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Cycle 2 AUQA audit portfolio<br />
February 2008
Page ii<br />
Table <strong>of</strong> contents<br />
Section Page<br />
1 Introduction 1<br />
1.1 Vice-Chancellor’s foreword 1<br />
1.2 Scope <strong>of</strong> the cycle 2 audit 2<br />
1.3 Portfolio structure and content 3<br />
2 Contextual information 5<br />
2.1 Mission and goals 5<br />
2.2 <strong>University</strong> Council and statutory boards 6<br />
2.3 <strong>University</strong> management 6<br />
2.4 Campuses 8<br />
2.5 Income and expenditure 8<br />
2.6 Research 9<br />
2.7 Program pr<strong>of</strong>ile and student load 9<br />
2.8 Staffing 11<br />
3 Activity at <strong>Swinburne</strong> since the cycle 1 AUQA audit 13<br />
3.1 Action on recommendations included in the cycle 1 audit report 13<br />
3.2 <strong>Swinburne</strong>’s approach to quality management 14<br />
3.3 Academic governance 16<br />
3.4 Strategic planning and performance reporting 18<br />
3.5 Risk management 20<br />
3.6 Stakeholder feedback processes 21<br />
3.7 Benchmarking 22<br />
3.8 Reviews and audits 23<br />
3.9 Performance planning and development 24<br />
3.10 Compliance with external standards and protocols 25<br />
3.11 Policies and procedures 25<br />
3.12 Research training 26
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio<br />
Table <strong>of</strong> contents (cont.)<br />
Section Page<br />
4 Pr<strong>of</strong>essional learning outcomes 27<br />
4.1 Introduction 27<br />
4.2 Program structure, development and accreditation 31<br />
4.3 Widening learning opportunities 35<br />
4.4 Graduate attributes, employability and career skills 38<br />
4.5 ‘Real world’ learning 41<br />
4.6 Pathways to further study 45<br />
4.7 Intersectoral articulation 46<br />
4.8 Infrastructure 50<br />
4.9 Summary <strong>of</strong> outcomes 52<br />
5 Internationalisation 59<br />
5.1 Introduction 59<br />
5.2 Managing internationalisation 60<br />
5.3 International students studying onshore 62<br />
5.4 <strong>Swinburne</strong>’s Sarawak Branch Campus 71<br />
5.5 Transnational education (TNE) partnerships 77<br />
5.6 Student mobility programs 80<br />
5.7 Other international collaborations 83<br />
5.8 Internationalisation <strong>of</strong> the curriculum 88<br />
5.9 Pr<strong>of</strong>essional development for internationalisation 90<br />
6 Appendices 93<br />
Appendix Table 1 – List <strong>of</strong> tables 93<br />
Appendix Table 2 – List <strong>of</strong> figures 95<br />
Appendix Table 3 – List <strong>of</strong> acronyms 96<br />
Page iii
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 1<br />
1. Introduction<br />
1.1 Vice-Chancellor’s foreword<br />
At <strong>Swinburne</strong>, there is as consistent focus on understanding, meeting and, wherever<br />
practicable, exceeding the expectations <strong>of</strong> students and other stakeholders. This applies<br />
particularly to the <strong>University</strong>’s ‘core’ activities – education and research – but it extends to all<br />
areas <strong>of</strong> operation and to all aspects <strong>of</strong> performance.<br />
It follows that the judgements that matter most about the quality <strong>of</strong> <strong>Swinburne</strong>’s performance<br />
are those made by the <strong>University</strong>’s stakeholders. These include students, graduates and<br />
their employers, industry and community clients, pr<strong>of</strong>essional accreditation bodies, partner<br />
organisations, and governmental and other funding agencies. Moreover, the judgements they<br />
make are increasingly based on the educational, employment and research outcomes they<br />
derive from their association with the <strong>University</strong>.<br />
Accordingly, <strong>Swinburne</strong>’s approach to quality is underpinned by a desire to improve<br />
outcomes for stakeholders on an ongoing basis. This means maintaining awareness <strong>of</strong><br />
their current and emerging needs and expectations, planning strategically to meet those<br />
needs and expectations into the future, and allocating resources wisely in order to deliver<br />
on the planning. It also means monitoring and improving performance through a quality<br />
system that incorporates, among other things, extensive stakeholder feedback processes,<br />
regular evidence-based reviews <strong>of</strong> organisational units, rigorous program accreditation<br />
and reaccreditation processes, benchmarking with high-performing competitors and other<br />
organisations, and effective performance planning and development for staff.<br />
This ADRI (Approach; Deployment; Results; Improvement) model for defining and managing<br />
quality is presently serving the <strong>University</strong> well. In particular, the drive to improve performance<br />
– that is, to improve outcomes for stakeholders – is fundamental to the <strong>University</strong>’s vision as<br />
summarised in Statement <strong>of</strong> Direction 2015 and quantified in <strong>Swinburne</strong> in 2015.<br />
In this context, the audits conducted for Australian universities by the Australian Universities<br />
Quality Agency (AUQA) have the potential to be invaluable – particularly in view <strong>of</strong> the cycle<br />
2 focus on outcomes. Certainly, the recommendations and commendations identified in<br />
<strong>Swinburne</strong>’s cycle 1 (2002) AUQA audit report provided the impetus for a range <strong>of</strong> initiatives<br />
that have, over subsequent years, contributed to a lift in the <strong>University</strong>’s performance. The<br />
data presented here evidence this improvement, and should provide the audit panel with a<br />
basis from which to advance useful suggestions for the future.<br />
Ian Young<br />
Further sources<br />
Statement <strong>of</strong> Direction 2015<br />
www.swinburne.edu.au/<br />
chance/chplans.htm<br />
<strong>Swinburne</strong> in 2015<br />
www.swinburne.edu.au/chance/<br />
vc/documents/opinionpieces/<br />
<strong>Swinburne</strong>2015.<strong>pdf</strong>
Page 2<br />
1.2 Scope <strong>of</strong> the cycle 2 audit<br />
<strong>Swinburne</strong>’s cycle 2 AUQA audit will focus on:<br />
w activity since the cycle 1 audit, particularly as it relates to recommendations and<br />
commendations identified in the audit report and to changes in the <strong>University</strong>’s approach<br />
to quality management<br />
w the exploration <strong>of</strong> two strategic themes, scoped as follows:<br />
Theme 1 – Pr<strong>of</strong>essional Learning Outcomes (undergraduate programs)<br />
Course pr<strong>of</strong>ile, structure and content: design, development and review; graduate attributes;<br />
workplace and real world learning; learning outcomes; assessment design and practice;<br />
recognition <strong>of</strong> qualifications; pr<strong>of</strong>essional accreditation; employability & career skills; IT<br />
and teaching infrastructure support; further study; employment outcomes; TAFE to Higher<br />
Education articulation.<br />
Theme 2 – Internationalisation<br />
The teaching and learning experience <strong>of</strong> international students (undergraduate and<br />
postgraduate) in Australia; teaching and learning experience <strong>of</strong> international students<br />
<strong>of</strong>fshore; partner arrangements and campuses; student mobility, study tours and exchanges;<br />
internationalisation <strong>of</strong> the curriculum; overall student experience; international student support<br />
systems; supporting diversity; staff pr<strong>of</strong>essional development; staffing arrangements and<br />
exchanges; international partnerships for teaching and research; transnational education; QA<br />
and evidence <strong>of</strong> equivalence<br />
The theme areas were identified and scoped in negotiation between <strong>Swinburne</strong> and AUQA on<br />
the basis <strong>of</strong> their relevance to the <strong>University</strong>’s strategic directions and intended differentiation<br />
within the higher education and research sectors, as noted in Statement <strong>of</strong> Direction 2015<br />
and <strong>Swinburne</strong> in 2015 (Section 2.1). In particular, the Pr<strong>of</strong>essional Learning Outcomes<br />
theme was chosen because <strong>of</strong> the importance <strong>of</strong> the innovative Pr<strong>of</strong>essional Learning Model<br />
developed over recent years for the <strong>University</strong>’s undergraduate degree programs (Section 4.1),<br />
while the Internationalisation theme was mandated by AUQA on the basis <strong>of</strong> risk perceived<br />
during the cycle 1 audits across the Australian university sector.
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 3<br />
1.3 Portfolio structure and content<br />
Following this Introduction, the portfolio includes <strong>Swinburne</strong>-specific contextual information<br />
(Section 2), material on the <strong>University</strong>’s response to the findings <strong>of</strong> the cycle 1 AUQA audit and<br />
approach to quality management (Section 3), and detailed coverage <strong>of</strong> the two themes (Sections<br />
4 & 5). The emphasis in the cycle 2 audit will be on outcomes in each theme area, and on the<br />
efficacy <strong>of</strong> initiatives planned and implemented in connection with these outcomes. However,<br />
while the portfolio has been prepared with this in mind, the sub-headings used in Section 4 –<br />
Pr<strong>of</strong>essional Learning outcomes and Section 5 – Internationalisation do not correspond directly<br />
to the sub-themes (Table 1.1). This is because <strong>of</strong> the interrelationship <strong>of</strong> the sub-themes and a<br />
desire to avoid duplication in presenting relevant data.<br />
The portfolio relies heavily on quantitative data, in keeping with AUQA’s emphasis on<br />
outcomes. Thus, and in line with cycle 2 guidelines, the use <strong>of</strong> descriptive case studies to<br />
illustrate practice has been avoided. However, each faculty has documented case studies for<br />
each theme, and these are available to the audit panel on request.<br />
Finally, most sub-sections end with ‘priorities for action’. These identify issues to be addressed<br />
in 2008 and 2009, but they do not represent all <strong>of</strong> the activity planned.<br />
Table 1.1 – Portfolio structure in relation to the themes and sub-themes<br />
Theme And SUb-ThemeS POrTfOLIO SUb-SeCTIOn(S)<br />
Pr<strong>of</strong>essional Learning outcomes<br />
Course pr<strong>of</strong>ile, structure and content: design, development and review 2.7; 4.2<br />
Graduate attributes; employability and career skills 4.1; 4.4; 4.9<br />
Workplace and ‘real world’ learning 4.1; 4.4; 4.5<br />
Learning outcomes 3.2; 3.4; 4.1; 4.3 – 4.9<br />
Assessment design and practice 4.5<br />
Recognition <strong>of</strong> qualifications; pr<strong>of</strong>essional accreditation 4.2<br />
IT and teaching infrastructure support 4.8<br />
Further study 4.6; 4.9<br />
Employment outcomes 3.2; 4.1; 4.4; 4.5; 4.9<br />
TAFE – Higher Education articulation<br />
Internationalisation<br />
4.7<br />
The teaching and learning experience <strong>of</strong> international students (undergraduate and postgraduate) in Australia 5.2; 5.3; 5.8<br />
Teaching and learning experience <strong>of</strong> international students <strong>of</strong>fshore 5.2; 5.4 – 5.6<br />
Transnational education; partner arrangements and campuses 5.1; 5.2; 5.5 – 5.7<br />
Student mobility, study tours and exchanges 5.1; 5.6<br />
Internationalisation <strong>of</strong> the curriculum 5.1; 5.8; 5.9<br />
Overall student experience 5.1 – 5.5; 5.7; 5.8<br />
International student support systems; supporting diversity 5.2 – 5.5; 5.7; 5.8<br />
Pr<strong>of</strong>essional development 5.1; 5.9<br />
Staffing arrangements and exchanges 5.1; 5.4 – 5.6; 5.9<br />
International partnerships for teaching and research 5.1; 5.5; 5.7<br />
QA and evidence <strong>of</strong> equivalence 5.2 – 5.5
Page 4
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 5<br />
2. Contextual information<br />
2.1 Mission and goals<br />
The <strong>University</strong> was established comparatively recently, with the proclamation <strong>of</strong> the <strong>Swinburne</strong><br />
<strong>University</strong> <strong>of</strong> <strong>Technology</strong> Act (1992). However, the institution has rich history, dating from its<br />
foundation as a technical college in 1908.<br />
<strong>Swinburne</strong>’s mission (and vision) is to be: engaged with industry and the wider community;<br />
flexible in learning and teaching; and focused in research. Such a future will be defined by the<br />
<strong>University</strong>’s staff, students and alumni being: intersectoral in their approach; international in<br />
their outlook; and entrepreneurial in their endeavours. Statement <strong>of</strong> Direction 2015 provides a<br />
more comprehensive summary <strong>of</strong> this vision.<br />
Key aspects <strong>of</strong> Statement <strong>of</strong> Direction 2015 are expanded in a landmark discussion paper<br />
called <strong>Swinburne</strong> in 2015, prepared via a consultative process led by the Vice-Chancellor<br />
during May – August 2007. This paper sees <strong>Swinburne</strong> building from existing strengths to<br />
establish a clear, differentiated position in the tertiary education and research sectors, within<br />
Australia and globally. This position is defined by:<br />
w industry-relevant education and training programs across the full spectrum <strong>of</strong> vocational<br />
and higher education qualification levels, from Certificate I to PhD, with program delivery<br />
characterised by ‘real-world’ experiential learning, flexibility and a commitment to quality<br />
w high-impact research, focussed through leading-edge centres that are responsive to<br />
government and industry priorities<br />
w sustained, mutually-beneficial engagement with industry and the wider community<br />
w an international outlook, with staff and students coming to <strong>Swinburne</strong>’s Australian<br />
campuses from around the world, as well as working and studying <strong>of</strong>fshore, and<br />
graduates well-prepared for the international workplace<br />
w a commitment to sustainability, manifest externally through practical contributions to<br />
environmental quality, social justice and economic prosperity, and internally through<br />
ongoing performance improvement to build organisational strength<br />
w increased commercial revenue and self-reliance<br />
Importantly, <strong>Swinburne</strong> in 2015 recognises that the <strong>University</strong> does not enjoy the privilege<br />
<strong>of</strong> position enjoyed by many long-established institutions. So, if it is to ‘leap-frog’ these, it<br />
must be focused, outcomes-oriented and innovative. It will also need to be structured and<br />
behave differently, as befits a <strong>University</strong> whose staff and students are ‘entrepreneurial in their<br />
endeavours’.
Page 6<br />
Further sources<br />
2008–2010 <strong>University</strong> Plan<br />
www.swinburne.edu.au/<br />
corporate/spq/auqaportfolio/2008-<br />
10universityplan.doc<br />
<strong>Swinburne</strong>’s 2008–10 <strong>University</strong> Plan documents specific actions, annual targets,<br />
accountabilities and outcome measures for the 2008–10 triennium. It is structured in terms<br />
<strong>of</strong> six strategic goals, each contributing directly to the achievement <strong>of</strong> the aims articulated in<br />
<strong>Swinburne</strong> in 2015:<br />
w to enhance learning outcomes for <strong>Swinburne</strong> students<br />
w to improve employment outcomes for <strong>Swinburne</strong> students<br />
w to strengthen <strong>Swinburne</strong>’s research position<br />
w to strengthen <strong>Swinburne</strong>’s domestic pr<strong>of</strong>ile and market position through effective<br />
external engagement<br />
w to position <strong>Swinburne</strong> as an international university<br />
w to strengthen client focus through effective business systems<br />
2.2 <strong>University</strong> Council and statutory boards<br />
The <strong>University</strong> Council derives its powers from the <strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Act (1992),<br />
and it is the governing body <strong>of</strong> the <strong>University</strong>. The Chair <strong>of</strong> Council is the <strong>University</strong> Chancellor, the<br />
titular and ceremonial head <strong>of</strong> the <strong>University</strong>. Council delegates authority to the Vice-Chancellor<br />
to be the <strong>University</strong>’s Chief Executive Officer with responsibility for educational and administrative<br />
affairs. However, Council retains important overarching responsibilities that include:<br />
w approving the <strong>University</strong>’s mission and strategic directions, and ensuring that long-term<br />
and short-term planning occurs<br />
w approving the <strong>University</strong>’s business plans and annual budgets, and ensuring financial<br />
viability and systems for financial control<br />
w providing oversight <strong>of</strong> <strong>University</strong> management and commercial operations<br />
w monitoring the <strong>University</strong>’s performance against its strategic goals and objectives<br />
The Academic Board and Board <strong>of</strong> TAFE Studies oversee the quality <strong>of</strong> academic programs for<br />
the <strong>University</strong>’s Higher Education and TAFE sectors, respectively (Section 3.3).<br />
2.3 <strong>University</strong> management<br />
<strong>Swinburne</strong> has two teaching divisions (Higher Education and TAFE) supported by four<br />
corporate service areas (Figure 2.1). Each division and corporate area is represented on the<br />
<strong>University</strong>’s senior management body, the Executive Group. The Higher Education Division, in<br />
turn, comprises six faculties, a branch-campus at Kuching in East Malaysia (Sarawak) and the<br />
Divisional Office.
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 7<br />
DVC Academic DVC TAFE<br />
Dean<br />
Learning and Teaching<br />
Higher Education<br />
Six faculties:<br />
� Information and<br />
Communication<br />
Technologies<br />
� Engineering and<br />
Industrial Sciences<br />
� Business and Enterprise<br />
� Design<br />
� Life and Social Sciences<br />
� <strong>Swinburne</strong> at Lilydale<br />
Sarawak branch campus<br />
Divisional Office<br />
� <strong>Swinburne</strong><br />
Pr<strong>of</strong>essional Learning<br />
Faculty <strong>of</strong><br />
Information and<br />
Communication<br />
Technologies (FICT)<br />
Acting Dean:<br />
Associate Pr<strong>of</strong>essor<br />
Chris Pilgrim<br />
Major sub-entities<br />
Centre for<br />
Astrophysics and<br />
Supercomputing<br />
Centre for<br />
Molecular<br />
Simulation<br />
Centre for<br />
Information<br />
<strong>Technology</strong><br />
Research<br />
Faculty <strong>of</strong><br />
Engineering<br />
and Industrial<br />
Sciences<br />
Dean: Pr<strong>of</strong>essor<br />
John Beynon<br />
Executive Director<br />
VET Programs and Services<br />
TAFE<br />
Four schools:<br />
� Arts, Hospitality and<br />
Sciences<br />
� Business<br />
� Engineering<br />
� Social Sciences<br />
Two groups:<br />
� Strategic and Business<br />
Development<br />
� Educational<br />
Development<br />
<strong>Swinburne</strong> College<br />
Divisional Office<br />
Major sub-entities<br />
Centre for Atom<br />
Optics and Ultrafast<br />
Spectroscopy<br />
Centre for<br />
Micro-Photonics<br />
Centre for<br />
Sustainable<br />
Infrastructure<br />
Industrial Research<br />
Institute <strong>Swinburne</strong><br />
(IRIS)<br />
Minifab<br />
Executive Assistant<br />
Ms Sharyn Collins<br />
Faculty <strong>of</strong> Design<br />
Acting Dean:<br />
Associate Pr<strong>of</strong>essor<br />
Lyndon Anderson<br />
Major sub-entities<br />
National Institute<br />
<strong>of</strong> Design<br />
The Design Centre<br />
<strong>Swinburne</strong> School<br />
<strong>of</strong> Film and<br />
Television<br />
National Institute<br />
<strong>of</strong> Design Research<br />
VP Student and<br />
Corporate Services<br />
Student and Corporate<br />
Services<br />
� Student Operations<br />
� Student Services<br />
� IT Services<br />
� Facilities and Services<br />
� Information Services<br />
� Human Resources<br />
� <strong>Swinburne</strong> Press<br />
� Tertiary Press<br />
Faculty <strong>of</strong><br />
Business and<br />
Enterprise<br />
Dean: Pr<strong>of</strong>essor<br />
David Hayward<br />
Executive Group<br />
PVC International<br />
and Development<br />
International and<br />
Development<br />
Higher Education<br />
� Marketing Services<br />
� <strong>Swinburne</strong> International<br />
and National Recruitment<br />
� Alumni and<br />
Development<br />
� International<br />
Partnerships and<br />
Quality<br />
� Commercial Services<br />
Refer to Level 1<br />
Deputy Vice Chancellor<br />
Pr<strong>of</strong>essor Dale Murphy<br />
Major sub-entities<br />
Australian<br />
Graduate School <strong>of</strong><br />
Entrepreneurship<br />
Centre for Business,<br />
Work and Ageing<br />
Faculty <strong>of</strong> Life and<br />
Social Sciences<br />
Dean: Pr<strong>of</strong>essor<br />
Russell Crawford<br />
Major sub-entities<br />
Institute for Social<br />
Research<br />
Brain Sciences<br />
Institute<br />
Centre for<br />
Psychological<br />
Studies<br />
Australian Centre<br />
for Emerging<br />
Technologies<br />
Centre for<br />
Neuropsychology<br />
Sensory<br />
Neurosciences<br />
Laboratory<br />
<strong>Swinburne</strong> Research<br />
� <strong>Swinburne</strong> Knowledge<br />
Other responsibilities:<br />
� Graduate Studies<br />
Figure 2.1 <strong>Swinburne</strong>’s management and organisational structure<br />
PVC Research<br />
� Supervisor and research<br />
student training<br />
� Grants<br />
� Publications<br />
� Research<br />
communications<br />
� Research performance<br />
analysis<br />
Faculty <strong>of</strong> Higher<br />
Education Lilydale<br />
Dean: Pr<strong>of</strong>essor<br />
Kay Lipson<br />
Dean, Learning and Teaching<br />
Pr<strong>of</strong>essor Margaret Mazzolini<br />
Vice-Chancellor<br />
Chief Financial Officer<br />
Chancellery<br />
� <strong>University</strong> Secretariat<br />
� Council Secretariat<br />
� Finance<br />
<strong>Swinburne</strong><br />
Sarawak<br />
Pro Vice Chancellor:<br />
Sarawak,<br />
Pr<strong>of</strong>essor Helmut<br />
Lueckenhausen<br />
� Internal Audit<br />
� <strong>Swinburne</strong> Legal<br />
� Strategic Planning<br />
and Quality<br />
� Media<br />
<strong>Swinburne</strong><br />
Pr<strong>of</strong>essional<br />
Learning
Page 8<br />
2.4 Campuses<br />
<strong>Swinburne</strong> operates at six campuses distributed across the eastern side <strong>of</strong> Greater Melbourne<br />
– at Hawthorn and Prahran in Melbourne’s inner east; at Wantirna and Croydon in the outer<br />
east; and at Lilydale and Healesville at the rural fringe. The Higher Education Division operates<br />
at three <strong>of</strong> these campuses:<br />
w Hawthorn (Faculty <strong>of</strong> Business & Enterprise; Faculty <strong>of</strong> Engineering & Industrial<br />
Sciences, Faculty <strong>of</strong> Life & Social Sciences; and Faculty <strong>of</strong> Information & Communication<br />
Technologies)<br />
w Lilydale (Faculty <strong>of</strong> Higher Education at Lilydale)<br />
w Prahran (Faculty <strong>of</strong> Design)<br />
The Division also operates at the <strong>University</strong>’s Sarawak branch-campus in Malaysia. At<br />
Sarawak, a range <strong>of</strong> vocationally-oriented undergraduate degrees is <strong>of</strong>fered – in engineering,<br />
business, IT and multimedia – together with postgraduate research programs at PhD and<br />
masters levels in these disciplines (Section 5.4).<br />
2.5 Income and expenditure<br />
<strong>University</strong> revenues totalled c. $362M in 2007, with c. 56% <strong>of</strong> it derived from government<br />
