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Lu<strong>the</strong>r’s Augustinian Understanding <strong>of</strong> Justification<br />

in <strong>the</strong> Lectures on Romans<br />

AUGUSTINE’S STRUGGLE AGAINST PELAGIUS has direct bearing<br />

upon Lu<strong>the</strong>r’s <strong>the</strong>ology. In his Lectures on Romans,<br />

Lu<strong>the</strong>r draws heavily on Augustine, citing mostly his anti-<br />

Pelagian writings. Of <strong>the</strong>se writings, Augustine’s De spiritu et littera<br />

plays <strong>the</strong> greatest role. 1 Lu<strong>the</strong>r refers to it throughout his<br />

comments on <strong>the</strong> first seven chapters. 2 This phenomenon invites<br />

investigation concerning <strong>the</strong> influence <strong>of</strong> De spiritu et littera on<br />

<strong>the</strong> Romans lectures. Does Lu<strong>the</strong>r adopt Augustine’s distinction<br />

between Spirit and letter If so, what influence does it have on his<br />

understanding <strong>of</strong> justification<br />

SPIRIT AND LETTER<br />

It may be helpful first to articulate Augustine’s view <strong>of</strong> Spirit and<br />

letter in De spiritu et littera. The passage <strong>of</strong> Scripture to which<br />

Augustine appeals is 2 Corinthians 3:6: “for <strong>the</strong> letter kills, but <strong>the</strong><br />

Spirit gives life.” 3 Augustine had once understood this passage as<br />

a license to allegorize. The literal meaning <strong>of</strong> <strong>the</strong> Scriptures kills,<br />

so one should seek <strong>the</strong> spiritual meaning.³ But he rejects that<br />

opinion in De spiritu et littera, or at least relegates it to a secondary<br />

place. His new understanding is that <strong>the</strong> letter is <strong>the</strong> law<br />

(which kills), while <strong>the</strong> Spirit is <strong>the</strong> Holy Spirit who heals <strong>the</strong> sinner<br />

and enables him to keep <strong>the</strong> law.<br />

The law kills because it is external. Its demands can be kept<br />

externally, but <strong>the</strong> law lacks <strong>the</strong> power to enable one to do <strong>the</strong>se<br />

works from <strong>the</strong> heart. Augustine states,<br />

Even those who did as <strong>the</strong> law commanded, without <strong>the</strong><br />

help <strong>of</strong> <strong>the</strong> Spirit <strong>of</strong> grace, did it through fear <strong>of</strong> punishment<br />

and not from love <strong>of</strong> righteousness [amore iustitiae]. 4<br />

Augustine here identifies <strong>the</strong> help <strong>of</strong> <strong>the</strong> Spirit as <strong>the</strong> production<br />

<strong>of</strong> amor. For Augustine, <strong>the</strong> factor that determines whe<strong>the</strong>r a<br />

work is good or bad is not <strong>the</strong> external quality <strong>of</strong> <strong>the</strong> work, but<br />

<strong>the</strong> internal disposition <strong>of</strong> <strong>the</strong> one who does <strong>the</strong> work. Works that<br />

are not done from amor cannot be good works, and thus <strong>the</strong>y<br />

cannot give life. The distinction between Spirit and letter for<br />

Augustine is a distinction between internal and external. The law<br />

is external, while <strong>the</strong> Spirit, grace, and love are internal.<br />

Augustine does not think, however, that <strong>the</strong> letter and <strong>the</strong><br />

Spirit contradict or exclude each o<strong>the</strong>r. He stresses not only <strong>the</strong><br />

difference, but also <strong>the</strong> congruity (congruentia) <strong>of</strong> <strong>the</strong> Spirit with<br />

<strong>the</strong> letter. He finds evidence <strong>of</strong> this congruity in that <strong>the</strong>re were<br />

