> outcomes 52<br />

5 Internationalisation 59<br />

5.1 Introduction 59<br />

5.2 Managing internationalisation 60<br />

5.3 International students studying onshore 62<br />

5.4 <strong>Swinburne</strong>’s Sarawak Branch Campus 71<br />

5.5 Transnational education (TNE) partnerships 77<br />

5.6 Student mobility programs 80<br />

5.7 Other international collaborations 83<br />

5.8 Internationalisation <strong>of</strong> the curriculum 88<br />

5.9 Pr<strong>of</strong>essional development for internationalisation 90<br />

6 Appendices 93<br />

Appendix Table 1 – List <strong>of</strong> tables 93<br />

Appendix Table 2 – List <strong>of</strong> figures 95<br />

Appendix Table 3 – List <strong>of</strong> acronyms 96<br />

Page iii


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 1<br />

1. Introduction<br />

1.1 Vice-Chancellor’s foreword<br />

At <strong>Swinburne</strong>, there is as consistent focus on understanding, meeting and, wherever<br />

practicable, exceeding the expectations <strong>of</strong> students and other stakeholders. This applies<br />

particularly to the <strong>University</strong>’s ‘core’ activities – education and research – but it extends to all<br />

areas <strong>of</strong> operation and to all aspects <strong>of</strong> performance.<br />

It follows that the judgements that matter most about the quality <strong>of</strong> <strong>Swinburne</strong>’s performance<br />

are those made by the <strong>University</strong>’s stakeholders. These include students, graduates and<br />

their employers, industry and community clients, pr<strong>of</strong>essional accreditation bodies, partner<br />

organisations, and governmental and other funding agencies. Moreover, the judgements they<br />

make are increasingly based on the educational, employment and research outcomes they<br />

derive from their association with the <strong>University</strong>.<br />

Accordingly, <strong>Swinburne</strong>’s approach to quality is underpinned by a desire to improve<br />

outcomes for stakeholders on an ongoing basis. This means maintaining awareness <strong>of</strong><br />

their current and emerging needs and expectations, planning strategically to meet those<br />

needs and expectations into the future, and allocating resources wisely in order to deliver<br />

on the planning. It also means monitoring and improving performance through a quality<br />

system that incorporates, among other things, extensive stakeholder feedback processes,<br />

regular evidence-based reviews <strong>of</strong> organisational units, rigorous program accreditation<br />

and reaccreditation processes, benchmarking with high-performing competitors and other<br />

organisations, and effective performance planning and development for staff.<br />

This ADRI (Approach; Deployment; Results; Improvement) model for defining and managing<br />

quality is presently serving the <strong>University</strong> well. In particular, the drive to improve performance<br />

– that is, to improve outcomes for stakeholders – is fundamental to the <strong>University</strong>’s vision as<br />

summarised in Statement <strong>of</strong> Direction 2015 and quantified in <strong>Swinburne</strong> in 2015.<br />

In this context, the audits conducted for Australian universities by the Australian Universities<br />

Quality Agency (AUQA) have the potential to be invaluable – particularly in view <strong>of</strong> the cycle<br />

2 focus on outcomes. Certainly, the recommendations and commendations identified in<br />

<strong>Swinburne</strong>’s cycle 1 (2002) AUQA audit report provided the impetus for a range <strong>of</strong> initiatives<br />

that have, over subsequent years, contributed to a lift in the <strong>University</strong>’s performance. The<br />

data presented here evidence this improvement, and should provide the audit panel with a<br />

basis from which to advance useful suggestions for the future.<br />

Ian Young<br />

Further sources<br />

Statement <strong>of</strong> Direction 2015<br />

www.swinburne.edu.au/<br />

chance/chplans.htm<br />

<strong>Swinburne</strong> in 2015<br />

www.swinburne.edu.au/chance/<br />

vc/documents/opinionpieces/<br />

<strong>Swinburne</strong>2015.<strong>pdf</strong>


Page 2<br />

1.2 Scope <strong>of</strong> the cycle 2 audit<br />

<strong>Swinburne</strong>’s cycle 2 AUQA audit will focus on:<br />

w activity since the cycle 1 audit, particularly as it relates to recommendations and<br />

commendations identified in the audit report and to changes in the <strong>University</strong>’s approach<br />

to quality management<br />

w the exploration <strong>of</strong> two strategic themes, scoped as follows:<br />

Theme 1 – Pr<strong>of</strong>essional Learning Outcomes (undergraduate programs)<br />

Course pr<strong>of</strong>ile, structure and content: design, development and review; graduate attributes;<br />

workplace and real world learning; learning outcomes; assessment design and practice;<br />

recognition <strong>of</strong> qualifications; pr<strong>of</strong>essional accreditation; employability & career skills; IT<br />

and teaching infrastructure support; further study; employment outcomes; TAFE to Higher<br />

Education articulation.<br />

Theme 2 – Internationalisation<br />

The teaching and learning experience <strong>of</strong> international students (undergraduate and<br />

postgraduate) in Australia; teaching and learning experience <strong>of</strong> international students<br />

<strong>of</strong>fshore; partner arrangements and campuses; student mobility, study tours and exchanges;<br />

internationalisation <strong>of</strong> the curriculum; overall student experience; international student support<br />

systems; supporting diversity; staff pr<strong>of</strong>essional development; staffing arrangements and<br />

exchanges; international partnerships for teaching and research; transnational education; QA<br />

and evidence <strong>of</strong> equivalence<br />

The theme areas were identified and scoped in negotiation between <strong>Swinburne</strong> and AUQA on<br />

the basis <strong>of</strong> their relevance to the <strong>University</strong>’s strategic directions and intended differentiation<br />

within the higher education and research sectors, as noted in Statement <strong>of</strong> Direction 2015<br />

and <strong>Swinburne</strong> in 2015 (Section 2.1). In particular, the Pr<strong>of</strong>essional Learning Outcomes<br />

theme was chosen because <strong>of</strong> the importance <strong>of</strong> the innovative Pr<strong>of</strong>essional Learning Model<br />

developed over recent years for the <strong>University</strong>’s undergraduate degree programs (Section 4.1),<br />

while the Internationalisation theme was mandated by AUQA on the basis <strong>of</strong> risk perceived<br />

during the cycle 1 audits across the Australian university sector.


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 3<br />

1.3 Portfolio structure and content<br />

Following this Introduction, the portfolio includes <strong>Swinburne</strong>-specific contextual information<br />

(Section 2), material on the <strong>University</strong>’s response to the findings <strong>of</strong> the cycle 1 AUQA audit and<br />

approach to quality management (Section 3), and detailed coverage <strong>of</strong> the two themes (Sections<br />

4 & 5). The emphasis in the cycle 2 audit will be on outcomes in each theme area, and on the<br />

efficacy <strong>of</strong> initiatives planned and implemented in connection with these outcomes. However,<br />

while the portfolio has been prepared with this in mind, the sub-headings used in Section 4 –<br />

Pr<strong>of</strong>essional Learning outcomes and Section 5 – Internationalisation do not correspond directly<br />

to the sub-themes (Table 1.1). This is because <strong>of</strong> the interrelationship <strong>of</strong> the sub-themes and a<br />

desire to avoid duplication in presenting relevant data.<br />

The portfolio relies heavily on quantitative data, in keeping with AUQA’s emphasis on<br />

outcomes. Thus, and in line with cycle 2 guidelines, the use <strong>of</strong> descriptive case studies to<br />

illustrate practice has been avoided. However, each faculty has documented case studies for<br />

each theme, and these are available to the audit panel on request.<br />

Finally, most sub-sections end with ‘priorities for action’. These identify issues to be addressed<br />

in 2008 and 2009, but they do not represent all <strong>of</strong> the activity planned.<br />

Table 1.1 – Portfolio structure in relation to the themes and sub-themes<br />

Theme And SUb-ThemeS POrTfOLIO SUb-SeCTIOn(S)<br />

Pr<strong>of</strong>essional Learning outcomes<br />

Course pr<strong>of</strong>ile, structure and content: design, development and review 2.7; 4.2<br />

Graduate attributes; employability and career skills 4.1; 4.4; 4.9<br />

Workplace and ‘real world’ learning 4.1; 4.4; 4.5<br />

Learning outcomes 3.2; 3.4; 4.1; 4.3 – 4.9<br />

Assessment design and practice 4.5<br />

Recognition <strong>of</strong> qualifications; pr<strong>of</strong>essional accreditation 4.2<br />

IT and teaching infrastructure support 4.8<br />

Further study 4.6; 4.9<br />

Employment outcomes 3.2; 4.1; 4.4; 4.5; 4.9<br />

TAFE – Higher Education articulation<br />

Internationalisation<br />

4.7<br />

The teaching and learning experience <strong>of</strong> international students (undergraduate and postgraduate) in Australia 5.2; 5.3; 5.8<br />

Teaching and learning experience <strong>of</strong> international students <strong>of</strong>fshore 5.2; 5.4 – 5.6<br />

Transnational education; partner arrangements and campuses 5.1; 5.2; 5.5 – 5.7<br />

Student mobility, study tours and exchanges 5.1; 5.6<br />

Internationalisation <strong>of</strong> the curriculum 5.1; 5.8; 5.9<br />

Overall student experience 5.1 – 5.5; 5.7; 5.8<br />

International student support systems; supporting diversity 5.2 – 5.5; 5.7; 5.8<br />

Pr<strong>of</strong>essional development 5.1; 5.9<br />

Staffing arrangements and exchanges 5.1; 5.4 – 5.6; 5.9<br />

International partnerships for teaching and research 5.1; 5.5; 5.7<br />

QA and evidence <strong>of</strong> equivalence 5.2 – 5.5


Page 4


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 5<br />

2. Contextual information<br />

2.1 Mission and goals<br />

The <strong>University</strong> was established comparatively recently, with the proclamation <strong>of</strong> the <strong>Swinburne</strong><br />

<strong>University</strong> <strong>of</strong> <strong>Technology</strong> Act (1992). However, the institution has rich history, dating from its<br />

foundation as a technical college in 1908.<br />

<strong>Swinburne</strong>’s mission (and vision) is to be: engaged with industry and the wider community;<br />

flexible in learning and teaching; and focused in research. Such a future will be defined by the<br />

<strong>University</strong>’s staff, students and alumni being: intersectoral in their approach; international in<br />

their outlook; and entrepreneurial in their endeavours. Statement <strong>of</strong> Direction 2015 provides a<br />

more comprehensive summary <strong>of</strong> this vision.<br />

Key aspects <strong>of</strong> Statement <strong>of</strong> Direction 2015 are expanded in a landmark discussion paper<br />

called <strong>Swinburne</strong> in 2015, prepared via a consultative process led by the Vice-Chancellor<br />

during May – August 2007. This paper sees <strong>Swinburne</strong> building from existing strengths to<br />

establish a clear, differentiated position in the tertiary education and research sectors, within<br />

Australia and globally. This position is defined by:<br />

w industry-relevant education and training programs across the full spectrum <strong>of</strong> vocational<br />

and higher education qualification levels, from Certificate I to PhD, with program delivery<br />

characterised by ‘real-world’ experiential learning, flexibility and a commitment to quality<br />

w high-impact research, focussed through leading-edge centres that are responsive to<br />

government and industry priorities<br />

w sustained, mutually-beneficial engagement with industry and the wider community<br />

w an international outlook, with staff and students coming to <strong>Swinburne</strong>’s Australian<br />

campuses from around the world, as well as working and studying <strong>of</strong>fshore, and<br />

graduates well-prepared for the international workplace<br />

w a commitment to sustainability, manifest externally through practical contributions to<br />

environmental quality, social justice and economic prosperity, and internally through<br />

ongoing performance improvement to build organisational strength<br />

w increased commercial revenue and self-reliance<br />

Importantly, <strong>Swinburne</strong> in 2015 recognises that the <strong>University</strong> does not enjoy the privilege<br />

<strong>of</strong> position enjoyed by many long-established institutions. So, if it is to ‘leap-frog’ these, it<br />

must be focused, outcomes-oriented and innovative. It will also need to be structured and<br />

behave differently, as befits a <strong>University</strong> whose staff and students are ‘entrepreneurial in their<br />

endeavours’.


Page 6<br />

Further sources<br />

2008–2010 <strong>University</strong> Plan<br />

www.swinburne.edu.au/<br />

corporate/spq/auqaportfolio/2008-<br />

10universityplan.doc<br />

<strong>Swinburne</strong>’s 2008–10 <strong>University</strong> Plan documents specific actions, annual targets,<br />

accountabilities and outcome measures for the 2008–10 triennium. It is structured in terms<br />

<strong>of</strong> six strategic goals, each contributing directly to the achievement <strong>of</strong> the aims articulated in<br />

<strong>Swinburne</strong> in 2015:<br />

w to enhance learning outcomes for <strong>Swinburne</strong> students<br />

w to improve employment outcomes for <strong>Swinburne</strong> students<br />

w to strengthen <strong>Swinburne</strong>’s research position<br />

w to strengthen <strong>Swinburne</strong>’s domestic pr<strong>of</strong>ile and market position through effective<br />

external engagement<br />

w to position <strong>Swinburne</strong> as an international university<br />

w to strengthen client focus through effective business systems<br />

2.2 <strong>University</strong> Council and statutory boards<br />

The <strong>University</strong> Council derives its powers from the <strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Act (1992),<br />

and it is the governing body <strong>of</strong> the <strong>University</strong>. The Chair <strong>of</strong> Council is the <strong>University</strong> Chancellor, the<br />

titular and ceremonial head <strong>of</strong> the <strong>University</strong>. Council delegates authority to the Vice-Chancellor<br />

to be the <strong>University</strong>’s Chief Executive Officer with responsibility for educational and administrative<br />

affairs. However, Council retains important overarching responsibilities that include:<br />

w approving the <strong>University</strong>’s mission and strategic directions, and ensuring that long-term<br />

and short-term planning occurs<br />

w approving the <strong>University</strong>’s business plans and annual budgets, and ensuring financial<br />

viability and systems for financial control<br />

w providing oversight <strong>of</strong> <strong>University</strong> management and commercial operations<br />

w monitoring the <strong>University</strong>’s performance against its strategic goals and objectives<br />

The Academic Board and Board <strong>of</strong> TAFE Studies oversee the quality <strong>of</strong> academic programs for<br />

the <strong>University</strong>’s Higher Education and TAFE sectors, respectively (Section 3.3).<br />

2.3 <strong>University</strong> management<br />

<strong>Swinburne</strong> has two teaching divisions (Higher Education and TAFE) supported by four<br />

corporate service areas (Figure 2.1). Each division and corporate area is represented on the<br />

<strong>University</strong>’s senior management body, the Executive Group. The Higher Education Division, in<br />

turn, comprises six faculties, a branch-campus at Kuching in East Malaysia (Sarawak) and the<br />

Divisional Office.


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 7<br />

DVC Academic DVC TAFE<br />

Dean<br />

Learning and Teaching<br />

Higher Education<br />

Six faculties:<br />

� Information and<br />

Communication<br />

Technologies<br />

� Engineering and<br />

Industrial Sciences<br />

� Business and Enterprise<br />

� Design<br />

� Life and Social Sciences<br />

� <strong>Swinburne</strong> at Lilydale<br />

Sarawak branch campus<br />

Divisional Office<br />

� <strong>Swinburne</strong><br />

Pr<strong>of</strong>essional Learning<br />

Faculty <strong>of</strong><br />

Information and<br />

Communication<br />

Technologies (FICT)<br />

Acting Dean:<br />

Associate Pr<strong>of</strong>essor<br />

Chris Pilgrim<br />

Major sub-entities<br />

Centre for<br />

Astrophysics and<br />

Supercomputing<br />

Centre for<br />

Molecular<br />

Simulation<br />

Centre for<br />

Information<br />

<strong>Technology</strong><br />

Research<br />

Faculty <strong>of</strong><br />

Engineering<br />

and Industrial<br />

Sciences<br />

Dean: Pr<strong>of</strong>essor<br />

John Beynon<br />

Executive Director<br />

VET Programs and Services<br />

TAFE<br />

Four schools:<br />

� Arts, Hospitality and<br />

Sciences<br />

� Business<br />

� Engineering<br />

� Social Sciences<br />

Two groups:<br />

� Strategic and Business<br />

Development<br />

� Educational<br />

Development<br />

<strong>Swinburne</strong> College<br />

Divisional Office<br />

Major sub-entities<br />

Centre for Atom<br />

Optics and Ultrafast<br />

Spectroscopy<br />

Centre for<br />

Micro-Photonics<br />

Centre for<br />

Sustainable<br />

Infrastructure<br />

Industrial Research<br />

Institute <strong>Swinburne</strong><br />

(IRIS)<br />

Minifab<br />

Executive Assistant<br />

Ms Sharyn Collins<br />

Faculty <strong>of</strong> Design<br />

Acting Dean:<br />

Associate Pr<strong>of</strong>essor<br />

Lyndon Anderson<br />

Major sub-entities<br />

National Institute<br />

<strong>of</strong> Design<br />

The Design Centre<br />

<strong>Swinburne</strong> School<br />

<strong>of</strong> Film and<br />

Television<br />

National Institute<br />

<strong>of</strong> Design Research<br />

VP Student and<br />

Corporate Services<br />

Student and Corporate<br />

Services<br />

� Student Operations<br />

� Student Services<br />

� IT Services<br />

� Facilities and Services<br />

� Information Services<br />

� Human Resources<br />

� <strong>Swinburne</strong> Press<br />

� Tertiary Press<br />

Faculty <strong>of</strong><br />

Business and<br />

Enterprise<br />

Dean: Pr<strong>of</strong>essor<br />

David Hayward<br />

Executive Group<br />

PVC International<br />

and Development<br />

International and<br />

Development<br />

Higher Education<br />

� Marketing Services<br />

� <strong>Swinburne</strong> International<br />

and National Recruitment<br />

� Alumni and<br />

Development<br />

� International<br />

Partnerships and<br />

Quality<br />

� Commercial Services<br />

Refer to Level 1<br />

Deputy Vice Chancellor<br />

Pr<strong>of</strong>essor Dale Murphy<br />

Major sub-entities<br />

Australian<br />

Graduate School <strong>of</strong><br />

Entrepreneurship<br />

Centre for Business,<br />

Work and Ageing<br />

Faculty <strong>of</strong> Life and<br />

Social Sciences<br />

Dean: Pr<strong>of</strong>essor<br />

Russell Crawford<br />

Major sub-entities<br />

Institute for Social<br />

Research<br />

Brain Sciences<br />

Institute<br />

Centre for<br />

Psychological<br />

Studies<br />

Australian Centre<br />

for Emerging<br />

Technologies<br />

Centre for<br />

Neuropsychology<br />

Sensory<br />

Neurosciences<br />

Laboratory<br />

<strong>Swinburne</strong> Research<br />

� <strong>Swinburne</strong> Knowledge<br />

Other responsibilities:<br />

� Graduate Studies<br />

Figure 2.1 <strong>Swinburne</strong>’s management and organisational structure<br />

PVC Research<br />

� Supervisor and research<br />

student training<br />

� Grants<br />

� Publications<br />

� Research<br />

communications<br />

� Research performance<br />

analysis<br />

Faculty <strong>of</strong> Higher<br />

Education Lilydale<br />

Dean: Pr<strong>of</strong>essor<br />

Kay Lipson<br />

Dean, Learning and Teaching<br />

Pr<strong>of</strong>essor Margaret Mazzolini<br />

Vice-Chancellor<br />

Chief Financial Officer<br />

Chancellery<br />

� <strong>University</strong> Secretariat<br />

� Council Secretariat<br />

� Finance<br />

<strong>Swinburne</strong><br />

Sarawak<br />

Pro Vice Chancellor:<br />

Sarawak,<br />

Pr<strong>of</strong>essor Helmut<br />

Lueckenhausen<br />

� Internal Audit<br />

� <strong>Swinburne</strong> Legal<br />

� Strategic Planning<br />

and Quality<br />

� Media<br />

<strong>Swinburne</strong><br />

Pr<strong>of</strong>essional<br />

Learning


Page 8<br />

2.4 Campuses<br />

<strong>Swinburne</strong> operates at six campuses distributed across the eastern side <strong>of</strong> Greater Melbourne<br />

– at Hawthorn and Prahran in Melbourne’s inner east; at Wantirna and Croydon in the outer<br />

east; and at Lilydale and Healesville at the rural fringe. The Higher Education Division operates<br />

at three <strong>of</strong> these campuses:<br />

w Hawthorn (Faculty <strong>of</strong> Business & Enterprise; Faculty <strong>of</strong> Engineering & Industrial<br />

Sciences, Faculty <strong>of</strong> Life & Social Sciences; and Faculty <strong>of</strong> Information & Communication<br />

Technologies)<br />

w Lilydale (Faculty <strong>of</strong> Higher Education at Lilydale)<br />

w Prahran (Faculty <strong>of</strong> Design)<br />

The Division also operates at the <strong>University</strong>’s Sarawak branch-campus in Malaysia. At<br />

Sarawak, a range <strong>of</strong> vocationally-oriented undergraduate degrees is <strong>of</strong>fered – in engineering,<br />

business, IT and multimedia – together with postgraduate research programs at PhD and<br />

masters levels in these disciplines (Section 5.4).<br />

2.5 Income and expenditure<br />

<strong>University</strong> revenues totalled c. $362M in 2007, with c. 56% <strong>of</strong> it derived from government<br />

sources (Table 2.1).<br />

Table 2.1 – Recurrent income and expenditure, 2007 1<br />

Income/source $A ’000<br />

Government (55.9% <strong>of</strong> total) 202,296<br />

Non-government (44.1% <strong>of</strong> total) 159,340<br />

Total recurrent income 361,636<br />

expenditure<br />

Salary & related expenditure (62.3% <strong>of</strong> total)<br />

Academic 116,001<br />

Non-academic 76,230<br />

Total 192,231<br />

Other (non-salary) expenditure (37.7% <strong>of</strong> total) 116,449<br />

Total 308,680<br />

Capital expenditure 40,452<br />

1 Figures for 2007 are preliminary, and subject to audit.


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 9<br />

2.6 Research<br />

<strong>Swinburne</strong> is focused and successful in its research effort, principally through 13<br />

well-established research centres. The <strong>University</strong> is a member <strong>of</strong> four ARC Centres <strong>of</strong><br />

Excellence (Quantum-Atom Optics; Ultrahigh-bandwidth Devices for Optical Systems; Coherent<br />

x-ray Sciences; and Creative Industries & Innovation) and a member <strong>of</strong> the NHMRC Centre <strong>of</strong><br />

Excellence for Radi<strong>of</strong>requency Bioeffects Research. In 2006, the most recent year for which<br />

<strong>of</strong>ficial data are available:<br />

w external research income = $32.14k per FTE academic<br />

w publication points = 1.15 per FTE academic<br />

w postgraduate research completions = 95<br />

2.7 Program pr<strong>of</strong>ile and student load<br />

Each year, the Higher Education Division provides approximately 100 undergraduate programs<br />

and 190 postgraduate programs. The total student load in 2007 was 12,714 EFTSL (Table<br />

2.2), with recent increases largely due to increasing numbers <strong>of</strong> international students. By<br />

2007, international students constituted 31.2% <strong>of</strong> the undergraduate load and 61.5% <strong>of</strong> the<br />

postgraduate load.<br />

Table 2.2 Students (EFTSL) in Higher Education at <strong>Swinburne</strong>, 2004 – 2007<br />

EFTSL students 1<br />

2004 2005 2006 2007<br />

Bachelor degree 7,671 8,057 9,010 9,760<br />

Graduate certificate and diploma 554 451 413 446<br />

Higher degree by coursework 1,503 1,390 1,653 2,041<br />

Higher degree by research 375 457 403 467<br />

Total 10,102 10,355 11,478 12,714<br />

1 Data for 2007 are ‘un<strong>of</strong>ficial’ at this stage, but any changes will be minor. The figures exclude all Open Universities<br />

Australia (OUA) enrolments and non-award program enrolments.<br />

Further sources<br />

Research centres<br />

www.swinburne.edu.au/corporate/<br />

spq/auqaportfolio/researchcentres.<strong>pdf</strong>


Page 10<br />

Creative Arts<br />

Engineering<br />

Information <strong>Technology</strong><br />

Management and Commerce<br />

Natural and Physical Sciences<br />

Society and Culture<br />

Other<br />

EFTSL<br />

4500<br />

4000<br />

3500<br />

3000<br />

2500<br />

2000<br />

1500<br />

1000<br />

500<br />

0<br />

Some 45% <strong>of</strong> Higher Education students at <strong>Swinburne</strong> study science, engineering or<br />

technology programs – a far greater percentage than at any other Australian university – and<br />

similar numbers undertake management/commerce programs following rapid growth in this<br />

field from 2004 (Figure 2.2). This strength in business, science, technology and engineering<br />

is central to the <strong>University</strong>’s positioning and differentiation in the Australian higher education<br />

sector, as outlined in the 2008–10 <strong>University</strong> Plan and <strong>Swinburne</strong> in 2015. Although the<br />

<strong>University</strong> is sometimes grouped with the ATN universities for comparative purposes, the<br />

<strong>Swinburne</strong> pr<strong>of</strong>ile is very different with its strong technology focus and much smaller presence<br />

in education and the social sciences.<br />

2004 2005 2006 2007<br />

Figure 2.2 – Changes in student load (EFTSL) by broad field <strong>of</strong> education, 2004 – 2007


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 11<br />

2.8 Staffing<br />

Staff numbers (FTE) in Higher Education at <strong>Swinburne</strong> have increased in recent years, with a<br />

6.4% increase in academic staff between 2004 and 2007 and a small decline over the same<br />

period in non-academic staff as a result <strong>of</strong> out-sourcing some non-core activities (Table 2.3).<br />

Based on the latest Universities Australia data available (for 2005), <strong>Swinburne</strong>’s student/staff<br />

ratio (19.8 to 1) is comparable to the national average (19.1 to 1).<br />

Table 2.3 – Staff numbers, Higher Education, 2004 – 2007 (FTE) 1<br />

FTE staff<br />

2004 2005 2006 2007<br />

Teaching; teaching & research 514.7 514.0 528.7 545.0<br />

Research only 95.9 91.5 107.7 104.6<br />

Total academic 610.6 605.5 636.3 649.6<br />

Total non-academic 559.8 570.3 557.1 556.4<br />

Total staff 1,170.4 1,175.8 1,193.5 1,206.0<br />

1 Corporate staff are apportioned appropriately across Higher Education and TAFE, but Sarawak staff are excluded.<br />

There has been a significant increase recently in the number <strong>of</strong> academic staff at <strong>Swinburne</strong><br />

with higher degrees (Figure 2.3). This has resulted from a deliberate policy to enhance quality<br />

in teaching and research.<br />

% Academic Staff with a Higher Degree<br />

90<br />

85<br />

80<br />

75<br />

70<br />

65<br />

2004 2005 2006 2007<br />

Figure 2.3 – % academic staff with a higher degree at <strong>Swinburne</strong>,<br />

and at Australian universities (All), 2004 – 2007<br />

<strong>Swinburne</strong><br />

All


Page 12


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 13<br />

3. Activity at <strong>Swinburne</strong> since the cycle 1<br />

AUQA audit<br />

3.1 Action on recommendations included in the cycle 1 audit report<br />

A detailed Progress Report against Cycle 1 Commendations and Recommendations is<br />

available on the AUQA website. However, many cycle 1 recommendations are directly relevant<br />

to the cycle 2 audit, and relevant activity is discussed in the portfolio (Table 3.1).<br />

Table 3.1 – Portfolio coverage <strong>of</strong> activity related to cycle 1 audit recommendations<br />

reCOmmendATIOnS POrTfOLIO SeCTIOnS<br />

2. That, in developing a more systematic approach to external benchmarking, attention be paid to outcome, as well<br />

as input measures.<br />

3. That, as part <strong>of</strong> the foreshadowed review <strong>of</strong> course accreditation and re-accreditation procedures, an explicit<br />

review <strong>of</strong> the current operation and terms <strong>of</strong> reference <strong>of</strong> Course Advisory Committees be undertaken. As part <strong>of</strong><br />

this review, consideration needs to be given to whether the current operation <strong>of</strong> the Course Advisory Committees<br />

in accreditation mode allows sufficiently for academic and pedagogic issues to be taken into account in (re)<br />

accreditation decisions.<br />

4. That a review <strong>of</strong> the Subject Evaluation System be conducted, including a review <strong>of</strong> the effectiveness <strong>of</strong> the<br />

mechanisms that exist in academic units for monitoring and action on the results <strong>of</strong> the subject evaluations, <strong>of</strong><br />

the <strong>University</strong>’s ability to maintain sufficient oversight <strong>of</strong> the system and the mechanisms that are in place to<br />

provide feedback to students.<br />

5. That, in the development <strong>of</strong> the Flexible Learning and Teaching Master Plan, further consideration be given to<br />

more specifically linking graduate attributes to the <strong>University</strong>’s overarching objectives for learning and teaching<br />

and research training, and that the revised attributes statement then be considered by all higher education<br />

schools in the development and review <strong>of</strong> new courses.<br />

7. That greater consideration be given to the opportunities for research higher degree students from across the<br />

<strong>University</strong> to interact academically and more informally.<br />

8. That, in developing the Research Master Plan, specific attention be paid to clarifying the linkages between<br />

research and teaching and the ways in which such links can be encouraged for the mutual benefit <strong>of</strong> activities.<br />

10. That the Library pay explicit attention to the information resources and support needs <strong>of</strong> students studying<br />

