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Nucleic Acid Analysis with UV-vis and NMR - Spectroscopy

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November 2009 Volume 24 Number 11<br />

www.spectroscopyonline.com<br />

<strong>Nucleic</strong> <strong>Acid</strong> <strong>Analysis</strong><br />

<strong>with</strong> <strong>UV</strong>-<strong>vis</strong> <strong>and</strong> <strong>NMR</strong><br />

The Sharp New Teeth<br />

of the FDA<br />

The Importance of<br />

Pressure <strong>and</strong> Vacuum


te<br />

4 <strong>Spectroscopy</strong> 24(11) November 2009 www.spectroscopyonline.com<br />

®<br />

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6 <strong>Spectroscopy</strong> 24(11) November 2009 www.spectroscopyonline.com<br />

Contents<br />

Columns<br />

Volume 24 Number 11<br />

November 2009<br />

November 2009<br />

Volume 24 Numb er 11<br />

MASS SPECTROMETRY FORUM 16<br />

Pressure <strong>and</strong> Vacuum: Not Really Trivial<br />

Good vacuum system design is a crucial underpinning for high performance instrumentation.<br />

The important aspects of pressure <strong>and</strong> vacuum need regular teaching, <strong>and</strong> here Ken Busch<br />

discusses them.<br />

Kenneth L. Busch<br />

The Tiger Has Sharp New Teeth<br />

The new FDA Commissioner wants a strong FDA <strong>and</strong> is backing her words <strong>with</strong> action by<br />

initiating a program that cuts the time that firms must respond to 483 observations from<br />

30 to 15 business days. Not only is the time halved but the response must be complete!<br />

Therefore, it is better <strong>and</strong> cheaper to be compliant than not.<br />

R.D. McDowall<br />

FOCUS ON QUALITY<br />

23<br />

Cover image courtesy of<br />

Getty Images.<br />

DEPARTMENTS<br />

From the Editor 8<br />

News Spectrum 14<br />

Product Resources 44<br />

Calendar 47<br />

Ad Index 50<br />

ATOMIC PERSPECTIVES<br />

Speciation <strong>Analysis</strong> by LC–ICP-MS<br />

Speciation analysis by LC-ICP-MS has been growing rapidly in popularity <strong>and</strong> application<br />

over the past several years. Not only have people begun looking at different elements <strong>and</strong><br />

species, but there has been an increase in the variety of matrices that speciation analysis is<br />

being performed on.<br />

Kenneth Neubauer<br />

Articles<br />

Interaction of Indigo Carmine <strong>with</strong> <strong>Nucleic</strong> <strong>Acid</strong>s in the Presence 34<br />

of Cetyltrimethylammonium Bromide: Spectral Studies <strong>and</strong> the<br />

Confirmation of Combined Points<br />

The interaction of indigo carmine <strong>with</strong> nucleic acids in weak acid medium was studied in the<br />

presence of cetyltrimethylammonium bromide (CTMAB) using resonance light scattering,<br />

<strong>UV</strong>-<strong>vis</strong>, <strong>and</strong> <strong>NMR</strong>.<br />

30<br />

Changqun Cai, Xiaoming Chen, <strong>and</strong> Hang Gong<br />

www.spectroscopyonline.com<br />

● Article Archive<br />

● Calendar of Events<br />

● Information for Authors<br />

● Useful Links<br />

● Application Notes<br />

● Subscribe/Renew Information<br />

... <strong>and</strong> more!<br />

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Fluorescence<br />

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8 <strong>Spectroscopy</strong> 24(11) November 2009 www.spectroscopyonline.com<br />

From the Editor<br />

A Stronger FDA: What Does It Mean for You?<br />

The FDA, like the IRS or the DMV, is one of those governmental agencies that by its<br />

very nature can inspire many <strong>with</strong> at least a hint of dread. For one thing, it can often<br />

seem that they are only heard from when something bad is happening (that is, you<br />

haven’t paid your taxes, you haven’t paid a speeding ticket . . . or there is an inspection of<br />

your facility on the way).<br />

Here at <strong>Spectroscopy</strong>, we leave the politics of the “Bush FDA” versus the “Obama FDA” to<br />

others, <strong>and</strong> instead focus on what is currently happening <strong>and</strong> how it impacts the laboratories<br />

<strong>and</strong> the daily work of our readers. In other words, we try to answer the question, “What<br />

does it all mean for me?” With this in mind, columnist Bob McDowall, one of the foremost<br />

experts on not only the FDA <strong>and</strong> its policies <strong>and</strong> regulations, but compliance in general,<br />

presents his take on the recent FDA Modernization Act <strong>and</strong> the posture of the FDA <strong>and</strong><br />

its new commissioner, Margaret Hamburg, in general. Admittedly, the title of his column<br />

gives away his point of view to a large degree, as “The Tiger Has Sharp New Teeth” tells you<br />

where he thinks the FDA is headed. Tougher enforcement, shorter compliance times, <strong>and</strong><br />

more appear to be on deck, but as always, Bob has answers <strong>and</strong> advice on how to succeed<br />

in this new environment. For whether you believe tougher regulation <strong>and</strong> enforcement is a<br />

good thing or a bad thing, the fact is that the laboratories of many readers will be forced to<br />

confront the coming changes regardless.<br />

At <strong>Spectroscopy</strong>, we have always made it our mission to bring readers practical, nuts-<strong>and</strong>bolts<br />

information to help them in their daily work, <strong>and</strong> this column, aimed at those on the<br />

frontlines of materials analysis, is just one more example of this mission in action. We hope<br />

you find this column <strong>and</strong> the other columns <strong>and</strong> technical research in this issue useful, <strong>and</strong><br />

as always, feel free to contact myself or any one of our staff members at the e-mail addresses<br />

listed.<br />

Enjoy the issue.<br />

David Walsh<br />

Editor-in-Chief<br />

David.Walsh@advanstar.com


10 <strong>Spectroscopy</strong> 24(11) November 2009 www.spectroscopyonline.com<br />

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12 <strong>Spectroscopy</strong> 24(11) November 2009 www.spectroscopyonline.com<br />

Editorial Ad<strong>vis</strong>ory Board<br />

Ramon M. Barnes University of Massachusetts<br />

Paul N. Bourassa Lifeblood<br />

Chris W. Brown University of Rhode Isl<strong>and</strong><br />

Kenneth L. Busch National Science Foundation<br />

Ashok L. Cholli University of Massachusetts at Lowell<br />

David M. Coleman Wayne State University<br />

Patricia B. Coleman Ford Motor Company<br />

Bruce Hudson Syracuse University<br />

Kathryn S. Kalasinsky Armed Forces Institute of Pathology<br />

David Lankin University of Illinois at Chicago, College of Pharmacy<br />

Barbara S. Larsen DuPont Central Research <strong>and</strong> Development<br />

Ian R. Lewis Kaiser Optical Systems<br />

Steve Lowry ThermoFisher Scientific<br />

Howard Mark Mark Electronics<br />

R.D. McDowall McDowall Consulting<br />

Linda Baine McGown Rensselaer Polytechnic Institute<br />

Robert G. Messerschmidt Rare Light, Inc.<br />

Nancy Miller-Ihli M–I Research<br />

Francis M. Mirabella Jr. Equistar Technology Center<br />

John Monti Shimadzu Scientific Instruments<br />

Thomas M. Niemczyk University of New Mexico<br />

Anthony J. Nip CambridgeSoft Corp.<br />

John W. Olesik The Ohio State University<br />

Richard J. Saykally University of California, Berkeley<br />

Basil I. Swanson Los Alamos National Laboratory<br />

Jerome Workman Jr. Luminous Medical, Inc.<br />

Contributing Editors:<br />

Fran Adar Horiba Jobin Yvon<br />

David W. Ball Clevel<strong>and</strong> State University<br />

Kenneth L. Busch National Science Foundation<br />

John Coates Coates Consulting<br />

Howard Mark Mark Electronics<br />

Volker Thomsen Consultant<br />

Jerome Workman Jr. Luminous Medical, Inc.<br />

Process <strong>Analysis</strong> Ad<strong>vis</strong>ory Panel:<br />

James M. Brown Exxon Research <strong>and</strong> Engineering Company<br />

Bruce Buchanan Sensors-2-Information<br />

Lloyd W. Burgess CPAC, University of Washington<br />

James Rydzak Glaxo SmithKline<br />

Robert E. Sherman CIRCOR Instrumentation Technologies<br />

John Steichen DuPont Central Research <strong>and</strong> Development<br />

D. Warren Vidrine Vidrine Consulting<br />

European Regional Editors:<br />

John M. Chalmers VSConsulting, United Kingdom<br />

David A.C. Compton Industrial Chemicals Ltd.<br />

<strong>Spectroscopy</strong>’s Editorial Ad<strong>vis</strong>ory Board is a group of distinguished individuals<br />

assembled to help the publication fulfill its editorial mission to promote the effective<br />

use of spectroscopic technology as a practical research <strong>and</strong> measurement tool.<br />

With recognized expertise in a wide range of technique <strong>and</strong> application areas, board<br />

members perform a range of functions, such as reviewing manuscripts, suggesting<br />

authors <strong>and</strong> topics for coverage, <strong>and</strong> providing the editor <strong>with</strong> general direction <strong>and</strong><br />

feedback. We are indebted to these scientists for their contributions to the publication<br />

<strong>and</strong> to the spectroscopy community as a whole.


14 <strong>Spectroscopy</strong> 24(11) November 2009 www.spectroscopyonline.com<br />

News Spectrum<br />

Research<br />

Scientists using planetary spectroscopy recently reported<br />

that the basic ingredients for life have been found around<br />

a second extrasolar planet. Although the planet itself<br />

is uninhabitable for any forms of life found on Earth,<br />

the discovery shows that the basic components of life<br />

are widespread in the atmospheres of many kinds of<br />

exoplanets.<br />

To make this discovery, researchers trained the Hubble<br />

<strong>and</strong> Spitzer Space Telescopes on HD 209458b, a hot<br />

Jupiter that orbits very close to its sunlike star. Located<br />

150 light years away in the Pegasus constellation, this<br />

star has been the subject of previous studies, such as that<br />

undertaken in December of 2008 by researchers from the<br />

Jet Propulsion Laboratory, Pasadena, California. At<br />

that time, a similar Jupiter-like planet, HD 189733b, was<br />

found to have carbon dioxide in its atmosphere.<br />

Planetary spectroscopy is easiest to do for systems in<br />

which a large exoplanet orbits very close to its home star.<br />

With smaller planets orbiting farther from their star, it is<br />

harder to detect the minute changes in the star’s light.<br />

Researchers from Forschungszentrum Jülich, an<br />

interdisciplinary research center located in Kreis Düren,<br />

Germany, have utilized a new form of spectroscopy<br />

to identify explosive liquids, or liquid components for<br />

the fabrication of explosives, in plastic bottles almost<br />

instantly. This novel method uses electromagnetic<br />

radiation to identify materials, <strong>and</strong> a novel nanoelectronic<br />

device to detect signals.<br />

The researchers have suggested a fast <strong>and</strong> reliable<br />

way to increase the range of frequencies that their<br />

spectrometer can analyze, thereby verifying the molecular<br />

signature of the liquid <strong>and</strong> creating a much more detailed<br />

“thumbprint” that can be checked against the range of<br />

possibly dangerous liquids available to terrorists.<br />

The method is called Hilbert spectroscopy, <strong>and</strong> it<br />

works over a wider range of frequencies, from a few<br />

gigahertz to a few terahertz. With the incorporation of<br />

a Josephson junction, which is a nanoscale electronic<br />

device, the researchers have undertaken practical<br />

detection experiments that can directly transform the<br />

electromagnetic spectrum received by the spectrometer<br />

into an electrical signal that warns of suspicious fluids.<br />

A team of researchers from Duke University’s<br />

Marine Laboratory, Durham, North Carolina recently<br />

used atomic force microscopy <strong>and</strong> mass spectrometry<br />

to solve the mystery of what makes barnacles adhere<br />

so tenaciously to various surfaces while underwater.<br />

Scientists have long known the chemical properties of the<br />

glue these crustaceans use, but not how these chemicals<br />

interact to create a sticky effect.<br />

The team discovered how to gently remove this glue<br />

Market Profile: Portable Fluorometers<br />

A small niche market <strong>with</strong>in fluorescence spectroscopy<br />

is portable fluorometers. Primary applications are in the<br />

agricultural industry, but there is considerable potential<br />

elsewhere. The market l<strong>and</strong>scape is small <strong>and</strong> fragmented,<br />

<strong>with</strong> no dominant leader, <strong>and</strong> significant potential<br />

for growth.<br />

Environmental<br />

testing (21%)<br />

By far the most common application<br />

for portable fluorometers<br />

is as the chlorophyll fluorescence<br />

system. Such analysis can<br />

provide information for a number<br />

of agriculturally <strong>and</strong> environmentally<br />

important applications,<br />

such as identification of<br />

genetically modified crops, plant<br />

health, pesticide levels, <strong>and</strong><br />

more. Other uses include evaluation<br />

of water quality by way of algae levels. An area<br />

of significant potential that has yet to be realized is in<br />

clinical <strong>and</strong> biological analyses, where there is currently<br />

significant work underway in exploring the potential of<br />

portable <strong>and</strong> h<strong>and</strong>held fluorometers.<br />

There are quite a few competitors in the market, <strong>with</strong><br />

many of them based in Europe. However, almost all of<br />

Other (17%)<br />

Portable fluorescence dem<strong>and</strong> in 2009.<br />

these companies are small, independent manufacturers.<br />

None of the major diversified spectroscopy vendors currently<br />

compete in the portable fluorescence market.<br />

The worldwide market for portable fluorometers is<br />

less then $10 million, but is expected to see double-digit<br />

annual growth due to the continued<br />

growth of agricultural<br />

<strong>and</strong> environmental applications,<br />

as well as the potential dem<strong>and</strong><br />

from clinical <strong>and</strong> biological<br />

applications.<br />

The foregoing data were based<br />

upon SDi’s market analysis<br />

<strong>and</strong> perspectives report<br />

Agriculture (62%)<br />

entitled Global Assessment<br />

Report, 10th Edition: The<br />

Laboratory Life Science <strong>and</strong><br />

Analytical Instrument Industry, September 2008.<br />

For more information, contact Stuart Press, Vice<br />

President – Strategic <strong>Analysis</strong>, Strategic Directions<br />

International, Inc., 6242 Westchester Parkway, Suite<br />

100, Los Angeles, CA 90045, (310) 641-4982, fax:<br />

(310) 641-8851, www.strategic-directions.com.


