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Numerical Methods in Quantum Mechanics - Dipartimento di Fisica

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truncate it, it is convenient to consider plane waves up to a maximum (cutoff)<br />

k<strong>in</strong>etic energy:<br />

¯h 2 (k + G n ) 2<br />

≤ E cut . (9.23)<br />

2m<br />

Bloch wave functions are expanded <strong>in</strong>to plane waves:<br />

ψ k (x) = ∑ n<br />

c n b n,k (x) (9.24)<br />

and are automatically normalized if ∑ n |c n| 2 = 1. The matrix elements of the<br />

Hamiltonian are very simple:<br />

H ij = 〈b i,k |H|b j,k 〉 = δ ij<br />

¯h 2 (k + G i ) 2<br />

2m<br />

+ 1 √ aṼ (G i − G j ), (9.25)<br />

where Ṽ (G) is the Fourier transform of the crystal potential. Code pwell may<br />

be entirely recycled and generalized to the solution for Bloch vector k. It is<br />

convenient to <strong>in</strong>troduce a cutoff parameter E cut for the truncation of the basis<br />

set. This is preferable to sett<strong>in</strong>g a maximum number of plane waves, because<br />

the convergence depends only upon the modulus of k +G. The number of plane<br />

waves, <strong>in</strong>stead, also depends upon the <strong>di</strong>mension a of the unit cell.<br />

Code perio<strong>di</strong>cwell requires <strong>in</strong> <strong>in</strong>put the well depth, V 0 , the well width,<br />

b, the unit cell length, a. Internally, a loop over k po<strong>in</strong>ts covers the entire BZ<br />

(that is, the <strong>in</strong>terval [−π/a, π/a] <strong>in</strong> this specific case), calculates E(k), writes<br />

the lowest E(k) values to files bands.out <strong>in</strong> an easily plottable format.<br />

9.2.1 Laboratory<br />

• Plot E(k), that goes under the name of band structure, or also <strong>di</strong>spersion.<br />

Note that if the potential is weak (the so-called quasi-free electrons case),<br />

its ma<strong>in</strong> effect is to <strong>in</strong>duce the appearance of <strong>in</strong>tervals of forbidden energy<br />

(i.e.: of energy values to which no state corresponds) at the boundaries<br />

of the BZ. In the jargon of solid-state physics, the potential opens a gap.<br />

This effect can be pre<strong>di</strong>cted on the basis of perturbation theory.<br />

• Observe how E(k) varies as a function of the perio<strong>di</strong>city and of the well<br />

depth and width. As a rule, a band becomes wider (more <strong>di</strong>spersed, <strong>in</strong><br />

the jargon of solid-state physics) for <strong>in</strong>creas<strong>in</strong>g superposition of the atomic<br />

states.<br />

• Plot for a few low-ly<strong>in</strong>g bands the Bloch states <strong>in</strong> real space (borrow and<br />

adapt the code from pwell). Remember that Bloch states are complex<br />

for a general value of k. Look <strong>in</strong> particular at the behavior of states for<br />

k = 0 and k = ±π/a (the “zone boundary”). Can you understand their<br />

form?<br />

73

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