sources (Table 2.1).<br />
Table 2.1 – Recurrent income and expenditure, 2007 1<br />
Income/source $A ’000<br />
Government (55.9% <strong>of</strong> total) 202,296<br />
Non-government (44.1% <strong>of</strong> total) 159,340<br />
Total recurrent income 361,636<br />
expenditure<br />
Salary & related expenditure (62.3% <strong>of</strong> total)<br />
Academic 116,001<br />
Non-academic 76,230<br />
Total 192,231<br />
Other (non-salary) expenditure (37.7% <strong>of</strong> total) 116,449<br />
Total 308,680<br />
Capital expenditure 40,452<br />
1 Figures for 2007 are preliminary, and subject to audit.
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 9<br />
2.6 Research<br />
<strong>Swinburne</strong> is focused and successful in its research effort, principally through 13<br />
well-established research centres. The <strong>University</strong> is a member <strong>of</strong> four ARC Centres <strong>of</strong><br />
Excellence (Quantum-Atom Optics; Ultrahigh-bandwidth Devices for Optical Systems; Coherent<br />
x-ray Sciences; and Creative Industries & Innovation) and a member <strong>of</strong> the NHMRC Centre <strong>of</strong><br />
Excellence for Radi<strong>of</strong>requency Bioeffects Research. In 2006, the most recent year for which<br />
<strong>of</strong>ficial data are available:<br />
w external research income = $32.14k per FTE academic<br />
w publication points = 1.15 per FTE academic<br />
w postgraduate research completions = 95<br />
2.7 Program pr<strong>of</strong>ile and student load<br />
Each year, the Higher Education Division provides approximately 100 undergraduate programs<br />
and 190 postgraduate programs. The total student load in 2007 was 12,714 EFTSL (Table<br />
2.2), with recent increases largely due to increasing numbers <strong>of</strong> international students. By<br />
2007, international students constituted 31.2% <strong>of</strong> the undergraduate load and 61.5% <strong>of</strong> the<br />
postgraduate load.<br />
Table 2.2 Students (EFTSL) in Higher Education at <strong>Swinburne</strong>, 2004 – 2007<br />
EFTSL students 1<br />
2004 2005 2006 2007<br />
Bachelor degree 7,671 8,057 9,010 9,760<br />
Graduate certificate and diploma 554 451 413 446<br />
Higher degree by coursework 1,503 1,390 1,653 2,041<br />
Higher degree by research 375 457 403 467<br />
Total 10,102 10,355 11,478 12,714<br />
1 Data for 2007 are ‘un<strong>of</strong>ficial’ at this stage, but any changes will be minor. The figures exclude all Open Universities<br />
Australia (OUA) enrolments and non-award program enrolments.<br />
Further sources<br />
Research centres<br />
www.swinburne.edu.au/corporate/<br />
spq/auqaportfolio/researchcentres.<strong>pdf</strong>
Page 10<br />
Creative Arts<br />
Engineering<br />
Information <strong>Technology</strong><br />
Management and Commerce<br />
Natural and Physical Sciences<br />
Society and Culture<br />
Other<br />
EFTSL<br />
4500<br />
4000<br />
3500<br />
3000<br />
2500<br />
2000<br />
1500<br />
1000<br />
500<br />
0<br />
Some 45% <strong>of</strong> Higher Education students at <strong>Swinburne</strong> study science, engineering or<br />
technology programs – a far greater percentage than at any other Australian university – and<br />
similar numbers undertake management/commerce programs following rapid growth in this<br />
field from 2004 (Figure 2.2). This strength in business, science, technology and engineering<br />
is central to the <strong>University</strong>’s positioning and differentiation in the Australian higher education<br />
sector, as outlined in the 2008–10 <strong>University</strong> Plan and <strong>Swinburne</strong> in 2015. Although the<br />
<strong>University</strong> is sometimes grouped with the ATN universities for comparative purposes, the<br />
<strong>Swinburne</strong> pr<strong>of</strong>ile is very different with its strong technology focus and much smaller presence<br />
in education and the social sciences.<br />
2004 2005 2006 2007<br />
Figure 2.2 – Changes in student load (EFTSL) by broad field <strong>of</strong> education, 2004 – 2007
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 11<br />
2.8 Staffing<br />
Staff numbers (FTE) in Higher Education at <strong>Swinburne</strong> have increased in recent years, with a<br />
6.4% increase in academic staff between 2004 and 2007 and a small decline over the same<br />
period in non-academic staff as a result <strong>of</strong> out-sourcing some non-core activities (Table 2.3).<br />
Based on the latest Universities Australia data available (for 2005), <strong>Swinburne</strong>’s student/staff<br />
ratio (19.8 to 1) is comparable to the national average (19.1 to 1).<br />
Table 2.3 – Staff numbers, Higher Education, 2004 – 2007 (FTE) 1<br />
FTE staff<br />
2004 2005 2006 2007<br />
Teaching; teaching & research 514.7 514.0 528.7 545.0<br />
Research only 95.9 91.5 107.7 104.6<br />
Total academic 610.6 605.5 636.3 649.6<br />
Total non-academic 559.8 570.3 557.1 556.4<br />
Total staff 1,170.4 1,175.8 1,193.5 1,206.0<br />
1 Corporate staff are apportioned appropriately across Higher Education and TAFE, but Sarawak staff are excluded.<br />
There has been a significant increase recently in the number <strong>of</strong> academic staff at <strong>Swinburne</strong><br />
with higher degrees (Figure 2.3). This has resulted from a deliberate policy to enhance quality<br />
in teaching and research.<br />
% Academic Staff with a Higher Degree<br />
90<br />
85<br />
80<br />
75<br />
70<br />
65<br />
2004 2005 2006 2007<br />
Figure 2.3 – % academic staff with a higher degree at <strong>Swinburne</strong>,<br />
and at Australian universities (All), 2004 – 2007<br />
<strong>Swinburne</strong><br />
All
Page 12
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 13<br />
3. Activity at <strong>Swinburne</strong> since the cycle 1<br />
AUQA audit<br />
3.1 Action on recommendations included in the cycle 1 audit report<br />
A detailed Progress Report against Cycle 1 Commendations and Recommendations is<br />
available on the AUQA website. However, many cycle 1 recommendations are directly relevant<br />
to the cycle 2 audit, and relevant activity is discussed in the portfolio (Table 3.1).<br />
Table 3.1 – Portfolio coverage <strong>of</strong> activity related to cycle 1 audit recommendations<br />
reCOmmendATIOnS POrTfOLIO SeCTIOnS<br />
2. That, in developing a more systematic approach to external benchmarking, attention be paid to outcome, as well<br />
as input measures.<br />
3. That, as part <strong>of</strong> the foreshadowed review <strong>of</strong> course accreditation and re-accreditation procedures, an explicit<br />
review <strong>of</strong> the current operation and terms <strong>of</strong> reference <strong>of</strong> Course Advisory Committees be undertaken. As part <strong>of</strong><br />
this review, consideration needs to be given to whether the current operation <strong>of</strong> the Course Advisory Committees<br />
in accreditation mode allows sufficiently for academic and pedagogic issues to be taken into account in (re)<br />
accreditation decisions.<br />
4. That a review <strong>of</strong> the Subject Evaluation System be conducted, including a review <strong>of</strong> the effectiveness <strong>of</strong> the<br />
mechanisms that exist in academic units for monitoring and action on the results <strong>of</strong> the subject evaluations, <strong>of</strong><br />
the <strong>University</strong>’s ability to maintain sufficient oversight <strong>of</strong> the system and the mechanisms that are in place to<br />
provide feedback to students.<br />
5. That, in the development <strong>of</strong> the Flexible Learning and Teaching Master Plan, further consideration be given to<br />
more specifically linking graduate attributes to the <strong>University</strong>’s overarching objectives for learning and teaching<br />
and research training, and that the revised attributes statement then be considered by all higher education<br />
schools in the development and review <strong>of</strong> new courses.<br />
7. That greater consideration be given to the opportunities for research higher degree students from across the<br />
<strong>University</strong> to interact academically and more informally.<br />
8. That, in developing the Research Master Plan, specific attention be paid to clarifying the linkages between<br />
research and teaching and the ways in which such links can be encouraged for the mutual benefit <strong>of</strong> activities.<br />
10. That the Library pay explicit attention to the information resources and support needs <strong>of</strong> students studying<br />
<strong>of</strong>f-shore and institute systems for seeking and responding systematically to feedback from these groups <strong>of</strong><br />
students as it has done for its on-campus users.<br />
13. That, in developing the Internationalisation Master Plan, further attention be paid to identifying an agreed<br />
definition <strong>of</strong> internationalisation at SUT and ensure that this definition is promulgated widely.<br />
14. That <strong>Swinburne</strong>’s Academic Board resolve, with urgency, the accreditation status <strong>of</strong> the courses being <strong>of</strong>fered<br />
through <strong>Swinburne</strong> Sarawak and that the current academic and pr<strong>of</strong>essional accreditation status <strong>of</strong> these<br />
courses be made clear to students. More generally, the Academic Board should assure itself that its decisionmaking<br />
processes with regard to all <strong>Swinburne</strong>’s courses <strong>of</strong>fered <strong>of</strong>f-shore are sufficiently robust.<br />
15. That <strong>Swinburne</strong> ensure a comprehensive framework for the quality assurance <strong>of</strong> its courses <strong>of</strong>fered through<br />
Sarawak be implemented without delay. The <strong>University</strong> has recognised the need for this framework and is in<br />
the process <strong>of</strong> constructing a suitable action plan.<br />
16. That <strong>Swinburne</strong> clarify the respective roles and responsibilities <strong>of</strong> its own staff and staff <strong>of</strong> <strong>of</strong>f-shore partner<br />
organisations, with respect to responsibility for curriculum development and for quality assurance.<br />
17. That <strong>Swinburne</strong> establish effective communication mechanisms and ensure that robust QA systems are in place<br />
for its operations with <strong>of</strong>fshore partner organisations within the <strong>Swinburne</strong> Global Learning Network so that it<br />
has the means to ensure that each partner’s activities (as they relate to <strong>Swinburne</strong> courses) are fully compliant<br />
with <strong>Swinburne</strong> policy and practice.<br />
18. Develop an overall framework for quality assurance for <strong>Swinburne</strong> courses delivered <strong>of</strong>f-shore and ensure that<br />
this process is implemented.<br />
3.2; 3.4; 3.7<br />
4.2<br />
3.6<br />
3.12; 4.1; 4.3; 4.4; 4.6<br />
3.12<br />
3.12<br />
5.4; 5.5<br />
5.1<br />
2.2; 3.3; 4.2; 5.2; 5.4<br />
2.2; 3.2; 3.3; 3.10; 5.2; 5.4<br />
3.2; 5.2; 5.4; 5.5<br />
3.2; 3.3; 5.2; 5.5<br />
Cycle 1 progress report<br />
www.swinburne.edu.au/corporate/<br />
spq/auqaportfolio/progressreport.<strong>pdf</strong><br />
3.2; 3.3; 5.2; 5.4; 5.5<br />
Further sources
Page 14<br />
3.2 <strong>Swinburne</strong>’s approach to quality management<br />
The specific purpose <strong>of</strong> <strong>Swinburne</strong>’s quality management system is to ensure ‘quality’ and<br />
ongoing improvement in all aspects <strong>of</strong> the <strong>University</strong>’s performance – especially in the<br />
core activity areas <strong>of</strong> education, training and research, but also in all facets <strong>of</strong> planning,<br />
management and operations. With this in mind, recent years have seen the evolution <strong>of</strong> a<br />
quality management system designed to ensure excellence, with a focus on the outcomes that<br />
matter to stakeholders, without adding layers <strong>of</strong> bureaucracy. That is, the quality system is<br />
implicit in all <strong>of</strong> the <strong>University</strong>’s planning and operations, rather than an “add on”.<br />
The <strong>Swinburne</strong> approach to quality management – client-centred and characterised by<br />
continuous performance monitoring and improvement – is a practical implementation <strong>of</strong> an<br />
ADRI (Approach; Deploy; Results; Improvement) model (Figure 3.1).<br />
RESULTS IMPROVEMENT<br />
Our Performance<br />
Stakeholder satisfaction<br />
– Learning outcomes<br />
– Employment outcomes<br />
– Research outcomes<br />
Financial sustainability<br />
Stakeholder<br />
Focus<br />
Students<br />
Employers<br />
Government<br />
Community<br />
Other stakeholders<br />
Our Core Activities<br />
Education<br />
Training<br />
Research<br />
Our Strategy<br />
Leadership<br />
Governance<br />
Planning<br />
Figure 3.1 – Quality@<strong>Swinburne</strong><br />
APPROACH DEPLOYMENT<br />
Our People, Facilities<br />
and Systems<br />
Personnel<br />
Campuses<br />
Policies/Procedures<br />
Business Systems
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 15<br />
The quality system is underpinned by a clear set <strong>of</strong> principles (Table 3.2). These principles are<br />
articulated in the <strong>University</strong>’s Policy & Procedure on Quality Management.<br />
Table 3.2 – <strong>Swinburne</strong>’s quality management principles<br />
Quality management at <strong>Swinburne</strong> should …<br />
1 characterise the management <strong>of</strong> the <strong>University</strong> as a whole, and <strong>of</strong> its constituent units, rather than<br />
operate as a separate construct or second layer <strong>of</strong> organisational management<br />
2 relate directly to the interests <strong>of</strong> diverse stakeholders, and to the <strong>University</strong>’s mission and vision, to<br />
ensure organisational ‘fitness for purpose’<br />
3 involve systematic strategic planning, incorporating effective business planning, informed by<br />
systematic performance monitoring and evaluation<br />
4 focus on outcomes that meet stakeholder expectations and requirements – especially learning and<br />
research outcomes, but also outcomes related to organisational strength and differentiation<br />
5 drive ongoing performance improvement and sustainable growth, with <strong>Swinburne</strong> evolving as an<br />
externally-focused ‘learning organisation’<br />
6 incorporate sound financial management, and address important areas <strong>of</strong> risk<br />
7 recognise the pr<strong>of</strong>essional responsibility <strong>of</strong> each organisational unit and each individual so that<br />
collaborative responsibility for quality in any area <strong>of</strong> activity rests with the parties involved<br />
8 apply equally and appropriately to all onshore and <strong>of</strong>fshore operations<br />
9 reduce bureaucracy<br />
The <strong>Swinburne</strong> approach to quality management is deployed through a set <strong>of</strong> policies and<br />
procedures designed to drive and facilitate continuous improvement. These include policies<br />
and procedures for:<br />
w strategic planning and performance monitoring/reporting<br />
w gathering and analysing stakeholder feedback, through a suite <strong>of</strong> cyclic surveys<br />
complemented by ad hoc surveys as required<br />
w service feedback and complaints management<br />
w course development and accreditation<br />
w reviews and audits<br />
w benchmarking<br />
w staff recruitment, induction, and performance planning and development<br />
w policy and procedure review<br />
Many <strong>of</strong> these policies and procedures have been revised significantly since the cycle 1 audit,<br />
as part <strong>of</strong> a deliberate strategy to strengthen and re-focus the <strong>University</strong>’s approach to quality<br />
management. A summary <strong>of</strong> some <strong>of</strong> the major changes constitutes the balance <strong>of</strong> this section<br />
<strong>of</strong> the portfolio.<br />
Further sources<br />
Quality management policy<br />
http://ppd.swinburne.edu.au/quasys/<br />
QualityManagement.htm<br />
Priorities for action<br />
1. Develop and implement strategies<br />
to promote the <strong>University</strong>’s approach<br />
to quality, with its emphasis on<br />
stakeholder outcomes, within<br />
<strong>Swinburne</strong> and to client and<br />
partner organisations.
Page 16<br />
Academic Policy and<br />
Planning Committee (APPC)<br />
Responsibilities/Interests:<br />
Matters relating to the planning,<br />
direction and development <strong>of</strong><br />
academic programs including:<br />
� policies and procedures relating<br />
to academic programs<br />
� student activities in relation to<br />
academic programs<br />
� relevant administrative issues<br />
3.3 Academic governance<br />
As noted earlier (Section 2.2) the <strong>University</strong>’s Academic Board oversees the quality <strong>of</strong> Higher<br />
Education programs. It exercises this responsibility, principally, through:<br />
w the activities <strong>of</strong> standing committees and working parties<br />
w program accreditation and reaccreditation<br />
w the receipt and consideration <strong>of</strong> various kinds <strong>of</strong> performance reports<br />
w communication, as required, with senior management and the <strong>University</strong> Council –<br />
particularly on matters relating to programs, qualifications, delivery methods, assessment<br />
and research<br />
The Academic Board can, among other things, discuss and submit to Council opinions and<br />
recommendations on any matter relating to the <strong>University</strong>’s higher education programs,<br />
including such things as qualifications, instruction, discipline, assessment and research.<br />
Currently, the Academic Board has four standing committees with diverse responsibilities and<br />
interests (Figure 3.2).<br />
Academic Programs Quality<br />
Committee (APQC)<br />
Responsibilities/Interests:<br />
Matters relating to the maintenance<br />
and review <strong>of</strong> academic standards<br />
including:<br />
� policies and procedures relating<br />
to course and unit quality<br />
� teaching quality<br />
� the promotion and validation<br />
<strong>of</strong> academic standards<br />
� course performance<br />
� assessment<br />
Academic Board<br />
Research Higher Degrees<br />
Committee (RHDC)<br />
Responsibilities/Interests:<br />
Matters relating to higher degrees<br />
by research including:<br />
� review/approval <strong>of</strong> applications<br />
for candidature<br />
� progress and supervision<br />
<strong>of</strong> candidates<br />
� variations to conditions<br />
<strong>of</strong> candidature<br />
� appointment <strong>of</strong> examiners<br />
� award <strong>of</strong> higher degrees<br />
� scholarships for postgraduate<br />
research students<br />
� administration <strong>of</strong> higher degrees<br />
by research<br />
� support for postgraduate<br />
research students<br />
Figure 3.2 – Committee structure <strong>of</strong> the Academic Board<br />
Higher Education Accreditation<br />
Group (HEAG)<br />
Responsibilities/Interests:<br />
Matters relating to program<br />
accreditation and reaccreditation<br />
including:<br />
� relevant policies and procedures<br />
and compliance with these<br />
� concept proposals for program<br />
development<br />
� program management issues
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 17<br />
During 2007, the Vice-Chancellor presented a discussion paper to Academic Board, aimed<br />
at clarifying the role <strong>of</strong> the Board in relation to <strong>University</strong> management and strengthening its<br />
role in academic governance. This triggered a self-review <strong>of</strong> the Board, led by the Chair, and<br />
thence to significant improvements including:<br />
w annual joint meetings <strong>of</strong> the Academic Board, Board <strong>of</strong> TAFE Studies and <strong>University</strong><br />
Council (with the first such meeting conducted in 2007)<br />
w establishment <strong>of</strong> an ex <strong>of</strong>ficio position on the Board for the PVC Sarawak<br />
(instituted in 2007)<br />
w receipt and consideration by the Board <strong>of</strong> regular academic performance reports, prepared<br />
by Strategic Planning and Quality, including time-series data for measures <strong>of</strong> demand,<br />
load, progression, attrition, student satisfaction, graduate employment and graduate<br />
satisfaction – with data presented by broad field <strong>of</strong> education and for specific student<br />
cohorts, and with comparative data for other Australian universities (with such reports<br />
instituted in 2007)<br />
w receipt and consideration by the Board <strong>of</strong> annual research and research training<br />
performance reports (with such reports instituted in 2007)<br />
w receipt and consideration by the Board <strong>of</strong> annual transnational education (TNE)<br />
quality reports (with such reports to be instituted in 2008)<br />
w receipt and consideration by the Board <strong>of</strong> annual reports on assessment & appeals<br />
(with such reports to be instituted in 2008)<br />
Priorities for action<br />
2. Clarify the role <strong>of</strong> the Academic<br />
Programs Quality Committee.<br />
3. Clarify the relationship between<br />
the Academic Board and faculty<br />
academic committees in regard to<br />
academic governance.<br />
4. Strengthen the role <strong>of</strong> Academic<br />
Board in monitoring academic quality<br />
with respect to the <strong>University</strong>’s<br />
diverse international activity<br />
(Sections 5.2 – 5.5).
Page 18<br />
Strategic planning policy<br />
http://ppd.swinburne.edu.au/quasys/<br />
StrategicPlanning.htm<br />
Level 1<br />
Level 2<br />
Level 3<br />
Further sources<br />
Higher Education<br />
Plan<br />
3.4 Strategic planning and performance reporting<br />
Following a unit review <strong>of</strong> the Chancellery (Section 3.8), a simplified strategic planning<br />
framework was adopted early in 2007 (Figure 3.3). It was used for the first time in preparing<br />
the <strong>University</strong>’s 2008–10 triennial plans.<br />
TAFE Plan<br />
Statement <strong>of</strong> Direction<br />
<strong>University</strong> Plan<br />
Student and<br />
Corporate Services<br />
Plan<br />
Figure 3.3 – <strong>Swinburne</strong>’s strategic planning framework<br />
International and<br />
Development<br />
Plan<br />
Plans <strong>of</strong> other<br />
corporate units<br />
e.g. Chancellery and<br />
<strong>Swinburne</strong> Research<br />
Faculty Plans School/Group Plans Unit Plans Unit Plans Unit Plans<br />
Unit and Centre<br />
Plans<br />
Individual<br />
Performance Plans<br />
Department and<br />
Centre Plans<br />
Individual<br />
Performance Plans<br />
Individual<br />
Performance Plans<br />
Individual<br />
Performance Plans<br />
Individual<br />
Performance Plans
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 19<br />
In designing the new framework, the intention was to continue to improve the integration <strong>of</strong><br />
planning and quality management (as per Commendation 2 in the <strong>University</strong>’s cycle 1 audit<br />
report), principally through:<br />
w a stronger focus on stakeholder needs, expectations and outcomes<br />
w greater consistency in setting quantitative annual targets and three-year outcome<br />
measures aligned to the outcomes sought in <strong>Swinburne</strong> in 2015<br />
w a clearer statement <strong>of</strong> actions and accountabilities<br />
w more effective alignment between high-level strategic plans, unit plans and individual<br />
performance plans<br />
w increased consultation in planning<br />
w a reduction in the number <strong>of</strong> plans, to avoid between-plan inconsistencies and to<br />
reduce bureaucracy<br />
Performance reporting<br />
Annual performance reports are prepared by relevant managers against the targets identified<br />
in the plans, with Strategic Planning & Quality preparing a consolidated report against the<br />
<strong>University</strong> Plan. Reports against all Level 1 plans go to Executive Group for consideration and<br />
approval. As well, a separate report is prepared for Executive Group each year (by Strategic<br />
Planning & Quality) against the three-year outcome measures by which progress towards the<br />
<strong>University</strong>’s strategic goals is monitored.<br />
Other internal and external performance reports are produced on a regular basis by Strategic<br />
Planning & Quality. These include data, including time series data and comparative data<br />
for other universities, for different performance measures according to the target audience<br />
and purpose. In addition to the statutory reporting required by Commonwealth and State<br />
Government departments, these reports include:<br />
w reports to the <strong>University</strong> Council and its committees<br />
w reports to Academic Board (Section 3.3)<br />
w reports to senior management<br />
w program level reports for faculties, with data for such things as demand, load, attrition,<br />
progression, student satisfaction, and graduate satisfaction, employment and further study<br />
w reports at program and unit level based on student survey data (Section 3. 6)<br />
w reports to support benchmarking (Section 3.7) and unit reviews (Section 3.8).<br />
These reports are considered within appropriate forums, and there are pathways for followup<br />
action. For example, faculties must prepare, report (to the Academic Board’s Academic<br />
Programs Quality Committee) and implement improvement plans for all units falling in the<br />
‘bottom 10%’ <strong>of</strong> units, in each broad field <strong>of</strong> education, for each cycle <strong>of</strong> the Student Feedback<br />
on Units Survey (Section 3.6). However, in some cases the content <strong>of</strong> performance reports<br />
needs to change to match <strong>Swinburne</strong> in 2015 goals and targets, and in others there is a need<br />
to mandate a structured response.<br />
Priorities for action<br />
5. Review policy and procedure in<br />
relation to program level reporting,<br />
to broaden the range <strong>of</strong> performance<br />
measures reported and to clarify<br />
requirements in terms <strong>of</strong> follow-up<br />
action (Section 4.2).<br />
6. Review the content and format <strong>of</strong><br />
other regular performance reports to<br />
ensure alignment with <strong>Swinburne</strong> in<br />
2015, and to support the <strong>University</strong>’s<br />
approach to performance planning<br />
and development (Section 3.9).<br />
7. Build capacity for data-handling<br />
within the <strong>University</strong>, to improve<br />
evidence-based decision-making.
Page 20<br />
Further sources<br />
Risk Management Framework<br />
www.swinburne.edu.au/corporate/<br />
spq/auqaportfolio/riskmanagement.<br />
<strong>pdf</strong><br />
Risk Management Policy<br />
http://ppd.swinburne.edu.au/uniorg/<br />
RiskManagement.htm<br />
Priorities for action<br />
8. Expand the implementation <strong>of</strong> risk<br />
management workshops to all areas<br />
<strong>of</strong> the <strong>University</strong>.<br />
9. Integrate risk management processes<br />
more formally into strategic planning<br />
and compliance processes.<br />
3.5 Risk management<br />
The <strong>University</strong> is committed to developing an organisational culture that achieves business<br />
objectives while ensuring appropriate management <strong>of</strong> risk. Thus, it is intended that<br />
<strong>Swinburne</strong>’s risk management mechanisms provide a sound basis for strategic planning, lead<br />
to better program efficiency and effectiveness, assist in management decision-making and,<br />
ultimately, enhance delivery <strong>of</strong> services to students and the wider community.<br />
To improve such outcomes, the <strong>University</strong> commenced a significant enhancement <strong>of</strong> its risk<br />
management systems during 2006. Reflecting the strengthening focus on risk management,<br />
the Audit Committee <strong>of</strong> Council became the Audit & Risk Committee, and a comprehensive<br />
review <strong>of</strong> the existing internal audit function was undertaken by KPMG. This review concluded<br />
that the (former) Internal Audit Unit placed strong emphasis on compliance auditing, but<br />
insufficient focus on assisting the <strong>University</strong>’s risk management processes.<br />
Subsequently, it was decided to outsource the bulk <strong>of</strong> the <strong>University</strong>’s internal audit function to<br />
ensure a service with a much greater focus on risk management. A tender process led to the<br />
appointment <strong>of</strong> Deloitte as <strong>Swinburne</strong>’s internal audit provider in June 2007.<br />
Since then, <strong>Swinburne</strong>’s Risk Management Framework has been revised and the Risk<br />
Management Policy thoroughly reviewed and re-written. Following extensive <strong>University</strong>-wide<br />
consultation, both were approved in 2007 by the <strong>University</strong>’s Executive Group, the Audit & Risk<br />
Committee and the <strong>University</strong> Council.<br />
In addition to these policy developments, risk management workshops were conducted in<br />
2007 for the Executive Group, International & Development Division, Student Operations and<br />
Student Services, and senior staff from other areas will attend similar workshops in 2008.<br />
Each workshop consists <strong>of</strong> three 3-hour sessions, facilitated by Deloitte, with a focus on risk<br />
identification, evaluation and mitigation. As well as improving the risk management skills <strong>of</strong><br />
<strong>Swinburne</strong> personnel, the workshops add to the breadth and depth <strong>of</strong> the <strong>University</strong>’s risk<br />
register which is frequently revised as circumstances change.
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 21<br />
3.6 Stakeholder feedback processes<br />
The <strong>University</strong> implements surveys to:<br />
w understand the needs <strong>of</strong> stakeholders better<br />
w gather feedback to establish service standards, inform planning, and drive continuous<br />
improvement in teaching, learning, research, services and facilities<br />
w identify problem areas that require detailed follow-up (for example, through focus groups)<br />
to clarify issues and/or identify remedies<br />
Following extensive consultation in 2006, a new Stakeholder Surveys Policy and Procedure<br />
was adopted and deployed in 2007 – principally through a regime <strong>of</strong> cyclic surveys. Over the<br />
same period, the <strong>University</strong> began to develop and implement a web-based survey system,<br />
with the aid <strong>of</strong> LTPF funding. The Student Feedback on Units (SFU) Survey and a program-level<br />
<strong>Swinburne</strong> Experience Survey (SES) were delivered online for the first time in 2007, with the<br />
former drawing a 38% overall response rate at first implementation. A Student Feedback on<br />
Teaching (SFT) Survey was also introduced in 2007, deployed online at Sarawak and on paper<br />
in Melbourne, with 60% and 43% response rates, respectively.<br />
The mechanism for reporting survey findings was also improved in 2007, in accordance with<br />
Survey Access and Reporting Guidelines endorsed by Academic Board and approved by<br />
Executive Group. As noted earlier (Section 3.4), faculties must lodge formal improvement plans<br />
with the Academic Programs Quality Committee for units with low student satisfaction levels, but<br />
responsibility for considering and acting upon the findings <strong>of</strong> other surveys needs clarification.<br />
Complaints processes<br />
<strong>Swinburne</strong> encourages feedback, and mechanisms are in place to handle grievances <strong>of</strong><br />
various kinds and more general service feedback. In 2006, responsibility for managing the<br />
latter was moved to Strategic Planning & Quality to ensure independence (and a perception <strong>of</strong><br />
independence) and closure <strong>of</strong> issues.<br />
In 2007, <strong>Swinburne</strong> was one <strong>of</strong> nine universities to participate in Universities Australia<br />
benchmarking to assess complaints handling against the Australian standard (AS ISO 10002:<br />
2006). As a result, new strategies are being developed to promote student awareness <strong>of</strong><br />
complaints processes and to facilitate the making <strong>of</strong> complaints, and the Executive Group and<br />
Academic Board will receive annual complaints reports.<br />
Further sources<br />
Stakeholder surveys policy<br />
http://ppd.swinburne.edu.au/quasys/<br />
StakeholderSurveys.htm<br />
Access and reporting guidelines<br />
www.swinburne.edu.au/corporate/<br />
spq/auqaportfolio/surveyguidelines.<br />
<strong>pdf</strong><br />
Priorities for action<br />
10. Review the <strong>University</strong>’s stakeholder<br />
survey strategy to: a) expand the<br />
range <strong>of</strong> surveys to include a longterm<br />
graduate survey, an improved<br />
employer survey, and customised<br />
versions <strong>of</strong> the Commencing<br />
Student Survey; and b) to reduce<br />
the risk <strong>of</strong> over-surveying particular<br />
stakeholder cohorts.<br />
11. Improve communication with<br />
students on the purpose and<br />
importance <strong>of</strong> surveys, and<br />
particularly on action taken in<br />
response to survey findings – from<br />
2008, improvement actions based<br />
on SFU data will be incorporated<br />
into unit outlines for each delivery<br />
cycle.<br />
12. Further develop the online system<br />
to cater better for SFT surveys and<br />
other surveys targeted to particular<br />
cohorts, with an administration<br />
portlet (within the staff portal) for<br />
faculty representatives to develop<br />
and maintain annual evaluation<br />
plans covering units and teaching<br />
personnel.<br />
13. Improve analysis <strong>of</strong> qualitative<br />
feedback.<br />
14. Establish a complaints portlet<br />
(within the student portal) to<br />
direct complainants to appropriate<br />
channels.<br />
15. Prepare regular complaint status<br />
reports for Executive Group and<br />
Academic Board.
Page 22<br />
Further sources<br />
Benchmarking policy<br />
http://ppd.swinburne.edu.au/quasys/<br />
Benchmarking.htm<br />
Benchmarking summary<br />
www.swinburne.edu.au/<br />
corporate/spq/auqaportfolio/<br />
benchmarkingreport.<strong>pdf</strong><br />
Priorities for action<br />
16. Sharpen the strategic focus<br />
<strong>of</strong> benchmarking activity on<br />
stakeholder outcomes.<br />
17. Review, through Strategic Planning<br />
& Quality, the efficacy <strong>of</strong> actions<br />
taken on the basis <strong>of</strong> benchmarking<br />
during 2006 – 2007.<br />
3.7 Benchmarking<br />
<strong>Swinburne</strong> defines benchmarking as ‘… a structured form <strong>of</strong> performance comparison<br />
– between organisational units, between organisations, or within organisations over time<br />
– undertaken with a view to performance improvement’. Various forms <strong>of</strong> benchmarking<br />
contribute to quality management, in accordance with the <strong>University</strong>’s Policy & Procedure<br />
on Benchmarking.<br />
Benchmarking <strong>of</strong> inputs, processes and outcomes, particularly with external partners, is used<br />
for many purposes, and it delivers valuable outcomes for stakeholders. Examples include<br />
improvements made to Library operations on the basis <strong>of</strong> national university benchmarking,<br />
improvements to the <strong>University</strong>’s international student mobility programs, again on the<br />
basis <strong>of</strong> national university benchmarking, and improvements to planning processes on the<br />
basis <strong>of</strong> Association <strong>of</strong> Commonwealth Universities (ACU) benchmarking. For this reason,<br />
<strong>Swinburne</strong> continues to participate regularly in the ACU Benchmarking Program, in European<br />
Consortium <strong>of</strong> Innovative Universities (ECIU) benchmarking initiatives, and in diverse national<br />
benchmarking projects.<br />
Summaries <strong>of</strong> Benchmarking Initiatives are available, with reports and action plans<br />
accessible via links. As well, improvements based on benchmarking that relate to either<br />
pr<strong>of</strong>essional learning outcomes or internationalisation are described in Sections 4 and 5.
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 23<br />
3.8 Reviews and audits<br />
reviews <strong>of</strong> organisational units<br />
External reviews for all organisational units were instituted in 2005. As indicated in the<br />
<strong>University</strong>’s Unit Reviews Policy & Procedure, most recently revised in 2007, such reviews<br />
are implemented at least every five years ‘… to assess and improve the performance <strong>of</strong><br />
organisational units’. Modelled on the AUQA process <strong>of</strong> self-review followed by external panel<br />
validation, <strong>Swinburne</strong>’s unit reviews are:<br />
w designed to complement the routine performance evaluation and ongoing improvement<br />
expected <strong>of</strong> each organisational unit, and to complement external reviews, audits and<br />
pr<strong>of</strong>essional accreditations<br />
w constructive in intent, and aimed at improving performance continuously in understanding<br />
and meeting stakeholder needs<br />
w scoped to address areas <strong>of</strong> strategic importance and risk<br />
To date, unit reviews have been conducted for eight organisational units. A ninth, for the<br />
Faculty <strong>of</strong> Engineering & Industrial Sciences, is in progress.<br />
Other reviews and audits<br />
Various types <strong>of</strong> audits and reviews are important in the <strong>Swinburne</strong> approach to quality<br />
management, with the findings used to build from existing strengths and to drive improvement<br />
in other areas. A Summary <strong>of</strong> Reviews and Audits is available and, in most cases, the<br />
relevant reports and action plans are also available. As well, specific improvements arising<br />
from review and audit processes in relation to pr<strong>of</strong>essional learning and internationalisation<br />
are noted in Sections 4 and 5, respectively.<br />
Further sources<br />
Unit reviews policy<br />
http://ppd.swinburne.edu.au/quasys/<br />
UnitReviews.htm<br />
Reviews and audits summary<br />
www.swinburne.edu.au/corporate/<br />
spq/auqaportfolio/reviews.<strong>pdf</strong><br />
Priorities for action<br />
18. Make more effective use <strong>of</strong><br />
performance data in reviews <strong>of</strong><br />
organisational units.<br />
19. Ensure that unit review activity<br />
is appropriately aligned with<br />
other audits and pr<strong>of</strong>essional<br />
accreditations.<br />
20. Implement efficient follow-up to<br />
check that issues identified in<br />
reviews and audits have been<br />
resolved.
