Octagon Investment Partners IX, Ltd. JPMorgan - Irish Stock Exchange

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Collection Accounts ..............................................145 Controlling Class ...................................................145 Controlling Person.................................................127 Corporate Family Rating .......................................145 Corporate Trust Office...........................................145 Coverage Tests ....................................................8, 72 Credit Event...........................................................167 Credit Improved Obligation...................................145 Credit Risk Obligation...........................................146 Cure Period....................................................146, 148 Currency ................................................................146 Currency Account....................................................92 Currency Hedge.....................................................146 Currency Hedge Obligation...................................146 Currency Hedge Payment Date .............................146 Currency Hedge Principal Exchange Payment ..............................................................146 Currency Hedge Principal Exchange Receipt........147 Currency Hedge Replacement Payment ................147 Currency Hedge Replacement Receipt..................147 Currency Hedge Requirements................................97 Currency Hedge Termination Event......................147 Currency Hedge Termination Payment .................147 Currency Hedge Termination Receipt ...................147 Current Pay Obligation..........................................147 Current Portfolio....................................................147 Custodial Account ...........................................88, 147 Debtor....................................................................149 Declaration of Trust.................................................47 Default ...................................................................105 Defaulted Obligation .............................................148 Defaulted Participation Security............................149 Defaulted Synthetic Security .................................148 Deferred Interest Asset ..........................................149 Delayed Draw Term Loan .......................................70 Delayed Funding Advance Amount ......................149 Delayed Funding Obligation Account .....................90 Deliverable Obligation ..........................................149 Depository Event .....................................................58 Determination Date..................................................12 DIP Loan ...............................................................149 Discounted Obligation...........................................150 Distribution............................................................150 Distribution Compliance Period ............................150 Distribution Date ...................................................... ii Distribution Dates......................................................4 Diversity Score ........................................................77 dollars .....................................................................xiv DTC............................................................................i Due Date................................................................150 Due Period.............................................................150 Effective Date........................................................150 Eligible Financial Institution .................................150 Eligible Investment................................................150 Equity Security ......................................................152 Equity Workout Security .......................................152 Equivalent Unit Score..............................................77 ERISA ...................................................................127 EUR........................................................................xiv Euro ........................................................................xiv Euroclear.......................................................... i, ii, 57 Event of Default ....................................................104 Excepted Property..................................................152 Exchange Act..........................................................xiv Exit Date................................................................118 Expense Account .....................................................89 Final Distribution Date ..............................................4 Final Maturity........................................................152 Finance Lease ........................................................153 Financial Sponsor ..................................................153 First Lien Loan ......................................................153 Fiscal Agency Agreement......................................112 Fixed Rate Collateral Debt Obligations.................153 Fixed Rate Coupon Excess ....................................153 Floating Rate Collateral Debt Obligations.............153 Form-Approved Hedge Agreement .......................153 Form-Approved Synthetic Security.......................154 FRB .........................................................................34 German Investors.....................................................47 Global Notes............................................................57 Hedge Agreement..................................................154 Hedge Collateral....................................................154 Hedge Counterparty...............................................154 Hedge Counterparty Collateral Account..................91 Hedge Payment Amount........................................154 Hedge Receipt Amount .........................................154 holder......................................................................xiv Holder....................................................................122 Increased Rate Withholding Tax Obligation .........154 Increased Rate Withholding Tax Obligations..........53 Indenture.....................................................................i Industry Diversity Score..........................................77 Industry Group...................................................15, 69 Initial Capital Amount Account.............................154 Initial Key Managers .............................................119 Institutional Accredited Investor ...........................154 Interest Accrual Period ............................................50 Interest Amount .......................................................51 Interest Collection Account .....................................87 Interest Coverage Ratios......................................9, 72 Interest Coverage Tests .......................................8, 72 Interest Proceeds......................................................59 Interest Rate Hedge ...............................................154 Interest Reserve Account.........................................91 Internal Rate of Return ..........................................154 Investment Company Act ...........................................i Investment Tax Act .................................................47 IRAs.......................................................................127 Irish Listing Agent................................................... iii Irish Paying Agent...................................................57 IRS...................................................................33, 122 Issuer ..........................................................................i 171
Issuer Par Amount ...................................................77 JPMCB ....................................................................44 JPMorgan..............................................................i, 20 JPMorgan Chase......................................................44 JPMorgan Companies..............................................44 JPMorgan Partners...................................................44 Key Manager .........................................................119 Key Manager Event...............................................119 KM Date ................................................................119 knowledgeable employees.....................................131 Knowledgeable Employees ........................................i LIBOR.....................................................................50 LIBOR Business Day ..............................................51 LIBOR Calculation Agent .......................................50 LIBOR Determination Date.....................................51 LIBOR Period..........................................................51 LLC Manager ..........................................................50 loan ........................................................................155 Majority .................................................................155 Margin Stock ...................................................34, 155 Market Value.........................................................155 Market Value Percentage.......................................156 Maturity .................................................................156 Measurement Date...................................................12 