www.spectroscopyonline.com<br />

November 2009 <strong>Spectroscopy</strong> 24(11) 15<br />

from the barnacles (Amphibalanus<br />

amphitrite) as they secreted it, wihch<br />

enabled them to deconstruct the glue<br />

<strong>and</strong> find out exactly how it worked.<br />

They initially compared the glue<br />

to another substance that clots in<br />

solution, red blood cells, expecting<br />

the mechanism by which glue<br />

particles bind, <strong>and</strong> red blood cells<br />

bind, to be different.<br />

However, they found they are<br />

strikingly similar. In blood, a number<br />

of enzymes work to create long<br />

protein fibers that bind red blood<br />

cells together into a clot <strong>and</strong> create a<br />

scab. Using atomic force microscopy<br />

<strong>and</strong> mass spectrometry among other<br />

techniques, the team found that very<br />

similar enzymes, known as trypsinlike<br />

serine proteases, are at work<br />

in barnacle glue. One of these glue<br />

enzymes is very similar to Factor XIII,<br />

an essential blood clotting agent in<br />

human blood.<br />

However, these results do make<br />

evolutionary sense, says team<br />

member Professor Dan Rittschof:<br />

“Virtually no biochemical pathway is<br />

br<strong>and</strong> new. Everything is related <strong>and</strong><br />

really important pathways are used<br />

over <strong>and</strong> over,” he explains.<br />

Scientists <strong>and</strong> engineers from<br />

NASA’s Langley Research Center,<br />

Hampton, Virgina, recently<br />

deployed an instrument named<br />

the “Far-Infrared <strong>Spectroscopy</strong> of<br />

the Troposphere (FIRST)” in order<br />

to measure the effect of highaltitude<br />

water vapor on the Earth’s<br />

atmosphere. Deployed in the “driest<br />

place in the world,” the Chilean<br />

desert of Atacama, FIRST is one of<br />

only four instruments of its kind in<br />

the world.<br />

It is hoped that the instrument will<br />

help researchers predict changes in<br />

the Earth’s climate more effectively,<br />

as it measures a b<strong>and</strong> of radiation<br />

linked to the absorption of water<br />

vapor through the greenhouse effect.<br />

This radiation activity is a significant<br />

climate factor <strong>and</strong> many believe that<br />

it may comprise up to half of the<br />

Earth’s natural cooling mechanism.<br />

Even though other major factors have<br />

been studied from orbit, up until<br />

now, the technology has not existed<br />

to do the same <strong>with</strong> water vapor. If<br />

successful, the FIRST equipment will<br />

deliver the first precisely measurable<br />

insights into the effect of water vapor<br />

on the Earth’s climate.<br />

Industry<br />

The Institute for Systems Biology<br />

(ISB) (Seattle, Washington), <strong>and</strong><br />

Agilent Technologies, Inc. (Santa<br />

Clara, California) announced a<br />

collaboration to create the Human<br />

Multiple Reaction Monitoring (MRM)<br />

Atlas, a comprehensive resource<br />

designed to enable scientists to<br />

perform quantitative analysis of<br />

all human proteins. The project is<br />

expected to fuel research gains in<br />

biomarker discovery <strong>and</strong> validation,<br />

the search for protein-based<br />

diagnostic tests, personalized<br />

medicine, <strong>and</strong> human health<br />

monitoring.<br />

The program is supported by grants<br />

totaling $4.6 million to ISB’s Robert<br />

Moritz <strong>and</strong> Leroy Hood for developing<br />

the “Complete Human Peptide<br />

<strong>and</strong> MRM Atlas” by the National<br />

Human Genome Research Institute<br />

of the National Institutes of Health,<br />

under “The American Recovery<br />

<strong>and</strong> Reinvestment Act - Grant<br />

Opportunities.” Ruedi Aebersold<br />

of the Swiss Federal Institute<br />

of Technology (ETH), Zurich,<br />

Switzerl<strong>and</strong> is collaborating as well,<br />

<strong>with</strong> additional funding from the<br />

European Research Council.<br />

“We believe this will be a<br />

revolutionary development in protein<br />

analysis,” said Rob Moritz, ISB faculty<br />

member <strong>and</strong> director of Proteomics,<br />

“one that will accelerate <strong>and</strong><br />

catalyze the routine use of protein<br />

quantitation for immensely important<br />

breakthroughs in the underst<strong>and</strong>ing,<br />

early detection, <strong>and</strong> monitoring of<br />

human disease.”<br />

The atlas is designed to enable<br />

scientists to quantitatively access the<br />

approximately 20,000 proteins in<br />

human tissues, cell lines, <strong>and</strong> blood,<br />

potentially transforming many areas<br />

of human health research.<br />

Waters Corporation (Milford,<br />

Massachusetts) recently held the<br />

2nd Annual Global Food Safety Policy<br />

Forum <strong>with</strong> the Center for Science<br />

in the Public Interest (CSPI) in<br />

Washington, DC, to bring together<br />

policymakers <strong>and</strong> private experts<br />

from around the globe to discuss<br />

solutions that improve food supply in<br />

the U.S. <strong>and</strong> worldwide.<br />

U.S. Rep. Rosa DeLauro, the House<br />

of Representative’s leading food<br />

safety champion, delivered the<br />

keynote address. She called for<br />

a robust U.S. traceability system,<br />

equivalency <strong>with</strong> trading partners,<br />

<strong>and</strong> greater reliance on science <strong>and</strong><br />

technology to improve the safety of<br />

food imports. “This is about food<br />

safety science <strong>and</strong> where we want to<br />

go,” she said.<br />

CSPI Director of Food Safety<br />

Caroline Smith DeWaal said Congress<br />

has taken steps to improve U.S.<br />

food safety but new legislation<br />

is needed because the country is<br />

operating under antiquated laws<br />

<strong>and</strong> consumers are increasingly<br />

concerned.<br />

The Government Accountability<br />

Office released a new report at the<br />

Forum, concluding that FDA <strong>and</strong><br />

USDA have taken steps to address the<br />

challenges in ensuring the safety of<br />

food imports but the agencies need<br />

to make better use of data available<br />

to them to target riskier imports <strong>and</strong><br />

learn from the European Union’s<br />

system.<br />

HORIBA (Edison, New<br />

Jersey) has entered into a<br />

purchase agreement of l<strong>and</strong> for<br />

the construction of a new research<br />

facility on the campus of Ecole<br />

Polytechnique Paris, France) as<br />

part of the PARIS Saclay cluster.<br />

The new facility will welcome the<br />

headquarters of the recently created<br />

holding for all corporate activities in<br />

Europe, HORIBA Europe Holding SAS,<br />

consolidating 350M EUR <strong>and</strong> 1700<br />

employees in France, Germany, UK,<br />

Italy, <strong>and</strong> Spain. It will also serve as<br />

HORIBA’s European Research Centre.<br />

The facility will be initially 7500 m 2<br />

<strong>with</strong> a late 2011 move in, <strong>with</strong> the<br />

possibility of exp<strong>and</strong>ing to 18,000 m 2<br />

in later phases. ◾


16 <strong>Spectroscopy</strong> 24(11) November 2009 www.spectroscopyonline.com<br />

Mass Spectrometry Forum<br />

Pressure <strong>and</strong> Vacuum:<br />

Not Really Trivial<br />

Achieving <strong>and</strong> maintaining vacuum in a mass spectrometer, <strong>and</strong> measuring <strong>and</strong> monitoring<br />

the vacuum pressure, is fundamental for proper instrument operation. This installment of<br />

“Mass Spectrometry Forum” discusses some basic issues relevant to pressure measurement.<br />

Kenneth L. Busch<br />

In the ideal (off) world, we would assemble <strong>and</strong> operate<br />

our mass spectrometers in geosynchronous orbit. With<br />

ultralow pressure <strong>and</strong> infinite pumping capacity right<br />

outside the laboratory window, a few solar panels providing<br />

the power needed to operate the instrument (which is really<br />

minimal outside the power needed to operate vacuum<br />

pumps), <strong>and</strong> no terrestrial distractions, the only remaining<br />

impediment would be the wait that may be needed for appearance<br />

of a service engineer. The constrained transport<br />

chain for getting samples from Earth to the orbiting instrument<br />

might prove to be a blessing in disguise, serving to<br />

discourage submission of casual or repetitive samples, <strong>and</strong><br />

focusing attention on properly prepared <strong>and</strong> validated samples.<br />

Should the return <strong>vis</strong>it to Earth for the annual ASMS<br />

meeting become problematic, ASMS webcasts could prove<br />

useful.<br />

Such a scenario may be premature but it is not unrealistic.<br />

The location of mass spectrometers off-planet is not limited<br />

to the Viking instrument resident on the surface of Mars.<br />

Mass spectrometers have sampled the composition of other<br />

planetary atmospheres, comets, <strong>and</strong> interplanetary space<br />

itself. The need to design such instruments to meet the<br />

constraints of space <strong>and</strong> power, <strong>and</strong> to ensure robustness,<br />

has informed the development of the newest generation of<br />

mobile mass spectrometers for the rest of us. As <strong>with</strong> all<br />

design that pushes to extremes, it is a clear underst<strong>and</strong>ing of<br />

the basics that catalyzes progress. Note that the basic studies<br />

in extraterrestrial mass spectrometry (MS) extend back<br />

to the 1950s <strong>and</strong> 1960s. The designers of such instruments<br />

also had unique approaches to creating <strong>and</strong> maintaining a<br />

vacuum in the instrument. Creating a vacuum may be as<br />

simple as opening a port to space in transit. Maintaining<br />

a vacuum during descent through a planetary atmosphere<br />

requires careful consideration of the pressures that may<br />

be encountered, the composition of the gases encountered<br />

(these were in fact what was to be measured), <strong>and</strong> gas conductances<br />

<strong>with</strong>in the system <strong>and</strong> through its ports. Perhaps<br />

the design would consider a control parameter involving


18 <strong>Spectroscopy</strong> 24(11) November 2009<br />

www.spectroscopyonline.com<br />

pressure measurements taken on-site,<br />

<strong>with</strong> the readings fed into a system<br />

that makes decisions on the fly. These<br />

complex topics deserve a more detailed<br />

exposition, which will appear in this<br />

column eventually. Until then, <strong>and</strong> to<br />

return to Earth orbit, interested readers<br />

might learn about the Wake Shield<br />

Facility (described at http://www.svec.<br />

uh.edu/wsfp.html), which takes advantage<br />

of the excellent vacuum available<br />

in the wake of the space shuttle.<br />

Earlier columns in “Mass Spectrometry<br />

Forum” covered general topics<br />

of vacuum systems (as well as our<br />

sometimes confusing uses of the terms<br />

vacuum <strong>and</strong> pressure), <strong>and</strong> the operation<br />

of high vacuum pumps (1,2). Here,<br />

to keep things simple, we will call any<br />

pressure below 1 atmosphere (760<br />

Torr) a vacuum. There are subsidiary<br />

terms of rough vacuum, low vacuum,<br />

high vacuum, <strong>and</strong> ultrahigh vacuum,<br />

<strong>with</strong> such terms corresponding, in<br />

order, to lower <strong>and</strong> lower pressures.<br />

The pressure in interstellar space, by<br />

the way, is about 10 -16 Torr, <strong>and</strong> the<br />

pressure <strong>with</strong>in interplanetary space<br />

higher (depending upon where you<br />

are). These are isotropic gas pressures,<br />

<strong>and</strong> the fact that the interstellar pressure<br />

is so low is one reason why radiation<br />

pressure can be used to exert a<br />

force upon solar sails.<br />

The focus of this column is the<br />

measurement of pressure in a mass<br />

spectrometer, located somewhere on<br />

the surface of planet Earth (+/- 5 km)<br />

(3). The continued growth <strong>and</strong> diversification<br />

of MS should refocus our<br />

attention on the attainment of vacuum<br />

<strong>and</strong> the accurate measurement of pressures.<br />

At the heart of MS is the ability<br />

to create ions, to move them around,<br />

to differentiate them by their mass-tocharge<br />

ratios, <strong>and</strong> to detect them. For<br />

years, <strong>and</strong> certainly through the dominant<br />

era for electron ionization (EI)<br />

<strong>and</strong> chemical ionization (CI) sources,<br />

we thought of the MS instrument<br />

as under high vacuum from source<br />

through to the detector. We also came<br />

to know the vacuum pumping system<br />

as a high-cost, high-maintenance part<br />

of the instrument. Certainly, pumping<br />

systems evolved from the crude apparatus<br />

first used by Aston in his<br />

Source<br />

Inlet<br />

Ionization gauge<br />

Analyzer<br />

Diffusion pump<br />

Thermocouple gauge<br />

Rough<br />

pump<br />

Detector<br />

vent<br />

Figure 1: Simple diagram of placement of a thermocouple gauge (bottom) <strong>and</strong> an ionization<br />

gauge (top) on a generic mass spectrometer.<br />

Table I: Usual operational range for some common pressure gauges used<br />

in mass spectrometers.<br />

Device name<br />

Usual operational range (Torr)<br />

(760 Torr is 1 atmosphere of pressure)<br />

Mechanical gauge (various sorts) 1000 to 100<br />

Piezo or quartz sensor 760 to 1<br />

Capacitance manometer 1000 to 10 -3<br />

Thermocouple gauge 760 to 10 -3<br />

Ionization gauge 10 -4 to 10 -8<br />

parabola mass spectrographs, but the<br />

consistent general model was a highvacuum<br />

diffusion pump (or two) for<br />

the main system to achieve a high vacuum,<br />

<strong>with</strong> associated backing pumps<br />

(the rough pumps) that also could be<br />

plumbed into source interfaces for separators<br />

or direct insertion probes. Most<br />

pumps (including diffusion pumps<br />

<strong>and</strong> rotary vane backing pumps) transport<br />

gas molecules against a pressure<br />

gradient, so the ultimate exhaust for<br />

the backing pumps should be a hood<br />

vented to outside. The advent of reliable<br />

turbomolecular pumps did not<br />

shift the basic design of the pumping<br />

systems in our instruments, but added<br />

certain advantages of speed <strong>and</strong> pump<br />

placement. The basic goal still was to<br />

move the gas molecules from inside the<br />

system to outside of it.<br />

Within this general scheme, much of<br />

the plumbing intricacy of the vacuum<br />

pumping system was designed for the<br />

ionization source of the mass spectrometer,<br />

<strong>and</strong> the need to transport


www.spectroscopyonline.com<br />

samples from the outside world (760<br />

Torr) into the mass spectrometer<br />

(where the analyzer is at 10 -6 Torr).<br />

For example, a direct insertion probe<br />

would be fitted <strong>with</strong> a staged series of<br />

chambers, valves, <strong>and</strong> locks so that discrete<br />

samples at the laboratory pressure<br />

could be introduced safely into the 10 -5<br />

Torr EI source, or the 1 Torr CI source.<br />

Jet separators <strong>and</strong> membrane interfaces,<br />

<strong>and</strong> various other devices, were<br />

early interface devices that transported<br />

a stream of sample molecules from<br />

the exit of a gas chromatography (GC)<br />

system to those same under-vacuum<br />

sources, while pumping away most of<br />

the carrier gas <strong>and</strong> thereby enriching<br />

the concentration of sample. For liquid<br />

chromatography (LC), an even wider<br />

diversity of interface systems was de<strong>vis</strong>ed<br />

because the evaporation of the<br />

LC solvent placed an even greater load<br />

on the vacuum-pumping system, <strong>and</strong><br />

in the beginning at least, the ionization<br />

source was still operating at a pressure<br />

far below atmospheric pressure. Now,<br />

ionization sources operate at pressures<br />

above atmospheric pressure, <strong>and</strong> commonly<br />

at ambient pressure, such as<br />

electrospray ionization (ESI) sources,<br />

along <strong>with</strong> ambient sampling methods,<br />

<strong>and</strong> the problems of designing a successful<br />

interface are somewhat eased.<br />

At the other extreme, sources in surface<br />

science experiments may operate<br />

at pressures as low as 10 -9 Torr, <strong>and</strong> the<br />

idea of a chemical ionization reagent<br />

gas at 1 Torr pressure is anathema.<br />

Mass analyzers, however, still usually<br />

operate <strong>with</strong>in the pressure range of<br />

10 -5 to 10 -7 Torr, <strong>with</strong> the notable exception<br />

of the ion trap.<br />

Instrument operators have to be<br />

aware of what pressure regime is<br />

proper for each part of a more complicated<br />

instrument, <strong>and</strong> measure <strong>and</strong><br />

monitor those pressures for optimum<br />

<strong>and</strong> stable instrument operation. A<br />

rule-of-thumb in practical troubleshooting<br />

for erratic or deteriorating<br />

instrument operation is to “check the<br />

vacuum first.” The reason is explained<br />

directly in a short commercial publication<br />

about the need for accuracy in low<br />

pressure measurements (4): “But when<br />

it comes to high vacuum measurement,<br />

accuracy seems not to matter.<br />

We speak of being in “the 6 range” or<br />

in “the low part of the 8 range.” We<br />

seem to ignore the fact that the 6 range,<br />

that is, the pressure difference between<br />

1 X 10 -6 <strong>and</strong> 1 X 10 -5 Torr, involves<br />

a change in gas density of 10 times.<br />

We seem to think it is unimportant<br />

whether we are at 2 X 10 -8 or 1 X 10 -8<br />

Torr: “Not to worry. It’s okay. We’re in<br />

the 8 range.” Why does it matter if we<br />

pump to 2 X 10 -8 rather than to 1 X<br />

10 -8 Torr? At the higher pressure, we<br />

will have twice the density of molecules<br />

November 2009 <strong>Spectroscopy</strong> 24(11) 19<br />

present as at the lower pressure. If this<br />

presents no problem, why then are we<br />

spending time <strong>and</strong> money pumping<br />

to a lower pressure than required? If<br />

a pressure of 2 X 10 -8 Torr is satisfactory,<br />

could we use 3 X 10 -8 Torr <strong>and</strong><br />

save some pumping time? After all,<br />

nature abhors a vacuum, <strong>and</strong> reducing<br />

the pressure by a factor of two or more<br />

does not come free.” If the apparent<br />

sensitivity of an MS instrument is off<br />

10–15%, or seems to vary erratically,<br />

a “small” change in pressure in the


20 <strong>Spectroscopy</strong> 24(11) November 2009 www.spectroscopyonline.com<br />