<strong>of</strong>f-shore and institute systems for seeking and responding systematically to feedback from these groups <strong>of</strong><br />

students as it has done for its on-campus users.<br />

13. That, in developing the Internationalisation Master Plan, further attention be paid to identifying an agreed<br />

definition <strong>of</strong> internationalisation at SUT and ensure that this definition is promulgated widely.<br />

14. That <strong>Swinburne</strong>’s Academic Board resolve, with urgency, the accreditation status <strong>of</strong> the courses being <strong>of</strong>fered<br />

through <strong>Swinburne</strong> Sarawak and that the current academic and pr<strong>of</strong>essional accreditation status <strong>of</strong> these<br />

courses be made clear to students. More generally, the Academic Board should assure itself that its decisionmaking<br />

processes with regard to all <strong>Swinburne</strong>’s courses <strong>of</strong>fered <strong>of</strong>f-shore are sufficiently robust.<br />

15. That <strong>Swinburne</strong> ensure a comprehensive framework for the quality assurance <strong>of</strong> its courses <strong>of</strong>fered through<br />

Sarawak be implemented without delay. The <strong>University</strong> has recognised the need for this framework and is in<br />

the process <strong>of</strong> constructing a suitable action plan.<br />

16. That <strong>Swinburne</strong> clarify the respective roles and responsibilities <strong>of</strong> its own staff and staff <strong>of</strong> <strong>of</strong>f-shore partner<br />

organisations, with respect to responsibility for curriculum development and for quality assurance.<br />

17. That <strong>Swinburne</strong> establish effective communication mechanisms and ensure that robust QA systems are in place<br />

for its operations with <strong>of</strong>fshore partner organisations within the <strong>Swinburne</strong> Global Learning Network so that it<br />

has the means to ensure that each partner’s activities (as they relate to <strong>Swinburne</strong> courses) are fully compliant<br />

with <strong>Swinburne</strong> policy and practice.<br />

18. Develop an overall framework for quality assurance for <strong>Swinburne</strong> courses delivered <strong>of</strong>f-shore and ensure that<br />

this process is implemented.<br />

3.2; 3.4; 3.7<br />

4.2<br />

3.6<br />

3.12; 4.1; 4.3; 4.4; 4.6<br />

3.12<br />

3.12<br />

5.4; 5.5<br />

5.1<br />

2.2; 3.3; 4.2; 5.2; 5.4<br />

2.2; 3.2; 3.3; 3.10; 5.2; 5.4<br />

3.2; 5.2; 5.4; 5.5<br />

3.2; 3.3; 5.2; 5.5<br />

Cycle 1 progress report<br />

www.swinburne.edu.au/corporate/<br />

spq/auqaportfolio/progressreport.<strong>pdf</strong><br />

3.2; 3.3; 5.2; 5.4; 5.5<br />

Further sources


Page 14<br />

3.2 <strong>Swinburne</strong>’s approach to quality management<br />

The specific purpose <strong>of</strong> <strong>Swinburne</strong>’s quality management system is to ensure ‘quality’ and<br />

ongoing improvement in all aspects <strong>of</strong> the <strong>University</strong>’s performance – especially in the<br />

core activity areas <strong>of</strong> education, training and research, but also in all facets <strong>of</strong> planning,<br />

management and operations. With this in mind, recent years have seen the evolution <strong>of</strong> a<br />

quality management system designed to ensure excellence, with a focus on the outcomes that<br />

matter to stakeholders, without adding layers <strong>of</strong> bureaucracy. That is, the quality system is<br />

implicit in all <strong>of</strong> the <strong>University</strong>’s planning and operations, rather than an “add on”.<br />

The <strong>Swinburne</strong> approach to quality management – client-centred and characterised by<br />

continuous performance monitoring and improvement – is a practical implementation <strong>of</strong> an<br />

ADRI (Approach; Deploy; Results; Improvement) model (Figure 3.1).<br />

RESULTS IMPROVEMENT<br />

Our Performance<br />

Stakeholder satisfaction<br />

– Learning outcomes<br />

– Employment outcomes<br />

– Research outcomes<br />

Financial sustainability<br />

Stakeholder<br />

Focus<br />

Students<br />

Employers<br />

Government<br />

Community<br />

Other stakeholders<br />

Our Core Activities<br />

Education<br />

Training<br />

Research<br />

Our Strategy<br />

Leadership<br />

Governance<br />

Planning<br />

Figure 3.1 – Quality@<strong>Swinburne</strong><br />

APPROACH DEPLOYMENT<br />

Our People, Facilities<br />

and Systems<br />

Personnel<br />

Campuses<br />

Policies/Procedures<br />

Business Systems


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 15<br />

The quality system is underpinned by a clear set <strong>of</strong> principles (Table 3.2). These principles are<br />

articulated in the <strong>University</strong>’s Policy & Procedure on Quality Management.<br />

Table 3.2 – <strong>Swinburne</strong>’s quality management principles<br />

Quality management at <strong>Swinburne</strong> should …<br />

1 characterise the management <strong>of</strong> the <strong>University</strong> as a whole, and <strong>of</strong> its constituent units, rather than<br />

operate as a separate construct or second layer <strong>of</strong> organisational management<br />

2 relate directly to the interests <strong>of</strong> diverse stakeholders, and to the <strong>University</strong>’s mission and vision, to<br />

ensure organisational ‘fitness for purpose’<br />

3 involve systematic strategic planning, incorporating effective business planning, informed by<br />

systematic performance monitoring and evaluation<br />

4 focus on outcomes that meet stakeholder expectations and requirements – especially learning and<br />

research outcomes, but also outcomes related to organisational strength and differentiation<br />

5 drive ongoing performance improvement and sustainable growth, with <strong>Swinburne</strong> evolving as an<br />

externally-focused ‘learning organisation’<br />

6 incorporate sound financial management, and address important areas <strong>of</strong> risk<br />

7 recognise the pr<strong>of</strong>essional responsibility <strong>of</strong> each organisational unit and each individual so that<br />

collaborative responsibility for quality in any area <strong>of</strong> activity rests with the parties involved<br />

8 apply equally and appropriately to all onshore and <strong>of</strong>fshore operations<br />

9 reduce bureaucracy<br />

The <strong>Swinburne</strong> approach to quality management is deployed through a set <strong>of</strong> policies and<br />

procedures designed to drive and facilitate continuous improvement. These include policies<br />

and procedures for:<br />

w strategic planning and performance monitoring/reporting<br />

w gathering and analysing stakeholder feedback, through a suite <strong>of</strong> cyclic surveys<br />

complemented by ad hoc surveys as required<br />

w service feedback and complaints management<br />

w course development and accreditation<br />

w reviews and audits<br />

w benchmarking<br />

w staff recruitment, induction, and performance planning and development<br />

w policy and procedure review<br />

Many <strong>of</strong> these policies and procedures have been revised significantly since the cycle 1 audit,<br />

as part <strong>of</strong> a deliberate strategy to strengthen and re-focus the <strong>University</strong>’s approach to quality<br />

management. A summary <strong>of</strong> some <strong>of</strong> the major changes constitutes the balance <strong>of</strong> this section<br />

<strong>of</strong> the portfolio.<br />

Further sources<br />

Quality management policy<br />

http://ppd.swinburne.edu.au/quasys/<br />

QualityManagement.htm<br />

Priorities for action<br />

1. Develop and implement strategies<br />

to promote the <strong>University</strong>’s approach<br />

to quality, with its emphasis on<br />

stakeholder outcomes, within<br />

<strong>Swinburne</strong> and to client and<br />

partner organisations.


Page 16<br />

Academic Policy and<br />

Planning Committee (APPC)<br />

Responsibilities/Interests:<br />

Matters relating to the planning,<br />

direction and development <strong>of</strong><br />

academic programs including:<br />

� policies and procedures relating<br />

to academic programs<br />

� student activities in relation to<br />

academic programs<br />

� relevant administrative issues<br />

3.3 Academic governance<br />

As noted earlier (Section 2.2) the <strong>University</strong>’s Academic Board oversees the quality <strong>of</strong> Higher<br />

Education programs. It exercises this responsibility, principally, through:<br />

w the activities <strong>of</strong> standing committees and working parties<br />

w program accreditation and reaccreditation<br />

w the receipt and consideration <strong>of</strong> various kinds <strong>of</strong> performance reports<br />

w communication, as required, with senior management and the <strong>University</strong> Council –<br />

particularly on matters relating to programs, qualifications, delivery methods, assessment<br />

and research<br />

The Academic Board can, among other things, discuss and submit to Council opinions and<br />

recommendations on any matter relating to the <strong>University</strong>’s higher education programs,<br />

including such things as qualifications, instruction, discipline, assessment and research.<br />

Currently, the Academic Board has four standing committees with diverse responsibilities and<br />

interests (Figure 3.2).<br />

Academic Programs Quality<br />

Committee (APQC)<br />

Responsibilities/Interests:<br />

Matters relating to the maintenance<br />

and review <strong>of</strong> academic standards<br />

including:<br />

� policies and procedures relating<br />

to course and unit quality<br />

� teaching quality<br />

� the promotion and validation<br />

<strong>of</strong> academic standards<br />

� course performance<br />

� assessment<br />

Academic Board<br />

Research Higher Degrees<br />

Committee (RHDC)<br />

Responsibilities/Interests:<br />

Matters relating to higher degrees<br />

by research including:<br />

� review/approval <strong>of</strong> applications<br />

for candidature<br />

� progress and supervision<br />

<strong>of</strong> candidates<br />

� variations to conditions<br />

<strong>of</strong> candidature<br />

� appointment <strong>of</strong> examiners<br />

� award <strong>of</strong> higher degrees<br />

� scholarships for postgraduate<br />

research students<br />

� administration <strong>of</strong> higher degrees<br />

by research<br />

� support for postgraduate<br />

research students<br />

Figure 3.2 – Committee structure <strong>of</strong> the Academic Board<br />

Higher Education Accreditation<br />

Group (HEAG)<br />

Responsibilities/Interests:<br />

Matters relating to program<br />

accreditation and reaccreditation<br />

including:<br />

� relevant policies and procedures<br />

and compliance with these<br />

� concept proposals for program<br />

development<br />

� program management issues


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 17<br />

During 2007, the Vice-Chancellor presented a discussion paper to Academic Board, aimed<br />

at clarifying the role <strong>of</strong> the Board in relation to <strong>University</strong> management and strengthening its<br />

role in academic governance. This triggered a self-review <strong>of</strong> the Board, led by the Chair, and<br />

thence to significant improvements including:<br />

w annual joint meetings <strong>of</strong> the Academic Board, Board <strong>of</strong> TAFE Studies and <strong>University</strong><br />

Council (with the first such meeting conducted in 2007)<br />

w establishment <strong>of</strong> an ex <strong>of</strong>ficio position on the Board for the PVC Sarawak<br />

(instituted in 2007)<br />

w receipt and consideration by the Board <strong>of</strong> regular academic performance reports, prepared<br />

by Strategic Planning and Quality, including time-series data for measures <strong>of</strong> demand,<br />

load, progression, attrition, student satisfaction, graduate employment and graduate<br />

satisfaction – with data presented by broad field <strong>of</strong> education and for specific student<br />

cohorts, and with comparative data for other Australian universities (with such reports<br />

instituted in 2007)<br />

w receipt and consideration by the Board <strong>of</strong> annual research and research training<br />

performance reports (with such reports instituted in 2007)<br />

w receipt and consideration by the Board <strong>of</strong> annual transnational education (TNE)<br />

quality reports (with such reports to be instituted in 2008)<br />

w receipt and consideration by the Board <strong>of</strong> annual reports on assessment & appeals<br />

(with such reports to be instituted in 2008)<br />

Priorities for action<br />

2. Clarify the role <strong>of</strong> the Academic<br />

Programs Quality Committee.<br />

3. Clarify the relationship between<br />

the Academic Board and faculty<br />

academic committees in regard to<br />

academic governance.<br />

4. Strengthen the role <strong>of</strong> Academic<br />

Board in monitoring academic quality<br />

with respect to the <strong>University</strong>’s<br />

diverse international activity<br />

(Sections 5.2 – 5.5).


Page 18<br />

Strategic planning policy<br />

http://ppd.swinburne.edu.au/quasys/<br />

StrategicPlanning.htm<br />

Level 1<br />

Level 2<br />

Level 3<br />

Further sources<br />

Higher Education<br />

Plan<br />

3.4 Strategic planning and performance reporting<br />

Following a unit review <strong>of</strong> the Chancellery (Section 3.8), a simplified strategic planning<br />

framework was adopted early in 2007 (Figure 3.3). It was used for the first time in preparing<br />

the <strong>University</strong>’s 2008–10 triennial plans.<br />

TAFE Plan<br />

Statement <strong>of</strong> Direction<br />

<strong>University</strong> Plan<br />

Student and<br />

Corporate Services<br />

Plan<br />

Figure 3.3 – <strong>Swinburne</strong>’s strategic planning framework<br />

International and<br />

Development<br />

Plan<br />

Plans <strong>of</strong> other<br />

corporate units<br />

e.g. Chancellery and<br />

<strong>Swinburne</strong> Research<br />

Faculty Plans School/Group Plans Unit Plans Unit Plans Unit Plans<br />

Unit and Centre<br />

Plans<br />

Individual<br />

Performance Plans<br />

Department and<br />

Centre Plans<br />

Individual<br />

Performance Plans<br />

Individual<br />

Performance Plans<br />

Individual<br />

Performance Plans<br />

Individual<br />

Performance Plans


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 19<br />

In designing the new framework, the intention was to continue to improve the integration <strong>of</strong><br />

planning and quality management (as per Commendation 2 in the <strong>University</strong>’s cycle 1 audit<br />

report), principally through:<br />

w a stronger focus on stakeholder needs, expectations and outcomes<br />

w greater consistency in setting quantitative annual targets and three-year outcome<br />

measures aligned to the outcomes sought in <strong>Swinburne</strong> in 2015<br />

w a clearer statement <strong>of</strong> actions and accountabilities<br />

w more effective alignment between high-level strategic plans, unit plans and individual<br />

performance plans<br />

w increased consultation in planning<br />

w a reduction in the number <strong>of</strong> plans, to avoid between-plan inconsistencies and to<br />

reduce bureaucracy<br />

Performance reporting<br />

Annual performance reports are prepared by relevant managers against the targets identified<br />

in the plans, with Strategic Planning & Quality preparing a consolidated report against the<br />

<strong>University</strong> Plan. Reports against all Level 1 plans go to Executive Group for consideration and<br />

approval. As well, a separate report is prepared for Executive Group each year (by Strategic<br />

Planning & Quality) against the three-year outcome measures by which progress towards the<br />

<strong>University</strong>’s strategic goals is monitored.<br />

Other internal and external performance reports are produced on a regular basis by Strategic<br />

Planning & Quality. These include data, including time series data and comparative data<br />

for other universities, for different performance measures according to the target audience<br />

and purpose. In addition to the statutory reporting required by Commonwealth and State<br />

Government departments, these reports include:<br />

w reports to the <strong>University</strong> Council and its committees<br />

w reports to Academic Board (Section 3.3)<br />

w reports to senior management<br />

w program level reports for faculties, with data for such things as demand, load, attrition,<br />

progression, student satisfaction, and graduate satisfaction, employment and further study<br />

w reports at program and unit level based on student survey data (Section 3. 6)<br />

w reports to support benchmarking (Section 3.7) and unit reviews (Section 3.8).<br />

These reports are considered within appropriate forums, and there are pathways for followup<br />

action. For example, faculties must prepare, report (to the Academic Board’s Academic<br />

Programs Quality Committee) and implement improvement plans for all units falling in the<br />

‘bottom 10%’ <strong>of</strong> units, in each broad field <strong>of</strong> education, for each cycle <strong>of</strong> the Student Feedback<br />

on Units Survey (Section 3.6). However, in some cases the content <strong>of</strong> performance reports<br />

needs to change to match <strong>Swinburne</strong> in 2015 goals and targets, and in others there is a need<br />

to mandate a structured response.<br />

Priorities for action<br />

5. Review policy and procedure in<br />

relation to program level reporting,<br />

to broaden the range <strong>of</strong> performance<br />

measures reported and to clarify<br />

requirements in terms <strong>of</strong> follow-up<br />

action (Section 4.2).<br />

6. Review the content and format <strong>of</strong><br />

other regular performance reports to<br />

ensure alignment with <strong>Swinburne</strong> in<br />

2015, and to support the <strong>University</strong>’s<br />

approach to performance planning<br />

and development (Section 3.9).<br />

7. Build capacity for data-handling<br />

within the <strong>University</strong>, to improve<br />

evidence-based decision-making.


Page 20<br />

Further sources<br />

Risk Management Framework<br />

www.swinburne.edu.au/corporate/<br />

spq/auqaportfolio/riskmanagement.<br />

<strong>pdf</strong><br />

Risk Management Policy<br />

http://ppd.swinburne.edu.au/uniorg/<br />

RiskManagement.htm<br />

Priorities for action<br />

8. Expand the implementation <strong>of</strong> risk<br />

management workshops to all areas<br />

<strong>of</strong> the <strong>University</strong>.<br />

9. Integrate risk management processes<br />

more formally into strategic planning<br />

and compliance processes.<br />

3.5 Risk management<br />

The <strong>University</strong> is committed to developing an organisational culture that achieves business<br />

objectives while ensuring appropriate management <strong>of</strong> risk. Thus, it is intended that<br />

<strong>Swinburne</strong>’s risk management mechanisms provide a sound basis for strategic planning, lead<br />

to better program efficiency and effectiveness, assist in management decision-making and,<br />

ultimately, enhance delivery <strong>of</strong> services to students and the wider community.<br />

To improve such outcomes, the <strong>University</strong> commenced a significant enhancement <strong>of</strong> its risk<br />

management systems during 2006. Reflecting the strengthening focus on risk management,<br />

the Audit Committee <strong>of</strong> Council became the Audit & Risk Committee, and a comprehensive<br />

review <strong>of</strong> the existing internal audit function was undertaken by KPMG. This review concluded<br />

that the (former) Internal Audit Unit placed strong emphasis on compliance auditing, but<br />

insufficient focus on assisting the <strong>University</strong>’s risk management processes.<br />

Subsequently, it was decided to outsource the bulk <strong>of</strong> the <strong>University</strong>’s internal audit function to<br />

ensure a service with a much greater focus on risk management. A tender process led to the<br />

appointment <strong>of</strong> Deloitte as <strong>Swinburne</strong>’s internal audit provider in June 2007.<br />

Since then, <strong>Swinburne</strong>’s Risk Management Framework has been revised and the Risk<br />

Management Policy thoroughly reviewed and re-written. Following extensive <strong>University</strong>-wide<br />

consultation, both were approved in 2007 by the <strong>University</strong>’s Executive Group, the Audit & Risk<br />

Committee and the <strong>University</strong> Council.<br />

In addition to these policy developments, risk management workshops were conducted in<br />

2007 for the Executive Group, International & Development Division, Student Operations and<br />

Student Services, and senior staff from other areas will attend similar workshops in 2008.<br />

Each workshop consists <strong>of</strong> three 3-hour sessions, facilitated by Deloitte, with a focus on risk<br />

identification, evaluation and mitigation. As well as improving the risk management skills <strong>of</strong><br />

<strong>Swinburne</strong> personnel, the workshops add to the breadth and depth <strong>of</strong> the <strong>University</strong>’s risk<br />

register which is frequently revised as circumstances change.


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 21<br />

3.6 Stakeholder feedback processes<br />

The <strong>University</strong> implements surveys to:<br />

w understand the needs <strong>of</strong> stakeholders better<br />

w gather feedback to establish service standards, inform planning, and drive continuous<br />

improvement in teaching, learning, research, services and facilities<br />

w identify problem areas that require detailed follow-up (for example, through focus groups)<br />

to clarify issues and/or identify remedies<br />

Following extensive consultation in 2006, a new Stakeholder Surveys Policy and Procedure<br />

was adopted and deployed in 2007 – principally through a regime <strong>of</strong> cyclic surveys. Over the<br />

same period, the <strong>University</strong> began to develop and implement a web-based survey system,<br />

with the aid <strong>of</strong> LTPF funding. The Student Feedback on Units (SFU) Survey and a program-level<br />

<strong>Swinburne</strong> Experience Survey (SES) were delivered online for the first time in 2007, with the<br />

former drawing a 38% overall response rate at first implementation. A Student Feedback on<br />

Teaching (SFT) Survey was also introduced in 2007, deployed online at Sarawak and on paper<br />

in Melbourne, with 60% and 43% response rates, respectively.<br />

The mechanism for reporting survey findings was also improved in 2007, in accordance with<br />

Survey Access and Reporting Guidelines endorsed by Academic Board and approved by<br />

Executive Group. As noted earlier (Section 3.4), faculties must lodge formal improvement plans<br />

with the Academic Programs Quality Committee for units with low student satisfaction levels, but<br />

responsibility for considering and acting upon the findings <strong>of</strong> other surveys needs clarification.<br />

Complaints processes<br />

<strong>Swinburne</strong> encourages feedback, and mechanisms are in place to handle grievances <strong>of</strong><br />

various kinds and more general service feedback. In 2006, responsibility for managing the<br />

latter was moved to Strategic Planning & Quality to ensure independence (and a perception <strong>of</strong><br />

independence) and closure <strong>of</strong> issues.<br />

In 2007, <strong>Swinburne</strong> was one <strong>of</strong> nine universities to participate in Universities Australia<br />

benchmarking to assess complaints handling against the Australian standard (AS ISO 10002:<br />

2006). As a result, new strategies are being developed to promote student awareness <strong>of</strong><br />

complaints processes and to facilitate the making <strong>of</strong> complaints, and the Executive Group and<br />

Academic Board will receive annual complaints reports.<br />

Further sources<br />

Stakeholder surveys policy<br />

http://ppd.swinburne.edu.au/quasys/<br />

StakeholderSurveys.htm<br />

Access and reporting guidelines<br />

www.swinburne.edu.au/corporate/<br />

spq/auqaportfolio/surveyguidelines.<br />

<strong>pdf</strong><br />

Priorities for action<br />

10. Review the <strong>University</strong>’s stakeholder<br />

survey strategy to: a) expand the<br />

range <strong>of</strong> surveys to include a longterm<br />

graduate survey, an improved<br />

employer survey, and customised<br />

versions <strong>of</strong> the Commencing<br />

Student Survey; and b) to reduce<br />

the risk <strong>of</strong> over-surveying particular<br />

stakeholder cohorts.<br />

11. Improve communication with<br />

students on the purpose and<br />

importance <strong>of</strong> surveys, and<br />

particularly on action taken in<br />

response to survey findings – from<br />

2008, improvement actions based<br />

on SFU data will be incorporated<br />

into unit outlines for each delivery<br />

cycle.<br />

12. Further develop the online system<br />

to cater better for SFT surveys and<br />

other surveys targeted to particular<br />

cohorts, with an administration<br />

portlet (within the staff portal) for<br />

faculty representatives to develop<br />

and maintain annual evaluation<br />

plans covering units and teaching<br />

personnel.<br />

13. Improve analysis <strong>of</strong> qualitative<br />

feedback.<br />

14. Establish a complaints portlet<br />

(within the student portal) to<br />

direct complainants to appropriate<br />

channels.<br />

15. Prepare regular complaint status<br />

reports for Executive Group and<br />

Academic Board.


Page 22<br />

Further sources<br />

Benchmarking policy<br />

http://ppd.swinburne.edu.au/quasys/<br />

Benchmarking.htm<br />

Benchmarking summary<br />

www.swinburne.edu.au/<br />

corporate/spq/auqaportfolio/<br />

benchmarkingreport.<strong>pdf</strong><br />

Priorities for action<br />

16. Sharpen the strategic focus<br />

<strong>of</strong> benchmarking activity on<br />

stakeholder outcomes.<br />

17. Review, through Strategic Planning<br />

& Quality, the efficacy <strong>of</strong> actions<br />

taken on the basis <strong>of</strong> benchmarking<br />

during 2006 – 2007.<br />

3.7 Benchmarking<br />

<strong>Swinburne</strong> defines benchmarking as ‘… a structured form <strong>of</strong> performance comparison<br />

– between organisational units, between organisations, or within organisations over time<br />

– undertaken with a view to performance improvement’. Various forms <strong>of</strong> benchmarking<br />

contribute to quality management, in accordance with the <strong>University</strong>’s Policy & Procedure<br />

on Benchmarking.<br />

Benchmarking <strong>of</strong> inputs, processes and outcomes, particularly with external partners, is used<br />

for many purposes, and it delivers valuable outcomes for stakeholders. Examples include<br />

improvements made to Library operations on the basis <strong>of</strong> national university benchmarking,<br />

improvements to the <strong>University</strong>’s international student mobility programs, again on the<br />

basis <strong>of</strong> national university benchmarking, and improvements to planning processes on the<br />

basis <strong>of</strong> Association <strong>of</strong> Commonwealth Universities (ACU) benchmarking. For this reason,<br />

<strong>Swinburne</strong> continues to participate regularly in the ACU Benchmarking Program, in European<br />

Consortium <strong>of</strong> Innovative Universities (ECIU) benchmarking initiatives, and in diverse national<br />

benchmarking projects.<br />

Summaries <strong>of</strong> Benchmarking Initiatives are available, with reports and action plans<br />

accessible via links. As well, improvements based on benchmarking that relate to either<br />

pr<strong>of</strong>essional learning outcomes or internationalisation are described in Sections 4 and 5.


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3.8 Reviews and audits<br />

reviews <strong>of</strong> organisational units<br />

External reviews for all organisational units were instituted in 2005. As indicated in the<br />

<strong>University</strong>’s Unit Reviews Policy & Procedure, most recently revised in 2007, such reviews<br />

are implemented at least every five years ‘… to assess and improve the performance <strong>of</strong><br />

organisational units’. Modelled on the AUQA process <strong>of</strong> self-review followed by external panel<br />

validation, <strong>Swinburne</strong>’s unit reviews are:<br />

w designed to complement the routine performance evaluation and ongoing improvement<br />

expected <strong>of</strong> each organisational unit, and to complement external reviews, audits and<br />

pr<strong>of</strong>essional accreditations<br />

w constructive in intent, and aimed at improving performance continuously in understanding<br />

and meeting stakeholder needs<br />

w scoped to address areas <strong>of</strong> strategic importance and risk<br />

To date, unit reviews have been conducted for eight organisational units. A ninth, for the<br />

Faculty <strong>of</strong> Engineering & Industrial Sciences, is in progress.<br />

Other reviews and audits<br />

Various types <strong>of</strong> audits and reviews are important in the <strong>Swinburne</strong> approach to quality<br />

management, with the findings used to build from existing strengths and to drive improvement<br />

in other areas. A Summary <strong>of</strong> Reviews and Audits is available and, in most cases, the<br />

relevant reports and action plans are also available. As well, specific improvements arising<br />

from review and audit processes in relation to pr<strong>of</strong>essional learning and internationalisation<br />

are noted in Sections 4 and 5, respectively.<br />

Further sources<br />

Unit reviews policy<br />

http://ppd.swinburne.edu.au/quasys/<br />

UnitReviews.htm<br />

Reviews and audits summary<br />

www.swinburne.edu.au/corporate/<br />

spq/auqaportfolio/reviews.<strong>pdf</strong><br />

Priorities for action<br />

18. Make more effective use <strong>of</strong><br />

performance data in reviews <strong>of</strong><br />

organisational units.<br />

19. Ensure that unit review activity<br />

is appropriately aligned with<br />

other audits and pr<strong>of</strong>essional<br />

accreditations.<br />

20. Implement efficient follow-up to<br />

check that issues identified in<br />

reviews and audits have been<br />

resolved.


Page 24<br />

Priorities for action<br />

21. Develop the new performance<br />

planning and development<br />

system during 2008, following<br />

and in parallel with extensive<br />

staff consultation – this work is<br />

supported by a $2.5M Workplace<br />

Productivity Program grant,<br />

with Ernst & Young as the<br />

implementation partner, and it<br />

may be complemented by a new<br />

<strong>University</strong> budget model that<br />

rewards organisational units<br />

performing strongly.<br />

3.9 Performance planning and development<br />

Attainment <strong>of</strong> the <strong>Swinburne</strong> in 2015 goals will require highly-motivated and highlyperforming<br />

staff. A culture <strong>of</strong> excellence must be fostered, and for this reason the <strong>University</strong><br />

is soon to introduce a new approach to performance planning and development that builds on<br />

exisitng practice. It will apply to all staff, and include:<br />

w negotiated development <strong>of</strong> individual performance plans with (mostly) auditable,<br />

quantitative performance targets based on such things as stakeholder satisfaction data,<br />

progression rates and research metrics<br />

w regular meetings between staff and their managers to monitor progress and<br />

address issues<br />

w salary bonuses for the best-performed staff (for example, in a particular year highperforming<br />

staff might receive a bonus <strong>of</strong> up 10%)<br />

w an option for staff to have their bonus paid to a <strong>University</strong> account to support their<br />

teaching, research or pr<strong>of</strong>essional development<br />

w use <strong>of</strong> proprietary s<strong>of</strong>tware to facilitate the alignment <strong>of</strong> individual performance plans<br />

with unit plans and the <strong>University</strong>’s strategic directions, and to ensure secure data flows,<br />

data access and effective reporting<br />

Pr<strong>of</strong>essional development for all personnel is integral to the approach in this area. Some <strong>of</strong><br />

this is directed centrally to ensure strategic alignment, but much is managed at faculty and<br />

corporate unit level for appropriate contextualisation (Section 5.9).


