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Cummins Inc. 2007 Sustainability Report

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“<strong>Cummins</strong> has<br />

created an<br />

environment that<br />

fosters ethical<br />

behavior and<br />

a commitment<br />

to honesty that<br />

characterizes<br />

our dealings with<br />

each other, as<br />

well as those<br />

from outside the<br />

Company.”<br />

Martha<br />

Whiteman<br />

<strong>Cummins</strong> Compliance Training<br />

Code of Conduct Professional<br />

and Office<br />

Treatment<br />

of Each Other<br />

Professional<br />

and Office<br />

Export Controls SG 8/25<br />

and above<br />

FCPA* SG 8/25<br />

and above<br />

Antitrust SG 8/25 and<br />

above and all Sales<br />

and Marketing<br />

EU** Competition SG 8/25<br />

and above<br />

Code will continue well into 2008 as the<br />

Code is translated into multiple languages<br />

and employee training materials are updated.<br />

New to this version are question and answer<br />

sections to illustrate each of the principles<br />

in action, enhanced contact information and<br />

a section on “living the Code.” The Code<br />

features a set of “FAQs” to help employees<br />

find other resources related to the Code<br />

and for reporting ethical concerns. The<br />

Company also has increased its commitment<br />

to updating the Code by creating a process<br />

to annually review and solicit employee<br />

feedback on the Code and supporting<br />

policies and information.<br />

(To view the current <strong>Cummins</strong> Code of<br />

Business Conduct, go to www.cummins.com<br />

and click on the link from the home page.)<br />

24 <strong>Cummins</strong> <strong>Inc</strong>. <strong>2007</strong> <strong>Sustainability</strong> <strong>Report</strong><br />

Course Languages Offered<br />

American and International<br />

English, Spanish, Portuguese,<br />

French, German, Chinese<br />

American and International<br />

English, Spanish, Portuguese,<br />

French, German, Chinese<br />

American and International<br />

English, Spanish, Portuguese,<br />

French, German, Chinese<br />

American and International<br />

English, Spanish, Portuguese,<br />

French, German, Chinese<br />

Compliance Training<br />

15,805 15,191 96.1%<br />

14,835 13,186 88.9%<br />

8,159 7,517 92.1%<br />

8,245 7,531 91.3%<br />

American English 3,306 3,257 98.5%<br />

American and International<br />

English, Spanish, Portuguese,<br />

French, German, Chinese<br />

Completion<br />

Subscriptions Completed Rate<br />

801 721 90.0%<br />

<strong>Cummins</strong> is committed to ensuring that its<br />

employees, and those with whom it does<br />

business, follow all applicable laws in the<br />

locations we do business.<br />

Since late 2005, <strong>Cummins</strong> has introduced<br />

six online compliance training courses<br />

targeted at the appropriate employee<br />

groups. This training includes:<br />

• Code of Business Conduct<br />

• Treatment of Each Other at Work<br />

• Export Controls<br />

• Federal Corrupt Practices Act*<br />

• Antitrust<br />

• European Union Competition**<br />

These courses are made in multiple<br />

languages where necessary and employee<br />

completion is tracked. Altogether, more<br />

than 51,000 training subscriptions have<br />

been offered to employees since late 2005

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