US-Listed ETFs Sorted by Asset Class and Year-to-Date Return

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December 2011 U.S.-Listed ETFs Sorted by Asset Class and Year-to-Date Return Vol. 11 | No. 12 Fund Name Ticker Exp Ratio Assets 3-Mo YTD 2010 2009 3-Yr 5-Yr Mkt Cap P/E Std Dev U.S. Equity: Mid Cap WisdomTree MidCap Dividend DON 0.38 248.8 -2.11 3.53 21.65 31.91 17.47 1.85 3,727 17.8 24.50 2.93 First Trust Mid Cap Core AlphaDEX FNX 0.70 221.7 -3.80 1.30 26.64 46.78 21.45 - 2,373 12.8 24.62 0.41 iShares Morningstar Mid Core JKG 0.25 153.2 -4.00 1.03 26.49 39.76 19.13 2.70 5,733 16.4 23.21 1.45 WisdomTree MidCap Earnings EZM 0.38 115.1 -4.16 0.45 25.60 50.22 21.85 - 2,528 12.9 25.53 1.21 Vanguard Mid-Cap VO 0.12 3,307.7 -5.20 -1.11 25.68 40.47 18.48 2.21 6,444 18.6 22.58 1.20 iShares Russell Midcap IWR 0.21 6,019.4 -4.96 -1.12 25.31 40.70 17.51 2.14 6,595 15.6 22.90 1.53 SPDR S&P MidCap 400 MDY 0.25 9,415.7 -5.63 -1.32 26.26 37.49 17.59 3.65 2,912 15.0 22.59 1.02 iShares S&P 400 MidCap IJH 0.21 9,312.8 -5.49 -1.42 26.73 37.48 17.54 3.89 3,252 16.9 22.84 1.20 RevenueShares Mid Cap RWK 0.54 129.1 -4.13 -1.74 23.21 52.55 20.48 - 2,276 11.3 26.70 0.58 U.S. Equity: Mid Cap Growth Rydex S&P MidCap 400 Pure Growth RFG 0.35 636.8 -5.01 4.84 34.84 60.81 28.55 10.70 3,441 20.8 24.75 0.10 iShares S&P Mid Cap 400 Growth IJK 0.26 2,743.7 -5.15 1.53 30.44 41.11 20.98 6.15 3,685 19.5 22.23 0.63 iShares Morningstar Mid Growth JKH 0.30 160.8 -5.99 1.41 27.84 42.17 19.30 3.85 6,177 23.3 20.61 0.39 iShares Russell Mid Cap Growth IWP 0.25 2,967.8 -4.94 0.17 26.03 46.28 19.90 3.25 6,884 19.0 22.00 0.93 Vanguard Mid-Cap Growth VOT 0.12 1,137.4 -5.98 -0.49 29.14 43.91 19.52 3.26 7,115 22.8 22.25 0.53 U.S. Equity: Mid Cap Value Vanguard Mid-Cap Value VOE 0.12 775.7 -4.14 -1.63 21.77 38.11 17.32 1.01 5,812 15.6 23.49 1.94 iShares Russell Midcap Value IWS 0.26 2,645.6 -4.89 -2.17 24.43 33.31 15.64 0.65 6,317 13.1 24.27 2.10 iShares S&P MidCap 400 Value IJJ 0.27 1,956.2 -6.05 -3.99 22.58 34.24 14.59 1.55 2,859 14.8 23.86 1.76 U.S. Equity: Small Cap iShares S&P SmallCap 600 IJR 0.20 6,492.6 -4.95 -1.08 26.61 25.80 13.36 2.03 1,033 17.0 25.95 1.17 First Trust Small Cap Core AlphaDEX FYX 0.70 117.0 -4.20 -1.48 27.35 37.78 17.54 - 663 13.1 28.34 0.32 RevenueShares Small Cap RWJ 0.54 102.5 -4.42 -2.19 25.96 46.53 20.96 - 721 12.4 31.34 0.48 Schwab US Small-Cap SCHA 0.13 455.7 -5.63 -2.25 28.62 - - - 1,366 15.2 - 1.33 Vanguard Small-Cap VB 0.17 3,865.7 -5.94 -2.58 28.12 35.94 16.63 2.59 1,549 16.9 26.78 1.19 WisdomTree SmallCap Earnings EES 0.38 120.0 -4.72 -2.83 26.97 48.34 20.27 - 643 12.0 29.87 1.36 WisdomTree SmallCap Dividend