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 25<br />

3.10 Compliance with external standards and protocols<br />

With the adoption by MCEETYA <strong>of</strong> revised National Protocols for Higher Education Approval<br />

Processes in 2006, the <strong>University</strong> initiated a self-review to ensure full compliance (and<br />

compliance with the National Guidelines) when operation took effect in January 2008.<br />

<strong>Swinburne</strong> also complies with the Education Services for Overseas Students Act (ESOS Act)<br />

and the National Code <strong>of</strong> Practice for Registration Authorities and Providers <strong>of</strong> Education and<br />

Training to Overseas Students (the National Code), as well as the AVCC Provision <strong>of</strong> Education<br />

to International Students Code <strong>of</strong> Practice and Guidelines for Australian Universities<br />

(Sections 5.2 – 5.5).<br />

3.11 Policies and procedures<br />

During 2006, the <strong>University</strong> embarked on a major review <strong>of</strong> its Policies and Procedures<br />

Directory to:<br />

w establish a simpler format for policies and procedures, and a more succinct, user-friendly<br />

style <strong>of</strong> writing<br />

w reduce the number <strong>of</strong> policies and procedures to gain better integration between related<br />

areas <strong>of</strong> activity, and reduce duplication and inconsistency<br />

w ensure that policies and procedures are up-to-date and consistent with the National<br />

Protocols and Guidelines and other statutory requirements<br />

w establish a s<strong>of</strong>tware platform that better supports the incorporation <strong>of</strong> graphic images into<br />

policies and procedures, and provides improved search functionality<br />

The new Directory s<strong>of</strong>tware platform was established late in 2007, and the review is ongoing.<br />

To date, the number <strong>of</strong> policies and procedures has been reduced from 400 to 330, and more<br />

than 50 have undergone major redevelopment using an improved template. Many others have<br />

been appreciably revised.<br />

Priorities for action<br />

22. Clarify responsibility for the regular<br />

review <strong>of</strong> compliance with important<br />

standards and protocols across the<br />

<strong>University</strong>.<br />

Further sources<br />

Policies and Procedures Directory<br />

www.swinburne.edu.au/corporate/<br />

registrar/ppd/<br />

Priorities for action<br />

23. Continue the review <strong>of</strong> the Policies<br />

& Procedures Directory.<br />

24. Establish a structured program<br />

for the (ongoing) cyclic review all<br />

policies and procedures.


Page 26<br />

Priorities for action<br />

25. Establish processes to monitor the<br />

postgraduate research experience<br />

on an ongoing basis.<br />

26. Review examination reports on<br />

<strong>Swinburne</strong> theses to drive improved<br />

performance and outcomes.<br />

3.12 Research training<br />

<strong>Swinburne</strong>’s cycle 1 AUQA audit report called for improved processes and outcomes for<br />

postgraduate research students (Recommendation 7), and it was agreed that action in this<br />

area would be included within the scope <strong>of</strong> the cycle 2 audit.<br />

As a result <strong>of</strong> the cycle 1 recommendation, the <strong>University</strong> has developed a new Postgraduate<br />

Research Education Program for students to supplement the training opportunities available<br />

within their respective faculties and research centres. This Program enables them to<br />

participate in discussion sessions on issues that cross disciplinary boundaries, and see their<br />

issues in a wider context. In recent years, the Program has had four components:<br />

w induction into life as a <strong>Swinburne</strong> research student: relevant policies and procedures;<br />

available services; ethics; intellectual property; financial assistance; and progress,<br />

examination and other aspects <strong>of</strong> candidature – with participants encouraged to discuss<br />

the respective roles and responsibilities <strong>of</strong> supervisors, administrators and themselves<br />

w the postgraduate student research experience – the nature <strong>of</strong> research; planning a<br />

research project; selecting methods; preparing an ethics submission; undertaking<br />

research ethically, effectively and on time; writing up; dealing with examination; and<br />

publishing research outcomes<br />

w communication skills such as reading, note-taking, and written and oral presentation, as<br />

well as stress management<br />

w effective use <strong>of</strong> Library resources (including Supersearch, the <strong>Swinburne</strong> library portal)<br />

and advanced approaches to accessing databases<br />

Program sessions vary in duration from 1–3 hrs, and attendance ranges from small working<br />

groups to seminars involving > 40 students. Generally, those in their first year <strong>of</strong> candidature<br />

account for 55 – 60% <strong>of</strong> attendees. At the end <strong>of</strong> each session, participants complete an<br />

anonymous evaluation form – in 2007, 88% <strong>of</strong> them rated the sessions in the top two<br />

response categories.<br />

Data from the Graduate Careers Australia Postgraduate Research Experience Questionnaire<br />

(PREQ) indicate that <strong>Swinburne</strong> postgraduate research students generally have higher<br />

levels <strong>of</strong> satisfaction with their experience than do postgraduate research students at many<br />

other Australian universities. During 2004 – 2007, mean agreement on the PREQ ‘overall<br />

satisfaction’ item ranged from 83.7% to 95.0% for <strong>Swinburne</strong> postgraduate research students,<br />

compared with from 83.4% to 84.7% for all Australian universities combined.


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 27<br />

4 Pr<strong>of</strong>essional Learning at <strong>Swinburne</strong><br />

4.1 Introduction<br />

<strong>Swinburne</strong> aims to be recognised ‘…for its flexible approaches to learning and teaching<br />

that create an engaging, stimulating and modern environment in which students can learn<br />

in different ways and in different places to achieve their desired outcomes’ (Statement <strong>of</strong><br />

Direction 2015). To achieve such recognition, the <strong>University</strong> has embarked on an ambitious<br />

curriculum renewal process to provide:<br />

w ‘student-centred learning’ – providing orientation and transition support to incoming<br />

students from diverse backgrounds and cultures, <strong>of</strong>fering flexibility and choice plus<br />

opportunities for accelerated and intersectoral study, and providing pr<strong>of</strong>essional outcomes<br />

and career skills within a quality-assured teaching framework that includes a mix <strong>of</strong> faceto-face<br />

and online resources and support<br />

w ‘real world learning’ – experiential approaches to learning, set in an international context<br />

and informed by educational scholarship, industry input and research, to equip graduates<br />

for mainstream and entrepreneurial careers as independent, lifelong learners who<br />

understand social and environmental contexts<br />

This renewal is being undertaken within a five-year Curriculum Framework Project that<br />

commenced in 2005, and it is an example <strong>of</strong> <strong>Swinburne</strong>’s ADRI QA model in practice. Relevant<br />

metrics, together with the findings <strong>of</strong> reviews and surveys, indicated that, while education at<br />

<strong>Swinburne</strong> was <strong>of</strong> high quality, graduate employment rates were lower than desirable and the<br />

changing nature <strong>of</strong> the student cohort necessitated greater flexibility in delivery to maintain<br />

engagement.<br />

The Curriculum Framework Project was developed as a broad-ranging response to address<br />

these and other educational issues. Focused on six curriculum areas (Table 4.1), it covers all<br />

undergraduate programs.<br />

Table 4.1 – Key curriculum areas within <strong>Swinburne</strong>’s Curriculum Framework Project<br />

CUrrICULUm AreA brOAd ObjeCTIve<br />

Career-oriented learning To improve career skills and employment prospects.<br />

’Real-world’ learning To integrate real-world contexts with theory, through classroom teaching.<br />

Widening learning opportunities To increase flexibility, choice, acceleration and intersectoral opportunities.<br />

Learning for a changing world To internationalise the learning environment and integrate<br />

entrepreneurship and innovation with an awareness <strong>of</strong> social difference<br />

and cultural diversity into students’ learning opportunities.<br />

Pathways into research To provide research pathways and experience for undergraduates.<br />

Learning to learn To review current teaching practice, program structures, and approaches<br />

to orientation and transition, thus to encourage deep and lifelong learning<br />

and accommodate a range <strong>of</strong> student backgrounds and learning styles.<br />

Further sources<br />

Curriculum Framework Project<br />

www.swinburne.edu.au/hed/<br />

framework/


Page 28<br />

Through Curriculum Framework Project activities (Table 4.2), the <strong>University</strong> has developed<br />

a Pr<strong>of</strong>essional Learning Model. Within the Model, undergraduates undertake a range <strong>of</strong><br />

experiential learning activities, receiving feedback on their development <strong>of</strong> generic skills while<br />

becoming increasingly capable in their chosen discipline.<br />

The Pr<strong>of</strong>essional Learning Model provides undergraduates with a structured range <strong>of</strong><br />

development opportunities, including career assistance embedded within the curriculum,<br />

complementary studies designed to diversify career pr<strong>of</strong>ile, international study and workintegrated<br />

learning opportunities, and options to accelerate or spread study to suit life<br />

commitments. As well, final-year curricula feature industry-oriented capstone projects<br />

designed to prepare graduates for the transition to pr<strong>of</strong>essional practice.<br />

The Model will continue to evolve to prepare pr<strong>of</strong>essionally-oriented graduates with skill<br />

sets matched to industry needs – something that <strong>Swinburne</strong> has been doing effectively<br />

for many years.


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 29<br />

Table 4.2 – Curriculum Framework Project initiatives, 2005 – 2007<br />

ACTIvITy And yeAr<br />

2005 2006 2007<br />

Program review (Sections 4.2 – 4.4)<br />

Faculty-based reviews <strong>of</strong> the structure and content <strong>of</strong> 68 undergraduate programs, with major and minor<br />

program changes approved at Academic Board in 2006.<br />

Development <strong>of</strong> Careers in the Curriculum – accredited into all undergraduate programs in 2006.<br />

Planning work for 3-unit elective sequences.<br />

Review <strong>of</strong> methods <strong>of</strong> awarding Honours grades.<br />

Quality assurance and assessment review (Section 4.5)<br />

Seven 3-unit ‘out-<strong>of</strong>-discipline’ elective sequences<br />

available.<br />

Ten 3-unit ‘out-<strong>of</strong>-discipline’ elective sequences<br />

available.<br />

Initial review leading to standard definition <strong>of</strong> grades within Honours year programs; investigation <strong>of</strong> new<br />

research pathway options.<br />

Redevelopment <strong>of</strong> graduate attributes and generic skills, with new policy approved by Academic Board<br />

in 2007.<br />

Survey <strong>of</strong> current assessment methods, collection <strong>of</strong> examples <strong>of</strong> good practice; development <strong>of</strong> assessment guidelines; establishment <strong>of</strong> resources website;<br />

targeted and faculty-based pr<strong>of</strong>essional development; reforms to assessment & appeals policy/procedure.<br />

Renewal <strong>of</strong> learning and teaching approaches (Sections 4.2; 4.5 & 4.6)<br />

Preliminary work towards possible development <strong>of</strong> a Learning & Teaching Charter.<br />

Development and wider implementation <strong>of</strong> more experiential approaches to program delivery (‘Real<br />

World Learning’), including final-year capstone projects.<br />

Development <strong>of</strong> new models <strong>of</strong> cooperative education, including a strengthened IBL program.<br />

Work in the Faculty <strong>of</strong> Engineering & Industrial Sciences to develop a zero credit-point unit to satisfy the<br />

Engineers Australia requirement for engineering students to undertake approved relevant experience<br />

before graduating.<br />

Faculty-based review <strong>of</strong> the composition and use <strong>of</strong> Course Advisory Committees.<br />

Supporting learning and teaching (Sections 4.3; 4.5; 5.9)<br />

Ongoing development, coordination and evaluation <strong>of</strong> academic components <strong>of</strong> orientation.<br />

Project to devise and implement evidence-based strategies to reduce attrition (Student Retention<br />

Rates Project).<br />

Development and implementation <strong>of</strong> the Pr<strong>of</strong>essional Certificate <strong>of</strong> Teaching Practice.<br />

Development <strong>of</strong> multiple-term academic calendar (the Flexible Academic Calendar) to provide greater<br />

opportunity to ‘speed-up’ or ‘slow-down’ study, and to overcome timetabling and space constraints.<br />

Ongoing implementation <strong>of</strong> Sessionals@<strong>Swinburne</strong> project.<br />

Implementation <strong>of</strong> project recommendations.<br />

Implementation <strong>of</strong> pr<strong>of</strong>essional development on experiential learning, project-based assessment, and so<br />

forth.<br />

Trial implementation <strong>of</strong> Flexible Academic<br />

Calendar.


Page 30<br />

Priorities for action<br />

27. Develop and implement, in each<br />

faculty, communication strategies to<br />

raise staff and student awareness <strong>of</strong><br />

the Pr<strong>of</strong>essional Leaning Model.<br />

28. Expand pr<strong>of</strong>essional development in<br />

support <strong>of</strong> the pedagogy associated<br />

with the Model.<br />

29. Strengthen industry input, across<br />

all faculties and disciplines, to<br />

ensure that programs and pedagogy<br />

maintain industry relevance.<br />

Curriculum Framework Project initiatives have led to the various components <strong>of</strong> <strong>Swinburne</strong>’s<br />

Pr<strong>of</strong>essional Learning Model. Each initiative, and the Model as a whole, is overseen by the<br />

<strong>University</strong>’s Deputy Deans’ Committee and supported by <strong>Swinburne</strong> Pr<strong>of</strong>essional Learning<br />

(a unit within the Higher Education Divisional Office). The Dean, Learning and Teaching,<br />

undertakes an annual review <strong>of</strong> Curriculum Framework Project progress, and reports to<br />

Council, Academic Board and senior management.<br />

The <strong>University</strong> is currently involved in several relevant collaborative benchmarking projects<br />

with other Australian and overseas universities. Some <strong>of</strong> these are supported by Carrick<br />

Institute funding, including the following:<br />

w Work Integrated Learning: a National Framework for Initiatives to Support Best Practice<br />

– Australian Collaborative Education Network with Griffith, QUT and <strong>Swinburne</strong> as lead<br />

partners<br />

w The Development <strong>of</strong> Academics and Higher Education Futures – Council <strong>of</strong> Australian<br />

Directors <strong>of</strong> Academic Development, led by <strong>Swinburne</strong><br />

w Increasing Institutional Success in the Integration and Assessment <strong>of</strong> Graduate Attributes<br />

across the Disciplines by Identifying Academic Staff Beliefs and Attitudes about Graduate<br />

Attributes and Addressing the Impact <strong>of</strong> these on Efforts to Develop Graduate Attributes<br />

– a new collaboration <strong>of</strong> 18 universities including <strong>Swinburne</strong>, led by CQU, Murdoch, RMIT<br />

and UNSW<br />

As the Pr<strong>of</strong>essional Learning Model evolves it should add considerable value to student<br />

learning and also benefit industry and community stakeholders. The prospect <strong>of</strong> employment<br />

post-graduation should increase, and long-term career skills and options should be enhanced.<br />

These outcomes are central to aim 5 in <strong>Swinburne</strong> in 2015, which sees “…CEQ and GDS<br />

performance enhanced at a rate <strong>of</strong> 1% per annum in each <strong>of</strong> the relevant indicators over the<br />

next 7 years”.


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 31<br />

4.2 Program structure, development and accreditation<br />

Program structure<br />

The first major Curriculum Framework Project activity was a review <strong>of</strong> all undergraduate<br />

programs against the objectives detailed in Table 4.1. Based on the findings, an action plan<br />

was prepared to restructure programs as required. The necessary work was accomplished by<br />

December 2006, and all faculties are currently reviewing implementation.<br />

With the accreditation <strong>of</strong> a new BSc program in 2007, the <strong>University</strong> commenced the phased<br />

adoption <strong>of</strong> a common modular degree structure based around majors, co-majors and<br />

minors for most <strong>of</strong> its (300 credit-point) undergraduate degree programs – to enhance<br />

flexibility and choice for students within the scope <strong>of</strong> the Pr<strong>of</strong>essional Learning Model. This<br />

initiative is supported by Commonwealth Government Workplace Productivity Program funding,<br />

and the common degree structure:<br />

w provides students with wide choice in combining majors and minors from different<br />

disciplines and faculties<br />

w facilitates development <strong>of</strong> new ‘tagged’ marketable degrees via combinations <strong>of</strong> majors<br />

and minors from different disciplines and faculties<br />

w simplifies the administration <strong>of</strong> degrees by reducing the former very divergent rule-based<br />

complexity across the faculties and disciplines<br />

To construct a degree program, students complete a major (14 – 18 units; 175 – 225 credit<br />

points) and either: 1) a co-major (8 – 10 units; 100 – 125 credit points); 2) a co-major plus a<br />

minor (normally 4 units; 50 credit points); 3) up to three minors (normally 12 units; 150 credit<br />

points); 4) the requisite number <strong>of</strong> electives (Section 4.3); or 5) a second major if there is<br />

sufficient overlap for both to be completed for a total <strong>of</strong> 300 credit points.<br />

Moreover, many students articulate into the <strong>University</strong>’s undergraduate degree programs from<br />

TAFE diploma and advanced diploma programs with advanced standing <strong>of</strong> 100 – 150 credit<br />

points (Section 4.7). In the new common modular degree structure, this will occur on the basis <strong>of</strong><br />

‘block credit’, so that articulants need only complete a relevant major to complete their degree.<br />

Further sources<br />

Modular degree structure<br />

www.swinburne.edu.au/corporate/<br />

spq/auqaportfolio/modulardegree.<strong>pdf</strong>


Page 32<br />

Further sources<br />

Accreditation and reaccreditation policy<br />

http://ppd.swinburne.edu.au/edupro/<br />

AccreditationAndReaccreditation<br />

HigherEducationSector.htm<br />

Managing program changes<br />

http://ppd.swinburne.edu.au/edupro/<br />

ManagementOfChangesToHigher<br />

EducationPrograms.htm<br />

Accreditation and reaccreditation<br />

The <strong>University</strong> has rigorous processes for program accreditation and reaccreditation, starting from<br />

the development <strong>of</strong> a concept proposal in the case <strong>of</strong> new programs (Figure 4.1). Accreditation<br />

and reaccreditation applications and program change proposals progress from a Faculty Academic<br />

Committee to the Deputy Deans’ Committee, then to the Divisional Advisory Committee, then to<br />

Academic Board for approval, with Course Advisory Committee input at all stages.<br />

Step 1<br />

Development <strong>of</strong> a<br />

concept proposal<br />

Step 2<br />

Development <strong>of</strong> an<br />

accreditation document<br />

accreditations<br />

Figure 4.1 – Overview <strong>of</strong> accreditation and reaccreditation processes at <strong>Swinburne</strong><br />

The Accreditation and Reaccreditation Policy & Procedure mandates extensive<br />

consultation with internal and external stakeholders, and Course Advisory Committees play an<br />

important role. Committee membership includes internal academics and at least two external<br />

people with relevant and recent industry experience. Committees review program structure,<br />

content and academic standard, and advise the Higher Education Accreditation Group, a<br />

sub-committee <strong>of</strong> the Academic Board, accordingly. Prior to approval by Academic Board,<br />

the accreditation document is reviewed by the Higher Education Accreditation Group and the<br />

<strong>University</strong> Secretariat to ensure compliance with QA requirements.<br />

Programs are reaccredited over a 5-year cycle, with any necessary changes during this<br />

period approved and implemented according to the Management <strong>of</strong> Changes to Higher<br />

Education Programs Policy & Procedure . The reaccreditation process is essentially the<br />

same as the accreditation process. However, program performance data must be provided for<br />

parameters such as demand, load, progression, attrition, student and graduate satisfaction,<br />

and employment and further study outcomes. For TNE programs, the accreditation and<br />

reaccreditation process has additional requirements (Section 5.5).<br />

Pr<strong>of</strong>essional accreditation and recognition <strong>of</strong> qualifications<br />

Pr<strong>of</strong>essional accreditations apply to many <strong>of</strong> the <strong>University</strong>’s undergraduate programs<br />

(Table 4.3). The processes involve comprehensive program review by external expert panels<br />

representing the pr<strong>of</strong>essional bodies concerned.<br />

Step 3<br />

Approval process<br />

reaccreditations<br />

Step 4<br />

Registration process


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 33<br />

Table 4.3 – Current pr<strong>of</strong>essional accreditations for undergraduate programs<br />

PrOgrAm 1 ACCredITIng AUThOrITy yeAr<br />

Bachelor <strong>of</strong> Arts (Psychology and Psychophysiology) Australian Psychological Society 2003<br />

Bachelor <strong>of</strong> Science (Psychology and Psychophysiology) Australian Psychological Society 2003<br />

Bachelor <strong>of</strong> Science (Psychology/Biochemistry) Australian Psychological Society 2003<br />

Bachelor <strong>of</strong> Social Science (Psychology) Australian Psychological Society 2003<br />

Bachelor <strong>of</strong> Science (Biochemistry and Chemistry) Royal Australian Chemical Institute 2004<br />

Bachelor <strong>of</strong> Science (Biotechnology/Biochemistry) Royal Australian Chemical Institute 2004<br />

Bachelor <strong>of</strong> Science (Biotechnology/Biochemistry) (Honours) Royal Australian Chemical Institute 2004<br />

Bachelor <strong>of</strong> Science (Chemistry) (Honours) Royal Australian Chemical Institute 2004<br />

Bachelor <strong>of</strong> Health Science (Public & Environmental Health) Australian Institute <strong>of</strong> Environmental Health 2006<br />

Bachelor <strong>of</strong> Business (Accounting) CPA Australia<br />

Institute <strong>of</strong> Chartered Accountants Australia<br />

Bachelor <strong>of</strong> Business (Human Resource Management) Australian Human Resources Institute 2007<br />

Bachelor <strong>of</strong> Business (Marketing) Australian Marketing & Social Research Society 2007<br />

Bachelor <strong>of</strong> Multimedia (Multimedia S<strong>of</strong>tware Development) Australian Computer Society 2003<br />

Bachelor <strong>of</strong> Computing Australian Computer Society 2003<br />

Bachelor <strong>of</strong> Computing (Network Design & Security) Australian Computer Society 2003<br />

Bachelor <strong>of</strong> Information <strong>Technology</strong> Australian Computer Society 2003<br />

Bachelor <strong>of</strong> Business Information Systems Hawthorn Campus Australian Computer Society 2003<br />

Bachelor <strong>of</strong> Science (Computer Science & S<strong>of</strong>tware Engineering) Australian Computer Society 2003<br />

Bachelor <strong>of</strong> Science (Information <strong>Technology</strong>) Australian Computer Society 2003<br />

Bachelor <strong>of</strong> Science (Pr<strong>of</strong>essional S<strong>of</strong>tware Development) Australian Computer Society 2003<br />

Bachelor <strong>of</strong> S<strong>of</strong>tware Engineering Australian Computer Society 2003<br />

Bachelor <strong>of</strong> Engineering (Telecommunication & Network Engineering) Engineers Australia 2003<br />

Bachelor <strong>of</strong> S<strong>of</strong>tware Engineering Engineers Australia 2003<br />

Bachelor <strong>of</strong> Engineering (Biomedical Engineering) Engineers Australia 2003<br />

Bachelor <strong>of</strong> Engineering (Civil Engineering) Engineers Australia 2003<br />

Bachelor <strong>of</strong> Engineering (Civil Engineering)/Bachelor <strong>of</strong> Business Engineers Australia 2003<br />

Bachelor <strong>of</strong> Engineering (Electrical and Electronic Engineering) Engineers Australia 2006<br />

Bachelor <strong>of</strong> Engineering (Electronics and Computer Systems) Engineers Australia 2003<br />

Bachelor <strong>of</strong> Engineering (Electronics and Computer Systems)/Bachelor <strong>of</strong> Business Engineers Australia 2003<br />

Bachelor <strong>of</strong> Engineering (Electronics and Computer Systems)/Bachelor <strong>of</strong> Science (Computer Science and<br />

S<strong>of</strong>tware Engineering)<br />

2007<br />

Engineers Australia 2003<br />

Bachelor <strong>of</strong> Engineering (Mechanical) Engineers Australia 2003<br />

Bachelor <strong>of</strong> Engineering (Mechanical)/Bachelor <strong>of</strong> Business Engineers Australia 2003<br />

Bachelor <strong>of</strong> Engineering (Product Design Engineering) Engineers Australia 2003<br />

Bachelor <strong>of</strong> Engineering (Robotics and Mechatronics) Engineers Australia 2003<br />

Bachelor <strong>of</strong> Engineering (Robotics and Mechatronics)/Bachelor <strong>of</strong> Science (Computer Science & S<strong>of</strong>tware<br />

Engineering)<br />

Engineers Australia 2003<br />

Bachelor <strong>of</strong> Engineering (Telecommunication and Network Engineering) Engineers Australia 2003<br />

Bachelor <strong>of</strong> Engineering (Product Design Engineering) Australian Institute <strong>of</strong> Engineers 2003<br />

1 Sixteen undergraduate programs <strong>of</strong>fered at <strong>Swinburne</strong>’s Sarawak Branch Campus have pr<strong>of</strong>essional accreditations with Australian, Malaysian and/or British agencies.<br />

<strong>Swinburne</strong>’s program accreditation and reaccreditation processes demand that pr<strong>of</strong>essional accreditation requirements are met, and various components <strong>of</strong> the<br />

Pr<strong>of</strong>essional Learning Model contribute well to pr<strong>of</strong>essional accreditation. For instance, final-year ‘capstone’ projects facilitate the accreditation <strong>of</strong> <strong>Swinburne</strong>’s engineering<br />

programs by Engineers Australia.


Page 34<br />

Priorities for action<br />

30. Update accreditation and<br />

reaccreditation procedures to<br />

reflect the program structure<br />

mandated under the Pr<strong>of</strong>essional<br />

Learning Model.<br />

31. Formalise regular program review<br />

processes, based on program-level<br />

performance data and emphasising<br />

key features <strong>of</strong> the Model.<br />

International recognition and accreditation are also important in the context <strong>of</strong> improving<br />

graduate employment and further study outcomes in the global environment. For example,<br />

the Washington Accord, which recognises substantial equivalence in the accreditation <strong>of</strong><br />

qualifications in pr<strong>of</strong>essional engineering, is a useful mechanism, and the <strong>University</strong> is<br />

actively pursuing Association to Advance Collegiate Schools <strong>of</strong> Business (AACSB), Association<br />

<strong>of</strong> MBAs (AMBA) and European Quality Improvement System (EQUIS) accreditations for its<br />

undergraduate business provision.


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 35<br />

4.3 Widening learning opportunities<br />

Several features <strong>of</strong> the Pr<strong>of</strong>essional Learning Model are designed to widen learning<br />

opportunities for undergraduates, in terms <strong>of</strong> the structure and content <strong>of</strong> their program and in<br />

the rate at which they can progress.<br />

Electives plus<br />

Specially-constructed three-unit elective sequences are an important component <strong>of</strong> the Model<br />

in that they ‘widen learning opportunities’ for students. The Electives Plus initiative allows<br />

undergraduates not already in double or co-major degree studies to undertake approved<br />

sequences <strong>of</strong> up to three out-<strong>of</strong>-discipline elective units to:<br />

w broaden knowledge and career options, especially for those undertaking highly<br />

specialised studies<br />

w enhance employability for those undertaking more general studies<br />

w facilitate the pursuit <strong>of</strong> interests or talents outside the discipline focus<br />

While students can enrol in Electives plus units in regular semesters, several <strong>of</strong> these units<br />

were <strong>of</strong>fered during a ‘Winter Term’ introduced in 2007. Of 456 enrolments in the units <strong>of</strong>fered<br />

in Melbourne, 54.5% were out-<strong>of</strong>-discipline (Table 4.4). Electives plus sequences in Enterprise<br />

Marketing, the Networked Economy and Undergraduate Research Skills are available in<br />

‘normal’ semesters, and a new Sustainability sequence is available in 2008.<br />

Table 4.4 – Enrolments in Electives plus units in Winter Term 2007<br />

ELECtivES PLuS SeQUenCe UnIT<br />

TOTAL enrOLmenTS<br />

(n)<br />

Melbourne<br />

Design: Process & Strategy Digital Design 45<br />

Design: Process & Strategy Contemporary Design Issues 56<br />

Design: Process & Strategy Design Management 60<br />

Effective Communication Critical Thinking 78<br />

Effective Communication Pr<strong>of</strong>essional Communications Practice 68<br />

Establishing & Running a Business Accounting for Success 29<br />

Establishing & Running a Business New Venture Development & Management 53<br />

Information Orientation & Knowledge<br />

Management<br />

Introduction to Business Information Systems 31<br />

Information Orientation & Knowledge<br />

Management<br />

Knowledge Management 24<br />

Sarawak<br />

Multimedia – Web Development Multimedia Applications 12<br />

Total 456<br />

Further sources<br />

Electives plus<br />

www.swinburne.edu.au/hed/<br />

pr<strong>of</strong>essionallearning/electivesplus.<br />

html


Page 36<br />

Further sources<br />

Flexible Academic Calendar<br />

www.swinburne.edu.au/corporate/<br />

spq/auqaportfolio/flexiblecalendar.<strong>pdf</strong><br />

flexible academic calendar<br />

With the support <strong>of</strong> Workplace Productivity Program funding, <strong>Swinburne</strong> is currently trialling a<br />

Flexible Academic Calendar which allows postgraduate coursework programs to be <strong>of</strong>fered<br />

in either conventional 12-week semesters or 6-week terms, aligned to a hybrid semester/term<br />

system for undergraduate programs (Figure 4.2).<br />

Term 3<br />

Winter Term<br />

(Term 4)<br />

Figure 4.2 – The Flexible Academic Calendar<br />

Among the benefits advanced for the new Calendar are that it will:<br />

w showcase and facilitate Electives Plus sequences through an optional Winter Term (given<br />

that timetable clashes under the traditional calendar restrict students’ ability to undertake<br />

elective sequences)<br />

w reduce the heavy demand on teaching facilities during 24 <strong>of</strong> 52 weeks each year<br />

(and under-utilisation at other times) and thus reduce facility constraints on teaching<br />

and learning styles (given that the Pr<strong>of</strong>essional Learning Model involves collaborative<br />

project work that typically demands space for group meetings and dedicated studio and<br />

laboratory facilities)<br />

w provide opportunities for students to spread or accelerate their learning (for example,<br />

undergraduates could opt to study up to 12 additional units in a year and complete 300<br />

credit point programs within two years)<br />

w create competitive advantage in recruiting international students for whom arrival in<br />

Australia is delayed beyond ‘normal’ intake dates for visa or other reasons (and perhaps<br />

an advantage also in the recruitment <strong>of</strong> domestic students considering a move after an<br />

unsatisfactory first semester experience elsewhere, and/or those articulating from TAFE)<br />

Term 5<br />

Semester 1 Semester 2<br />

Term 2<br />

Summer Term<br />

(Term 1)<br />

Term 6


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 37<br />

As part <strong>of</strong> the evaluation process, student perspectives <strong>of</strong> Winter Term delivery in 2007 were<br />

canvassed via an online survey. Major findings were that:<br />

w 55% <strong>of</strong> respondents (and 72% <strong>of</strong> international respondents) enrolled to accelerate their<br />

studies, while 25% enrolled to spread their studies<br />

w 61% <strong>of</strong> respondents believed that the knowledge gained was similar to that achieved in a<br />

‘normal’ 12-week semester, while 24% believed it to be greater<br />

w 51% <strong>of</strong> respondents believed that they received similar feedback on their work; 24%<br />

believed they received more feedback<br />

w 83% <strong>of</strong> respondents (and 71% <strong>of</strong> international respondents) rated their overall experience<br />

as mostly positive, compared with 7% who rated it as mostly negative<br />

Priorities for action<br />

32. Promote Electives plus and the<br />

associated career benefits to<br />

students in order to improve uptake.<br />

33. Consult more widely with industry<br />

and graduates to capture views on<br />

which electives best complement<br />

desired employment, career and<br />

further study outcomes.<br />

34. Make elective units available<br />

(from 2009) as minors within<br />

degree structures.<br />

35. Expand the range <strong>of</strong> units available<br />

in Winter and Summer Terms.