mass analyzer may be the cause. The<br />

author of this quote addresses the need<br />

for accurate pressure measurement in<br />

a vacuum chamber used for materials<br />

processing, but the lesson is valuable.<br />

For the mass spectrometer, scattering<br />

collisions reduce ion transmission,<br />

<strong>and</strong> reduce instrument sensitivity. A<br />

“small” change in pressure can lead<br />

to an amplified degradation in performance.<br />

Pumps “burp” for various<br />

reasons, <strong>and</strong> the short pressure surge<br />

takes time to dissipate. Erratic instrument<br />

performance may be your only<br />

clue if you are not carefully monitoring<br />

the pressure. The author may be the<br />

only mass spectrometrist in the world<br />

who would become concerned <strong>with</strong> a<br />

shift in measured base pressure from<br />

2 X 10 -6 to 3 X 10 -6 Torr, but now you<br />

know why.<br />

Performance of the vacuum pumping<br />

system of a mass spectrometer<br />

is monitored through measurement<br />

of the pressure at various points in<br />

the system. These measured pressures<br />

may or may not be logged into<br />

the automated control system of the<br />

mass spectrometer. In process vacuum<br />

chambers, system pressures certainly<br />

are recorded so that the conditions of<br />

materials processing are known precisely.<br />

But in analytical mass spectrometers,<br />

pressure measurement is often<br />

manually monitored. Consider Figure<br />

1, which is a schematic of a diffusion<br />

pump attached to the main vacuum<br />

chamber, supported by the backing<br />

pump (also known as the rough pump),<br />

<strong>with</strong> the system exhaust routed to a<br />

hood. Pressures <strong>with</strong>in the backing<br />

pump lines are monitored (using the<br />

thermocouple gauge) as an indicator of<br />

the total gas load on the system, <strong>and</strong> to<br />

ensure that the main diffusion pump is<br />

properly supported. The main chamber<br />

pressure is monitored <strong>with</strong> the<br />

ionization gauge. The diffusion pump<br />

can operate for a short time at higher<br />

backing pressures, but prolonged operation<br />

leads inevitably to a rise in main<br />

system pressure <strong>and</strong> a degradation of<br />

the pumping fluid. In a simple EI mass<br />

spectrometer, monitoring the two pressures<br />

(the backing pump line thermocouple<br />

gauge <strong>and</strong> the main chamber<br />

ionization gauge) usually is sufficient<br />

for reassurance that the instrument<br />

was properly pumped.<br />

Details of how each measurement<br />

device works are explored in specialized<br />

texts (5–8) <strong>and</strong> commercial manufacturer’s<br />

applications notes, reflecting<br />

the broad application of vacuum<br />

science outside of MS. We concentrate<br />

here on the thermocouple gauge <strong>and</strong><br />

the ionization gauge, because these are<br />

the most common devices found on<br />

mass spectrometers, usually configured<br />

approximately as shown in Figure<br />

1. Table I shows the operational pressure<br />

range for the thermocouple gauge<br />

<strong>and</strong> for the ionization gauge, <strong>and</strong> a few<br />

other devices included for comparison.<br />

Performance of<br />

the vacuum<br />

pumping<br />

system of a mass<br />

spectrometer is<br />

monitored through<br />

measurement of<br />

the pressure at<br />

various points in<br />

the system.<br />

Note that in addition to monitoring<br />

the pressure in the backing lines, thermocouple<br />

gauges also can be used to<br />

monitor vacuum pressures in sample<br />

introduction interfaces. Note that for<br />

sources that operate at atmospheric<br />

pressure, the ambient pressure usually<br />

is not measured. We emphasize in this<br />

column three basic issues relevant to<br />

the vacuum pumping system in a mass<br />

spectrometer. First, the vacuum gauge<br />

produces an electrical output that can<br />

be related to pressure through a calibration,<br />

<strong>and</strong> not all residual gas mixtures<br />

follow the same calibration curve.<br />

Second, the pressure measured is the<br />

pressure at the gauge, not necessarily in<br />

the system, <strong>and</strong> so we have to consider<br />

conductance. Third <strong>and</strong> finally, proper<br />

vacuum-pumping system care<br />

maintains instrument performance.<br />

Calibration: Like any transducer,<br />

a vacuum gauge must be calibrated.<br />

In MS, that calibration entails some<br />

special issues. The composition of a gas<br />

mixture at Earth atmospheric pressure<br />

contains an expected mix of nitrogen,<br />

oxygen, water, carbon dioxide, argon,<br />

<strong>and</strong> some trace components. Does this<br />

mixture change in its relative composition<br />

as a pump lowers the pressure in<br />

a vacuum chamber? It most certainly<br />

does, because various pumps may act<br />

to pump one gas component more effectively<br />

than another. Thus the composition<br />

of that starting gas mixture<br />

at 10 -3 Torr will be slightly different<br />

from the composition at atmosphere,<br />

even more different at 10 -6 Torr, <strong>and</strong><br />

vastly different at 10 -9 Torr. For the<br />

pressure-measuring devices, a calibration<br />

should be completed so that the<br />

electrical output can be related to the<br />

actual pressure, <strong>and</strong> the calibration<br />

must factor in the composition of the<br />

gas. Any device reacts to different gases<br />

<strong>with</strong> a different sensitivity, <strong>and</strong> thus<br />

exhibits a different calibration curve.<br />

A thermocouple gauge that measures<br />

1 Torr of pressure when the composition<br />

is residual atmospheric gases will<br />

be slightly different in response from<br />

a thermocouple gauge reading 1 Torr<br />

of methane in a CI source. Many commercial<br />

companies offer calibration<br />

services for vacuum gauges. In MS,<br />

traceability to a NIST or other national<br />

st<strong>and</strong>ard is not usually necessary. NIST<br />

calibration is described in detail in<br />

publications available on the web (9,10).<br />

Conductance: The connection of<br />

a vacuum gauge to the mass spectrometer<br />

deserves some discussion.<br />

Consider the two situations depicted<br />

in Figure 1 for a thermocouple gauge<br />

<strong>and</strong> for an ionization gauge. The thermocouple<br />

gauge is connected directly<br />

into the vacuum line, <strong>and</strong> many gauges<br />

are built into threaded assemblies for<br />

such a purpose. We can be assured<br />

that the pressure measured by the<br />

thermocouple gauge is the pressure in<br />

the line because of this direct connection.<br />

On the other h<strong>and</strong>, consider the<br />

connection of an ionization gauge to<br />

the main vacuum chamber of a mass<br />

spectrometer. Sometimes the glass-en-


www.spectroscopyonline.com<br />

November 2009 <strong>Spectroscopy</strong> 24(11) 21<br />

closed ionization gauge is found in a T<br />

configuration equipped <strong>with</strong> a bolted<br />

vacuum machine flange. This vacuum<br />

flange is then bolted to the receiving<br />

flange teed off the main chamber.<br />

We want to know the pressure in the<br />

main chamber, but what we actually<br />

measure is the pressure at the gauge,<br />

which is related to the pressure in the<br />

chamber through the conductance of<br />

the connection. As a rule, instrument<br />

design should maximize conductance<br />

between the vacuum gauge <strong>and</strong> the<br />

chamber. For example, large diameter<br />

connections have better conductance<br />

than do smaller-diameter connections,<br />

<strong>and</strong> curved 90° bends have better conductance<br />

than do right-angle bends.<br />

To minimize possible issues of conductance,<br />

a direct mounting of the gauge<br />

is available <strong>with</strong> the use of a “nude” ion<br />

gauge. Here the analyst must be aware<br />

of the ionic <strong>and</strong> photonic emission of<br />

the gauge itself, as well as its fragility.<br />

Care: A vacuum pumping system<br />

does not thrive on neglect, but this<br />

author’s experience is that few currently<br />

practicing mass spectrometrists<br />

receive basic education in vacuum<br />

science. For example, a proper pumpdown<br />

technique (11,12) is part of the<br />

necessary care of a vacuum system<br />

<strong>and</strong> requires more attention than<br />

usually documented. Additionally, a<br />

good maintenance schedule includes,<br />

for example, attention to air filters,<br />

water filters, exhaust filters, flushing of<br />

water lines, pump oil replacement <strong>and</strong><br />

proper disposal, seals testing, leak testing,<br />

replacements for degraded seals<br />

<strong>and</strong> hoses, <strong>and</strong> general system cleanliness.<br />

Pumps sited away from the mass<br />

spectrometer for purposes of noise<br />

abatement or vibration isolation are<br />

especially likely to fall off the maintenance<br />

schedule. “Bake-out” is a term<br />

that is not much used anymore, <strong>and</strong> it<br />

is doubtful that the reasons for completing<br />

one are still known. Finally,<br />

while source ionization cleanliness<br />

usually is acknowledged to be vital for<br />

good instrument performance, the<br />

cleanliness of the rest of the system<br />

(comprising the preponderance of<br />

surface area for the vacuum system)<br />

rarely is considered. Maintenance is<br />

not the most pleasant work of the MS<br />

laboratory, but it is one of the more<br />

important ones. Let the author know if<br />

you have assembled a workable reward<br />

structure that results in proper maintenance<br />

— “beer <strong>and</strong> pizza” will not be<br />

considered an adequate response.<br />

Good vacuum system design is a<br />

crucial underpinning for high performance<br />

instrumentation. In “Mass<br />

Spectrometry Forum,” our range of<br />

topics is extraordinarily broad, ranging<br />

from the basics of electronic <strong>and</strong><br />

vacuum technology through to the<br />

ethical use of MS data. The important<br />

aspects of pressure <strong>and</strong> vacuum need<br />

regular teaching, <strong>and</strong> we will return<br />

to additional topics in these areas in<br />

future columns.<br />

References<br />

(1) K.L. Busch, <strong>Spectroscopy</strong> 15(9), 22<br />

(2000).<br />

(2) K.L. Busch, <strong>Spectroscopy</strong> 16(5), 14,<br />

(2001).<br />

(3) There are mass spectrometers that<br />

operate in the undersea environment,


22 <strong>Spectroscopy</strong> 24(11) November 2009 www.spectroscopyonline.com<br />

<strong>and</strong> also instruments that operate in<br />

the lower reaches of the atmosphere.<br />

Interfaces will differ, of course, but<br />

the basic pumping needs <strong>with</strong>in the<br />

instrument itself remain similar. Outside<br />

that range, design considerations<br />

diverge.<br />

(4) Granville-Phillips, Issues in Vacuum<br />

Measurement, “It’s a Myth that<br />

Less Accuracy is Needed for Low-<br />

Pressure Measurement.” Found at<br />

http://www.brooks.com/documents.<br />

cfm?documentID=4879.<br />

(5) K. Jousten, H<strong>and</strong>book of Vacuum<br />

Technology (Wiley-VCH, New York,<br />

New York, 2008).<br />

(6) J.F. O’Hanlon, A User’s Guide to<br />

Vacuum Technology (John Wiley <strong>and</strong><br />

Sons, Hoboken, New Jersey, 2003).<br />

(7) D.J. Hucknall <strong>and</strong> A. Morris, Vacuum<br />

Technology: Calculations in Chemistry,<br />

(Royal Society of Chemistry, UK,<br />

2003).<br />

(8) A very useful compendium of vacuum<br />

technology references is found at:<br />

http://www.atomwave.<br />

org/rmparticle/ao%20refs/<br />

aifm%20refs%20sorted%20by<br />

%20topic/beam%20detectors/<br />

Vacuum%20References.doc.<br />

(9) S. Dittmann, “NIST Measurement<br />

Services: High Vacuum St<strong>and</strong>ard <strong>and</strong><br />

Use, 1989.” Found at http://ts.nist.<br />

gov/MeasurementServices/Calibrations/upload/SP250-34.pdf<br />

(10) J.H. Hendricks , P.J. Abbott, J.E.<br />

Ricker, J.H. Chow, <strong>and</strong> J.D. Kelley,<br />

“Development of a New NIST Calibration<br />

Service Using the Comparison<br />

Method for Vacuum Gauges Spanning<br />

the Range 0.65 Pa to 133 kPa,” found<br />

at www.cstl.nist.gov/projects/fy06/<br />

indst0683608.pdf.<br />

(11) See http://www.vacuumlab.com/Articles/VacLab32.pdf.<br />

(12) See http://www.plasma.org/activity/<br />

groups/subject/vac/Events_Archive/<br />

file_8392.ppt.<br />

Kenneth L. Busch<br />

grew up in the era of<br />

belt-driven rough pumps.<br />

KLB always remembers to<br />

put a leak tray under his<br />

rough pumps, he knows<br />

what a sight glass is, <strong>and</strong><br />

he knows the chemical molecular composition<br />

of many diffusion pump oils. In his<br />

youth, <strong>with</strong> a steadier h<strong>and</strong>, he could replace<br />

filaments in nude ionization gauges.<br />

Extra bonus points <strong>with</strong> no redeemable<br />

cash value are sent via email to those who<br />

deduce the pun not quite hidden in this<br />

column. No hints provided. Responsibility<br />

for this column resides solely <strong>with</strong> the author,<br />

who can be reached at:<br />

wyvernassoc@yahoo.com<br />

For more information on<br />

this topic, please <strong>vis</strong>it:<br />

www.spectroscopyonline.com/busch


23 <strong>Spectroscopy</strong> 24(11) November 2009 www.spectroscopyonline.com<br />

Focus on Quality<br />

The Tiger Has Sharp New Teeth<br />

The new FDA Commissioner wants a strong FDA <strong>and</strong> is backing her words <strong>with</strong> action by initiating<br />

a program that cuts the time that firms must respond to 483 observations from 30 to<br />

15 business days. Not only is the time halved but the response must be complete. Therefore<br />

it is better <strong>and</strong> cheaper to be compliant than not.<br />

R.D. McDowall<br />

The Food <strong>and</strong> Drug Administration (FDA) has not had<br />

good press over the last few years, as they have been on<br />

the receiving end of two critical reports from the Government<br />

Audit Office (GAO). The last report covered the<br />

FDA foreign inspection program <strong>and</strong> was damning in the<br />

fact that the FDA does not know how many establishments<br />

it has to inspect, relies upon volunteers to inspect overseas,<br />

<strong>and</strong> when they do conduct inspections, the frequency is<br />

lower than in the U.S. (1).<br />

FDA Modernization Act 2009<br />

As a result of this report <strong>and</strong> also the increased threat of<br />

supply chain contamination, the FDA Modernization Act<br />

2009 (2) is being passed into law <strong>and</strong> covers the following<br />

areas:<br />

• Creates an up-to-date registry of all drug <strong>and</strong> device facilities<br />

serving American consumers.<br />

• Increases funding for more GMP inspections for ethical<br />

<strong>and</strong> generic drugs as well as introduces preapproval inspections<br />

for generic drugs.<br />

• Requires parity between foreign <strong>and</strong> domestic inspections,<br />

<strong>and</strong> to meet this, the FDA is setting up offices in<br />

China, India, Europe, <strong>and</strong> Latin America.<br />

• Denies entry to drugs coming from facilities that limit,<br />

delay, or deny FDA inspections.<br />

• Requires manufacturers to know their supply chain including<br />

the identification <strong>and</strong> mitigation of risk throughout<br />

their supply chain.<br />

• Requires country-of-origin labeling for components.<br />

Concomitantly, there also has been an increase in budget<br />

to fund this <strong>and</strong> increase the inspection program. So what<br />

does that mean for me in the laboratory? This stuff appears<br />

to be too high a level to even contemplate doing anything<br />

about. What’s this about a tiger <strong>and</strong> new teeth? It may seem<br />

that the tiger has been stuffed but the good bits start in the<br />

next section.<br />

New FDA Commissioner Acts<br />

In addition to the FDA Modernization Act 2009, there also<br />

has been a change at the top <strong>with</strong> the appointment of Dr.<br />

Margaret Hamburg as the new FDA commissioner in May<br />

2009. On August 6, 2009, the new commissioner made a<br />

speech that emphasized the need for a “strong FDA,” which<br />

highlighted the benefits of this new approach as having<br />

credibility <strong>with</strong> the public, being transparent in explaining<br />

its decisions, being able to enforce the law, <strong>and</strong> being creative<br />

in promoting health. In this speech, <strong>with</strong> an accompanying<br />

video (3), were such quotations as<br />

• “Through regular inspections <strong>and</strong> follow-up on signals<br />

indicating problems, the FDA must work to identify <strong>and</strong> resolve<br />

problems early.”<br />

• “Companies must have a realistic expectation that if<br />

they are crossing the line, they will be caught, <strong>and</strong> that if<br />

they fail to act, we will.”<br />

• “The agency must show industry <strong>and</strong> consumers that we<br />

are on the job. We must publicize our enforcement actions<br />

— <strong>and</strong> the rationale for those actions — widely <strong>and</strong><br />

effectively.”


24 <strong>Spectroscopy</strong> 24(11) November 2009 www.spectroscopyonline.com<br />

• “The agency must place greater<br />

emphasis on significant risks <strong>and</strong> violations,<br />

<strong>and</strong> use meaningful penalties<br />

to send a strong message to discourage<br />

future offenses.”<br />

The strong message coming through<br />

loud <strong>and</strong> clear is be compliant <strong>and</strong><br />

remain compliant <strong>with</strong> the regulations<br />

— or else. You’ll now see that the tiger,<br />

far from being ready for the taxidermist,<br />

is starting to sharpen its teeth.<br />

Not only does this apply to the<br />

here-<strong>and</strong>-now but also, as noted in the<br />

final bullet point, the commissioner<br />

wants to discourage future offences.<br />

So why change the FDA approach to<br />

enforcement? One of the rationales for<br />

this was mentioned in the speech as<br />

the pathways for enforcement action<br />

can be too long <strong>and</strong> arduous when the<br />

public’s health is in jeopardy. So from<br />

this <strong>and</strong> the FDA, we must infer that<br />

the FDA will be increasing inspections<br />

while tightening up <strong>and</strong> speeding up<br />

enforcement actions.<br />

Thus. it was not surprising that the<br />

FDA announced in the Federal Register<br />

of August 11 (4) the trial of a new<br />

program entitled “Review of Post-Inspection<br />

Responses.” The purpose of<br />

this program is to facilitate the timely<br />

issuance of warning letters that started<br />

on September 15, 2009 <strong>and</strong> will run for<br />

18 months (the tiger has just come back<br />

from the dentist <strong>and</strong> is feeling hungry<br />

— are you getting the message?).<br />

Issues <strong>with</strong> the Current<br />

Inspection Process<br />

Before we look in detail at the inspection<br />

goodies coming your way, I would<br />

just like to step back <strong>and</strong> review what<br />

happened before implementation of<br />

this new program. FDA inspections<br />

come in three flavors <strong>and</strong> will continue<br />

to do so:<br />

• Facility inspection: routine inspection<br />

of the facility <strong>and</strong> the six areas<br />

quality — however, we will just focus<br />

on the quality system <strong>and</strong> the laboratory<br />

in this column.<br />

• Preapproval inspection (PAI): inspection<br />

of the manufacturing facility<br />

for a new drug or a generic drug before<br />

licensing.<br />

• For cause inspection: either there<br />

is a public health issue that must be<br />

Late<br />

response<br />

Establishment<br />

Inspection<br />

Report (EIR)<br />

Regulatory<br />

action<br />

stopped<br />

Adequate<br />

response<br />

rapidly investigated or a whistleblower<br />

has alerted the agency. In either case,<br />

the first thing you’ll probably notice is<br />

the knock of the inspection team at the<br />

front door of your site.<br />

Regardless of the inspection type,<br />

the inspection follows the same format<br />

<strong>and</strong> begins <strong>with</strong> the inspectors<br />

FDA inspection<br />

483<br />

observations<br />

15 days<br />

Response<br />

letter<br />

Inadequate response<br />

Warning<br />

letter<br />

15 days<br />

Response<br />

letter<br />

Inspection<br />

follow-up<br />

Closeout<br />

letter<br />

Serious<br />

violations<br />

Figure 1: Process flow of the new FDA postinspection response program.<br />

Serious<br />

violations<br />

Further<br />

enforcement<br />

action<br />

presenting their credentials <strong>and</strong> a copy<br />

of FDA Form 482, which is the notice<br />

of inspection, at the opening meeting.<br />

During the inspection, they may notice<br />

noncompliances <strong>and</strong> these are documented<br />

on FDA Form 483 entitled<br />

“Inspectional Observations” (this is<br />

the dreaded 483!), which is given to the


www.spectroscopyonline.com<br />

November 2009 <strong>Spectroscopy</strong> 24(11) 25<br />

company at the closing meeting of the<br />

inspection. Written on each page of<br />

Form 483 is the following wording:<br />

“This document lists observations<br />

made by the FDA representative during<br />

the inspection of your facility.<br />

They are inspectional observations,<br />

<strong>and</strong> do not represent a final agency<br />

determination regarding your compliance.”<br />

The company currently has 30<br />

working days to respond to the 483 but<br />

what happens in practice is that a first<br />

response is presented <strong>with</strong>in the time<br />

limit <strong>and</strong> then further letters are fed in<br />

over a few months for the more serious<br />

issues. If you read some of the warning<br />

letters on the FDA website, you’ll see if<br />

the inspection occurred in January, the<br />

warning letter finally emerges into the<br />

light 6–9 months later. The reason for<br />

this is that there has been protracted<br />

correspondence between the company<br />

<strong>and</strong> the FDA. This will stop under the<br />

new program.<br />

Warning letters are only issued for<br />

significant violations from the regulations.<br />

After the warning letter has been<br />

sent out to the company, a copy is hung<br />

on the “Wall of Shame” in the warning<br />

letter section of the FDA’s website.<br />

Here anyone can have a good laugh<br />

about the problems of another company<br />

while secretly hoping that they<br />

will not have a starring role in a future<br />

warning letter. The response time for<br />

the company to respond to a warning<br />

letter is 15 working days; in the new<br />

program, this also will be the response<br />

time for a 483.<br />

Regardless of whether you get a<br />

483 or not, the FDA inspectors will<br />

write a detailed Establishment Inspection<br />

Report (EIR) of the inspection<br />

that details the people they had talks<br />

<strong>with</strong> <strong>and</strong> the procedures, systems,<br />

<strong>and</strong> records that were inspected; this<br />

document provides the agency <strong>with</strong><br />

its elephant’s memory. Failure to correct<br />

the noncompliances outlined in<br />

a warning letter may lead to further<br />

enforcement action by the FDA, <strong>and</strong><br />

ignoring a warning letter is not ad<strong>vis</strong>able.<br />

However, the agency has often<br />

issued further warning letters to companies<br />

in the past, a practice that will<br />

apparently stop <strong>with</strong> the new program.<br />

Further regulatory enforcement by the<br />

FDA can include a consent decree of<br />

permanent injunction, which will bind<br />

the company in perpetuity to comply<br />

<strong>with</strong> the regulations; this can cost a<br />

company millions of dollars or even its<br />

existence or <strong>with</strong>drawing a product licence.<br />

For foreign companies, the FDA<br />

can ban import of its products.<br />

483 Complaints Procedure<br />

Under the “GMP for the 21st Century”<br />

initiative, the FDA issued a guidance<br />

for industry <strong>with</strong> a delightful title of<br />

“Formal Dispute Resolution: Scientific<br />

<strong>and</strong> Technical Issues Related to Pharmaceutical<br />

CGMP” (5). In essence, this<br />

document encourages the company<br />

<strong>and</strong> the inspector to discuss <strong>and</strong> resolve<br />

everything while the inspection<br />

is still ongoing. However, if this is not<br />

possible, only <strong>with</strong> regard to observations<br />

where it is down to interpretation<br />

is a company allowed to appeal to the<br />

FDA in a formal, two-tiered response.<br />

For example, if you don’t keep<br />

complete records of a spectroscopic<br />

analysis, you will not have a leg to<br />

st<strong>and</strong> on as the regulations explicitly<br />

require you to do this. Here you are<br />

noncompliant <strong>and</strong> you have been<br />

caught — no discussion <strong>and</strong> no argument.<br />

In contrast, if the regulations are<br />

vague <strong>and</strong> it is down to differences of<br />

interpretation between the company<br />

<strong>and</strong> the inspector, then this is where<br />

the dispute procedure can be used.<br />

Postinspection Response<br />

Program<br />

So what has changed <strong>with</strong> this new<br />

program? Two changes that will impact<br />

laboratories is that a very short<br />

timeframe is being put around how<br />

quickly firms must respond to 483<br />

observations, <strong>and</strong> the second is that<br />

there will be a formal close out of<br />

warning letters to demonstrate that<br />

the noncompliances listed there have<br />

been resolved. So let’s look in detail at<br />

what you have to do <strong>and</strong> you will now<br />

see that the tiger has sharp new teeth<br />

<strong>and</strong> that they will be sinking into your<br />

flesh. Figure 1 shows the process as a<br />

diagram <strong>and</strong> readers should look at<br />

this to put the text below into context.