DES 0.38 231.1 -2.90 -3.65 27.05 22.15 12.21 -0.67 792 14.8 29.38 3.82 iShares Russell 2000 IWM 0.26 16,156.5 -6.84 -4.57 26.90 28.45 13.02 0.72 955 15.2 26.22 1.39 iShares Morningstar Small Core JKJ 0.25 143.0 -8.18 -4.74 27.68 39.78 16.46 1.05 1,579 15.6 27.73 1.23 U.S. Equity: Small Cap Growth SPDR S&P SmallCap 600 Growth SLYG 0.25 144.5 -3.98 2.97 30.21 47.12 21.82 5.10 1,150 17.9 26.78 0.62 iShares S&P SmallCap 600 Growth IJT 0.25 1,481.6 -4.63 2.18 28.24 28.81 16.11 4.07 1,150 17.9 24.59 0.85 Vanguard Small-Cap Growth VBK 0.12 1,873.0 -5.85 -0.38 30.95 42.79 19.75 4.63 1,616 20.8 26.31 0.47 iShares Russell 2000 Growth IWO 0.25 3,497.3 -6.29 -2.14 29.38 34.61 16.30 2.71 1,111 17.6 25.63 0.69 U.S. Equity: Small Cap Value iShares Morningstar Small Value JKL 0.30 152.5 -4.54 -3.73 25.80 40.06 16.25 1.84 1,573 13.3 28.95 2.34 SPDR S&P SmallCap 600 Value Index SLYV 0.25 104.9 -4.89 -4.09 24.62 36.93 15.41 1.53 927 16.2 27.20 1.54 iShares S&P SmallCap 600 Value IJS 0.25 1,502.2 -5.07 -4.20 24.70 21.53 11.16 0.02 928 16.2 27.87 1.36 Vanguard Small-Cap Value VBR 0.23 1,760.9 -6.13 -4.87 25.12 30.97 13.71 0.36 1,485 14.3 27.12 2.01 iShares Russell 2000 Value IWN 0.40 3,592.8 -7.25 -6.96 24.68 20.59 9.62 -1.46 820 13.3 27.11 2.11 U.S. Equity: Micro Cap iShares Russell Microcap IWC 0.67 395.8 -9.70 -10.08 29.55 23.72 9.69 -3.71 242 12.3 27.96 1.15 U.S. Equity: Basic Materials Vanguard Materials VAW 0.24 581.5 -9.43 -7.95 24.46 51.44 16.17 4.51 12,128 15.1 28.86 2.37 Materials Select SPDR XLB 0.20 1,942.5 -8.59 -8.78 20.56 48.11 13.09 3.20 18,680 13.1 28.43 2.58 First Trust Materials AlphaDEX FXZ 0.70 170.6 -12.06 -10.08 28.28 59.45 22.60 - 4,280 11.6 32.68 1.76 iShares DJ US Basic Materials IYM 0.47 633.4 -12.26 -11.93 31.02 64.37 18.73 5.21 13,349 11.9 32.01 1.75 SPDR S&P Metals and Mining XME 0.35 1,004.1 -17.23 -19.67 34.15 87.85 21.88 4.11 2,556 15.2 37.92 0.77 U.S. Equity: Consumer Cyclicals SPDR S&P Retail XRT 0.35 550.7 -1.07 9.31 37.39 78.03 33.31 6.16 3,049 16.5 28.42 0.93 Consumer Discr Select SPDR XLY 0.20 2,181.3 -1.24 5.36 27.49 40.52 21.88 2.51 27,294 16.6 23.99 1.55 iShares DJ US Consumer Services IYC 0.47 222.3 -1.31 5.08 23.26 32.66 18.42 2.54 22,910 16.2 20.58 1.10 First Trust Consumer Discr AlphaDEX FXD 0.70 491.4 -3.27 4.66 32.01 57.11 27.89 - 6,184 12.5 29.44 0.41 Vanguard Consumer Discr VCR 0.24 352.5 -1.88 4.17 30.57 46.87 23.72 2.59 16,311 17.4 25.36 0.95 PowerShares Dynamic Media PBS 0.63 115.1 -8.17 -4.13 20.18 61.92 20.75 -1.87 6,913 13.7 27.68 0.68 SPDR S&P Homebuilders XHB 0.35 810.0 -2.87 -5.92 17.40 27.71 6.35 -12.58 2,312 20.5 37.31 2.73 iShares DJ US Home Construction ITB 0.47 264.9 -8.70 -18.21 10.43 22.12 -3.60 -21.82 2,405 25.1 39.59 0.86 U.S. Equity: Consumer Non-Cyclicals First Trust Consumer Staples AlphaDEX FXG 0.70 190.9 -3.71 12.05 19.75 27.47 16.75 - 9,498 12.8 16.71 0.78 Vanguard Consumer Staples VDC 0.24 811.9 1.12 8.53 14.62 16.55 12.72 6.88 44,055 15.8 12.82 2.39 Consumer Staples Select SPDR XLP 0.20 5,633.7 1.43 8.02 13.81 14.22 11.16 6.44 52,885 15.3 12.72 2.75 iShares DJ US Consumer Goods IYK 0.47 415.6 0.17 6.17 18.99 23.32 14.36 5.31 35,359 15.1 15.54 2.09 PowerShares Dyn Food & Beverage PBJ 0.63 210.3 -3.31 4.89 29.97 11.04 14.41 5.32 6,578 14.2 14.69 0.98 Data as of 10/31/2011. Source: Morningstar. Exp Ratio is annual expense ratio. Assets are net assets in $US millions. 3-Mo is 3-month total return. YTD is year-to-date. 3- and 5-year returns are annualized. Mkt Cap is geometric average market capitalization. P/E is price-to-earnings ratio. Std Dev is 3-year standard deviation. Yield is 12-month. Includes all U.S.-listed ETFs and ETNs with assets over $100 million. 14 ETFR • December 2011 Yield
December 2011 U.S.-Listed ETFs Sorted by Asset Class and Year-to-Date Return Vol. 11 | No. 12 Fund Name Ticker Exp Ratio Assets 3-Mo YTD 2010 2009 3-Yr 5-Yr Mkt Cap P/E Std Dev U.S. Equity: Energy ETRACS MLP Infrastructure ETN MLPI 0.85 184.3 6.01 9.17 - - - - - - - 5.05 JPMorgan Alerian MLP ETN AMJ 0.85 3,241.6 4.12 7.25 34.53 - - - - - - 4.98 Alerian MLP AMLP 0.85 1,577.3 3.66 5.48 - - - - 6,802 16.7 - 6.13 Credit Suisse Cushing 30 MLP ETN MLPN 0.85 206.9 2.28 4.49 - - - - - - - 3.90 PowerShares Dynamic Energy PXI 0.60 133.3 -11.21 4.09 39.56 42.19 19.28 8.07 5,433 12.0 30.25 0.88 Energy Select SPDR XLE 0.20 7,943.7 -8.41 3.29 21.81 21.63 12.98 6.19 56,107 13.1 25.10 1.55 iShares Dow Jones US Energy IYE 0.47 879.9 -8.52 3.02 19.00 19.03 11.03 5.68 61,155 12.7 24.05 1.38 SPDR S&P Oil/Gas Expl & Production XOP 0.35 1,047.8 -13.28 2.83 28.58 40.16 17.40 8.08 3,611 16.1 32.56 0.94 Vanguard Energy VDE 0.24 1,760.9 -8.92 2.61 21.05 24.85 12.67 5.99 51,176 15.2 25.60 1.22 iShares DJ US Oil/Gas Expl & Production IEO 0.47 360.5 -10.79 0.51 18.65 40.75 14.41 6.49 16,379 17.6 31.75 0.50 First Trust ISE-Revere Natural Gas FCG 0.60 410.0 -15.38 -3.58 12.23 50.06 8.77 - 8,637 12.1 34.64 0.29 First Trust Energy AlphaDEX FXN 0.70 101.8 -14.23 -3.64 27.63 46.54 15.09 - 8,234 10.9 34.98 0.52 SPDR S&P Oil/Gas Equipment & Services XES 0.35 329.5 -16.97 -3.74 30.12 67.80 18.62 5.31 3,104 20.4 36.02 0.83 iShares DJ US Oil Equipment & Services IEZ 0.47 431.6 -18.99 -3.97 31.77 63.57 17.10 4.79 12,073 19.8 37.08 0.47 PowerShares Dyn Oil & Gas Services PXJ 0.63 185.5 -19.50 -5.63 29.18 52.86 12.31 