Octagon Investment Partners IX, Ltd. JPMorgan - Irish Stock Exchange
Octagon Investment Partners IX, Ltd. JPMorgan - Irish Stock Exchange
Octagon Investment Partners IX, Ltd. JPMorgan - Irish Stock Exchange
Create successful ePaper yourself
Turn your PDF publications into a flip-book with our unique Google optimized e-Paper software.
in accordance with the Indenture. The initial paying agent in Ireland in respect of the Notes will be Maples Finance<br />
Dublin (in such capacity, the "<strong>Irish</strong> Paying Agent").<br />
Payments to each holder of the Notes of each Class will be made ratably among the holders of the Notes of such<br />
Class in proportion to the Aggregate Outstanding Amount of the Notes of such Class held by each such holder.<br />
Payments to each holder of the Preferred Shares will be made ratably among the holders of the Preferred Shares in<br />
proportion to the number of Preferred Shares held by each such holder.<br />
No Gross-Up<br />
All payments made by the Issuer in respect of the Notes will be made without any deduction or withholding for<br />
or on account of any tax unless such deduction or withholding is required by any applicable law, as modified by the<br />
practice of any relevant governmental revenue authority, then in effect. If the Issuer is so required to deduct or<br />
withhold, then the amount so deducted or withheld will be deemed to have been paid to the holders or beneficial<br />
owners of the Notes in respect of which such deduction or withholding was made and the Issuer will not be<br />
obligated to pay any additional amounts to the holders or beneficial owners of the Notes as a result of any<br />
withholding or deduction for, or on account of, any present or future taxes, duties, assessments or governmental<br />
charges.<br />
Form, Denomination, Registration and Transfer of the Offered Securities<br />
The Notes will be sold only to (i) non-U.S. persons in offshore transactions in reliance on Regulation S under<br />
the Securities Act and (ii) persons that are Qualified Purchasers and Qualified Institutional Buyers. Each Note sold<br />
to a person that, at the time of the acquisition, purported acquisition or proposed acquisition of any such Note is both<br />
a Qualified Institutional Buyer and a Qualified Purchaser will be issued in the form of one or more permanent global<br />
notes in definitive, fully registered form without interest coupons (the "Rule 144A Global Notes"). The Notes sold<br />
to non-U.S. persons in offshore transactions in reliance on Regulation S will be issued in the form of one or more<br />
permanent global notes in definitive, fully registered form without interest coupons (the "Regulation S Global<br />
Notes"). The Rule 144A Global Notes and the Regulation S Global Notes are referred to herein collectively as the<br />
"Global Notes."<br />
The Preferred Shares are being initially offered, and may subsequently be transferred, only (a) to persons in the<br />
United States that are either (A) Qualified Purchasers or (B) Knowledgeable Employees with respect to the Issuer or<br />
companies owned exclusively by Knowledgeable Employees and/or Qualified Purchasers that in the case of (A) and<br />
(B) are either (1) Qualified Institutional Buyers or (2) Accredited Investors and (b) to certain non-U.S. persons in<br />
offshore transactions in reliance on Regulation S under the Securities Act. Each initial investor and each subsequent<br />
transferee of a Preferred Share (or any interest therein) will be required to provide a purchaser representation letter<br />
in which it will be required to certify, among other matters, as to its status under the Securities Act, the <strong>Investment</strong><br />
Company Act and ERISA.<br />
The Preferred Shares will be issued in the form of definitive physical certificates in fully registered form<br />
without coupons, registered in the name of the legal and beneficial owner thereof (or a nominee acting on behalf of<br />
such legal and beneficial owner). Beneficial interests in Preferred Shares are subject to certain restrictions on<br />
transfer and all of the Preferred Shares will bear a restrictive legend. See "Transfer Restrictions."<br />
As used above, "U.S. person" and "offshore transaction" shall have the meanings assigned to such terms in<br />
Regulation S under the Securities Act.<br />
The Global Notes will be deposited with the Trustee as custodian for, and registered in the name of, a nominee<br />
of DTC and, in the case of the Regulation S Global Notes, for the respective accounts of Euroclear Clearance<br />
System plc. ("Euroclear") and Clearstream Banking, société anonyme ("Clearstream").<br />
A beneficial interest in a Regulation S Global Note may be transferred to a person who takes delivery in the<br />
form of an interest in the corresponding Rule 144A Global Note only upon receipt by the Trustee of (i) a written<br />
certification from the transferor in the form required by the Indenture to the effect that such transfer is being made to<br />
a person whom the transferor reasonably believes is a Qualified Institutional Buyer in a transaction meeting the<br />
requirements of Rule 144A under the Securities Act and in accordance with any applicable securities laws of any<br />
57