Octagon Investment Partners IX, Ltd. JPMorgan - Irish Stock Exchange

Recovery Rate Modifier ........................................162
Recovery Value .....................................................162
Redemption by Liquidation .....................................52
Redemption by Refinancing ....................................52
Redemption Date .....................................................54
Redemption Price ....................................................55
Reference Banks......................................................51
Reference Obligation.............................................162
Reference Obligor..................................................162
Registered..............................................................162
Regulation D..........................................................162
Regulation S .................................................. i, ii, 162
Regulation S Global Note......................................... ii
Regulation S Global Notes ......................................57
Regulation U....................................................34, 162
Regulation U Lenders..............................................34
Reinvestment Agreement.......................................162
Reinvestment Criteria........................................18, 83
Reinvestment Overcollateralization Ratio .........11, 75
Reinvestment Overcollateralization Test...........11, 75
Reinvestment Overcollateralization Test
Level ...............................................................12, 75
Reinvestment Period............................................5, 72
Relevant Valuation Percentage..............................163
Repository..............................................................163
Required Hedge Counterparty Rating....................163
Required Sale Date ..................................................86
Resolutions ............................................................112
Revolving Credit Facility ........................................71
Rule 144A.............................................................. i, ii
Rule 144A Global Note ............................................ ii
Rule 144A Global Notes..........................................57
Sale Proceeds.........................................................164
Schedule of Closing Collateral Debt
Obligations..........................................................164
Scheduled Distribution ..........................................164
Scheduled Periodic Currency Hedge
Payment ..............................................................164
Scheduled Periodic Currency Hedge Receipt........164
SEC..........................................................................35
Second Lien Loan..................................................164
Secured Parties ........................................................50
Securities Act..............................................................i
Securities Intermediary..........................................164
Securities Lending Account.....................................91
Securities Lending Agreement ................................99
Securities Lending Collateral ................................164
Securities Lending Counterparty .............................98
Security Owner Certificate ....................................164
Senior Secured Loan..............................................164
Share Registrar ......................................................114
Share Trustee...........................................................47
Special Purpose Vehicle ........................................164
Special Redemption.................................................53
Special Redemption Amount...................................53
Specified Hedge Termination Payments................164
Specified Octagon Affiliate ...................................121
Specified Percentage..............................................118
Spread....................................................................165
Spread Excess........................................................165
Standard & Poor's.................................................i, 65
Standard & Poor's Actual Rating...........................165
Standard & Poor's Average Recovery Rate .............80
Standard & Poor's CDO Monitor Test...............13, 80
Standard & Poor's Derived Rating.........................166
Standard & Poor's Industry Classification
Group..................................................................165
Standard & Poor's Priority Category .....................165
Standard & Poor's Rating ......................................165
Standard & Poor's Recovery Rate..........................166
Stated Maturity ......................................................... ii
Step-Up Coupon Security......................................166
Sterling ...................................................................xiv
Structured Finance Security.....................................71
Subordinated Collateral Management Fee.............117
Subordinated Collateral Management Fee
Rate.......................................................................25
Substitute Collateral Debt Obligations ..............18, 83
Swap Agreement ...................................................167
Swap Collateral .....................................................167
Swap Collateral Accounts........................................89
Swap Counterparty ................................................167
Swap Counterparty Collateral Account ...................91
Swap Counterparty Credit Support........................167
Swap Guarantor .....................................................167
Swap Receipt Amount...........................................167
Synthetic Security....................................................71
Synthetic Security Counterparty..............................71
Synthetic/Participation Sublimit............................167
Target Instrument ..................................................168
Target Par Amount ................................................168
Tax Event.................................................................53
Tax Redemption ......................................................53
Transaction Accounts ............................................168
Treasury...................................................................35
Triple-C Collateral Debt Obligation......................168
Trustee ........................................................................i
Trustee Swap Collateral Account ............................89
U.S..........................................................................xiv
U.S. 10% Shareholder ...........................................124
U.S. Agency Obligations .......................................169
U.S. dollars .............................................................xiv
U.S. Obligor...........................................................169
U.S. person ..............................................................57
U.S. Person ............................................................... ii
U.S. Treasury Benchmark......................................169
U.S. Treasury Obligations .....................................169
Underlying Instruments .........................................169
Unhedged Interest Spread......................................169
Unhedged Reduction Percentage...........................169
United States...........................................................xiv
Unscheduled Principal Payments.............................19
173