1.57 3,605 16.1 39.67 0.38 PowerShares WilderHill Clean Energy PBW 0.60 263.4 -26.15 -41.08 -5.55 27.61 -14.97 -19.25 852 5.3 35.24 1.53 U.S. Equity: Financials SPDR KBW Regional Banking KRE 0.35 566.8 -4.72 -10.13 20.65 -21.93 -8.25 -11.07 1,922 14.4 32.76 1.68 iShares DJ US Financial IYF 0.47 348.4 -7.58 -11.85 12.20 16.37 -0.59 -13.27 21,601 11.7 31.72 1.54 Vanguard Financials VFH 0.27 551.8 -8.11 -12.70 14.83 14.32 -0.57 -12.79 19,950 12.5 32.00 1.87 SPDR KBW Insurance KIE 0.35 141.6 -5.60 -13.68 26.08 27.92 13.78 -5.86 9,579 9.7 34.73 1.97 Financial Select SPDR XLF 0.20 5,803.0 -8.40 -14.52 11.91 16.57 -2.74 -15.61 37,244 10.8 35.30 1.49 iShares DJ US Financial Services IYG 0.47 168.0 -10.74 -18.30 7.71 15.69 -6.53 -16.96 33,008 10.4 34.44 0.95 SPDR KBW Bank KBE 0.35 1,152.7 -13.19 -22.93 23.07 -1.29 -10.55 -16.83 6,174 12.4 39.44 1.31 U.S. Equity: Health Care Biotech HOLDRS BBH - 264.1 3.39 18.75 2.15 11.49 11.05 4.68 28,634 13.9 17.97 - PowerShares Dyn Pharmaceuticals PJP 0.63 156.9 0.62 13.01 27.51 16.85 20.99 9.06 11,199 14.1 17.20 0.64 iShares DJ US Pharmaceuticals IHE 0.47 252.9 -1.28 10.92 12.72 30.06 19.93 7.17 14,882 18.4 17.21 1.34 Pharmaceutical HOLDRS PPH - 478.1 -0.91 8.29 1.67 20.47 10.75 2.01 86,295 17.9 16.05 - Health Care Select SPDR XLV 0.20 4,088.9 -1.09 8.12 3.32 19.49 9.83 2.06 44,561 15.8 16.18 1.96 PowerShares S&P SmallCap Health Care PSCH 0.29 106.5 -5.03 7.53 - - - - 1,111 17.7 - 0.24 iShares DJ US Healthcare Providers IHF 0.47 216.9 -6.06 7.40 11.47 35.44 18.53 2.92 8,262 11.2 23.43 0.22 SPDR S&P Pharmaceuticals XPH 0.35 242.6 -2.28 7.30 22.47 27.60 23.09 8.59 6,160 17.4 18.26 0.93 iShares DJ US Healthcare IYH 0.47 555.9 -2.11 6.93 4.13 21.07 10.06 2.45 33,550 16.0 16.54 1.54 Vanguard Health Care VHT 0.24 680.3 -2.51 6.84 5.60 21.81 11.26 2.76 26,812 17.3 16.56 1.63 iShares NASDAQ Biotechnology IBB 0.48 1,350.5 -5.46 5.15 14.84 15.17 11.43 4.48 5,933 18.8 19.92 - SPDR S&P Biotech XBI 0.35 409.9 -7.08 4.80 17.60 0.17 7.46 5.74 2,405 - 24.12 - First Trust Health Care AlphaDEX FXH 0.70 435.1 -5.88 4.74 19.01 51.22 22.51 - 7,837 12.9 17.49 0.23 iShares DJ US Medical Devices IHI 0.47 337.8 -8.45 0.69 11.35 38.49 9.70 4.11 6,498 17.3 21.64 0.19 PowerShares Dyn Biotech/Genome PBE 0.63 158.4 -3.61 -7.17 31.47 21.91 11.72 2.00 2,975 16.6 21.45 - First Trust NYSE Arca Biotechnology FBT 0.60 435.3 -13.53 -10.15 36.94 45.05 19.72 8.26 4,761 20.0 28.68 - U.S. Equity: Industrials iShares Dow Jones US Aerospace/Defense ITA 0.47 108.0 -3.05 2.57 16.60 25.32 12.97 4.46 8,221 12.9 24.65 1.03 Industrial Select SPDR XLI 0.20 3,450.1 -3.06 -2.72 27.85 21.69 12.88 1.69 30,042 14.6 26.90 2.06 iShares DJ US Industrial IYJ 0.47 349.4 -3.45 -2.76 25.49 25.46 13.36 1.59 18,086 14.7 26.52 1.47 Vanguard Industrials VIS 0.24 454.0 -3.80 -4.03 27.32 22.11 12.00 1.08 19,304 17.6 27.77 1.37 iShares DJ Transportation Average IYT 0.47 350.0 -5.62 -4.03 26.74 18.93 9.64 2.05 10,123 19.1 28.04 1.49 U.S. Equity: Technology Internet HOLDRS HHH - 132.4 -2.15 12.71 24.35 82.50 34.58 9.29 48,553 30.4 23.55 - Technology Select SPDR XLK 0.20 7,603.5 1.16 4.39 11.41 51.25 17.80 3.98 82,151 14.0 19.52 1.40 Vanguard Information Technology VGT 0.24 1,957.5 0.74 3.59 12.78 61.89 20.09 4.92 40,759 15.7 21.69 0.57 iShares DJ US Technology IYW 0.47 1,347.7 0.79 3.18 12.42 63.29 19.56 4.89 65,358 14.5 21.84 0.53 iShares S&P North Amer Software IGV 0.48 564.2 1.57 2.74 24.64 47.53 21.04 6.31 12,659 22.8 21.15 - iShares S&P North American Technology IGM 0.48 389.6 -0.13 2.71 11.98 62.27 19.02 4.82 49,213 14.9 21.76 0.63 Semiconductor HOLDRS SMH - 537.6 -0.61 -1.24 18.52 61.55 17.29 0.07 22,986 11.4 27.27 - First Trust NASDAQ-100 Technology QTEC 0.60 177.2 2.24 -1.99 21.71 79.71 25.20 5.35 15,412 12.9 25.40 0.63 Rydex S&P Equal Weight Technology RYT 0.50 109.7 -0.06 -2.25 17.89 69.07 21.43 - 12,755 14.8 25.19 0.52 First Trust DJ Internet FDN 0.60 528.8 -5.56 -2.39 36.72 79.37 31.21 8.55 7,734 24.3 24.07 0.15 SPDR Morgan Stanley Technology MTK 0.50 177.7 0.52 -3.34 15.31 70.14 20.06 3.34 38,353 15.2 23.89 0.70 iShares PHLX SOX Semiconductor SOXX 0.48 225.0 0.14 -5.34 14.32 74.92 17.50 -2.16 12,525 11.4 29.54 1.22 First Trust Technology AlphaDEX FXL 0.70 145.9 -2.94 -6.78 26.64 66.79 22.80 - 5,861 11.1 26.25 0.03 iShares S&P North Am Multimedia Netwrk IGN 0.48 195.1 -1.18 -14.27 24.30 60.57 15.77 -1.12 8,408 16.0 30.81 0.15 U.S. Equity: Telecommunications Telecom HOLDRS TTH - 122.3 0.52 2.24 16.38 7.05 10.45 -0.38 92,282 11.1 15.31 - Vanguard Telecommunication Svcs VOX 0.24 385.4 -5.91 -3.66 19.52 29.25 15.04 0.23 19,962 14.8 17.00 3.02 iShares DJ Telecommunications IYZ 0.47 521.4 -8.92 -7.70 20.72 25.68 13.16 -2.29 14,957 12.8 18.34 3.11 Yield Data as of 10/31/2011. Source: Morningstar. Exp Ratio is annual expense ratio. Assets are net assets in $US millions. 3-Mo is 3-month total return. YTD is year-to-date. 3- and 5-year returns are annualized. Mkt Cap is geometric average market capitalization. P/E is price-to-earnings ratio. Std Dev is 3-year standard deviation. Yield is 12-month. Includes all U.S.-listed ETFs and ETNs with assets over $100 million. ETFR • December 2011 15
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US-Listed ETFs Sorted by Asset Class and Year-to-Date Return

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