DAVID MAXWELL is an S. T. M. student at Concordia Seminary, St. Louis,<br />

Missouri.<br />

David Maxwell<br />

<br />

11<br />

fifty days between <strong>the</strong> Passover and Moses’ reception <strong>of</strong> <strong>the</strong> law<br />

on Mt. Sinai just as <strong>the</strong>re were fifty days between Jesus’ death<br />

and resurrection and <strong>the</strong> coming <strong>of</strong> <strong>the</strong> Holy Spirit. Fur<strong>the</strong>rmore,<br />

<strong>the</strong> Holy Spirit, who is called <strong>the</strong> finger <strong>of</strong> God, wrote <strong>the</strong><br />

law on both occasions. In <strong>the</strong> Old Testament, he wrote it on<br />

stones; in <strong>the</strong> New Testament he wrote in on hearts. Augustine<br />

sums this up by saying,<br />

When, to put fear into <strong>the</strong> mind <strong>of</strong> <strong>the</strong> flesh, <strong>the</strong> works <strong>of</strong><br />

charity [caritatis] are written upon tables, we have <strong>the</strong> law<br />

[lex] <strong>of</strong> works, <strong>the</strong> letter killing <strong>the</strong> transgressor: when charity<br />

[caritas] itself is shed abroad in <strong>the</strong> hearts <strong>of</strong> believers, we<br />

have <strong>the</strong> law [lex] <strong>of</strong> faith, <strong>the</strong> Spirit giving life to <strong>the</strong> lover<br />

[dilectorem]. 5<br />

The congruentia between <strong>the</strong> Spirit and <strong>the</strong> letter is reflected in<br />

that Augustine uses <strong>the</strong> same words to describe both. Both urge<br />

caritas. Both are lex. The only difference is that <strong>the</strong> letter is caritas<br />

written on tablets <strong>of</strong> stone (externally), while <strong>the</strong> Spirit is caritas<br />

written on <strong>the</strong> heart (internally).<br />

The congruity <strong>of</strong> <strong>the</strong> letter and <strong>the</strong> Spirit makes possible an<br />

augmenting movement from <strong>the</strong> one to <strong>the</strong> o<strong>the</strong>r. The Spirit does<br />

not contradict <strong>the</strong> letter, but provides a more inward and more<br />

powerful version <strong>of</strong> <strong>the</strong> same thing. This inward movement is<br />

also an upward movement toward God. Augustine describes this<br />

ascent in Platonic terms:<br />

[A man] receives <strong>the</strong> Holy Spirit, by whom <strong>the</strong>re is produced<br />

in his soul a delight and love <strong>of</strong> that highest<br />

immutable good [summi illius atque immutabilis boni]<br />

which is God. This happens even now when he walks by<br />

faith, not yet by sight so that, since <strong>the</strong> love has been given<br />

him as an earnest <strong>of</strong> God’s free gift, he might burn to cling<br />

to <strong>the</strong> creator and be inflamed to draw near to <strong>the</strong> participation<br />

[participatio] <strong>of</strong> that true light, in order to receive wellbeing<br />

from <strong>the</strong> same one from whom he has being. 6<br />

All <strong>of</strong> this activity is directed toward <strong>the</strong> highest and immutable<br />

Good (summum et immutabile bonum). The goal is participatio<br />

with <strong>the</strong> Creator’s light. “Participation” and <strong>the</strong> “highest and<br />

immutable Good” are vital in <strong>the</strong> Platonic tradition. Neoplatonism<br />

assumes a congruity between <strong>the</strong> One (or <strong>the</strong> Good) and all<br />

things. All things have being because <strong>the</strong>y “participate” in <strong>the</strong><br />

One to some extent. The goal <strong>of</strong> Neoplatonism is to raise <strong>the</strong> soul<br />

to an ever higher and more intimate participation with <strong>the</strong> One.<br />

Augustine’s use <strong>of</strong> <strong>the</strong> terms “participation” and “highest and

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