26 <strong>Spectroscopy</strong> 24(11) November 2009 www.spectroscopyonline.com<br />

• FDA has now set postinspection<br />

deadlines for responses by organizations.<br />

The response time for firms to<br />

respond has been halved to 15 working<br />

days. This is not just to send a letter<br />

to begin a cozy correspondence <strong>with</strong><br />

the agency but to have a complete<br />

response to all the 483 observations.<br />

If the compliance problems are significant,<br />

the timeframe for the response is<br />

critical <strong>and</strong> the response must be full,<br />

adequate, <strong>and</strong> complete. The letter will<br />

not be able to show that the problems<br />

have been resolved for all but the simplest<br />

observations but will demonstrate<br />

how they will be resolved <strong>and</strong> in what<br />

timeframe. If a response is not received<br />

in this time or the response is inadequate,<br />

then the agency can start work<br />

on a warning letter or other enforcement<br />

action. We’ll take a look at ways<br />

to respond to a 483 or warning letter in<br />

a later section of this column.<br />

An important point to underst<strong>and</strong><br />

here is that the FDA now takes the<br />

systems-based approach to inspections<br />

<strong>and</strong> coupled <strong>with</strong> ICH Q10 on<br />

pharmaceutical quality systems (6)<br />

you will need a different approach to<br />

respond to 483 observations. If there<br />

is an observation that has an impact<br />

outside of the area inspected, you will<br />

be expected to fix it as part of the systems-based<br />

approach. Remember, the<br />

wording at the end of virtually every<br />

warning letter on the FDA website:<br />

“this letter is not intended to be an<br />

all-inclusive list of the violations at<br />

your facility. It is your responsibility<br />

to ensure compliance <strong>with</strong> applicable<br />

laws <strong>and</strong> regulations administered by<br />

FDA.” However, there is an onus on<br />

the inspector to discuss findings <strong>with</strong><br />

management to minimize surprises<br />

<strong>and</strong> errors when issuing the 483 at the<br />

inspection closing meeting.<br />

• The warning letter issuing process<br />

is being streamlined <strong>and</strong> speeded<br />

up by the FDA. Instead of the FDA<br />

lawyers reviewing all warning letters,<br />

only those where there are significant<br />

legal issues will now get the legal eagle<br />

eye. The agency will not delay issuing<br />

a warning letter if you are late in<br />

responding to the 483. Even if your<br />

response to the 483 is perfect, the FDA<br />

does “not plan to routinely include a<br />

response on the apparent adequacy<br />

of the firm’s corrective actions in the<br />

warning letter (4).” Instead, the agency<br />

will respond to evaluate both your<br />

response to the 483 <strong>and</strong> the warning<br />

letter together. Therefore, the message<br />

is clear to all: Your 483 response must<br />

be timely <strong>and</strong> complete, or else you<br />

could end up <strong>with</strong> a warning letter on<br />

the front doormat pretty quickly afterwards.<br />

• Next, the FDA will prioritize<br />

enforcement follow-up. After a warning<br />

letter is issued or a major product<br />

recall occurs, the FDA will make it a<br />

priority to follow up promptly <strong>with</strong><br />

appropriate action, such as an inspection<br />

or investigation to assess whether<br />

or not a company has made required<br />

changes in its compliance practices.<br />

• In the past, it was not uncommon<br />

for a company to have a number<br />

of warning letters after several inspections;<br />

it may be the companies


www.spectroscopyonline.com<br />

November 2009 <strong>Spectroscopy</strong> 24(11) 27<br />

involved thought that they could<br />

manage the warning letters, the FDA,<br />

<strong>and</strong> still do business. However, under<br />

this new program, the agency will<br />

not issue multiple warning letters<br />

like confetti to noncompliant firms<br />

before taking greater enforcement action.<br />

The agency will move quickly<br />

<strong>and</strong> aggressively to address significant<br />

health concerns or serious violations<br />

by immediate action — even before<br />

they have issued a formal warning letter.<br />

This message is crystal clear — be<br />

compliant or there will be regulatory<br />

trouble <strong>and</strong> the FDA will move to<br />

protect public health.<br />

• In a novel approach to noncompliance,<br />

the FDA will now issue a<br />

close-out letter to companies issued<br />

warning letters to document that they<br />

have made necessary corrections. As a<br />

copy of this close-out will be posted on<br />

the FDA website alongside the warning<br />

letter, readers will be able to see<br />

how quickly companies respond to the<br />

regulator. It is hoped that this will be<br />

an important motivator for companies<br />

to fix the problem quickly.<br />

So does the FDA have sharp new<br />

teeth or are they toothless? It is your<br />

call to decide, but as a word of advice,<br />

be compliant <strong>and</strong> inspection-ready in<br />

your laboratory.<br />

Are You Inspection-Ready?<br />

Remember, the cost of compliance is<br />

always, always, cheaper than the cost<br />

of noncompliance. You can decide how<br />

to do things rather than rush through<br />

something <strong>with</strong> a regulator breathing<br />

your neck. Therefore, the easiest way<br />

to respond to a 483 observation is to be<br />

compliant <strong>and</strong> don’t get one. However,<br />

we have to manage risk in the industry<br />

<strong>and</strong> this is probably unrealistic. So,<br />

don’t get a serious 483 observation.<br />

You’ll need to have a quality system<br />

that is defendable, as this is always<br />

better than arguing <strong>with</strong> the inspector<br />

on the day of the inspection. Rather<br />

than just sit there <strong>and</strong> wait for the next<br />

inspector to drop, all staff should be<br />

vigilant <strong>and</strong> ensure that they work in a<br />

compliant manner <strong>and</strong> — this point is<br />

very important — improve the current<br />

processes <strong>and</strong> the associated compliance.<br />

This is not just a job for quality<br />

assurance personnel who conduct<br />

internal audits <strong>and</strong> document checks,<br />

it is everybody’s job. This internal effort<br />

must be coupled <strong>with</strong> an increased<br />

program of laboratory audits aimed at<br />

verifying what the real level of compliance<br />

is in your organization. It is<br />

all well <strong>and</strong> good knowing that in six<br />

months time an inspection is due <strong>and</strong><br />

that you can prepare for it. When the<br />

inspector comes around the laboratory<br />

is clean <strong>and</strong> tidy <strong>and</strong> all the staff are in<br />

their Sunday best. However, what is the<br />

reality of the day-to-day operations?<br />

Here, audits can be a very effective<br />

means to determining the real level of<br />

compliance. Not just planned audits<br />

that analytical scientists know will<br />

occur <strong>and</strong> can prepare for but unannounced<br />

audits that give the real level<br />

of compliance <strong>and</strong> inspection readiness<br />

of a laboratory. This latter type<br />

of audit can be disruptive but is a vital


28 <strong>Spectroscopy</strong> 24(11) November 2009 www.spectroscopyonline.com<br />

means of avoiding the 15-day postinspection<br />

panic that will become a<br />

feature of noncompliant organizations<br />

in the coming months. Also, from personal<br />

audit experience, it is very useful<br />

to use a digital camera to record some<br />

types of noncompliance such as untidy<br />

laboratories or missing calibration<br />

stickers on equipment as the auditee<br />

has less wiggle room when the evidence<br />

is in the report. To be effective,<br />

audits need to be conducted by trained<br />

staff external to the laboratory under<br />

audit to remove bias from the results.<br />

Responding Effectively to a 483<br />

Observation<br />

Ok, so you ignored the advice above<br />

<strong>and</strong> now you have one or more 483<br />

laboratory observations — so what are<br />

you going to do? Remember, the clock<br />

starts ticking 15 days from the closing<br />

meeting so if you want to avoid the FDA<br />

tiger taking a bite out of various portions<br />

of your anatomy, you had better<br />

start thinking <strong>and</strong> quickly. A good option<br />

is to talk through the observation<br />

<strong>with</strong> the inspector while he or she is still<br />

on site to clarify the issue <strong>and</strong> to inform<br />

the inspector what action will be taken<br />

to resolve the problem. This should help<br />

you underst<strong>and</strong> the problem <strong>and</strong> to get<br />

feedback if this is a way to bring you<br />

back into compliance.<br />

The response to the agency must be<br />

formal <strong>and</strong> that is typically <strong>with</strong> a covering<br />

letter written at a minimum by<br />

the site head or better still by the chief<br />

executive officer. This is intended to<br />

demonstrate to the FDA how seriously<br />

the firm takes the situation <strong>and</strong> that it<br />

also provides a written commitment to<br />

comply voluntarily.<br />

This will be coupled <strong>with</strong> the attachments<br />

discussing how the company will<br />

resolve the inspection observations.<br />

The documents may be sent initially<br />

by fax or e-mail but it always should be<br />

followed up <strong>with</strong> a hard copy couriered<br />

to the field office. To write the attachments,<br />

you will need to gather the experts<br />

in the organization who will help<br />

draft the response to specific observations.<br />

Also, you should know when you<br />

have to obtain external expertise to help<br />

you. This is especially important <strong>with</strong><br />

the new program, as you only have a<br />

maximum of 15 days before the time<br />

limit is up <strong>and</strong> external resources may<br />

need time to mobilize. The attachments<br />

will detail how you will resolve each of<br />

the observations or noncompliances. It<br />

is extremely important that these are<br />

laid out clearly: therefore, address each<br />

observation at the beginning of a new<br />

page. Ensure also that the response<br />

numbering is the same as the observation<br />

numbering in the 483. This makes<br />

it easier for the official at the FDA to<br />

correlate the material (remember your<br />

reader!).<br />

For each observation:<br />

• Do you agree or disagree <strong>with</strong> the<br />

inspector’s observation?<br />

Acknowledging that this is correct<br />

means you underst<strong>and</strong> the noncompliance.<br />

Coupled <strong>with</strong> this needs to be<br />

an underst<strong>and</strong>ing of the underlying<br />

regulation that has caused the observation:<br />

Is your interpretation correct <strong>and</strong><br />

how has this been documented in your<br />

SOPs?<br />

• A root cause analysis may be important<br />

for some observations as the<br />

underlying cause of the observation<br />

may not be immediately apparent in<br />

many cases.<br />

• Either provide:<br />

A description of a completed corrective<br />

action <strong>with</strong> evidence of the work<br />

carried out.<br />

A corrective action plan <strong>with</strong> evidence<br />

of work carried out to date.<br />

A corrective action plan <strong>with</strong> sufficient<br />

detail <strong>and</strong> a reasonable timescale<br />

outlining what will be done <strong>and</strong> by<br />

when. Will you be working <strong>with</strong> external<br />

experts who will help <strong>and</strong> guide you<br />

in your corrective action plan?<br />

• Make sure that the work package to<br />

resolve the observation is specific <strong>and</strong><br />

complete: for example, if an SOP is to be<br />

updated as there is an omission, provide<br />

a copy of the new SOP but also outline<br />

what training was provided to the impacted<br />

staff <strong>with</strong> copies of the material<br />

<strong>and</strong> updated training records.<br />

• Realism is important as the FDA<br />

officials reviewing your response are<br />

not idiots. As you cannot validate a<br />

laboratory information management<br />

system (LIMS) in one month, don’t<br />

expect the FDA to believe you if you put


www.spectroscopyonline.com<br />

November 2009 <strong>Spectroscopy</strong> 24(11) 29<br />

this in your response letter. Credibility<br />

is a vital commodity here — do not lose<br />

it. Therefore, be able to ensure that you<br />

can deliver on the plan <strong>and</strong> have the<br />

resourcing to do this. Strangely, at times<br />

like this, words such as “budget” <strong>and</strong><br />

“constraint” are never found together in<br />

the same sentence.<br />

• Addressing just the observation<br />

is like putting a b<strong>and</strong>-aid on a broken<br />

leg: you need to underst<strong>and</strong> what the<br />

impact is on other parts of the organization,<br />

other products, methods, instruments,<br />

systems, <strong>and</strong> so forth. This is<br />

the systems-based approach. For larger<br />

organizations, it may not be at just one<br />

site but globally. Remember, it is the<br />

EIR that will provide the FDA <strong>with</strong> ammunition<br />

to look at other sites <strong>and</strong> if<br />

they find the same problems — you are<br />

in trouble.<br />

• It’s all well <strong>and</strong> good providing<br />

plans <strong>and</strong> schedules for doing the work.<br />

How do you know the work will resolve<br />

the problem? More importantly, how<br />

do you know if the problem will not<br />

reoccur in the future? Therefore, you<br />

must anticipate these questions from<br />

the agency: How will you verify that the<br />

work has been done, what documentation<br />

will be available to demonstrate<br />

this, <strong>and</strong> how will you monitor the area<br />

to ensure that it does not happen again?<br />

A well-constructed response letter<br />

delivered <strong>with</strong>in the new 15-day timeframe<br />

will go a long way toward restoring<br />

your regulatory credibility. Still,<br />

you could look on the bright side: The<br />

program is an 18-month trial, so will<br />

the FDA drop this approach after the<br />

trial ends? I don’t think so, look at the<br />

resume of the new commissioner, read<br />

the speech <strong>and</strong> watch the video. I think<br />

this new program is here to stay. We<br />

will see an initial increase in warning<br />

letters but these will tail off as industry<br />

ensures it stays in compliance but it will<br />

be a rough time initially, as the tiger<br />

builds up momentum <strong>with</strong> its sharp<br />

new teeth.<br />

<strong>and</strong> you had better beware — complete<br />

responses to the 483 observations are<br />

required by 15 working days after the<br />

inspection or a warning letter or increased<br />

enforcement action may ensue.<br />

I have also outlined a practical way for<br />

audits to check you are in compliance<br />

but if that fails, a means to respond to<br />

483 observations. But remember, time is<br />

not on your side here.<br />

References<br />

(1) “Better Data Management <strong>and</strong> More<br />

Inspections are Needed to Strengthen<br />

FDA’s Foreign Drug Inspection Program,”<br />

U.S. Government Accountability<br />

Office, Report GAO-08-970,<br />

September 2008.<br />

(2) HR 759 FDA Modernization Act 2009.<br />

(3) “Law Enforcement <strong>and</strong> Benefits to<br />

Public Health,” Margaret Hamburg,<br />

6th August 2009.<br />

A copy of the speech is available at<br />

http://www.fda.gov/NewsEvents/<br />

Speeches/ucm175983.htm <strong>and</strong> the<br />

video of the speech can be accessed<br />

on the same page.<br />

(4) Review of Post-Inspection Responses<br />

Federal Register, August 11, 2009, 74<br />

(153) 40211–40212.<br />

(5) “Guidance for Industry, Formal Dispute<br />

Resolution: Scientific <strong>and</strong> Technical<br />

Issues Related to Pharmaceutical<br />

CGMP,” FDA January 2006.<br />

(6) International Conference on<br />

Harmonisation (ICH) Q10: Pharmaceutical<br />

Quality Systems<br />

step 4 (see www.ich.org).<br />

R.D. McDowall<br />

is principal of McDowall<br />

Consulting <strong>and</strong> director<br />

of R.D. McDowall<br />

Limited, <strong>and</strong> “Questions<br />

of Quality” column editor<br />

for LCGC Europe,<br />

<strong>Spectroscopy</strong>’s sister magazine. Address<br />

correspondence to him at 73 Murray<br />

Avenue, Bromley, Kent, BR1 3DJ, UK.<br />

www.spectroscopyonline.com<br />

Summary<br />

In this column, I have looked at the<br />

new postinspection response program,<br />

which was introduced on an 18-month<br />

trial by the FDA on the September 15,<br />

2009. The tiger’s new teeth are sharp<br />

Visit Us at MRS Fall Booth 916


30 <strong>Spectroscopy</strong> 24(11) November 2009<br />

www.spectroscopyonline.com<br />

Atomic Perspectives<br />

Advantages <strong>and</strong> Disadvantages<br />

of Different Column Types for<br />

Speciation <strong>Analysis</strong> by<br />

LC–ICP-MS<br />

With the growing popularity of speciation analysis, there are many options to consider on<br />

the chromatography side. Given that many speciation users have spectroscopy backgrounds,<br />

it is important to underst<strong>and</strong> some fundamental concepts of liquid chromatography (LC)<br />

before deciding upon methodology to pursue. This article focuses on three aspects of LC<br />

that should be considered before embarking on speciation analysis: ion exchange versus<br />

reversed-phase ion pairing separations, narrow bore versus st<strong>and</strong>ard bore LC columns, <strong>and</strong><br />

ultrahigh-pressure LC versus traditional high performance liquid chromatography (HPLC).<br />

