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National Survey of Research Commercialisation - Australian ...

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NATIONAL SURVEY OF RESEARCH COMMERCIALISATION<br />

Patents (encompassing patents and plant-breeder rights)<br />

Respondent institutions filed 834 patent applications in Australia and the USA in Year<br />

2000 — these included 469 new applications in Australia and 102 new applications in<br />

the USA.<br />

In total, 498 patents worldwide were issued to respondent institutions in Year<br />

2000 — these included 143 <strong>Australian</strong> patents and 115 US patents.<br />

In total, 548 inventions were disclosed to respondent institutions in Year 2000 — for<br />

assessment <strong>of</strong> their patenting and commercial potential.<br />

Licences (encompassing licences, options and assignments)<br />

Respondent institutions executed a total <strong>of</strong> 417 licences in Year 2000.<br />

Of these, 18% were with start-up companies, 19% were with small companies, 12%<br />

were with medium-size companies and 51% were with large companies.<br />

Of the licences executed with start-up companies in Year 2000, 86% were exclusive<br />

and 14% were non-exclusive.<br />

Of the licences executed with small companies in Year 2000, 48% were exclusive and<br />

52% were non-exclusive.<br />

Of the licences executed with medium-size companies in Year 2000, 54% were<br />

exclusive and 46% were non-exclusive.<br />

Of the licences executed with large companies in Year 2000, 29% were exclusive and<br />

71% were non-exclusive.<br />

A significant proportion <strong>of</strong> licensing activity was focused on small companies — 47% <strong>of</strong><br />

medical research institute licences, 41% <strong>of</strong> university licences and 27% <strong>of</strong> CSIRO licences<br />

were executed to start-up or small companies.<br />

A very high proportion <strong>of</strong> licences executed to start-up companies were exclusive. This<br />

suggests that the ability to grant exclusive licences is important to company start-up<br />

activity, a key contribution to the overall economic impact <strong>of</strong> licensing by universities,<br />

medical research institutes and CSIRO.<br />

Licence Income<br />

A total <strong>of</strong> 491 licences yielded income to respondent institutions in Year 2000.<br />

Respondent institutions’ adjusted gross income from licences was $99 million in Year<br />

2000.<br />

There appears to be a positive relationship between an institution’s income from licences<br />

and the length <strong>of</strong> its experience in managing commercial licensing activities:<br />

Four <strong>of</strong> the five licensing programs <strong>of</strong> respondent institutions that yielded income <strong>of</strong><br />

more than $3 million in Year 2000 had been in operation for ten or more years.<br />

Of the licensing programs <strong>of</strong> respondent institutions that yielded income <strong>of</strong> less than<br />

$1 million in Year 2000, 68% had been in operation for less than ten years.<br />

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