Page 24<br />
Priorities for action<br />
21. Develop the new performance<br />
planning and development<br />
system during 2008, following<br />
and in parallel with extensive<br />
staff consultation – this work is<br />
supported by a $2.5M Workplace<br />
Productivity Program grant,<br />
with Ernst & Young as the<br />
implementation partner, and it<br />
may be complemented by a new<br />
<strong>University</strong> budget model that<br />
rewards organisational units<br />
performing strongly.<br />
3.9 Performance planning and development<br />
Attainment <strong>of</strong> the <strong>Swinburne</strong> in 2015 goals will require highly-motivated and highlyperforming<br />
staff. A culture <strong>of</strong> excellence must be fostered, and for this reason the <strong>University</strong><br />
is soon to introduce a new approach to performance planning and development that builds on<br />
exisitng practice. It will apply to all staff, and include:<br />
w negotiated development <strong>of</strong> individual performance plans with (mostly) auditable,<br />
quantitative performance targets based on such things as stakeholder satisfaction data,<br />
progression rates and research metrics<br />
w regular meetings between staff and their managers to monitor progress and<br />
address issues<br />
w salary bonuses for the best-performed staff (for example, in a particular year highperforming<br />
staff might receive a bonus <strong>of</strong> up 10%)<br />
w an option for staff to have their bonus paid to a <strong>University</strong> account to support their<br />
teaching, research or pr<strong>of</strong>essional development<br />
w use <strong>of</strong> proprietary s<strong>of</strong>tware to facilitate the alignment <strong>of</strong> individual performance plans<br />
with unit plans and the <strong>University</strong>’s strategic directions, and to ensure secure data flows,<br />
data access and effective reporting<br />
Pr<strong>of</strong>essional development for all personnel is integral to the approach in this area. Some <strong>of</strong><br />
this is directed centrally to ensure strategic alignment, but much is managed at faculty and<br />
corporate unit level for appropriate contextualisation (Section 5.9).
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 25<br />
3.10 Compliance with external standards and protocols<br />
With the adoption by MCEETYA <strong>of</strong> revised National Protocols for Higher Education Approval<br />
Processes in 2006, the <strong>University</strong> initiated a self-review to ensure full compliance (and<br />
compliance with the National Guidelines) when operation took effect in January 2008.<br />
<strong>Swinburne</strong> also complies with the Education Services for Overseas Students Act (ESOS Act)<br />
and the National Code <strong>of</strong> Practice for Registration Authorities and Providers <strong>of</strong> Education and<br />
Training to Overseas Students (the National Code), as well as the AVCC Provision <strong>of</strong> Education<br />
to International Students Code <strong>of</strong> Practice and Guidelines for Australian Universities<br />
(Sections 5.2 – 5.5).<br />
3.11 Policies and procedures<br />
During 2006, the <strong>University</strong> embarked on a major review <strong>of</strong> its Policies and Procedures<br />
Directory to:<br />
w establish a simpler format for policies and procedures, and a more succinct, user-friendly<br />
style <strong>of</strong> writing<br />
w reduce the number <strong>of</strong> policies and procedures to gain better integration between related<br />
areas <strong>of</strong> activity, and reduce duplication and inconsistency<br />
w ensure that policies and procedures are up-to-date and consistent with the National<br />
Protocols and Guidelines and other statutory requirements<br />
w establish a s<strong>of</strong>tware platform that better supports the incorporation <strong>of</strong> graphic images into<br />
policies and procedures, and provides improved search functionality<br />
The new Directory s<strong>of</strong>tware platform was established late in 2007, and the review is ongoing.<br />
To date, the number <strong>of</strong> policies and procedures has been reduced from 400 to 330, and more<br />
than 50 have undergone major redevelopment using an improved template. Many others have<br />
been appreciably revised.<br />
Priorities for action<br />
22. Clarify responsibility for the regular<br />
review <strong>of</strong> compliance with important<br />
standards and protocols across the<br />
<strong>University</strong>.<br />
Further sources<br />
Policies and Procedures Directory<br />
www.swinburne.edu.au/corporate/<br />
registrar/ppd/<br />
Priorities for action<br />
23. Continue the review <strong>of</strong> the Policies<br />
& Procedures Directory.<br />
24. Establish a structured program<br />
for the (ongoing) cyclic review all<br />
policies and procedures.
Page 26<br />
Priorities for action<br />
25. Establish processes to monitor the<br />
postgraduate research experience<br />
on an ongoing basis.<br />
26. Review examination reports on<br />
<strong>Swinburne</strong> theses to drive improved<br />
performance and outcomes.<br />
3.12 Research training<br />
<strong>Swinburne</strong>’s cycle 1 AUQA audit report called for improved processes and outcomes for<br />
postgraduate research students (Recommendation 7), and it was agreed that action in this<br />
area would be included within the scope <strong>of</strong> the cycle 2 audit.<br />
As a result <strong>of</strong> the cycle 1 recommendation, the <strong>University</strong> has developed a new Postgraduate<br />
Research Education Program for students to supplement the training opportunities available<br />
within their respective faculties and research centres. This Program enables them to<br />
participate in discussion sessions on issues that cross disciplinary boundaries, and see their<br />
issues in a wider context. In recent years, the Program has had four components:<br />
w induction into life as a <strong>Swinburne</strong> research student: relevant policies and procedures;<br />
available services; ethics; intellectual property; financial assistance; and progress,<br />
examination and other aspects <strong>of</strong> candidature – with participants encouraged to discuss<br />
the respective roles and responsibilities <strong>of</strong> supervisors, administrators and themselves<br />
w the postgraduate student research experience – the nature <strong>of</strong> research; planning a<br />
research project; selecting methods; preparing an ethics submission; undertaking<br />
research ethically, effectively and on time; writing up; dealing with examination; and<br />
publishing research outcomes<br />
w communication skills such as reading, note-taking, and written and oral presentation, as<br />
well as stress management<br />
w effective use <strong>of</strong> Library resources (including Supersearch, the <strong>Swinburne</strong> library portal)<br />
and advanced approaches to accessing databases<br />
Program sessions vary in duration from 1–3 hrs, and attendance ranges from small working<br />
groups to seminars involving > 40 students. Generally, those in their first year <strong>of</strong> candidature<br />
account for 55 – 60% <strong>of</strong> attendees. At the end <strong>of</strong> each session, participants complete an<br />
anonymous evaluation form – in 2007, 88% <strong>of</strong> them rated the sessions in the top two<br />
response categories.<br />
Data from the Graduate Careers Australia Postgraduate Research Experience Questionnaire<br />
(PREQ) indicate that <strong>Swinburne</strong> postgraduate research students generally have higher<br />
levels <strong>of</strong> satisfaction with their experience than do postgraduate research students at many<br />
other Australian universities. During 2004 – 2007, mean agreement on the PREQ ‘overall<br />
satisfaction’ item ranged from 83.7% to 95.0% for <strong>Swinburne</strong> postgraduate research students,<br />
compared with from 83.4% to 84.7% for all Australian universities combined.
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 27<br />
4 Pr<strong>of</strong>essional Learning at <strong>Swinburne</strong><br />
4.1 Introduction<br />
<strong>Swinburne</strong> aims to be recognised ‘…for its flexible approaches to learning and teaching<br />
that create an engaging, stimulating and modern environment in which students can learn<br />
in different ways and in different places to achieve their desired outcomes’ (Statement <strong>of</strong><br />
Direction 2015). To achieve such recognition, the <strong>University</strong> has embarked on an ambitious<br />
curriculum renewal process to provide:<br />
w ‘student-centred learning’ – providing orientation and transition support to incoming<br />
students from diverse backgrounds and cultures, <strong>of</strong>fering flexibility and choice plus<br />
opportunities for accelerated and intersectoral study, and providing pr<strong>of</strong>essional outcomes<br />
and career skills within a quality-assured teaching framework that includes a mix <strong>of</strong> faceto-face<br />
and online resources and support<br />
w ‘real world learning’ – experiential approaches to learning, set in an international context<br />
and informed by educational scholarship, industry input and research, to equip graduates<br />
for mainstream and entrepreneurial careers as independent, lifelong learners who<br />
understand social and environmental contexts<br />
This renewal is being undertaken within a five-year Curriculum Framework Project that<br />
commenced in 2005, and it is an example <strong>of</strong> <strong>Swinburne</strong>’s ADRI QA model in practice. Relevant<br />
metrics, together with the findings <strong>of</strong> reviews and surveys, indicated that, while education at<br />
<strong>Swinburne</strong> was <strong>of</strong> high quality, graduate employment rates were lower than desirable and the<br />
changing nature <strong>of</strong> the student cohort necessitated greater flexibility in delivery to maintain<br />
engagement.<br />
The Curriculum Framework Project was developed as a broad-ranging response to address<br />
these and other educational issues. Focused on six curriculum areas (Table 4.1), it covers all<br />
undergraduate programs.<br />
Table 4.1 – Key curriculum areas within <strong>Swinburne</strong>’s Curriculum Framework Project<br />
CUrrICULUm AreA brOAd ObjeCTIve<br />
Career-oriented learning To improve career skills and employment prospects.<br />
’Real-world’ learning To integrate real-world contexts with theory, through classroom teaching.<br />
Widening learning opportunities To increase flexibility, choice, acceleration and intersectoral opportunities.<br />
Learning for a changing world To internationalise the learning environment and integrate<br />
entrepreneurship and innovation with an awareness <strong>of</strong> social difference<br />
and cultural diversity into students’ learning opportunities.<br />
Pathways into research To provide research pathways and experience for undergraduates.<br />
Learning to learn To review current teaching practice, program structures, and approaches<br />
to orientation and transition, thus to encourage deep and lifelong learning<br />
and accommodate a range <strong>of</strong> student backgrounds and learning styles.<br />
Further sources<br />
Curriculum Framework Project<br />
www.swinburne.edu.au/hed/<br />
framework/
Page 28<br />
Through Curriculum Framework Project activities (Table 4.2), the <strong>University</strong> has developed<br />
a Pr<strong>of</strong>essional Learning Model. Within the Model, undergraduates undertake a range <strong>of</strong><br />
experiential learning activities, receiving feedback on their development <strong>of</strong> generic skills while<br />
becoming increasingly capable in their chosen discipline.<br />
The Pr<strong>of</strong>essional Learning Model provides undergraduates with a structured range <strong>of</strong><br />
development opportunities, including career assistance embedded within the curriculum,<br />
complementary studies designed to diversify career pr<strong>of</strong>ile, international study and workintegrated<br />
learning opportunities, and options to accelerate or spread study to suit life<br />
commitments. As well, final-year curricula feature industry-oriented capstone projects<br />
designed to prepare graduates for the transition to pr<strong>of</strong>essional practice.<br />
The Model will continue to evolve to prepare pr<strong>of</strong>essionally-oriented graduates with skill<br />
sets matched to industry needs – something that <strong>Swinburne</strong> has been doing effectively<br />
for many years.
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 29<br />
Table 4.2 – Curriculum Framework Project initiatives, 2005 – 2007<br />
ACTIvITy And yeAr<br />
2005 2006 2007<br />
Program review (Sections 4.2 – 4.4)<br />
Faculty-based reviews <strong>of</strong> the structure and content <strong>of</strong> 68 undergraduate programs, with major and minor<br />
program changes approved at Academic Board in 2006.<br />
Development <strong>of</strong> Careers in the Curriculum – accredited into all undergraduate programs in 2006.<br />
Planning work for 3-unit elective sequences.<br />
Review <strong>of</strong> methods <strong>of</strong> awarding Honours grades.<br />
Quality assurance and assessment review (Section 4.5)<br />
Seven 3-unit ‘out-<strong>of</strong>-discipline’ elective sequences<br />
available.<br />
Ten 3-unit ‘out-<strong>of</strong>-discipline’ elective sequences<br />
available.<br />
Initial review leading to standard definition <strong>of</strong> grades within Honours year programs; investigation <strong>of</strong> new<br />
research pathway options.<br />
Redevelopment <strong>of</strong> graduate attributes and generic skills, with new policy approved by Academic Board<br />
in 2007.<br />
Survey <strong>of</strong> current assessment methods, collection <strong>of</strong> examples <strong>of</strong> good practice; development <strong>of</strong> assessment guidelines; establishment <strong>of</strong> resources website;<br />
targeted and faculty-based pr<strong>of</strong>essional development; reforms to assessment & appeals policy/procedure.<br />
Renewal <strong>of</strong> learning and teaching approaches (Sections 4.2; 4.5 & 4.6)<br />
Preliminary work towards possible development <strong>of</strong> a Learning & Teaching Charter.<br />
Development and wider implementation <strong>of</strong> more experiential approaches to program delivery (‘Real<br />
World Learning’), including final-year capstone projects.<br />
Development <strong>of</strong> new models <strong>of</strong> cooperative education, including a strengthened IBL program.<br />
Work in the Faculty <strong>of</strong> Engineering & Industrial Sciences to develop a zero credit-point unit to satisfy the<br />
Engineers Australia requirement for engineering students to undertake approved relevant experience<br />
before graduating.<br />
Faculty-based review <strong>of</strong> the composition and use <strong>of</strong> Course Advisory Committees.<br />
Supporting learning and teaching (Sections 4.3; 4.5; 5.9)<br />
Ongoing development, coordination and evaluation <strong>of</strong> academic components <strong>of</strong> orientation.<br />
Project to devise and implement evidence-based strategies to reduce attrition (Student Retention<br />
Rates Project).<br />
Development and implementation <strong>of</strong> the Pr<strong>of</strong>essional Certificate <strong>of</strong> Teaching Practice.<br />
Development <strong>of</strong> multiple-term academic calendar (the Flexible Academic Calendar) to provide greater<br />
opportunity to ‘speed-up’ or ‘slow-down’ study, and to overcome timetabling and space constraints.<br />
Ongoing implementation <strong>of</strong> Sessionals@<strong>Swinburne</strong> project.<br />
Implementation <strong>of</strong> project recommendations.<br />
Implementation <strong>of</strong> pr<strong>of</strong>essional development on experiential learning, project-based assessment, and so<br />
forth.<br />
Trial implementation <strong>of</strong> Flexible Academic<br />
Calendar.
Page 30<br />
Priorities for action<br />
27. Develop and implement, in each<br />
faculty, communication strategies to<br />
raise staff and student awareness <strong>of</strong><br />
the Pr<strong>of</strong>essional Leaning Model.<br />
28. Expand pr<strong>of</strong>essional development in<br />
support <strong>of</strong> the pedagogy associated<br />
with the Model.<br />
29. Strengthen industry input, across<br />
all faculties and disciplines, to<br />
ensure that programs and pedagogy<br />
maintain industry relevance.<br />
Curriculum Framework Project initiatives have led to the various components <strong>of</strong> <strong>Swinburne</strong>’s<br />
Pr<strong>of</strong>essional Learning Model. Each initiative, and the Model as a whole, is overseen by the<br />
<strong>University</strong>’s Deputy Deans’ Committee and supported by <strong>Swinburne</strong> Pr<strong>of</strong>essional Learning<br />
(a unit within the Higher Education Divisional Office). The Dean, Learning and Teaching,<br />
undertakes an annual review <strong>of</strong> Curriculum Framework Project progress, and reports to<br />
Council, Academic Board and senior management.<br />
The <strong>University</strong> is currently involved in several relevant collaborative benchmarking projects<br />
with other Australian and overseas universities. Some <strong>of</strong> these are supported by Carrick<br />
Institute funding, including the following:<br />
w Work Integrated Learning: a National Framework for Initiatives to Support Best Practice<br />
– Australian Collaborative Education Network with Griffith, QUT and <strong>Swinburne</strong> as lead<br />
partners<br />
w The Development <strong>of</strong> Academics and Higher Education Futures – Council <strong>of</strong> Australian<br />
Directors <strong>of</strong> Academic Development, led by <strong>Swinburne</strong><br />
w Increasing Institutional Success in the Integration and Assessment <strong>of</strong> Graduate Attributes<br />
across the Disciplines by Identifying Academic Staff Beliefs and Attitudes about Graduate<br />
Attributes and Addressing the Impact <strong>of</strong> these on Efforts to Develop Graduate Attributes<br />
– a new collaboration <strong>of</strong> 18 universities including <strong>Swinburne</strong>, led by CQU, Murdoch, RMIT<br />
and UNSW<br />
As the Pr<strong>of</strong>essional Learning Model evolves it should add considerable value to student<br />
learning and also benefit industry and community stakeholders. The prospect <strong>of</strong> employment<br />
post-graduation should increase, and long-term career skills and options should be enhanced.<br />
These outcomes are central to aim 5 in <strong>Swinburne</strong> in 2015, which sees “…CEQ and GDS<br />
performance enhanced at a rate <strong>of</strong> 1% per annum in each <strong>of</strong> the relevant indicators over the<br />
next 7 years”.
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 31<br />
4.2 Program structure, development and accreditation<br />
Program structure<br />
The first major Curriculum Framework Project activity was a review <strong>of</strong> all undergraduate<br />
programs against the objectives detailed in Table 4.1. Based on the findings, an action plan<br />
was prepared to restructure programs as required. The necessary work was accomplished by<br />
December 2006, and all faculties are currently reviewing implementation.<br />
With the accreditation <strong>of</strong> a new BSc program in 2007, the <strong>University</strong> commenced the phased<br />
adoption <strong>of</strong> a common modular degree structure based around majors, co-majors and<br />
minors for most <strong>of</strong> its (300 credit-point) undergraduate degree programs – to enhance<br />
flexibility and choice for students within the scope <strong>of</strong> the Pr<strong>of</strong>essional Learning Model. This<br />
initiative is supported by Commonwealth Government Workplace Productivity Program funding,<br />
and the common degree structure:<br />
w provides students with wide choice in combining majors and minors from different<br />
disciplines and faculties<br />
w facilitates development <strong>of</strong> new ‘tagged’ marketable degrees via combinations <strong>of</strong> majors<br />
and minors from different disciplines and faculties<br />
w simplifies the administration <strong>of</strong> degrees by reducing the former very divergent rule-based<br />
complexity across the faculties and disciplines<br />
To construct a degree program, students complete a major (14 – 18 units; 175 – 225 credit<br />
points) and either: 1) a co-major (8 – 10 units; 100 – 125 credit points); 2) a co-major plus a<br />
minor (normally 4 units; 50 credit points); 3) up to three minors (normally 12 units; 150 credit<br />
points); 4) the requisite number <strong>of</strong> electives (Section 4.3); or 5) a second major if there is<br />
sufficient overlap for both to be completed for a total <strong>of</strong> 300 credit points.<br />
Moreover, many students articulate into the <strong>University</strong>’s undergraduate degree programs from<br />
TAFE diploma and advanced diploma programs with advanced standing <strong>of</strong> 100 – 150 credit<br />
points (Section 4.7). In the new common modular degree structure, this will occur on the basis <strong>of</strong><br />
‘block credit’, so that articulants need only complete a relevant major to complete their degree.<br />
Further sources<br />
Modular degree structure<br />
www.swinburne.edu.au/corporate/<br />
spq/auqaportfolio/modulardegree.<strong>pdf</strong>
Page 32<br />
Further sources<br />
Accreditation and reaccreditation policy<br />
http://ppd.swinburne.edu.au/edupro/<br />
AccreditationAndReaccreditation<br />
HigherEducationSector.htm<br />
Managing program changes<br />
http://ppd.swinburne.edu.au/edupro/<br />
ManagementOfChangesToHigher<br />
EducationPrograms.htm<br />
Accreditation and reaccreditation<br />
The <strong>University</strong> has rigorous processes for program accreditation and reaccreditation, starting from<br />
the development <strong>of</strong> a concept proposal in the case <strong>of</strong> new programs (Figure 4.1). Accreditation<br />
and reaccreditation applications and program change proposals progress from a Faculty Academic<br />
Committee to the Deputy Deans’ Committee, then to the Divisional Advisory Committee, then to<br />
Academic Board for approval, with Course Advisory Committee input at all stages.<br />
Step 1<br />
Development <strong>of</strong> a<br />
concept proposal<br />
Step 2<br />
Development <strong>of</strong> an<br />
accreditation document<br />
accreditations<br />
Figure 4.1 – Overview <strong>of</strong> accreditation and reaccreditation processes at <strong>Swinburne</strong><br />
The Accreditation and Reaccreditation Policy & Procedure mandates extensive<br />
consultation with internal and external stakeholders, and Course Advisory Committees play an<br />
important role. Committee membership includes internal academics and at least two external<br />
people with relevant and recent industry experience. Committees review program structure,<br />
content and academic standard, and advise the Higher Education Accreditation Group, a<br />
sub-committee <strong>of</strong> the Academic Board, accordingly. Prior to approval by Academic Board,<br />
the accreditation document is reviewed by the Higher Education Accreditation Group and the<br />
<strong>University</strong> Secretariat to ensure compliance with QA requirements.<br />
Programs are reaccredited over a 5-year cycle, with any necessary changes during this<br />
period approved and implemented according to the Management <strong>of</strong> Changes to Higher<br />
Education Programs Policy & Procedure . The reaccreditation process is essentially the<br />
same as the accreditation process. However, program performance data must be provided for<br />
parameters such as demand, load, progression, attrition, student and graduate satisfaction,<br />
and employment and further study outcomes. For TNE programs, the accreditation and<br />
reaccreditation process has additional requirements (Section 5.5).<br />
Pr<strong>of</strong>essional accreditation and recognition <strong>of</strong> qualifications<br />
Pr<strong>of</strong>essional accreditations apply to many <strong>of</strong> the <strong>University</strong>’s undergraduate programs<br />
(Table 4.3). The processes involve comprehensive program review by external expert panels<br />
representing the pr<strong>of</strong>essional bodies concerned.<br />
Step 3<br />
Approval process<br />
reaccreditations<br />
Step 4<br />
Registration process
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 33<br />
Table 4.3 – Current pr<strong>of</strong>essional accreditations for undergraduate programs<br />
PrOgrAm 1 ACCredITIng AUThOrITy yeAr<br />
Bachelor <strong>of</strong> Arts (Psychology and Psychophysiology) Australian Psychological Society 2003<br />
Bachelor <strong>of</strong> Science (Psychology and Psychophysiology) Australian Psychological Society 2003<br />
Bachelor <strong>of</strong> Science (Psychology/Biochemistry) Australian Psychological Society 2003<br />
Bachelor <strong>of</strong> Social Science (Psychology) Australian Psychological Society 2003<br />
Bachelor <strong>of</strong> Science (Biochemistry and Chemistry) Royal Australian Chemical Institute 2004<br />
Bachelor <strong>of</strong> Science (Biotechnology/Biochemistry) Royal Australian Chemical Institute 2004<br />
Bachelor <strong>of</strong> Science (Biotechnology/Biochemistry) (Honours) Royal Australian Chemical Institute 2004<br />
Bachelor <strong>of</strong> Science (Chemistry) (Honours) Royal Australian Chemical Institute 2004<br />
Bachelor <strong>of</strong> Health Science (Public & Environmental Health) Australian Institute <strong>of</strong> Environmental Health 2006<br />
Bachelor <strong>of</strong> Business (Accounting) CPA Australia<br />
Institute <strong>of</strong> Chartered Accountants Australia<br />
Bachelor <strong>of</strong> Business (Human Resource Management) Australian Human Resources Institute 2007<br />
Bachelor <strong>of</strong> Business (Marketing) Australian Marketing & Social Research Society 2007<br />
Bachelor <strong>of</strong> Multimedia (Multimedia S<strong>of</strong>tware Development) Australian Computer Society 2003<br />
Bachelor <strong>of</strong> Computing Australian Computer Society 2003<br />
Bachelor <strong>of</strong> Computing (Network Design & Security) Australian Computer Society 2003<br />
Bachelor <strong>of</strong> Information <strong>Technology</strong> Australian Computer Society 2003<br />
Bachelor <strong>of</strong> Business Information Systems Hawthorn Campus Australian Computer Society 2003<br />
Bachelor <strong>of</strong> Science (Computer Science & S<strong>of</strong>tware Engineering) Australian Computer Society 2003<br />
Bachelor <strong>of</strong> Science (Information <strong>Technology</strong>) Australian Computer Society 2003<br />
Bachelor <strong>of</strong> Science (Pr<strong>of</strong>essional S<strong>of</strong>tware Development) Australian Computer Society 2003<br />
Bachelor <strong>of</strong> S<strong>of</strong>tware Engineering Australian Computer Society 2003<br />
Bachelor <strong>of</strong> Engineering (Telecommunication & Network Engineering) Engineers Australia 2003<br />
Bachelor <strong>of</strong> S<strong>of</strong>tware Engineering Engineers Australia 2003<br />
Bachelor <strong>of</strong> Engineering (Biomedical Engineering) Engineers Australia 2003<br />
Bachelor <strong>of</strong> Engineering (Civil Engineering) Engineers Australia 2003<br />
Bachelor <strong>of</strong> Engineering (Civil Engineering)/Bachelor <strong>of</strong> Business Engineers Australia 2003<br />
Bachelor <strong>of</strong> Engineering (Electrical and Electronic Engineering) Engineers Australia 2006<br />
Bachelor <strong>of</strong> Engineering (Electronics and Computer Systems) Engineers Australia 2003<br />
Bachelor <strong>of</strong> Engineering (Electronics and Computer Systems)/Bachelor <strong>of</strong> Business Engineers Australia 2003<br />
Bachelor <strong>of</strong> Engineering (Electronics and Computer Systems)/Bachelor <strong>of</strong> Science (Computer Science and<br />
S<strong>of</strong>tware Engineering)<br />
2007<br />
Engineers Australia 2003<br />
Bachelor <strong>of</strong> Engineering (Mechanical) Engineers Australia 2003<br />
Bachelor <strong>of</strong> Engineering (Mechanical)/Bachelor <strong>of</strong> Business Engineers Australia 2003<br />
Bachelor <strong>of</strong> Engineering (Product Design Engineering) Engineers Australia 2003<br />
Bachelor <strong>of</strong> Engineering (Robotics and Mechatronics) Engineers Australia 2003<br />
Bachelor <strong>of</strong> Engineering (Robotics and Mechatronics)/Bachelor <strong>of</strong> Science (Computer Science & S<strong>of</strong>tware<br />
Engineering)<br />
Engineers Australia 2003<br />
Bachelor <strong>of</strong> Engineering (Telecommunication and Network Engineering) Engineers Australia 2003<br />
Bachelor <strong>of</strong> Engineering (Product Design Engineering) Australian Institute <strong>of</strong> Engineers 2003<br />
1 Sixteen undergraduate programs <strong>of</strong>fered at <strong>Swinburne</strong>’s Sarawak Branch Campus have pr<strong>of</strong>essional accreditations with Australian, Malaysian and/or British agencies.<br />
<strong>Swinburne</strong>’s program accreditation and reaccreditation processes demand that pr<strong>of</strong>essional accreditation requirements are met, and various components <strong>of</strong> the<br />
Pr<strong>of</strong>essional Learning Model contribute well to pr<strong>of</strong>essional accreditation. For instance, final-year ‘capstone’ projects facilitate the accreditation <strong>of</strong> <strong>Swinburne</strong>’s engineering<br />
programs by Engineers Australia.
Page 34<br />
Priorities for action<br />
30. Update accreditation and<br />
reaccreditation procedures to<br />
reflect the program structure<br />
mandated under the Pr<strong>of</strong>essional<br />
Learning Model.<br />
31. Formalise regular program review<br />
processes, based on program-level<br />
performance data and emphasising<br />
key features <strong>of</strong> the Model.<br />
International recognition and accreditation are also important in the context <strong>of</strong> improving<br />
graduate employment and further study outcomes in the global environment. For example,<br />
the Washington Accord, which recognises substantial equivalence in the accreditation <strong>of</strong><br />
qualifications in pr<strong>of</strong>essional engineering, is a useful mechanism, and the <strong>University</strong> is<br />
actively pursuing Association to Advance Collegiate Schools <strong>of</strong> Business (AACSB), Association<br />
<strong>of</strong> MBAs (AMBA) and European Quality Improvement System (EQUIS) accreditations for its<br />
undergraduate business provision.
