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<strong>atw</strong> Vol. 63 (<strong>2018</strong>) | Issue 1 ı January<br />

Nuclear Safety, Security and Safeguards:<br />

An Application of an Integrated Approach<br />

Howard Chapman, Jeremy Edwards, Joshua Fitzpatrick, Colette Grundy, Robert Rodger<br />

and Jonathan Scott<br />

1 Introduction At the 34 th G8 1 Summit in Japan in 2008 the assembled leaders acknowledged the role of<br />

nuclear power in reducing CO 2 emissions. Part of the final communique stated their commitment to the highest ­possible<br />

standards on “nuclear non-proliferation, safeguards, safety and security” [2]. They recognised that synergies exist<br />

between the 3Ss, (nuclear safety, nuclear security, and nuclear safeguards) and considered it was important that the<br />

separate disciplines are integrated, and that the 3S infrastructure is strengthened through international cooperation<br />

and assistance.<br />

In order to identify the synergies<br />

between the individual specialisms,<br />

international legislation and regulatory<br />

regimes are reviewed before<br />

considering the methods and assessment<br />

techniques used. We then<br />

consider which approaches can contribute<br />

most to improving the integration<br />

of the nuclear 3S, and recount<br />

practical experience of implementing<br />

the Triple S approach.<br />

The aims for the individual<br />

specialisms are:<br />

• Safety is aimed at protecting<br />

workers and the public from the<br />

harmful effects of radiation (or<br />

chemicals or other hazards);<br />

• Security is aimed at preventing<br />

malicious acts that might harm a<br />

nuclear facility (sabotage) or result<br />

in the loss (theft) of nuclear<br />

materials; and<br />

• Safeguards are aimed at preventing<br />

the diversion of nuclear materials<br />

from a civil nuclear programme<br />

to nuclear weapons purposes.<br />

The 3Ss share the same overall objectives<br />

of protecting the public and the<br />

environment from potential hazards.<br />

They use similar principles to achieve<br />

protection; multiple barriers, defence<br />

in depth, decision analysis and consequence<br />

assessment. The regulatory<br />

regimes for all 3Ss use, in the main,<br />

the same processes; assessment, permissioning,<br />

inspection, enforcement<br />

and influence [3].<br />

3.1 Safety<br />

The International Atomic Energy<br />

Agency (IAEA) Fundamental Safety<br />

Principles document [4] states “The<br />

fundamental nuclear safety objective<br />

is to protect people and the environment<br />

from the harmful effects of<br />

ionising radiation”<br />

“To ensure that facilities are operated<br />

and activities conducted so as to<br />

achieve the highest standards of safety<br />

that can reasonably be achieved,<br />

measures have to be taken:<br />

a) To control the radiation exposure<br />

of people and to prevent the release<br />

of radioactive material to the<br />

environment;<br />

b) To restrict the likelihood of events<br />

that might lead to a loss of control<br />

over a nuclear reactor core, nuclear<br />

chain reaction, radioactive source<br />

or any other source of radiation;<br />

and<br />

c) To mitigate the consequences of<br />

such events if they were to occur”.<br />

3.2 Security<br />

Nuclear security focuses on the prevention,<br />

detection and response to<br />

malicious acts involving or directed at<br />

nuclear material, other radioactive<br />

material, associated facilities, or<br />

associated activities [5]. The objectives<br />

of a State’s Physical Protection<br />

Regime [6] should be:<br />

a) To protect against unauthorised<br />

removal;<br />

b) To locate and recover missing<br />

nuclear material;<br />

c) To protect against sabotage; and<br />

d) To mitigate or minimize effects of<br />

sabotage.<br />

3.3 Safeguards<br />

The objective of Safeguards is to prevent<br />

the diversion of nuclear material<br />

from peaceful use to nuclear weapons<br />

or other nuclear explosive devices<br />

(Article III.1 of the Non-Proliferation<br />

Treaty (NPT)).<br />

4 Approaches<br />

4.1 Safety<br />

The concept of defence in depth is<br />

fundamental to nuclear safety to<br />

prevent accidents and if prevention<br />

fails, to limit potential consequences.<br />

Nuclear Safety Assessment has a<br />

number of complementary analysis<br />

Safety Security Safeguards<br />

Convention on Nuclear Safety<br />

Convention on Assistance<br />

in the Case of a Nuclear Accident<br />

Convention on the Physical Protection<br />

of Nuclear Materials (CPPNM)<br />

United Nations (UN) International<br />

Convention for the Suppression<br />

of Acts of Nuclear Terrorism<br />

IAEA Statute<br />

<strong>atw</strong>-Special „Eurosafe<br />

2017“. In cooperation<br />

with the EUROSAFE<br />

2017 partners,<br />

Bel V (Belgium),<br />

CSN (Spain), CV REZ<br />

(Czech Republic),<br />

MTA EK (Hungary),<br />

GRS (Germany), ANVS<br />

(The Netherlands),<br />

INRNE BAS (Bulgaria),<br />

IRSN (France),<br />

NRA (Japan),<br />

JSI (Slovenia),<br />

LEI (Lithuania),<br />

PSI (Switzerland),<br />

SSM (Sweden),<br />

SEC NRS (Russia),<br />

SSTC NRS (Ukraine),<br />

VTT (Finland),<br />

VUJE (Slovakia),<br />

Wood (United<br />

Kingdom).<br />

Revised version<br />

of a paper presented<br />

at the Eurosafe,<br />

Paris, France, 6 and<br />

7 November 2017.<br />

1) Canada, France,<br />

Germany, Italy,<br />

Japan, Russia,<br />

United Kingdom,<br />

United States<br />

and European<br />

Commission<br />

Non Proliferation Treaty<br />

(NPT)<br />

21<br />

ENVIRONMENT AND SAFETY<br />

2 International statues and<br />

agreements<br />

Some of the main international<br />

statutes (written law passed by a<br />

legislative body) and agreements for<br />

the 3Ss is presented in Table 1.<br />

3 Nuclear 3S objectives<br />

By considering the objectives of each<br />

of the 3Ss it becomes clear that they<br />

share the same broad aim and desired<br />

outcomes.<br />

Convention on the Early<br />

Notification of a Nuclear Accident<br />

or Radiological Emergency<br />

Threats to International Peace and<br />

Security caused by Terrorist Acts –<br />

UN Resolution 1373<br />

Code of Conduct on the Safety and Security of Radioactive Sources<br />

Joint Convention on the Safety<br />

of Spent Fuel Management and<br />

on the Safety of Radioactive Waste<br />

Management<br />

Code of Conduct on the Safety<br />

of Research Reactors<br />

| | Tab. 1.<br />

International Legislation and Agreements.<br />

Safeguards Agreements<br />

Additional Protocols<br />

Non-proliferation of Weapons<br />

of Mass Destruction –<br />

United Nations Security Council<br />

(UNSC) Resolution 1540<br />

Comprehensive Test Ban Treaty<br />

(CTBT)<br />

Environment and Safety<br />

Nuclear Safety, Security and Safeguards: An Application of an Integrated Approach ı Howard Chapman, Jeremy Edwards, Joshua Fitzpatrick, Colette Grundy, Robert Rodger and Jonathan Scott

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