Page 38<br />

Further sources<br />

Graduate attributes policy<br />

http://ppd.swinburne.edu.au/edupro/<br />

<strong>Swinburne</strong>GraduateAttributes<br />

AndKeyGenericSkills.htm<br />

4.4 Graduate attributes, employability and career skills<br />

graduate attributes<br />

A desire to improve the immediate employment prospects <strong>of</strong> <strong>Swinburne</strong> graduates and their<br />

long-term career skills is an important driver in the development <strong>of</strong> the Pr<strong>of</strong>essional Learning<br />

Model, and an important goal in the <strong>Swinburne</strong> in 2015 vision. The <strong>University</strong>’s undergraduate<br />

programs should assist graduates to be:<br />

w capable in their chosen pr<strong>of</strong>essional, vocational or study areas<br />

w entrepreneurial in contributing to innovation and development within their workplace<br />

and community<br />

w effective and ethical in work and community situations<br />

w adaptable and able to manage change<br />

w aware <strong>of</strong> the local and international environments in which they will contribute (including<br />

the socio-cultural, economic and natural aspects <strong>of</strong> those environments)<br />

These five graduate attributes characterise central aspects <strong>of</strong> programs within the<br />

Pr<strong>of</strong>essional Learning Model, and they facilitate the promotion <strong>of</strong> distinctive features <strong>of</strong> the<br />

learning experience to prospective employers <strong>of</strong> <strong>Swinburne</strong> graduates. Thus, undergraduate<br />

programs are designed to foster the development <strong>of</strong> the graduate attributes, and faculties<br />

are expected, during accreditation and reaccreditation processes, to illustrate how program<br />

content and delivery will assist in this.<br />

Late in 2007, a new Graduate Attributes Policy was adopted by the Academic Board. It<br />

affirmed the graduate attributes, and also acknowledged the importance <strong>of</strong> generic skills for:<br />

w teamwork<br />

w analysis and problem solving<br />

w communication<br />

w tackling unfamiliar problems<br />

w working independently<br />

At unit level, the new Policy focuses on providing students with feedback on their development<br />

<strong>of</strong> generic skills. These skills coincide with those measured in the Course Experience<br />

Questionnaire, and faculties at <strong>Swinburne</strong> can adapt them to suit discipline areas or adopt<br />

generic skill-sets specified by pr<strong>of</strong>essional or other external accrediting bodies. Disciplines are<br />

expected to seek industry input in the development <strong>of</strong> any discipline-specific generic skills, for<br />

example through Course Advisory Committees, and such discipline-specific generic skills must<br />

be endorsed by Faculty Academic Committees.


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 39<br />

The <strong>Swinburne</strong> approach to the development <strong>of</strong> graduate attributes and the associated generic<br />

skills does not require the provision <strong>of</strong> quantitative measures <strong>of</strong> attainment. Instead, the<br />

<strong>University</strong> aims to:<br />

w ensure that all undergraduate programs provide ample opportunities for students to<br />

develop the graduate attributes<br />

w provide constructive and timely feedback to students on their progress in the development<br />

<strong>of</strong> key skills at unit level<br />

Units within each program are designed to foster some <strong>of</strong> the generic skills identified for the<br />

relevant discipline. In addition, learners <strong>of</strong>ten receive feedback on generic skill attainment via<br />

particular assessment tasks. Where such feedback is provided, the relevant generic skills are<br />

listed in the Unit <strong>of</strong> Study Outline.<br />

In comparison with graduates <strong>of</strong> other universities, <strong>Swinburne</strong> graduates consistently rate<br />

the <strong>University</strong> highly for generic skill development. Mean scores on the CEQ generic skills<br />

scale have been invariably greater than 70 (and occasionally above 80) across all fields <strong>of</strong><br />

education, in comparison with national averages which remain in the mid-60s (Figure 4.3).<br />

% satisfaction; generic skill<br />

90<br />

80<br />

70<br />

60<br />

50<br />

40<br />

Creative Arts Engineering Information<br />

<strong>Technology</strong><br />

Management<br />

and Commerce<br />

Society and<br />

Culture<br />

2004 71.2 72.7 71.6 78.5 75.7 74.5<br />

2005 74.5 81.1 75.2 74.5 81.6 76.6<br />

2006 71.3 70.4 71.9 74.4 74.3 72.8<br />

2007 69.9 70.2 70.8 73.7 77.9 72.5<br />

2004–2006 National average 61.1 69.1 61.8 63.3 68.0 64.8<br />

Figure 4.3 – CEQ ‘generic skills’ scale performance by broad field <strong>of</strong> education at <strong>Swinburne</strong>, 2004 – 2007,<br />

with the national mean for 2004 – 2006 for each field.<br />

All fields


Page 40<br />

Further sources<br />

Careers in the Curriculum<br />

www.swinburne.edu.au/hed/<br />

pr<strong>of</strong>essionallearning/careers.<br />

html<br />

Priorities for action<br />

36. Deploy the generic skills policy<br />

<strong>University</strong>-wide, through facultybased<br />

deployment plans currently in<br />

preparation.<br />

37. Communicate the importance<br />

that employers place on graduate<br />

attributes and generic skills to<br />

undergraduates – focus groups<br />

indicate that many students have<br />

little knowledge <strong>of</strong> the graduate<br />

attributes and generic skills, and<br />

little knowledge <strong>of</strong> their importance<br />

to employers.<br />

Careers in the Curriculum<br />

All undergraduates complete a zero-cost, one-semester unit called Careers in the<br />

Curriculum, delivered flexibly in various modes by the Student Services Careers &<br />

Employment Unit, to develop career planning and management skills. This unit incorporates<br />

advice and feedback on job applications and interviews, directed both at obtaining<br />

pr<strong>of</strong>essional placements (including industry-based learning placements; Section 4.5) and at<br />

gaining employment post-graduation. For this reason, it is normally undertaken in second year,<br />

in time to assist students to apply for placements, and tailored to the pr<strong>of</strong>essional employment<br />

outcomes relevant to <strong>Swinburne</strong>’s disciplines.<br />

Careers in the Curriculum incorporates optional seminars led by career consultants, covering<br />

topics including:<br />

w self-analysis <strong>of</strong> existing knowledge and skills, and further training needs<br />

w writing resumés and covering letters<br />

w networking<br />

w graduate attributes and employer expectations<br />

w interview theory and practice<br />

w participation in other selection processes<br />

w developing a personal ‘career action plan’<br />

Students undertaking Careers in the Curriculum prepare an application letter and resumé in<br />

response to an advertisement <strong>of</strong> their choosing. They then receive written feedback on both<br />

from one <strong>of</strong> <strong>Swinburne</strong>’s career consultants.<br />

Different faculties and discipline areas have developed strategies to complement and<br />

contextualise Careers in the Curriculum, and to assist international students, in particular, to<br />

identify and address shortfalls in their generic skills. For example, the Faculty <strong>of</strong> Information &<br />

Communication Technologies won a Vice-Chancellor’s Award in 2007 for its ‘ICT Pr<strong>of</strong>essional<br />

Employment Program’, largely on the basis <strong>of</strong> improved employment outcomes, and the<br />

Faculty <strong>of</strong> Design has instituted a ‘Careers Day’ which affords all undergraduates an<br />

opportunity to talk with employers across a range <strong>of</strong> careers. In all, 755 students attended<br />

Careers in the Curriculum sessions in 2007, including 411 international students.


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 41<br />

4.5 ‘Real world’ learning<br />

Assessment design and practice<br />

The Pr<strong>of</strong>essional Learning Model has necessitated much rethinking at <strong>Swinburne</strong> on ways to<br />

assess learning – particularly in the context <strong>of</strong> experiential, ‘real world’ delivery. As a result,<br />

there is a growing emphasis on formative assessment within units and within programs to<br />

provide useful feedback to students. There is also recognition <strong>of</strong> a need to expand and clarify<br />

assessment requirements, guidelines and marking criteria; and to engage students in the<br />

assessment process as a learning experience.<br />

Further, the move to embed graduate attributes and generic skills deeply into the curriculum<br />

requires more attention to the way in which attainment is validated through assessment.<br />

Similarly, experiential learning demands consistent assessment criteria for group project work,<br />

case study exercises, industry-based learning and online discussions, and the inclusion <strong>of</strong><br />

reflective components in program delivery.<br />

Capstone projects<br />

The 2005 – 06 review <strong>of</strong> programs identified several successful learning and assessment<br />

practices with wide applicability. In particular, well-structured examples <strong>of</strong> project-focused,<br />

group and interdisciplinary approaches were identified, including examples <strong>of</strong> effective<br />

student engagement with external clients and partners. Discussions with students, staff<br />

and external parties indicated that these practices enrich student experience and improve<br />

learning outcomes. In addition, the experience <strong>of</strong> universities using such pedagogical<br />

models internationally indicated that pr<strong>of</strong>essionally-oriented projects provide students with<br />

opportunities to engage in industry-relevant, collaborative, and self-directed learning in their<br />

undergraduate studies.<br />

For these reasons, final-year ‘capstone’ projects are now a vital component <strong>of</strong> the Pr<strong>of</strong>essional<br />

Learning Model. Excluding small numbers <strong>of</strong> articulating students, all undergraduates will<br />

take at least two major project units (each a quarter <strong>of</strong> a year’s load, usually scheduled in final<br />

year) within their degree program by 2010. These capstone projects generally involve:<br />

w major tasks – discipline-specific, multidisciplinary and/or inter-faculty – to be achieved<br />

over one or two 12.5 credit point units <strong>of</strong> study, with students working individually or in<br />

teams<br />

w open-structured, authentic pr<strong>of</strong>essional activities and challenges, with students expected<br />

to: 1) apply and/or synthesise a broad range <strong>of</strong> previously acquired knowledge and skills;<br />

2) acquire new knowledge and skills; 3) develop the skills, behaviours and attitudes<br />

required <strong>of</strong> a pr<strong>of</strong>essional in the workplace; and 4) become self-directed learners,<br />

independently seeking resources, and peer and pr<strong>of</strong>essional assistance as needed<br />

w opportunities to work in a real-world context, to extend learning beyond the lecture<br />

theatre or classroom, and to access pr<strong>of</strong>essional facilities such as laboratories, studios<br />

and equipment appropriate to project requirements


Page 42<br />

The aim <strong>of</strong> capstone projects is to give students significant, pr<strong>of</strong>essionally-focused learning<br />

experiences in their final year <strong>of</strong> study. They provide real-world activities and challenges to be<br />

addressed within a supportive, collaborative environment. Often, projects are sourced from<br />

business or the wider community (including through advertised competitions and research tasks).<br />

Alternatively, they can be based on internal project briefs that are sometimes student-devised.<br />

Students undertaking capstone projects are encouraged to identify their personal strengths,<br />

develop project management, teamwork and personal skills, and apply their learning in an<br />

authentic context. Thus, the projects should foster graduate attributes, enhance curriculum vitae,<br />

and help prepare students for successful employment, career and further study post-graduation.<br />

Capstone projects have long characterised design, engineering, IT and science programs, and<br />

they are being extended to other disciplines. As <strong>of</strong> December 2007, all discipline areas have<br />

at least accredited (and <strong>of</strong>ten trialled) capstone project units, and a year-long study <strong>of</strong> student<br />

perspectives indicates such units to be popular and effective in terms <strong>of</strong> both disciplinerelated<br />

learning and the development <strong>of</strong> the graduate attributes and generic skills. Based on<br />

2007 Student Feedback on Units Survey data (Sections 3.6 & 4.9), mean student satisfaction<br />

with project units (4.8) is greater than for units generally (4.6).<br />

Cooperative education<br />

Cooperative education at <strong>Swinburne</strong> combines learning in the classroom with learning on the<br />

job, and the workplace provides an ‘authentic’ learning environment. Eligible students put<br />

their academic knowledge into action through relevant (and usually paid) work experience<br />

in business and community settings, then bring the skills and insights acquired back to<br />

the classroom to inform their future study. Thus, cooperative education programs establish<br />

and sustain relationships between the <strong>University</strong>, employers and students, and contribute<br />

significantly to the Pr<strong>of</strong>essional Learning Model and the outcomes sought by stakeholders.<br />

The Cooperative Education Office within the Higher Education Divisional Office is responsible<br />

for the strategic management <strong>of</strong> cooperative education. The former was established in 2006,<br />

replacing the former Office <strong>of</strong> Industry Liaison, and given a brief to integrate pr<strong>of</strong>essional<br />

placements more firmly into the curriculum. Operational management rests with the faculties,<br />

and faculty representatives meet regularly as part <strong>of</strong> the <strong>University</strong>’s Cooperative Education<br />

Network and Cooperative Education Coordination Committee. Largely as a result <strong>of</strong> this<br />

activity, the <strong>University</strong> currently has three main approaches to cooperative education:<br />

w industry-based learning (IBL), the subject <strong>of</strong> a commendation in <strong>Swinburne</strong>’s cycle 1 audit,<br />

which sees undergraduates undertaking a full-time paid placement in industry for six or<br />

12 months in a relevant discipline area<br />

w industry placement (IP), wherein Design students work in industry 4 days/week with<br />

1 day/week <strong>of</strong> supported learning in the <strong>University</strong>’s studios<br />

w a Bachelor <strong>of</strong> Information <strong>Technology</strong> (BIT) program wherein scholarship students<br />

undertake two industry placements over their three years <strong>of</strong> study


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 43<br />

The IBL program is the largest <strong>of</strong> these schemes. With a history at <strong>Swinburne</strong> <strong>of</strong> more than 40<br />

years, it has high participation levels – particularly in engineering and IT (Table 4.5). This was<br />

boosted further in 2006 through the introduction <strong>of</strong> sponsored IBL scholarships. In all, 129 IBL<br />

scholarships were <strong>of</strong>fered in 2006, and 90 in 2007.<br />

Table 4.5 – Work experience in industry, 2004 – 2007 1<br />

Selected fields <strong>of</strong> education 1, 2<br />

Students (n) participating in work experience in industry<br />

2004 2005 2006 2007<br />

Architecture & Building 1 - 8 6<br />

Creative Arts 36 48 47<br />

Engineering 246 165 222 188<br />

Health 18 12 15 16<br />

Information <strong>Technology</strong> 145 79 99 104<br />

Management/Commerce 93 88 102 141<br />

Natural/Physical Sciences 18 22 27 22<br />

Society & Culture - 6 2 5<br />

All fields 557 372 523 529<br />

1<br />

Work experience in industry (WEI) is a DEEWR category <strong>of</strong> cooperative education. The data also include Faculty<br />

<strong>of</strong> Design industry placements.<br />

2<br />

Business practice issues following a changed interpretation <strong>of</strong> WEI with the introduction <strong>of</strong> HESA in 2005 led<br />

to under-reported WEI in that year. The real figure was c. 540.<br />

Participating students express great satisfaction with the IBL program (Table 4.6), and GDS<br />

data confirm that participation increases the chances <strong>of</strong> achieving full-time employment postgraduation<br />

(Table 4.7). Thus, there are compelling reasons for expanding IBL and other forms<br />

<strong>of</strong> cooperative education.<br />

Table 4.6 – Host and participant satisfaction with the IBL program, 2004 – 2006<br />

Aspect <strong>of</strong> IBL program Respondent group % satisfied (from survey data)<br />

2004 2005 2006<br />

Overall satisfaction Hosts 96 95 84<br />

Students 94 93 91<br />

Placement process Hosts 86 81 73<br />

Support from <strong>Swinburne</strong><br />

during placement<br />

Students 83 79 76<br />

Hosts 78 71 64<br />

Students 68 63 61<br />

Support from host Students 92 90 88<br />

Pr<strong>of</strong>essional growth Students 99 94 90<br />

Level <strong>of</strong> work Students n/a 84 88<br />

Academic preparation Students n/a 76 73<br />

<strong>Swinburne</strong> supervisor visits Students n/a n/a 67<br />

Job-seeking preparation Students n/a n/a 83


Page 44<br />

Priorities for action<br />

38. Revise assessment policy and<br />

procedure to accord better with<br />

‘real-world’ approaches to learning.<br />

39. Complete a recently-instigated<br />

initiative to identify and disseminate<br />

best-practice in project-based<br />

assessment, drawing on the earlier<br />

review <strong>of</strong> assessment practice to<br />

develop an holistic understanding <strong>of</strong><br />

issues pertaining to the experience<br />

<strong>of</strong> students and academic and<br />

administrative personnel.<br />

40. Use authentic workplace learning<br />

environments to foster and report on<br />

the development <strong>of</strong> generic skills.<br />

41. Develop strategies to encourage<br />

more students to participate in<br />

cooperative education, given the<br />

advantage it conveys in gaining<br />

employment post-graduation.<br />

42. Improve the level <strong>of</strong> support <strong>of</strong>fered<br />

by <strong>Swinburne</strong> to hosts and students<br />

during IBL placements, and explore<br />

and address reasons for the recent<br />

decline in host satisfaction with the<br />

scheme.<br />

Table 4.7 – Employment rates for <strong>Swinburne</strong> graduates, 2004 – 2007, from GDS data<br />

yeAr<br />

IBL participants<br />

% graduates in full-time employment (<strong>of</strong> those<br />

available)<br />

Non-IBL participants<br />

% graduates in full-time employment (<strong>of</strong> those<br />

available)<br />

2004 94.8 74.8<br />

2005 92.9 77.1<br />

2006 100.0 79.0<br />

2007 80.0 78.7<br />

Although the IBL program attracts academic credit, this credit does not feed into<br />

undergraduate degrees. Rather, participants receive an acknowledgement <strong>of</strong> participation on<br />

their graduation transcript. However, the <strong>University</strong> is committed to developing new models <strong>of</strong><br />

academic credit-bearing placement more strongly aligned to the curriculum in an attempt to:<br />

w increase academic rigour and involvement<br />

w improve the student learning experience<br />

w optimise student uptake<br />

To achieve this, <strong>Swinburne</strong> Pr<strong>of</strong>essional Learning is implementing a <strong>University</strong>-wide project<br />

called Integrating Pr<strong>of</strong>essional Placements into the Curriculum. This initiative builds on the IBL<br />

model to develop and coordinate a wider range <strong>of</strong> curriculum-aligned pr<strong>of</strong>essional placement<br />

opportunities. For example, in the future students will be able to undertake a placement while<br />

achieving credit towards their principal degree. This is not entirely new – programs such<br />

as the Bachelor <strong>of</strong> Information <strong>Technology</strong> and the Faculty <strong>of</strong> Design’s Industry Placement<br />

scheme already attract credit.


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 45<br />

4.6 Pathways to further study<br />

Further full-time study rates are highest at <strong>Swinburne</strong> for the Society & Culture and Natural/<br />

Physical Sciences fields <strong>of</strong> education – consistently above the national average in the case <strong>of</strong><br />

the former. Overall, however, relatively few <strong>Swinburne</strong> graduates, in comparison with those<br />

from other Australian universities, proceed to further study (Table 4.8).<br />

Table 4.8 – % undergraduates in further full-time study for <strong>Swinburne</strong> other Australian<br />

universities (All), by field <strong>of</strong> education, 2004 – 2007<br />

brOAd fIeLd<br />

Of edUCATIOn<br />

2004 2005 2006 2007<br />

<strong>Swinburne</strong> All <strong>Swinburne</strong> All <strong>Swinburne</strong> All <strong>Swinburne</strong><br />

Creative Arts 25.0 30.6 22.3 28.6 18.0 27.9 20.0<br />

Engineering 14.7 18.6 9.5 13.3 15.9 12.3 10.9<br />

Health 15.0 13.1 0.0 13.5 9.1 11.3 0.0<br />

IT 15.8 25.3 11.9 21.7 20.3 19.5 19.7<br />

Management/Commerce 9.5 18.3 9.0 18.3 11.6 16.4 10.5<br />

Nat/Physical Sciences 45.2 51.2 30.2 50.8 36.0 48.4 22.2<br />

Society & Culture 36.0 30.5 35.0 31.1 35.1 31.7 25.8<br />

All undergraduates 18.9 24.1 15.8 23.3 18.5 22.0 15.4<br />

Developing effective and engaging undergraduate pathways to research is critical to<br />

<strong>Swinburne</strong>’s growing research pr<strong>of</strong>ile and strong pr<strong>of</strong>essional focus for graduates. However,<br />

enticing undergraduates into higher degree candidature is challenging when many <strong>of</strong> the most<br />

capable local students undertake industry placements during their undergraduate programs.<br />

The placements lengthen the undergraduate study period and frequently result in attractive job<br />

<strong>of</strong>fers from placement employers – and both factors militate against attracting able students<br />

to undertake further study on relatively low levels <strong>of</strong> scholarship support.<br />

For this reason, various strategies are under consideration to provide more effective pathways<br />

to research for <strong>Swinburne</strong> undergraduates. These include both curriculum design and<br />

pedagogical approaches such as:<br />

w developing and promoting rigorous and engaging Honours year additions to three-year<br />

degrees, and <strong>of</strong>fering research options within four-year engineering degrees<br />

w <strong>of</strong>fering accelerated pathways through undergraduate studies to highly capable<br />

undergraduates, to allow completion <strong>of</strong> Honours in a compressed timeframe<br />

w capitalizing on synergies between industry placement and industry-focused research<br />

opportunities to <strong>of</strong>fer Honours by industry-based research<br />

w <strong>of</strong>fering research experiences and research methods development to capable<br />

undergraduates<br />

w adopting enquiry-based teaching methods which model research techniques, and/or<br />

approaches that integrate research issues and outcomes into undergraduate curricula<br />

w achieving greater alignment between undergraduate curricula and the <strong>University</strong>’s priority<br />

research areas<br />

Priorities for action<br />

43. Evaluate options, including<br />

discipline- and faculty-specific<br />

options, for improved pathways to<br />

further study.


Page 46<br />

Further sources<br />

Pathways Direct<br />

www.swin.edu.au/hed/<br />

direct/#pathways<br />

4.7 Intersectoral articulation<br />

Of Australian universities, <strong>Swinburne</strong> has consistently had, as a percentage <strong>of</strong> the<br />

commencing undergraduate cohort, the highest level <strong>of</strong> TAFE – Higher Education articulation<br />

(Table 4.9).<br />

Table 4.9 – TAFE articulants as a percentage <strong>of</strong> the domestic commencing undergraduate cohort<br />

at Australian universities, 2004 – 2007 (top 10 universities) 1<br />

UnIverSITy 2004 2005 2006 2007<br />

<strong>Swinburne</strong> 22.1 25.8 25.5 27.1<br />

<strong>University</strong> <strong>of</strong> Western Sydney 21.7 22.4 20.7 n/a<br />

RMIT 19.8 20.6 20.2 n/a<br />

ACU 12.4 4.0 14.4 n/a<br />

Charles Sturt <strong>University</strong> 13.6 15.2 14.0 n/a<br />

Edith Cowan <strong>University</strong> 14.0 14.8 13.7 n/a<br />

<strong>University</strong> <strong>of</strong> Canberra 12.1 10.3 12.9 n/a<br />

Deakin <strong>University</strong> 14.1 11.9 11.9 n/a<br />

Murdoch <strong>University</strong> 13.1 14.8 11.5 n/a<br />

VU 15.2 14.4 9.8 n/a<br />

1 DEST data for 2004 – 2006; ‘un<strong>of</strong>ficial’ preliminary figures for <strong>Swinburne</strong> in 2007.<br />

In most years, close to half <strong>of</strong> the articulants commencing undergraduate degree programs<br />

come from <strong>Swinburne</strong>’s TAFE Division, <strong>of</strong>ten via Pathways Direct entry arrangements with<br />

advanced standing (Figure 4.4). Through Pathways Direct, <strong>Swinburne</strong> TAFE students are<br />

<strong>of</strong>fered places in various degree programs without having to apply through Victorian Tertiary<br />

Admissions Centre (VTAC), and the credit transfer they receive allows them to complete an<br />

undergraduate degree relatively quickly. The scheme is open to students in the final year <strong>of</strong><br />

TAFE study (usually in diploma or advanced diploma programs) and selection is based on<br />

academic achievement.


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 47<br />

Headcount<br />

900<br />

800<br />

700<br />

600<br />

500<br />

400<br />

300<br />

200<br />

100<br />

0<br />

Figure 4.4 – TAFE articulants in the commencing undergraduate cohort at <strong>Swinburne</strong>,<br />

2004 – 2007<br />

In percentage terms, the level <strong>of</strong> articulation within <strong>Swinburne</strong> has been stable over recent<br />

years. Articulation between the TAFE School <strong>of</strong> Business and the Faculty <strong>of</strong> Business &<br />

Enterprise accounts for more than a third <strong>of</strong> the total (Table 4.10).<br />

Table 4.10 – Students (n) articulating from TAFE to Higher Education at <strong>Swinburne</strong>, 2004 to 2005,<br />

2005 to 2006 and 2006 to 2007, by School and Faculty<br />

TAFE School<br />

2004 2005 2006 2007<br />

Business &<br />

Enterprise<br />

Design<br />

Engineering<br />

& Industrial<br />

Sciences<br />

Higher Education Faculty<br />

Information &<br />

Communication<br />

<strong>Technology</strong><br />

Life & Social<br />

Sciences<br />

Other TAFE<br />

<strong>Swinburne</strong> TAFE<br />

Higher Education<br />

at Lilydale<br />

Arts, Hospitality & Sciences 6 176 4 20 52 23 281<br />

Business 427 - 1 7 44 159 638<br />

Engineering 1 27 23 65 40 6 162<br />

Social Sciences 8 4 3 - 50 7 72<br />

Other 5 1 5 6 - 4 21<br />

Total 447 208 36 98 186 199 1,174<br />

Total


Page 48<br />

Generally, articulants from <strong>Swinburne</strong> TAFE programs progress about as well as entrants from<br />

year 12 (Table 4.11), which is remarkable considering that the Tertiary Entrance Score <strong>of</strong> TAFE<br />

students is typically 30 points below that <strong>of</strong> year 12 entrants. The grade point averages <strong>of</strong><br />

TAFE articulants are below those <strong>of</strong> year 12 entrants, although only by 2 – 3% in recent years<br />

(Table 4.12).<br />

Table 4.11 – Progression rates for <strong>Swinburne</strong> TAFE articulants and year 12 entrants, 2004 – 2007<br />

yeAr<br />

2004 intake<br />

2005 intake<br />

2006 intake<br />

2007 intake<br />

Mean progression<br />

TAFE Year 12<br />

2004 0.84 0.83<br />

2005 0.84 0.85<br />

2006 0.89 0.90<br />

2007 0.84 0.92<br />

2005 0.79 0.81<br />

2006 0.86 0.84<br />

2007 0.88 0.91<br />

2006 0.82 0.81<br />

2007 0.90 0.85<br />

2007 0.80 0.83<br />

Table 4.12 – Grade point averages (GPAs) for <strong>Swinburne</strong> TAFE articulants and year 12 entrants,<br />

2004 – 2007<br />

yeAr<br />

Mean GPA<br />

TAFE Year 12<br />

2004 58.0 63.7<br />

2005 56.4 63.8<br />

2006 62.9 63.8<br />

2007 62.1 64.0


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 49<br />

Attrition for <strong>Swinburne</strong> TAFE articulants is invariably lower than that <strong>of</strong> students with a<br />

different basis <strong>of</strong> admission, including those from other TAFE providers (Figure 4.5).<br />

Attrition rates<br />

Figure 4.5 – Attrition rate by basis <strong>of</strong> admission, 2004 – 2006<br />

Each year, more than 200 Higher Education students also capitalise on the <strong>University</strong>’s<br />

‘intersectoral advantage’ by undertaking complementary TAFE studies. For example, in 2007 c.<br />

260 students commenced <strong>Swinburne</strong> TAFE programs having been enrolled in Higher Education<br />

programs at <strong>Swinburne</strong> the previous year (Figure 4.6). In some cases, their TAFE studies were<br />

concurrent with Higher Education studies, but in others the articulation to TAFE was postcompletion<br />

or after partial completion <strong>of</strong> a Higher Education program. Typical examples that fit<br />

well with the Pr<strong>of</strong>essional Learning Model are engineering students picking up knowledge and<br />

skills in metallurgy and/or metal fabrication, and Ph D students acquiring knowledge and skills<br />

in small business management.<br />

Headcount<br />

22<br />

20<br />

18<br />

16<br />

14<br />

12<br />

10<br />

280<br />

260<br />

240<br />

220<br />

200<br />

2004 2005 2006<br />

2004 2005 2006 2007<br />

Figure 4.6 – Higher Education to TAFE articulation at <strong>Swinburne</strong>, 2004 – 2007<br />

<strong>Swinburne</strong> TAFE articulants<br />

Other TAFE articulants<br />

Year 12<br />

Other<br />

All <strong>Swinburne</strong><br />

Priorities for action<br />

44. Clarify the role <strong>of</strong> the <strong>University</strong>’s<br />

Intersectoral Advisory Committee<br />

– this Committee was established<br />

as a standing committee <strong>of</strong> the<br />

<strong>University</strong> Executive with a brief to<br />

support intersectoral activity, but a<br />

review <strong>of</strong> its activity is timely.