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 35<br />
4.3 Widening learning opportunities<br />
Several features <strong>of</strong> the Pr<strong>of</strong>essional Learning Model are designed to widen learning<br />
opportunities for undergraduates, in terms <strong>of</strong> the structure and content <strong>of</strong> their program and in<br />
the rate at which they can progress.<br />
Electives plus<br />
Specially-constructed three-unit elective sequences are an important component <strong>of</strong> the Model<br />
in that they ‘widen learning opportunities’ for students. The Electives Plus initiative allows<br />
undergraduates not already in double or co-major degree studies to undertake approved<br />
sequences <strong>of</strong> up to three out-<strong>of</strong>-discipline elective units to:<br />
w broaden knowledge and career options, especially for those undertaking highly<br />
specialised studies<br />
w enhance employability for those undertaking more general studies<br />
w facilitate the pursuit <strong>of</strong> interests or talents outside the discipline focus<br />
While students can enrol in Electives plus units in regular semesters, several <strong>of</strong> these units<br />
were <strong>of</strong>fered during a ‘Winter Term’ introduced in 2007. Of 456 enrolments in the units <strong>of</strong>fered<br />
in Melbourne, 54.5% were out-<strong>of</strong>-discipline (Table 4.4). Electives plus sequences in Enterprise<br />
Marketing, the Networked Economy and Undergraduate Research Skills are available in<br />
‘normal’ semesters, and a new Sustainability sequence is available in 2008.<br />
Table 4.4 – Enrolments in Electives plus units in Winter Term 2007<br />
ELECtivES PLuS SeQUenCe UnIT<br />
TOTAL enrOLmenTS<br />
(n)<br />
Melbourne<br />
Design: Process & Strategy Digital Design 45<br />
Design: Process & Strategy Contemporary Design Issues 56<br />
Design: Process & Strategy Design Management 60<br />
Effective Communication Critical Thinking 78<br />
Effective Communication Pr<strong>of</strong>essional Communications Practice 68<br />
Establishing & Running a Business Accounting for Success 29<br />
Establishing & Running a Business New Venture Development & Management 53<br />
Information Orientation & Knowledge<br />
Management<br />
Introduction to Business Information Systems 31<br />
Information Orientation & Knowledge<br />
Management<br />
Knowledge Management 24<br />
Sarawak<br />
Multimedia – Web Development Multimedia Applications 12<br />
Total 456<br />
Further sources<br />
Electives plus<br />
www.swinburne.edu.au/hed/<br />
pr<strong>of</strong>essionallearning/electivesplus.<br />
html
Page 36<br />
Further sources<br />
Flexible Academic Calendar<br />
www.swinburne.edu.au/corporate/<br />
spq/auqaportfolio/flexiblecalendar.<strong>pdf</strong><br />
flexible academic calendar<br />
With the support <strong>of</strong> Workplace Productivity Program funding, <strong>Swinburne</strong> is currently trialling a<br />
Flexible Academic Calendar which allows postgraduate coursework programs to be <strong>of</strong>fered<br />
in either conventional 12-week semesters or 6-week terms, aligned to a hybrid semester/term<br />
system for undergraduate programs (Figure 4.2).<br />
Term 3<br />
Winter Term<br />
(Term 4)<br />
Figure 4.2 – The Flexible Academic Calendar<br />
Among the benefits advanced for the new Calendar are that it will:<br />
w showcase and facilitate Electives Plus sequences through an optional Winter Term (given<br />
that timetable clashes under the traditional calendar restrict students’ ability to undertake<br />
elective sequences)<br />
w reduce the heavy demand on teaching facilities during 24 <strong>of</strong> 52 weeks each year<br />
(and under-utilisation at other times) and thus reduce facility constraints on teaching<br />
and learning styles (given that the Pr<strong>of</strong>essional Learning Model involves collaborative<br />
project work that typically demands space for group meetings and dedicated studio and<br />
laboratory facilities)<br />
w provide opportunities for students to spread or accelerate their learning (for example,<br />
undergraduates could opt to study up to 12 additional units in a year and complete 300<br />
credit point programs within two years)<br />
w create competitive advantage in recruiting international students for whom arrival in<br />
Australia is delayed beyond ‘normal’ intake dates for visa or other reasons (and perhaps<br />
an advantage also in the recruitment <strong>of</strong> domestic students considering a move after an<br />
unsatisfactory first semester experience elsewhere, and/or those articulating from TAFE)<br />
Term 5<br />
Semester 1 Semester 2<br />
Term 2<br />
Summer Term<br />
(Term 1)<br />
Term 6
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 37<br />
As part <strong>of</strong> the evaluation process, student perspectives <strong>of</strong> Winter Term delivery in 2007 were<br />
canvassed via an online survey. Major findings were that:<br />
w 55% <strong>of</strong> respondents (and 72% <strong>of</strong> international respondents) enrolled to accelerate their<br />
studies, while 25% enrolled to spread their studies<br />
w 61% <strong>of</strong> respondents believed that the knowledge gained was similar to that achieved in a<br />
‘normal’ 12-week semester, while 24% believed it to be greater<br />
w 51% <strong>of</strong> respondents believed that they received similar feedback on their work; 24%<br />
believed they received more feedback<br />
w 83% <strong>of</strong> respondents (and 71% <strong>of</strong> international respondents) rated their overall experience<br />
as mostly positive, compared with 7% who rated it as mostly negative<br />
Priorities for action<br />
32. Promote Electives plus and the<br />
associated career benefits to<br />
students in order to improve uptake.<br />
33. Consult more widely with industry<br />
and graduates to capture views on<br />
which electives best complement<br />
desired employment, career and<br />
further study outcomes.<br />
34. Make elective units available<br />
(from 2009) as minors within<br />
degree structures.<br />
35. Expand the range <strong>of</strong> units available<br />
in Winter and Summer Terms.
Page 38<br />
Further sources<br />
Graduate attributes policy<br />
http://ppd.swinburne.edu.au/edupro/<br />
<strong>Swinburne</strong>GraduateAttributes<br />
AndKeyGenericSkills.htm<br />
4.4 Graduate attributes, employability and career skills<br />
graduate attributes<br />
A desire to improve the immediate employment prospects <strong>of</strong> <strong>Swinburne</strong> graduates and their<br />
long-term career skills is an important driver in the development <strong>of</strong> the Pr<strong>of</strong>essional Learning<br />
Model, and an important goal in the <strong>Swinburne</strong> in 2015 vision. The <strong>University</strong>’s undergraduate<br />
programs should assist graduates to be:<br />
w capable in their chosen pr<strong>of</strong>essional, vocational or study areas<br />
w entrepreneurial in contributing to innovation and development within their workplace<br />
and community<br />
w effective and ethical in work and community situations<br />
w adaptable and able to manage change<br />
w aware <strong>of</strong> the local and international environments in which they will contribute (including<br />
the socio-cultural, economic and natural aspects <strong>of</strong> those environments)<br />
These five graduate attributes characterise central aspects <strong>of</strong> programs within the<br />
Pr<strong>of</strong>essional Learning Model, and they facilitate the promotion <strong>of</strong> distinctive features <strong>of</strong> the<br />
learning experience to prospective employers <strong>of</strong> <strong>Swinburne</strong> graduates. Thus, undergraduate<br />
programs are designed to foster the development <strong>of</strong> the graduate attributes, and faculties<br />
are expected, during accreditation and reaccreditation processes, to illustrate how program<br />
content and delivery will assist in this.<br />
Late in 2007, a new Graduate Attributes Policy was adopted by the Academic Board. It<br />
affirmed the graduate attributes, and also acknowledged the importance <strong>of</strong> generic skills for:<br />
w teamwork<br />
w analysis and problem solving<br />
w communication<br />
w tackling unfamiliar problems<br />
w working independently<br />
At unit level, the new Policy focuses on providing students with feedback on their development<br />
<strong>of</strong> generic skills. These skills coincide with those measured in the Course Experience<br />
Questionnaire, and faculties at <strong>Swinburne</strong> can adapt them to suit discipline areas or adopt<br />
generic skill-sets specified by pr<strong>of</strong>essional or other external accrediting bodies. Disciplines are<br />
expected to seek industry input in the development <strong>of</strong> any discipline-specific generic skills, for<br />
example through Course Advisory Committees, and such discipline-specific generic skills must<br />
be endorsed by Faculty Academic Committees.
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 39<br />
The <strong>Swinburne</strong> approach to the development <strong>of</strong> graduate attributes and the associated generic<br />
skills does not require the provision <strong>of</strong> quantitative measures <strong>of</strong> attainment. Instead, the<br />
<strong>University</strong> aims to:<br />
w ensure that all undergraduate programs provide ample opportunities for students to<br />
develop the graduate attributes<br />
w provide constructive and timely feedback to students on their progress in the development<br />
<strong>of</strong> key skills at unit level<br />
Units within each program are designed to foster some <strong>of</strong> the generic skills identified for the<br />
relevant discipline. In addition, learners <strong>of</strong>ten receive feedback on generic skill attainment via<br />
particular assessment tasks. Where such feedback is provided, the relevant generic skills are<br />
listed in the Unit <strong>of</strong> Study Outline.<br />
In comparison with graduates <strong>of</strong> other universities, <strong>Swinburne</strong> graduates consistently rate<br />
the <strong>University</strong> highly for generic skill development. Mean scores on the CEQ generic skills<br />
scale have been invariably greater than 70 (and occasionally above 80) across all fields <strong>of</strong><br />
education, in comparison with national averages which remain in the mid-60s (Figure 4.3).<br />
% satisfaction; generic skill<br />
90<br />
80<br />
70<br />
60<br />
50<br />
40<br />
Creative Arts Engineering Information<br />
<strong>Technology</strong><br />
Management<br />
and Commerce<br />
Society and<br />
Culture<br />
2004 71.2 72.7 71.6 78.5 75.7 74.5<br />
2005 74.5 81.1 75.2 74.5 81.6 76.6<br />
2006 71.3 70.4 71.9 74.4 74.3 72.8<br />
2007 69.9 70.2 70.8 73.7 77.9 72.5<br />
2004–2006 National average 61.1 69.1 61.8 63.3 68.0 64.8<br />
Figure 4.3 – CEQ ‘generic skills’ scale performance by broad field <strong>of</strong> education at <strong>Swinburne</strong>, 2004 – 2007,<br />
with the national mean for 2004 – 2006 for each field.<br />
All fields
Page 40<br />
Further sources<br />
Careers in the Curriculum<br />
www.swinburne.edu.au/hed/<br />
pr<strong>of</strong>essionallearning/careers.<br />
html<br />
Priorities for action<br />
36. Deploy the generic skills policy<br />
<strong>University</strong>-wide, through facultybased<br />
deployment plans currently in<br />
preparation.<br />
37. Communicate the importance<br />
that employers place on graduate<br />
attributes and generic skills to<br />
undergraduates – focus groups<br />
indicate that many students have<br />
little knowledge <strong>of</strong> the graduate<br />
attributes and generic skills, and<br />
little knowledge <strong>of</strong> their importance<br />
to employers.<br />
Careers in the Curriculum<br />
All undergraduates complete a zero-cost, one-semester unit called Careers in the<br />
Curriculum, delivered flexibly in various modes by the Student Services Careers &<br />
Employment Unit, to develop career planning and management skills. This unit incorporates<br />
advice and feedback on job applications and interviews, directed both at obtaining<br />
pr<strong>of</strong>essional placements (including industry-based learning placements; Section 4.5) and at<br />
gaining employment post-graduation. For this reason, it is normally undertaken in second year,<br />
in time to assist students to apply for placements, and tailored to the pr<strong>of</strong>essional employment<br />
outcomes relevant to <strong>Swinburne</strong>’s disciplines.<br />
Careers in the Curriculum incorporates optional seminars led by career consultants, covering<br />
topics including:<br />
w self-analysis <strong>of</strong> existing knowledge and skills, and further training needs<br />
w writing resumés and covering letters<br />
w networking<br />
w graduate attributes and employer expectations<br />
w interview theory and practice<br />
w participation in other selection processes<br />
w developing a personal ‘career action plan’<br />
Students undertaking Careers in the Curriculum prepare an application letter and resumé in<br />
response to an advertisement <strong>of</strong> their choosing. They then receive written feedback on both<br />
from one <strong>of</strong> <strong>Swinburne</strong>’s career consultants.<br />
Different faculties and discipline areas have developed strategies to complement and<br />
contextualise Careers in the Curriculum, and to assist international students, in particular, to<br />
identify and address shortfalls in their generic skills. For example, the Faculty <strong>of</strong> Information &<br />
Communication Technologies won a Vice-Chancellor’s Award in 2007 for its ‘ICT Pr<strong>of</strong>essional<br />
Employment Program’, largely on the basis <strong>of</strong> improved employment outcomes, and the<br />
Faculty <strong>of</strong> Design has instituted a ‘Careers Day’ which affords all undergraduates an<br />
opportunity to talk with employers across a range <strong>of</strong> careers. In all, 755 students attended<br />
Careers in the Curriculum sessions in 2007, including 411 international students.
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 41<br />
4.5 ‘Real world’ learning<br />
Assessment design and practice<br />
The Pr<strong>of</strong>essional Learning Model has necessitated much rethinking at <strong>Swinburne</strong> on ways to<br />
assess learning – particularly in the context <strong>of</strong> experiential, ‘real world’ delivery. As a result,<br />
there is a growing emphasis on formative assessment within units and within programs to<br />
provide useful feedback to students. There is also recognition <strong>of</strong> a need to expand and clarify<br />
assessment requirements, guidelines and marking criteria; and to engage students in the<br />
assessment process as a learning experience.<br />
Further, the move to embed graduate attributes and generic skills deeply into the curriculum<br />
requires more attention to the way in which attainment is validated through assessment.<br />
Similarly, experiential learning demands consistent assessment criteria for group project work,<br />
case study exercises, industry-based learning and online discussions, and the inclusion <strong>of</strong><br />
reflective components in program delivery.<br />
Capstone projects<br />
The 2005 – 06 review <strong>of</strong> programs identified several successful learning and assessment<br />
practices with wide applicability. In particular, well-structured examples <strong>of</strong> project-focused,<br />
group and interdisciplinary approaches were identified, including examples <strong>of</strong> effective<br />
student engagement with external clients and partners. Discussions with students, staff<br />
and external parties indicated that these practices enrich student experience and improve<br />
learning outcomes. In addition, the experience <strong>of</strong> universities using such pedagogical<br />
models internationally indicated that pr<strong>of</strong>essionally-oriented projects provide students with<br />
opportunities to engage in industry-relevant, collaborative, and self-directed learning in their<br />
undergraduate studies.<br />
For these reasons, final-year ‘capstone’ projects are now a vital component <strong>of</strong> the Pr<strong>of</strong>essional<br />
Learning Model. Excluding small numbers <strong>of</strong> articulating students, all undergraduates will<br />
take at least two major project units (each a quarter <strong>of</strong> a year’s load, usually scheduled in final<br />
year) within their degree program by 2010. These capstone projects generally involve:<br />
w major tasks – discipline-specific, multidisciplinary and/or inter-faculty – to be achieved<br />
over one or two 12.5 credit point units <strong>of</strong> study, with students working individually or in<br />
teams<br />
w open-structured, authentic pr<strong>of</strong>essional activities and challenges, with students expected<br />
to: 1) apply and/or synthesise a broad range <strong>of</strong> previously acquired knowledge and skills;<br />
2) acquire new knowledge and skills; 3) develop the skills, behaviours and attitudes<br />
required <strong>of</strong> a pr<strong>of</strong>essional in the workplace; and 4) become self-directed learners,<br />
independently seeking resources, and peer and pr<strong>of</strong>essional assistance as needed<br />
w opportunities to work in a real-world context, to extend learning beyond the lecture<br />
theatre or classroom, and to access pr<strong>of</strong>essional facilities such as laboratories, studios<br />
and equipment appropriate to project requirements
Page 42<br />
The aim <strong>of</strong> capstone projects is to give students significant, pr<strong>of</strong>essionally-focused learning<br />
experiences in their final year <strong>of</strong> study. They provide real-world activities and challenges to be<br />
addressed within a supportive, collaborative environment. Often, projects are sourced from<br />
business or the wider community (including through advertised competitions and research tasks).<br />
Alternatively, they can be based on internal project briefs that are sometimes student-devised.<br />
Students undertaking capstone projects are encouraged to identify their personal strengths,<br />
develop project management, teamwork and personal skills, and apply their learning in an<br />
authentic context. Thus, the projects should foster graduate attributes, enhance curriculum vitae,<br />
and help prepare students for successful employment, career and further study post-graduation.<br />
Capstone projects have long characterised design, engineering, IT and science programs, and<br />
they are being extended to other disciplines. As <strong>of</strong> December 2007, all discipline areas have<br />
at least accredited (and <strong>of</strong>ten trialled) capstone project units, and a year-long study <strong>of</strong> student<br />
perspectives indicates such units to be popular and effective in terms <strong>of</strong> both disciplinerelated<br />
learning and the development <strong>of</strong> the graduate attributes and generic skills. Based on<br />
2007 Student Feedback on Units Survey data (Sections 3.6 & 4.9), mean student satisfaction<br />
with project units (4.8) is greater than for units generally (4.6).<br />
Cooperative education<br />
Cooperative education at <strong>Swinburne</strong> combines learning in the classroom with learning on the<br />
job, and the workplace provides an ‘authentic’ learning environment. Eligible students put<br />
their academic knowledge into action through relevant (and usually paid) work experience<br />
in business and community settings, then bring the skills and insights acquired back to<br />
the classroom to inform their future study. Thus, cooperative education programs establish<br />
and sustain relationships between the <strong>University</strong>, employers and students, and contribute<br />
significantly to the Pr<strong>of</strong>essional Learning Model and the outcomes sought by stakeholders.<br />
The Cooperative Education Office within the Higher Education Divisional Office is responsible<br />
for the strategic management <strong>of</strong> cooperative education. The former was established in 2006,<br />
replacing the former Office <strong>of</strong> Industry Liaison, and given a brief to integrate pr<strong>of</strong>essional<br />
placements more firmly into the curriculum. Operational management rests with the faculties,<br />
and faculty representatives meet regularly as part <strong>of</strong> the <strong>University</strong>’s Cooperative Education<br />
Network and Cooperative Education Coordination Committee. Largely as a result <strong>of</strong> this<br />
activity, the <strong>University</strong> currently has three main approaches to cooperative education:<br />
w industry-based learning (IBL), the subject <strong>of</strong> a commendation in <strong>Swinburne</strong>’s cycle 1 audit,<br />
which sees undergraduates undertaking a full-time paid placement in industry for six or<br />
12 months in a relevant discipline area<br />
w industry placement (IP), wherein Design students work in industry 4 days/week with<br />
1 day/week <strong>of</strong> supported learning in the <strong>University</strong>’s studios<br />
w a Bachelor <strong>of</strong> Information <strong>Technology</strong> (BIT) program wherein scholarship students<br />
undertake two industry placements over their three years <strong>of</strong> study
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 43<br />
The IBL program is the largest <strong>of</strong> these schemes. With a history at <strong>Swinburne</strong> <strong>of</strong> more than 40<br />
years, it has high participation levels – particularly in engineering and IT (Table 4.5). This was<br />
boosted further in 2006 through the introduction <strong>of</strong> sponsored IBL scholarships. In all, 129 IBL<br />
scholarships were <strong>of</strong>fered in 2006, and 90 in 2007.<br />
Table 4.5 – Work experience in industry, 2004 – 2007 1<br />
Selected fields <strong>of</strong> education 1, 2<br />
Students (n) participating in work experience in industry<br />
2004 2005 2006 2007<br />
Architecture & Building 1 - 8 6<br />
Creative Arts 36 48 47<br />
Engineering 246 165 222 188<br />
Health 18 12 15 16<br />
Information <strong>Technology</strong> 145 79 99 104<br />
Management/Commerce 93 88 102 141<br />
Natural/Physical Sciences 18 22 27 22<br />
Society & Culture - 6 2 5<br />
All fields 557 372 523 529<br />
1<br />
Work experience in industry (WEI) is a DEEWR category <strong>of</strong> cooperative education. The data also include Faculty<br />
<strong>of</strong> Design industry placements.<br />
2<br />
Business practice issues following a changed interpretation <strong>of</strong> WEI with the introduction <strong>of</strong> HESA in 2005 led<br />
to under-reported WEI in that year. The real figure was c. 540.<br />
Participating students express great satisfaction with the IBL program (Table 4.6), and GDS<br />
data confirm that participation increases the chances <strong>of</strong> achieving full-time employment postgraduation<br />
(Table 4.7). Thus, there are compelling reasons for expanding IBL and other forms<br />
<strong>of</strong> cooperative education.<br />
Table 4.6 – Host and participant satisfaction with the IBL program, 2004 – 2006<br />
Aspect <strong>of</strong> IBL program Respondent group % satisfied (from survey data)<br />
2004 2005 2006<br />
Overall satisfaction Hosts 96 95 84<br />
Students 94 93 91<br />
Placement process Hosts 86 81 73<br />
Support from <strong>Swinburne</strong><br />
during placement<br />
Students 83 79 76<br />
Hosts 78 71 64<br />
Students 68 63 61<br />
Support from host Students 92 90 88<br />
Pr<strong>of</strong>essional growth Students 99 94 90<br />
Level <strong>of</strong> work Students n/a 84 88<br />
Academic preparation Students n/a 76 73<br />
<strong>Swinburne</strong> supervisor visits Students n/a n/a 67<br />
Job-seeking preparation Students n/a n/a 83
Page 44<br />
Priorities for action<br />
38. Revise assessment policy and<br />
procedure to accord better with<br />
‘real-world’ approaches to learning.<br />
39. Complete a recently-instigated<br />
initiative to identify and disseminate<br />
best-practice in project-based<br />
assessment, drawing on the earlier<br />
review <strong>of</strong> assessment practice to<br />
develop an holistic understanding <strong>of</strong><br />
issues pertaining to the experience<br />
<strong>of</strong> students and academic and<br />
administrative personnel.<br />
40. Use authentic workplace learning<br />
environments to foster and report on<br />
the development <strong>of</strong> generic skills.<br />
41. Develop strategies to encourage<br />
more students to participate in<br />
cooperative education, given the<br />
advantage it conveys in gaining<br />
employment post-graduation.<br />
42. Improve the level <strong>of</strong> support <strong>of</strong>fered<br />
by <strong>Swinburne</strong> to hosts and students<br />
during IBL placements, and explore<br />
and address reasons for the recent<br />
decline in host satisfaction with the<br />
scheme.<br />
Table 4.7 – Employment rates for <strong>Swinburne</strong> graduates, 2004 – 2007, from GDS data<br />
yeAr<br />
IBL participants<br />
% graduates in full-time employment (<strong>of</strong> those<br />
available)<br />
Non-IBL participants<br />
% graduates in full-time employment (<strong>of</strong> those<br />
available)<br />
2004 94.8 74.8<br />
2005 92.9 77.1<br />
2006 100.0 79.0<br />
2007 80.0 78.7<br />
Although the IBL program attracts academic credit, this credit does not feed into<br />
undergraduate degrees. Rather, participants receive an acknowledgement <strong>of</strong> participation on<br />
their graduation transcript. However, the <strong>University</strong> is committed to developing new models <strong>of</strong><br />
academic credit-bearing placement more strongly aligned to the curriculum in an attempt to:<br />
w increase academic rigour and involvement<br />
w improve the student learning experience<br />
w optimise student uptake<br />
To achieve this, <strong>Swinburne</strong> Pr<strong>of</strong>essional Learning is implementing a <strong>University</strong>-wide project<br />
called Integrating Pr<strong>of</strong>essional Placements into the Curriculum. This initiative builds on the IBL<br />
model to develop and coordinate a wider range <strong>of</strong> curriculum-aligned pr<strong>of</strong>essional placement<br />
opportunities. For example, in the future students will be able to undertake a placement while<br />
achieving credit towards their principal degree. This is not entirely new – programs such<br />
as the Bachelor <strong>of</strong> Information <strong>Technology</strong> and the Faculty <strong>of</strong> Design’s Industry Placement<br />
scheme already attract credit.
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 45<br />
4.6 Pathways to further study<br />
Further full-time study rates are highest at <strong>Swinburne</strong> for the Society & Culture and Natural/<br />
Physical Sciences fields <strong>of</strong> education – consistently above the national average in the case <strong>of</strong><br />
the former. Overall, however, relatively few <strong>Swinburne</strong> graduates, in comparison with those<br />
from other Australian universities, proceed to further study (Table 4.8).<br />
Table 4.8 – % undergraduates in further full-time study for <strong>Swinburne</strong> other Australian<br />
universities (All), by field <strong>of</strong> education, 2004 – 2007<br />
brOAd fIeLd<br />
Of edUCATIOn<br />
2004 2005 2006 2007<br />
<strong>Swinburne</strong> All <strong>Swinburne</strong> All <strong>Swinburne</strong> All <strong>Swinburne</strong><br />
Creative Arts 25.0 30.6 22.3 28.6 18.0 27.9 20.0<br />
Engineering 14.7 18.6 9.5 13.3 15.9 12.3 10.9<br />
Health 15.0 13.1 0.0 13.5 9.1 11.3 0.0<br />
IT 15.8 25.3 11.9 21.7 20.3 19.5 19.7<br />
Management/Commerce 9.5 18.3 9.0 18.3 11.6 16.4 10.5<br />
Nat/Physical Sciences 45.2 51.2 30.2 50.8 36.0 48.4 22.2<br />
Society & Culture 36.0 30.5 35.0 31.1 35.1 31.7 25.8<br />
All undergraduates 18.9 24.1 15.8 23.3 18.5 22.0 15.4<br />
Developing effective and engaging undergraduate pathways to research is critical to<br />
<strong>Swinburne</strong>’s growing research pr<strong>of</strong>ile and strong pr<strong>of</strong>essional focus for graduates. However,<br />
enticing undergraduates into higher degree candidature is challenging when many <strong>of</strong> the most<br />
capable local students undertake industry placements during their undergraduate programs.<br />
The placements lengthen the undergraduate study period and frequently result in attractive job<br />
<strong>of</strong>fers from placement employers – and both factors militate against attracting able students<br />
to undertake further study on relatively low levels <strong>of</strong> scholarship support.<br />
For this reason, various strategies are under consideration to provide more effective pathways<br />
to research for <strong>Swinburne</strong> undergraduates. These include both curriculum design and<br />
pedagogical approaches such as:<br />
w developing and promoting rigorous and engaging Honours year additions to three-year<br />
degrees, and <strong>of</strong>fering research options within four-year engineering degrees<br />
w <strong>of</strong>fering accelerated pathways through undergraduate studies to highly capable<br />
undergraduates, to allow completion <strong>of</strong> Honours in a compressed timeframe<br />
w capitalizing on synergies between industry placement and industry-focused research<br />
opportunities to <strong>of</strong>fer Honours by industry-based research<br />
w <strong>of</strong>fering research experiences and research methods development to capable<br />
undergraduates<br />
w adopting enquiry-based teaching methods which model research techniques, and/or<br />
approaches that integrate research issues and outcomes into undergraduate curricula<br />
w achieving greater alignment between undergraduate curricula and the <strong>University</strong>’s priority<br />
research areas<br />
Priorities for action<br />
43. Evaluate options, including<br />
discipline- and faculty-specific<br />
options, for improved pathways to<br />
further study.
Page 46<br />
Further sources<br />
Pathways Direct<br />
www.swin.edu.au/hed/<br />
direct/#pathways<br />
4.7 Intersectoral articulation<br />
Of Australian universities, <strong>Swinburne</strong> has consistently had, as a percentage <strong>of</strong> the<br />
commencing undergraduate cohort, the highest level <strong>of</strong> TAFE – Higher Education articulation<br />
(Table 4.9).<br />
Table 4.9 – TAFE articulants as a percentage <strong>of</strong> the domestic commencing undergraduate cohort<br />
at Australian universities, 2004 – 2007 (top 10 universities) 1<br />
UnIverSITy 2004 2005 2006 2007<br />
<strong>Swinburne</strong> 22.1 25.8 25.5 27.1<br />
<strong>University</strong> <strong>of</strong> Western Sydney 21.7 22.4 20.7 n/a<br />
RMIT 19.8 20.6 20.2 n/a<br />
ACU 12.4 4.0 14.4 n/a<br />
Charles Sturt <strong>University</strong> 13.6 15.2 14.0 n/a<br />
Edith Cowan <strong>University</strong> 14.0 14.8 13.7 n/a<br />
<strong>University</strong> <strong>of</strong> Canberra 12.1 10.3 12.9 n/a<br />
Deakin <strong>University</strong> 14.1 11.9 11.9 n/a<br />
Murdoch <strong>University</strong> 13.1 14.8 11.5 n/a<br />
VU 15.2 14.4 9.8 n/a<br />
1 DEST data for 2004 – 2006; ‘un<strong>of</strong>ficial’ preliminary figures for <strong>Swinburne</strong> in 2007.<br />
In most years, close to half <strong>of</strong> the articulants commencing undergraduate degree programs<br />
come from <strong>Swinburne</strong>’s TAFE Division, <strong>of</strong>ten via Pathways Direct entry arrangements with<br />
advanced standing (Figure 4.4). Through Pathways Direct, <strong>Swinburne</strong> TAFE students are<br />
<strong>of</strong>fered places in various degree programs without having to apply through Victorian Tertiary<br />
Admissions Centre (VTAC), and the credit transfer they receive allows them to complete an<br />
undergraduate degree relatively quickly. The scheme is open to students in the final year <strong>of</strong><br />
TAFE study (usually in diploma or advanced diploma programs) and selection is based on<br />
academic achievement.
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 47<br />
Headcount<br />
900<br />
800<br />
700<br />
600<br />
500<br />
400<br />
300<br />
200<br />
100<br />
0<br />
Figure 4.4 – TAFE articulants in the commencing undergraduate cohort at <strong>Swinburne</strong>,<br />
2004 – 2007<br />
In percentage terms, the level <strong>of</strong> articulation within <strong>Swinburne</strong> has been stable over recent<br />
years. Articulation between the TAFE School <strong>of</strong> Business and the Faculty <strong>of</strong> Business &<br />
Enterprise accounts for more than a third <strong>of</strong> the total (Table 4.10).<br />
Table 4.10 – Students (n) articulating from TAFE to Higher Education at <strong>Swinburne</strong>, 2004 to 2005,<br />
2005 to 2006 and 2006 to 2007, by School and Faculty<br />
TAFE School<br />
2004 2005 2006 2007<br />
Business &<br />
Enterprise<br />
Design<br />
Engineering<br />
& Industrial<br />
Sciences<br />
Higher Education Faculty<br />
Information &<br />
Communication<br />
<strong>Technology</strong><br />
Life & Social<br />
Sciences<br />
Other TAFE<br />
<strong>Swinburne</strong> TAFE<br />
Higher Education<br />
at Lilydale<br />
Arts, Hospitality & Sciences 6 176 4 20 52 23 281<br />
Business 427 - 1 7 44 159 638<br />
Engineering 1 27 23 65 40 6 162<br />
Social Sciences 8 4 3 - 50 7 72<br />
Other 5 1 5 6 - 4 21<br />
Total 447 208 36 98 186 199 1,174<br />
Total
Page 48<br />
Generally, articulants from <strong>Swinburne</strong> TAFE programs progress about as well as entrants from<br />
year 12 (Table 4.11), which is remarkable considering that the Tertiary Entrance Score <strong>of</strong> TAFE<br />
students is typically 30 points below that <strong>of</strong> year 12 entrants. The grade point averages <strong>of</strong><br />
TAFE articulants are below those <strong>of</strong> year 12 entrants, although only by 2 – 3% in recent years<br />
(Table 4.12).<br />
Table 4.11 – Progression rates for <strong>Swinburne</strong> TAFE articulants and year 12 entrants, 2004 – 2007<br />
yeAr<br />
2004 intake<br />
2005 intake<br />
2006 intake<br />
2007 intake<br />
Mean progression<br />
TAFE Year 12<br />
2004 0.84 0.83<br />
2005 0.84 0.85<br />
2006 0.89 0.90<br />
2007 0.84 0.92<br />
2005 0.79 0.81<br />
2006 0.86 0.84<br />
2007 0.88 0.91<br />
2006 0.82 0.81<br />
2007 0.90 0.85<br />
2007 0.80 0.83<br />
Table 4.12 – Grade point averages (GPAs) for <strong>Swinburne</strong> TAFE articulants and year 12 entrants,<br />
2004 – 2007<br />
yeAr<br />
Mean GPA<br />
TAFE Year 12<br />
2004 58.0 63.7<br />
2005 56.4 63.8<br />
2006 62.9 63.8<br />
2007 62.1 64.0
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 49<br />
Attrition for <strong>Swinburne</strong> TAFE articulants is invariably lower than that <strong>of</strong> students with a<br />
different basis <strong>of</strong> admission, including those from other TAFE providers (Figure 4.5).<br />
Attrition rates<br />
Figure 4.5 – Attrition rate by basis <strong>of</strong> admission, 2004 – 2006<br />
Each year, more than 200 Higher Education students also capitalise on the <strong>University</strong>’s<br />
‘intersectoral advantage’ by undertaking complementary TAFE studies. For example, in 2007 c.<br />
260 students commenced <strong>Swinburne</strong> TAFE programs having been enrolled in Higher Education<br />
programs at <strong>Swinburne</strong> the previous year (Figure 4.6). In some cases, their TAFE studies were<br />
concurrent with Higher Education studies, but in others the articulation to TAFE was postcompletion<br />
or after partial completion <strong>of</strong> a Higher Education program. Typical examples that fit<br />
well with the Pr<strong>of</strong>essional Learning Model are engineering students picking up knowledge and<br />
skills in metallurgy and/or metal fabrication, and Ph D students acquiring knowledge and skills<br />
in small business management.<br />
Headcount<br />
22<br />
20<br />
18<br />
16<br />
14<br />
12<br />
10<br />
280<br />
260<br />
240<br />
220<br />
200<br />
2004 2005 2006<br />
2004 2005 2006 2007<br />
Figure 4.6 – Higher Education to TAFE articulation at <strong>Swinburne</strong>, 2004 – 2007<br />
<strong>Swinburne</strong> TAFE articulants<br />
Other TAFE articulants<br />
Year 12<br />
Other<br />
All <strong>Swinburne</strong><br />
Priorities for action<br />
44. Clarify the role <strong>of</strong> the <strong>University</strong>’s<br />
Intersectoral Advisory Committee<br />
– this Committee was established<br />
as a standing committee <strong>of</strong> the<br />
<strong>University</strong> Executive with a brief to<br />
support intersectoral activity, but a<br />
review <strong>of</strong> its activity is timely.
