Banking and Finance Sector-Specific Plan - U.S. Department of ...

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Date Title URL 04-03 Interagency Guidance on Weblinking: Identifying Risks and Risk Techniques 03-03 Interagency Policy Statement on Internal Audit Function and its Outsourcing www.ots.treas.gov/docs/8/84263.pdf www.ots.treas.gov/docs/8/84260.pdf 05-01 Identity Theft and Pretext Calling www.ots.treas.gov/docs/2/25139.pdf 06-99 Transactional Web sites www.ots.treas.gov/docs/2/25109.pdf 11-98 Policy Statement on Pretext Calling www.ots.treas.gov/docs/2/25097.pdf 11-98 Policy Statement on Privacy and Accuracy of Customer Information 12-97 Guidance Concerning Reporting of Computer- Related Crimes Guidance and Key Documents: State Regulators Conference of State Bank Supervisors www.ots.treas.gov/docs/2/25097.pdf www.ots.treas.gov/docs/2/25075.pdf Date Title URL 11-96 Nationwide State-Federal Supervisory Agreement www.csbs.org/Content/NavigationMenu/RegulatoryAffairs/ SupervisoryAgreementsApplications/nationwide_state_fed_ supervisory_agrmnt.pdf 12-97 Nationwide Cooperative Agreement www.csbs.org/Content/NavigationMenu/RegulatoryAffairs/ SupervisoryAgreementsApplications/nationwide_coop_agrmnt.pdf 11-98 Nationwide State Foreign Bank Office (FBO) Agreement 11-98 Nationwide State-Federal Foreign Bank Office (FBO) Agreement www.csbs.org/Content/NavigationMenu/RegulatoryAffairs/ SupervisoryAgreementsApplications/state_fbo_agrmnt.pdf www.csbs.org/Content/NavigationMenu/RegulatoryAffairs/ SupervisoryAgreementsApplications/state_federal_fbo_agrmnt.pdf Banking and Finance Sector-Specific Plan
Date Title URL Appendix : Statutory Authorities Nationwide Cooperative Agreement for the Supervision and Examination of Multi-State Trust Institutions (Nationwide Trust Agreement) CSBS Statutory Options for Multi-State Trust Activities www.csbs.org/Content/NavigationMenu/RegulatoryAffairs/ SupervisoryAgreementsApplications/nationwide_agrmnt_ multi-state_trust_op.pdf www.csbs.org/Content/NavigationMenu/RegulatoryAffairs/ SupervisoryAgreementsApplications/model_trust_law.pdf State/Federal Supervisory Protocol www.csbs.org/Content/NavigationMenu/RegulatoryAffairs/ SupervisoryAgreementsApplications/StateFederalSupervisory Protocol.pdf
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Banking and Finance Critical Infras
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ii Banking and Finance Sector-Speci
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iv 2.2.5 Collecting Asset Data 25 2
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Executive Summary The Banking and F
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3. Assess Risks Risk assessments ar
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Introduction According to Homeland
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and technological systems. These ex
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in various organized markets, from
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Figure 1-1: FBIIC Members FBIIC Mem
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• The NCUA regulates Federally ch
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• Identify voluntary efforts wher
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Continuity in the Financial Service
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The Banking and Finance Sector has
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system. All of the systemically cri
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linked to payments occurring in sys
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3. Assess Risks Both the public and
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the FBIIC agencies identify financi
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4. Prioritize Infrastructure In the
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5. Develop and Implement Protective
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- The Treasury Department acquired
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work of the SSA and various public
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• In 2003, BITS and SIA drafted C
Page 50 and 51: 6.1.1 Developing Sector-Specific Me
Page 52 and 53: updates on the sector metrics in su
Page 54 and 55: 6 Implementation Action Milestone S
Page 56 and 57: • Understanding and Avoiding of t
Page 59 and 60: 8. Manage and Coordinate SSA Respon
Page 61: information. This information-shari
Page 64 and 65: NFA National Futures Association NI
Page 66 and 67: Federal Deposit Insurance Corporati
Page 68 and 69: Office of Comptroller of the Curren
Page 70 and 71: Department of the Treasury U.S. Cod
Page 72 and 73: State Banking Law/Statute Maryland
Page 74 and 75: National Association of Insurance C
Page 76 and 77: Code & Regulations State URL §§ 5
Page 78 and 79: Code & Regulations State URL §§ 3
Page 80 and 81: State Statute Nebraska NE ST §§ 8
Page 82 and 83: Date Title URL 08-05 Information Te
Page 84 and 85: Date Title URL 08-01 Examination Pr
Page 86 and 87: Federal Financial Institution Exami
Page 88 and 89: Date Title URL 03-31 FFIEC Retail P
Page 90 and 91: Date Title URL 12-05 Interagency Gu
Page 92 and 93: National Credit Union Administratio
Page 94 and 95: Date Title URL 09-01 NCUA Letter to
Page 96 and 97: Date Title URL 05-04 Risk Managemen
Page 98 and 99: Summary of Regulatory Guidance on E
Page 103 and 104: Appendix 3: FSSCC Research and Deve
Page 105 and 106: 1. Common operating picture archite
Page 107 and 108: members are very active. One of the
Page 109 and 110: K Financial information tracing is
Page 111: SCC R&D Challenges vs. NIPP R&D The
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