Page 50<br />

4.8 Infrastructure<br />

During 2003 – 2007, the <strong>University</strong> invested $125M to enhance the built environment at its<br />

Melbourne campuses and, in accordance with the 2008 – 2012 Capital Management Plan, a<br />

further $250M will be spent on construction and refurbishment over the next 5 years. This<br />

work is aligned to the <strong>Swinburne</strong> in 2015 vision, and much <strong>of</strong> it will complement recent<br />

developments in supporting implementation <strong>of</strong> the Pr<strong>of</strong>essional Learning Model (Table 4.13).<br />

In this latter respect, the aim is to increase the provision <strong>of</strong> flexible learning spaces, facilities,<br />

equipment, accessible information resources and ICT services to allow learners to study at<br />

their own time, pace and place.<br />

Table 4.13 – A selection <strong>of</strong> recent infrastructure developments at <strong>Swinburne</strong> in support <strong>of</strong> flexible delivery and the Pr<strong>of</strong>essional Learning Model<br />

LeAd COrPOrATe UnIT(S) ServICe<br />

Information <strong>Technology</strong> Services Provision <strong>of</strong> full wireless coverage at all Melbourne campuses, with data transmission capability <strong>of</strong> 54<br />

megabits/second.<br />

Information Resources<br />

Information <strong>Technology</strong> Services<br />

Establishment <strong>of</strong> open access computer environments in libraries at Hawthorn (232 PCs, including 150 in a<br />

‘Late-Lab’ with 24/7 access; 34 wireless laptops for loan), Lilydale (94 PCs; 2 iMacs; 20 wireless laptops for<br />

loan) and Prahran (56 PCs; 3 iMacs; 8 wireless laptops for loan).<br />

Facilities & Services Refurbishment <strong>of</strong> the BA, EN, EW and AR buildings at Hawthorn, with greatly increased provision <strong>of</strong> flexible<br />

learning spaces including syndicate and meeting rooms with appropriate facilities and equipment.<br />

Facilities & Services<br />

Information Resources<br />

Refurbishment <strong>of</strong> the Library at Hawthorn, with $4M spent to provide open plan work areas, bookable<br />

syndicate rooms and Late-Lab access to 150 PCs on two floors.<br />

Facilities & Services Construction <strong>of</strong> a large atrium connecting the Library with the BA building at Hawthorn, creating an open<br />

environment for student collaboration, network access and social activity.<br />

<strong>Swinburne</strong> Pr<strong>of</strong>essional Learning<br />

Information <strong>Technology</strong> Services<br />

<strong>Swinburne</strong> Pr<strong>of</strong>essional Learning<br />

Information <strong>Technology</strong> Services<br />

Provision <strong>of</strong> the Blackboard online learning management system for all current units (with the exception <strong>of</strong><br />

some postgraduate support units with few enrolments), with at least a unit outline provided, together with<br />

communication facilities such as discussion, chat and email, and <strong>of</strong>ten full learning guides, lecture notes,<br />

Powerpoint slides, assessment facilities and so forth.<br />

Introduction <strong>of</strong> the Lectopia automated lecture recording system to record lectures and any material<br />

projected through classroom data projection systems – recordings are available to students in streaming<br />

video online, video downloads and podcasts to PC’s and portable devices such as iPods, 3G phones, PDAs,<br />

and other MP3 players.<br />

Information <strong>Technology</strong> Services Upgrade <strong>of</strong> nine lecture theatres in 2007 with audio-visual and computing consoles, as part <strong>of</strong> an ongoing<br />

upgrade <strong>of</strong> all lecture theatres.<br />

Information Resources More flexible Library opening hours at all campuses, tailored to suit the needs <strong>of</strong> student cohorts, with online<br />

reserve materials available to all students via their OPAX password.<br />

Information Resources Expansion <strong>of</strong> the Electronic Book Library collection, with the addition in 2007 <strong>of</strong> >50,000 titles in full text<br />

online.<br />

Information Resources Establishment <strong>of</strong> unit <strong>of</strong> study liaison and reference services through the Library, correlated directly to<br />

program <strong>of</strong>ferings, and telephone, SMS and email query services.<br />

Information Resources Pilot implementation <strong>of</strong> the Library Rover scheme, which sees students employed and trained to provide<br />

frontline ‘roving’ support to students.<br />

Information Resources Contextualised Library training, integrated into the curriculum and mapped to the <strong>University</strong>’s graduate<br />

attributes, and podcasts on the use <strong>of</strong> Library resources.<br />

Information Resources Implementation <strong>of</strong> Supersearch – a federated search engine that searches multiple database simultaneously<br />

– and Ezyproxy authentication s<strong>of</strong>tware that provides access to resources both on- and <strong>of</strong>f-campus.


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 51<br />

Priorities for action<br />

45. Increase the space available for capstone project work – this will largely be addressed at<br />

Hawthorn through: 1) the establishment in 2008 <strong>of</strong> the ‘Hawthorn Project Hub’, which will have<br />

c. 35 meeting rooms and extensive communal space with access to technology such as wifi,<br />

laptops and digital projectors for teams undertaking capstone projects; and 2) completion in<br />

2010 <strong>of</strong> the 20,000m 2 Burwood Road Advanced <strong>Technology</strong> Building at Hawthorn, with many<br />

flexible learning spaces and informal collaboration areas, and an in-built capacity to cater for<br />

future shifts in approaches to delivery.<br />

46. Extend Library opening hours and strengthen the collection in support <strong>of</strong> Careers in the Curriculum.<br />

47. Upgrade to Blackboard v 7.0 to improve communication interfaces and enhance e-portfolio facilities,<br />

and subsequently to v 8.0 to enhance the ‘gradebook’ student assessment area by providing drag and<br />

drop capabilities and provision for self-assessment and peer-assessment.<br />

48. Install further data projection units or update units in classrooms, and install additional Lectopia<br />

automated video recording units in a further 15 rooms during 2008 – Lectopia is currently available<br />

in 26 teaching venues, and its popularity is evidenced by > 75,000 hits in 2007.<br />

49. Implement SafeAssign anti-plagiarism s<strong>of</strong>tware on an upgraded version <strong>of</strong> Blackboard in 2008 –<br />

funding is earmarked for this purpose, and the implementation <strong>of</strong> SafeAssign follows a revision<br />

<strong>of</strong> the <strong>University</strong>’s plagiarism policy and the development <strong>of</strong> an Avoiding Plagiarism website with<br />

resources to support new approaches to educating staff and students about the associated issues.<br />

Further sources<br />

Avoiding plagiarism<br />

www.swinburne.edu.au/ltas/<br />

plagiarism/


Page 52<br />

4.9 Summary <strong>of</strong> outcomes<br />

The Pr<strong>of</strong>essional Learning Model should improve outcomes for a range <strong>of</strong> stakeholders –<br />

particularly undergraduate students and graduates – and this should be reflected in all <strong>of</strong> the<br />

main performance indicators. The <strong>University</strong>’s performance with respect to most <strong>of</strong> these has<br />

been consistently strong, but there is scope for improvement.<br />

Progression<br />

Progression rates at <strong>Swinburne</strong> have been reasonably stable in recent years for most fields <strong>of</strong><br />

study, and comparable to national rates (Table 4.14).<br />

Table 4.14 – Undergraduate progression rate for selected broad fields <strong>of</strong> education at <strong>Swinburne</strong><br />

and for all Australian universities (All), 2004 – 2007<br />

brOAd fIeLd<br />

Of edUCATIOn<br />

2004 2005 2006 2007<br />

<strong>Swinburne</strong> All <strong>Swinburne</strong> All <strong>Swinburne</strong> All <strong>Swinburne</strong><br />

Creative Arts 92.9 90.9 91.7 90.6 92.8 90.5 91.9<br />

Engineering 86.3 85.6 85.0 85.6 84.3 86.1 85.2<br />

IT 81.9 79.1 79.8 79.3 80.9 79.8 79.8<br />

Management/<br />

Commerce<br />

Nat/Physical<br />

Sciences<br />

87.0 84.4 85.8 84.0 85.3 84.0 84.7<br />

89.0 86.7 87.3 86.6 88.0 86.5 88.5<br />

Society & Culture 86.9 87.2 84.3 86.8 84.8 86.8 84.5<br />

All 86.9 86.9 85.7 86.7 86.1 86.9 85.9<br />

Attrition<br />

Overall, attrition at <strong>Swinburne</strong> for students commencing bachelor level degrees has declined in<br />

recent years, with the increase in 2005 an artefact <strong>of</strong> understated completions data for some<br />

<strong>of</strong>fshore programs (Table 4.15).<br />

Table 4.15 – % attrition at <strong>Swinburne</strong>, 2004 – 2006, for students commencing undergraduate<br />

programs in selected broad fields <strong>of</strong> education, with comparative data for all Australian<br />

universities<br />

brOAd fIeLd<br />

Of edUCATIOn<br />

2004 2005 2006<br />

Creative Arts 10.6 9.4 9.1<br />

Engineering 15.1 20.1 18.4<br />

IT 18.1 21.3 13.8<br />

Management/Commerce 15.3 18.9 14.8<br />

Natural/Physical Sciences 26.0 20.2 22.2<br />

Society & Culture 28.4 23.6 25.8<br />

All <strong>Swinburne</strong> 16.8 18.5 15.7<br />

All Australian universities 17.4 17.3 n/a


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 53<br />

Student satisfaction<br />

Student satisfaction with units and teaching is high, with no significant difference between<br />

broad fields <strong>of</strong> education (Table 4.16). A decline in mean scores between semester 1 2006 and<br />

semester 1 2007 may relate to the shift from paper-based to online surveying (Section 3.6).<br />

Table 4.16 – Mean scores on major satisfaction items on the <strong>Swinburne</strong> SFU Survey for selected<br />

fields <strong>of</strong> education, semester 1 2006 and semester 1 2007<br />

brOAd fIeLd<br />

Of edUCATIOn<br />

Satisfaction<br />

with unit 1<br />

Semester 1 2006 Semester 1 2007<br />

Satisfaction<br />

with teaching 1<br />

Satisfaction<br />

with unit<br />

Satisfaction<br />

with teaching<br />

Creative Arts 4.8 4.9 4.5 4.6<br />

Engineering 4.7 4.7 4.6 4.7<br />

Information <strong>Technology</strong> 4.8 4.9 4.5 4.6<br />

Management/Commerce 4.7 4.9 4.6 4.5<br />

Natural/Physical Sciences 4.7 5.0 4.5 4.5<br />

Society & Culture 4.8 5.0 4.7 4.8<br />

All fields 4.7 4.9 4.6 4.6<br />

1 Student satisfaction at unit level is assessed via a Student Feedback on Units Survey. Two survey questions ask<br />

students to respond to statements regarding their overall satisfaction with the unit concerned, and their overall<br />

satisfaction with the teaching <strong>of</strong> that unit – using 6-point Likert scales from ‘strongly agree’ to ‘strongly disagree’.<br />

Means are calculated for each item where ‘strongly agree’ = 6 and ‘strongly disagree’ = 1. Valid responses = 12,900<br />

(2006) and 13,639 (2007).


Page 54<br />

% good Teaching Scale<br />

graduate satisfaction<br />

Graduates consistently rate the <strong>University</strong> highly on the CEQ good teaching scale, with mean<br />

scores on this scale above the national mean every year. Scores at <strong>Swinburne</strong> have generally<br />

been greatest for Society & Culture and Creative Arts, and lower for Engineering and IT (Figure<br />

4.7). This reflects the situation nationally, but at <strong>Swinburne</strong> the trend is to improvement for<br />

both Engineering and IT (Figure 4.7).<br />

70<br />

60<br />

50<br />

40<br />

30<br />

20<br />

Creative Arts engineering Information<br />

<strong>Technology</strong><br />

management<br />

and Commerce<br />

Society and<br />

Culture<br />

2004 58.6 40.9 42.3 58.7 62.1 52.8<br />

2005 58.5 47.2 49.9 53.4 60.8 53.7<br />

2006 61.8 46.6 49.5 50.8 59.7 52.8<br />

2007 60.9 47.3 50.7 52.8 68.1 55.3<br />

2004–2006 national average 53.1 38.0 41.5 41.0 54.2 46.9<br />

Figure 4.7 – CEQ ‘good teaching’ scale performance by field <strong>of</strong> education at <strong>Swinburne</strong>,<br />

2004 – 2007, with the national mean for 2004 – 2006 for each field<br />

All fi elds


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 55<br />

As for the other CEQ-derived measures, <strong>Swinburne</strong> graduates consistently rate the <strong>University</strong><br />

more highly in terms <strong>of</strong> ‘overall satisfaction’ than do graduates <strong>of</strong> most other Australian<br />

universities. <strong>Swinburne</strong>’s mean score on this single CEQ item has been consistently c. 15%<br />

above the national mean (Figure 4.8).<br />

% Overall Satisfaction<br />

90<br />

80<br />

70<br />

60<br />

50<br />

40<br />

Creative Arts engineering Information<br />

<strong>Technology</strong><br />

management<br />

and Commerce<br />

Society and<br />

Culture<br />

All fi elds<br />

74.4 70.2 72.9 85.2 84.9 78.6 2004<br />

77.0 81.6 74.4 83.8 82.4 79.4 2005<br />

82.3 76.8 78.3 80.7 81.4 79.7 2006<br />

79.2 72.7 81.2 79.8 89.6 79.6 2007<br />

64.9 65.5 61.3 68.5 74.9 68.8 2004–2006 national average<br />

Figure 4.8 – CEQ ‘overall satisfaction’ measure by field <strong>of</strong> education at <strong>Swinburne</strong>,<br />

2004 – 2007, with the national mean for 2004 – 2006 for each field


Page 56<br />

employment outcomes<br />

Based on Graduate Destination Survey (GDS) data, full-time employment for graduates<br />

<strong>of</strong> <strong>Swinburne</strong>’s undergraduate programs has historically been somewhat below national<br />

averages, and this has been a major motivation underpinning the development <strong>of</strong> the<br />

Pr<strong>of</strong>essional Learning Model (Table 4.17).<br />

Table 4.17 – % full-time undergraduate employment for selected broad fields <strong>of</strong> education, for<br />

<strong>Swinburne</strong> and for all Australian universities (All), 2004 – 2007<br />

brOAd fIeLd<br />

Of edUCATIOn<br />

2004 2005 2006 2007<br />

<strong>Swinburne</strong> All <strong>Swinburne</strong> All <strong>Swinburne</strong> All <strong>Swinburne</strong><br />

Creative Arts 61.7 59.2 72.5 63.1 70.3 65.5 66.7<br />

Engineering 75.9 83.6 79.1 85.5 86.0 87.6 79.7<br />

IT 68.8 67.1 68.1 68.5 76.1 75.5 80.2<br />

Management/<br />

Commerce<br />

Nat/Physical<br />

Sciences<br />

78.4 80.3 79.1 80.1 76.5 80.9 75.5<br />

65.0 70.3 81.3 74.4 64.0 76.9 76.9<br />

Society & Culture 71.9 80.5 68.4 80.7 68.2 79.5 80.6<br />

All fields 73.6 79.4 76.1 80.0 76.8 81.3 75.9<br />

LTPf performance<br />

Performance under the Commonwealth Government’s Learning & Teaching Performance<br />

Fund (LTPF) scheme is based on various measures for which data are gathered through<br />

the GDS and CEQ (for graduate employment, further study and satisfaction), combined with<br />

measures <strong>of</strong> progression and attrition derived from <strong>of</strong>ficial DEEWR data. In 2006, the scheme<br />

involved a ‘whole-<strong>of</strong>-university’ approach, but for 2007 and 2008 it became discipline-based.<br />

Regardless <strong>of</strong> this and other changes, <strong>Swinburne</strong> has performed consistently well, receiving<br />

significant funds each year to support initiatives aimed at improving performance in learning<br />

and teaching (Tables 4.18 – 4.20).


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 57<br />

Table 4.18 – <strong>University</strong> ratings in the 2006 LTPF round (top 10 universities)<br />

LTPf<br />

rATIng<br />

PrOvIder<br />

LTPf<br />

rATIng<br />

1 <strong>University</strong> <strong>of</strong> Wollongong 6 ANU<br />

2 Australian Maritime College 7 UNE<br />

PrOvIder<br />

3 <strong>University</strong> <strong>of</strong> Melbourne 8 <strong>University</strong> <strong>of</strong> Canberra<br />

4 <strong>Swinburne</strong> 9 <strong>University</strong> <strong>of</strong> Ballarat<br />

5 <strong>University</strong> <strong>of</strong> Queensland 10 <strong>University</strong> <strong>of</strong> Sydney<br />

Table 4.19 – <strong>University</strong> ratings in the 2007 LTPF round (Bands A1, A2 and B)<br />

dISCIPLIne grOUP 1<br />

SCIenCe, COmPUTIng,<br />

engIneerIng, eTC.<br />

band A1<br />

Murdoch <strong>University</strong><br />

ANU<br />

UNE<br />

UWA<br />

<strong>University</strong> <strong>of</strong> Tasmania<br />

UTS<br />

<strong>University</strong> <strong>of</strong> Wollongong<br />

band A2<br />

<strong>University</strong> <strong>of</strong> Melbourne<br />

UNSW<br />

<strong>University</strong> <strong>of</strong> Queensland<br />

band b<br />

Charles Sturt <strong>University</strong><br />

James Cook <strong>University</strong><br />

Macquarie <strong>University</strong><br />

SCU<br />

<strong>Swinburne</strong><br />

<strong>University</strong> <strong>of</strong> Adelaide<br />

<strong>University</strong> <strong>of</strong> Newcastle<br />

<strong>University</strong> <strong>of</strong> Sydney<br />

<strong>University</strong> <strong>of</strong> Ballarat<br />

dISCIPLIne grOUP 2<br />

bUSIneSS, LAw & eCOnOmICS<br />

band A1<br />

<strong>Swinburne</strong><br />

ANU<br />

<strong>University</strong> <strong>of</strong> Melbourne<br />

UNSW<br />

UTS<br />

<strong>University</strong> <strong>of</strong> Wollongong<br />

band A2<br />

<strong>University</strong> <strong>of</strong> Queensland<br />

<strong>University</strong> <strong>of</strong> Sydney<br />

UWA<br />

<strong>University</strong> <strong>of</strong> Canberra<br />

band b<br />

ACU<br />

Curtin <strong>University</strong><br />

Deakin <strong>University</strong><br />

Griffith <strong>University</strong><br />

Macquarie <strong>University</strong><br />

Monash <strong>University</strong><br />

Murdoch <strong>University</strong><br />

SCU<br />

<strong>University</strong> <strong>of</strong> Tasmania<br />

USC<br />

dISCIPLIne grOUP 3<br />

hUmAnITIeS, ArTS & edUCATIOn<br />

band A1<br />

Macquarie <strong>University</strong><br />

Murdoch <strong>University</strong><br />

ANU<br />

<strong>University</strong> <strong>of</strong> Queensland<br />

<strong>University</strong> <strong>of</strong> Sydney<br />

<strong>University</strong> <strong>of</strong> Wollongong<br />

band A2<br />

La Trobe <strong>University</strong><br />

Monash <strong>University</strong><br />

<strong>Swinburne</strong><br />

Flinders <strong>University</strong><br />

<strong>University</strong> <strong>of</strong> Melbourne<br />

UNSW<br />

<strong>University</strong> <strong>of</strong> Ballarat<br />

VU<br />

band b<br />

ACU<br />

Charles Sturt <strong>University</strong><br />

Curtin <strong>University</strong><br />

RMIT<br />

UNE<br />

UWA<br />

<strong>University</strong> <strong>of</strong> Canberra<br />

UTS


Page 58<br />

Table 4.20 – <strong>University</strong> ratings in the 2008 LTPF round (Bands A1 and A2)<br />

dISCIPLIne grOUP 1<br />

SCIenCe, COmPUTIng,<br />

engIneerIng, eTC.<br />

band A1<br />

ANU<br />

UNE<br />

UNSW<br />

<strong>University</strong> <strong>of</strong> Tasmania<br />

UTS<br />

<strong>University</strong> <strong>of</strong> Wollongong<br />

band A2<br />

Edith Cowan <strong>University</strong><br />

Monash <strong>University</strong><br />

SCU<br />

<strong>Swinburne</strong><br />

<strong>University</strong> <strong>of</strong> Melbourne<br />

<strong>University</strong> <strong>of</strong> Sydney<br />

UWA<br />

dISCIPLIne grOUP 2<br />

bUSIneSS, LAw & eCOnOmICS<br />

band A1<br />

ANU<br />

<strong>University</strong> <strong>of</strong> Melbourne<br />

UNSW<br />

<strong>University</strong> <strong>of</strong> Canberra<br />

UTS<br />

<strong>University</strong> <strong>of</strong> Wollongong<br />

band A2<br />

Monash <strong>University</strong><br />

Murdoch <strong>University</strong><br />

SCU<br />

<strong>Swinburne</strong><br />

<strong>University</strong> <strong>of</strong> Sydney<br />

UWA<br />

<strong>University</strong> <strong>of</strong> Tasmania<br />

USC<br />

dISCIPLIne grOUP 3<br />

hUmAnITIeS, ArTS & edUCATIOn<br />

band A1<br />

ANU<br />

UNSW<br />

<strong>University</strong> <strong>of</strong> Sydney<br />

UWA<br />

UTS<br />

<strong>University</strong> <strong>of</strong> Wollongong<br />

band A2<br />

Monash <strong>University</strong><br />

<strong>Swinburne</strong><br />

<strong>University</strong> <strong>of</strong> Melbourne<br />

<strong>University</strong> <strong>of</strong> Ballarat<br />

USC


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 59<br />

5. Internationalisation<br />

5.1 Introduction<br />

Internationalisation has long been one <strong>of</strong> the <strong>University</strong>’s strategic themes, and Statement <strong>of</strong><br />

Direction 2015 sees <strong>Swinburne</strong> staff, students and alumni as ‘international in outlook’. The<br />

2008–10 <strong>University</strong> Plan expands on this – for <strong>Swinburne</strong>, internationalisation means ‘…<br />

integrating international, intercultural and global dimensions into the <strong>University</strong>’s mission,<br />

programs, delivery models, research, community service, and the general staff and student<br />

experience’.<br />

At one level, the <strong>University</strong>’s internationalisation agenda translates to increasing provision <strong>of</strong><br />

education, training and research services for international students, clients and partners <strong>of</strong><br />

various kinds – onshore and <strong>of</strong>fshore. This has important implications for student recruitment<br />

strategy and operations, the establishment and operation <strong>of</strong> branch campuses, transnational<br />

education (TNE) partnerships and research collaboration.<br />

At another level, there are broad internationalisation objectives around the notion that all<br />

<strong>Swinburne</strong> students are, in a sense, international students. Increasingly, they proceed to<br />

employment and further study in a ‘borderless’ context. Such levels <strong>of</strong> current and prospective<br />

mobility have ramifications for the structure, content and delivery <strong>of</strong> the <strong>University</strong>’s<br />

undergraduate and postgraduate programs. They underpin, for example, <strong>Swinburne</strong>’s desire<br />

to internationalise curriculum, promote cross-cultural engagement in learning, establish TNE<br />

partnerships, and expand international mobility options.<br />

These considerations apply also in respect <strong>of</strong> <strong>Swinburne</strong> staff. They, too, operate in a global<br />

environment, and the <strong>University</strong>’s objectives in relation to recruitment, research collaboration,<br />

internationalisation <strong>of</strong> the curriculum, cross-cultural engagement, international partnerships and<br />

mobility programs are as applicable for staff as they are for students. They are objectives that<br />

demand a shared vision <strong>of</strong> <strong>Swinburne</strong> as a truly international university, and shared objectives,<br />

targets and responsibilities as per <strong>Swinburne</strong> in 2015 and the 2008–10 <strong>University</strong> Plan.


Page 60<br />

5.2 Managing internationalisation<br />

The <strong>University</strong> established the position <strong>of</strong> PVC International, late in 2004, as the senior<br />

operative <strong>of</strong> what became known as the International Division. This was partly in response<br />

to quality and compliance concerns reflected in a raft <strong>of</strong> cycle 1 AUQA audit findings<br />

(Recommendations 13 – 18), partly a recognition that the <strong>University</strong> lacked a transnational<br />

quality framework (and strategy to develop TNE programs and <strong>of</strong>fshore pathways), and partly<br />

in response to a 24% decline that year in international enrolments onshore. The primary<br />

responsibilities <strong>of</strong> the International Division were to:<br />

w lead the <strong>University</strong>’s international marketing and student recruitment effort, with a focus<br />

on attracting international students to study TAFE and Higher Education programs onshore,<br />

and provide some <strong>of</strong> the associated administrative and support services<br />

w ensure compliance with the Education Services for Overseas Students Act (ESOS Act),<br />

the National Code <strong>of</strong> Practice for Registration Authorities and Providers <strong>of</strong> Education and<br />

Training to Overseas Students (the National Code), and the AVCC Provision <strong>of</strong> Education to<br />

International Students Code <strong>of</strong> Practice and Guidelines for Australian Universities (Section<br />

5.3)<br />

w expand TNE arrangements, and develop comprehensive QA arrangements for them<br />

w establish and manage international study centres<br />

w expand and manage the <strong>University</strong>’s international mobility programs<br />

These objectives have largely been achieved, although the work continues. In addition to<br />

the consultative development and dissemination <strong>of</strong> a more clearly defined strategy for the<br />

<strong>University</strong>’s internationalisation activity, specific International Division initiatives during 2005 –<br />

2006 included:<br />

w establishing <strong>Swinburne</strong> College, within the TAFE Division, to manage onshore pathways<br />

programs and the <strong>University</strong>’s English Language Centre, and to coordinate provision <strong>of</strong><br />

<strong>of</strong>fshore 2+2 programs (Section 5.5)<br />

w adopting a channel management approach for international student recruitment, including<br />

e-marketing initiatives and agent management strategies (Section 5.3)<br />

w outsourcing enquiry management for international students, together with implementing<br />

a new applicant management system – the Online Application System for International<br />

Students (OASIS) (Section 5.3)<br />

w developing and implementing QA arrangements for TNE partnerships (Section 5.5)<br />

w instituting a wider range <strong>of</strong> mobility programs (Section 5.7)<br />

w actively participating in compliance audits (Sections 5.2, 5.3 & 5.5)<br />

w formulating increasingly reliable projections for international student enrolments and<br />

revenue


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 61<br />

In January 2007, the Division merged with the former Corporate Marketing and Alumni<br />

& Development units <strong>of</strong> the former Student Affairs Group to create the International &<br />

Development Division. The expanded Division assumed responsibility for domestic marketing<br />

and recruitment, and for the <strong>University</strong>’s alumni and development activity, in addition to its<br />

international responsibilities (Figure 5.1).<br />

Director,<br />

<strong>Swinburne</strong><br />

International<br />

and National<br />

Recruitment<br />

Jeffrey Smart<br />

Secretariat<br />

Executive Officer, Sue Fujino<br />

Executive Assistant, Vanessa Griggs<br />

Associate<br />

Director, Offshore<br />

Recruitment<br />

Ben McKenzie<br />

Associate Director,<br />

Business Services<br />

Dianne Ruddell<br />

Associate<br />

Director, National<br />

Recruitment<br />

Janelle Hansen<br />

Director,<br />

International<br />

Study Centres<br />

Louise Goold<br />

PVC<br />

(International and Development)<br />

Stephen Connelly<br />

Director,<br />

Marketing<br />

Services<br />

Dorothy Albrecht<br />

Associate Director,<br />

Brand and<br />

Communications<br />

(Acting)<br />

Tanya Lyon<br />

Associate<br />

Director, Business<br />

Intelligence<br />

Tanya Lyon<br />

Director,<br />

Commercial<br />

Services (Acting)<br />

Robert Halim<br />

Associate Director,<br />

Finance<br />

Robert Halim<br />

Director,<br />

International<br />

Partnerships<br />

and Quality<br />

Jim Garton<br />

Associate Director,<br />

Compliance and<br />

Quality<br />

Emma Lincoln<br />

Associate Director,<br />

International<br />

Partnerships<br />

and TNE<br />

Tanya Loh<br />

Projects<br />

Centenary Manager, Marisa Furno<br />

Project Manager, Linda Sprott<br />

Director,<br />

Alumni and<br />

Development<br />

Bruce McDonald<br />

Associate Director,<br />

Development<br />

Phillip Honeywood<br />

Figure 5.1 – Structure <strong>of</strong> <strong>Swinburne</strong>’s International & Development Division<br />

The Higher Education Division, through the faculties, is responsible for the academic experience<br />

<strong>of</strong> international students (Sections 5.3 – 5.5). The Academic Board provides an oversight <strong>of</strong><br />

academic quality (Section 3.3). At faculty level an Associate Dean (International) collaborates with<br />

the Dean, faculty colleagues and International & Development Division personnel to:<br />

w develop the faculty’s international strategy, identifying opportunities to grow onshore<br />

student numbers and expand <strong>of</strong>fshore project activity<br />

w develop and implement strategy to increase international student mobility for the faculty<br />

w manage the faculty’s international operations, onshore and <strong>of</strong>fshore<br />

w act as the project leader for selected <strong>of</strong>fshore projects<br />

w plan, implement, monitor and adapt QA processes for the faculty’s onshore and <strong>of</strong>fshore<br />

delivery to international cohorts<br />

In addition to the roles played by the Higher Education and International & Development<br />

Divisions, various corporate service areas have responsibility for managing important aspects<br />

<strong>of</strong> <strong>Swinburne</strong>’s activity in internationalisation. These include Student Services, Facilities &<br />

Services, Information <strong>Technology</strong> Services and Information Services (Section 5.3). As noted<br />

earlier, the TAFE Division’s <strong>Swinburne</strong> College coordinates provision <strong>of</strong> <strong>of</strong>fshore 2+2 programs<br />

and manages onshore pathways programs and the English Language Centre (Section 5.5).<br />

Priorities for action<br />

50. Embed and broaden a<br />

common understanding <strong>of</strong><br />

internationalisation across the<br />

<strong>University</strong>, building on success in<br />

international student recruitment<br />

(Section 5.3) and outbound mobility<br />

programs (Section 5.6).