Page 50<br />
4.8 Infrastructure<br />
During 2003 – 2007, the <strong>University</strong> invested $125M to enhance the built environment at its<br />
Melbourne campuses and, in accordance with the 2008 – 2012 Capital Management Plan, a<br />
further $250M will be spent on construction and refurbishment over the next 5 years. This<br />
work is aligned to the <strong>Swinburne</strong> in 2015 vision, and much <strong>of</strong> it will complement recent<br />
developments in supporting implementation <strong>of</strong> the Pr<strong>of</strong>essional Learning Model (Table 4.13).<br />
In this latter respect, the aim is to increase the provision <strong>of</strong> flexible learning spaces, facilities,<br />
equipment, accessible information resources and ICT services to allow learners to study at<br />
their own time, pace and place.<br />
Table 4.13 – A selection <strong>of</strong> recent infrastructure developments at <strong>Swinburne</strong> in support <strong>of</strong> flexible delivery and the Pr<strong>of</strong>essional Learning Model<br />
LeAd COrPOrATe UnIT(S) ServICe<br />
Information <strong>Technology</strong> Services Provision <strong>of</strong> full wireless coverage at all Melbourne campuses, with data transmission capability <strong>of</strong> 54<br />
megabits/second.<br />
Information Resources<br />
Information <strong>Technology</strong> Services<br />
Establishment <strong>of</strong> open access computer environments in libraries at Hawthorn (232 PCs, including 150 in a<br />
‘Late-Lab’ with 24/7 access; 34 wireless laptops for loan), Lilydale (94 PCs; 2 iMacs; 20 wireless laptops for<br />
loan) and Prahran (56 PCs; 3 iMacs; 8 wireless laptops for loan).<br />
Facilities & Services Refurbishment <strong>of</strong> the BA, EN, EW and AR buildings at Hawthorn, with greatly increased provision <strong>of</strong> flexible<br />
learning spaces including syndicate and meeting rooms with appropriate facilities and equipment.<br />
Facilities & Services<br />
Information Resources<br />
Refurbishment <strong>of</strong> the Library at Hawthorn, with $4M spent to provide open plan work areas, bookable<br />
syndicate rooms and Late-Lab access to 150 PCs on two floors.<br />
Facilities & Services Construction <strong>of</strong> a large atrium connecting the Library with the BA building at Hawthorn, creating an open<br />
environment for student collaboration, network access and social activity.<br />
<strong>Swinburne</strong> Pr<strong>of</strong>essional Learning<br />
Information <strong>Technology</strong> Services<br />
<strong>Swinburne</strong> Pr<strong>of</strong>essional Learning<br />
Information <strong>Technology</strong> Services<br />
Provision <strong>of</strong> the Blackboard online learning management system for all current units (with the exception <strong>of</strong><br />
some postgraduate support units with few enrolments), with at least a unit outline provided, together with<br />
communication facilities such as discussion, chat and email, and <strong>of</strong>ten full learning guides, lecture notes,<br />
Powerpoint slides, assessment facilities and so forth.<br />
Introduction <strong>of</strong> the Lectopia automated lecture recording system to record lectures and any material<br />
projected through classroom data projection systems – recordings are available to students in streaming<br />
video online, video downloads and podcasts to PC’s and portable devices such as iPods, 3G phones, PDAs,<br />
and other MP3 players.<br />
Information <strong>Technology</strong> Services Upgrade <strong>of</strong> nine lecture theatres in 2007 with audio-visual and computing consoles, as part <strong>of</strong> an ongoing<br />
upgrade <strong>of</strong> all lecture theatres.<br />
Information Resources More flexible Library opening hours at all campuses, tailored to suit the needs <strong>of</strong> student cohorts, with online<br />
reserve materials available to all students via their OPAX password.<br />
Information Resources Expansion <strong>of</strong> the Electronic Book Library collection, with the addition in 2007 <strong>of</strong> >50,000 titles in full text<br />
online.<br />
Information Resources Establishment <strong>of</strong> unit <strong>of</strong> study liaison and reference services through the Library, correlated directly to<br />
program <strong>of</strong>ferings, and telephone, SMS and email query services.<br />
Information Resources Pilot implementation <strong>of</strong> the Library Rover scheme, which sees students employed and trained to provide<br />
frontline ‘roving’ support to students.<br />
Information Resources Contextualised Library training, integrated into the curriculum and mapped to the <strong>University</strong>’s graduate<br />
attributes, and podcasts on the use <strong>of</strong> Library resources.<br />
Information Resources Implementation <strong>of</strong> Supersearch – a federated search engine that searches multiple database simultaneously<br />
– and Ezyproxy authentication s<strong>of</strong>tware that provides access to resources both on- and <strong>of</strong>f-campus.
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 51<br />
Priorities for action<br />
45. Increase the space available for capstone project work – this will largely be addressed at<br />
Hawthorn through: 1) the establishment in 2008 <strong>of</strong> the ‘Hawthorn Project Hub’, which will have<br />
c. 35 meeting rooms and extensive communal space with access to technology such as wifi,<br />
laptops and digital projectors for teams undertaking capstone projects; and 2) completion in<br />
2010 <strong>of</strong> the 20,000m 2 Burwood Road Advanced <strong>Technology</strong> Building at Hawthorn, with many<br />
flexible learning spaces and informal collaboration areas, and an in-built capacity to cater for<br />
future shifts in approaches to delivery.<br />
46. Extend Library opening hours and strengthen the collection in support <strong>of</strong> Careers in the Curriculum.<br />
47. Upgrade to Blackboard v 7.0 to improve communication interfaces and enhance e-portfolio facilities,<br />
and subsequently to v 8.0 to enhance the ‘gradebook’ student assessment area by providing drag and<br />
drop capabilities and provision for self-assessment and peer-assessment.<br />
48. Install further data projection units or update units in classrooms, and install additional Lectopia<br />
automated video recording units in a further 15 rooms during 2008 – Lectopia is currently available<br />
in 26 teaching venues, and its popularity is evidenced by > 75,000 hits in 2007.<br />
49. Implement SafeAssign anti-plagiarism s<strong>of</strong>tware on an upgraded version <strong>of</strong> Blackboard in 2008 –<br />
funding is earmarked for this purpose, and the implementation <strong>of</strong> SafeAssign follows a revision<br />
<strong>of</strong> the <strong>University</strong>’s plagiarism policy and the development <strong>of</strong> an Avoiding Plagiarism website with<br />
resources to support new approaches to educating staff and students about the associated issues.<br />
Further sources<br />
Avoiding plagiarism<br />
www.swinburne.edu.au/ltas/<br />
plagiarism/
Page 52<br />
4.9 Summary <strong>of</strong> outcomes<br />
The Pr<strong>of</strong>essional Learning Model should improve outcomes for a range <strong>of</strong> stakeholders –<br />
particularly undergraduate students and graduates – and this should be reflected in all <strong>of</strong> the<br />
main performance indicators. The <strong>University</strong>’s performance with respect to most <strong>of</strong> these has<br />
been consistently strong, but there is scope for improvement.<br />
Progression<br />
Progression rates at <strong>Swinburne</strong> have been reasonably stable in recent years for most fields <strong>of</strong><br />
study, and comparable to national rates (Table 4.14).<br />
Table 4.14 – Undergraduate progression rate for selected broad fields <strong>of</strong> education at <strong>Swinburne</strong><br />
and for all Australian universities (All), 2004 – 2007<br />
brOAd fIeLd<br />
Of edUCATIOn<br />
2004 2005 2006 2007<br />
<strong>Swinburne</strong> All <strong>Swinburne</strong> All <strong>Swinburne</strong> All <strong>Swinburne</strong><br />
Creative Arts 92.9 90.9 91.7 90.6 92.8 90.5 91.9<br />
Engineering 86.3 85.6 85.0 85.6 84.3 86.1 85.2<br />
IT 81.9 79.1 79.8 79.3 80.9 79.8 79.8<br />
Management/<br />
Commerce<br />
Nat/Physical<br />
Sciences<br />
87.0 84.4 85.8 84.0 85.3 84.0 84.7<br />
89.0 86.7 87.3 86.6 88.0 86.5 88.5<br />
Society & Culture 86.9 87.2 84.3 86.8 84.8 86.8 84.5<br />
All 86.9 86.9 85.7 86.7 86.1 86.9 85.9<br />
Attrition<br />
Overall, attrition at <strong>Swinburne</strong> for students commencing bachelor level degrees has declined in<br />
recent years, with the increase in 2005 an artefact <strong>of</strong> understated completions data for some<br />
<strong>of</strong>fshore programs (Table 4.15).<br />
Table 4.15 – % attrition at <strong>Swinburne</strong>, 2004 – 2006, for students commencing undergraduate<br />
programs in selected broad fields <strong>of</strong> education, with comparative data for all Australian<br />
universities<br />
brOAd fIeLd<br />
Of edUCATIOn<br />
2004 2005 2006<br />
Creative Arts 10.6 9.4 9.1<br />
Engineering 15.1 20.1 18.4<br />
IT 18.1 21.3 13.8<br />
Management/Commerce 15.3 18.9 14.8<br />
Natural/Physical Sciences 26.0 20.2 22.2<br />
Society & Culture 28.4 23.6 25.8<br />
All <strong>Swinburne</strong> 16.8 18.5 15.7<br />
All Australian universities 17.4 17.3 n/a
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 53<br />
Student satisfaction<br />
Student satisfaction with units and teaching is high, with no significant difference between<br />
broad fields <strong>of</strong> education (Table 4.16). A decline in mean scores between semester 1 2006 and<br />
semester 1 2007 may relate to the shift from paper-based to online surveying (Section 3.6).<br />
Table 4.16 – Mean scores on major satisfaction items on the <strong>Swinburne</strong> SFU Survey for selected<br />
fields <strong>of</strong> education, semester 1 2006 and semester 1 2007<br />
brOAd fIeLd<br />
Of edUCATIOn<br />
Satisfaction<br />
with unit 1<br />
Semester 1 2006 Semester 1 2007<br />
Satisfaction<br />
with teaching 1<br />
Satisfaction<br />
with unit<br />
Satisfaction<br />
with teaching<br />
Creative Arts 4.8 4.9 4.5 4.6<br />
Engineering 4.7 4.7 4.6 4.7<br />
Information <strong>Technology</strong> 4.8 4.9 4.5 4.6<br />
Management/Commerce 4.7 4.9 4.6 4.5<br />
Natural/Physical Sciences 4.7 5.0 4.5 4.5<br />
Society & Culture 4.8 5.0 4.7 4.8<br />
All fields 4.7 4.9 4.6 4.6<br />
1 Student satisfaction at unit level is assessed via a Student Feedback on Units Survey. Two survey questions ask<br />
students to respond to statements regarding their overall satisfaction with the unit concerned, and their overall<br />
satisfaction with the teaching <strong>of</strong> that unit – using 6-point Likert scales from ‘strongly agree’ to ‘strongly disagree’.<br />
Means are calculated for each item where ‘strongly agree’ = 6 and ‘strongly disagree’ = 1. Valid responses = 12,900<br />
(2006) and 13,639 (2007).
Page 54<br />
% good Teaching Scale<br />
graduate satisfaction<br />
Graduates consistently rate the <strong>University</strong> highly on the CEQ good teaching scale, with mean<br />
scores on this scale above the national mean every year. Scores at <strong>Swinburne</strong> have generally<br />
been greatest for Society & Culture and Creative Arts, and lower for Engineering and IT (Figure<br />
4.7). This reflects the situation nationally, but at <strong>Swinburne</strong> the trend is to improvement for<br />
both Engineering and IT (Figure 4.7).<br />
70<br />
60<br />
50<br />
40<br />
30<br />
20<br />
Creative Arts engineering Information<br />
<strong>Technology</strong><br />
management<br />
and Commerce<br />
Society and<br />
Culture<br />
2004 58.6 40.9 42.3 58.7 62.1 52.8<br />
2005 58.5 47.2 49.9 53.4 60.8 53.7<br />
2006 61.8 46.6 49.5 50.8 59.7 52.8<br />
2007 60.9 47.3 50.7 52.8 68.1 55.3<br />
2004–2006 national average 53.1 38.0 41.5 41.0 54.2 46.9<br />
Figure 4.7 – CEQ ‘good teaching’ scale performance by field <strong>of</strong> education at <strong>Swinburne</strong>,<br />
2004 – 2007, with the national mean for 2004 – 2006 for each field<br />
All fi elds
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 55<br />
As for the other CEQ-derived measures, <strong>Swinburne</strong> graduates consistently rate the <strong>University</strong><br />
more highly in terms <strong>of</strong> ‘overall satisfaction’ than do graduates <strong>of</strong> most other Australian<br />
universities. <strong>Swinburne</strong>’s mean score on this single CEQ item has been consistently c. 15%<br />
above the national mean (Figure 4.8).<br />
% Overall Satisfaction<br />
90<br />
80<br />
70<br />
60<br />
50<br />
40<br />
Creative Arts engineering Information<br />
<strong>Technology</strong><br />
management<br />
and Commerce<br />
Society and<br />
Culture<br />
All fi elds<br />
74.4 70.2 72.9 85.2 84.9 78.6 2004<br />
77.0 81.6 74.4 83.8 82.4 79.4 2005<br />
82.3 76.8 78.3 80.7 81.4 79.7 2006<br />
79.2 72.7 81.2 79.8 89.6 79.6 2007<br />
64.9 65.5 61.3 68.5 74.9 68.8 2004–2006 national average<br />
Figure 4.8 – CEQ ‘overall satisfaction’ measure by field <strong>of</strong> education at <strong>Swinburne</strong>,<br />
2004 – 2007, with the national mean for 2004 – 2006 for each field
Page 56<br />
employment outcomes<br />
Based on Graduate Destination Survey (GDS) data, full-time employment for graduates<br />
<strong>of</strong> <strong>Swinburne</strong>’s undergraduate programs has historically been somewhat below national<br />
averages, and this has been a major motivation underpinning the development <strong>of</strong> the<br />
Pr<strong>of</strong>essional Learning Model (Table 4.17).<br />
Table 4.17 – % full-time undergraduate employment for selected broad fields <strong>of</strong> education, for<br />
<strong>Swinburne</strong> and for all Australian universities (All), 2004 – 2007<br />
brOAd fIeLd<br />
Of edUCATIOn<br />
2004 2005 2006 2007<br />
<strong>Swinburne</strong> All <strong>Swinburne</strong> All <strong>Swinburne</strong> All <strong>Swinburne</strong><br />
Creative Arts 61.7 59.2 72.5 63.1 70.3 65.5 66.7<br />
Engineering 75.9 83.6 79.1 85.5 86.0 87.6 79.7<br />
IT 68.8 67.1 68.1 68.5 76.1 75.5 80.2<br />
Management/<br />
Commerce<br />
Nat/Physical<br />
Sciences<br />
78.4 80.3 79.1 80.1 76.5 80.9 75.5<br />
65.0 70.3 81.3 74.4 64.0 76.9 76.9<br />
Society & Culture 71.9 80.5 68.4 80.7 68.2 79.5 80.6<br />
All fields 73.6 79.4 76.1 80.0 76.8 81.3 75.9<br />
LTPf performance<br />
Performance under the Commonwealth Government’s Learning & Teaching Performance<br />
Fund (LTPF) scheme is based on various measures for which data are gathered through<br />
the GDS and CEQ (for graduate employment, further study and satisfaction), combined with<br />
measures <strong>of</strong> progression and attrition derived from <strong>of</strong>ficial DEEWR data. In 2006, the scheme<br />
involved a ‘whole-<strong>of</strong>-university’ approach, but for 2007 and 2008 it became discipline-based.<br />
Regardless <strong>of</strong> this and other changes, <strong>Swinburne</strong> has performed consistently well, receiving<br />
significant funds each year to support initiatives aimed at improving performance in learning<br />
and teaching (Tables 4.18 – 4.20).
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 57<br />
Table 4.18 – <strong>University</strong> ratings in the 2006 LTPF round (top 10 universities)<br />
LTPf<br />
rATIng<br />
PrOvIder<br />
LTPf<br />
rATIng<br />
1 <strong>University</strong> <strong>of</strong> Wollongong 6 ANU<br />
2 Australian Maritime College 7 UNE<br />
PrOvIder<br />
3 <strong>University</strong> <strong>of</strong> Melbourne 8 <strong>University</strong> <strong>of</strong> Canberra<br />
4 <strong>Swinburne</strong> 9 <strong>University</strong> <strong>of</strong> Ballarat<br />
5 <strong>University</strong> <strong>of</strong> Queensland 10 <strong>University</strong> <strong>of</strong> Sydney<br />
Table 4.19 – <strong>University</strong> ratings in the 2007 LTPF round (Bands A1, A2 and B)<br />
dISCIPLIne grOUP 1<br />
SCIenCe, COmPUTIng,<br />
engIneerIng, eTC.<br />
band A1<br />
Murdoch <strong>University</strong><br />
ANU<br />
UNE<br />
UWA<br />
<strong>University</strong> <strong>of</strong> Tasmania<br />
UTS<br />
<strong>University</strong> <strong>of</strong> Wollongong<br />
band A2<br />
<strong>University</strong> <strong>of</strong> Melbourne<br />
UNSW<br />
<strong>University</strong> <strong>of</strong> Queensland<br />
band b<br />
Charles Sturt <strong>University</strong><br />
James Cook <strong>University</strong><br />
Macquarie <strong>University</strong><br />
SCU<br />
<strong>Swinburne</strong><br />
<strong>University</strong> <strong>of</strong> Adelaide<br />
<strong>University</strong> <strong>of</strong> Newcastle<br />
<strong>University</strong> <strong>of</strong> Sydney<br />
<strong>University</strong> <strong>of</strong> Ballarat<br />
dISCIPLIne grOUP 2<br />
bUSIneSS, LAw & eCOnOmICS<br />
band A1<br />
<strong>Swinburne</strong><br />
ANU<br />
<strong>University</strong> <strong>of</strong> Melbourne<br />
UNSW<br />
UTS<br />
<strong>University</strong> <strong>of</strong> Wollongong<br />
band A2<br />
<strong>University</strong> <strong>of</strong> Queensland<br />
<strong>University</strong> <strong>of</strong> Sydney<br />
UWA<br />
<strong>University</strong> <strong>of</strong> Canberra<br />
band b<br />
ACU<br />
Curtin <strong>University</strong><br />
Deakin <strong>University</strong><br />
Griffith <strong>University</strong><br />
Macquarie <strong>University</strong><br />
Monash <strong>University</strong><br />
Murdoch <strong>University</strong><br />
SCU<br />
<strong>University</strong> <strong>of</strong> Tasmania<br />
USC<br />
dISCIPLIne grOUP 3<br />
hUmAnITIeS, ArTS & edUCATIOn<br />
band A1<br />
Macquarie <strong>University</strong><br />
Murdoch <strong>University</strong><br />
ANU<br />
<strong>University</strong> <strong>of</strong> Queensland<br />
<strong>University</strong> <strong>of</strong> Sydney<br />
<strong>University</strong> <strong>of</strong> Wollongong<br />
band A2<br />
La Trobe <strong>University</strong><br />
Monash <strong>University</strong><br />
<strong>Swinburne</strong><br />
Flinders <strong>University</strong><br />
<strong>University</strong> <strong>of</strong> Melbourne<br />
UNSW<br />
<strong>University</strong> <strong>of</strong> Ballarat<br />
VU<br />
band b<br />
ACU<br />
Charles Sturt <strong>University</strong><br />
Curtin <strong>University</strong><br />
RMIT<br />
UNE<br />
UWA<br />
<strong>University</strong> <strong>of</strong> Canberra<br />
UTS
Page 58<br />
Table 4.20 – <strong>University</strong> ratings in the 2008 LTPF round (Bands A1 and A2)<br />
dISCIPLIne grOUP 1<br />
SCIenCe, COmPUTIng,<br />
engIneerIng, eTC.<br />
band A1<br />
ANU<br />
UNE<br />
UNSW<br />
<strong>University</strong> <strong>of</strong> Tasmania<br />
UTS<br />
<strong>University</strong> <strong>of</strong> Wollongong<br />
band A2<br />
Edith Cowan <strong>University</strong><br />
Monash <strong>University</strong><br />
SCU<br />
<strong>Swinburne</strong><br />
<strong>University</strong> <strong>of</strong> Melbourne<br />
<strong>University</strong> <strong>of</strong> Sydney<br />
UWA<br />
dISCIPLIne grOUP 2<br />
bUSIneSS, LAw & eCOnOmICS<br />
band A1<br />
ANU<br />
<strong>University</strong> <strong>of</strong> Melbourne<br />
UNSW<br />
<strong>University</strong> <strong>of</strong> Canberra<br />
UTS<br />
<strong>University</strong> <strong>of</strong> Wollongong<br />
band A2<br />
Monash <strong>University</strong><br />
Murdoch <strong>University</strong><br />
SCU<br />
<strong>Swinburne</strong><br />
<strong>University</strong> <strong>of</strong> Sydney<br />
UWA<br />
<strong>University</strong> <strong>of</strong> Tasmania<br />
USC<br />
dISCIPLIne grOUP 3<br />
hUmAnITIeS, ArTS & edUCATIOn<br />
band A1<br />
ANU<br />
UNSW<br />
<strong>University</strong> <strong>of</strong> Sydney<br />
UWA<br />
UTS<br />
<strong>University</strong> <strong>of</strong> Wollongong<br />
band A2<br />
Monash <strong>University</strong><br />
<strong>Swinburne</strong><br />
<strong>University</strong> <strong>of</strong> Melbourne<br />
<strong>University</strong> <strong>of</strong> Ballarat<br />
USC
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 59<br />
5. Internationalisation<br />
5.1 Introduction<br />
Internationalisation has long been one <strong>of</strong> the <strong>University</strong>’s strategic themes, and Statement <strong>of</strong><br />
Direction 2015 sees <strong>Swinburne</strong> staff, students and alumni as ‘international in outlook’. The<br />
2008–10 <strong>University</strong> Plan expands on this – for <strong>Swinburne</strong>, internationalisation means ‘…<br />
integrating international, intercultural and global dimensions into the <strong>University</strong>’s mission,<br />
programs, delivery models, research, community service, and the general staff and student<br />
experience’.<br />
At one level, the <strong>University</strong>’s internationalisation agenda translates to increasing provision <strong>of</strong><br />
education, training and research services for international students, clients and partners <strong>of</strong><br />
various kinds – onshore and <strong>of</strong>fshore. This has important implications for student recruitment<br />
strategy and operations, the establishment and operation <strong>of</strong> branch campuses, transnational<br />
education (TNE) partnerships and research collaboration.<br />
At another level, there are broad internationalisation objectives around the notion that all<br />
<strong>Swinburne</strong> students are, in a sense, international students. Increasingly, they proceed to<br />
employment and further study in a ‘borderless’ context. Such levels <strong>of</strong> current and prospective<br />
mobility have ramifications for the structure, content and delivery <strong>of</strong> the <strong>University</strong>’s<br />
undergraduate and postgraduate programs. They underpin, for example, <strong>Swinburne</strong>’s desire<br />
to internationalise curriculum, promote cross-cultural engagement in learning, establish TNE<br />
partnerships, and expand international mobility options.<br />
These considerations apply also in respect <strong>of</strong> <strong>Swinburne</strong> staff. They, too, operate in a global<br />
environment, and the <strong>University</strong>’s objectives in relation to recruitment, research collaboration,<br />
internationalisation <strong>of</strong> the curriculum, cross-cultural engagement, international partnerships and<br />
mobility programs are as applicable for staff as they are for students. They are objectives that<br />
demand a shared vision <strong>of</strong> <strong>Swinburne</strong> as a truly international university, and shared objectives,<br />
targets and responsibilities as per <strong>Swinburne</strong> in 2015 and the 2008–10 <strong>University</strong> Plan.
Page 60<br />
5.2 Managing internationalisation<br />
The <strong>University</strong> established the position <strong>of</strong> PVC International, late in 2004, as the senior<br />
operative <strong>of</strong> what became known as the International Division. This was partly in response<br />
to quality and compliance concerns reflected in a raft <strong>of</strong> cycle 1 AUQA audit findings<br />
(Recommendations 13 – 18), partly a recognition that the <strong>University</strong> lacked a transnational<br />
quality framework (and strategy to develop TNE programs and <strong>of</strong>fshore pathways), and partly<br />
in response to a 24% decline that year in international enrolments onshore. The primary<br />
responsibilities <strong>of</strong> the International Division were to:<br />
w lead the <strong>University</strong>’s international marketing and student recruitment effort, with a focus<br />
on attracting international students to study TAFE and Higher Education programs onshore,<br />
and provide some <strong>of</strong> the associated administrative and support services<br />
w ensure compliance with the Education Services for Overseas Students Act (ESOS Act),<br />
the National Code <strong>of</strong> Practice for Registration Authorities and Providers <strong>of</strong> Education and<br />
Training to Overseas Students (the National Code), and the AVCC Provision <strong>of</strong> Education to<br />
International Students Code <strong>of</strong> Practice and Guidelines for Australian Universities (Section<br />
5.3)<br />
w expand TNE arrangements, and develop comprehensive QA arrangements for them<br />
w establish and manage international study centres<br />
w expand and manage the <strong>University</strong>’s international mobility programs<br />
These objectives have largely been achieved, although the work continues. In addition to<br />
the consultative development and dissemination <strong>of</strong> a more clearly defined strategy for the<br />
<strong>University</strong>’s internationalisation activity, specific International Division initiatives during 2005 –<br />
2006 included:<br />
w establishing <strong>Swinburne</strong> College, within the TAFE Division, to manage onshore pathways<br />
programs and the <strong>University</strong>’s English Language Centre, and to coordinate provision <strong>of</strong><br />
<strong>of</strong>fshore 2+2 programs (Section 5.5)<br />
w adopting a channel management approach for international student recruitment, including<br />
e-marketing initiatives and agent management strategies (Section 5.3)<br />
w outsourcing enquiry management for international students, together with implementing<br />
a new applicant management system – the Online Application System for International<br />
Students (OASIS) (Section 5.3)<br />
w developing and implementing QA arrangements for TNE partnerships (Section 5.5)<br />
w instituting a wider range <strong>of</strong> mobility programs (Section 5.7)<br />
w actively participating in compliance audits (Sections 5.2, 5.3 & 5.5)<br />
w formulating increasingly reliable projections for international student enrolments and<br />
revenue
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 61<br />
In January 2007, the Division merged with the former Corporate Marketing and Alumni<br />
& Development units <strong>of</strong> the former Student Affairs Group to create the International &<br />
Development Division. The expanded Division assumed responsibility for domestic marketing<br />
and recruitment, and for the <strong>University</strong>’s alumni and development activity, in addition to its<br />
international responsibilities (Figure 5.1).<br />
Director,<br />
<strong>Swinburne</strong><br />
International<br />
and National<br />
Recruitment<br />
Jeffrey Smart<br />
Secretariat<br />
Executive Officer, Sue Fujino<br />
Executive Assistant, Vanessa Griggs<br />
Associate<br />
Director, Offshore<br />
Recruitment<br />
Ben McKenzie<br />
Associate Director,<br />
Business Services<br />
Dianne Ruddell<br />
Associate<br />
Director, National<br />
Recruitment<br />
Janelle Hansen<br />
Director,<br />
International<br />
Study Centres<br />
Louise Goold<br />
PVC<br />
(International and Development)<br />
Stephen Connelly<br />
Director,<br />
Marketing<br />
Services<br />
Dorothy Albrecht<br />
Associate Director,<br />
Brand and<br />
Communications<br />
(Acting)<br />
Tanya Lyon<br />
Associate<br />
Director, Business<br />
Intelligence<br />
Tanya Lyon<br />
Director,<br />
Commercial<br />
Services (Acting)<br />
Robert Halim<br />
Associate Director,<br />
Finance<br />
Robert Halim<br />
Director,<br />
International<br />
Partnerships<br />
and Quality<br />
Jim Garton<br />
Associate Director,<br />
Compliance and<br />
Quality<br />
Emma Lincoln<br />
Associate Director,<br />
International<br />
Partnerships<br />
and TNE<br />
Tanya Loh<br />
Projects<br />
Centenary Manager, Marisa Furno<br />
Project Manager, Linda Sprott<br />
Director,<br />
Alumni and<br />
Development<br />
Bruce McDonald<br />
Associate Director,<br />
Development<br />
Phillip Honeywood<br />
Figure 5.1 – Structure <strong>of</strong> <strong>Swinburne</strong>’s International & Development Division<br />
The Higher Education Division, through the faculties, is responsible for the academic experience<br />
<strong>of</strong> international students (Sections 5.3 – 5.5). The Academic Board provides an oversight <strong>of</strong><br />
academic quality (Section 3.3). At faculty level an Associate Dean (International) collaborates with<br />
the Dean, faculty colleagues and International & Development Division personnel to:<br />
w develop the faculty’s international strategy, identifying opportunities to grow onshore<br />
student numbers and expand <strong>of</strong>fshore project activity<br />
w develop and implement strategy to increase international student mobility for the faculty<br />
w manage the faculty’s international operations, onshore and <strong>of</strong>fshore<br />
w act as the project leader for selected <strong>of</strong>fshore projects<br />
w plan, implement, monitor and adapt QA processes for the faculty’s onshore and <strong>of</strong>fshore<br />
delivery to international cohorts<br />
In addition to the roles played by the Higher Education and International & Development<br />
Divisions, various corporate service areas have responsibility for managing important aspects<br />
<strong>of</strong> <strong>Swinburne</strong>’s activity in internationalisation. These include Student Services, Facilities &<br />
Services, Information <strong>Technology</strong> Services and Information Services (Section 5.3). As noted<br />
earlier, the TAFE Division’s <strong>Swinburne</strong> College coordinates provision <strong>of</strong> <strong>of</strong>fshore 2+2 programs<br />
and manages onshore pathways programs and the English Language Centre (Section 5.5).<br />
Priorities for action<br />
50. Embed and broaden a<br />
common understanding <strong>of</strong><br />
internationalisation across the<br />
<strong>University</strong>, building on success in<br />
international student recruitment<br />
(Section 5.3) and outbound mobility<br />
programs (Section 5.6).
