Banking and Finance Sector-Specific Plan - U.S. Department of ...
Banking and Finance Sector-Specific Plan - U.S. Department of ...
Banking and Finance Sector-Specific Plan - U.S. Department of ...
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Appendix 2: Statutory Authorities<br />
The <strong>Banking</strong> <strong>and</strong> <strong>Finance</strong> <strong>Sector</strong> is subject to an extensive number <strong>of</strong> Federal <strong>and</strong> State laws <strong>and</strong> regulations. In addition,<br />
financial regulators issue guidance <strong>and</strong> white papers addressing issues <strong>of</strong> resilience, information assurance, <strong>and</strong> potential risks<br />
to institutions. Although the list cannot be exhaustive, this appendix provides a sampling <strong>of</strong> the statutes, regulations, <strong>and</strong> guidance<br />
affecting the <strong>Banking</strong> <strong>and</strong> <strong>Finance</strong> <strong>Sector</strong>.<br />
Statutory Authorities – Federal Regulators<br />
Commodity Futures Trading Commission<br />
U.S. Code & Regulations Date Subject<br />
7 U.S.C. § 1, et seq. Commodity Exchange Act<br />
17 CFR Parts 1-190 Regulations <strong>of</strong> the CFTC<br />
Farm Credit Administration<br />
U.S. Code & Regulations Date Subject<br />
12 U.S.C.§ 2001, et seq. 1971 The Farm Credit Act <strong>of</strong> 1971 provides the statutory authority to regulate Farm<br />
Credit System institutions.<br />
12 CFR Parts 600-655 Regulations <strong>of</strong> the FCA<br />
Appendix : Statutory Authorities