Banking and Finance Sector-Specific Plan - U.S. Department of ...

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Date Title URL 12-05 Interagency Guidance on Response Programs for Unauthorized Access to Customer Information and Customer Notice 11-05 Revised Training Program for Information Technology Examiners 10-05 Interagency Guidance on Authentication in an Internet Banking Environment 12-04 Final Rules on Disposal of Consumer Information Derived from Credit Reports 05-03 Interagency Paper on Sound Practices to Strengthen the Resilience of the U.S. Financial System www.federalreserve.gov/boarddocs/srletters/2005/sr0523. htm www.federalreserve.gov/boarddocs/srletters/2005/sr0522. htm www.federalreserve.gov/boarddocs/srletters/2005/sr0519. htm www.federalreserve.gov/boarddocs/press/ bcreg/2004/20041221/default.htm www.federalreserve.gov/boarddocs/srletters/2003/sr0309. htm 05-01 Safeguarding Customer Information www.federalreserve.gov/boarddocs/SRLETTERS/2001/ sr0115.htm Bank Holding Company Supervision Manual Section 2124.4 – This new section includes the federal banking agency interagency guidelines establishing standards for safeguarding customer information (the guidelines). www.federalreserve.gov/boarddocs/supmanual/default. htm#bhcsm Commercial Bank Examination Manual Section 4060 revised to include GLBA 501(b) Requirements for Safeguarding Customer Information. Section 4063 added new section – Electronic Banking to aid in the review of Internet banking activities. www.federalreserve.gov/boarddocs/supmanual/default. htm#cbem 04-01 Identity Theft and Pretext Calling www.federalreserve.gov/boarddocs/SRLETTERS/2001/ sr0111.htm 11-00 Guidance on the Risk Management of Outsourced Technology Services www.federalreserve.gov/boarddocs/srletters/2000/sr0017. htm Banking and Finance Sector-Specific Plan
Date Title URL Commercial Bank Examination Manual Section 4060 revised to include the FFIEC interagency policy statement on the risk management of outsourced technology services. www.federalreserve.gov/boarddocs/supmanual/default. htm#cbem 02-00 Outsourcing of Information and Transaction Processing www.federalreserve.gov/boarddocs/SRLETTERS/2000/ SR0004.HTM 02-00 Information Technology Examination Frequency www.federalreserve.gov/boarddocs/SRLETTERS/2000/ SR0003.HTM 03-99 Uniform Rating System for Information Technology www.federalreserve.gov/boarddocs/SRLETTERS/1999/ SR9908.HTM 04-98 Assessment of Information Technology in the Risk- Focused Frameworks for the Supervision of Community Banks and Large Complex Banking Organizations 02-98 Management and Coordination of Information Technology for the Supervision Function www.federalreserve.gov/boarddocs/SRLETTERS/1998/ SR9809.HTM www.federalreserve.gov/boarddocs/srletters/1998/SR9801. HTM 12-97 Sound Practices for Information Security Networks www.federalreserve.gov/boarddocs/SRLETTERS/1997/ SR9732.HTM 11-97 Reporting of Computer Related Crimes by Financial Institutions 10-96 Interagency Supervisory Statement on Risk Management of Client/Server Systems Appendix : Statutory Authorities www.federalreserve.gov/boarddocs/SRLETTERS/1997/ SR9728.HTM www.federalreserve.gov/boarddocs/srletters/1996/sr9622. htm
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Banking and Finance Critical Infras
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ii Banking and Finance Sector-Speci
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iv 2.2.5 Collecting Asset Data 25 2
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Executive Summary The Banking and F
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3. Assess Risks Risk assessments ar
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Introduction According to Homeland
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and technological systems. These ex
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in various organized markets, from
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Figure 1-1: FBIIC Members FBIIC Mem
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• The NCUA regulates Federally ch
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• Identify voluntary efforts wher
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Continuity in the Financial Service
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The Banking and Finance Sector has
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system. All of the systemically cri
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linked to payments occurring in sys
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3. Assess Risks Both the public and
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the FBIIC agencies identify financi
Page 39 and 40: 4. Prioritize Infrastructure In the
Page 41 and 42: 5. Develop and Implement Protective
Page 43 and 44: - The Treasury Department acquired
Page 45 and 46: work of the SSA and various public
Page 47: • In 2003, BITS and SIA drafted C
Page 50 and 51: 6.1.1 Developing Sector-Specific Me
Page 52 and 53: updates on the sector metrics in su
Page 54 and 55: 6 Implementation Action Milestone S
Page 56 and 57: • Understanding and Avoiding of t
Page 59 and 60: 8. Manage and Coordinate SSA Respon
Page 61: information. This information-shari
Page 64 and 65: NFA National Futures Association NI
Page 66 and 67: Federal Deposit Insurance Corporati
Page 68 and 69: Office of Comptroller of the Curren
Page 70 and 71: Department of the Treasury U.S. Cod
Page 72 and 73: State Banking Law/Statute Maryland
Page 74 and 75: National Association of Insurance C
Page 76 and 77: Code & Regulations State URL §§ 5
Page 78 and 79: Code & Regulations State URL §§ 3
Page 80 and 81: State Statute Nebraska NE ST §§ 8
Page 82 and 83: Date Title URL 08-05 Information Te
Page 84 and 85: Date Title URL 08-01 Examination Pr
Page 86 and 87: Federal Financial Institution Exami
Page 88 and 89: Date Title URL 03-31 FFIEC Retail P
Page 92 and 93: National Credit Union Administratio
Page 94 and 95: Date Title URL 09-01 NCUA Letter to
Page 96 and 97: Date Title URL 05-04 Risk Managemen
Page 98 and 99: Summary of Regulatory Guidance on E
Page 100 and 101: Date Title URL 04-03 Interagency Gu
Page 103 and 104: Appendix 3: FSSCC Research and Deve
Page 105 and 106: 1. Common operating picture archite
Page 107 and 108: members are very active. One of the
Page 109 and 110: K Financial information tracing is
Page 111: SCC R&D Challenges vs. NIPP R&D The
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