Kenneth Neubauer<br />

Speciation analysis by liquid chromatography–inductively<br />

coupled plasma-mass spectrometry (LC–ICP-<br />

MS) has been growing rapidly in popularity <strong>and</strong> application<br />

over the past several years. Not only have people<br />

begun looking at different elements <strong>and</strong> species, but there<br />

has been an increase in the variety of matrices that speciation<br />

analysis is being performed on: various types of environmental,<br />

waste, <strong>and</strong> process waters; both solid <strong>and</strong> liquid<br />

foods; <strong>and</strong> biological fluids. With this increased interest,<br />

more laboratories are offering speciation analysis as service.<br />

When deciding upon a speciation method, many factors<br />

must be considered.<br />

The chromatographic separation of components is based<br />

upon competition between the column, mobile phase components,<br />

species, <strong>and</strong> the sample matrix. With the variety<br />

of matrices now being analyzed, there are a variety of chromatographic<br />

options available. This column will discuss<br />

three column types <strong>and</strong> the relative advantages <strong>and</strong> disadvantages<br />

of each.<br />

Ion-Exhange Versus Reversed-Phase Ion-Pairing<br />

Chromatography<br />

Two common types of separation schemes used in chromatography<br />

are ion-exchange <strong>and</strong> reversed-phase ion-pairing<br />

chromatography. These schemes differ primarily in the<br />

column stationary phase, which affects the way components<br />

compete for active sites on the column.<br />

Ion-exchange chromatography involves the interaction of<br />

ionic (that is, charged) components in the mobile phase <strong>with</strong><br />

charged stationary groups on the column packing material.<br />

Charged species in the sample compete <strong>with</strong> mobile phase<br />

components for sites on the column. Species <strong>with</strong> a stronger<br />

attraction to column sites than mobile phase components<br />

will be retained on the column longer <strong>and</strong> have longer


www.spectroscopyonline.com<br />

November 2009 <strong>Spectroscopy</strong> 24(11) 31<br />

Anion<br />

exchanger<br />

A _<br />

elution times. Species <strong>with</strong> a weaker attraction<br />

to the column than the mobile<br />

phase components will have shorter<br />

elution times. This is the mechanism<br />

by which separation is achieved <strong>and</strong> is<br />

represented in Figure 1.<br />

Reversed-phase ion-pairing chromatography<br />

involves the use of reversedphase<br />

columns that are characterized<br />

by nonpolar stationary phases composed<br />

of carbon chains, typically 18<br />

carbons (C18), although other columns<br />

exist <strong>with</strong> different length carbon<br />

chains (for example, four <strong>and</strong> eight<br />

carbons). Because most inorganic species<br />

exist in charged states in solution,<br />

it appears that reversed-phase columns<br />

A _<br />

A _<br />

NH 4<br />

+<br />

CI-<br />

CI-<br />

=Analyte - CI<br />

A _<br />

CI-<br />

+<br />

NH 4<br />

CI-<br />

A _<br />

= Counterion<br />

Figure 1: Schematic of the ion-exchange separation mechanism.<br />

Support O-C18 Organic - NH 3<br />

(+)<br />

Bonded reversedphase<br />

packing<br />

Ion pairing<br />

reagent<br />

(in mobile phase)<br />

Flow<br />

Figure 2: Diagram illustrating the reversed-phase ion-pairing mechanism.<br />

(-) O-R<br />

Ionic<br />

compound<br />

would not be able to perform the<br />

separation.<br />

This situation is rectified by incorporating<br />

an ion-pairing reagent in the<br />

mobile phase. Ion-pairing reagents<br />

consist of both nonionic <strong>and</strong> ionic<br />

parts: The nonionic sections interact<br />

<strong>with</strong> the carbon chain on the column,<br />

<strong>and</strong> the ionic sections interact <strong>with</strong><br />

the charged species in solution by<br />

mechanisms similar to those in ion-exchange<br />

chromatography. In this way, a<br />

reversed-phase column can be made to<br />

perform like an ion-exchange column.<br />

The mechanism of reversed-phase ionpairing<br />

chromatography is shown in<br />

Figure 2.<br />

Both ion-exchange <strong>and</strong> reversedphase<br />

ion-pairing chromatography<br />

each have their advantages <strong>and</strong> disadvantages.<br />

One of the main advantages<br />

of ion exchange is that there is only<br />

one interaction involved in the separation:<br />

the analytical species interacting<br />

<strong>with</strong> the stationary phase. With reversed-phase<br />

ion pairing, two interactions<br />

are involved <strong>with</strong> the separation:<br />

the ion-pairing reagent interacting<br />

<strong>with</strong> stationary phase of the column<br />

<strong>and</strong> the species interacting <strong>with</strong> the<br />

ion-pairing reagent. As a result, ionexchange<br />

chromatography may have<br />

more matrix tolerance.<br />

The downside of ion-exchange chromatography<br />

is that these columns typically<br />

are much more expensive than<br />

reversed-phase columns. Also, because<br />

reversed-phase columns have been in<br />

use for many years, they are reliable<br />

<strong>and</strong> established, meaning that results<br />

will be reproducible from one column<br />

to the next. This may not always<br />

be true <strong>with</strong> ion-exchange columns<br />

because new columns are constantly<br />

being developed <strong>with</strong> new ionic groups<br />

bound to the stationary phase. Because<br />

of this constant evolution, some ionexchange<br />

columns may not always<br />

be well established, which could lead<br />

to irreproducibility from column to<br />

column.<br />

The decision to use either ion-exhange<br />

or reversed-phase ion-pairing<br />

chromatography depends upon the<br />

application: the elements <strong>and</strong> species<br />

of interest, the sample matrix, <strong>and</strong> the<br />

levels of the different species that need<br />

to be measured.<br />

St<strong>and</strong>ard-Bore Versus<br />

Narrow-Bore Columns<br />

Regardless of which type of column<br />

is chosen, users are then faced <strong>with</strong><br />

another choice: column diameter. For<br />

speciation analysis, the two most common<br />

column diameters used are 4.6<br />

mm (referred to as st<strong>and</strong>ard bore) <strong>and</strong><br />

2.1 mm (narrow bore). Again, each diameter<br />

offers specific advantages <strong>and</strong><br />

limitations.<br />

St<strong>and</strong>ard-bore columns are available<br />

in a variety of particle sizes, ranging<br />

from 3 µm to 10 µm. Depending upon<br />

the size, the optimal high performance


32 <strong>Spectroscopy</strong> 24(11) November 2009 www.spectroscopyonline.com<br />

HETP (µm)<br />

60<br />

40<br />

20<br />

0<br />

0 2 4 6 8<br />

Flow Rate (mL/min)<br />

liquid chromatography (HPLC) flow<br />

rate for achieving the best separation<br />

can vary from 0.7 mL/min to 2 mL/<br />

min, as shown in the Van Deemter<br />

plot in Figure 3. In this figure, the<br />

HETP label on the y-axis refers to the<br />

height equivalent to a theoretical plate<br />

— the lower the HETP, the better<br />

the separation. As shown in the Van<br />

Deemter plot, the best separations are<br />

achieved <strong>with</strong> 3-µm packings <strong>and</strong> a<br />

flow rate of 1.5–2 mL/min. ICP-MS<br />

can h<strong>and</strong>le 1.5-mL/min sample introduction<br />

rates <strong>with</strong>out a problem, so<br />

the best separations are achieved <strong>with</strong><br />

a 3-µm packing <strong>and</strong> an LC flow rate<br />

of 1.5 mL/min. These conditions are<br />

well suited for st<strong>and</strong>ard-bore<br />

columns.<br />

If a 3-µm packing is used in a narrow-bore<br />

column, a flow rate of 1.5<br />

mL/min will result in a very high back<br />

pressure, typically too high to be run<br />

safely. This is the result of the smaller<br />

internal diameter of the column. As a<br />

result, narrow-bore columns usually<br />

are run <strong>with</strong> LC flow rates of 0.2–0.5<br />

mL/min. As seen in the Van Deemter<br />

plot, these low flow rates do not provide<br />

the best separation, which means<br />

that using a narrow-bore column may<br />

involve sacrificing some separation<br />

capability. This compromise may<br />

or may not be a problem, depending<br />

upon the spacing between peaks.<br />

However, this usually can be<br />

10m<br />

5m<br />

3m<br />

Figure 3: Van Deemter plots for various LC stationary phase particle diameters.<br />

compensated for by changing the<br />

mobile phase conditions.<br />

Narrow-bore columns offer two advantages<br />

compared <strong>with</strong> st<strong>and</strong>ard-bore<br />

columns: sharper peaks <strong>and</strong> less reagent<br />

consumption. The sharper peaks<br />

are a direct result of the narrower column<br />

width — there is less radial dispersion,<br />

which leads to sharper, more<br />

intense peaks than those obtained<br />

using st<strong>and</strong>ard-bore columns. The increased<br />

peak sharpness may compensate<br />

for the loss of resolution resulting<br />

from the nonoptimal flow rates. The<br />

increased peak height may also mean<br />

that lower levels of the species can be<br />

seen.<br />

A main drawback of narrow-bore<br />

columns versus st<strong>and</strong>ard-bore columns<br />

is that their capacity is reduced.<br />

Because fewer stationary phase particles<br />

can physically fit into the narrower<br />

column, there is less surface area available<br />

for species to bind. As a result,<br />

these columns can become overloaded<br />

easily, which could be a problem when<br />

analyzing unknowns.<br />

Typically, this reduced capacity<br />

is compensated for by diluting the<br />

samples more or using smaller injection<br />

volumes. Because less sample is<br />

injected onto the column, this may<br />

offset the advantage of increased peak<br />

height. Therefore, it is not always possible<br />

to measure lower levels <strong>with</strong> a<br />

narrow-bore column.<br />

Another potential disadvantage of<br />

narrow-bore versus st<strong>and</strong>ard-bore columns<br />

is sample throughput. Because<br />

lower LC flow rates are used for narrow-bore<br />

columns, separations tend to<br />

take longer than <strong>with</strong> st<strong>and</strong>ard-bore<br />

columns, which will affect sample<br />

throughput. The advantage of a lower<br />

LC flow rate is that there is less consumption<br />

of reagents <strong>and</strong> less waste to<br />

dispose.<br />

When deciding whether to use a<br />

st<strong>and</strong>ard-bore or narrow-bore column,<br />

users must consider which combination<br />

of factors is best for a particular<br />

laboratory <strong>and</strong> application. There is no<br />

single correct answer — each situation<br />

is different.<br />

HPLC Versus UHPLC for<br />

Speciation<br />

Within the past several years, a new<br />

form of LC has emerged: ultrahighpressure<br />

liquid chromatography<br />

(UHPLC). The Van Deemter plot<br />

shows that the smaller the particle size<br />

in the column, the better the separation.<br />

UHPLC uses columns <strong>with</strong><br />

particle sizes less than 3 µm, typically<br />

1.5–2.5 µm. These smaller particles<br />

provide more surface area for mobile<br />

phase <strong>and</strong> species to interact, which<br />

leads to better separation. Or, another<br />

way to think of it is that shorter<br />

columns <strong>with</strong> smaller packings can<br />

provide the same separation as longer<br />

columns <strong>with</strong> larger packings. The advantage<br />

of the shorter columns is that<br />

the time for separations are reduced<br />

greatly.<br />

The other signifcance of the smaller<br />

packings is a much higher back pressure,<br />

typically more than 10,000 psi.<br />

This increased pressure requires a special<br />

HPLC pump capable of h<strong>and</strong>ling<br />

it. Normal HPLC pumps cannot be<br />

used <strong>with</strong> columns containing packing<br />

material <strong>with</strong> a diameter of


www.spectroscopyonline.com<br />

November 2009 <strong>Spectroscopy</strong> 24(11) 33<br />

analysis times required for the separation<br />

of biological molecules (such as<br />

proteins, peptides, <strong>and</strong> so forth), which<br />

can take up to an hour or more. Most<br />

typical speciation analyses <strong>with</strong> either<br />

st<strong>and</strong>ard- or narrow-bore columns<br />

can be accomplished in less than 10<br />

min. Therefore, there would not be a<br />

great time savings.<br />

Users of UHPLC also must be aware<br />

of other factors associated <strong>with</strong> these<br />

columns. First, because the particles<br />

are so small <strong>and</strong> packed so tightly, the<br />

columns can clog easily. To eliminate<br />

particulates, all mobile phases <strong>and</strong><br />

samples must be filtered before analysis.<br />

Because ICP-MS is such a sensitive<br />

detection method, filtering can introduce<br />

conatmination, that could raise<br />

the baseline. Also, filtering samples<br />

may facilitate the interconversion of<br />

species in solution. Therefore, the effects<br />

of filtering on species conversion<br />

must be studied <strong>and</strong> understood.<br />

The additional active sites available<br />

on UHPLC columns provide the<br />

increased separation capability, but<br />

this also means that these columns<br />

take longer to equilibrate. While a<br />

typical 3-µm column may take 20<br />

min to equilibrate, a UHPLC column<br />

could take upwards of 45 min for<br />

proper equilibration. This increased<br />

time would have consequences when<br />

starting the system, changing mobile<br />

phases, running gradient methods,<br />

<strong>and</strong> performing method development.<br />

Another aspect to consider are the<br />

types of UHPLC columns available.<br />

Because UHPLC is relatively new <strong>and</strong><br />

was developed primarily for separation<br />

of biological substances, columns<br />

that will separate inorganic species<br />

of interest may not be available. For<br />

example, there are few ion-exchange<br />

UHPLC columns available.<br />

Where UHPLC could be advantageous<br />

is in the emerging field of<br />

metallomics. This field involves the<br />

separation of biological substances<br />

using ICP-MS to detect inorganic molecules<br />

associated <strong>with</strong> proteins, peptides,<br />

<strong>and</strong> other biomolecules. UHPLC<br />

columns may be available to separate<br />

the substances of interest.<br />

Summary<br />

When performing speciation analysis,<br />

there are many aspects that must be<br />

considered: separation scheme, column<br />

type, column diameter, mobile<br />

phase, species of interest, required<br />

measurement levels of each species,<br />

sample throughput, <strong>and</strong> reagent usage<br />

<strong>and</strong> disposal. There is no single right<br />

answer for every situation. Each user<br />

must consider these factors when undertaking<br />

speciation analysis.<br />

Kenneth Neubauer<br />

is a Senior Scientist<br />

at PerkinElmer LAS,<br />

where he works <strong>with</strong><br />

both ICP-MS <strong>and</strong><br />

HPLC–ICP-MS. He received<br />

a B.A. in Chemistry<br />

from Colgate University, Hamilton,<br />

New York, <strong>and</strong> a Ph.D. in Analytical Chemistry<br />

from the University of Delaware,<br />

Newark. Ken joined PerkinElmer in 1997.<br />

For more information on<br />

this topic, please <strong>vis</strong>it:<br />

www.spectroscopyonline.com


34 <strong>Spectroscopy</strong> 23(11) November 2009 www.spectroscopyonline.com<br />

Interaction of Indigo Carmine<br />

<strong>with</strong> <strong>Nucleic</strong> <strong>Acid</strong>s in the Presence<br />

of Cetyltrimethylammonium<br />

Bromide: Spectral Studies <strong>and</strong> the<br />

Confirmation of Combined Points<br />

The interaction of indigo carmine <strong>with</strong> nucleic acids in weak acid medium was studied in the<br />

presence of cetyltrimethylammonium bromide (CTMAB) by the measurements of resonance<br />

light scattering (RLS), <strong>UV</strong>–<strong>vis</strong>, <strong>and</strong> nuclear magnetic resonance (<strong>NMR</strong>) spectra. In trihydroxymethyl<br />

aminomethane (Tris) buffer (pH 5.47), indigo carmine <strong>and</strong> nucleic acids interact <strong>with</strong><br />

CTMAB to form a ternary complex, which results in the enhanced RLS signals at 285 nm,<br />

336 nm, 405.5 nm, <strong>and</strong> 548 nm, respectively. The enhanced RLS intensity at 336 nm is proportional<br />

to the concentration of nucleic acids in a wide range <strong>with</strong> a detection limit of 3.1<br />

ng/mL. And the concentrations of nucleic acids in three synthetic samples were analyzed<br />

satisfactorily. Mechanistic studies show that the enhanced RLS stems from the aggregation<br />

of indigo carmine on nucleic acids through the bridged <strong>and</strong> synergistic effect of CTMAB. The<br />

combined points of the anionic dye indigo carmine <strong>and</strong> nucleic acids-CTMAB have been confirmed<br />

tentatively by using 1 H <strong>NMR</strong> spectroscopy.<br />

Changqun Cai, Xiaoming Chen, Hang Gong<br />

Some organic dyes have important environmental effects;<br />

for instance, dye dilution methods for determining<br />

blood flow are used in a wide variety of circumstances<br />

(1). Most of them have low-potential toxicity <strong>and</strong> can<br />

be detected easily by ordinary spectrophotometric methods<br />

(2). However, some azo dyes can be decomposed to produce<br />

aromatic amine changing the structure of DNA, which results<br />

in human pathological changes <strong>and</strong> induces cancer (3).<br />

Ever since its introduction in 1903 by Voelcher <strong>and</strong> Joseph,<br />

indigo carmine (IC) has been used to test renal function <strong>and</strong><br />

it has been the subject of investigation for many years (4,5).<br />

IC usually is dispensed for intravenous injection in 0.8% of<br />

water solution in 5-cc ampules. The compound’s molecular<br />

structure is shown in Figure 1.<br />

Resonance light scattering (RLS) is a creative application<br />

of light signals to the measurement of RLS by simultaneously


36 <strong>Spectroscopy</strong> 23(11) November 2009 www.spectroscopyonline.com<br />