Page 62<br />
5.3 International students studying onshore<br />
Student load<br />
In accordance with the <strong>University</strong>’s strategic directions and targets, recent growth in onshore<br />
international undergraduate and postgraduate load has been strong (Table 5.1). By 2006,<br />
international students constituted 20.8% <strong>of</strong> the undergraduate student load (by EFTSL) at<br />
<strong>Swinburne</strong>, and 53.4% <strong>of</strong> the postgraduate student load. Corresponding national figures for<br />
2006 were 15.4% and 38.2%.<br />
Table 5.1 – Onshore international student load (EFTSL), by broad field <strong>of</strong> education, 2004 – 2007<br />
2004 2005 2006 2007<br />
Undergraduate<br />
Architecture/Building 22.6 35.6 65.5 71.3<br />
Creative Arts 322.4 334.8 417.0 378.8<br />
Engineering 344.8 278.3 321.9 342.4<br />
Health 4.5 3.9 2.4 1.8<br />
IT 468.9 306.6 339.1 392.0<br />
Management/Commerce 526.2 635.0 686.7 775.6<br />
Natural/Physical Sciences 9.8 11.3 8.9 20.8<br />
Society & Culture 20.4 26.1 29.8 27.6<br />
Total <strong>Swinburne</strong> 1,719.5 1631.5 1871.2 2010.1<br />
% load, <strong>Swinburne</strong> 22.4 20.2 20.8 20.6<br />
% load, all universities<br />
Postgraduate<br />
15.6 15.3 15.4 n/a<br />
Architecture/Building 2.0 11.5 19.5 17.4<br />
Creative Arts 51.6 45.6 49.3 71.0<br />
Engineering 388.0 317.4 294.9 427.9<br />
Health 1.0 3.4 1.7 0.0<br />
IT 255.9 195.9 263.3 433.3<br />
Management/Commerce 316.0 365.4 518.5 548.9<br />
Natural/Physical Sciences 57.5 58.9 62.8 148.6<br />
Society & Culture 6.1 32.3 108.1 13.5<br />
Total 1,078.1 1,030.3 1,318.0 1,660.5<br />
% load, <strong>Swinburne</strong> 44.3 44.8 53.4 56.2<br />
% load, all universities 34.8 36.2 38.2 n/a
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 63<br />
By country <strong>of</strong> residence at enrolment, the greatest contributions to growth in the onshore<br />
international student population during 2004 – 2007 have come from India and China –<br />
up 103.1% and 91.9%, respectively (Figure 5.2).<br />
Enrolments (n)<br />
1400<br />
1200<br />
1000<br />
800<br />
600<br />
400<br />
200<br />
0<br />
China Hong Kong India Indonesia Malaysia Pakistan Singapore Sri Lanka Taiwan Thailand USA Vietnam<br />
Figure 5.2 – International student enrolments (onshore) by country <strong>of</strong> ‘permanent residence’, 2004 – 2007<br />
The <strong>University</strong> has set itself a target <strong>of</strong> doubling the international student population by 2015,<br />
and the intention is that international partnership programs will provide additional pipelines to<br />
onshore programs. Thus, the strategy is for a judicious expansion <strong>of</strong> the partnership network,<br />
and an increase in students choosing a <strong>Swinburne</strong> international partnership study pathway.<br />
2004<br />
2005<br />
2006<br />
2007
Page 64<br />
non-academic experience <strong>of</strong> international students studying onshore<br />
Current and projected growth in the number and diversity <strong>of</strong> international students<br />
undertaking <strong>Swinburne</strong> programs onshore poses challenges for service provision. The aim is<br />
to maintain seamless provision <strong>of</strong> a suite <strong>of</strong> interrelated services through Higher Education,<br />
International & Development, <strong>Swinburne</strong> College and TAFE International (both within the<br />
TAFE Division) and corporate service areas including Student Operations, Student Services,<br />
Information <strong>Technology</strong> Services, Facilities & Services and Information Services (Table 5.2).<br />
Collectively, these services ensure that international students receive tailored, timely and<br />
culturally-appropriate advice, advocacy and referral.<br />
Table 5.2 – ‘Non-academic’ services provided for international students onshore<br />
ServICe AreA PrInCIPAL ServICe PrOvIder<br />
Recruitment, admissions, arrival registration, orientation, student<br />
support and counseling.<br />
ESOS compliant, culturally-appropriate orientation for international<br />
students studying onshore.<br />
Promotion <strong>of</strong> awareness, throughout the <strong>University</strong>, <strong>of</strong>: 1) the<br />
special needs <strong>of</strong> international students; 2) the implications for<br />
students <strong>of</strong> the ESOS Act and student visa requirements; and 3)<br />
the international student fee and enrolment policy which outlines<br />
requirements specific to international students.<br />
International & Development<br />
International & Development<br />
International & Development<br />
Returning home services. International & Development<br />
Central administration systems and services including timetabling,<br />
results release, examination services, re-enrolment services,<br />
operation <strong>of</strong> a student contact centre, and management <strong>of</strong> a range<br />
<strong>of</strong> relevant policies and procedures.<br />
Finance, accommodation, health and well-being, student<br />
development and counselling, careers and employment, and equity<br />
and disability support services.<br />
Enrolment, administration <strong>of</strong> student progress (including a range <strong>of</strong><br />
monitoring services), ‘informal’ support services, and management<br />
<strong>of</strong> academic programs.<br />
Student Operations<br />
Student Services<br />
Faculties<br />
Recreation services, clubs and societies, and advocacy. <strong>Swinburne</strong> Student Amenities<br />
Association<br />
Information services and resources (principally via the Library). Information Resources<br />
ICT services Information <strong>Technology</strong> Services
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 65<br />
In 2004, the <strong>University</strong> undertook a comprehensive review <strong>of</strong> services provided to international<br />
students studying onshore. This resulted in the formation <strong>of</strong> <strong>Swinburne</strong> International, within<br />
the International Division, and immediate changes in service provision including:<br />
w a shift from a ‘process focus’ to treating recruitment agents and international students<br />
as ‘customers’<br />
w reducing international contact points from five to two, with regional teams responsible<br />
for managing the student cycle from initial contact through to acceptance <strong>of</strong> a <strong>Swinburne</strong><br />
place, and the Student Life team (within International & Development) managing processes<br />
thereafter including enrolment, orientation, ESOS-compliant support and departure<br />
w electronic enquiry management and admissions systems – accessible both by<br />
International & Development and faculty personnel and including electronic copies <strong>of</strong> all<br />
relevant documentation (such as IELTS documentation, transcripts and letters <strong>of</strong> <strong>of</strong>fer)<br />
w substantial revision <strong>of</strong> business processes to minimize bureaucracy from the<br />
customer perspective<br />
More recent improvements have included:<br />
w development <strong>of</strong> a comprehensive approach to managing agents, detailed in the Policy &<br />
Procedure for the Appointment, Management, Review and Termination <strong>of</strong> International<br />
Student Recruitment Agents – the <strong>University</strong> now monitors student satisfaction with<br />
agents via an online commencement survey (Table 5.3)<br />
w redevelopment <strong>of</strong> CourseFinder to provide prospective international students with a clear<br />
‘doorway’ to CRICOS-registered program information<br />
w adoption <strong>of</strong> a revised ‘late arrivals’ policy, which has led to improved management <strong>of</strong> the<br />
cohort concerned<br />
w development <strong>of</strong> a structured orientation program for all commencing international students<br />
Table 5.3 – International student satisfaction with agent services for semester 1 (S1) and<br />
semester 2 (S2) 2007, based on 5-point Likert scale items from <strong>Swinburne</strong>’s Commencing<br />
Student Survey<br />
COmmenCIng STUdenT<br />
SUrvey ITem<br />
My agent gave me accurate<br />
information about <strong>Swinburne</strong><br />
programs.<br />
My agent provided friendly and<br />
helpful service.<br />
My agent provided fast and<br />
efficient service.<br />
Disagree or<br />
strongly disagree<br />
% respondents<br />
Neither agree<br />
nor disagree<br />
Agree or<br />
strongly agree<br />
S1 S2 S1 S2 S1 S2<br />
18.9 20.4 26.4 19.9 55.3 59.6<br />
10.1 13.5 29.8 16.5 69.1 71.1<br />
17.6 15.9 19.5 20.5 62.9 63.6<br />
Further sources<br />
CourseFinder<br />
http://courses.swinburne.edu.au/
Page 66<br />
Priorities for action<br />
51. Obtain ISO 9001 quality certification<br />
for International & Development,<br />
to ensure that business processes<br />
are documented and reviewed in a<br />
structured manner.<br />
52. Implement recommendations from<br />
the current review <strong>of</strong> Student Life<br />
and its service provision.<br />
53. Monitor aspects <strong>of</strong> the ‘nonacademic’<br />
international student<br />
experience more effectively – while<br />
the ‘New Student Satisfaction<br />
Survey’ measures satisfaction<br />
with the pre-arrival to enrolment<br />
period and is used to improve web<br />
resources, application processes,<br />
orientation and registration, the<br />
survey strategy for continuing<br />
international students needs to be<br />
refined and systematised.<br />
54. Develop and implement processes<br />
to allow the international student<br />
experience at <strong>Swinburne</strong> to be<br />
benchmarked against national and<br />
international data – the review <strong>of</strong><br />
Student Life is considering ways to<br />
establish an international student<br />
experience benchmark, informed by<br />
the 2007 AEI International Student<br />
Survey.<br />
55. Provide careers and employment<br />
information more effectively for<br />
international students, and greater<br />
assistance to help them find<br />
appropriate work.<br />
56. Work, systematically, on strategies<br />
to promote and facilitate<br />
engagement between international<br />
and Australian students.<br />
57. Provide relevant ESOS compliance<br />
information to all sessional staff<br />
members, and all new national<br />
student recruitment personnel.<br />
58. Implement a structured program<br />
level internal audit <strong>of</strong> ESOS<br />
compliance.<br />
eSOS compliance<br />
As a provider <strong>of</strong> education services to international students in Australia, the <strong>University</strong><br />
complies with the Education Services for Overseas Students Act (ESOS Act). Strategic<br />
compliance with the ESOS code is managed by the International Partnerships & Quality Unit in<br />
the International & Development Division, while operational compliance is the responsibility <strong>of</strong><br />
the faculties.<br />
The ESOS Act was revised by the Australian Government in July 2007, necessitating a<br />
substantial revision <strong>of</strong> <strong>Swinburne</strong>’s policies and business practices. To prepare for the<br />
transition, an ESOS Advisory Committee was established with academic and administrative<br />
staff from all faculties and representatives from corporate areas. The Committee is a forum for<br />
resolving compliance issues and sharing practices, informed by the <strong>University</strong>’s participation<br />
in the inter-university ESOS network that operates under the auspices <strong>of</strong> the Victorian<br />
International Directors’ Committee.<br />
Recently, <strong>Swinburne</strong>’s enrolment scope for international students was increased by the<br />
Australian Government from 5,000 to 7,000. This increase was based on a successful desktop<br />
compliance audit.
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 67<br />
Academic experience <strong>of</strong> international students studying onshore<br />
Because Melbourne is multi-cultural, and because this is reflected in undergraduate and<br />
postgraduate domestic student cohorts at any time, the divide between international and<br />
domestic students at <strong>Swinburne</strong> is less than clear-cut. The pluralistic nature <strong>of</strong> domestic cohorts<br />
has led to the evolution <strong>of</strong> teaching strategies well-suited to cultural diversity. Moreover, the<br />
technical nature <strong>of</strong> the <strong>University</strong>’s program pr<strong>of</strong>ile means that the linguistic deficits <strong>of</strong> some<br />
international students are less problematic than at some other Australian universities.<br />
International students come to <strong>Swinburne</strong> via various pathways, and those not meeting the<br />
requisite English language standard (IELTS 5.5 for TAFE programs, IELTS 6.0 for undergraduate<br />
programs and IELTS 6.5 for postgraduate programs) work to improve their fluency in reading,<br />
writing, listening and speaking through the <strong>University</strong>’s English Language Centre (ELC) within<br />
<strong>Swinburne</strong> College. After (at least) the specified period <strong>of</strong> full-time ELC study – 10 weeks for<br />
every 0.5 below the requisite IELTS score – each <strong>of</strong> the students concerned is re-assessed.<br />
The results provide a basis for recommending entry to a program at a particular level, or for<br />
further English language study prior to another assessment.<br />
TAFE International provides ongoing language support for international students on a needs<br />
basis. This is particularly important for undergraduates in the context <strong>of</strong> the group project<br />
work and other experiential learning that characterises <strong>Swinburne</strong>’s Pr<strong>of</strong>essional Learning<br />
Model, and it is also fundamental to successful postgraduate study.<br />
Outcome measures<br />
Performance data confirm that the academic experience <strong>of</strong> international students studying<br />
onshore at <strong>Swinburne</strong> is broadly comparable to that <strong>of</strong> local students. For example:<br />
w progression rates for international students at <strong>Swinburne</strong> are 3 – 5% below those <strong>of</strong><br />
domestic students, and very similar to those <strong>of</strong> other Australian universities (Table 5.4)<br />
w attrition rates for international students studying onshore at <strong>Swinburne</strong> are invariably<br />
well below those <strong>of</strong> domestic students (Table 5.5), and lower than the Australian average<br />
(17.4% – 18.6%) for international students studying onshore in every year since 2001 for<br />
which data are available<br />
w grade point averages for international students studying onshore with <strong>Swinburne</strong> are only<br />
c. 5% below those <strong>of</strong> domestic students (Table 5.6)<br />
w there is little difference between international and domestic students in their satisfaction<br />
with units (Table 5.7), teaching (Table 5.8) or programs (Table 5.9).
Page 68<br />
Table 5.4 – % progression <strong>of</strong> international (Int’l) and domestic (Dom) students studying onshore<br />
at <strong>Swinburne</strong>, with comparative data for international students at other Australian universities<br />
(All), for selected broad fields <strong>of</strong> education, 2004 – 2007<br />
brOAd fIeLd<br />
Of edUCATIOn<br />
% progression<br />
2004 2005 2006 2007<br />
<strong>Swinburne</strong> All <strong>Swinburne</strong> All <strong>Swinburne</strong> All <strong>Swinburne</strong><br />
Dom Int’l Int’l Dom Int’l Int’l Dom Int’l Int’l Dom Int’l<br />
Creative Arts 94.0 92.1 91.3 92.5 90.1 90.5 92.3 83.7 90.9 91.8 92.9<br />
Engineering 86.6 88.0 88.6 84.4 86.1 88.7 83.4 81.9 88.2 86.4 83.6<br />
IT 82.7 81.9 82.5 80.0 80.6 82.7 82.4 79.0 84.0 84.8 77.1<br />
Management/<br />
Commerce<br />
90.1 86.8 85.1 88.2 85.0 83.2 86.9 84.1 83.3 88.0 82.8<br />
Natural/Physical<br />
Sciences<br />
87.4 86.2 90.0 87.2 84.9 90.2 83.6 82.9 90.0 89.4 86.3<br />
Society &<br />
Culture<br />
88.8 78.3 89.1 87.0 81.5 89.4 84.2 92.6 89.6 86.8 94.9<br />
All fields 88.4 86.4 86.5 86.9 85.1 85.7 86.0 83.4 86.1 88.0 83.9<br />
Table 5.5 – % attrition <strong>of</strong> international (Int’l) and domestic (Dom) undergraduates studying<br />
onshore at <strong>Swinburne</strong>, with c omparative data for international students at other Australian<br />
universities (All), for selected broad fields <strong>of</strong> education, 2004 – 2006<br />
brOAd fIeLd<br />
Of edUCATIOn<br />
% attrition<br />
2004 2005 1 2006<br />
<strong>Swinburne</strong> <strong>Swinburne</strong> <strong>Swinburne</strong><br />
Dom Int’l Dom Int’l Dom Int’l<br />
Creative Arts 12.8 7.4 10.2 7.5 10.9 6.1<br />
Engineering 16.7 8.3 17.8 3.7 22.6 11.8<br />
IT 21.3 14.2 23.0 11.8 17.7 11.2<br />
Management/<br />
Commerce<br />
Natural/Physical<br />
Sciences<br />
17.0 10.2 19.7 12.7 16.5 12.6<br />
25.0 50.0 20.2 20.0 22.9 0.0<br />
Society & Culture 29.1 0.0 24.5 0.0 26.4 12.5<br />
Total 19.2 10.1 18.8 9.8 18.6 11.1
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 69<br />
Table 5.6 – Grade point averages (GPAs) for international and domestic students studying<br />
onshore at <strong>Swinburne</strong>, 2004 – 2007<br />
yeAr<br />
Mean GPA<br />
Domestic International<br />
2004 67.7 64.6<br />
2005 67.0 64.0<br />
2006 66.9 63.5<br />
2007 67.1 62.8<br />
Table 5.7 – Mean satisfaction with units for international (Int’l) and domestic (Dom)<br />
undergraduates studying onshore at <strong>Swinburne</strong>, for selected broad fields <strong>of</strong> education,<br />
2006 – 2007<br />
brOAd fIeLd<br />
Of edUCATIOn<br />
Mean satisfaction with unit 1<br />
2006 2007<br />
Semester 1 Semester 2 Semester 1 Semester 2<br />
Dom Int’l Dom Int’l Dom Int’l Dom Int’l<br />
Creative Arts 4.8 4.7 4.7 4.6 4.7 4.6 4.5 4.6<br />
Engineering 4.6 4.8 4.6 4.7 4.5 4.7 4.5 4.7<br />
IT 4.8 4.7 4.6 4.8 4.4 4.7 4.4 4.8<br />
Management/<br />
Commerce<br />
Natural/Physical<br />
Sciences<br />
4.7 4.8 4.6 4.8 4.5 4.7 4.6 4.6<br />
4.7 4.7 4.7 4.9 4.4 4.7 4.7 5.0<br />
Society & Culture 4.8 5.0 4.9 4.9 4.7 4.7 4.8 4.8<br />
Overall 4.7 4.8 4.7 4.7 4.5 4.7 4.6 4.7<br />
1<br />
Based on a single 6-point Likert scale item (1 = Strongly Disagree to 6 = Strongly Agree) on the <strong>University</strong>’s Student<br />
Feedback on Units Survey.
Page 70<br />
Priorities for action<br />
59. Implement a project to track<br />
the academic performance <strong>of</strong><br />
international students and establish<br />
mechanisms to support all students<br />
to develop their communication<br />
skills through discipline-specific<br />
initiatives.<br />
60. Collaborate with other Australian<br />
universities to benchmark the<br />
employment and further study<br />
outcomes <strong>of</strong> onshore international<br />
students.<br />
Table 5.8 – Mean satisfaction with teaching for international (Int’l) and domestic (Dom)<br />
undergraduates studying onshore at <strong>Swinburne</strong>, for selected broad fields <strong>of</strong> education,<br />
2006 – 2007<br />
brOAd fIeLd<br />
Of edUCATIOn<br />
Mean satisfaction with teaching 1<br />
2006 2007<br />
Semester 1 Semester 2 Semester 1 Semester 2<br />
Dom Int’l Dom Int’l Dom Int’l Dom Int’l<br />
Creative Arts 5.0 4.7 4.9 4.8 4.6 4.7 4.8 4.5<br />
Engineering 4.7 4.9 4.7 4.9 4.6 4.7 4.5 4.7<br />
IT 4.9 4.8 4.7 4.9 4.4 4.7 4.4 4.8<br />
Management/<br />
Commerce<br />
Natural/Physical<br />
Sciences<br />
4.9 4.9 4.9 4.8 4.5 4.6 4.5 4.6<br />
5.0 5.0 4.9 5.1 4.5 4.7 4.7 5.0<br />
Society & Culture 5.0 5.0 5.0 5.1 4.8 4.8 4.8 4.8<br />
Overall 4.9 4.8 4.8 4.8 4.6 4.7 4.6 4.7<br />
1<br />
Based on a single 6-point Likert scale item (1 = Strongly Disagree to 6 = Strongly Agree) on the <strong>University</strong>’s Student<br />
Feedback on Units Survey.<br />
Table 5.9 – Mean satisfaction with programs, for international (Int’l) and domestic (Dom)<br />
undergraduates studying onshore at <strong>Swinburne</strong>, for selected broad fields <strong>of</strong> education,<br />
2006 – 2007<br />
brOAd fIeLd<br />
Of edUCATIOn<br />
Recommend<br />
program to others<br />
Recommend<br />
<strong>Swinburne</strong> to others<br />
Mean satisfaction 1<br />
Overall satisfaction<br />
with quality <strong>of</strong><br />
program<br />
Overall satisfaction<br />
with experience<br />
Dom Int’l Dom Int’l Dom Int’l Dom Int’l<br />
Creative Arts 4.1 4.0 4.2 4.1 4.0 4.0 4.2 4.1<br />
Engineering 4.0 4.1 4.2 4.2 3.9 4.0 4.1 4.1<br />
IT 4.1 4.0 4.3 4.2 4.1 4.0 4.2 4.2<br />
Management/<br />
Commerce<br />
Natural/Physical<br />
Sciences<br />
4.0 3.7 4.1 3.8 4.0 3.8 4.1 3.9<br />
4.2 4.3 4.3 4.3 4.2 4.3 4.2 4.2<br />
Society & Culture 4.3 4.8 4.3 4.3 4.2 4.4 4.3 4.4<br />
Overall 4.1 4.0 4.2 4.0 4.0 3.9 4.2 4.0<br />
1<br />
Based on a single 5-point Likert scale item (1 = Strongly Disagree to 5 = Strongly Agree) on the <strong>University</strong>’s<br />
<strong>Swinburne</strong> Experience Survey.
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 71<br />
5.4 <strong>Swinburne</strong>’s Sarawak Branch Campus<br />
Overview<br />
The Sarawak Branch Campus at Kuching was established in 2000 as a key element in the<br />
<strong>University</strong>’s long-term strategy to internationalise its operations and provide students with<br />
international living, learning and working opportunities. A partnership between <strong>Swinburne</strong><br />
and the State Government <strong>of</strong> Sarawak, the Branch Campus is headed by a PVC and Chief<br />
Executive, Sarawak who reports to the DVC Academic in Melbourne and to a local board <strong>of</strong><br />
management as Chief Executive (Figure 5.3).<br />
Human<br />
Resources<br />
Finance &<br />
Administration<br />
Administration<br />
IT & Technical<br />
Services<br />
Facilities &<br />
Services<br />
Student<br />
Administration<br />
Audit and<br />
Compliance<br />
Board <strong>of</strong> Directors<br />
PVC and<br />
Chief Executive<br />
Marketing &<br />
Communication<br />
Executive<br />
Committee<br />
Council<br />
Academic<br />
Board<br />
Pr<strong>of</strong>essional Learning<br />
& Quality Assurance<br />
School <strong>of</strong> Business<br />
School <strong>of</strong> Language<br />
& Foundation<br />
Figure 5.3 – Organisational arrangements for the Sarawak Branch Campus<br />
Academic<br />
Vice-Chancellor<br />
Deputy<br />
Vice-Chancellor<br />
Information Resources<br />
School <strong>of</strong> IT<br />
& Multimedia<br />
School <strong>of</strong> Engineering
Page 72<br />
As a private, government-linked tertiary provider, the Sarawak Branch Campus is constituted<br />
in Malaysia under two acts:<br />
w <strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Sarawak is a body politic established under the<br />
Malaysian Private Higher Educational Institutions Act 1996, and its constitution states<br />
that “… the governing authority <strong>of</strong> <strong>Swinburne</strong> Sarawak shall be the <strong>Swinburne</strong> Sarawak<br />
Council”. The Council deals with social and political functions such as, for example,<br />
appointing the Chief Executive, the Director Academic and the Director Administration;<br />
conferring awards; the receipt <strong>of</strong> Academic Board reports, and so forth.<br />
w <strong>Swinburne</strong> Sarawak Sdn Bhd is a body corporate established under the Malaysian<br />
Companies Act 1965 for the purpose <strong>of</strong> administering <strong>Swinburne</strong> Sarawak, and the legal<br />
entity that enters into necessary arrangements. The Constitution states that “…<strong>Swinburne</strong><br />
Sarawak Council (is) established by the Company…”. This company (<strong>Swinburne</strong> Sarawak<br />
Sdn Bhd) is the legal entity dealing with, for example, contracts and all manner <strong>of</strong> legal<br />
issues, including record-keeping.<br />
A third instrument, the Joint Venture Agreement for the Delivery <strong>of</strong> Academic Programmes<br />
and the Conduct <strong>of</strong> <strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> (Sarawak Campus), governs the<br />
relationship between <strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> and the Branch Campus. The<br />
Branch Campus is licensed by the Malaysian Ministry <strong>of</strong> Higher Education to deliver programs<br />
accredited and quality assured by the <strong>University</strong>.<br />
The Deputy Chancellor, Vice-Chancellor, Deputy Vice-Chancellor Academic, PVC International<br />
& Development and PVC Sarawak have all held positions on the Council and Boards <strong>of</strong> the<br />
Branch Campus. The Vice-Chancellor also chairs a Sarawak Reference Group, constituted <strong>of</strong><br />
senior personnel in Melbourne, to monitor all issues relating to the Branch Campus.<br />
The Sarawak Branch Campus <strong>of</strong>fers vocationally-oriented undergraduate degrees in<br />
engineering, business, IT and multimedia, together with postgraduate research programs at<br />
PhD and masters levels in these disciplines. Other programs available include diplomas in<br />
business and information systems and electronic engineering, which articulate into degrees.<br />
Additionally, foundation programs in business/IT and engineering/science are <strong>of</strong>fered, together<br />
with English pr<strong>of</strong>iciency programs, to assist student passage to Higher Education.<br />
As <strong>of</strong> January 2008, the student population at Sarawak (including full-time foundation studies<br />
students) is c. 2,020 and it will grow to c. 2,700 by August. The pr<strong>of</strong>ile in engineering, IT and<br />
business complements the pr<strong>of</strong>ile at <strong>Swinburne</strong>’s Hawthorn campus (Table 5.10).
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 73<br />
Table 5.10 – Student headcount at Sarawak, by broad field <strong>of</strong> education, 2004 – 2007 1<br />
broad field <strong>of</strong> education 2004 2005 2006 2007<br />
Engineering 197 267 367 507<br />
IT 74 78 131 129<br />
Management/Commerce 187 277 511 654<br />
Total 458 622 1,009 1,290<br />
1<br />
Excludes Foundation Studies and Preparatory English students. Figures for 2004 – 06 are for the full year; the<br />
figure for 2007 is as reported to DEST as at 31 August 2007.<br />
It is an important goal at Sarawak to build the number <strong>of</strong> enrolled Bumiputra (Malay and<br />
indigenous) students, and there has been steady growth from 229 in Semester 1 2004 to<br />
314 in Semester 2 2007 across all <strong>of</strong> the programs <strong>of</strong>fered, including foundation programs.<br />
Within the Bumiputra cohort, the Malay, Melanau, Iban and Bidayuh groups each account<br />
presently for more than 50 enrolments. International enrolments also contribute to the<br />
diversity <strong>of</strong> the student body – the 282 international students enrolled in Semester 2 2007<br />
represented 14.1% <strong>of</strong> the total load. They come from 31 countries outside Malaysia including<br />
Indonesia (80 students), China (32), Sri Lanka (22) and Kenya (20).<br />
Late in 2005, <strong>Swinburne</strong> Sarawak embarked on a campus development worth c. RM110M<br />
(c. AUD $40M). Included in the development are seven new buildings with many engineering,<br />
science and computer laboratories, and specialist research facilities – there is a developing<br />
research culture at Sarawak with a specific focus on meeting industry needs. Additionally,<br />
the development includes a multi-storey car park, two blocks <strong>of</strong> student residences, a lecture<br />
theatre and a multi-purpose hall for sport & recreation. This development will accommodate<br />
an anticipated doubling <strong>of</strong> enrolments by 2010.<br />
The programs <strong>of</strong>fered at Sarawak are sourced directly from Australia. Degrees are awarded by<br />
the <strong>University</strong>, giving Malaysian and international students at Sarawak the opportunity to obtain<br />
an Australian qualification that is also recognised by local authorities. As well, students can opt to<br />
complete their studies in Melbourne to take advantage <strong>of</strong> the additional majors available.
