continued - The Lion Group
continued - The Lion Group
continued - The Lion Group
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Warrant as at 30 September 2010 (“Warrant”)<br />
No. of Warrant : 36,734,534<br />
Exercise Period : 15 April 2009 – 14 April 2019<br />
Exercise Price : RM1.00 per ordinary share of RM1.00 each<br />
Exercise Right : Warrant holders will have the right to subsribe at the Exercise Price into new ordinary<br />
shares of RM1.00 each in the Company during the Exercise Period<br />
Distribution of Warrant Holdings as at 30 September 2010<br />
No. of % of<br />
Warrant Warrant No. of % of<br />
Size of Warrant Holdings Holders Holders Warrants Warrants<br />
Less than 100 328 11.46 14,898 0.04<br />
100 to 1,000 1,207 42.19 567,916 1.55<br />
1,001 to 10,000 939 32.82 4,073,687 11.09<br />
10,001 to 100,000 341 11.92 10,294,812 28.02<br />
100,001 to less than 5% of warrants issued 43 1.50 12,582,640 34.25<br />
5% and above of warrants issued 3 0.11 9,200,581 25.05<br />
Thirty Largest Registered Warrant Holders as at 30 September 2010<br />
2,861 100.00 36,734,534 100.00<br />
Registered Warrant Holders No. of Warrants % of Warrants<br />
1. RHB Merchant Nominees (Tempatan) Sdn Bhd<br />
Pledged Securities Account for <strong>Lion</strong> Industries Corporation Berhad 3,878,128 10.56<br />
2. RHB Merchant Nominees (Tempatan) Sdn Bhd<br />
Pledged Securities Account for Silverstone Corporation Berhad 3,401,260 9.26<br />
3. AMSEC Nominees (Tempatan) Sdn Bhd<br />
AmTrustee Berhad for Amsteel Mills Sdn Bhd (CS-Amsteel0) 1,921,193 5.23<br />
4. HSBC Nominees (Asing) Sdn Bhd<br />
Bank of America, National Association, Labuan Branch 1,401,035 3.81<br />
5. HLG Nominee (Asing) Sdn Bhd<br />
BNP Paribas (Labuan Branch) 1,167,077 3.18<br />
6. Mayban Nominees (Asing) Sdn Bhd<br />
DBS Bank for Agricultural Bank of China (S’pore Branch) 774,360 2.11<br />
7. Citigroup Nominees (Asing) Sdn Bhd<br />
Citigroup GM INC for Avenue Asia Investments, LP 764,736 2.08<br />
8. Haber Pte Ltd 629,436 1.71<br />
9. HSBC Nominees (Asing) Sdn Bhd<br />
Exempt AN for Credit Suisse Securities (Europe) Limited 464,616 1.26<br />
10. CIMSEC Nominees (Tempatan) Sdn Bhd<br />
CIMB Bank for Mak Ngia Ngia @ Mak Yoke Lum (MM0749) 438,300 1.19<br />
11. Indar Kaur A/P Dan Singh 411,400 1.12<br />
12. HSBC Nominees (Asing) Sdn Bhd<br />
BNY Brussels for Bank of America Securities Limited 344,826 0.94<br />
13. <strong>Lion</strong> Diversified Holdings Berhad 331,850 0.90<br />
14. Wee Kyam Hooi 322,400 0.88<br />
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