NaO 3 S<br />

N<br />

H<br />

Figure 1: Molecular structure of indigo carmine.<br />

scanning the excitation <strong>and</strong> emission<br />

monochromators <strong>with</strong> a common fluorescence<br />

spectrophotometer. It has been<br />

proved that RLS has the advantages of<br />

simplicity <strong>and</strong> high sensitivity for detecting<br />

cation porphrins (6–8), triphenylmethane<br />

dyes (9), phenothiazinium<br />

dyes (10,11), xanthene dyes (12,13), metal<br />

complexes (14–16), cationic surfactant<br />

(17), zwitterionics (18), <strong>and</strong> nanoparticles<br />

(19,20). Up until now, only a few<br />

investigations have been carried out to<br />

determine nucleic acids as probe reagents<br />

for anionic dye (21–23), due to the<br />

electrostatic repulsion between nucleic<br />

acids <strong>and</strong> it.<br />

In this study, we first find that the<br />

ternary complex of IC-cetyltrimethylammonium<br />

bromide (CTMAB)-<br />

nucleic acids can cause a stronger RLS<br />

signal. The enhanced intensity of RLS<br />

is proportional to the concentration of<br />

nucleic acids in a wide range. The sensitivity,<br />

selectivity, <strong>and</strong> linear range for<br />

the determination of nucleic acids by<br />

RLS are reported. The combined points<br />

of the anionic dye IC <strong>and</strong> nucleic acids-<br />

CTMAB have been tentatively confirmed<br />

by using 1 H <strong>NMR</strong> spectroscopy.<br />

The reaction mechanism <strong>and</strong> the influential<br />

factors on the variation of RLS<br />

have been investigated.<br />

b<br />

a<br />

c<br />

O<br />

H<br />

N<br />

O<br />

c<br />

a<br />

b<br />

SO 3 Na<br />

Experimental<br />

Reagents<br />

Stock solutions of nucleic acids were<br />

prepared by dissolving commercially<br />

purchased yeast DNA (Shanghai Changyan<br />

Pharmaceutical Factory, Shanghai,<br />

China), calf thymus DNA (Shanghai<br />

Changyan Pharmaceutical Factory),<br />

fish sperm DNA (fsDNA, Shanghai<br />

Institute of Biochemistry, Academy of<br />

Science, Shanghai, China), <strong>and</strong> yeast<br />

RNA (Shanghai Changyan Pharmaceutical<br />

Factory) in doubly distilled water.<br />

These stocks needed to be stored at 0–4<br />

°C <strong>with</strong> only an occasional gentle shake<br />

if needed. The concentration of DNA<br />

was determined according to the absorbance<br />

values at 260 nm by using ε DNA<br />

= 6600 mol -1 L cm -1 (24). In this experiment,<br />

all working solutions of DNA were<br />

25.0 mg/L.<br />

A 1.0 X 10 -3 mol/L stock solution of<br />

IC (Shanghai Chemical Reagents Co.<br />

Shanghai, China), was prepared by dissolving<br />

0.4664 g of the crystal product<br />

in water in a 1000-mL volumetric flask.<br />

The working solution of IC was 5.0 X 10 -5<br />

mol/L.<br />

A 5.0 X 10 -4 mol/L stock solution<br />

of cation surfactant CTMAB (Merck,<br />

Germany) was prepared by dissolving<br />

Intensity<br />

450<br />

400<br />

350<br />

300<br />

250<br />

0.3645 g of the crystal product in water<br />

in a 1000-mL volumetric flask.<br />

A 0.10 mol/L Tris-HCl buffer solution<br />

was prepared by dissolving 12.1140<br />

g of Tris in 1000 mL volumetric flash in<br />

water <strong>and</strong> then adjusting the pH to 5.47<br />

<strong>with</strong> 1.0 mol/L HCl.<br />

All reagents were of analytical reagent<br />

grade <strong>with</strong>out further purification <strong>and</strong><br />

doubly distilled water was used throughout<br />

the process.<br />

Apparatus<br />

The RLS spectrum <strong>and</strong> the intensity<br />

of RLS were measured <strong>with</strong> an RF-<br />

5301PC (Shimadzu, Japan) fluorescence<br />

spectrometer by using a 1.00-cm quartz<br />

fluorescence cell. All absorption spectra<br />

were measured on a <strong>UV</strong>-265 spectrophotometer<br />

(Shimadzu, Japan). The surface<br />

tension (σ) was measured <strong>with</strong> a Krüss<br />

KizMK5 program surface tension instrument<br />

(Krüss GmbH, Hamburg,<br />

germany) by using the suspended plate<br />

method. 1 H <strong>NMR</strong> spectra were recorded<br />

on a BRUKER 400 spectrometer (Bruker,<br />

Billerica, Massachusetts) for solution in<br />

D 2 O <strong>with</strong> tetramethylsilane (TMS) as<br />

internal st<strong>and</strong>ard. Chemical shifts are<br />

reported downfield in parts per million<br />

(ppm) <strong>and</strong> J-values are in Hz. A pHs-3C<br />

digital pH meter (Leici, Shanghai) was<br />

200<br />

2<br />

150<br />

100<br />

3<br />

50<br />

4<br />

0<br />

250 300 350 400 450 500 550 600 650 700<br />

Wavelength (nm)<br />

Figure 2: RLS spectra of IC-CTMAB-DNA system. Conditions: CIC, 3.0 X 10 -6 mol/L; pH, 5.47;<br />

CDNA, 500 µg/L; CCTMAB, 3.0 X 10 -5 mol/L. 1 = IC-CTMAB-DNA, 2 = CTMAB-DNA, 3 = IC-<br />

CTMAB, 4 = DNA-IC.<br />

1


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November 2009 <strong>Spectroscopy</strong> 23(11) 37<br />

utilized to detect the pH values of the<br />

aqueous solutions.<br />

St<strong>and</strong>ard procedure<br />

Into a 25-mL volumetric test tube were<br />

successively added appropriate volumes<br />

of nucleic acids solution according to the<br />

concentration needed: 1.50 mL 5.0 X 10 -4<br />

mol/L CTMAB, 1.50 mL 5.0 X 10 -5 mol/L<br />

IC, <strong>and</strong> 2.00 mL HMTA-HCl buffer. The<br />

mixture was diluted to the mark <strong>with</strong><br />

water <strong>and</strong> mixed thoroughly before RLS<br />

was measured. All measurements were<br />

made at an ambient temperature of 25<br />

°C.<br />

All RLS spectra were obtained by scanning<br />

simultaneously the excitation <strong>and</strong><br />

emission monochromators (namely Δλ<br />

= 0 nm) from 250 to 700 nm. The intensity<br />

of RLS was measured at λ = 336 nm in<br />

a quartz fluorescence cell <strong>with</strong> slit width<br />

at 3.0 nm for the excitation <strong>and</strong> emission.<br />

The enhanced intensity of the CTMAB-<br />

IC system by DNA was represented as<br />

ΔI RLS = I RLS – I0 RLS. Here, I RLS <strong>and</strong> I 0 RLS<br />

were the intensity of the system <strong>with</strong> <strong>and</strong><br />

<strong>with</strong>out nucleic acids.<br />

Absorbance<br />

0.55<br />

0.50<br />

0.45<br />

0.40<br />

0.35<br />

0.30<br />

0.25<br />

0.20<br />

0.15<br />

0.10<br />

0.05<br />

0.00<br />

300<br />

1<br />

2<br />

3<br />

4<br />

5 5<br />

1<br />

2<br />

3<br />

4<br />

400 500 600 700<br />

Wavelength (nm)<br />

Figure 3: The absorption spectra. 1 = IC-CTMAB-DNA, 2 = IC-CTMAB, 3 = IC-DNA, 4 = IC, 5 =<br />

CTMAB-DNA. Conditions: CIC, 5.0 X 10 -5 mol/L; pH, 5.47; CCTMAB, 5.0 X 10 -4 mol/L; CDNA, 500<br />

µg/L.<br />

Results <strong>and</strong> Discussion<br />

Features of the resonance light scattering<br />

spectrum<br />

As can be seen from Figure 2 (curves 1–<br />

4), when yDNA is mixed <strong>with</strong> CTMAB,<br />

strong RLS signals could be found, because<br />

CTMAB could be aggregated on<br />

the molecular surface of nucleic acids (25)<br />

(curve 2). However, it is still much weaker<br />

than those of curve 1, which indicates that<br />

the RLS of DNA is enhanced <strong>with</strong> the<br />

help of both IC <strong>and</strong> CTMAB, <strong>and</strong> a ternary<br />

complex (26) of IC-CTMAB-DNA is<br />

produced. The CTMAB in the system acts<br />

as a bridge between IC <strong>and</strong> DNA, which<br />

results in the greatly enhanced RLS intensities.<br />

Similar RLS spectral characteristics<br />

can be surveyed when fsDNA, ctDNA,<br />

<strong>and</strong> yRNA are used.<br />

The absorption spectra of the IC-<br />

CTMAB-DNA system in the 220–700<br />

nm region are presented in Figure 3. By<br />

comparing the light-scattering <strong>and</strong> absorption<br />

spectra, it can be seen that the<br />

peaks of light scattering at 336 nm appear<br />

at the red side of the absorption b<strong>and</strong>s at<br />

292 nm. According to the theory of RLS<br />

(1,27), the peaks of light scattering at 336<br />

nm are ascribed to the absorption b<strong>and</strong>s<br />

of IC at 292 nm. Because the light-scat-


38 <strong>Spectroscopy</strong> 23(11) November 2009 www.spectroscopyonline.com<br />

Intensity<br />

450<br />

400<br />

350<br />

300<br />

250<br />

200<br />

150<br />

100<br />

50<br />

0<br />

250<br />

300 350 400 450 500 550 600 650 700<br />

Wavelength (nm)<br />

Figure 4: Effect of surfactants on the I RLS value of IC-DNA-CTMAB system. Conditions: CIC, 3.0 X<br />

10 -6 mol/L; pH, 5.47; CDNA, 500 µg/L. 1 = CTMAB, 2 = CPB, 3 = TX-100, 4 = SDBS, 5 = SDS.<br />

Surface tension (mN/m)<br />

100<br />

80<br />

60<br />

40<br />

20<br />

0<br />

1 2 3 4 5 6 7 8 9<br />

C<br />

CTMAB (10-5 )<br />

Figure 5: Effect of CTMAB concentration on surface tension. Conditions: CIC, 3.0 X 10 -6 mol/L;<br />

pH, 5.74; CDNA, 500 µg/L.<br />

I RLS<br />

450<br />

400<br />

350<br />

300<br />

250<br />

200<br />

150<br />

100<br />

50<br />

0<br />

0 0.5 1 1.5 2<br />

Indigo carmine concentration<br />

Figure 6: Effect of IC concentration on the ΔI RLS intensity. Conditions: CCTMAB, 3.0 X 10 -5 mol/L;<br />

pH, 5.47; CDNA, 500 µg/L. Top: I RLS of the system <strong>with</strong> DNA; bottom: I RLS of the system <strong>with</strong>out<br />

DNA).<br />

1<br />

2<br />

3<br />

4<br />

5<br />

tering spectrum depends on the nature<br />

of the system, also reflects the characteristics<br />

of the instrument (28), the RLS<br />

peak around 470 nm is considered to be<br />

possibly the emission of the xenon lamp<br />

in this region (29). The RLS intensity at<br />

336 nm is the maximum, so 336 nm was<br />

selected in the further study.<br />

Effect of buffer <strong>and</strong> surfactant<br />

The effects of buffer <strong>and</strong> surfactant are<br />

examined. Tris is the best buffer tested,<br />

HMTA-HCl (88.7); NH 4 Ac-HAc (19.2);<br />

NH 3 -NH 4 Cl (11.5). It can be seen from<br />

Figure 4 that CTMAB is the best surfactant.<br />

The effects of buffer <strong>and</strong> surfactant are<br />

examined (presented in Figure 4) <strong>and</strong> we<br />

know the enhanced RLS signals strongly<br />

depend upon the concentration of<br />

CTMAB. If the concentration of CTMAB<br />

is too small, the enhanced RLS intensity<br />

is not significant. However, when the<br />

concentration of CTMAB increases, the<br />

enhanced RLS signals are very strong.<br />

When the concentration of CTMAB is<br />

above 4.0 X 10 -5 mol/L, perhaps CTMAB<br />

reacts <strong>with</strong> IC directly <strong>and</strong> forms larger<br />

particles of IC-CTMAB which is not favorable<br />

for further reaction <strong>with</strong> DNA, so<br />

the ΔIRLS decreases.<br />

From the measurement of surface tension<br />

(shown in Figure 5), we can obtain<br />

the critical associate concentration (CAC)<br />

in this system, which is 3.0 X 10 -5 mol/L.<br />

So 3.0 X 10 -5 mol/L CTMAB is selected for<br />

further research.<br />

The effects of buffer are examined, <strong>and</strong><br />

the dependence of light-scattering upon<br />

pH might be relevant to the form of IC<br />

<strong>and</strong> DNA. When the pH is below 4.50,<br />

both the free base form of IC <strong>and</strong> DNA<br />

are protonized, which is not favorable for<br />

positively charged CTMAB to be close<br />

to the DNA molecule. At the same time,<br />

the concentration of IC <strong>with</strong> two negative<br />

charges is low, which is not favorable for<br />

the reaction of IC <strong>and</strong> CTMAB. When<br />

the pH is above 6.50, the ΔI RLS of IC-<br />

CTMAB-DNA system begins to decline<br />

markedly, perhaps as a result of the direct<br />

reaction CTMAB <strong>with</strong> IC. So pH 5.47 is<br />

chosen for further research.<br />

Effect of indigo carmine<br />

concentration<br />

The effect of IC concentration on<br />

ΔI RLS of the IC-CTMAB-DNA system is<br />

investigated <strong>and</strong> shown in Figure 6. As is


www.spectroscopyonline.com<br />

November 2009 <strong>Spectroscopy</strong> 23(11) 39<br />

indicated by the figure, the IC concentration<br />

has an obvious effect on ΔI RLS of<br />

the IC-CTMAB-DNA system. It is found<br />

that when the concentration of IC is in<br />

the range 2.0 X 10 -6 to 4..0 X 10 -6 mol/L,<br />

the ΔI RLS of the IC-CTMAB-DNA system<br />

reaches a maximum. So we select 3.0 X<br />

10 -6 mol/L IC for further research.<br />

Effect of the ionic strength<br />

The ionic strength of the medium<br />

has an effect on the interaction of IC,<br />

CTMAB, <strong>and</strong> DNA. As Figure 7 shows,<br />

the ΔI RLS of the IC-CTMAB-DNA system<br />

decreased slightly when NaCl was at<br />

a low concentration, while it decreased<br />

markedly <strong>with</strong> the increasing ionic<br />

strength. The reason could be that Na+<br />

shielded the phosphorus negative charge<br />

of DNA, which weakened the combination<br />

of DNA <strong>and</strong> CTMAB, so the ΔI RLS<br />

decreased, despite the strong dependence<br />

of the enhanced light scattering of IC by<br />

DNA upon ionic strength ranges from 0<br />

to 0.05.<br />

Reaction time <strong>and</strong> stability<br />

The binding reaction of DNA <strong>and</strong> IC<br />

<strong>with</strong> CTMAB occurs rapidly at room<br />

temperature after less than 2 min, <strong>and</strong><br />

the ΔI RLS remains a constant for about<br />

4 h. It shows that the reaction does not<br />

require any crucial timing <strong>and</strong> has good<br />

stability.<br />

Table I: Interference of foreign substances<br />

Foreign<br />

substance<br />

Conc.<br />

Coexisting<br />

(µg/L)<br />

Relative<br />

error<br />

(%)<br />

Foreign<br />

substance<br />

Conc.<br />

Coexisting<br />

(µg/L)<br />

Relative<br />

error<br />

(%)<br />

Ca(II) 5.0 -0.66 Fe(III) 48 -0.98<br />

Al(III) 1.5 3.88 KH 2 PO 4 30.0 -2.76<br />

Mg(II) 2.0 7.63 Co(III) 0.10 9.01<br />

Ni(II) 0.90 -1.92 Pb(II) 0.10 -6.12<br />

EDTA 12.0 3.40 L-Leucine 0.08 0.97<br />

Adenine 16.0 -2.74 DL-Alanine 15.0 2.33<br />

20.0 -3.34 Sucrate 20.0 -4.65<br />

D-Galactose 40.0 -5.02 DL-Cystine 7.5 3.27<br />

L-Lysine 30.0 7.11<br />

L-Methionine<br />

DL-Tryptophan<br />

40.0 2.18<br />

DL-Histidine 20.0 2.16 Thymine 15.0 -5.23<br />

Tolerance of Foreign Coexisting<br />

Substances<br />

The effect of substances such as metal<br />

ions, amnion acids, galactose, <strong>and</strong> adenine<br />

were examined for interference.<br />

The results are summarized in Table I. It<br />

can be seen that most of the metal ions in<br />

biological systems, such as K + , Na + , <strong>and</strong><br />

Ca 2+ , can be tolerated at high concentrations<br />

because they are hard ions (30) <strong>and</strong><br />

tend to bind almost exclusively <strong>with</strong> the<br />

phosphate groups, stabilizing the Watson–Crick<br />

double helix of DNA, so their<br />

effect on the interaction of IC is related to<br />

the shielding effects of counter ions on the<br />

negative backbone of nucleic acids, which<br />

shows that this method is very useful <strong>and</strong><br />

valuable.<br />

Calibration<br />

Under the optimum conditions, the dependence<br />

of ΔI RLS upon the concentration<br />

of DNA is determined. The analytical parameters<br />

of this method are listed in Table<br />

II, which shows that there was a good


40 <strong>Spectroscopy</strong> 23(11) November 2009 www.spectroscopyonline.com<br />