Page 62<br />

5.3 International students studying onshore<br />

Student load<br />

In accordance with the <strong>University</strong>’s strategic directions and targets, recent growth in onshore<br />

international undergraduate and postgraduate load has been strong (Table 5.1). By 2006,<br />

international students constituted 20.8% <strong>of</strong> the undergraduate student load (by EFTSL) at<br />

<strong>Swinburne</strong>, and 53.4% <strong>of</strong> the postgraduate student load. Corresponding national figures for<br />

2006 were 15.4% and 38.2%.<br />

Table 5.1 – Onshore international student load (EFTSL), by broad field <strong>of</strong> education, 2004 – 2007<br />

2004 2005 2006 2007<br />

Undergraduate<br />

Architecture/Building 22.6 35.6 65.5 71.3<br />

Creative Arts 322.4 334.8 417.0 378.8<br />

Engineering 344.8 278.3 321.9 342.4<br />

Health 4.5 3.9 2.4 1.8<br />

IT 468.9 306.6 339.1 392.0<br />

Management/Commerce 526.2 635.0 686.7 775.6<br />

Natural/Physical Sciences 9.8 11.3 8.9 20.8<br />

Society & Culture 20.4 26.1 29.8 27.6<br />

Total <strong>Swinburne</strong> 1,719.5 1631.5 1871.2 2010.1<br />

% load, <strong>Swinburne</strong> 22.4 20.2 20.8 20.6<br />

% load, all universities<br />

Postgraduate<br />

15.6 15.3 15.4 n/a<br />

Architecture/Building 2.0 11.5 19.5 17.4<br />

Creative Arts 51.6 45.6 49.3 71.0<br />

Engineering 388.0 317.4 294.9 427.9<br />

Health 1.0 3.4 1.7 0.0<br />

IT 255.9 195.9 263.3 433.3<br />

Management/Commerce 316.0 365.4 518.5 548.9<br />

Natural/Physical Sciences 57.5 58.9 62.8 148.6<br />

Society & Culture 6.1 32.3 108.1 13.5<br />

Total 1,078.1 1,030.3 1,318.0 1,660.5<br />

% load, <strong>Swinburne</strong> 44.3 44.8 53.4 56.2<br />

% load, all universities 34.8 36.2 38.2 n/a


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 63<br />

By country <strong>of</strong> residence at enrolment, the greatest contributions to growth in the onshore<br />

international student population during 2004 – 2007 have come from India and China –<br />

up 103.1% and 91.9%, respectively (Figure 5.2).<br />

Enrolments (n)<br />

1400<br />

1200<br />

1000<br />

800<br />

600<br />

400<br />

200<br />

0<br />

China Hong Kong India Indonesia Malaysia Pakistan Singapore Sri Lanka Taiwan Thailand USA Vietnam<br />

Figure 5.2 – International student enrolments (onshore) by country <strong>of</strong> ‘permanent residence’, 2004 – 2007<br />

The <strong>University</strong> has set itself a target <strong>of</strong> doubling the international student population by 2015,<br />

and the intention is that international partnership programs will provide additional pipelines to<br />

onshore programs. Thus, the strategy is for a judicious expansion <strong>of</strong> the partnership network,<br />

and an increase in students choosing a <strong>Swinburne</strong> international partnership study pathway.<br />

2004<br />

2005<br />

2006<br />

2007


Page 64<br />

non-academic experience <strong>of</strong> international students studying onshore<br />

Current and projected growth in the number and diversity <strong>of</strong> international students<br />

undertaking <strong>Swinburne</strong> programs onshore poses challenges for service provision. The aim is<br />

to maintain seamless provision <strong>of</strong> a suite <strong>of</strong> interrelated services through Higher Education,<br />

International & Development, <strong>Swinburne</strong> College and TAFE International (both within the<br />

TAFE Division) and corporate service areas including Student Operations, Student Services,<br />

Information <strong>Technology</strong> Services, Facilities & Services and Information Services (Table 5.2).<br />

Collectively, these services ensure that international students receive tailored, timely and<br />

culturally-appropriate advice, advocacy and referral.<br />

Table 5.2 – ‘Non-academic’ services provided for international students onshore<br />

ServICe AreA PrInCIPAL ServICe PrOvIder<br />

Recruitment, admissions, arrival registration, orientation, student<br />

support and counseling.<br />

ESOS compliant, culturally-appropriate orientation for international<br />

students studying onshore.<br />

Promotion <strong>of</strong> awareness, throughout the <strong>University</strong>, <strong>of</strong>: 1) the<br />

special needs <strong>of</strong> international students; 2) the implications for<br />

students <strong>of</strong> the ESOS Act and student visa requirements; and 3)<br />

the international student fee and enrolment policy which outlines<br />

requirements specific to international students.<br />

International & Development<br />

International & Development<br />

International & Development<br />

Returning home services. International & Development<br />

Central administration systems and services including timetabling,<br />

results release, examination services, re-enrolment services,<br />

operation <strong>of</strong> a student contact centre, and management <strong>of</strong> a range<br />

<strong>of</strong> relevant policies and procedures.<br />

Finance, accommodation, health and well-being, student<br />

development and counselling, careers and employment, and equity<br />

and disability support services.<br />

Enrolment, administration <strong>of</strong> student progress (including a range <strong>of</strong><br />

monitoring services), ‘informal’ support services, and management<br />

<strong>of</strong> academic programs.<br />

Student Operations<br />

Student Services<br />

Faculties<br />

Recreation services, clubs and societies, and advocacy. <strong>Swinburne</strong> Student Amenities<br />

Association<br />

Information services and resources (principally via the Library). Information Resources<br />

ICT services Information <strong>Technology</strong> Services


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 65<br />

In 2004, the <strong>University</strong> undertook a comprehensive review <strong>of</strong> services provided to international<br />

students studying onshore. This resulted in the formation <strong>of</strong> <strong>Swinburne</strong> International, within<br />

the International Division, and immediate changes in service provision including:<br />

w a shift from a ‘process focus’ to treating recruitment agents and international students<br />

as ‘customers’<br />

w reducing international contact points from five to two, with regional teams responsible<br />

for managing the student cycle from initial contact through to acceptance <strong>of</strong> a <strong>Swinburne</strong><br />

place, and the Student Life team (within International & Development) managing processes<br />

thereafter including enrolment, orientation, ESOS-compliant support and departure<br />

w electronic enquiry management and admissions systems – accessible both by<br />

International & Development and faculty personnel and including electronic copies <strong>of</strong> all<br />

relevant documentation (such as IELTS documentation, transcripts and letters <strong>of</strong> <strong>of</strong>fer)<br />

w substantial revision <strong>of</strong> business processes to minimize bureaucracy from the<br />

customer perspective<br />

More recent improvements have included:<br />

w development <strong>of</strong> a comprehensive approach to managing agents, detailed in the Policy &<br />

Procedure for the Appointment, Management, Review and Termination <strong>of</strong> International<br />

Student Recruitment Agents – the <strong>University</strong> now monitors student satisfaction with<br />

agents via an online commencement survey (Table 5.3)<br />

w redevelopment <strong>of</strong> CourseFinder to provide prospective international students with a clear<br />

‘doorway’ to CRICOS-registered program information<br />

w adoption <strong>of</strong> a revised ‘late arrivals’ policy, which has led to improved management <strong>of</strong> the<br />

cohort concerned<br />

w development <strong>of</strong> a structured orientation program for all commencing international students<br />

Table 5.3 – International student satisfaction with agent services for semester 1 (S1) and<br />

semester 2 (S2) 2007, based on 5-point Likert scale items from <strong>Swinburne</strong>’s Commencing<br />

Student Survey<br />

COmmenCIng STUdenT<br />

SUrvey ITem<br />

My agent gave me accurate<br />

information about <strong>Swinburne</strong><br />

programs.<br />

My agent provided friendly and<br />

helpful service.<br />

My agent provided fast and<br />

efficient service.<br />

Disagree or<br />

strongly disagree<br />

% respondents<br />

Neither agree<br />

nor disagree<br />

Agree or<br />

strongly agree<br />

S1 S2 S1 S2 S1 S2<br />

18.9 20.4 26.4 19.9 55.3 59.6<br />

10.1 13.5 29.8 16.5 69.1 71.1<br />

17.6 15.9 19.5 20.5 62.9 63.6<br />

Further sources<br />

CourseFinder<br />

http://courses.swinburne.edu.au/


Page 66<br />

Priorities for action<br />

51. Obtain ISO 9001 quality certification<br />

for International & Development,<br />

to ensure that business processes<br />

are documented and reviewed in a<br />

structured manner.<br />

52. Implement recommendations from<br />

the current review <strong>of</strong> Student Life<br />

and its service provision.<br />

53. Monitor aspects <strong>of</strong> the ‘nonacademic’<br />

international student<br />

experience more effectively – while<br />

the ‘New Student Satisfaction<br />

Survey’ measures satisfaction<br />

with the pre-arrival to enrolment<br />

period and is used to improve web<br />

resources, application processes,<br />

orientation and registration, the<br />

survey strategy for continuing<br />

international students needs to be<br />

refined and systematised.<br />

54. Develop and implement processes<br />

to allow the international student<br />

experience at <strong>Swinburne</strong> to be<br />

benchmarked against national and<br />

international data – the review <strong>of</strong><br />

Student Life is considering ways to<br />

establish an international student<br />

experience benchmark, informed by<br />

the 2007 AEI International Student<br />

Survey.<br />

55. Provide careers and employment<br />

information more effectively for<br />

international students, and greater<br />

assistance to help them find<br />

appropriate work.<br />

56. Work, systematically, on strategies<br />

to promote and facilitate<br />

engagement between international<br />

and Australian students.<br />

57. Provide relevant ESOS compliance<br />

information to all sessional staff<br />

members, and all new national<br />

student recruitment personnel.<br />

58. Implement a structured program<br />

level internal audit <strong>of</strong> ESOS<br />

compliance.<br />

eSOS compliance<br />

As a provider <strong>of</strong> education services to international students in Australia, the <strong>University</strong><br />

complies with the Education Services for Overseas Students Act (ESOS Act). Strategic<br />

compliance with the ESOS code is managed by the International Partnerships & Quality Unit in<br />

the International & Development Division, while operational compliance is the responsibility <strong>of</strong><br />

the faculties.<br />

The ESOS Act was revised by the Australian Government in July 2007, necessitating a<br />

substantial revision <strong>of</strong> <strong>Swinburne</strong>’s policies and business practices. To prepare for the<br />

transition, an ESOS Advisory Committee was established with academic and administrative<br />

staff from all faculties and representatives from corporate areas. The Committee is a forum for<br />

resolving compliance issues and sharing practices, informed by the <strong>University</strong>’s participation<br />

in the inter-university ESOS network that operates under the auspices <strong>of</strong> the Victorian<br />

International Directors’ Committee.<br />

Recently, <strong>Swinburne</strong>’s enrolment scope for international students was increased by the<br />

Australian Government from 5,000 to 7,000. This increase was based on a successful desktop<br />

compliance audit.


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 67<br />

Academic experience <strong>of</strong> international students studying onshore<br />

Because Melbourne is multi-cultural, and because this is reflected in undergraduate and<br />

postgraduate domestic student cohorts at any time, the divide between international and<br />

domestic students at <strong>Swinburne</strong> is less than clear-cut. The pluralistic nature <strong>of</strong> domestic cohorts<br />

has led to the evolution <strong>of</strong> teaching strategies well-suited to cultural diversity. Moreover, the<br />

technical nature <strong>of</strong> the <strong>University</strong>’s program pr<strong>of</strong>ile means that the linguistic deficits <strong>of</strong> some<br />

international students are less problematic than at some other Australian universities.<br />

International students come to <strong>Swinburne</strong> via various pathways, and those not meeting the<br />

requisite English language standard (IELTS 5.5 for TAFE programs, IELTS 6.0 for undergraduate<br />

programs and IELTS 6.5 for postgraduate programs) work to improve their fluency in reading,<br />

writing, listening and speaking through the <strong>University</strong>’s English Language Centre (ELC) within<br />

<strong>Swinburne</strong> College. After (at least) the specified period <strong>of</strong> full-time ELC study – 10 weeks for<br />

every 0.5 below the requisite IELTS score – each <strong>of</strong> the students concerned is re-assessed.<br />

The results provide a basis for recommending entry to a program at a particular level, or for<br />

further English language study prior to another assessment.<br />

TAFE International provides ongoing language support for international students on a needs<br />

basis. This is particularly important for undergraduates in the context <strong>of</strong> the group project<br />

work and other experiential learning that characterises <strong>Swinburne</strong>’s Pr<strong>of</strong>essional Learning<br />

Model, and it is also fundamental to successful postgraduate study.<br />

Outcome measures<br />

Performance data confirm that the academic experience <strong>of</strong> international students studying<br />

onshore at <strong>Swinburne</strong> is broadly comparable to that <strong>of</strong> local students. For example:<br />

w progression rates for international students at <strong>Swinburne</strong> are 3 – 5% below those <strong>of</strong><br />

domestic students, and very similar to those <strong>of</strong> other Australian universities (Table 5.4)<br />

w attrition rates for international students studying onshore at <strong>Swinburne</strong> are invariably<br />

well below those <strong>of</strong> domestic students (Table 5.5), and lower than the Australian average<br />

(17.4% – 18.6%) for international students studying onshore in every year since 2001 for<br />

which data are available<br />

w grade point averages for international students studying onshore with <strong>Swinburne</strong> are only<br />

c. 5% below those <strong>of</strong> domestic students (Table 5.6)<br />

w there is little difference between international and domestic students in their satisfaction<br />

with units (Table 5.7), teaching (Table 5.8) or programs (Table 5.9).


Page 68<br />

Table 5.4 – % progression <strong>of</strong> international (Int’l) and domestic (Dom) students studying onshore<br />

at <strong>Swinburne</strong>, with comparative data for international students at other Australian universities<br />

(All), for selected broad fields <strong>of</strong> education, 2004 – 2007<br />

brOAd fIeLd<br />

Of edUCATIOn<br />

% progression<br />

2004 2005 2006 2007<br />

<strong>Swinburne</strong> All <strong>Swinburne</strong> All <strong>Swinburne</strong> All <strong>Swinburne</strong><br />

Dom Int’l Int’l Dom Int’l Int’l Dom Int’l Int’l Dom Int’l<br />

Creative Arts 94.0 92.1 91.3 92.5 90.1 90.5 92.3 83.7 90.9 91.8 92.9<br />

Engineering 86.6 88.0 88.6 84.4 86.1 88.7 83.4 81.9 88.2 86.4 83.6<br />

IT 82.7 81.9 82.5 80.0 80.6 82.7 82.4 79.0 84.0 84.8 77.1<br />

Management/<br />

Commerce<br />

90.1 86.8 85.1 88.2 85.0 83.2 86.9 84.1 83.3 88.0 82.8<br />

Natural/Physical<br />

Sciences<br />

87.4 86.2 90.0 87.2 84.9 90.2 83.6 82.9 90.0 89.4 86.3<br />

Society &<br />

Culture<br />

88.8 78.3 89.1 87.0 81.5 89.4 84.2 92.6 89.6 86.8 94.9<br />

All fields 88.4 86.4 86.5 86.9 85.1 85.7 86.0 83.4 86.1 88.0 83.9<br />

Table 5.5 – % attrition <strong>of</strong> international (Int’l) and domestic (Dom) undergraduates studying<br />

onshore at <strong>Swinburne</strong>, with c omparative data for international students at other Australian<br />

universities (All), for selected broad fields <strong>of</strong> education, 2004 – 2006<br />

brOAd fIeLd<br />

Of edUCATIOn<br />

% attrition<br />

2004 2005 1 2006<br />

<strong>Swinburne</strong> <strong>Swinburne</strong> <strong>Swinburne</strong><br />

Dom Int’l Dom Int’l Dom Int’l<br />

Creative Arts 12.8 7.4 10.2 7.5 10.9 6.1<br />

Engineering 16.7 8.3 17.8 3.7 22.6 11.8<br />

IT 21.3 14.2 23.0 11.8 17.7 11.2<br />

Management/<br />

Commerce<br />

Natural/Physical<br />

Sciences<br />

17.0 10.2 19.7 12.7 16.5 12.6<br />

25.0 50.0 20.2 20.0 22.9 0.0<br />

Society & Culture 29.1 0.0 24.5 0.0 26.4 12.5<br />

Total 19.2 10.1 18.8 9.8 18.6 11.1


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 69<br />

Table 5.6 – Grade point averages (GPAs) for international and domestic students studying<br />

onshore at <strong>Swinburne</strong>, 2004 – 2007<br />

yeAr<br />

Mean GPA<br />

Domestic International<br />

2004 67.7 64.6<br />

2005 67.0 64.0<br />

2006 66.9 63.5<br />

2007 67.1 62.8<br />

Table 5.7 – Mean satisfaction with units for international (Int’l) and domestic (Dom)<br />

undergraduates studying onshore at <strong>Swinburne</strong>, for selected broad fields <strong>of</strong> education,<br />

2006 – 2007<br />

brOAd fIeLd<br />

Of edUCATIOn<br />

Mean satisfaction with unit 1<br />

2006 2007<br />

Semester 1 Semester 2 Semester 1 Semester 2<br />

Dom Int’l Dom Int’l Dom Int’l Dom Int’l<br />

Creative Arts 4.8 4.7 4.7 4.6 4.7 4.6 4.5 4.6<br />

Engineering 4.6 4.8 4.6 4.7 4.5 4.7 4.5 4.7<br />

IT 4.8 4.7 4.6 4.8 4.4 4.7 4.4 4.8<br />

Management/<br />

Commerce<br />

Natural/Physical<br />

Sciences<br />

4.7 4.8 4.6 4.8 4.5 4.7 4.6 4.6<br />

4.7 4.7 4.7 4.9 4.4 4.7 4.7 5.0<br />

Society & Culture 4.8 5.0 4.9 4.9 4.7 4.7 4.8 4.8<br />

Overall 4.7 4.8 4.7 4.7 4.5 4.7 4.6 4.7<br />

1<br />

Based on a single 6-point Likert scale item (1 = Strongly Disagree to 6 = Strongly Agree) on the <strong>University</strong>’s Student<br />

Feedback on Units Survey.


Page 70<br />

Priorities for action<br />

59. Implement a project to track<br />

the academic performance <strong>of</strong><br />

international students and establish<br />

mechanisms to support all students<br />

to develop their communication<br />

skills through discipline-specific<br />

initiatives.<br />

60. Collaborate with other Australian<br />

universities to benchmark the<br />

employment and further study<br />

outcomes <strong>of</strong> onshore international<br />

students.<br />

Table 5.8 – Mean satisfaction with teaching for international (Int’l) and domestic (Dom)<br />

undergraduates studying onshore at <strong>Swinburne</strong>, for selected broad fields <strong>of</strong> education,<br />

2006 – 2007<br />

brOAd fIeLd<br />

Of edUCATIOn<br />

Mean satisfaction with teaching 1<br />

2006 2007<br />

Semester 1 Semester 2 Semester 1 Semester 2<br />

Dom Int’l Dom Int’l Dom Int’l Dom Int’l<br />

Creative Arts 5.0 4.7 4.9 4.8 4.6 4.7 4.8 4.5<br />

Engineering 4.7 4.9 4.7 4.9 4.6 4.7 4.5 4.7<br />

IT 4.9 4.8 4.7 4.9 4.4 4.7 4.4 4.8<br />

Management/<br />

Commerce<br />

Natural/Physical<br />

Sciences<br />

4.9 4.9 4.9 4.8 4.5 4.6 4.5 4.6<br />

5.0 5.0 4.9 5.1 4.5 4.7 4.7 5.0<br />

Society & Culture 5.0 5.0 5.0 5.1 4.8 4.8 4.8 4.8<br />

Overall 4.9 4.8 4.8 4.8 4.6 4.7 4.6 4.7<br />

1<br />

Based on a single 6-point Likert scale item (1 = Strongly Disagree to 6 = Strongly Agree) on the <strong>University</strong>’s Student<br />

Feedback on Units Survey.<br />

Table 5.9 – Mean satisfaction with programs, for international (Int’l) and domestic (Dom)<br />

undergraduates studying onshore at <strong>Swinburne</strong>, for selected broad fields <strong>of</strong> education,<br />

2006 – 2007<br />

brOAd fIeLd<br />

Of edUCATIOn<br />

Recommend<br />

program to others<br />

Recommend<br />

<strong>Swinburne</strong> to others<br />

Mean satisfaction 1<br />

Overall satisfaction<br />

with quality <strong>of</strong><br />

program<br />

Overall satisfaction<br />

with experience<br />

Dom Int’l Dom Int’l Dom Int’l Dom Int’l<br />

Creative Arts 4.1 4.0 4.2 4.1 4.0 4.0 4.2 4.1<br />

Engineering 4.0 4.1 4.2 4.2 3.9 4.0 4.1 4.1<br />

IT 4.1 4.0 4.3 4.2 4.1 4.0 4.2 4.2<br />

Management/<br />

Commerce<br />

Natural/Physical<br />

Sciences<br />

4.0 3.7 4.1 3.8 4.0 3.8 4.1 3.9<br />

4.2 4.3 4.3 4.3 4.2 4.3 4.2 4.2<br />

Society & Culture 4.3 4.8 4.3 4.3 4.2 4.4 4.3 4.4<br />

Overall 4.1 4.0 4.2 4.0 4.0 3.9 4.2 4.0<br />

1<br />

Based on a single 5-point Likert scale item (1 = Strongly Disagree to 5 = Strongly Agree) on the <strong>University</strong>’s<br />

<strong>Swinburne</strong> Experience Survey.


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 71<br />

5.4 <strong>Swinburne</strong>’s Sarawak Branch Campus<br />

Overview<br />

The Sarawak Branch Campus at Kuching was established in 2000 as a key element in the<br />

<strong>University</strong>’s long-term strategy to internationalise its operations and provide students with<br />

international living, learning and working opportunities. A partnership between <strong>Swinburne</strong><br />

and the State Government <strong>of</strong> Sarawak, the Branch Campus is headed by a PVC and Chief<br />

Executive, Sarawak who reports to the DVC Academic in Melbourne and to a local board <strong>of</strong><br />

management as Chief Executive (Figure 5.3).<br />

Human<br />

Resources<br />

Finance &<br />

Administration<br />

Administration<br />

IT & Technical<br />

Services<br />

Facilities &<br />

Services<br />

Student<br />

Administration<br />

Audit and<br />

Compliance<br />

Board <strong>of</strong> Directors<br />

PVC and<br />

Chief Executive<br />

Marketing &<br />

Communication<br />

Executive<br />

Committee<br />

Council<br />

Academic<br />

Board<br />

Pr<strong>of</strong>essional Learning<br />

& Quality Assurance<br />

School <strong>of</strong> Business<br />

School <strong>of</strong> Language<br />

& Foundation<br />

Figure 5.3 – Organisational arrangements for the Sarawak Branch Campus<br />

Academic<br />

Vice-Chancellor<br />

Deputy<br />

Vice-Chancellor<br />

Information Resources<br />

School <strong>of</strong> IT<br />

& Multimedia<br />

School <strong>of</strong> Engineering


Page 72<br />

As a private, government-linked tertiary provider, the Sarawak Branch Campus is constituted<br />

in Malaysia under two acts:<br />

w <strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Sarawak is a body politic established under the<br />

Malaysian Private Higher Educational Institutions Act 1996, and its constitution states<br />

that “… the governing authority <strong>of</strong> <strong>Swinburne</strong> Sarawak shall be the <strong>Swinburne</strong> Sarawak<br />

Council”. The Council deals with social and political functions such as, for example,<br />

appointing the Chief Executive, the Director Academic and the Director Administration;<br />

conferring awards; the receipt <strong>of</strong> Academic Board reports, and so forth.<br />

w <strong>Swinburne</strong> Sarawak Sdn Bhd is a body corporate established under the Malaysian<br />

Companies Act 1965 for the purpose <strong>of</strong> administering <strong>Swinburne</strong> Sarawak, and the legal<br />

entity that enters into necessary arrangements. The Constitution states that “…<strong>Swinburne</strong><br />

Sarawak Council (is) established by the Company…”. This company (<strong>Swinburne</strong> Sarawak<br />

Sdn Bhd) is the legal entity dealing with, for example, contracts and all manner <strong>of</strong> legal<br />

issues, including record-keeping.<br />

A third instrument, the Joint Venture Agreement for the Delivery <strong>of</strong> Academic Programmes<br />

and the Conduct <strong>of</strong> <strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> (Sarawak Campus), governs the<br />

relationship between <strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> and the Branch Campus. The<br />

Branch Campus is licensed by the Malaysian Ministry <strong>of</strong> Higher Education to deliver programs<br />

accredited and quality assured by the <strong>University</strong>.<br />

The Deputy Chancellor, Vice-Chancellor, Deputy Vice-Chancellor Academic, PVC International<br />

& Development and PVC Sarawak have all held positions on the Council and Boards <strong>of</strong> the<br />

Branch Campus. The Vice-Chancellor also chairs a Sarawak Reference Group, constituted <strong>of</strong><br />

senior personnel in Melbourne, to monitor all issues relating to the Branch Campus.<br />

The Sarawak Branch Campus <strong>of</strong>fers vocationally-oriented undergraduate degrees in<br />

engineering, business, IT and multimedia, together with postgraduate research programs at<br />

PhD and masters levels in these disciplines. Other programs available include diplomas in<br />

business and information systems and electronic engineering, which articulate into degrees.<br />

Additionally, foundation programs in business/IT and engineering/science are <strong>of</strong>fered, together<br />

with English pr<strong>of</strong>iciency programs, to assist student passage to Higher Education.<br />

As <strong>of</strong> January 2008, the student population at Sarawak (including full-time foundation studies<br />

students) is c. 2,020 and it will grow to c. 2,700 by August. The pr<strong>of</strong>ile in engineering, IT and<br />

business complements the pr<strong>of</strong>ile at <strong>Swinburne</strong>’s Hawthorn campus (Table 5.10).


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 73<br />

Table 5.10 – Student headcount at Sarawak, by broad field <strong>of</strong> education, 2004 – 2007 1<br />

broad field <strong>of</strong> education 2004 2005 2006 2007<br />

Engineering 197 267 367 507<br />

IT 74 78 131 129<br />

Management/Commerce 187 277 511 654<br />

Total 458 622 1,009 1,290<br />

1<br />

Excludes Foundation Studies and Preparatory English students. Figures for 2004 – 06 are for the full year; the<br />

figure for 2007 is as reported to DEST as at 31 August 2007.<br />

It is an important goal at Sarawak to build the number <strong>of</strong> enrolled Bumiputra (Malay and<br />

indigenous) students, and there has been steady growth from 229 in Semester 1 2004 to<br />

314 in Semester 2 2007 across all <strong>of</strong> the programs <strong>of</strong>fered, including foundation programs.<br />

Within the Bumiputra cohort, the Malay, Melanau, Iban and Bidayuh groups each account<br />

presently for more than 50 enrolments. International enrolments also contribute to the<br />

diversity <strong>of</strong> the student body – the 282 international students enrolled in Semester 2 2007<br />

represented 14.1% <strong>of</strong> the total load. They come from 31 countries outside Malaysia including<br />

Indonesia (80 students), China (32), Sri Lanka (22) and Kenya (20).<br />

Late in 2005, <strong>Swinburne</strong> Sarawak embarked on a campus development worth c. RM110M<br />

(c. AUD $40M). Included in the development are seven new buildings with many engineering,<br />

science and computer laboratories, and specialist research facilities – there is a developing<br />

research culture at Sarawak with a specific focus on meeting industry needs. Additionally,<br />

the development includes a multi-storey car park, two blocks <strong>of</strong> student residences, a lecture<br />

theatre and a multi-purpose hall for sport & recreation. This development will accommodate<br />

an anticipated doubling <strong>of</strong> enrolments by 2010.<br />

The programs <strong>of</strong>fered at Sarawak are sourced directly from Australia. Degrees are awarded by<br />

the <strong>University</strong>, giving Malaysian and international students at Sarawak the opportunity to obtain<br />

an Australian qualification that is also recognised by local authorities. As well, students can opt to<br />

complete their studies in Melbourne to take advantage <strong>of</strong> the additional majors available.


