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<strong>atw</strong> Vol. 63 (<strong>2018</strong>) | Issue 1 ı January<br />
Nuclear Safety, Security and Safeguards:<br />
An Application of an Integrated Approach<br />
Howard Chapman, Jeremy Edwards, Joshua Fitzpatrick, Colette Grundy, Robert Rodger<br />
and Jonathan Scott<br />
1 Introduction At the 34 th G8 1 Summit in Japan in 2008 the assembled leaders acknowledged the role of<br />
nuclear power in reducing CO 2 emissions. Part of the final communique stated their commitment to the highest possible<br />
standards on “nuclear non-proliferation, safeguards, safety and security” [2]. They recognised that synergies exist<br />
between the 3Ss, (nuclear safety, nuclear security, and nuclear safeguards) and considered it was important that the<br />
separate disciplines are integrated, and that the 3S infrastructure is strengthened through international cooperation<br />
and assistance.<br />
In order to identify the synergies<br />
between the individual specialisms,<br />
international legislation and regulatory<br />
regimes are reviewed before<br />
considering the methods and assessment<br />
techniques used. We then<br />
consider which approaches can contribute<br />
most to improving the integration<br />
of the nuclear 3S, and recount<br />
practical experience of implementing<br />
the Triple S approach.<br />
The aims for the individual<br />
specialisms are:<br />
• Safety is aimed at protecting<br />
workers and the public from the<br />
harmful effects of radiation (or<br />
chemicals or other hazards);<br />
• Security is aimed at preventing<br />
malicious acts that might harm a<br />
nuclear facility (sabotage) or result<br />
in the loss (theft) of nuclear<br />
materials; and<br />
• Safeguards are aimed at preventing<br />
the diversion of nuclear materials<br />
from a civil nuclear programme<br />
to nuclear weapons purposes.<br />
The 3Ss share the same overall objectives<br />
of protecting the public and the<br />
environment from potential hazards.<br />
They use similar principles to achieve<br />
protection; multiple barriers, defence<br />
in depth, decision analysis and consequence<br />
assessment. The regulatory<br />
regimes for all 3Ss use, in the main,<br />
the same processes; assessment, permissioning,<br />
inspection, enforcement<br />
and influence [3].<br />
3.1 Safety<br />
The International Atomic Energy<br />
Agency (IAEA) Fundamental Safety<br />
Principles document [4] states “The<br />
fundamental nuclear safety objective<br />
is to protect people and the environment<br />
from the harmful effects of<br />
ionising radiation”<br />
“To ensure that facilities are operated<br />
and activities conducted so as to<br />
achieve the highest standards of safety<br />
that can reasonably be achieved,<br />
measures have to be taken:<br />
a) To control the radiation exposure<br />
of people and to prevent the release<br />
of radioactive material to the<br />
environment;<br />
b) To restrict the likelihood of events<br />
that might lead to a loss of control<br />
over a nuclear reactor core, nuclear<br />
chain reaction, radioactive source<br />
or any other source of radiation;<br />
and<br />
c) To mitigate the consequences of<br />
such events if they were to occur”.<br />
3.2 Security<br />
Nuclear security focuses on the prevention,<br />
detection and response to<br />
malicious acts involving or directed at<br />
nuclear material, other radioactive<br />
material, associated facilities, or<br />
associated activities [5]. The objectives<br />
of a State’s Physical Protection<br />
Regime [6] should be:<br />
a) To protect against unauthorised<br />
removal;<br />
b) To locate and recover missing<br />
nuclear material;<br />
c) To protect against sabotage; and<br />
d) To mitigate or minimize effects of<br />
sabotage.<br />
3.3 Safeguards<br />
The objective of Safeguards is to prevent<br />
the diversion of nuclear material<br />
from peaceful use to nuclear weapons<br />
or other nuclear explosive devices<br />
(Article III.1 of the Non-Proliferation<br />
Treaty (NPT)).<br />
4 Approaches<br />
4.1 Safety<br />
The concept of defence in depth is<br />
fundamental to nuclear safety to<br />
prevent accidents and if prevention<br />
fails, to limit potential consequences.<br />
Nuclear Safety Assessment has a<br />
number of complementary analysis<br />
Safety Security Safeguards<br />
Convention on Nuclear Safety<br />
Convention on Assistance<br />
in the Case of a Nuclear Accident<br />
Convention on the Physical Protection<br />
of Nuclear Materials (CPPNM)<br />
United Nations (UN) International<br />
Convention for the Suppression<br />
of Acts of Nuclear Terrorism<br />
IAEA Statute<br />
<strong>atw</strong>-Special „Eurosafe<br />
2017“. In cooperation<br />
with the EUROSAFE<br />
2017 partners,<br />
Bel V (Belgium),<br />
CSN (Spain), CV REZ<br />
(Czech Republic),<br />
MTA EK (Hungary),<br />
GRS (Germany), ANVS<br />
(The Netherlands),<br />
INRNE BAS (Bulgaria),<br />
IRSN (France),<br />
NRA (Japan),<br />
JSI (Slovenia),<br />
LEI (Lithuania),<br />
PSI (Switzerland),<br />
SSM (Sweden),<br />
SEC NRS (Russia),<br />
SSTC NRS (Ukraine),<br />
VTT (Finland),<br />
VUJE (Slovakia),<br />
Wood (United<br />
Kingdom).<br />
Revised version<br />
of a paper presented<br />
at the Eurosafe,<br />
Paris, France, 6 and<br />
7 November 2017.<br />
1) Canada, France,<br />
Germany, Italy,<br />
Japan, Russia,<br />
United Kingdom,<br />
United States<br />
and European<br />
Commission<br />
Non Proliferation Treaty<br />
(NPT)<br />
21<br />
ENVIRONMENT AND SAFETY<br />
2 International statues and<br />
agreements<br />
Some of the main international<br />
statutes (written law passed by a<br />
legislative body) and agreements for<br />
the 3Ss is presented in Table 1.<br />
3 Nuclear 3S objectives<br />
By considering the objectives of each<br />
of the 3Ss it becomes clear that they<br />
share the same broad aim and desired<br />
outcomes.<br />
Convention on the Early<br />
Notification of a Nuclear Accident<br />
or Radiological Emergency<br />
Threats to International Peace and<br />
Security caused by Terrorist Acts –<br />
UN Resolution 1373<br />
Code of Conduct on the Safety and Security of Radioactive Sources<br />
Joint Convention on the Safety<br />
of Spent Fuel Management and<br />
on the Safety of Radioactive Waste<br />
Management<br />
Code of Conduct on the Safety<br />
of Research Reactors<br />
| | Tab. 1.<br />
International Legislation and Agreements.<br />
Safeguards Agreements<br />
Additional Protocols<br />
Non-proliferation of Weapons<br />
of Mass Destruction –<br />
United Nations Security Council<br />
(UNSC) Resolution 1540<br />
Comprehensive Test Ban Treaty<br />
(CTBT)<br />
Environment and Safety<br />
Nuclear Safety, Security and Safeguards: An Application of an Integrated Approach ı Howard Chapman, Jeremy Edwards, Joshua Fitzpatrick, Colette Grundy, Robert Rodger and Jonathan Scott