Octagon Investment Partners IX, Ltd. JPMorgan - Irish Stock Exchange

More documents

Recommendations

Info

The Standard & Poor's CDO Monitor Test.............................................................................................................2 Sales, Substitute Securities and Reinvestment Criteria ..........................................................................................2 Mandatory Sales of Collateral Debt Obligations....................................................................................................2 Sales Relating to Redemptions...............................................................................................................................2 Sales of Non-USD Debt Obligations......................................................................................................................2 Investment in Eligible Investments and Non-USD Debt Obligations ....................................................................2 Accounts.................................................................................................................................................................2 Interest Collection Account.............................................................................................................................2 Principal Collection Account ..........................................................................................................................2 Custodial Account...........................................................................................................................................2 Payment Account ............................................................................................................................................2 Expense Account.............................................................................................................................................2 Swap Collateral Accounts ...............................................................................................................................2 Delayed Funding Obligation Account.............................................................................................................2 Interest Reserve Account.................................................................................................................................2 Securities Lending Account ............................................................................................................................2 Hedge Counterparty Collateral Account .........................................................................................................2 Swap Counterparty Collateral Account...........................................................................................................2 Proceeds Account............................................................................................................................................2 Currency Account ...........................................................................................................................................2 Hedge Agreements .................................................................................................................................................2 General ............................................................................................................................................................2 Currency Hedges.............................................................................................................................................2 Securities Lending..................................................................................................................................................2 A/B Exchanges.......................................................................................................................................................2 Margin Stock ..........................................................................................................................................................2 Certain Determinations in Respect of the Collateral ..............................................................................................2 THE INDENTURE........................................................................................................................................................2 Trustee....................................................................................................................................................................2 Events of Default....................................................................................................................................................2 Notices....................................................................................................................................................................2 Modification of Indenture.......................................................................................................................................2 Confirmation of Ratings; Ramp-Up Failure...........................................................................................................2 Consolidation, Merger or Transfer of Assets .........................................................................................................2 Petitions for Bankruptcy.........................................................................................................................................2 Satisfaction and Discharge of Indenture.................................................................................................................2 Intended Tax Treatment of the Notes .....................................................................................................................2 Governing Law.......................................................................................................................................................2 CERTAIN PARTICULARS OF THE PREFERRED SHARES ...................................................................................2 THE COLLATERAL MANAGER ...............................................................................................................................2 General ...................................................................................................................................................................2 Biographies of Certain Key Individuals .................................................................................................................2 THE COLLATERAL MANAGEMENT AGREEMENT .............................................................................................2 Compensation.........................................................................................................................................................2 Termination of the Collateral Management Agreement; Resignation or Removal of the Collateral Manager; Assignment and Delegation ............................................................................................................2 Affiliate Transactions .............................................................................................................................................2 COLLATERAL ADMINISTRATION..........................................................................................................................2 CERTAIN U.S. FEDERAL INCOME TAX CONSIDERATIONS..............................................................................2 General ...................................................................................................................................................................2 United States Federal Tax Treatment of the Issuer.................................................................................................2 United States Federal Tax Treatment of U.S. Holders ...........................................................................................2 Information Reporting and Backup Withholding ...................................................................................................2 Foreign, State and Local Taxes ..............................................................................................................................2 -xviii-