Page 74<br />

Further sources<br />

Sarawak QA Procedure<br />

http://ppd.swinburne.edu.au/quasys/<br />

<strong>Swinburne</strong><strong>University</strong>Of<strong>Technology</strong><br />

SarawakSUTSAcademicQuality<br />

AssuranceQAPolicyProcedures.htm<br />

QA at Sarawak<br />

In keeping with cycle 1 audit Recommendations 14 and 15, policies, procedures and<br />

operations at Sarawak have become much more closely aligned with those <strong>of</strong> the <strong>University</strong><br />

as a whole in recent years. The academic QA process is described in the Sarawak QA<br />

Procedure. Targeted at units <strong>of</strong> study, the aim is to ensure that new units introduced at<br />

Sarawak quickly reach equivalence with their Melbourne counterparts, and that they maintain<br />

that equivalence thereafter.<br />

Units follow Developmental QA Procedures when: 1) taught for the first time at Sarawak; 2)<br />

taught by a staff member who has not previously taught the unit; 3) the unit involves a finalyear<br />

“capstone” project that provides critical pr<strong>of</strong>essional learning; or 4) where there is an<br />

agreement that the unit warrants close monitoring. For such units, the (Melbourne-based) unit<br />

coordinator must:<br />

w confirm unit details including curriculum details, recommended texts, reading lists, and<br />

the assessment outline and schedule<br />

w provide general academic support, including teaching materials<br />

w make a QA visit to Sarawak, if the unit is being delivered for the first time<br />

w moderate major and final assessments<br />

w check-mark a sample <strong>of</strong> final assessments<br />

All units not assigned ‘developmental’ QA status are subject to less intensive ‘ongoing QA<br />

procedures’. Here, moderation <strong>of</strong> major assessments is not required and reduced academic<br />

support is provided by the unit coordinator. As well, some variation is allowed between<br />

Melbourne and Sarawak at unit level, provided that learning outcomes remain equivalent.<br />

The Director <strong>of</strong> Quality Assurance at Sarawak, a Melbourne-based appointment, manages dayto-day<br />

operation <strong>of</strong> the Sarawak QA process. The role ensures that the QA policy is operating<br />

as intended, maintains the QA website, and resolves or refers operational issues as they arise,<br />

with the support <strong>of</strong> faculty-based program and unit coordinators who manage QA at program<br />

and unit level. Apart from these appointments, other recent QA developments at Sarawak have<br />

included:<br />

w appointment <strong>of</strong> an Education Quality Coordinator to organise and deliver pr<strong>of</strong>essional<br />

development related to teaching and learning – this position is also responsible for<br />

organising peer reviews <strong>of</strong> Sarawak teaching staff and monitoring the outcomes and<br />

follow-up <strong>of</strong> Student Feedback on Unit (SFU) evaluations<br />

w establishment <strong>of</strong> closer working relationships between Melbourne and Sarawak corporate<br />

areas, to facilitate the sharing <strong>of</strong> quality improvement initiatives<br />

w a Sarawak self-review implemented along the lines <strong>of</strong> the unit reviews conducted in<br />

Melbourne (Section 3.8)


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 75<br />

w a 2007 benchmarking project with other Australian universities operating branch<br />

campuses in Malaysia<br />

w formalising the relationship between Sarawak and the <strong>University</strong>’s Academic Board<br />

w alignment <strong>of</strong> Melbourne and Sarawak planning processes<br />

w the progressive adoption <strong>of</strong> similar stakeholder surveys at Melbourne and Sarawak, to<br />

facilitate internal benchmarking<br />

Academic performance indicators for Sarawak<br />

Grade point averages have remained steady at Sarawak during 2004 – 2006 (range = 59.8 –<br />

60.7), c. 5% below grade point averages for Australian-based international students. Overall,<br />

progression rates have risen slowly over the same period, but they remain below those <strong>of</strong><br />

international students studying in Melbourne (Table 5.11).<br />

Student satisfaction with units and teaching are at comparable levels with those <strong>of</strong> international<br />

students studying in Melbourne (Tables 5.12 & 5.13), but satisfaction at program level is lower –<br />

presumably because <strong>of</strong> lesser satisfaction with facilities and services (Table 5.14).<br />

Table 5.11 – % progression for Sarawak students and international (Int’l) students studying<br />

onshore at <strong>Swinburne</strong>, 2004 – 2007<br />

brOAd fIeLd<br />

Of edUCATIOn<br />

% progression<br />

2004 2005 2006<br />

Sarawak Int’l Sarawak Int’l Sarawak Int’l<br />

Engineering 83.8 88.0 84.2 86.1 82.2 81.9<br />

IT 76.4 81.9 81.8 80.6 76.2 79.0<br />

Management/Commerce 72.9 86.8 75.8 85.0 77.1 84.1<br />

Table 5.12 – Mean satisfaction with units for Sarawak undergraduates compared with<br />

international (Int’l) undergraduates studying in Melbourne, for selected broad fields <strong>of</strong><br />

education, 2007<br />

brOAd fIeLd<br />

Of edUCATIOn<br />

Mean satisfaction with unit 1<br />

2007 Semester 1 2007 Semester 2<br />

Sarawak Int’l Sarawak Int’l<br />

Engineering 4.5 4.7 4.7 4.7<br />

IT 4.6 4.7 4.5 4.8<br />

Management/Commerce 4.4 4.7 4.5 4.6<br />

Natural/Physical Sciences 4.5 4.7 4.6 5.0<br />

Society & Culture 4.8 4.7 4.3 4.8<br />

Overall 4.5 4.7 4.6 4.7<br />

1<br />

Based on a single 6-point Likert scale item (1 = Strongly Disagree to 6 = Strongly Agree) on the <strong>University</strong>’s Student<br />

Feedback on Units Survey.


Page 76<br />

Priorities for action<br />

61. Establish a structured approach<br />

to monitor academic performance<br />

indicators at Sarawak, and furnish<br />

regular performance reports to<br />

Academic Board.<br />

62. Improve corporate service provision<br />

at Sarawak, and align it more<br />

closely with service provision in<br />

Melbourne – staff and student<br />

focus groups at Sarawak indicate<br />

some present dissatisfaction with<br />

various services, and relevant<br />

recommendations from a December<br />

2007 review <strong>of</strong> Student Operations<br />

are currently under consideration<br />

for action.<br />

63. Work to establish a research<br />

reputation to position <strong>Swinburne</strong><br />

Sarawak as an Asian ‘university <strong>of</strong><br />

choice’.<br />

64. Support academic staff to<br />

participate more fully in curriculum<br />

development, curriculum<br />

internationalisation (Section 5.8)<br />

and research, capitalising on<br />

the recent rapid maturing <strong>of</strong> the<br />

academic culture at Sarawak.<br />

Table 5.13 – Mean satisfaction with teaching for Sarawak undergraduates compared with<br />

international (Int’l) undergraduates studying in Melbourne, for selected broad fields <strong>of</strong><br />

education, 2007<br />

brOAd fIeLd<br />

Of edUCATIOn<br />

Mean satisfaction with unit 1<br />

2007 Semester 1 2007 Semester 2<br />

Sarawak Int’l Sarawak Int’l<br />

Engineering 4.8 4.7 4.9 4.7<br />

IT 5.0 4.7 4.8 4.8<br />

Management/Commerce 4.7 4.6 4.7 4.6<br />

Natural/Physical Sciences 4.6 4.7 5.0 5.0<br />

Society & Culture 5.1 4.8 4.7 4.8<br />

Overall 4.8 4.7 4.8 4.7<br />

1<br />

Based on a single 6-point Likert scale item (1 = Strongly Disagree to 6 = Strongly Agree) on the <strong>University</strong>’s Student<br />

Feedback on Units Survey.<br />

Table 5.14 – Mean program-level undergraduate satisfaction at Sarawak compared with that <strong>of</strong><br />

international (Int’l) undergraduates studying in Melbourne, for selected broad fields <strong>of</strong> education,<br />

2007<br />

brOAd fIeLd<br />

Of edUCATIOn<br />

Recommend<br />

program to others<br />

Recommend<br />

<strong>Swinburne</strong> to others<br />

Mean satisfaction 1<br />

Overall satisfaction<br />

with quality <strong>of</strong><br />

program<br />

Overall satisfaction<br />

with experience<br />

Sarawak Int’l Sarawak Int’l Sarawak Int’l Sarawak Int’l<br />

Engineering 3.7 4.1 3.7 4.2 3.7 4.0 3.7 4.1<br />

IT 3.5 4.0 3.5 4.2 3.7 4.0 3.6 4.2<br />

Management/<br />

Commerce<br />

3.6 3.7 3.6 3.8 3.7 3.8 3.6 3.9<br />

Overall 3.6 4.0 3.6 4.0 3.7 4.0 3.6 4.0<br />

1<br />

Based on a single 5-point Likert scale item (1 = Strongly Disagree to 5 = Strongly Agree) on the <strong>University</strong>’s<br />

<strong>Swinburne</strong> Experience Survey.


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 77<br />

5.5 Transnational education (TNE) partnerships<br />

Tne strategy and current partnerships<br />

As indicated in <strong>Swinburne</strong> in 2015 and the 2008–10 <strong>University</strong> Plan, <strong>Swinburne</strong> is working to<br />

become a ‘partner <strong>of</strong> choice’ for educational institutions and other organisations around the<br />

world – cooperating in staff and student exchange, joint program delivery and collaborative<br />

research. The formal establishment <strong>of</strong> TNE partnerships is important in this, and <strong>Swinburne</strong><br />

has developed diverse and active links across several countries, with a strategic focus on<br />

China, Vietnam and Malaysia/Singapore.<br />

The intention is to expand the network <strong>of</strong> partner organisations in the coming years, taking<br />

account <strong>of</strong> the respective priorities, strengths and complementarities that prevail for <strong>Swinburne</strong><br />

and the partners, and appropriate due diligence considerations and contractual arrangements.<br />

However, excluding 2+2 programs for which the first two years are delivered <strong>of</strong>fshore by the<br />

TAFE Division (and managed via the TAFE QA system and outside the scope <strong>of</strong> the cycle 2 audit),<br />

<strong>Swinburne</strong> had just six TNE partnerships for program delivery in 2007 (Table 5.15).<br />

Table 5.15 – Summary details for <strong>Swinburne</strong>’s Higher Education TNE programs<br />

OffShOre PArTner PrOgrAm(S) deSCrIPTIOn<br />

City <strong>University</strong> Hong Kong B Design 3rd year <strong>of</strong> program; delivered and<br />

assessed by <strong>Swinburne</strong> staff.<br />

Vocational Training Council,<br />

Hong Kong<br />

Limkokwing <strong>University</strong> College<br />

<strong>of</strong> Creative <strong>Technology</strong>,<br />

Malaysia<br />

Executive Counselling &<br />

Training Academy Singapore<br />

(ECTA)<br />

B Sc (IT) 3rd year <strong>of</strong> program; delivered and<br />

assessed by <strong>Swinburne</strong> staff.<br />

B Design<br />

(Industrial Design)<br />

Grad Cert/Dip/<br />

Masters Soc Sci<br />

Pr<strong>of</strong>essional<br />

Counselling<br />

Vietnam Breweries Limited Grad Dip Bus<br />

Management<br />

National Economics <strong>University</strong><br />

(NEU) Vietnam<br />

Master <strong>of</strong><br />

International<br />

Accounting<br />

3rd year <strong>of</strong> program; delivered and<br />

assessed by Limkokwing staff.<br />

Full program, with no equivalent <strong>of</strong>fered<br />

in Australia; delivered and assessed by<br />

ECTA staff.<br />

Full program <strong>of</strong>fered; delivered and<br />

assessed by <strong>Swinburne</strong> staff. Not active<br />

in 2008.<br />

Full program <strong>of</strong>fered; delivered jointly by<br />

<strong>Swinburne</strong> & NEU staff and assessed by<br />

<strong>Swinburne</strong> staff.<br />

2007<br />

enrOLmenTS<br />

(n)<br />

77<br />

160<br />

13<br />

184<br />

23<br />

145


Page 78<br />

Further sources<br />

SILC Framework<br />

www.swinburne.edu.au/corporate/<br />

spq/auqaportfolio/SILC.<strong>pdf</strong><br />

International Agreements Policy<br />

www.international.swinburne.edu.au/<br />

agreements<br />

Tne quality assurance<br />

A framework for TNE partnerships was developed in 2005, in accordance with<br />

Recommendation 18 in the <strong>University</strong>’s cycle 1 AUQA report and with the assistance <strong>of</strong><br />

Commonwealth funding. In developing the framework, various external standards were<br />

considered – for example, the AVCC Code <strong>of</strong> Practice and Guidelines for Australian Universities<br />

for the Provision <strong>of</strong> Education to Overseas Students. The framework has subsequently been<br />

refined, published internationally, and presented at workshops. Based on the key issues<br />

<strong>of</strong> Strategy, Intellectual Property, Logistics and Customer Service, the SILC Framework is<br />

now the foundation for new TNE approvals and review procedures, as documented in the<br />

<strong>University</strong>’s International Agreements Policy & Procedure (approved in 2007).<br />

Management <strong>of</strong> TNE programs is divided into three stages – initiation, program management<br />

and review. The International Partnerships & Quality Unit in the International & Development<br />

Division has oversight <strong>of</strong> the initiation and review stages. The faculties, primarily through<br />

designated program managers and the Associate Deans International, manage the programs.<br />

The International Agreements Policy & Procedure documents strategic and business case<br />

requirements for initiating a TNE project. Thus, it covers due diligence, government approvals,<br />

market analysis, risk analysis, budgeting, contractual agreements, and contract review<br />

requirements. In addition, an education plan is required that includes:<br />

w staff development arrangements<br />

w QA systems for assessment<br />

w program evaluations<br />

w student feedback processes<br />

All projects must be approved by the faculties to be involved, by other faculties currently<br />

running programs in the same country, and by the DVC Academic, and the education plan<br />

must be approved by Academic Board. Ultimately, the PVC International & Development must<br />

approve documentation before an agreement can be finalised.<br />

International Partnerships & Quality has developed many resources to support TNE programs,<br />

and these are included on a new International Agreements Website to be launched in March<br />

2008. The website provides guidelines for a wide range <strong>of</strong> international agreements, including<br />

TNE programs and articulation arrangements.


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 79<br />

Since 2006, all TNE programs must undergo an evidence-based annual self-review based on<br />

an Annual Review <strong>of</strong> International Partnerships template. Issues covered include marketing<br />

and recruitment, academic procedures, student experience, staffing and QA. In 2007, an<br />

audit <strong>of</strong> the Master <strong>of</strong> International Accounting (MIntA) program in Vietnam was conducted<br />

by International Partnerships & Quality on the basis <strong>of</strong> the annual self-review requirements.<br />

It involved interviews with stakeholders including students and staff from <strong>Swinburne</strong> and the<br />

TNE partner, the National Economics <strong>University</strong> (NEU).<br />

Following annual self-reviews and audits, program coordinators work with International<br />

Partnerships & Quality to prepare action plans to address any issues identified. An annual<br />

report is also prepared, and presented to the <strong>University</strong>’s International Programs Committee<br />

and Academic Board.<br />

Priorities for action<br />

65. Incorporate <strong>of</strong>fshore site visits into<br />

annual reviews <strong>of</strong> international<br />

partnerships, along the lines <strong>of</strong> the<br />

2007 MintA review.<br />

66. Review the impact <strong>of</strong> the<br />

Pr<strong>of</strong>essional Learning Model on TNE<br />

programs, to identify any issues that<br />

may impact on program quality.<br />

67. Articulate performance<br />

requirements and indicators<br />

in TNE contracts, and include<br />

consideration <strong>of</strong> these in ongoing<br />

review <strong>of</strong> performance – currently,<br />

the monitoring <strong>of</strong> academic<br />

performance measures is variable.


Page 80<br />

5.6 Student mobility programs<br />

Mobility programs assist students to develop cross-cultural awareness and ‘industry-ready’<br />

skills in a global context. At <strong>Swinburne</strong>, the Education Abroad Office (EAO) plays a central role<br />

in these programs – facilitating the student exchange program, study abroad program and<br />

<strong>University</strong>-wide study tours, and collaborating with faculties on discipline-specific programs.<br />

The EAO also administers various mobility funding schemes, and fosters relationships with<br />

a network <strong>of</strong> overseas partners. In addition, the faculties maintain a range <strong>of</strong> study tours,<br />

international work placements and <strong>of</strong>fshore research options, and they are responsible for<br />

administration and student support <strong>of</strong> these discipline-specific mobility initiatives.<br />

The International Exchange Program, for which EAO is responsible, has well-established<br />

processes in relation to administration, promotional recruitment and student support,<br />

facilitating recent achievements including:<br />

w a substantial increase in funding for outbound student mobility from $40,700 in 2005<br />

to $223,500 in 2007<br />

w development <strong>of</strong> a web presence including the establishment <strong>of</strong> online communities<br />

through BlackBoard, Facebook and the “<strong>Swinburne</strong> Wanderer” student blog<br />

w the recent establishment <strong>of</strong> an Education Abroad ambassador program, whereby outbound<br />

exchange students represent <strong>Swinburne</strong> for promotional activities at their host universities<br />

w the SwinMates mentor program, wherein inbound exchange students are mentored by<br />

local students – an expansion <strong>of</strong> a program cited as a good practice in the <strong>University</strong>’s<br />

cycle 1 AUQA audit<br />

During 2004 – 2007, outbound mobility on international exchange programs increased by<br />

6.7% (Table 5.16). In the same period, inbound exchange numbers increased by 38.2%<br />

(Table 5.17).


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 81<br />

Table 5.16 – Participation in outbound mobility programs, 2004 – 2007<br />

TyPe Of mObILITy<br />

Number <strong>of</strong> participating students<br />

2004 2005 2006 2007<br />

International Exchange Program 1 89 68 86 95<br />

Work placement 8 16 39 26<br />

Overseas research unknown 34 55 53<br />

Independent Study Abroad/Other unknown unknown 2 3<br />

STUdy TOUrS, by fACULTy<br />

Business & Enterprise:<br />

Treviso Study Program, Italy 44 did not run 36 did not run<br />

Asia Pacific Rim Business Study Tour 5 9 13 14<br />

European Union Study Tour<br />

Design:<br />

10 11 21 11<br />

Germany Study Tour<br />

Engineering & Industrial Sciences:<br />

19 15 13 20<br />

Aviation study tour, various countries<br />

Lilydale:<br />

- 16 did not run 9<br />

International Business Study Tour<br />

Education Abroad Office:<br />

9 14 14 9<br />

ElectivesPlus@Sarawak - - - 12<br />

Sarawak Study Tour - 8 - -<br />

Global Tech Leaders Symposium - 9 10 did not run<br />

Future Leaders Program, China - - - 17<br />

Total participation (study tours) 87 82 107 92<br />

1 Number <strong>of</strong> places available in the International Exchange Program: 2004 = 93; 2005 = 73; 2006 = 87; 2007 = 101.<br />

Table 5.17 – Participation in inbound mobility programs, 2004 – 2007<br />

TyPe Of mObILITy<br />

Number <strong>of</strong> participating students 1<br />

2004 2005 2006 2007<br />

International Exchange Program 76 104 131 105<br />

International Study Abroad Program 63 81 65 71<br />

1<br />

Participant data for other types <strong>of</strong> inbound mobility are unavailable, including for work placement, research and<br />

study tours.


Page 82<br />

Priorities for action<br />

68. Centralise data collation to track<br />

student mobility.<br />

69. Develop a policy framework for<br />

mobility programs, consolidating<br />

current policies and developing<br />

consistent practices across all<br />

program types.<br />

70. Establish systems to monitor the<br />

impact <strong>of</strong> mobility programs on<br />

the academic performance and<br />

employment outcomes <strong>of</strong> students.<br />

Student satisfaction with <strong>Swinburne</strong>’s outbound mobility programs is high (Table 5.18).<br />

Participants report improved networking abilities, independence and capacity for intercultural<br />

communication, and that their participation has been advantageous on both academic and<br />

personal levels.<br />

Table 5.18 – Aspects <strong>of</strong> participant satisfaction with <strong>Swinburne</strong>’s international exchange and<br />

study tour programs, based on 2007 Student Mobility Survey data<br />

ITem<br />

Graduates:<br />

International experience has improved my opportunities <strong>of</strong><br />

getting a job.<br />

I feel better equipped in my job because <strong>of</strong> my overseas<br />

experience.<br />

Undergraduates:<br />

My overseas experience has been an advantage<br />

academically.<br />

Overseas experience has improved my opportunity to get a<br />

desired job.<br />

I plan to emphasise overseas experience when applying<br />

for jobs.<br />

% respondents<br />

(n = 66 undergraduates and 48 recent graduates)<br />

Agree or<br />

strongly<br />

agree<br />

Inapplicable<br />

or no<br />

opinion<br />

Disagree<br />

or strongly<br />

disagree<br />

90 4 6<br />

86 0 14<br />

88 0 12<br />

91 0 9<br />

91 0 9<br />

To enhance the quality <strong>of</strong> mobility programs, <strong>Swinburne</strong> participated in two benchmarking<br />

studies in 2006 – the Australian Universities International Directors Forum & International<br />

Education Association <strong>of</strong> Australia Mobility Benchmarking Project and the European<br />

Consortium <strong>of</strong> Innovative Universities (ECIU) Mobility Project. These studies showed that, in<br />

2006 at least, <strong>Swinburne</strong> was in the top three Australian universities in terms <strong>of</strong> participation<br />

in mobility programs, but below European averages.<br />

The intention is to increase student mobility and broaden access to all study levels through<br />

various strategies, including via the Sarawak Branch Campus (Section 5.4), the Northeastern<br />

Study Centre (Section 5.8) and the <strong>University</strong>’s involvement in the ECIU (Section 5.8).


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 83<br />

5.7 Other international collaborations<br />

International networks underpin the <strong>University</strong>’s commitment to the internationalisation <strong>of</strong><br />

teaching and research. Through international connections <strong>of</strong> various kinds, <strong>Swinburne</strong> can<br />

ensure that its educational programs and research are suitably benchmarked to international<br />

and industry standards.<br />

Teaching<br />

Of particular note is the collaboration between <strong>Swinburne</strong> and Northeastern <strong>University</strong> in the<br />

United States. Early in 2007, <strong>Swinburne</strong> and Northeastern commenced delivery in Melbourne<br />

<strong>of</strong> Global Leadership Programs, <strong>of</strong>fering international and domestic students in Australia the<br />

opportunity to complete a Masters degree from each university. The partnership is managed<br />

through the Northeastern Study Centre, founded in 2006, which has also facilitated other<br />

collaborations including a Master <strong>of</strong> Education: Astronomy Specialisation (whereby students<br />

in the US will earn an M Ed from Northeastern and a Graduate Certificate in Astronomy from<br />

<strong>Swinburne</strong>), and a pre-freshman study tour for North American high school leavers before<br />

their entry into undergraduate programs at Northeastern. <strong>Swinburne</strong> and Northeastern share<br />

many synergies in programs, cooperative education, innovation and entrepreneurship, and the<br />

partnership is a key to <strong>Swinburne</strong>’s growing international pr<strong>of</strong>ile.<br />

The <strong>University</strong> also works with partners in China (currently the China <strong>University</strong> <strong>of</strong> Mining<br />

& <strong>Technology</strong>, Nanjing <strong>University</strong> <strong>of</strong> Aeronautics & Astronautics and Nanjing <strong>University</strong> <strong>of</strong><br />

Traditional Chinese Medicine) to deliver non-<strong>Swinburne</strong> accredited programs in eCommerce<br />

and IT. The students undertaking these Collaborative Articulation Programs (CAPs) – c. 470 in<br />

2007 – are not enrolled at <strong>Swinburne</strong>, but they are on a pathway to a <strong>Swinburne</strong> award with<br />

appropriate QA and credit transfer arrangements in place.<br />

Thus, the CAPs are mutually beneficial. For students, they provide opportunities for<br />

international mobility and the chance to complete two qualifications at two universities. For<br />

staff, there are opportunities for academic exchange and collaborative research.<br />

research<br />

An international research pr<strong>of</strong>ile is central to the <strong>Swinburne</strong> in 2015 vision (Section 1.1). This<br />

is because the international assessment <strong>of</strong> university quality, such as through the various<br />

ranking schemes, is primarily driven by research performance and connections.<br />

At <strong>Swinburne</strong>, the dynamic <strong>of</strong> research internationalisation is driven both centrally and at<br />

academic unit level. Centrally, the corporate <strong>Swinburne</strong> Research unit sets the framework<br />

within which the internationalisation <strong>of</strong> research occurs, while the actual research connections<br />

are primarily driven by the faculties and, within them, by the research centres.<br />

Further sources<br />

Northeastern Study Centre<br />

www.international.swinburne.edu.au/<br />

northeastern/


Page 84<br />

Currently, <strong>Swinburne</strong> Research is formulating policies that will determine the guidelines for<br />

establishing, managing and reviewing the <strong>University</strong>’s research centres. Each faculty (and<br />

each research centre) has been set individually-negotiated targets for research performance,<br />

and these targets have implications for the internationalisation <strong>of</strong> research and the publication<br />

<strong>of</strong> research findings in international forums. The targets are integral to a performance-based<br />

budget model, and the research centres are accountable through comparative reporting to<br />

Academic Board.<br />

The relatively small size <strong>of</strong> the <strong>University</strong>, coupled with the clear correlation between<br />

investment in research and research outcomes, necessitates a tightly-focussed allocation<br />

<strong>of</strong> resources to support the research effort. Therefore, the strategy <strong>of</strong> directing funds to the<br />

<strong>University</strong>’s seven tier 1 research centres (Section 2.6) has been progressively strengthened in<br />

recent years, largely to facilitate increased internationalisation. For example, the:<br />

w distribution <strong>of</strong> scholarships available to international research students has been targeted<br />

towards areas <strong>of</strong> research strength<br />

w Visiting Pr<strong>of</strong>essor Scheme, aimed at facilitating collaboration with world-class researchers<br />

based overseas, is designed to favour the <strong>University</strong>’s areas <strong>of</strong> research strength<br />

w allocation rules for research scholarships have been revised to take greater account <strong>of</strong><br />

the quality <strong>of</strong> the applicants’ present institution, with a mid-year round to cater to those<br />

whose academic calendars are not consistent with the situation in Australia<br />

Furthermore, in 2007 the Higher Degree by Research Policy & Procedure was re-developed.<br />

It now includes a number <strong>of</strong> elements specifically informed by the experience <strong>of</strong> international<br />

research students, in areas including application, supervision practice, and the monitoring and<br />

reporting <strong>of</strong> progress.<br />

At Sarawak, a vision for research is evolving on the basis <strong>of</strong> current strengths and an<br />

appropriate teaching-research nexus. From a ‘standing start’, Sarawak has recently gained<br />

research funding via the Malaysia Pepper Board and the Malaysian Ministry <strong>of</strong> Science<br />

<strong>Technology</strong> Innovation, and the Branch Campus is building a portfolio that includes pure and<br />

applied research programs with a focus on industry-oriented research and development.<br />

The Sarawak research vision features strong links with the research heart <strong>of</strong> the <strong>University</strong><br />

in Melbourne, and one recent initiative has been the establishment <strong>of</strong> a memorandum <strong>of</strong><br />

understanding, in September 2007, with the Sarawak Biodiversity Council to fund an academic<br />

and research program that includes student mobility pathways with the Environment &<br />

Biotechnology Centre in the Faculty <strong>of</strong> Life & Social Sciences. As well, the <strong>University</strong>’s Board<br />

<strong>of</strong> Research funding program includes the facilitation <strong>of</strong> connections between Sarawak<br />

researchers and their colleagues in Melbourne.