Page 74<br />
Further sources<br />
Sarawak QA Procedure<br />
http://ppd.swinburne.edu.au/quasys/<br />
<strong>Swinburne</strong><strong>University</strong>Of<strong>Technology</strong><br />
SarawakSUTSAcademicQuality<br />
AssuranceQAPolicyProcedures.htm<br />
QA at Sarawak<br />
In keeping with cycle 1 audit Recommendations 14 and 15, policies, procedures and<br />
operations at Sarawak have become much more closely aligned with those <strong>of</strong> the <strong>University</strong><br />
as a whole in recent years. The academic QA process is described in the Sarawak QA<br />
Procedure. Targeted at units <strong>of</strong> study, the aim is to ensure that new units introduced at<br />
Sarawak quickly reach equivalence with their Melbourne counterparts, and that they maintain<br />
that equivalence thereafter.<br />
Units follow Developmental QA Procedures when: 1) taught for the first time at Sarawak; 2)<br />
taught by a staff member who has not previously taught the unit; 3) the unit involves a finalyear<br />
“capstone” project that provides critical pr<strong>of</strong>essional learning; or 4) where there is an<br />
agreement that the unit warrants close monitoring. For such units, the (Melbourne-based) unit<br />
coordinator must:<br />
w confirm unit details including curriculum details, recommended texts, reading lists, and<br />
the assessment outline and schedule<br />
w provide general academic support, including teaching materials<br />
w make a QA visit to Sarawak, if the unit is being delivered for the first time<br />
w moderate major and final assessments<br />
w check-mark a sample <strong>of</strong> final assessments<br />
All units not assigned ‘developmental’ QA status are subject to less intensive ‘ongoing QA<br />
procedures’. Here, moderation <strong>of</strong> major assessments is not required and reduced academic<br />
support is provided by the unit coordinator. As well, some variation is allowed between<br />
Melbourne and Sarawak at unit level, provided that learning outcomes remain equivalent.<br />
The Director <strong>of</strong> Quality Assurance at Sarawak, a Melbourne-based appointment, manages dayto-day<br />
operation <strong>of</strong> the Sarawak QA process. The role ensures that the QA policy is operating<br />
as intended, maintains the QA website, and resolves or refers operational issues as they arise,<br />
with the support <strong>of</strong> faculty-based program and unit coordinators who manage QA at program<br />
and unit level. Apart from these appointments, other recent QA developments at Sarawak have<br />
included:<br />
w appointment <strong>of</strong> an Education Quality Coordinator to organise and deliver pr<strong>of</strong>essional<br />
development related to teaching and learning – this position is also responsible for<br />
organising peer reviews <strong>of</strong> Sarawak teaching staff and monitoring the outcomes and<br />
follow-up <strong>of</strong> Student Feedback on Unit (SFU) evaluations<br />
w establishment <strong>of</strong> closer working relationships between Melbourne and Sarawak corporate<br />
areas, to facilitate the sharing <strong>of</strong> quality improvement initiatives<br />
w a Sarawak self-review implemented along the lines <strong>of</strong> the unit reviews conducted in<br />
Melbourne (Section 3.8)
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 75<br />
w a 2007 benchmarking project with other Australian universities operating branch<br />
campuses in Malaysia<br />
w formalising the relationship between Sarawak and the <strong>University</strong>’s Academic Board<br />
w alignment <strong>of</strong> Melbourne and Sarawak planning processes<br />
w the progressive adoption <strong>of</strong> similar stakeholder surveys at Melbourne and Sarawak, to<br />
facilitate internal benchmarking<br />
Academic performance indicators for Sarawak<br />
Grade point averages have remained steady at Sarawak during 2004 – 2006 (range = 59.8 –<br />
60.7), c. 5% below grade point averages for Australian-based international students. Overall,<br />
progression rates have risen slowly over the same period, but they remain below those <strong>of</strong><br />
international students studying in Melbourne (Table 5.11).<br />
Student satisfaction with units and teaching are at comparable levels with those <strong>of</strong> international<br />
students studying in Melbourne (Tables 5.12 & 5.13), but satisfaction at program level is lower –<br />
presumably because <strong>of</strong> lesser satisfaction with facilities and services (Table 5.14).<br />
Table 5.11 – % progression for Sarawak students and international (Int’l) students studying<br />
onshore at <strong>Swinburne</strong>, 2004 – 2007<br />
brOAd fIeLd<br />
Of edUCATIOn<br />
% progression<br />
2004 2005 2006<br />
Sarawak Int’l Sarawak Int’l Sarawak Int’l<br />
Engineering 83.8 88.0 84.2 86.1 82.2 81.9<br />
IT 76.4 81.9 81.8 80.6 76.2 79.0<br />
Management/Commerce 72.9 86.8 75.8 85.0 77.1 84.1<br />
Table 5.12 – Mean satisfaction with units for Sarawak undergraduates compared with<br />
international (Int’l) undergraduates studying in Melbourne, for selected broad fields <strong>of</strong><br />
education, 2007<br />
brOAd fIeLd<br />
Of edUCATIOn<br />
Mean satisfaction with unit 1<br />
2007 Semester 1 2007 Semester 2<br />
Sarawak Int’l Sarawak Int’l<br />
Engineering 4.5 4.7 4.7 4.7<br />
IT 4.6 4.7 4.5 4.8<br />
Management/Commerce 4.4 4.7 4.5 4.6<br />
Natural/Physical Sciences 4.5 4.7 4.6 5.0<br />
Society & Culture 4.8 4.7 4.3 4.8<br />
Overall 4.5 4.7 4.6 4.7<br />
1<br />
Based on a single 6-point Likert scale item (1 = Strongly Disagree to 6 = Strongly Agree) on the <strong>University</strong>’s Student<br />
Feedback on Units Survey.
Page 76<br />
Priorities for action<br />
61. Establish a structured approach<br />
to monitor academic performance<br />
indicators at Sarawak, and furnish<br />
regular performance reports to<br />
Academic Board.<br />
62. Improve corporate service provision<br />
at Sarawak, and align it more<br />
closely with service provision in<br />
Melbourne – staff and student<br />
focus groups at Sarawak indicate<br />
some present dissatisfaction with<br />
various services, and relevant<br />
recommendations from a December<br />
2007 review <strong>of</strong> Student Operations<br />
are currently under consideration<br />
for action.<br />
63. Work to establish a research<br />
reputation to position <strong>Swinburne</strong><br />
Sarawak as an Asian ‘university <strong>of</strong><br />
choice’.<br />
64. Support academic staff to<br />
participate more fully in curriculum<br />
development, curriculum<br />
internationalisation (Section 5.8)<br />
and research, capitalising on<br />
the recent rapid maturing <strong>of</strong> the<br />
academic culture at Sarawak.<br />
Table 5.13 – Mean satisfaction with teaching for Sarawak undergraduates compared with<br />
international (Int’l) undergraduates studying in Melbourne, for selected broad fields <strong>of</strong><br />
education, 2007<br />
brOAd fIeLd<br />
Of edUCATIOn<br />
Mean satisfaction with unit 1<br />
2007 Semester 1 2007 Semester 2<br />
Sarawak Int’l Sarawak Int’l<br />
Engineering 4.8 4.7 4.9 4.7<br />
IT 5.0 4.7 4.8 4.8<br />
Management/Commerce 4.7 4.6 4.7 4.6<br />
Natural/Physical Sciences 4.6 4.7 5.0 5.0<br />
Society & Culture 5.1 4.8 4.7 4.8<br />
Overall 4.8 4.7 4.8 4.7<br />
1<br />
Based on a single 6-point Likert scale item (1 = Strongly Disagree to 6 = Strongly Agree) on the <strong>University</strong>’s Student<br />
Feedback on Units Survey.<br />
Table 5.14 – Mean program-level undergraduate satisfaction at Sarawak compared with that <strong>of</strong><br />
international (Int’l) undergraduates studying in Melbourne, for selected broad fields <strong>of</strong> education,<br />
2007<br />
brOAd fIeLd<br />
Of edUCATIOn<br />
Recommend<br />
program to others<br />
Recommend<br />
<strong>Swinburne</strong> to others<br />
Mean satisfaction 1<br />
Overall satisfaction<br />
with quality <strong>of</strong><br />
program<br />
Overall satisfaction<br />
with experience<br />
Sarawak Int’l Sarawak Int’l Sarawak Int’l Sarawak Int’l<br />
Engineering 3.7 4.1 3.7 4.2 3.7 4.0 3.7 4.1<br />
IT 3.5 4.0 3.5 4.2 3.7 4.0 3.6 4.2<br />
Management/<br />
Commerce<br />
3.6 3.7 3.6 3.8 3.7 3.8 3.6 3.9<br />
Overall 3.6 4.0 3.6 4.0 3.7 4.0 3.6 4.0<br />
1<br />
Based on a single 5-point Likert scale item (1 = Strongly Disagree to 5 = Strongly Agree) on the <strong>University</strong>’s<br />
<strong>Swinburne</strong> Experience Survey.
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 77<br />
5.5 Transnational education (TNE) partnerships<br />
Tne strategy and current partnerships<br />
As indicated in <strong>Swinburne</strong> in 2015 and the 2008–10 <strong>University</strong> Plan, <strong>Swinburne</strong> is working to<br />
become a ‘partner <strong>of</strong> choice’ for educational institutions and other organisations around the<br />
world – cooperating in staff and student exchange, joint program delivery and collaborative<br />
research. The formal establishment <strong>of</strong> TNE partnerships is important in this, and <strong>Swinburne</strong><br />
has developed diverse and active links across several countries, with a strategic focus on<br />
China, Vietnam and Malaysia/Singapore.<br />
The intention is to expand the network <strong>of</strong> partner organisations in the coming years, taking<br />
account <strong>of</strong> the respective priorities, strengths and complementarities that prevail for <strong>Swinburne</strong><br />
and the partners, and appropriate due diligence considerations and contractual arrangements.<br />
However, excluding 2+2 programs for which the first two years are delivered <strong>of</strong>fshore by the<br />
TAFE Division (and managed via the TAFE QA system and outside the scope <strong>of</strong> the cycle 2 audit),<br />
<strong>Swinburne</strong> had just six TNE partnerships for program delivery in 2007 (Table 5.15).<br />
Table 5.15 – Summary details for <strong>Swinburne</strong>’s Higher Education TNE programs<br />
OffShOre PArTner PrOgrAm(S) deSCrIPTIOn<br />
City <strong>University</strong> Hong Kong B Design 3rd year <strong>of</strong> program; delivered and<br />
assessed by <strong>Swinburne</strong> staff.<br />
Vocational Training Council,<br />
Hong Kong<br />
Limkokwing <strong>University</strong> College<br />
<strong>of</strong> Creative <strong>Technology</strong>,<br />
Malaysia<br />
Executive Counselling &<br />
Training Academy Singapore<br />
(ECTA)<br />
B Sc (IT) 3rd year <strong>of</strong> program; delivered and<br />
assessed by <strong>Swinburne</strong> staff.<br />
B Design<br />
(Industrial Design)<br />
Grad Cert/Dip/<br />
Masters Soc Sci<br />
Pr<strong>of</strong>essional<br />
Counselling<br />
Vietnam Breweries Limited Grad Dip Bus<br />
Management<br />
National Economics <strong>University</strong><br />
(NEU) Vietnam<br />
Master <strong>of</strong><br />
International<br />
Accounting<br />
3rd year <strong>of</strong> program; delivered and<br />
assessed by Limkokwing staff.<br />
Full program, with no equivalent <strong>of</strong>fered<br />
in Australia; delivered and assessed by<br />
ECTA staff.<br />
Full program <strong>of</strong>fered; delivered and<br />
assessed by <strong>Swinburne</strong> staff. Not active<br />
in 2008.<br />
Full program <strong>of</strong>fered; delivered jointly by<br />
<strong>Swinburne</strong> & NEU staff and assessed by<br />
<strong>Swinburne</strong> staff.<br />
2007<br />
enrOLmenTS<br />
(n)<br />
77<br />
160<br />
13<br />
184<br />
23<br />
145
Page 78<br />
Further sources<br />
SILC Framework<br />
www.swinburne.edu.au/corporate/<br />
spq/auqaportfolio/SILC.<strong>pdf</strong><br />
International Agreements Policy<br />
www.international.swinburne.edu.au/<br />
agreements<br />
Tne quality assurance<br />
A framework for TNE partnerships was developed in 2005, in accordance with<br />
Recommendation 18 in the <strong>University</strong>’s cycle 1 AUQA report and with the assistance <strong>of</strong><br />
Commonwealth funding. In developing the framework, various external standards were<br />
considered – for example, the AVCC Code <strong>of</strong> Practice and Guidelines for Australian Universities<br />
for the Provision <strong>of</strong> Education to Overseas Students. The framework has subsequently been<br />
refined, published internationally, and presented at workshops. Based on the key issues<br />
<strong>of</strong> Strategy, Intellectual Property, Logistics and Customer Service, the SILC Framework is<br />
now the foundation for new TNE approvals and review procedures, as documented in the<br />
<strong>University</strong>’s International Agreements Policy & Procedure (approved in 2007).<br />
Management <strong>of</strong> TNE programs is divided into three stages – initiation, program management<br />
and review. The International Partnerships & Quality Unit in the International & Development<br />
Division has oversight <strong>of</strong> the initiation and review stages. The faculties, primarily through<br />
designated program managers and the Associate Deans International, manage the programs.<br />
The International Agreements Policy & Procedure documents strategic and business case<br />
requirements for initiating a TNE project. Thus, it covers due diligence, government approvals,<br />
market analysis, risk analysis, budgeting, contractual agreements, and contract review<br />
requirements. In addition, an education plan is required that includes:<br />
w staff development arrangements<br />
w QA systems for assessment<br />
w program evaluations<br />
w student feedback processes<br />
All projects must be approved by the faculties to be involved, by other faculties currently<br />
running programs in the same country, and by the DVC Academic, and the education plan<br />
must be approved by Academic Board. Ultimately, the PVC International & Development must<br />
approve documentation before an agreement can be finalised.<br />
International Partnerships & Quality has developed many resources to support TNE programs,<br />
and these are included on a new International Agreements Website to be launched in March<br />
2008. The website provides guidelines for a wide range <strong>of</strong> international agreements, including<br />
TNE programs and articulation arrangements.
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 79<br />
Since 2006, all TNE programs must undergo an evidence-based annual self-review based on<br />
an Annual Review <strong>of</strong> International Partnerships template. Issues covered include marketing<br />
and recruitment, academic procedures, student experience, staffing and QA. In 2007, an<br />
audit <strong>of</strong> the Master <strong>of</strong> International Accounting (MIntA) program in Vietnam was conducted<br />
by International Partnerships & Quality on the basis <strong>of</strong> the annual self-review requirements.<br />
It involved interviews with stakeholders including students and staff from <strong>Swinburne</strong> and the<br />
TNE partner, the National Economics <strong>University</strong> (NEU).<br />
Following annual self-reviews and audits, program coordinators work with International<br />
Partnerships & Quality to prepare action plans to address any issues identified. An annual<br />
report is also prepared, and presented to the <strong>University</strong>’s International Programs Committee<br />
and Academic Board.<br />
Priorities for action<br />
65. Incorporate <strong>of</strong>fshore site visits into<br />
annual reviews <strong>of</strong> international<br />
partnerships, along the lines <strong>of</strong> the<br />
2007 MintA review.<br />
66. Review the impact <strong>of</strong> the<br />
Pr<strong>of</strong>essional Learning Model on TNE<br />
programs, to identify any issues that<br />
may impact on program quality.<br />
67. Articulate performance<br />
requirements and indicators<br />
in TNE contracts, and include<br />
consideration <strong>of</strong> these in ongoing<br />
review <strong>of</strong> performance – currently,<br />
the monitoring <strong>of</strong> academic<br />
performance measures is variable.
Page 80<br />
5.6 Student mobility programs<br />
Mobility programs assist students to develop cross-cultural awareness and ‘industry-ready’<br />
skills in a global context. At <strong>Swinburne</strong>, the Education Abroad Office (EAO) plays a central role<br />
in these programs – facilitating the student exchange program, study abroad program and<br />
<strong>University</strong>-wide study tours, and collaborating with faculties on discipline-specific programs.<br />
The EAO also administers various mobility funding schemes, and fosters relationships with<br />
a network <strong>of</strong> overseas partners. In addition, the faculties maintain a range <strong>of</strong> study tours,<br />
international work placements and <strong>of</strong>fshore research options, and they are responsible for<br />
administration and student support <strong>of</strong> these discipline-specific mobility initiatives.<br />
The International Exchange Program, for which EAO is responsible, has well-established<br />
processes in relation to administration, promotional recruitment and student support,<br />
facilitating recent achievements including:<br />
w a substantial increase in funding for outbound student mobility from $40,700 in 2005<br />
to $223,500 in 2007<br />
w development <strong>of</strong> a web presence including the establishment <strong>of</strong> online communities<br />
through BlackBoard, Facebook and the “<strong>Swinburne</strong> Wanderer” student blog<br />
w the recent establishment <strong>of</strong> an Education Abroad ambassador program, whereby outbound<br />
exchange students represent <strong>Swinburne</strong> for promotional activities at their host universities<br />
w the SwinMates mentor program, wherein inbound exchange students are mentored by<br />
local students – an expansion <strong>of</strong> a program cited as a good practice in the <strong>University</strong>’s<br />
cycle 1 AUQA audit<br />
During 2004 – 2007, outbound mobility on international exchange programs increased by<br />
6.7% (Table 5.16). In the same period, inbound exchange numbers increased by 38.2%<br />
(Table 5.17).
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 81<br />
Table 5.16 – Participation in outbound mobility programs, 2004 – 2007<br />
TyPe Of mObILITy<br />
Number <strong>of</strong> participating students<br />
2004 2005 2006 2007<br />
International Exchange Program 1 89 68 86 95<br />
Work placement 8 16 39 26<br />
Overseas research unknown 34 55 53<br />
Independent Study Abroad/Other unknown unknown 2 3<br />
STUdy TOUrS, by fACULTy<br />
Business & Enterprise:<br />
Treviso Study Program, Italy 44 did not run 36 did not run<br />
Asia Pacific Rim Business Study Tour 5 9 13 14<br />
European Union Study Tour<br />
Design:<br />
10 11 21 11<br />
Germany Study Tour<br />
Engineering & Industrial Sciences:<br />
19 15 13 20<br />
Aviation study tour, various countries<br />
Lilydale:<br />
- 16 did not run 9<br />
International Business Study Tour<br />
Education Abroad Office:<br />
9 14 14 9<br />
ElectivesPlus@Sarawak - - - 12<br />
Sarawak Study Tour - 8 - -<br />
Global Tech Leaders Symposium - 9 10 did not run<br />
Future Leaders Program, China - - - 17<br />
Total participation (study tours) 87 82 107 92<br />
1 Number <strong>of</strong> places available in the International Exchange Program: 2004 = 93; 2005 = 73; 2006 = 87; 2007 = 101.<br />
Table 5.17 – Participation in inbound mobility programs, 2004 – 2007<br />
TyPe Of mObILITy<br />
Number <strong>of</strong> participating students 1<br />
2004 2005 2006 2007<br />
International Exchange Program 76 104 131 105<br />
International Study Abroad Program 63 81 65 71<br />
1<br />
Participant data for other types <strong>of</strong> inbound mobility are unavailable, including for work placement, research and<br />
study tours.
Page 82<br />
Priorities for action<br />
68. Centralise data collation to track<br />
student mobility.<br />
69. Develop a policy framework for<br />
mobility programs, consolidating<br />
current policies and developing<br />
consistent practices across all<br />
program types.<br />
70. Establish systems to monitor the<br />
impact <strong>of</strong> mobility programs on<br />
the academic performance and<br />
employment outcomes <strong>of</strong> students.<br />
Student satisfaction with <strong>Swinburne</strong>’s outbound mobility programs is high (Table 5.18).<br />
Participants report improved networking abilities, independence and capacity for intercultural<br />
communication, and that their participation has been advantageous on both academic and<br />
personal levels.<br />
Table 5.18 – Aspects <strong>of</strong> participant satisfaction with <strong>Swinburne</strong>’s international exchange and<br />
study tour programs, based on 2007 Student Mobility Survey data<br />
ITem<br />
Graduates:<br />
International experience has improved my opportunities <strong>of</strong><br />
getting a job.<br />
I feel better equipped in my job because <strong>of</strong> my overseas<br />
experience.<br />
Undergraduates:<br />
My overseas experience has been an advantage<br />
academically.<br />
Overseas experience has improved my opportunity to get a<br />
desired job.<br />
I plan to emphasise overseas experience when applying<br />
for jobs.<br />
% respondents<br />
(n = 66 undergraduates and 48 recent graduates)<br />
Agree or<br />
strongly<br />
agree<br />
Inapplicable<br />
or no<br />
opinion<br />
Disagree<br />
or strongly<br />
disagree<br />
90 4 6<br />
86 0 14<br />
88 0 12<br />
91 0 9<br />
91 0 9<br />
To enhance the quality <strong>of</strong> mobility programs, <strong>Swinburne</strong> participated in two benchmarking<br />
studies in 2006 – the Australian Universities International Directors Forum & International<br />
Education Association <strong>of</strong> Australia Mobility Benchmarking Project and the European<br />
Consortium <strong>of</strong> Innovative Universities (ECIU) Mobility Project. These studies showed that, in<br />
2006 at least, <strong>Swinburne</strong> was in the top three Australian universities in terms <strong>of</strong> participation<br />
in mobility programs, but below European averages.<br />
The intention is to increase student mobility and broaden access to all study levels through<br />
various strategies, including via the Sarawak Branch Campus (Section 5.4), the Northeastern<br />
Study Centre (Section 5.8) and the <strong>University</strong>’s involvement in the ECIU (Section 5.8).
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 83<br />
5.7 Other international collaborations<br />
International networks underpin the <strong>University</strong>’s commitment to the internationalisation <strong>of</strong><br />
teaching and research. Through international connections <strong>of</strong> various kinds, <strong>Swinburne</strong> can<br />
ensure that its educational programs and research are suitably benchmarked to international<br />
and industry standards.<br />
Teaching<br />
Of particular note is the collaboration between <strong>Swinburne</strong> and Northeastern <strong>University</strong> in the<br />
United States. Early in 2007, <strong>Swinburne</strong> and Northeastern commenced delivery in Melbourne<br />
<strong>of</strong> Global Leadership Programs, <strong>of</strong>fering international and domestic students in Australia the<br />
opportunity to complete a Masters degree from each university. The partnership is managed<br />
through the Northeastern Study Centre, founded in 2006, which has also facilitated other<br />
collaborations including a Master <strong>of</strong> Education: Astronomy Specialisation (whereby students<br />
in the US will earn an M Ed from Northeastern and a Graduate Certificate in Astronomy from<br />
<strong>Swinburne</strong>), and a pre-freshman study tour for North American high school leavers before<br />
their entry into undergraduate programs at Northeastern. <strong>Swinburne</strong> and Northeastern share<br />
many synergies in programs, cooperative education, innovation and entrepreneurship, and the<br />
partnership is a key to <strong>Swinburne</strong>’s growing international pr<strong>of</strong>ile.<br />
The <strong>University</strong> also works with partners in China (currently the China <strong>University</strong> <strong>of</strong> Mining<br />
& <strong>Technology</strong>, Nanjing <strong>University</strong> <strong>of</strong> Aeronautics & Astronautics and Nanjing <strong>University</strong> <strong>of</strong><br />
Traditional Chinese Medicine) to deliver non-<strong>Swinburne</strong> accredited programs in eCommerce<br />
and IT. The students undertaking these Collaborative Articulation Programs (CAPs) – c. 470 in<br />
2007 – are not enrolled at <strong>Swinburne</strong>, but they are on a pathway to a <strong>Swinburne</strong> award with<br />
appropriate QA and credit transfer arrangements in place.<br />
Thus, the CAPs are mutually beneficial. For students, they provide opportunities for<br />
international mobility and the chance to complete two qualifications at two universities. For<br />
staff, there are opportunities for academic exchange and collaborative research.<br />
research<br />
An international research pr<strong>of</strong>ile is central to the <strong>Swinburne</strong> in 2015 vision (Section 1.1). This<br />
is because the international assessment <strong>of</strong> university quality, such as through the various<br />
ranking schemes, is primarily driven by research performance and connections.<br />
At <strong>Swinburne</strong>, the dynamic <strong>of</strong> research internationalisation is driven both centrally and at<br />
academic unit level. Centrally, the corporate <strong>Swinburne</strong> Research unit sets the framework<br />
within which the internationalisation <strong>of</strong> research occurs, while the actual research connections<br />
are primarily driven by the faculties and, within them, by the research centres.<br />
Further sources<br />
Northeastern Study Centre<br />
www.international.swinburne.edu.au/<br />
northeastern/
Page 84<br />
Currently, <strong>Swinburne</strong> Research is formulating policies that will determine the guidelines for<br />
establishing, managing and reviewing the <strong>University</strong>’s research centres. Each faculty (and<br />
each research centre) has been set individually-negotiated targets for research performance,<br />
and these targets have implications for the internationalisation <strong>of</strong> research and the publication<br />
<strong>of</strong> research findings in international forums. The targets are integral to a performance-based<br />
budget model, and the research centres are accountable through comparative reporting to<br />
Academic Board.<br />
The relatively small size <strong>of</strong> the <strong>University</strong>, coupled with the clear correlation between<br />
investment in research and research outcomes, necessitates a tightly-focussed allocation<br />
<strong>of</strong> resources to support the research effort. Therefore, the strategy <strong>of</strong> directing funds to the<br />
<strong>University</strong>’s seven tier 1 research centres (Section 2.6) has been progressively strengthened in<br />
recent years, largely to facilitate increased internationalisation. For example, the:<br />
w distribution <strong>of</strong> scholarships available to international research students has been targeted<br />
towards areas <strong>of</strong> research strength<br />
w Visiting Pr<strong>of</strong>essor Scheme, aimed at facilitating collaboration with world-class researchers<br />
based overseas, is designed to favour the <strong>University</strong>’s areas <strong>of</strong> research strength<br />
w allocation rules for research scholarships have been revised to take greater account <strong>of</strong><br />
the quality <strong>of</strong> the applicants’ present institution, with a mid-year round to cater to those<br />
whose academic calendars are not consistent with the situation in Australia<br />
Furthermore, in 2007 the Higher Degree by Research Policy & Procedure was re-developed.<br />
It now includes a number <strong>of</strong> elements specifically informed by the experience <strong>of</strong> international<br />
research students, in areas including application, supervision practice, and the monitoring and<br />
reporting <strong>of</strong> progress.<br />
At Sarawak, a vision for research is evolving on the basis <strong>of</strong> current strengths and an<br />
appropriate teaching-research nexus. From a ‘standing start’, Sarawak has recently gained<br />
research funding via the Malaysia Pepper Board and the Malaysian Ministry <strong>of</strong> Science<br />
<strong>Technology</strong> Innovation, and the Branch Campus is building a portfolio that includes pure and<br />
applied research programs with a focus on industry-oriented research and development.<br />
The Sarawak research vision features strong links with the research heart <strong>of</strong> the <strong>University</strong><br />
in Melbourne, and one recent initiative has been the establishment <strong>of</strong> a memorandum <strong>of</strong><br />
understanding, in September 2007, with the Sarawak Biodiversity Council to fund an academic<br />
and research program that includes student mobility pathways with the Environment &<br />
Biotechnology Centre in the Faculty <strong>of</strong> Life & Social Sciences. As well, the <strong>University</strong>’s Board<br />
<strong>of</strong> Research funding program includes the facilitation <strong>of</strong> connections between Sarawak<br />
researchers and their colleagues in Melbourne.