CAYMAN ISLANDS TAX CONSIDERATIONS.......................................................................................................2 CERTAIN ERISA CONSIDERATIONS......................................................................................................................2 General ...................................................................................................................................................................2 Plan Assets: the Class A Notes, the Class B Notes and the Class C Notes ............................................................2 Plan Assets: the Preferred Shares ...........................................................................................................................2 Prohibited Transaction Exemptions........................................................................................................................2 CERTAIN LEGAL INVESTMENT CONSIDERATIONS ..........................................................................................2 PLAN OF DISTRIBUTION..........................................................................................................................................2 TRANSFER RESTRICTIONS......................................................................................................................................2 Global Notes...........................................................................................................................................................2 Preferred Shares .....................................................................................................................................................2 Additional Restrictions...........................................................................................................................................2 Legends ..................................................................................................................................................................2 Non-Permitted Holder/Non-Permitted ERISA Holder ...........................................................................................2 Cayman Islands Placement Provisions ...................................................................................................................2 LISTING AND GENERAL INFORMATION..............................................................................................................2 Certain Additional Issues Relating to Listing of the Notes ....................................................................................2 CERTAIN LEGAL MATTERS ....................................................................................................................................2 GLOSSARY..................................................................................................................................................................2 INDEX OF DEFINED TERMS ....................................................................................................................................2 ANNEXES ANNEX A – Form of Purchaser Representation Letter For Preferred Shares ANNEX B – Form of Preferred Share ERISA and Affected Bank Certificate EXHIBITS Exhibit A – Moody's Diversity Score Table Exhibit B – Industry Classification Groups -xix-
Page 1 and 2: Offering Subject Memorandum to Comp
Page 3 and 4: subsequent transferee will be requi
Page 5 and 6: ACCORDANCE WITH PART 6D.2 OF THE CO
Page 7 and 8: NOTICE TO RESIDENTS IN THE PROVINCE
Page 9 and 10: MUTUAL FUNDS, PORTFOLIO INVESTMENT
Page 11 and 12: THE OFFERED SECURITIES HAVE NOT BEE
Page 13 and 14: BENEFICIAL OWNERS OF SUCH OFFERED S
Page 15 and 16: Shares, the Issuer under the Prefer
Page 17: TABLE OF CONTENTS SUMMARY OF TERMS
Page 21 and 22: Issuer: ...........................
Page 23 and 24: Interest Reserve Account (to be app
Page 25 and 26: Counterparties as it may elect in i
Page 27 and 28: United States or any state thereof
Page 29 and 30: (iii) such calculation will not inc
Page 31 and 32: The "Reinvestment Overcollateraliza
Page 33 and 34: The foregoing descriptions are summ
Page 35 and 36: (z) Not more than the percentage of
Page 37 and 38: the proceeds of such sale may be re
Page 39 and 40: (v) the Weighted Average Rating Fac
Page 41 and 42: (6) to the payment of accrued and u
Page 43 and 44: (4) to the payment of the amounts r
Page 45 and 46: RISK FACTORS An investment in the O
Page 47 and 48: To the extent the requirements unde
Page 49 and 50: Preferred Shares. In the event of a
Page 51 and 52: Investments of the Issuer in securi
Page 53 and 54: Controlling Class are entitled to d
Page 55 and 56: the ability of the Co-Issuers to op
Page 57 and 58: Agency in rating the Notes or any r
Page 59 and 60: not directly benefit from the colla
Page 61 and 62: circumstances, the loaned Collatera
Page 63 and 64: Securities are entitled to vote, in
Page 65 and 66: As part of their regular business,
Page 67 and 68: Declaration of Trust). It is not an
Page 69 and 70:
Carrie Bunton, Vice President Carri
Page 71 and 72:
any Notes for any Interest Accrual
Page 73 and 74:
Withholding Tax Obligations, in eac
Page 75 and 76:
Payments on the Offered Securities
Page 77 and 78:
state of the United States or any o
Page 79 and 80:
payments except the portion thereof
Page 81 and 82:
Intermediary; and (ii) all other ac
Page 83 and 84:
Payment Sequence or (y) if, on the
Page 85 and 86:
payment of all amounts due from the
Page 87 and 88:
In order to ensure that the Issuer
Page 89 and 90:
3.0% Any of Greece, Italy or Portug
Page 91 and 92:
assigning Selling Institution shoul
Page 93 and 94:
The Class B Interest Coverage Test
Page 95 and 96:
Minimum Diversity Score Maximum Wei
Page 97 and 98:
Rating/Minimum Spread/Maximum WAL M
Page 99 and 100:
Moody's Recovery Rate for All Other
Page 101 and 102:
emaining for the payment of the Cla
Page 103 and 104:
(b) the Overcollateralization Tests
Page 105 and 106:
The "Required Sale Date" means, (a)
Page 107 and 108:
Principal Collection Account All pr
Page 109 and 110:
Agreement, or if any such Swap Agre
Page 111 and 112:
Account will be utilized to purchas
Page 113 and 114:
transfer of such amounts (except fo
Page 115 and 116:
(y) replace itself under the relate
Page 117 and 118:
denominated in the same Permitted C
Page 119 and 120:
Lending Counterparty so that the Se
Page 121 and 122:
agreed that if such purchaser is no
Page 123 and 124:
or bad faith on its part, arising o
Page 125 and 126:
and all other amounts payable under
Page 127 and 128:
federal, state, local or foreign in
Page 129 and 130:
elevant provisions of the Indenture
Page 131 and 132:
Co-Issuers of all other amounts due
Page 133 and 134:
holders of the Preferred Shares of,
Page 135 and 136:
Zhen Tao, Associate. Prior to joini
Page 137 and 138:
If the Collateral Management Agreem
Page 139 and 140:
Manager, the resigning or removed C
Page 141 and 142:
Manager certain reports, schedules
Page 143 and 144:
A U.S. Holder generally will recogn
Page 145 and 146:
CAYMAN ISLANDS TAX CONSIDERATIONS T
Page 147 and 148:
The Issuer intends to limit purchas
Page 149 and 150:
In the Placement Agreement, each of
Page 151 and 152:
any of their respective affiliates
Page 153 and 154:
Additional Restrictions No transfer
Page 155 and 156:
EMPLOYEE BENEFIT PLAN SUBJECT TO TI
Page 157 and 158:
AND IS NOT A QUALIFIED PURCHASER, A
Page 159 and 160:
warehouse facility (including the l
Page 161 and 162:
GLOSSARY "Accredited Investor" mean
Page 163 and 164:
such Floating Rate Collateral Debt
Page 165 and 166:
has decreased its spread over a Lon
Page 167 and 168:
"Defaulted Obligation" means for an
Page 169 and 170:
organized under the laws of the Uni
Page 171 and 172:
provides services; provided that U.
Page 173 and 174:
"Form-Approved Synthetic Security"
Page 175 and 176:
that the Collateral Manager may bas
Page 177 and 178:
affiliates have defaulted on any de
Page 179 and 180:
"Principal Balance" means with resp
Page 181 and 182:
disposition of Collateral Debt Obli
Page 183 and 184:
"Sale Proceeds" means with respect
Page 185 and 186:
ating if such rating is higher than
Page 187 and 188:
Aa1 15% 20% Aa2 10% 20% Aa3 7.5% 15
Page 189 and 190:
INDEX OF DEFINED TERMS $...........
Page 191 and 192:
Issuer Par Amount .................
Page 193 and 194:
USA PATRIOT Act....................
Page 195 and 196:
equirement for written certificatio
Page 197 and 198:
9. We understand that the Issuer, t
Page 199 and 200:
ANNEX B FORM OF PREFERRED SHARE ERI
Page 201 and 202:
(v) (vi) the proceeds of such sale,
Page 203 and 204:
EXHIBIT A Aggregate Industry Unit S
Page 205 and 206:
Standard & Poor's Industry Classifi
show all

Octagon Investment Partners IX, Ltd. JPMorgan - Irish Stock Exchange

You also want an ePaper? Increase the reach of your titles

Delete template?

Save as template?