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 85<br />

Summary information is provided here for a selection <strong>of</strong> the <strong>University</strong>’s international research<br />

connections (Table 5.19) and for international awards and scholarships (Table 5.20).<br />

Table 5.19 – A selection <strong>of</strong> the <strong>University</strong>’s international partnerships for research<br />

fACULTy PArTner OrgAnISATIOn reSeArCh fOCUS<br />

All faculties Visiting Pr<strong>of</strong>essor Scheme Knowledge transfer and<br />

collaboration between <strong>Swinburne</strong><br />

research teams, and national/<br />

international research groups<br />

All faculties ARC International Fellowships Funds Australian researchers for<br />

international activity<br />

All faculties Linkage International<br />

Internationally Coordinated Initiative<br />

Coordinates collaborations between<br />

Australian and international research<br />

organisations<br />

Business & Enterprise Babson College, US Business management, innovation,<br />

leadership and entrepreneurship<br />

Life & Social Sciences Australian Centre for Radi<strong>of</strong>requency<br />

Bioeffects Research – NHMRC<br />

Centre <strong>of</strong> Excellence<br />

Multidisciplinary research on the<br />

biological and possible health effects<br />

<strong>of</strong> human exposure to EMFs<br />

Life & Social Sciences <strong>University</strong> <strong>of</strong> Dresden Sensory-related aspects <strong>of</strong><br />

physiological performance<br />

Engineering & Industrial Sciences ARC Centre <strong>of</strong> Excellence for<br />

Quantum-Atom Optics<br />

Engineering & Industrial Sciences ARC Centre <strong>of</strong> Excellence for<br />

Ultrahigh-bandwidth Devices for<br />

Optical Systems<br />

Engineering & Industrial Sciences ARC Centre <strong>of</strong> Excellence in<br />

Coherent X-ray Science<br />

Life & Social Sciences ARC Centre <strong>of</strong> Excellence in Creative<br />

Industries and Innovation<br />

Engineering & Industrial Sciences Smart Internet CRC; CAST Metals<br />

Manufacturing CRC; CRC for Wood<br />

Innovations; CRC for Polymers,<br />

CRC for Advanced Automotive<br />

<strong>Technology</strong>; CRC for Advanced<br />

Manufacturing<br />

Sarawak<br />

Life & Social Sciences<br />

Quantum and atom optics<br />

Ultrahigh-speed all-optical signal<br />

processing, micro-photonics &<br />

nonlinear photonics<br />

X-ray physics, synchotron radiation<br />

sources, and biological samples<br />

Creative industries, user-driven<br />

innovation, creativity and<br />

institutional economics<br />

Innovation and sectoral<br />

development; research for<br />

government and industry partners;<br />

PhD student pathways<br />

Sarawak Biodiversity Council Biodiversity research<br />

Sarawak e-Science Fund R&D for the Malaysian government<br />

and industry<br />

Sarawak Information Security Research<br />

(iSECURE) Lab<br />

Information & Communication<br />

Technologies<br />

Smartcards<br />

California <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Astronomy


Page 86<br />

Table 5.20 – International connections for awards & scholarships<br />

fACULTy/COrPOrATe UnIT TITLe & PArTner OrgAnISATIOn SChOLArShIP fOCUS<br />

All faculties Australian Agency for International<br />

Development – Australian<br />

Development Scholarships<br />

All faculties Australian Agency for International<br />

Development – Australian<br />

Leadership Scholarships<br />

Business & Enterprise<br />

Engineering & Industrial Sciences<br />

Information & Communication<br />

Technologies<br />

All faculties<br />

<strong>Swinburne</strong> International<br />

All faculties<br />

<strong>Swinburne</strong> Research<br />

<strong>Swinburne</strong> International<br />

All faculties<br />

<strong>Swinburne</strong> Research<br />

All faculties<br />

<strong>Swinburne</strong> Research<br />

All faculties<br />

<strong>Swinburne</strong> Research<br />

All faculties<br />

<strong>Swinburne</strong> Research<br />

AusAID funds > 100 students<br />

from 17 countries annually for<br />

postgraduate study at <strong>Swinburne</strong><br />

AusAID funds students for<br />

postgraduate study at <strong>Swinburne</strong>,<br />

and a Leadership Development<br />

Program<br />

Australia–Indonesia Partnership for Reconstruction and Development –<br />

Australian Partnership Scholarships<br />

Australian and Indonesian Governments fund students for postgraduate<br />

study at <strong>Swinburne</strong> in economic governance and education<br />

Endeavour Awards Program –<br />

Australian Government<br />

Endeavour International<br />

Postgraduate Research Scholarship<br />

Chancellor’s Centenary Research<br />

Scholarships<br />

Merit-based program for leading<br />

researchers, executives and students<br />

to undertake study, research and<br />

pr<strong>of</strong>essional development<br />

Scholarships for international<br />

students in <strong>Swinburne</strong>’s doctoral<br />

and Masters by Research programs<br />

Stipend, establishment grant<br />

and overseas placement for PhD<br />

students<br />

Australian Postgraduate Awards Stipend and tuition fee scholarship<br />

for Australian citizens and<br />

permanent residents who are PhD<br />

and Masters by Research students<br />

<strong>Swinburne</strong> <strong>University</strong> Centenary<br />

Postgraduate Research Awards<br />

/ Vice Chancellor’s Centenary<br />

Research Scholarships<br />

Stipend and tuition fee scholarships<br />

for local and international students<br />

in PhD and Masters by Research<br />

programs<br />

Centenary Tuition Fee Scholarships Tuition fee exemption for local and<br />

international students in PhD and<br />

Masters by Research programs


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 87<br />

benchmarking<br />

The international benchmarking opportunities afforded by the <strong>University</strong>’s active<br />

participation in the European Consortium <strong>of</strong> Innovative Universities (ECIU) and Association <strong>of</strong><br />

Commonwealth Universities (ACU) have been productive (Table 5.21). Recently, <strong>Swinburne</strong> has<br />

participated in two benchmarking exercises with ECIU partners, one on student mobility and<br />

the other on the entrepreneurial characteristics <strong>of</strong> students.<br />

The <strong>University</strong> participates actively in the ACU benchmarking round in most years – topics<br />

covered have been as diverse as ‘estates and facilities management’, ‘widening opportunities’,<br />

‘recruitment and retention <strong>of</strong> staff’, ‘branding’ and ‘strategic planning’. In the case <strong>of</strong> the<br />

last-named, a number <strong>of</strong> improvements were made to the <strong>University</strong>’s planning processes on<br />

the basis <strong>of</strong> the benchmarking report. These included the incorporation <strong>of</strong> a comprehensive<br />

environmental scanning process into the annual planning cycle, based on ‘drivers <strong>of</strong> change’<br />

and their perceived ramifications for education and research.<br />

Table 5.21 – A selection <strong>of</strong> the <strong>University</strong>’s international partnerships for benchmarking,<br />

moderation and other purposes<br />

fACULTy/COrPOrATe UnIT PArTner OrgAnISATIOn fOCUS<br />

All faculties<br />

International & Development<br />

All faculties<br />

International & Development<br />

All faculties<br />

All corporate units<br />

European Consortium <strong>of</strong> Innovative<br />

Universities<br />

International Education Association<br />

<strong>of</strong> Australia<br />

Association <strong>of</strong> Commonwealth<br />

Universities (ACU)<br />

Business & Enterprise Association <strong>of</strong> MBAs (AMBA)<br />

Association to Advance Collegiate<br />

Schools <strong>of</strong> Business International<br />

(AACSB)<br />

European Foundation <strong>of</strong><br />

Management Development<br />

Business & Enterprise<br />

Design<br />

Information & Communication<br />

Technologies<br />

Business & Enterprise Kuala Lumpur Infrastructure<br />

<strong>University</strong> College<br />

Benchmarking; staff & student<br />

mobility programs; industry links;<br />

entrepreneurship; quality<br />

Benchmarking; pr<strong>of</strong>essional<br />

development and multi-sectoral<br />

alignment <strong>of</strong> universities,<br />

government & community<br />

Benchmarking; Commonwealth-level<br />

consultation<br />

Business programs & MBA school<br />

accreditation (preparations inprogress)<br />

Malaysia’s Lim Kok Wing <strong>University</strong> Program moderation<br />

Business & Enterprise Nirwana College School <strong>of</strong> Business<br />

& Law, Malaysia<br />

Program moderation<br />

Program moderation<br />

Priorities for action<br />

71. Establish processes to ensure<br />

that the currency <strong>of</strong> the<br />

<strong>University</strong>’s credit transfer<br />

database is maintained, including<br />

for international Collaborative<br />

Articulation Programs (CAPs).<br />

72. Strengthen research links between<br />

<strong>Swinburne</strong> and ECIU member<br />

universities – the PVC Research,<br />

DVC Academic and other senior<br />

staff will visit a range <strong>of</strong> universities<br />

in the United Kingdom, Germany,<br />

Holland and Denmark for this<br />

purpose in 2008.<br />

73. Develop a strategy to expand links<br />

with technology transfer countries<br />

such as China (leveraging <strong>of</strong>f<br />

existing relationships) and India<br />

to identify research training and<br />

research collaboration opportunities.<br />

74. Enhance the Visiting Pr<strong>of</strong>essors<br />

Scheme, through funding provided<br />

by the Board <strong>of</strong> Research and<br />

strengthened links with national<br />

and international philanthropic<br />

organisations.<br />

75. Finalise, in 2008, acquisition<br />

arrangements for major items<br />

<strong>of</strong> research equipment for the<br />

Advanced <strong>Technology</strong> Building –<br />

funding <strong>of</strong> $40M has been set aside<br />

for this purpose, with selection<br />

criteria including the potential for<br />

differentiation and thus international<br />

collaboration (Section 4.8).


Page 88<br />

5.8 Internationalisation <strong>of</strong> the curriculum<br />

The <strong>University</strong> follows the OECD definition <strong>of</strong> curriculum internationalisation, with curricula<br />

having ‘… an international orientation in context, aimed at preparing students for performing<br />

pr<strong>of</strong>essionally/socially in an international and multicultural context, and designed for domestic<br />

students as well as foreign students.’ Thus, ‘Learning for a Changing World’ is one <strong>of</strong> the key<br />

curriculum areas <strong>of</strong> the Curriculum Framework Project (Section 4.1).<br />

More specifically, the <strong>University</strong>’s Pr<strong>of</strong>essional Learning Model aims to ‘… aid<br />

internationalisation <strong>of</strong> the <strong>Swinburne</strong> learning environment and integration <strong>of</strong> an<br />

entrepreneurship and innovation emphasis, together with an awareness <strong>of</strong> social difference<br />

and cultural diversity into students’ learning opportunities.’ Examples <strong>of</strong> current practice in<br />

this area include:<br />

w using international terminology, symbols and standards in many discipline areas<br />

and programs<br />

w adopting problem-based pedagogical approaches rather than content-specific and<br />

memory-based approaches, to prepare students to apply their knowledge and skills<br />

in different environments<br />

w cross-border curriculum accreditation to facilitate credential portability<br />

w cooperative education strategies to prepare graduates for work in different settings<br />

w learning and teaching materials, including case studies, drawn from different<br />

global settings<br />

w international staff and student exchanges<br />

w joint program <strong>of</strong>ferings with <strong>of</strong>fshore partners, such as through <strong>Swinburne</strong>’s<br />

Northeastern <strong>University</strong> partnership (Section 5.8)<br />

w using collaborative projects that promote independent and transferable learning<br />

and employment skills<br />

w staff and student involvement in activities run by international pr<strong>of</strong>essional societies<br />

w inclusion <strong>of</strong> cultural studies in the curriculum, sometimes supported by tuition in<br />

foreign languages<br />

w adopting teaching styles sensitive to cultural context and preferred learning styles


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 89<br />

In 2007, the <strong>University</strong> initiated a project, through the Deputy Deans Committee, to establish a<br />

more systematised approach to the internationalisation <strong>of</strong> curriculum. This project is ongoing,<br />

and its principal objectives are to:<br />

w develop audit instruments to assess the scale <strong>of</strong> curriculum internationalisation across<br />

faculties, disciplines and programs<br />

w raise the awareness <strong>of</strong> internationalisation, and provide opportunities for staff to<br />

discuss relevant issues in relation to learning, teaching and program design<br />

w identify the pr<strong>of</strong>essional development needs <strong>of</strong> academic and pr<strong>of</strong>essional staff<br />

in this area<br />

w identify and disseminate examples <strong>of</strong> good practice in relation to the internationalisation<br />

<strong>of</strong> the curriculum<br />

Priorities for action<br />

76. Continue implementation <strong>of</strong> the<br />

curriculum internationalisation<br />

project, in accordance with the<br />

project plan.


Page 90<br />

5.9 Pr<strong>of</strong>essional development for internationalisation<br />

<strong>Swinburne</strong>’s formal pr<strong>of</strong>essional development for teaching staff has been based on two<br />

interrelated programs: the Graduate Certificate in Learning & Teaching in Higher Education<br />

and the Pr<strong>of</strong>essional Certificate <strong>of</strong> Teaching Practice. Both are delivered by <strong>Swinburne</strong><br />

Pr<strong>of</strong>essional Learning (within the Higher Education Divisional Office). The Graduate Certificate<br />

consists <strong>of</strong> four units – one a prerequisite for the others and for the Pr<strong>of</strong>essional Certificate,<br />

and also a probation requirement (Figure 5.4). Participation in the two programs has increased<br />

by 33.3% since 2004 (Table 5.22).<br />

Figure 5.4 – Higher education teaching programs for <strong>Swinburne</strong> staff<br />

Table 5.22 – Participation in the Graduate Certificate in Learning & Teaching in Higher Education<br />

at <strong>Swinburne</strong>, 2004 – 2007<br />

UnIT<br />

Graduate Certificate<br />

Unit LTS 504<br />

Independent<br />

Pr<strong>of</strong>essional Project<br />

Unit LTS 503<br />

Assessment, Evaluation<br />

and Support<br />

Unit LTS 502<br />

Teaching and Learning<br />

Methods and Media<br />

Meets related probation requirement<br />

Unit LTS 501<br />

The Practice <strong>of</strong><br />

Learning and Teaching<br />

Enrolments (n)<br />

Pr<strong>of</strong>essional Certificate<br />

Seminar for peers on<br />

aspects <strong>of</strong> teaching and<br />

learning<br />

2004 2005 2006 2007<br />

LTS 501 29 20 33 48<br />

LTS 502 34 18 12 22<br />

LTS 503 13 14 13 18<br />

LTS 504 8 25 34 24<br />

Total 84 77 92 112


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 91<br />

<strong>Swinburne</strong> Pr<strong>of</strong>essional Learning also manages central provision <strong>of</strong> pr<strong>of</strong>essional development<br />

on Blackboard (Section 4.8) and <strong>of</strong>fshore delivery. In addition to this centrally-coordinated<br />

pr<strong>of</strong>essional development to support internationalisation, the Pr<strong>of</strong>essional Learning Model, and<br />

other <strong>University</strong> priorities, much pr<strong>of</strong>essional development activity is faculty-based. Facultybased<br />

Education Development Coordinators (EDCs) work closely with Academic Development<br />

Advisors (ADAs) in <strong>Swinburne</strong> Pr<strong>of</strong>essional Learning, focusing primarily on one-on-one support<br />

at unit and program level. In addition, the faculties <strong>of</strong>fer workshops and seminars on themes<br />

such as teaching to international students.<br />

General and academic personnel also participate in pr<strong>of</strong>essional development for<br />

internationalisation through the annual International Education Association <strong>of</strong> Australia (IEAA)<br />

pr<strong>of</strong>essional development program, and through the ECIU Leadership Program. As well, many<br />

participate in internal pr<strong>of</strong>essional development on specific topics such as ESOS compliance,<br />

leadership in international education and international team-building. Additional strategies are<br />

in place to support sessional staff through the Sessionals@<strong>Swinburne</strong> initative.<br />

Further sources<br />

Sessionals@<strong>Swinburne</strong><br />

www.swinburne.edu.au/hed/ccu/<br />

sessionals.html<br />

Priorities for action<br />

77. Strengthen pr<strong>of</strong>essional<br />

development for internationalisation,<br />

through <strong>Swinburne</strong> Pr<strong>of</strong>essional<br />

Learning and through participation<br />

in the activities <strong>of</strong> the IEAA<br />

‘Internationalisation <strong>of</strong> the<br />

Curriculum’ special interest group.<br />

78. Prepare a comprehensive<br />

pr<strong>of</strong>essional development plan<br />

for Higher Education, through<br />

<strong>Swinburne</strong> Pr<strong>of</strong>essional Learning, to<br />

be revised annually and otherwise<br />

as necessary – specifically to<br />

support internationalisation, the<br />

Pr<strong>of</strong>essional Learning Model and<br />

other priorities.<br />

79. Improve academic support for<br />

sessional staff, through the<br />

Supporting Sessionals@<strong>Swinburne</strong><br />

initiative.<br />

80. Integrate pr<strong>of</strong>essional development<br />

effectively into the <strong>University</strong>’s<br />

new performance planning and<br />

development system (Section<br />

3.9) – at present, participation in<br />

most pr<strong>of</strong>essional development at<br />

<strong>Swinburne</strong> is voluntary and many<br />

staff do not avail themselves <strong>of</strong> the<br />

opportunities presented.


Page 92


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 93<br />

Appendix Table 1 – List <strong>of</strong> tables in the portfolio<br />

TAbLe TITLe Of TAbLe PAge<br />

1.1 Portfolio structure in relation to the themes and sub-themes 3<br />

2.1 Recurrent income and expenditure, 2007 8<br />

2.2 Students (EFTSL) in Higher Education at <strong>Swinburne</strong>, 2004 – 2007 9<br />

2.3 Staff numbers, Higher Education, 2004 – 2007 (FTE) 11<br />

3.1 Portfolio coverage <strong>of</strong> activity related to cycle 1 audit recommendations 13<br />

3.2 <strong>Swinburne</strong>’s quality management principles 15<br />

4.1 Key curriculum areas within <strong>Swinburne</strong>’s Curriculum Framework Project 27<br />

4.2 Curriculum Framework Project initiatives, 2005 – 2007 29<br />

4.3 Current pr<strong>of</strong>essional accreditations for undergraduate programs 33<br />

4.4 Enrolments in Electives Plus units in Winter Term 2007 35<br />

4.5 Work experience in industry, 2004 – 2007 43<br />

4.6 Host and participant satisfaction with the IBL program, 2004 – 2006 43<br />

4.7 Employment rates for <strong>Swinburne</strong> graduates, 2004 – 2007, from GDS data 44<br />

4.8 % undergraduates in further full-time study for <strong>Swinburne</strong> other Australian universities (All), by field <strong>of</strong> education, 2004 – 2007 45<br />

4.9 TAFE articulants as a percentage <strong>of</strong> the domestic commencing undergraduate cohort at Australian universities, 2004 – 2007 (top 10<br />

universities)<br />

4.10 Students (n) articulating from TAFE to Higher Education at <strong>Swinburne</strong>, 2004 to 2005, 2005 to 2006 and 2006 to 2007, by School and<br />

Faculty<br />

4.11 Progression rates for <strong>Swinburne</strong> TAFE articulants and year 12 entrants, 2004 – 2007 48<br />

4.12 Grade point averages (GPAs) for <strong>Swinburne</strong> TAFE articulants and year 12 entrants, 2004 – 2007 48<br />

4.13 A selection <strong>of</strong> recent infrastructure developments at <strong>Swinburne</strong> in support <strong>of</strong> flexible delivery and the Pr<strong>of</strong>essional Learning Model, 2004<br />

– 2007<br />

4.14 Undergraduate progression rate for selected broad fields <strong>of</strong> education at <strong>Swinburne</strong> and for all Australian universities (All), 2004 – 2007 52<br />

4.15 % attrition at <strong>Swinburne</strong>, 2004 – 2006, for students commencing undergraduate programs in selected broad fields <strong>of</strong> education, with<br />

comparative data for all Australian universities<br />

4.16 Mean scores on major satisfaction items on the <strong>Swinburne</strong> SFU Survey for selected fields <strong>of</strong> education, semester 1 2006 & semester 1<br />

2007<br />

4.17 % full-time undergraduate employment for selected broad fields <strong>of</strong> education, for <strong>Swinburne</strong> and for all Australian universities (All), 2004<br />

– 2007<br />

4.18 <strong>University</strong> ratings in the 2006 LTPF round (top 10 universities) 57<br />

4.19 <strong>University</strong> ratings in the 2007 LTPF round (Bands A1, A2 and B) 57<br />

4.20 <strong>University</strong> ratings in the 2008 LTPF round (Bands A1 and A2) 58<br />

46<br />

47<br />

50<br />

52<br />

53<br />

56


Page 94<br />

Appendix Table 1 – List <strong>of</strong> tables in the portfolio (cont.)<br />

TAbLe TITLe Of TAbLe PAge<br />

5.1 Onshore international student load (EFTSL), by broad field <strong>of</strong> education, 2004 – 2007 62<br />

5.2 ‘Non-academic’ services provided for international students onshore 64<br />

5.3 International student satisfaction with agent services for semester 1 (S1) and semester 2 (S2) 2007, based on Likert scale items from<br />

<strong>Swinburne</strong>’s Commencing Student Survey (CSU)<br />

5.4 % progression <strong>of</strong> international (Int’l) and domestic (Dom) students studying onshore at <strong>Swinburne</strong>, with comparative data for<br />

international students at other Australian universities (All), for selected broad fields <strong>of</strong> education, 2004 – 2007<br />

5.5 % attrition <strong>of</strong> international (Int’l) and domestic (Dom) undergraduates studying onshore at <strong>Swinburne</strong>, with comparative data for<br />

international students at other Australian universities (All), for selected broad fields <strong>of</strong> education, 2004 – 2006<br />

5.6 Grade point averages (GPAs) for international and domestic students studying onshore at <strong>Swinburne</strong>, 2004 – 2007 69<br />

5.7 Mean satisfaction with units for international (Int’l) and domestic (Dom) undergraduates studying onshore at <strong>Swinburne</strong>, for selected<br />

broad fields <strong>of</strong> education, 2006 – 2007<br />

5.8 Mean satisfaction with teaching for international (Int’l) and domestic (Dom) undergraduates studying onshore at <strong>Swinburne</strong>, for selected<br />

broad fields <strong>of</strong> education, 2006 – 2007<br />

5.9 Mean satisfaction with programs, for international (Int’l) and domestic (Dom) undergraduates studying onshore at <strong>Swinburne</strong>, for<br />

selected broad fields <strong>of</strong> education, 2006 – 2007<br />

5.10 Student headcount at Sarawak, by broad field <strong>of</strong> education, 2004 – 2007 73<br />

5.11 % progression for Sarawak Higher Education students and international (Int’l) Higher Education students studying onshore at <strong>Swinburne</strong>,<br />

2004 – 2006<br />

5.12 Mean satisfaction with units for Sarawak undergraduates compared with international (Int’l) undergraduates studying in Melbourne, for<br />

selected broad fields <strong>of</strong> education, 2007<br />

5.13 Mean satisfaction with teaching for Sarawak undergraduates compared with international (Int’l) undergraduates studying in Melbourne,<br />

for selected broad fields <strong>of</strong> education, 2007<br />

5.14 Mean program-level undergraduate satisfaction at Sarawak compared with that <strong>of</strong> international (Int’l) undergraduates studying in<br />

Melbourne, for selected broad fields <strong>of</strong> education, 2007<br />

5.15 Summary details for <strong>Swinburne</strong>’s Higher Education TNE programs 77<br />

5.16 Participation in outbound mobility programs, 2004 – 2007 81<br />

5.17 Participation in inbound mobility programs, 2004 – 2007 81<br />

5.18 Aspects <strong>of</strong> participant satisfaction with <strong>Swinburne</strong>’s international exchange and study tour programs, based on 2007 Student Mobility<br />

Survey data<br />

5.19 A selection <strong>of</strong> the <strong>University</strong>’s international partnerships for research 85<br />

5.20 International connections for awards & scholarships 86<br />

5.21 A selection <strong>of</strong> the <strong>University</strong>’s international partnerships for benchmarking, moderation and other purposes 87<br />

5.22 Participation in the Graduate Certificate in Learning & Teaching in Higher Education at <strong>Swinburne</strong>, 2004 – 2007 90<br />

65<br />

68<br />

68<br />

69<br />

70<br />

70<br />

75<br />

75<br />

76<br />

76<br />

82


<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 95<br />

Appendix Table 2 – List <strong>of</strong> figures in the portfolio<br />

fIgUreS TITLe Of fIgUre PAge<br />

2.1 <strong>Swinburne</strong>’s management and organisational structure 7<br />

2.2 Changes in student load (EFTSL) by broad field <strong>of</strong> education, 2004 – 2007 10<br />

2.3 % academic staff with a higher degree at <strong>Swinburne</strong>, and at Australian universities (All), 2004 – 2007 11<br />

3.1 Quality@<strong>Swinburne</strong> 14<br />

3.2 Committee structure <strong>of</strong> the Academic Board 16<br />

3.3 <strong>Swinburne</strong>’s strategic planning framework 18<br />

4.1 Overview <strong>of</strong> accreditation and reaccreditation processes at <strong>Swinburne</strong> 32<br />

4.2 The Flexible Academic Calendar 36<br />

4.3 CEQ ‘generic skills’ scale performance by broad field <strong>of</strong> education at <strong>Swinburne</strong>, 2004 – 2007, with the national mean for 2004 –<br />

2006 for each field.<br />

4.4 TAFE articulants in the commencing undergraduate cohort at <strong>Swinburne</strong>, 2004 – 2007 47<br />

4.5 Attrition rate by basis <strong>of</strong> admission, 2004 – 2006 49<br />

4.6 Higher Education to TAFE articulation at <strong>Swinburne</strong>, 2004 – 2007 49<br />

4.7 CEQ ‘good teaching’ scale performance by field <strong>of</strong> education at <strong>Swinburne</strong>, 2004 – 2007, with the national mean for 2004 – 2006<br />

for each field<br />

4.8 CEQ ‘overall satisfaction’ measure by field <strong>of</strong> education at <strong>Swinburne</strong>, 2004 – 2007, with the national mean for 2004 – 2006 for<br />

each field<br />

5.1 Structure <strong>of</strong> <strong>Swinburne</strong>’s International & Development Division 61<br />

5.2 International student enrolments (onshore) by country <strong>of</strong> ‘permanent residence’, 2004 – 2007 63<br />

5.3 Organisational arrangements for the Sarawak Branch Campus 71<br />

5.4 Higher education teaching programs for <strong>Swinburne</strong> staff 90<br />

39<br />

54<br />

55


Page 96<br />

Appendix Table 3 – List <strong>of</strong> acronyms in the portfolio<br />

AACSb Association to Advance Collegiate Schools <strong>of</strong> Business<br />

ACU (1) Association <strong>of</strong> Commonwealth Universities<br />

ACU (2) Australian Catholic <strong>University</strong><br />

AdA Academic Development Advisor<br />

AdrI Approach; Deploy; Results; Improve<br />

AeI Australian Education International<br />

AmbA Association <strong>of</strong> MBAs<br />

AnU Australian National <strong>University</strong><br />

APPC Academic Policy & Planning Committee (<strong>of</strong> Academic Board)<br />

APQC Academic Programs Quality Committee (<strong>of</strong> Academic Board)<br />

ArC Australian Research Council<br />

AS ISO Australian Standards (International Organisation<br />

for Standardisation)<br />

ATn Australian <strong>Technology</strong> Network (<strong>of</strong> universities)<br />

AUQA Australian Universities Quality Agency<br />

AUSAId Australian Government’s Overseas Aid Program<br />

AvCC Australian Vice-Chancellors’ Committee<br />

(now Universities Australia)<br />

bIT Bachelor <strong>of</strong> Information <strong>Technology</strong><br />

CeQ Course Experience Questionnaire<br />

CQU Central Queensland <strong>University</strong><br />

CrC Cooperative Research Centre<br />

CrICOS Commonwealth Register <strong>of</strong> Institutions and Courses for<br />

Overseas Students<br />

dAC Divisional Advisory Committee (for Higher Education)<br />

dAg Divisional Accreditation Group (now Higher Education<br />

Accreditation Group)<br />

deewr (Commonwealth) Department <strong>of</strong> Education, Employment &<br />

Workplace Relations<br />

dvC Deputy Vice-Chancellor<br />

eAO Education Abroad Office (<strong>of</strong> the International & Development<br />

Division)<br />

eCIU European Consortium <strong>of</strong> Innovative Universities<br />

edC Educational Development Coordinator<br />

efTSL Equivalent Full-Time Student Load<br />

eQUIS European Quality Improvement System<br />

eSOS Education Services for Overseas Students (Act)<br />

eU European Union<br />

fTe Full-time Equivalent<br />

gdS Graduate Destination Survey (Graduate Careers Australia)<br />

gPA Grade Point Average<br />

heAg Higher Education Accreditation Committee<br />

IbL Industry-Based Learning<br />

IeAA International Education Association <strong>of</strong> Australia<br />

IeLTS International English Language Testing System<br />

IP Industry Placement (Faculty <strong>of</strong> Design)<br />

ISO International Organisation for Standardisation<br />

IT Information <strong>Technology</strong><br />

LTPf Learning & Teaching Performance Fund<br />

mbA Master <strong>of</strong> Business Administration<br />

mCeeTyA Ministerial Council on Education, Employment,<br />

Training & Youth Affairs<br />

m ed Master <strong>of</strong> Education<br />

mintA Master <strong>of</strong> International Accounting<br />

mP3 MPEG Audio Layer 3 (a digital audio encoding format)<br />

neU National Economics <strong>University</strong> (in Vietnam)<br />

nhmrC National Health & Medical Research Council<br />

OASIS Online Application System for International Students<br />

PdA Personal Digital Assistant<br />

Phd Doctor <strong>of</strong> Philosophy<br />

PvC Pro Vice-Chancellor<br />

QA Quality Assurance<br />

QUT Queensland <strong>University</strong> <strong>of</strong> <strong>Technology</strong><br />

rhdC Research Higher Degrees Committee<br />

rm Ringgit Malaysia (Malaysian Ringgit) – unit <strong>of</strong> currency<br />

rmIT Royal Melbourne Institute <strong>of</strong> <strong>Technology</strong> <strong>University</strong><br />

SeS <strong>Swinburne</strong> Experience Survey<br />

SfT Student Feedback on Teaching (Survey)<br />

SfU Student Feedback on Unit (Survey)<br />

SILC Strategy, Intellectual Property, Logistics and Customer Service<br />

(a quality framework for <strong>Swinburne</strong>’s TNE partnerships)<br />

TAfe Technical & Further education<br />

Tne Transnational Education<br />

Une <strong>University</strong> <strong>of</strong> New England<br />

USC <strong>University</strong> <strong>of</strong> the Sunshine Coast<br />

UTS <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Sydney<br />

UwA <strong>University</strong> <strong>of</strong> Western Australia<br />

UnSw <strong>University</strong> <strong>of</strong> New South Wales<br />

vTAC Victorian Tertiary Admissions Centre<br />

vU Victoria <strong>University</strong>

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