Banking and Finance Sector-Specific Plan - U.S. Department of ...

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Federal Financial Institution Examination Council and other jointly issued documents: Available online at www.ffiec.gov/ guides.htm or the other Web sites listed. Date Title URL 07-06 FFIEC Information Security Booklet www.occ.treas.gov/ftp/bulletin/2006-32.doc 07-06 Information Security Booklet www.ffiec.gov/ffiecinfobase/html_pages/infosec_book_frame.htm 06-06 Lessons Learned from Hurricane Katrina: Preparing Your Institution for a Catastrophic Event 03-06 Influenza Pandemic Preparedness Note: This was a joint issuance by the FRB, OCC, and OCC. NCUA issued substantially equivalent guidance in March 2006 (see the NCUA section below). 12-04 FFIEC Information Technology Examination Handbook 12-04 FFIEC Guidance on the Use of Free and Open Source Software 10-04 FFIEC Brochure with Information on Internet “Phishing” 9-04 Federal Bank, Thrift and Credit Union Regulatory Agencies Provide Brochure with Information on Internet “Phishing” 10-03 01-03 04-04 www.ffiec.gov/katrina_lessons.htm www.occ.treas.gov/ftp/bulletin/2006-35.doc www.federalreserve.gov/boarddocs/srletters/2004/sr0420.htm www.federalreserve.gov/boarddocs/srletters/2004/sr0417.htm www.federalreserve.gov/boarddocs/srletters/2004/sr0414.htm www.occ.treas.gov/Consumer/phishing.htm FFIEC Information Technology Handbook www.ffiec.gov/ffiecinfobase/html_pages/it_01.html www.occ.treas.gov/ftp/bulletin/2003-41.doc www.ots.treas.gov/docs./25182.pdf www.ncua.gov/ref/letters/2003/03-CU-07.doc 07-04 FFIEC Management Booklet www.ffiec.gov/ffiecinfobase/html_pages/it_01.html - management http://occnet.occ/examinerlibrary/bulletin/2004-32a. pdf Banking and Finance Sector-Specific Plan
Date Title URL 07-04 FFIEC Outsourcing Technology Services Booklet www.ffiec.gov/ffiecinfobase/html_pages/it_01.html - outsourcing http://occnet.occ/examinerlibrary/bulletin/2004-32a. pdf 07-04 FFIEC Operations Booklet www.ffiec.gov/ffiecinfobase/html_pages/it_01.html#operation 07-04 FFIEC Wholesale Payment Systems Booklet www.ffiec.gov/ffiecinfobase/html_pages/it_01.html#whole 06-04 FFIEC Management Booklet www.ffiec.gov/ffiecinfobase/html_pages/it_01.html - management 06-04 FFIEC Outsourcing Technology Services Booklet www.ffiec.gov/ffiecinfobase/html_pages/it_01.html - outsourcing 04-04 FFIEC Development and Acquisition Booklet www.ffiec.gov/ffiecinfobase/html_pages/it_01.html#d _ a 03-04 FFIEC Retail Payments Booklet www.ffiec.gov/ffiecinfobase/html_pages/it_01.html#rps 08-03 FFIEC Booklet on Audit Guidance www.ffiec.gov/ffiecinfobase/booklets/audit/audit.pdf www.occ.treas.gov/ftp/bulletin/2003-41.doc 08-03 FIEC Booklet on E-Banking Guidance www.ffiec.gov/ffiecinfobase/booklets/e_banking/e_banking.pdf www.occ.treas.gov/ftp/bulletin/2003-41.doc 08-03 FFIEC Booklet on Fedline Booklet Guidance www.ffiec.gov/ffiecinfobase/booklets/fedline/fedline.pdf www.occ. treas.gov/ftp/bulletin/2003-41.doc 08-03 FFIEC E-Banking Booklet www.ffiec.gov/ffiecinfobase/html_pages/it_01.html#ebank 08-03 FFIEC Audit Booklet www.ffiec.gov/ffiecinfobase/html_pages/it_01.html#audit 07-03 05-03 Appendix : Statutory Authorities New Suspicious Activity Report http://fincen.gov/f9022-47-1a.pdf www.fdic.gov/news/news/financial/2003/fil0356.html www.federalreserve.gov/boarddocs/SRLETTERS/2003/sr0312.htm
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Banking and Finance Critical Infras
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ii Banking and Finance Sector-Speci
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iv 2.2.5 Collecting Asset Data 25 2
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Executive Summary The Banking and F
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3. Assess Risks Risk assessments ar
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Introduction According to Homeland
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and technological systems. These ex
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in various organized markets, from
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Figure 1-1: FBIIC Members FBIIC Mem
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• The NCUA regulates Federally ch
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• Identify voluntary efforts wher
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Continuity in the Financial Service
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The Banking and Finance Sector has
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system. All of the systemically cri
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linked to payments occurring in sys
Page 35 and 36: 3. Assess Risks Both the public and
Page 37 and 38: the FBIIC agencies identify financi
Page 39 and 40: 4. Prioritize Infrastructure In the
Page 41 and 42: 5. Develop and Implement Protective
Page 43 and 44: - The Treasury Department acquired
Page 45 and 46: work of the SSA and various public
Page 47: • In 2003, BITS and SIA drafted C
Page 50 and 51: 6.1.1 Developing Sector-Specific Me
Page 52 and 53: updates on the sector metrics in su
Page 54 and 55: 6 Implementation Action Milestone S
Page 56 and 57: • Understanding and Avoiding of t
Page 59 and 60: 8. Manage and Coordinate SSA Respon
Page 61: information. This information-shari
Page 64 and 65: NFA National Futures Association NI
Page 66 and 67: Federal Deposit Insurance Corporati
Page 68 and 69: Office of Comptroller of the Curren
Page 70 and 71: Department of the Treasury U.S. Cod
Page 72 and 73: State Banking Law/Statute Maryland
Page 74 and 75: National Association of Insurance C
Page 76 and 77: Code & Regulations State URL §§ 5
Page 78 and 79: Code & Regulations State URL §§ 3
Page 80 and 81: State Statute Nebraska NE ST §§ 8
Page 82 and 83: Date Title URL 08-05 Information Te
Page 84 and 85: Date Title URL 08-01 Examination Pr
Page 88 and 89: Date Title URL 03-31 FFIEC Retail P
Page 90 and 91: Date Title URL 12-05 Interagency Gu
Page 92 and 93: National Credit Union Administratio
Page 94 and 95: Date Title URL 09-01 NCUA Letter to
Page 96 and 97: Date Title URL 05-04 Risk Managemen
Page 98 and 99: Summary of Regulatory Guidance on E
Page 100 and 101: Date Title URL 04-03 Interagency Gu
Page 103 and 104: Appendix 3: FSSCC Research and Deve
Page 105 and 106: 1. Common operating picture archite
Page 107 and 108: members are very active. One of the
Page 109 and 110: K Financial information tracing is
Page 111: SCC R&D Challenges vs. NIPP R&D The
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