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 85<br />
Summary information is provided here for a selection <strong>of</strong> the <strong>University</strong>’s international research<br />
connections (Table 5.19) and for international awards and scholarships (Table 5.20).<br />
Table 5.19 – A selection <strong>of</strong> the <strong>University</strong>’s international partnerships for research<br />
fACULTy PArTner OrgAnISATIOn reSeArCh fOCUS<br />
All faculties Visiting Pr<strong>of</strong>essor Scheme Knowledge transfer and<br />
collaboration between <strong>Swinburne</strong><br />
research teams, and national/<br />
international research groups<br />
All faculties ARC International Fellowships Funds Australian researchers for<br />
international activity<br />
All faculties Linkage International<br />
Internationally Coordinated Initiative<br />
Coordinates collaborations between<br />
Australian and international research<br />
organisations<br />
Business & Enterprise Babson College, US Business management, innovation,<br />
leadership and entrepreneurship<br />
Life & Social Sciences Australian Centre for Radi<strong>of</strong>requency<br />
Bioeffects Research – NHMRC<br />
Centre <strong>of</strong> Excellence<br />
Multidisciplinary research on the<br />
biological and possible health effects<br />
<strong>of</strong> human exposure to EMFs<br />
Life & Social Sciences <strong>University</strong> <strong>of</strong> Dresden Sensory-related aspects <strong>of</strong><br />
physiological performance<br />
Engineering & Industrial Sciences ARC Centre <strong>of</strong> Excellence for<br />
Quantum-Atom Optics<br />
Engineering & Industrial Sciences ARC Centre <strong>of</strong> Excellence for<br />
Ultrahigh-bandwidth Devices for<br />
Optical Systems<br />
Engineering & Industrial Sciences ARC Centre <strong>of</strong> Excellence in<br />
Coherent X-ray Science<br />
Life & Social Sciences ARC Centre <strong>of</strong> Excellence in Creative<br />
Industries and Innovation<br />
Engineering & Industrial Sciences Smart Internet CRC; CAST Metals<br />
Manufacturing CRC; CRC for Wood<br />
Innovations; CRC for Polymers,<br />
CRC for Advanced Automotive<br />
<strong>Technology</strong>; CRC for Advanced<br />
Manufacturing<br />
Sarawak<br />
Life & Social Sciences<br />
Quantum and atom optics<br />
Ultrahigh-speed all-optical signal<br />
processing, micro-photonics &<br />
nonlinear photonics<br />
X-ray physics, synchotron radiation<br />
sources, and biological samples<br />
Creative industries, user-driven<br />
innovation, creativity and<br />
institutional economics<br />
Innovation and sectoral<br />
development; research for<br />
government and industry partners;<br />
PhD student pathways<br />
Sarawak Biodiversity Council Biodiversity research<br />
Sarawak e-Science Fund R&D for the Malaysian government<br />
and industry<br />
Sarawak Information Security Research<br />
(iSECURE) Lab<br />
Information & Communication<br />
Technologies<br />
Smartcards<br />
California <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Astronomy
Page 86<br />
Table 5.20 – International connections for awards & scholarships<br />
fACULTy/COrPOrATe UnIT TITLe & PArTner OrgAnISATIOn SChOLArShIP fOCUS<br />
All faculties Australian Agency for International<br />
Development – Australian<br />
Development Scholarships<br />
All faculties Australian Agency for International<br />
Development – Australian<br />
Leadership Scholarships<br />
Business & Enterprise<br />
Engineering & Industrial Sciences<br />
Information & Communication<br />
Technologies<br />
All faculties<br />
<strong>Swinburne</strong> International<br />
All faculties<br />
<strong>Swinburne</strong> Research<br />
<strong>Swinburne</strong> International<br />
All faculties<br />
<strong>Swinburne</strong> Research<br />
All faculties<br />
<strong>Swinburne</strong> Research<br />
All faculties<br />
<strong>Swinburne</strong> Research<br />
All faculties<br />
<strong>Swinburne</strong> Research<br />
AusAID funds > 100 students<br />
from 17 countries annually for<br />
postgraduate study at <strong>Swinburne</strong><br />
AusAID funds students for<br />
postgraduate study at <strong>Swinburne</strong>,<br />
and a Leadership Development<br />
Program<br />
Australia–Indonesia Partnership for Reconstruction and Development –<br />
Australian Partnership Scholarships<br />
Australian and Indonesian Governments fund students for postgraduate<br />
study at <strong>Swinburne</strong> in economic governance and education<br />
Endeavour Awards Program –<br />
Australian Government<br />
Endeavour International<br />
Postgraduate Research Scholarship<br />
Chancellor’s Centenary Research<br />
Scholarships<br />
Merit-based program for leading<br />
researchers, executives and students<br />
to undertake study, research and<br />
pr<strong>of</strong>essional development<br />
Scholarships for international<br />
students in <strong>Swinburne</strong>’s doctoral<br />
and Masters by Research programs<br />
Stipend, establishment grant<br />
and overseas placement for PhD<br />
students<br />
Australian Postgraduate Awards Stipend and tuition fee scholarship<br />
for Australian citizens and<br />
permanent residents who are PhD<br />
and Masters by Research students<br />
<strong>Swinburne</strong> <strong>University</strong> Centenary<br />
Postgraduate Research Awards<br />
/ Vice Chancellor’s Centenary<br />
Research Scholarships<br />
Stipend and tuition fee scholarships<br />
for local and international students<br />
in PhD and Masters by Research<br />
programs<br />
Centenary Tuition Fee Scholarships Tuition fee exemption for local and<br />
international students in PhD and<br />
Masters by Research programs
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 87<br />
benchmarking<br />
The international benchmarking opportunities afforded by the <strong>University</strong>’s active<br />
participation in the European Consortium <strong>of</strong> Innovative Universities (ECIU) and Association <strong>of</strong><br />
Commonwealth Universities (ACU) have been productive (Table 5.21). Recently, <strong>Swinburne</strong> has<br />
participated in two benchmarking exercises with ECIU partners, one on student mobility and<br />
the other on the entrepreneurial characteristics <strong>of</strong> students.<br />
The <strong>University</strong> participates actively in the ACU benchmarking round in most years – topics<br />
covered have been as diverse as ‘estates and facilities management’, ‘widening opportunities’,<br />
‘recruitment and retention <strong>of</strong> staff’, ‘branding’ and ‘strategic planning’. In the case <strong>of</strong> the<br />
last-named, a number <strong>of</strong> improvements were made to the <strong>University</strong>’s planning processes on<br />
the basis <strong>of</strong> the benchmarking report. These included the incorporation <strong>of</strong> a comprehensive<br />
environmental scanning process into the annual planning cycle, based on ‘drivers <strong>of</strong> change’<br />
and their perceived ramifications for education and research.<br />
Table 5.21 – A selection <strong>of</strong> the <strong>University</strong>’s international partnerships for benchmarking,<br />
moderation and other purposes<br />
fACULTy/COrPOrATe UnIT PArTner OrgAnISATIOn fOCUS<br />
All faculties<br />
International & Development<br />
All faculties<br />
International & Development<br />
All faculties<br />
All corporate units<br />
European Consortium <strong>of</strong> Innovative<br />
Universities<br />
International Education Association<br />
<strong>of</strong> Australia<br />
Association <strong>of</strong> Commonwealth<br />
Universities (ACU)<br />
Business & Enterprise Association <strong>of</strong> MBAs (AMBA)<br />
Association to Advance Collegiate<br />
Schools <strong>of</strong> Business International<br />
(AACSB)<br />
European Foundation <strong>of</strong><br />
Management Development<br />
Business & Enterprise<br />
Design<br />
Information & Communication<br />
Technologies<br />
Business & Enterprise Kuala Lumpur Infrastructure<br />
<strong>University</strong> College<br />
Benchmarking; staff & student<br />
mobility programs; industry links;<br />
entrepreneurship; quality<br />
Benchmarking; pr<strong>of</strong>essional<br />
development and multi-sectoral<br />
alignment <strong>of</strong> universities,<br />
government & community<br />
Benchmarking; Commonwealth-level<br />
consultation<br />
Business programs & MBA school<br />
accreditation (preparations inprogress)<br />
Malaysia’s Lim Kok Wing <strong>University</strong> Program moderation<br />
Business & Enterprise Nirwana College School <strong>of</strong> Business<br />
& Law, Malaysia<br />
Program moderation<br />
Program moderation<br />
Priorities for action<br />
71. Establish processes to ensure<br />
that the currency <strong>of</strong> the<br />
<strong>University</strong>’s credit transfer<br />
database is maintained, including<br />
for international Collaborative<br />
Articulation Programs (CAPs).<br />
72. Strengthen research links between<br />
<strong>Swinburne</strong> and ECIU member<br />
universities – the PVC Research,<br />
DVC Academic and other senior<br />
staff will visit a range <strong>of</strong> universities<br />
in the United Kingdom, Germany,<br />
Holland and Denmark for this<br />
purpose in 2008.<br />
73. Develop a strategy to expand links<br />
with technology transfer countries<br />
such as China (leveraging <strong>of</strong>f<br />
existing relationships) and India<br />
to identify research training and<br />
research collaboration opportunities.<br />
74. Enhance the Visiting Pr<strong>of</strong>essors<br />
Scheme, through funding provided<br />
by the Board <strong>of</strong> Research and<br />
strengthened links with national<br />
and international philanthropic<br />
organisations.<br />
75. Finalise, in 2008, acquisition<br />
arrangements for major items<br />
<strong>of</strong> research equipment for the<br />
Advanced <strong>Technology</strong> Building –<br />
funding <strong>of</strong> $40M has been set aside<br />
for this purpose, with selection<br />
criteria including the potential for<br />
differentiation and thus international<br />
collaboration (Section 4.8).
Page 88<br />
5.8 Internationalisation <strong>of</strong> the curriculum<br />
The <strong>University</strong> follows the OECD definition <strong>of</strong> curriculum internationalisation, with curricula<br />
having ‘… an international orientation in context, aimed at preparing students for performing<br />
pr<strong>of</strong>essionally/socially in an international and multicultural context, and designed for domestic<br />
students as well as foreign students.’ Thus, ‘Learning for a Changing World’ is one <strong>of</strong> the key<br />
curriculum areas <strong>of</strong> the Curriculum Framework Project (Section 4.1).<br />
More specifically, the <strong>University</strong>’s Pr<strong>of</strong>essional Learning Model aims to ‘… aid<br />
internationalisation <strong>of</strong> the <strong>Swinburne</strong> learning environment and integration <strong>of</strong> an<br />
entrepreneurship and innovation emphasis, together with an awareness <strong>of</strong> social difference<br />
and cultural diversity into students’ learning opportunities.’ Examples <strong>of</strong> current practice in<br />
this area include:<br />
w using international terminology, symbols and standards in many discipline areas<br />
and programs<br />
w adopting problem-based pedagogical approaches rather than content-specific and<br />
memory-based approaches, to prepare students to apply their knowledge and skills<br />
in different environments<br />
w cross-border curriculum accreditation to facilitate credential portability<br />
w cooperative education strategies to prepare graduates for work in different settings<br />
w learning and teaching materials, including case studies, drawn from different<br />
global settings<br />
w international staff and student exchanges<br />
w joint program <strong>of</strong>ferings with <strong>of</strong>fshore partners, such as through <strong>Swinburne</strong>’s<br />
Northeastern <strong>University</strong> partnership (Section 5.8)<br />
w using collaborative projects that promote independent and transferable learning<br />
and employment skills<br />
w staff and student involvement in activities run by international pr<strong>of</strong>essional societies<br />
w inclusion <strong>of</strong> cultural studies in the curriculum, sometimes supported by tuition in<br />
foreign languages<br />
w adopting teaching styles sensitive to cultural context and preferred learning styles
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 89<br />
In 2007, the <strong>University</strong> initiated a project, through the Deputy Deans Committee, to establish a<br />
more systematised approach to the internationalisation <strong>of</strong> curriculum. This project is ongoing,<br />
and its principal objectives are to:<br />
w develop audit instruments to assess the scale <strong>of</strong> curriculum internationalisation across<br />
faculties, disciplines and programs<br />
w raise the awareness <strong>of</strong> internationalisation, and provide opportunities for staff to<br />
discuss relevant issues in relation to learning, teaching and program design<br />
w identify the pr<strong>of</strong>essional development needs <strong>of</strong> academic and pr<strong>of</strong>essional staff<br />
in this area<br />
w identify and disseminate examples <strong>of</strong> good practice in relation to the internationalisation<br />
<strong>of</strong> the curriculum<br />
Priorities for action<br />
76. Continue implementation <strong>of</strong> the<br />
curriculum internationalisation<br />
project, in accordance with the<br />
project plan.
Page 90<br />
5.9 Pr<strong>of</strong>essional development for internationalisation<br />
<strong>Swinburne</strong>’s formal pr<strong>of</strong>essional development for teaching staff has been based on two<br />
interrelated programs: the Graduate Certificate in Learning & Teaching in Higher Education<br />
and the Pr<strong>of</strong>essional Certificate <strong>of</strong> Teaching Practice. Both are delivered by <strong>Swinburne</strong><br />
Pr<strong>of</strong>essional Learning (within the Higher Education Divisional Office). The Graduate Certificate<br />
consists <strong>of</strong> four units – one a prerequisite for the others and for the Pr<strong>of</strong>essional Certificate,<br />
and also a probation requirement (Figure 5.4). Participation in the two programs has increased<br />
by 33.3% since 2004 (Table 5.22).<br />
Figure 5.4 – Higher education teaching programs for <strong>Swinburne</strong> staff<br />
Table 5.22 – Participation in the Graduate Certificate in Learning & Teaching in Higher Education<br />
at <strong>Swinburne</strong>, 2004 – 2007<br />
UnIT<br />
Graduate Certificate<br />
Unit LTS 504<br />
Independent<br />
Pr<strong>of</strong>essional Project<br />
Unit LTS 503<br />
Assessment, Evaluation<br />
and Support<br />
Unit LTS 502<br />
Teaching and Learning<br />
Methods and Media<br />
Meets related probation requirement<br />
Unit LTS 501<br />
The Practice <strong>of</strong><br />
Learning and Teaching<br />
Enrolments (n)<br />
Pr<strong>of</strong>essional Certificate<br />
Seminar for peers on<br />
aspects <strong>of</strong> teaching and<br />
learning<br />
2004 2005 2006 2007<br />
LTS 501 29 20 33 48<br />
LTS 502 34 18 12 22<br />
LTS 503 13 14 13 18<br />
LTS 504 8 25 34 24<br />
Total 84 77 92 112
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 91<br />
<strong>Swinburne</strong> Pr<strong>of</strong>essional Learning also manages central provision <strong>of</strong> pr<strong>of</strong>essional development<br />
on Blackboard (Section 4.8) and <strong>of</strong>fshore delivery. In addition to this centrally-coordinated<br />
pr<strong>of</strong>essional development to support internationalisation, the Pr<strong>of</strong>essional Learning Model, and<br />
other <strong>University</strong> priorities, much pr<strong>of</strong>essional development activity is faculty-based. Facultybased<br />
Education Development Coordinators (EDCs) work closely with Academic Development<br />
Advisors (ADAs) in <strong>Swinburne</strong> Pr<strong>of</strong>essional Learning, focusing primarily on one-on-one support<br />
at unit and program level. In addition, the faculties <strong>of</strong>fer workshops and seminars on themes<br />
such as teaching to international students.<br />
General and academic personnel also participate in pr<strong>of</strong>essional development for<br />
internationalisation through the annual International Education Association <strong>of</strong> Australia (IEAA)<br />
pr<strong>of</strong>essional development program, and through the ECIU Leadership Program. As well, many<br />
participate in internal pr<strong>of</strong>essional development on specific topics such as ESOS compliance,<br />
leadership in international education and international team-building. Additional strategies are<br />
in place to support sessional staff through the Sessionals@<strong>Swinburne</strong> initative.<br />
Further sources<br />
Sessionals@<strong>Swinburne</strong><br />
www.swinburne.edu.au/hed/ccu/<br />
sessionals.html<br />
Priorities for action<br />
77. Strengthen pr<strong>of</strong>essional<br />
development for internationalisation,<br />
through <strong>Swinburne</strong> Pr<strong>of</strong>essional<br />
Learning and through participation<br />
in the activities <strong>of</strong> the IEAA<br />
‘Internationalisation <strong>of</strong> the<br />
Curriculum’ special interest group.<br />
78. Prepare a comprehensive<br />
pr<strong>of</strong>essional development plan<br />
for Higher Education, through<br />
<strong>Swinburne</strong> Pr<strong>of</strong>essional Learning, to<br />
be revised annually and otherwise<br />
as necessary – specifically to<br />
support internationalisation, the<br />
Pr<strong>of</strong>essional Learning Model and<br />
other priorities.<br />
79. Improve academic support for<br />
sessional staff, through the<br />
Supporting Sessionals@<strong>Swinburne</strong><br />
initiative.<br />
80. Integrate pr<strong>of</strong>essional development<br />
effectively into the <strong>University</strong>’s<br />
new performance planning and<br />
development system (Section<br />
3.9) – at present, participation in<br />
most pr<strong>of</strong>essional development at<br />
<strong>Swinburne</strong> is voluntary and many<br />
staff do not avail themselves <strong>of</strong> the<br />
opportunities presented.
Page 92
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 93<br />
Appendix Table 1 – List <strong>of</strong> tables in the portfolio<br />
TAbLe TITLe Of TAbLe PAge<br />
1.1 Portfolio structure in relation to the themes and sub-themes 3<br />
2.1 Recurrent income and expenditure, 2007 8<br />
2.2 Students (EFTSL) in Higher Education at <strong>Swinburne</strong>, 2004 – 2007 9<br />
2.3 Staff numbers, Higher Education, 2004 – 2007 (FTE) 11<br />
3.1 Portfolio coverage <strong>of</strong> activity related to cycle 1 audit recommendations 13<br />
3.2 <strong>Swinburne</strong>’s quality management principles 15<br />
4.1 Key curriculum areas within <strong>Swinburne</strong>’s Curriculum Framework Project 27<br />
4.2 Curriculum Framework Project initiatives, 2005 – 2007 29<br />
4.3 Current pr<strong>of</strong>essional accreditations for undergraduate programs 33<br />
4.4 Enrolments in Electives Plus units in Winter Term 2007 35<br />
4.5 Work experience in industry, 2004 – 2007 43<br />
4.6 Host and participant satisfaction with the IBL program, 2004 – 2006 43<br />
4.7 Employment rates for <strong>Swinburne</strong> graduates, 2004 – 2007, from GDS data 44<br />
4.8 % undergraduates in further full-time study for <strong>Swinburne</strong> other Australian universities (All), by field <strong>of</strong> education, 2004 – 2007 45<br />
4.9 TAFE articulants as a percentage <strong>of</strong> the domestic commencing undergraduate cohort at Australian universities, 2004 – 2007 (top 10<br />
universities)<br />
4.10 Students (n) articulating from TAFE to Higher Education at <strong>Swinburne</strong>, 2004 to 2005, 2005 to 2006 and 2006 to 2007, by School and<br />
Faculty<br />
4.11 Progression rates for <strong>Swinburne</strong> TAFE articulants and year 12 entrants, 2004 – 2007 48<br />
4.12 Grade point averages (GPAs) for <strong>Swinburne</strong> TAFE articulants and year 12 entrants, 2004 – 2007 48<br />
4.13 A selection <strong>of</strong> recent infrastructure developments at <strong>Swinburne</strong> in support <strong>of</strong> flexible delivery and the Pr<strong>of</strong>essional Learning Model, 2004<br />
– 2007<br />
4.14 Undergraduate progression rate for selected broad fields <strong>of</strong> education at <strong>Swinburne</strong> and for all Australian universities (All), 2004 – 2007 52<br />
4.15 % attrition at <strong>Swinburne</strong>, 2004 – 2006, for students commencing undergraduate programs in selected broad fields <strong>of</strong> education, with<br />
comparative data for all Australian universities<br />
4.16 Mean scores on major satisfaction items on the <strong>Swinburne</strong> SFU Survey for selected fields <strong>of</strong> education, semester 1 2006 & semester 1<br />
2007<br />
4.17 % full-time undergraduate employment for selected broad fields <strong>of</strong> education, for <strong>Swinburne</strong> and for all Australian universities (All), 2004<br />
– 2007<br />
4.18 <strong>University</strong> ratings in the 2006 LTPF round (top 10 universities) 57<br />
4.19 <strong>University</strong> ratings in the 2007 LTPF round (Bands A1, A2 and B) 57<br />
4.20 <strong>University</strong> ratings in the 2008 LTPF round (Bands A1 and A2) 58<br />
46<br />
47<br />
50<br />
52<br />
53<br />
56
Page 94<br />
Appendix Table 1 – List <strong>of</strong> tables in the portfolio (cont.)<br />
TAbLe TITLe Of TAbLe PAge<br />
5.1 Onshore international student load (EFTSL), by broad field <strong>of</strong> education, 2004 – 2007 62<br />
5.2 ‘Non-academic’ services provided for international students onshore 64<br />
5.3 International student satisfaction with agent services for semester 1 (S1) and semester 2 (S2) 2007, based on Likert scale items from<br />
<strong>Swinburne</strong>’s Commencing Student Survey (CSU)<br />
5.4 % progression <strong>of</strong> international (Int’l) and domestic (Dom) students studying onshore at <strong>Swinburne</strong>, with comparative data for<br />
international students at other Australian universities (All), for selected broad fields <strong>of</strong> education, 2004 – 2007<br />
5.5 % attrition <strong>of</strong> international (Int’l) and domestic (Dom) undergraduates studying onshore at <strong>Swinburne</strong>, with comparative data for<br />
international students at other Australian universities (All), for selected broad fields <strong>of</strong> education, 2004 – 2006<br />
5.6 Grade point averages (GPAs) for international and domestic students studying onshore at <strong>Swinburne</strong>, 2004 – 2007 69<br />
5.7 Mean satisfaction with units for international (Int’l) and domestic (Dom) undergraduates studying onshore at <strong>Swinburne</strong>, for selected<br />
broad fields <strong>of</strong> education, 2006 – 2007<br />
5.8 Mean satisfaction with teaching for international (Int’l) and domestic (Dom) undergraduates studying onshore at <strong>Swinburne</strong>, for selected<br />
broad fields <strong>of</strong> education, 2006 – 2007<br />
5.9 Mean satisfaction with programs, for international (Int’l) and domestic (Dom) undergraduates studying onshore at <strong>Swinburne</strong>, for<br />
selected broad fields <strong>of</strong> education, 2006 – 2007<br />
5.10 Student headcount at Sarawak, by broad field <strong>of</strong> education, 2004 – 2007 73<br />
5.11 % progression for Sarawak Higher Education students and international (Int’l) Higher Education students studying onshore at <strong>Swinburne</strong>,<br />
2004 – 2006<br />
5.12 Mean satisfaction with units for Sarawak undergraduates compared with international (Int’l) undergraduates studying in Melbourne, for<br />
selected broad fields <strong>of</strong> education, 2007<br />
5.13 Mean satisfaction with teaching for Sarawak undergraduates compared with international (Int’l) undergraduates studying in Melbourne,<br />
for selected broad fields <strong>of</strong> education, 2007<br />
5.14 Mean program-level undergraduate satisfaction at Sarawak compared with that <strong>of</strong> international (Int’l) undergraduates studying in<br />
Melbourne, for selected broad fields <strong>of</strong> education, 2007<br />
5.15 Summary details for <strong>Swinburne</strong>’s Higher Education TNE programs 77<br />
5.16 Participation in outbound mobility programs, 2004 – 2007 81<br />
5.17 Participation in inbound mobility programs, 2004 – 2007 81<br />
5.18 Aspects <strong>of</strong> participant satisfaction with <strong>Swinburne</strong>’s international exchange and study tour programs, based on 2007 Student Mobility<br />
Survey data<br />
5.19 A selection <strong>of</strong> the <strong>University</strong>’s international partnerships for research 85<br />
5.20 International connections for awards & scholarships 86<br />
5.21 A selection <strong>of</strong> the <strong>University</strong>’s international partnerships for benchmarking, moderation and other purposes 87<br />
5.22 Participation in the Graduate Certificate in Learning & Teaching in Higher Education at <strong>Swinburne</strong>, 2004 – 2007 90<br />
65<br />
68<br />
68<br />
69<br />
70<br />
70<br />
75<br />
75<br />
76<br />
76<br />
82
<strong>Swinburne</strong> <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Cycle 2 AUQA audit portfolio Page 95<br />
Appendix Table 2 – List <strong>of</strong> figures in the portfolio<br />
fIgUreS TITLe Of fIgUre PAge<br />
2.1 <strong>Swinburne</strong>’s management and organisational structure 7<br />
2.2 Changes in student load (EFTSL) by broad field <strong>of</strong> education, 2004 – 2007 10<br />
2.3 % academic staff with a higher degree at <strong>Swinburne</strong>, and at Australian universities (All), 2004 – 2007 11<br />
3.1 Quality@<strong>Swinburne</strong> 14<br />
3.2 Committee structure <strong>of</strong> the Academic Board 16<br />
3.3 <strong>Swinburne</strong>’s strategic planning framework 18<br />
4.1 Overview <strong>of</strong> accreditation and reaccreditation processes at <strong>Swinburne</strong> 32<br />
4.2 The Flexible Academic Calendar 36<br />
4.3 CEQ ‘generic skills’ scale performance by broad field <strong>of</strong> education at <strong>Swinburne</strong>, 2004 – 2007, with the national mean for 2004 –<br />
2006 for each field.<br />
4.4 TAFE articulants in the commencing undergraduate cohort at <strong>Swinburne</strong>, 2004 – 2007 47<br />
4.5 Attrition rate by basis <strong>of</strong> admission, 2004 – 2006 49<br />
4.6 Higher Education to TAFE articulation at <strong>Swinburne</strong>, 2004 – 2007 49<br />
4.7 CEQ ‘good teaching’ scale performance by field <strong>of</strong> education at <strong>Swinburne</strong>, 2004 – 2007, with the national mean for 2004 – 2006<br />
for each field<br />
4.8 CEQ ‘overall satisfaction’ measure by field <strong>of</strong> education at <strong>Swinburne</strong>, 2004 – 2007, with the national mean for 2004 – 2006 for<br />
each field<br />
5.1 Structure <strong>of</strong> <strong>Swinburne</strong>’s International & Development Division 61<br />
5.2 International student enrolments (onshore) by country <strong>of</strong> ‘permanent residence’, 2004 – 2007 63<br />
5.3 Organisational arrangements for the Sarawak Branch Campus 71<br />
5.4 Higher education teaching programs for <strong>Swinburne</strong> staff 90<br />
39<br />
54<br />
55
Page 96<br />
Appendix Table 3 – List <strong>of</strong> acronyms in the portfolio<br />
AACSb Association to Advance Collegiate Schools <strong>of</strong> Business<br />
ACU (1) Association <strong>of</strong> Commonwealth Universities<br />
ACU (2) Australian Catholic <strong>University</strong><br />
AdA Academic Development Advisor<br />
AdrI Approach; Deploy; Results; Improve<br />
AeI Australian Education International<br />
AmbA Association <strong>of</strong> MBAs<br />
AnU Australian National <strong>University</strong><br />
APPC Academic Policy & Planning Committee (<strong>of</strong> Academic Board)<br />
APQC Academic Programs Quality Committee (<strong>of</strong> Academic Board)<br />
ArC Australian Research Council<br />
AS ISO Australian Standards (International Organisation<br />
for Standardisation)<br />
ATn Australian <strong>Technology</strong> Network (<strong>of</strong> universities)<br />
AUQA Australian Universities Quality Agency<br />
AUSAId Australian Government’s Overseas Aid Program<br />
AvCC Australian Vice-Chancellors’ Committee<br />
(now Universities Australia)<br />
bIT Bachelor <strong>of</strong> Information <strong>Technology</strong><br />
CeQ Course Experience Questionnaire<br />
CQU Central Queensland <strong>University</strong><br />
CrC Cooperative Research Centre<br />
CrICOS Commonwealth Register <strong>of</strong> Institutions and Courses for<br />
Overseas Students<br />
dAC Divisional Advisory Committee (for Higher Education)<br />
dAg Divisional Accreditation Group (now Higher Education<br />
Accreditation Group)<br />
deewr (Commonwealth) Department <strong>of</strong> Education, Employment &<br />
Workplace Relations<br />
dvC Deputy Vice-Chancellor<br />
eAO Education Abroad Office (<strong>of</strong> the International & Development<br />
Division)<br />
eCIU European Consortium <strong>of</strong> Innovative Universities<br />
edC Educational Development Coordinator<br />
efTSL Equivalent Full-Time Student Load<br />
eQUIS European Quality Improvement System<br />
eSOS Education Services for Overseas Students (Act)<br />
eU European Union<br />
fTe Full-time Equivalent<br />
gdS Graduate Destination Survey (Graduate Careers Australia)<br />
gPA Grade Point Average<br />
heAg Higher Education Accreditation Committee<br />
IbL Industry-Based Learning<br />
IeAA International Education Association <strong>of</strong> Australia<br />
IeLTS International English Language Testing System<br />
IP Industry Placement (Faculty <strong>of</strong> Design)<br />
ISO International Organisation for Standardisation<br />
IT Information <strong>Technology</strong><br />
LTPf Learning & Teaching Performance Fund<br />
mbA Master <strong>of</strong> Business Administration<br />
mCeeTyA Ministerial Council on Education, Employment,<br />
Training & Youth Affairs<br />
m ed Master <strong>of</strong> Education<br />
mintA Master <strong>of</strong> International Accounting<br />
mP3 MPEG Audio Layer 3 (a digital audio encoding format)<br />
neU National Economics <strong>University</strong> (in Vietnam)<br />
nhmrC National Health & Medical Research Council<br />
OASIS Online Application System for International Students<br />
PdA Personal Digital Assistant<br />
Phd Doctor <strong>of</strong> Philosophy<br />
PvC Pro Vice-Chancellor<br />
QA Quality Assurance<br />
QUT Queensland <strong>University</strong> <strong>of</strong> <strong>Technology</strong><br />
rhdC Research Higher Degrees Committee<br />
rm Ringgit Malaysia (Malaysian Ringgit) – unit <strong>of</strong> currency<br />
rmIT Royal Melbourne Institute <strong>of</strong> <strong>Technology</strong> <strong>University</strong><br />
SeS <strong>Swinburne</strong> Experience Survey<br />
SfT Student Feedback on Teaching (Survey)<br />
SfU Student Feedback on Unit (Survey)<br />
SILC Strategy, Intellectual Property, Logistics and Customer Service<br />
(a quality framework for <strong>Swinburne</strong>’s TNE partnerships)<br />
TAfe Technical & Further education<br />
Tne Transnational Education<br />
Une <strong>University</strong> <strong>of</strong> New England<br />
USC <strong>University</strong> <strong>of</strong> the Sunshine Coast<br />
UTS <strong>University</strong> <strong>of</strong> <strong>Technology</strong> Sydney<br />
UwA <strong>University</strong> <strong>of</strong> Western Australia<br />
UnSw <strong>University</strong> <strong>of</strong> New South Wales<br />
vTAC Victorian Tertiary Admissions Centre<br />
vU Victoria <strong>University</strong>