MORNBFI Vol. 1 - Planters Development Bank

APP. Q-2508.12.31Rule 3.h. Transaction refers to any actestablishing any right or obligation orgiving rise to any contractual or legalrelationship between the parties thereto.It also includes any movement of funds byany means with a covered institution.Rule 3.i. Unlawful activity refers to any actor omission or series or combination thereofinvolving or having relation, to thefollowing:(A) Kidnapping for ransom under Article267 of Act No. 3815, otherwise known asthe Revised Penal Code, as amended;(1) Kidnapping for ransom(B) Sections 4, 5, 6, 8, 9, 10, 12, 13,14, 15 and 16 of R.A. No. 9165, otherwiseknown as the Comprehensive DangerousDrugs Act of 2002;(2) Importation of prohibited drugs;(3) Sale of prohibited drugs;(4) Administration of prohibited drugs;(5) Delivery of prohibited drugs(6) Distribution of prohibited drugs(7) Transportation of prohibited drugs(8) Maintenance of a Den, Dive orResort for prohibited users(9) Manufacture of prohibited drugs(10)Possession of prohibited drugs(11)Use of prohibited drugs(12)Cultivation of plants which aresources of prohibited drugs(13)Culture of plants which are sourcesof prohibited drugs(C) Section 3 paragraphs b, c, e, g, hand i of R.A. No. 3019, as amended,otherwise known as the Anti-Graft andCorrupt Practices Act;(14)Directly or indirectly requesting orreceiving any gift, present, share,percentage or benefit for himself or for anyother person in connection with anycontract or transaction between theGovernment and any party, wherein thepublic officer in his official capacity has tointervene under the law;(15) Directly or indirectly requestingor receiving any gift, present or otherpecuniary or material benefit, for himselfor for another, from any person for whomthe public officer, in any manner orcapacity, has secured or obtained, or willsecure or obtain, any government permitor license, in consideration for the helpgiven or to be given, without prejudice toSection 13 of R.A. No. 3019;(16) Causing any undue injury to anyparty, including the government, or givingany private party any unwarranted benefits,advantage or preference in the dischargeof his official, administrative or judicialfunctions through manifest partiality,evident bad faith or gross inexcusablenegligence;(17) Entering, on behalf of thegovernment, into any contract ortransaction manifestly and grosslydisadvantageous to the same, whether ornot the public officer profited or will profitthereby;(18) Directly or indirectly havingfinancial or pecuniary interest in anybusiness contract or transaction inconnection with which he intervenes ortakes part in his official capacity, or inwhich he is prohibited by the Constitutionor by any law from having any interest;(19) Directly or indirectly becominginterested, for personal gain, or havingmaterial interest in any transaction or actrequiring the approval of a board, panel orgroup of which he is a member, and whichexercise of discretion in such approval,even if he votes against the same or hedoes not participate in the action of theboard, committee, panel or group.(D) Plunder under R.A. No. 7080, asamended;(20) Plunder through misappropriation,conversion, misuse or malversation ofManual of Regulations for Non-Bank Financial InstitutionsQ RegulationsAppendix Q-25 - Page 5