MORNBFI Vol. 1 - Planters Development Bank

Manual of Regulations for Non-Bank Financial InstitutionsSubmission SubmissionCategory Form No. MOR Ref. Report Title Frequency Deadline ProcedureB Unnumbered 4192Q(no prescribedform)B Unnumbered 4425Q.2(no prescribedform)Corporate Secretary's Certification under oath on listof stockholders and/or groups of stockholdersReport on Required and Available Reserves on Peso-Denominated CTFs, Such Other Managed Peso Fundsand TOFA-OthersControl Prooflist duly signed by the authorizedofficer of the institutionReconciliation statement on demand deposit with BSPAs change incomposition ofstockholdersoccursWeeklyMonthlyImmediately after change3rd business dayfollowing referenceweek7th business day fromreceipt of BSP statementof accountOriginal - Appropriatedepartment of the SESTo be submitted byinstitutions with trustoperationsOriginal - Appropriatedepartment of the SESE-mail to SDC:srso-nbqb@bsp.gov.phFax to SDC @ 523-3461Original to be submittedto BSP ComptrollershipDepartment; onecopy to appropriatedepartment of the SESB Unnumbered 4625Q.9(Rev. Dec.2007 perCir. No.591 dated12.27.07)Report on FX Swaps with Customers 1 where 1st Leg isa Purchase of FX Against Pesos (For QBs withderivatives licenseMonthly5th business day afterend of reference monthID @ e-mail:iod@bsp.gov.phcc: mail SDCQ RegulationsAppendix Q-3 - Page 9B Unnumbered 4625Q.9Report on Cancellations, Roll-overs and Non-Deliveryof FX Forwards Purchase-Sales Contracts and ForwardLeg of Swap Contracts 1 (For QBs with derivativeslicense)Monthly5th business day afterend of reference month-do-APP. Q-309.12.31