Table II: Analytical parameters<br />

<strong>Nucleic</strong> acids<br />

Linear range<br />

(mg/L)<br />

Linear regression<br />

equation<br />

(mg/L)<br />

Limit of<br />

determination<br />

(ng/mL)<br />

Correlation<br />

coefficient (r)<br />

yDNA 0–2.50<br />

ΔI = 156.53C<br />

+ 81.43<br />

ctDNA 0.05–2.00<br />

ΔI = 139.28C<br />

+ 96.26<br />

fsDNA 0.12–2.20<br />

ΔI = 128.81C<br />

+ 107.68<br />

RNA 0.10–2.30<br />

ΔI =<br />

125.56C+80.27<br />

3.10 0.9997<br />

7.59 0.9993<br />

9. 97 0.9995<br />

14.86 0.9986<br />

Table III: Chemical shifts (ppm) of individual protons of IC in the systems<br />

a b c<br />

IC 8.10 7.55 6.52<br />

IC-CTMAB-yDNA 8.13 7.58 6.58<br />

I RLS<br />

450<br />

400<br />

350<br />

300<br />

250<br />

200<br />

150<br />

100<br />

50<br />

0<br />

0 0.01 0.02 0.03 0.04 0.05 0.06<br />

Sodium ion concentration<br />

Figure 7: Effect of ion strength on the ΔI RLS value of IC-DNA-CTMAB system. Conditions:<br />

CCTMAB, 3.0 X 10 -5 mol/L; pH, 5.47; CDNA, 500 µg/L; CIC, 3.0 X 10 -6 mol/L. Top: I RLS of the system<br />

<strong>with</strong> DNA; bottom: I RLS of the system <strong>with</strong>out DNA.<br />

linear relationship between ΔI RLS <strong>and</strong><br />

nucleic acids in a wide range. It is well<br />

known that no groove or helix structure<br />

exists in RNA, However, both DNA <strong>and</strong><br />

RNA can increase the resonance light<br />

scattering intensity of IC-CTMAB in<br />

our experiment. So groove binding <strong>and</strong><br />

intercalative binding are not the reason<br />

for the RLS enhancement.<br />

Nature of the interaction of IC,<br />

CTMAB, <strong>and</strong> nucleic acids<br />

Generally, organic dyes interact <strong>with</strong><br />

DNA in the following models: intercalative,<br />

groove or electrostatic binding,<br />

<strong>and</strong> the long-range assembly on the<br />

molecular surface of DNA does not involve<br />

intercalative or groove binding. It<br />

can be seen from Figure 2 that <strong>with</strong> the<br />

addition of CTMAB, DNA can enhance<br />

the ΔI RLS <strong>with</strong>out IC, which is due to the<br />

formation of a DNA-CTMAB association,<br />

although the ΔI RLS is smaller than<br />

that in the presence of IC. IC <strong>and</strong> DNA<br />

cannot react <strong>with</strong> each other due to the<br />

electrostatic between them. By introducing<br />

a bridge, namely, cationic surfactant<br />

CTMAB into DNA-anionic dyes system,<br />

IC, CTMAB, <strong>and</strong> DNA formed a ternary<br />

complex of IC-DNA-CTMAB, which<br />

shortened the distance between IC <strong>and</strong><br />

DNA <strong>and</strong> enhanced the assembly of IC<br />

on the surface of DNA. Several other


www.spectroscopyonline.com<br />

November 2009 <strong>Spectroscopy</strong> 23(11) 41<br />

(a)<br />

(b)<br />

8.0 7.5 7.0 6.5<br />

chemical shift is attributed to the reduction<br />

of the electron cloud density. It is<br />

considered that the decrease of electron<br />

cloud density of hydrogen atoms is attributed<br />

to the fact that IC combines<br />

<strong>with</strong> nucleic acid <strong>and</strong> CTMAB. The (c)<br />

hydrogen atoms are moved downfield,<br />

<strong>and</strong> this indicates the combined points<br />

are the three hydroxyl of IC through<br />

hydrogen bond <strong>and</strong> form IC-CTMABnucleic<br />

acids ternary complex, resulting<br />

in the RLS enhancement of this system.<br />

This is consistent <strong>with</strong> the earlier<br />

studies.<br />

8.0 7.5 7.0 6.5<br />

Figure 8: The <strong>NMR</strong> spectra of the system: (a) IC, (b)-CTMAB-yDNA.<br />

surfactants have been employed to examine<br />

further the surfactant effects<br />

functioning in RLS enhancement. The<br />

cationic surfactants revealed RLS enhancement<br />

effects much more prominently,<br />

which in turn disclosed that<br />

electrostatic force performs an important<br />

function in the combination<br />

of DNA <strong>with</strong> IC <strong>and</strong> surfactant. The<br />

relatively weak RLS enhancement effects<br />

of non-ion <strong>and</strong> anion surfactant<br />

confirms that hydrophobic force is<br />

also a factor in the reaction of DNA<br />

<strong>with</strong> IC <strong>and</strong> surfactant (31)<br />

It is recognized that <strong>vis</strong>cosity is one<br />

of the important parameters in the<br />

reaction of DNA <strong>and</strong> small molecules<br />

(32). The relative <strong>vis</strong>cosities of different<br />

mixtures were examined in the experiment<br />

<strong>and</strong> the relative <strong>vis</strong>cosity of<br />

the ternary complex declining slightly<br />

indicated that there was no intercalative<br />

among CTMAB, DNA, <strong>and</strong> IC.<br />

So we can conclude that the interaction<br />

of nucleic acids, CTMAB, <strong>and</strong><br />

IC mainly depend upon electrostatic<br />

binding. Hydrophobic force is also the<br />

factor in the reaction of nucleic acids<br />

<strong>and</strong> IC <strong>with</strong> surfactant.<br />

The <strong>NMR</strong> spectra of the system<br />

To further underst<strong>and</strong> the interaction<br />

between IC, CTMAB, <strong>and</strong><br />

DNA, <strong>NMR</strong> spectra at optimum experimental<br />

conditions were measured,<br />

as is shown in Figure 8 <strong>and</strong> Table<br />

III. Corresponding to IC, the chemical<br />

shift signals of all hydrogen atoms<br />

moved downfield significantly when IC<br />

was added into the CTMAB <strong>and</strong> yDNA<br />

solution. The motion to downfield of the<br />

Conclusion<br />

In this article, a new RLS assay of nucleic<br />

acids is proposed. IC, CTMAB, <strong>and</strong> nucleic<br />

acids can form a ternary complex<br />

mainly through electrostatic binding,<br />

hydrophobic force, <strong>and</strong> hydrogen bond,<br />

which results in the enhanced DI RLS of<br />

IC-CTMAB-nucleic acids system. The<br />

combined points of the anionic dye<br />

<strong>with</strong> nucleic acids have been tentatively<br />

confirmed through the measurement<br />

of 1 H <strong>NMR</strong> spectra, which establishes a


42 <strong>Spectroscopy</strong> 23(11) November 2009 www.spectroscopyonline.com<br />

foundation for further investigation on<br />

the nucleic acids at the molecular level,<br />

<strong>and</strong> have enlarged the range of probe reagents<br />

of nucleic acids at the same time.<br />

This method enlarges the range of probe<br />

reagents of nucleic acids, which will be<br />

applied widely for quantitative determination<br />

of nucleic acids. The reaction<br />

of IC <strong>and</strong> DNA directly hope to benefit<br />

the further research on the interaction of<br />

pathological changes part of DNA <strong>and</strong><br />

the antineoplastic.<br />

Acknowledgments<br />

This work was supported by Xiangtan<br />

University (08XZX11).<br />

References<br />

(1) Dat1. W.L. William, U. Carlos, <strong>and</strong> V.N.<br />

Elliot, Circ. Res. 3, 570–574 (1955).<br />

(2) K.T. Chung, S.E. Stevens, K.T. Chung,<br />

<strong>and</strong> S.E. Stevens, Environ. Toxicol.<br />

Chem. 12, 2121–2132 (1993).<br />

(3) S.F. Chen, Y.F. Li, <strong>and</strong> C.Z. Huang, Talanta.<br />

70, 52–57 (2006).<br />

(4) C.Z. Huang, K.A. Li, <strong>and</strong> S.Y. Tong, Anal.<br />

Chem. 68, 2259–2264 (1996).<br />

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(1999).<br />

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(11) W.J. Zhang, H.P. Xu, C.X. Xue, X.G.<br />

Chen, <strong>and</strong> Z.D. Hu, Anal. Lett. 34, 553<br />

(2001).<br />

(12) Y.M. Hao <strong>and</strong> H.X. Shen, Anal. Chim.<br />

Acta. 413, 87–94 (2000).<br />

(13) Y.M. Hao <strong>and</strong> H.X. Shen, Anal. Chim.<br />

Acta. 422, 159–166 (2000).<br />

(14) G.W. Song, Z.X Cai, <strong>and</strong> L.Li, Microchim.<br />

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(15) R.T. Li, J.H. Yang, C.X. Sun, X. Wu, X.B.<br />

Gao, <strong>and</strong> Y. Liu, Microchim. Acta. 147,<br />

105–109(2004).<br />

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Acta. 550, 204–209 (2005).<br />

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Korb, <strong>and</strong> J. Beck, Nat. Gen. 23, 67–68<br />

(1999).<br />

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China, 1994).<br />

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(2002).<br />

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Anal. Chim. Acta. 448, 85–91 (2001).<br />

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269, 935–939 (1995).<br />

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Chim. Acta. 375, 89–97 (1998).<br />

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Chakravi, R. Gestelan, <strong>and</strong> L.R. Walters,<br />

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Changqun Cai, Xiaoming Chen,<br />

<strong>and</strong> Hang Gong are <strong>with</strong> Xiangtan<br />

University, Xiangtan, Hunan, China.<br />

For more information on this topic,<br />

please <strong>vis</strong>it our homepage at:<br />

www.spectroscopyonline.com


www.spectroscopyonline.com<br />

November 2009 <strong>Spectroscopy</strong> 23(11) 43<br />

Information for Authors<br />

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Infection, W.J. Kinman, Ed. (Plenum Press, New York, 1980), pp. 345-376.


44 <strong>Spectroscopy</strong> 24(11) November 2009 www.spectroscopyonline.com<br />

PRODUCT RESOURCES<br />

FT-IR spectrometer<br />

The IRAffinity-1 FT-IR spectrometer from Shimadzu Scientific Instruments<br />

is designed for high-precision IR analysis to confirm, identify,<br />

<strong>and</strong> detect foreign matter in various application areas. According to<br />

the company, the instrument features long-term stability, protection<br />

from humidity, increased reliability, <strong>and</strong> analysis-support programs.<br />

Shimadzu Scientific Instruments, Inc., Columbia, MD;<br />

www.ssi.shimadzu.co<br />

Raman microscope<br />

Renishaw’s inVia Raman microscope can be used for nondestructive<br />

testing of sperm DNA for assessing<br />

the healthiness of sperm cells.<br />

The instrument can be customized<br />

to integrate optical tweezing,<br />

which enables researchers to<br />

immobilize sperm cells <strong>with</strong> a<br />

tightly focused laser beam. The<br />

resulting Raman spectra contain<br />

information about the vibrations<br />

of molecules <strong>with</strong>in the sperm<br />

cells <strong>and</strong> can be used to assess<br />

the state of its DNA. Renishaw,<br />

Hoffman Estates, IL; www.renishaw.com<br />

ICP–OES application note<br />

An application note from<br />

Thermo Fisher Scientific details<br />

the use of the company’s iCAP<br />

6200 ICP spectrometer for<br />

the analysis of toxic trace elements<br />

in children’s toys. The<br />

note assesses the instrument’s<br />

performance for the routine<br />

analysis of toy samples for<br />

consumer safety verification. It also discusses the analysis of three<br />

samples extracted from a toy car <strong>and</strong> a baby rattle, each prepared in<br />

accordance <strong>with</strong> ASTM F963-08 <strong>and</strong> EN71 Part 3.<br />

Thermo Fisher Scientific, Waltham, MA;<br />

www.thermo.com/icap<br />

<strong>UV</strong>–<strong>vis</strong>–NIR spectrometer<br />

The model LF-500 fiber-optic input <strong>UV</strong>–<strong>vis</strong>–NIR spectrometer from<br />

Spectral Evolution has a wavelength range<br />

of 320–1100 nm. According to the company,<br />

the fiber input provides a variety<br />

of sample-interfacing configurations <strong>and</strong><br />

the optical system matched fiber optics<br />

provides an optimal signal-to-noise ratio.<br />

Other features include on-board calibration,<br />

storage, shutter–dark scan, <strong>and</strong><br />

automatic exposure. Applications include<br />

water–moisture, refining, petrochemical,<br />

food, <strong>and</strong> polymers. Spectral Evolution, North Andover, MA;<br />

www.spectralevolution.com<br />

ICP application note<br />

An application note from Teledyne Leeman Labs discusses the<br />

analysis of edible oils using the<br />

company’s Prodigy High Dispersion<br />

ICP system. The note demonstrates<br />

the instrument’s ability to determine<br />

trace elements in the oils. According<br />

to the publication, the instrument<br />

provides high sensitivity <strong>and</strong> dispersion<br />

for accurate <strong>and</strong> reliable results.<br />

Teledyne Leeman Labs,<br />

Hudson, NH; www.leemanlabs.com<br />

Mercury analyzer<br />

The model RA-3000 Gold+AFS mercury analyzer from Nippon<br />

Instruments is designed for<br />

EPA Method 1631E. According<br />

to the company, the analyzer<br />

simplifies low- to subparts-per-million<br />

mercury<br />

analysis <strong>and</strong> reduces reagent<br />

consumption <strong>and</strong> wastes.<br />

Nippon Instruments<br />

North America,<br />

College Station, TX;<br />

www.hg-nic.us<br />

NIR minispectrometer<br />

Hamamatsu’s TG long-wavelength type near-infrared minispectrometer<br />

is a polychromator<br />

integrated <strong>with</strong> optical elements<br />

<strong>and</strong> an image sensor.<br />

Light to be measured is guided<br />

into the instrument’s entrance<br />

port via an optical fiber, <strong>and</strong><br />

the spectrum is measured <strong>with</strong><br />

the built-in image sensor <strong>and</strong><br />

output from a USB port to a<br />

PC for data acquisition. According to the company, the instrument’s<br />

sensitivity extends to wavelengths as long as 2.55 µm.<br />

Hamamatsu Corporation, Bridgewater, NJ;<br />

www.hamamatsu.com<br />

Si-PIN detector<br />

Moxtek’s XPIN detector platform <strong>and</strong> MXDPP-200 digital pulse<br />

processor can be combined <strong>with</strong><br />

an X-ray source to assemble an<br />

X-ray fluorescence workstation.<br />

The detector reportedly has a 625-<br />

µm-thick Si-PIN diode, an ultralownoise<br />

JFET, a multilayer collimator,<br />

<strong>and</strong> a preamplifier, <strong>and</strong> is internally<br />

cooled <strong>with</strong> a two-stage thermoelectric<br />

cooler. The digital pulse<br />

processor is supplied <strong>with</strong> a USB<br />

computer–software interface.<br />

Moxtek, Inc., Orem, UT;<br />

www.moxtek.com


www.spectroscopyonline.com<br />

November 2009 <strong>Spectroscopy</strong> 24(11) 45<br />

Mercury analyzer<br />

The Hydra IIAA cold vapor atomic absorption mercury analyzer from<br />

Teledyne Leeman Labs is designed to<br />

provide high performance <strong>and</strong> enable<br />

increased productivity. According to<br />

the company, the analyzer has a 1-<br />

ppt detection limit, a 1-min/sample<br />

throughput rate, <strong>and</strong> a 270-position<br />

autosampler. The instrument reportedly<br />

can be configured for direct<br />

solids analysis as well as liquids<br />

analysis for sample matrices such as<br />

environmental, biological, foods, <strong>and</strong><br />

petrochemicals. Teledyne Leeman Labs,<br />

Hudson, NH; www.leemanlabs.com<br />

FT-IR<br />

spectrometer<br />

PerkinElmer’s Spectrum 65<br />

FT-IR spectrometer is based<br />

on the company’s Dynascan<br />

interferometer. According to<br />

the company, the instrument<br />

is designed for the everyday<br />

IR analyst.<br />

PerkinElmer, Inc.,<br />

Shelton, CT;<br />

www.perkinelmer.com<br />

Raman microscope<br />

The μSense-I Raman microscope from Enwave is designed for nonconfocal<br />

microscopic Raman applications<br />

in academic, industrial, <strong>and</strong><br />

research laboratories. The microscope<br />

reportedly provides a spectral<br />

resolution of −6 cm −1 , a spectral<br />

range of ~250–2350 nm, <strong>and</strong> spatial<br />

resolution of better than 5 μm.<br />

The instrument’s Raman unit can<br />

be detached from the microscope<br />

<strong>and</strong> used as a portable instrument.<br />

Enwave Optronics, Inc.,<br />

Irvine, CA; www.enwaveopt.com<br />

ATR accessory<br />

The GladiATR Vision attenuated<br />

total reflection device is designed<br />

to couple small-area infrared<br />

analysis <strong>with</strong> simultaneous viewing.<br />

According to the company, the<br />

device’s diamond crystal enables<br />

analysis of thick or nontransparent<br />

samples. The accessory reportedly<br />

is compatible <strong>with</strong> most FT-IR spectrometers.<br />

Pike Technologies,<br />

Madison, WI; www.piketech.com<br />

Elemental <strong>and</strong> depth profile analyzer<br />

The GD-Profiler 2 instrument from HORIBA Scientific couples a flexible<br />

RF glow discharge excitation source to optics for elemental bulk,<br />

surface, <strong>and</strong> depth-profile analysis. The system, which is designed<br />

for surface <strong>and</strong> interface characterization, uses controlled sputtering<br />

of a material by a 4-mm diameter<br />

plasma <strong>and</strong> analyzes all elements<br />

including gases (N, O, H, Cl) as a<br />

function of the depth in conductive or<br />

nonconductive layers <strong>and</strong> substrates.<br />

According to the company, depth<br />

resolution can be as high as 1 nm,<br />

<strong>with</strong> a sputtering rate as fast as several<br />

micrometers per minute.<br />

HORIBA Scientific, Edison, NJ;<br />

www.horiba.com/scientific<br />

Fluorescence spectrophotometer<br />

The model F-2700 fluorescence<br />

spectrophotometer<br />

from Hitachi High Technologies<br />

America is available in<br />

st<strong>and</strong>alone <strong>and</strong> PC-controlled<br />

configurations. The instrument<br />

reportedly features a<br />

signal-to-noise ratio of 800<br />

rms for the Raman b<strong>and</strong> of<br />

water at a 5-nm b<strong>and</strong>width. According to the company, <strong>with</strong> PC control<br />

the scan speed is as high as 12,000 nm/min, which makes the<br />

spectrophotometer useful for 3-D scan measurements. Accessories<br />

available for the instrument include automatic sampling, quantum<br />

yield measurement, spectral correction, <strong>and</strong> a 100-μL microcell.<br />

