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Direct and Spillover Effects of ATP-Funded Photonics Technologies

Direct and Spillover Effects of ATP-Funded Photonics Technologies

Direct and Spillover Effects of ATP-Funded Photonics Technologies

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FIGURE 14.Geographic Distribution <strong>of</strong> Citations to Displaytech Patents21 Canada31(4)130(3)211 12110(7)6(3)2129(13)Japan15(8)Europe2 TaiwanU.S. Total: 90(30)Note: values indicate number <strong>of</strong> citations (number <strong>of</strong> citing organizations).with Displaytech through the University <strong>of</strong> Colorado. The social network centered on a starresearcher, Clark, who was the mechanism for technology flows, <strong>and</strong> our analysis shows theflows to those outside Displaytech have yet to create much economic spillover value. Ourconclusion is that patent citations are, at best, a very noisy indicator <strong>of</strong> technology spillover.One <strong>of</strong> the questions motivating our study relates to the social <strong>and</strong> geographic characteristics<strong>of</strong> technology diffusion mechanisms. Technology flows through geographically clusteredsocial ties are clearly very strong in the Displaytech case. Figure 14 shows a schematic <strong>of</strong> thisgeographic clustering among the citing patents by location (region or country) <strong>of</strong> the assignee.Silicon Valley, California, had the highest number, 31 citations by four groups, followed by theBoulder area <strong>and</strong> Japan. The U.S. total was 90 citations by 30 groups. The concentration inDisplaytech’s home state <strong>of</strong> Colorado is consistent with findings by Hicks (2002) that patentsby U.S. companies tend to be more likely to cite in-state public sector science.Yet, as an indicator <strong>of</strong> geographic clustering or social networks, this picture <strong>of</strong> patents wouldsend misleading signals. Without detailed case investigation, Gemfire in Silicon Valley, with24 citations, would look like a significant receiver <strong>of</strong> technological information, as wouldChorum in Texas <strong>and</strong> InViso in Silicon Valley. Yet Gemfire was not a receiver, <strong>and</strong> Chorum’slinks actually emerged when it was started in Boulder by researchers associated withDisplaytech 41

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