Octagon Investment Partners IX, Ltd. JPMorgan - Irish Stock Exchange

"Class A-2 Note Interest Rate" means the per annum rate equal to three-month LIBOR plus 0.37%; provided
that, for the period from the Closing Date to the end of the initial Interest Accrual Period, LIBOR will be determined
by interpolating linearly between (i) four-month LIBOR and (ii) five-month LIBOR.
"Class B Note Interest Rate" means, with respect to the Class B Notes, the per annum rate equal to three-month
LIBOR plus 0.65%; provided that for the period from the Closing Date to the end of the initial Interest Accrual
Period, LIBOR will be determined by interpolating linearly between (i) four-month LIBOR and (ii) five-month
LIBOR.
"Class C Note Interest Rate" means, with respect to the Class C Notes, the per annum rate equal to three-month
LIBOR plus 1.58%; provided that, for the period from the Closing Date to the end of the initial Interest Accrual
Period, LIBOR will be determined by interpolating linearly between (i) four-month LIBOR and (ii) five-month
LIBOR.
"Collateral Administration Agreement" means the Collateral Administration Agreement, dated as of the Closing
Date, by and among the Issuer, the Collateral Manager and the Collateral Administrator.
"Collateral Administrator" means U.S. Bank National Association, solely in its capacity as Collateral
Administrator under the Collateral Administration Agreement and not individually, unless a successor Person shall
have become the Collateral Administrator pursuant to the applicable provisions of the Collateral Administration
Agreement, and thereafter Collateral Administrator will mean such successor Person.
"Collateral Assignment of Interest Rate Hedge" means the Collateral Assignment of Interest Rate Hedge,
substantially in the form of Exhibit I of the Indenture, among the Issuer, the Trustee and a Hedge Counterparty
pursuant to which the Issuer grants to the Trustee, for the benefit of the Secured Parties, all of the Issuer's right, title
and interest in and to an Interest Rate Hedge, as from time to time amended in accordance with the terms of the
Indenture.
"Collection Accounts" means the Interest Collection Account and the Principal Collection Account.
"Controlling Class" means (i) so long as the Class A-1 Notes are outstanding, the Class A-1 Notes; (ii) after the
Class A-1 Notes are no longer outstanding and so long as the Class A-2 Notes are outstanding, the Class A-2 Notes;
(iii) after the Class A Notes are no longer outstanding and so long as the Class B Notes are outstanding, the Class B
Notes; and (iv) after the Class A Notes and the Class B Notes are no longer outstanding and so long as the Class C
Notes are outstanding, the Class C Notes.
"Corporate Family Rating" means with respect to an issuer of a Collateral Debt Obligation, an obligor in respect
thereof or a guarantor that unconditionally and irrevocably guarantees such Collateral Debt Obligation, the senior
implied rating (including "corporate family rating") of such issuer, obligor or guarantor as assigned by Moody's
from time to time.
"Corporate Trust Office" means the designated corporate trust office of the Trustee, currently located at One
Federal Street, Third Floor, Boston, Massachusetts 02110, Attention: Corporate Trust Services/CDO Unit—
Octagon IX CLO, telephone number 617-603-6500 or such other address within the United States as the Trustee
may designate from time to time by notice to the Secured Parties, the Collateral Manager and the Issuer or the
principal corporate trust office within the United States of any successor Trustee.
"Credit Improved Obligation" means, on any date of determination, any Collateral Debt Obligation that in the
Collateral Manager's commercially reasonable business judgment, has significantly improved in credit quality or
price since the date on which such Collateral Debt Obligation was purchased by the Issuer; provided that if (i) the
rating of either the Class A-1 Notes or the Class A-2 Notes has been reduced by Moody's by one or more rating
subcategories from that in effect on the Closing Date or withdrawn by Moody's (unless it subsequently has been
upgraded or reinstated to at least the rating assigned on the Closing Date), or (ii) the rating of either the Class B
Notes or Class C Notes has been reduced by Moody's by two or more rating subcategories from that in effect on the
Closing Date or withdrawn by Moody's (unless it subsequently has been upgraded or reinstated to at least one rating
subcategory below the rating assigned on the Closing Date), then such Collateral Debt Obligation will be considered
a Credit Improved Obligation only if (A) in the case of any Floating Rate Collateral Debt Obligation, the instrument
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