Hitachi High Technologies America, Inc., Pleasanton, CA;<br />

www.hitachi-hta.com/spectroscopy<br />

ICP accessory<br />

The Niagara PLUS accessory is designed to double the productivity of<br />

an ICP-OES or ICP-MS instrument. The accessory reportedly eliminates<br />

most of the sample cycle overhead required for accurate analysis by<br />

combining a switching valve <strong>and</strong> flow injection feature. According to<br />

the company, the accessory reduces sample contact <strong>with</strong> consumables.<br />

Glass Expansion, Inc., Pocasset, MA; www.geicp.com<br />

FT-NIR analyzer<br />

ABB’s MB3600-PH FT-NIR analyzer is designed for QA–QC,<br />

research <strong>and</strong> development, raw materials identification <strong>and</strong> qualification,<br />

NIR method development, <strong>and</strong> at-line PAT applications.<br />

According to the company, the benchtop analyzer can be fitted <strong>with</strong><br />

various accessories for measurements in pharmaceutical <strong>and</strong> life<br />

science applications. ABB, Quebec, Canada;<br />

www.abb.com/analytical


46 <strong>Spectroscopy</strong> 24(11) November 2009 www.spectroscopyonline.com<br />

Imaging spectrograph <strong>and</strong> scanning<br />

monochromator<br />

The SureSpectrum imaging<br />

spectrograph <strong>and</strong> scanning<br />

monochromator from Bruker<br />

Optics features a triple grating<br />

turret, st<strong>and</strong>ard motorized<br />

slits, <strong>and</strong> dual exit ports.<br />

The instrument is available in<br />

250-mm <strong>and</strong> 500-mm focal<br />

lengths.<br />

Bruker Optics, Inc.,<br />

Billerica, MA;<br />

www.brukeroptics.com<br />

Silicon drift detectors<br />

The XR-100SDD <strong>and</strong> X-123 SDD silicon drift detectors from Amptek<br />

are designed for X-ray fluorescence<br />

applications ranging from<br />

OEM h<strong>and</strong>held instruments to<br />

bench-top analyzers. According<br />

to the company, the silicon drift<br />

detectors enable extremely<br />

high count rate applications <strong>and</strong><br />

require no liquid nitrogen. The<br />

detectors reportedly are housed<br />

inside the same TO-8 package<br />

as the company’s other<br />

detectors. Amptek, Inc.,<br />

Bedford, MA; www.amptek.com<br />

Fiber-optic vacuum feedthrough<br />

Fiberguide Industries’ fiber-optic vacuum feedthroughs are available<br />

in unlimited cell, flange, <strong>and</strong> port designs. The feedthroughs<br />

reportedly can be used at temperatures as high as 175 °C (250<br />

°C for pigtail) using the company’s<br />

gold-coated fiber. Fiber selection<br />

includes Multimode, Single<br />

Mode, <strong>and</strong> Polarization Maintaining<br />

<strong>with</strong> core diameters ranging from<br />

50–1500 μm <strong>and</strong> connector interface<br />

selections of SMA (st<strong>and</strong>ard),<br />

ST, FC, <strong>and</strong> ferrule style. According<br />

to the company, the fibers are<br />

helium leak-tested <strong>and</strong> certified to<br />

10 −7 torr. Fiberguide Industries,<br />

Stirling, NJ; www.fiberguide.com<br />

Air-jet sieve<br />

The AS 200 Jet air-jet sieve is designed for separating light, fine<br />

particle sizes. The sieve is intended for use <strong>with</strong> 203-mm (8-in.)<br />

diameter sieves as small as 10<br />

μm (~1200 mesh). According<br />

to the company, an industrial<br />

vacuum generates a jet of air that<br />

evenly disperses the particles via<br />

a slotted nozzle. The material that<br />

passes through the sieve is either<br />

discarded through the vacuum or<br />

collected in an attached cyclone.<br />

The procedure reportedly<br />

requires 2–3 min.<br />

Retsch, Inc., Newtown, PA;<br />

www.retsch-us.com<br />

XRF inorganic elemental analyzer<br />

EDAX’s Orbis micro-XRF inorganic elemental analyzer is designed to<br />

perform nondestructive measurements that require minimal sample<br />

preparation <strong>and</strong> provide improved<br />

sensitivity over SEM <strong>and</strong> EDS<br />

methods. The analyzer includes a<br />

motorized turret for coaxial sample<br />

view <strong>and</strong> X-ray analysis. Primary<br />

beam filters can be used <strong>with</strong><br />

X-ray optics for micrometer to millimeter<br />

spot elemental analyses.<br />

Applications include forensics,<br />

materials analysis, failure analysis,<br />

<strong>and</strong> elemental imaging.<br />

EDAX Inc., Mahwah, NJ;<br />

www.edax.com<br />

DPSS laser<br />

Cobolt’s Zouk CW DPSS laser is designed for <strong>UV</strong>-range applications.<br />

The 355-nm laser reportedly<br />

has an output power of 10 mW<br />

<strong>and</strong> a TEM00 beam. According<br />

to the company, the laser is an<br />

alternative to the Ar/Kr-ion <strong>UV</strong><br />

lines, quasi-CW <strong>UV</strong> lasers, <strong>and</strong><br />

diode lasers for applications<br />

such as fluorescence-based bioanalysis,<br />

semiconductor inspection,<br />

Raman spectroscopy, <strong>and</strong><br />

microlithography.<br />

Cobolt AB, Stockholm, Sweden;<br />

www.cobolt.se<br />

Custom st<strong>and</strong>ards<br />

Custom inorganic st<strong>and</strong>ards from Inorganic Ventures can be used<br />

in applications such as ICP, ICP-MS,<br />

atomic absorption, <strong>and</strong> ion chromatography.<br />

Each st<strong>and</strong>ard is supplied<br />

<strong>with</strong> a certificate of analysis that<br />

details NIST traceability, certified<br />

values, <strong>and</strong> trace impurities. The st<strong>and</strong>ards<br />

reportedly are manufactured in<br />

a “green” manufacturing facility.<br />

Inorganic Ventures, Lakewood, NJ;<br />

www.inorganicventures.com<br />

Confocal mapping FLIM system<br />

The DynaMac fluorescence lifetime imaging microscopy system<br />

from HORIBA Scientific is a<br />

confocal mapping system<br />

designed to provide information<br />

about molecular motion,<br />

sizes, local environment,<br />

interaction, <strong>and</strong> binding <strong>with</strong><br />

respect to microscopic locations<br />

in a sample. The st<strong>and</strong>alone<br />

system reportedly<br />

includes software control<br />

of light source, camera, pinholes,<br />

<strong>and</strong> filters. HORIBA<br />

Scientific, Edison, NJ;<br />

www.horiba.com/scientific


www.spectroscopyonline.com<br />

November 2009 <strong>Spectroscopy</strong> 24(11) 47<br />

Calendar of Events<br />

January 2010<br />

Contact: Email: info@ifpacnet.org,<br />

Website: www.ifpac.com;<br />

November 2009<br />

16–19 Eastern Analytical Symposium<br />

<strong>and</strong> Exposition, Garden State Exhibit<br />

Center, Somerset, NJ;<br />

Contact: E-mail: askEAS@eas.org,<br />

Website: www.eas.org<br />

18–22 16th Annual Meeting SFRBM<br />

— The Society for Free Radical<br />

Biology <strong>and</strong> Medicine,<br />

San Francisco, CA<br />

Contact: Society for Free Radical Biology<br />

<strong>and</strong> Medicine, 8365 Keystone Crossing,<br />

Suite 107, Indianapolis, IN 46240; Tel.<br />

(317) 205-9482;<br />

E-mail: info@sfrbm.org, Website: www.<br />

sfrbm.org/annualMeetings.cfm<br />

19–23 30th SETAC Annual Meeting,<br />

New Orleans, LA<br />

Contact: Society of Environmental<br />

Toxicology <strong>and</strong> Chemistry, 1010 N. 12th<br />

Avenue, Pensacola, FL 32501-3367;<br />

E-mail: setac@setac.org,<br />

Website: www.setac.org<br />

24–27 LILS — Light in Life Sciences<br />

Conference, Melbourne, Australia;<br />

Contact: Website: http://www.physics.<br />

mq.edu.au/research/fluoronet/LILS09/<br />

30 – 4 December, Materials Research<br />

Society, Boston, Massachusetts<br />

Contact: E-mail: info@mrs.org, Ph:<br />

(724)779-3003, Fax: (724)779-8313; Website:<br />

www.mrs.org<br />

December 2009<br />

2–5 10th European Meeting on<br />

Environmental Chemistry (EMEC10),<br />

Limoges, France<br />

Contact: EMEC 10 Secretary;<br />

E-mail: emec10@unilim.fr<br />

Website: www.unilim.fr<br />

3–9 2010 Winter Conference on<br />

Plasma Spectrochemistry,<br />

Fort Myers, FL<br />

Contact: Ramon Barnes, University Research<br />

Institute for Analytical Chemistry,<br />

P.O. Box 666, Hadley, MA 01035-0666;<br />

E-mail: wc2010@chem.umass.edu,<br />

Website: http://icpinformation.org<br />

22–25 Sanibel Conference on Mass<br />

Spectrometry, “From Structural Biology<br />

to Drug Discovery: New Roles<br />

for Mass Spectrometry of <strong>Nucleic</strong><br />

<strong>Acid</strong>s,” St. Petersburg Beach, Florida<br />

Contact: ASMS, 2019 Galisteo Street,<br />

Building I-1, Santa Fe, NM 87505, E-mail:<br />

asms@asms.org, Ph: (505)989-4517 or<br />

(800)825-3220, Fax: (412)825-3224;<br />

Website: www.asms.org<br />

23–28 SPIE Photonics West,<br />

San Francisco, CA<br />

Contact: Tel. (888) 504-8171; E-mail:<br />

customerservice@spie.org, Website:<br />

http://spie.org/x2584.xml<br />

24–27 LabAutomation2010, Palm<br />

Springs, CA<br />

Contact: Association for Laboratory Automation,<br />

330 West State Street, Geneva,<br />

IL 60134, E-mail: Brenda Dreier, bdreier@<br />

labautomation.org, Ph: (888) 733-1252,<br />

Fax: (630) 578-0172;<br />

Website: www.labautomation.org<br />

31–February 3 Applications of Lasers<br />

for Sensing <strong>and</strong> Free Space<br />

Communications, San Diego, CA<br />

Contact: Kristin Mirabal, E-mail: kmirab@<br />

osa.org<br />

February 2010<br />

2–4 IFPAC 2010 24th International<br />

Forum Process Analytical<br />

Technology, Baltimore Marriott Waterfront,<br />

Baltimore, MD<br />

6–9 SPIE Medical Imaging<br />

San Diego, CA<br />

Contact: Website: http://spie.org/<br />

x12166.xml<br />

28–March 5 Pittcon 2010, Orl<strong>and</strong>o, FL;<br />

Contact: Website: http://www.pittcon.<br />

org<br />

March 2010<br />

3–6 IRUG9 — Ninth Biennial International<br />

Conference of the Infrared<br />

<strong>and</strong> Raman Users Group, Buenos<br />

Aires, Argentina; Contact: E-mail: irug9@<br />

qu.fcen.uba.ar, Website: www.irug9.com<br />

5–9 Defense, Security, <strong>and</strong> Sensing<br />

2010<br />

Orl<strong>and</strong>o World Center Marriott Resort &<br />

Convention Center, Orl<strong>and</strong>o, Florida.<br />

Contact:Website: http://spie.org/defense-security-sensing.xml<br />

21–25 239th ACS National Meeting &<br />

Exposition, San Francisco, CA;<br />

Contact: Website: http://portal.acs.org<br />

May 2010<br />

2–6 Joint Conference of the 14th In<br />

Vivo ESR/EPR <strong>Spectroscopy</strong> & Imaging<br />

<strong>and</strong> the 11th International EPR<br />

Spin Trapping/Spin Labeling (EPR<br />

2010), San Juan, Puerto Rico<br />

Contact: Antonio E. Alegria, Ph.D, Scientific<br />

Secretariat, Department of Chemistry,<br />

University of Puerto Rico at Humacao,<br />

Estacion Postal CUH, Humacao, P. R.<br />

00791, E-mail: antonio.alegria1@upr.<br />

edu, Ph: (787)309-6961, Fax: (787)850-<br />

9422. Website: www.epr2010.org


48 <strong>Spectroscopy</strong> 24(11) November 2009 www.spectroscopyonline.com<br />

16–21 CLEO/QELS 2010, Laser Science<br />

to Photonic Applications,<br />

San Jose McEnery Convention Center,<br />

San Jose, CA<br />

Contact: E-mail: Angela Stark, astark@<br />

osa.org; Website: www.cleoconference.<br />

org<br />

17–19 SPIE Scanning Microscopy<br />

2010, Monterey, CA;<br />

Contact: Website: www.spie.org/<br />

x19036.xml<br />

23–27 58th ASMS Conference on<br />

Mass Spectrometry (ASMS 2010),<br />

Salt Lake City, UT<br />

Contact: American Society for Mass<br />

Spectrometry, 2019 Galisteo Street,<br />

Building I, Santa Fe, NM 87505; Tel.<br />

(505) 989-4517, Fax: (505) 989-1073;<br />

E-mail: office@asms.org<br />

June 2010<br />

6–9 5th Nordic Conference on<br />

Plasma Spectrochemistry, Loen,<br />

Norway<br />

Contact: Yngvar Thomassen, National<br />

Institute of Occupational Health, P.O. Box<br />

8149 DEP, N-0033 Oslo, Norway; E-mail:<br />

yngvar.thomassen@stami.no,<br />

Website: www.nordicplasma.com<br />

28–July 2 Laser Optics 2010,<br />

St. Petersburg, Russia<br />

Contact: E-mail: conf2010@laseroptics.<br />

ru, Website: www.laseroptics.ru<br />

July 2010<br />

13–16 International Symposium on<br />

Luminescence Spectrometry, Prague,<br />

Czech Republic<br />

Contact: Symposium Secretariat,<br />

CZECH-IN s.r.o., Professional Event &<br />

Congress Organiser, Prague Congress<br />

Centre, Prague, Czech Republic, E-mail:<br />

info@isls2010.org, Ph: 420 261 174 301,<br />

Fax: 420 261 174 307;<br />

Website: www.isls.org<br />

31–August 6 IDRC 2010 —<br />

International Diffuse Reflectance<br />

Conference, Chambersburg, PA<br />

Contact: Website: www.idrc-chambersburg.org/<br />

August 2010<br />

1–5 SPIE Optics & Photonics 2010,<br />

San Diego, CA<br />

Contact: Website: www.spie.org<br />

2–6 Denver X-Ray Conference 2010,<br />

Denver Marriott Tech Center Hotel<br />

Denver, CO<br />

Contact: Website: http://www.dxcidd.<br />

com/


www.spectroscopyonline.com<br />

November 2009 <strong>Spectroscopy</strong> 24(11) 49<br />

8–13 XXII International Conference<br />

on Raman <strong>Spectroscopy</strong>, Boston, MA<br />

Contact: ICORS 2010 Conference Office,<br />

2019 Galisteo Street, Building I-1, Santa<br />

Fe, NM 87505; Tel. (505) 989-4735; E-<br />

mail: office@icors2010.org<br />

September 2010<br />

13–17 Laser Induced Breakdown<br />

<strong>Spectroscopy</strong> 2010 (LIBS 2010),<br />

Memphis, TN<br />

Contact: Dr. Jagdish P Singh, E-mail:<br />

LIBS2010@icet.msstate.edu, Ph:<br />

(662)325-7375, Fax: (662)325-8465;<br />

19–22 European Symposium on<br />

Polymer <strong>Spectroscopy</strong> (ESOPS 18),<br />

Zadar, Croatia;<br />

Contact: Prof. Vesna Volovšek, ESOPS<br />

18 Secretariat, Faculty of Chemical Engineering<br />

<strong>and</strong> Technology, University of<br />

Zagreb, Zagreb, Croatia, E-mail: esops18@<br />

fkit.hr, Ph: 385 1 4597135.<br />

Website: www.esops18.com<br />

21–24 SRI 2010 — 50th U.S. National<br />

Conference on Synchrotron Radiation<br />

Instrumentation, Argonne, IL;<br />

Contact: Website: www.lightsources.org<br />

October 2010<br />

17–21 Annual Conference of the Federation<br />

of Analytical Chemistry <strong>and</strong><br />

<strong>Spectroscopy</strong> Societies (FACSS),<br />

Raleigh, NC<br />

Contact: FACSS, P.O. Box 24379, Santa<br />

Fe, New Mexico 87502, E-mail: facss@<br />

facss.org, Ph: (505)820-1648, Fax:<br />

(505)989-1073; Website: www.facss.org<br />

18–21 26th Annual International<br />

Conference on Contaminated Soils,<br />

Sediments, <strong>and</strong> Water, Amherst, MA<br />

Contact: Denise Leonard, Environmental<br />

Health Sciences, N344 Morrill, University<br />

of Massachusetts, 639 North Pleasant<br />

Street, Amherst, MA 01003-9298;<br />

E-mail: dleonard@schoolph.umass.edu<br />

Website: www.umass-soils.com<br />

November 2010<br />

7–11 31st SETAC Annual Meeting,<br />

Portl<strong>and</strong>, OR<br />

Contact: Society of Environmental Toxicology<br />

<strong>and</strong> Chemistry, 1010 N. 12th Avenue,<br />

Pensacola, FL 32501-3367; E-mail:<br />

setac@setac.org, Website: www.setac.org<br />

TBA Eastern Analytical Symposium<br />

<strong>and</strong> Exposition, Garden State Exhibit<br />

Center, Somerset, NJ;<br />

Contact: E-mail: askEAS@eas.org,<br />

Website: www.eas.org<br />

December 2010<br />

15–20 Pacifichem 2010, Honolulu, HI<br />

Contact: Pacifichem 2010 Congress<br />

Secretariat, c/o American Chemical<br />

Society, 1155 16th St. N.W., Washington,<br />

DC, 20036; E-mail: pacifichem@acs.org,<br />

Website: http://pacifichem.org/<br />

Please <strong>vis</strong>it our homepage at:<br />

www.spectroscopyonline.com<br />

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