Memorandum and Articles ....................................112 Minimum Diversity/Maximum Rating /Minimum Spread/Maximum WAL Matrix..........75 Minimum Reporting Requirements .........................47 Moody's ................................................................i, 65 Moody's Actual Rating ..........................................156 Moody's Average Rating .........................................76 Moody's Average Recovery Rate ............................79 Moody's Derived Rating........................................157 Moody's Diversity Test......................................13, 77 Moody's Estimated Rating.....................................157 Moody's Industry Classification Group .................156 Moody's Rating......................................................156 Moody's Rating Factor.............................................76 Moody's Recovery Rate.........................................158 New Withholding Tax Obligations..........................53 Non-Permitted ERISA Holder...............................139 Non-Permitted Holder ...........................................138 non-U.S. Holder.....................................................122 Non-USD Debt Obligation ....................................158 Non-USD Notional Amount....................................97 Note Interest Rate ..................................................158 Note Payment Sequence ........................................158 Note Registrar........................................................158 Notes.......................................................................i, 1 Notice of Default ...................................................105 notional amount .....................................................167 Obligation..............................................................158 Obligor...................................................................159 Octagon ...........................................................21, 114 Octagon III...............................................................44 Offer ......................................................................159 Offered Securities...................................................i, 1 Offering Memorandum............................................ iii offshore transaction .................................................57 OID........................................................................123 Optional Redemptions .............................................52 Ordinary Shares .......................................................47 Original Issuance Amount .....................................159 Overcollateralization Ratios ................................9, 72 Overcollateralization Tests ..................................8, 72 parallel security .....................................................157 Partially PIKable Security .....................................159 Participations .....................................................39, 71 Paying Agent ...........................................................54 Payment Account.....................................................88 Permitted Currency................................................159 Permitted Currency Exchange ...............................159 Permitted Non-U.S. Obligor..................................159 Permitted Offer......................................................159 Person ....................................................................159 PFIC.......................................................................124 phantom income ..............................................33, 124 PIK Security ..........................................................159 Placement Agent.........................................................i Placement Agreement............................................129 Plan........................................................................127 Plan Asset Regulation..............................................46 Plan Asset Regulations ..........................................127 Pledged Investments..............................................159 Portfolio Profile Test .........................................14, 68 Preferred Share Documents ...................................112 Preferred Share Paying Agent ...............................112 Preferred Shares......................................................i, 1 Preferred Shares Distribution Account..................113 Principal Balance...................................................160 Principal Collateral Value........................................70 Principal Collection Account...................................88 Principal Proceeds ...................................................60 Priority of Payments ................................................61 Pro Rata Special Redemption Conditions..............162 Proceeds Account ....................................................91 Program Documents ..............................................161 Program Parties .....................................................161 Proposed Portfolio .................................................161 Prospectus...................................................................i PTCE .....................................................................128 Purpose Credit .........................................................34 QEF .......................................................................124 Qualified Institutional Buyer .................................162 Qualified Institutional Buyers.....................................i Qualified Purchaser ...............................................162 Qualified Purchasers...................................................i Ramp-Up Failure ...................................................111 Rating Agencies.................................................. i, xiv Rating Agency........................................................xiv Rating Confirmation..............................................162 Record Date.............................................................56 172
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Offering Subject Memorandum to Comp
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subsequent transferee will be requi
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ACCORDANCE WITH PART 6D.2 OF THE CO
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NOTICE TO RESIDENTS IN THE PROVINCE
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MUTUAL FUNDS, PORTFOLIO INVESTMENT
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THE OFFERED SECURITIES HAVE NOT BEE
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BENEFICIAL OWNERS OF SUCH OFFERED S
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Shares, the Issuer under the Prefer
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TABLE OF CONTENTS SUMMARY OF TERMS
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CAYMAN ISLANDS TAX CONSIDERATIONS..
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Issuer: ...........................
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Interest Reserve Account (to be app
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Counterparties as it may elect in i
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United States or any state thereof
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(iii) such calculation will not inc
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The "Reinvestment Overcollateraliza
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The foregoing descriptions are summ
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(z) Not more than the percentage of
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the proceeds of such sale may be re
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(v) the Weighted Average Rating Fac
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(6) to the payment of accrued and u
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(4) to the payment of the amounts r
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RISK FACTORS An investment in the O
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To the extent the requirements unde
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Preferred Shares. In the event of a
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Investments of the Issuer in securi
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Controlling Class are entitled to d
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the ability of the Co-Issuers to op
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Agency in rating the Notes or any r
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not directly benefit from the colla
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circumstances, the loaned Collatera
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Securities are entitled to vote, in
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As part of their regular business,
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Declaration of Trust). It is not an
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Carrie Bunton, Vice President Carri
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any Notes for any Interest Accrual
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Withholding Tax Obligations, in eac
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Payments on the Offered Securities
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state of the United States or any o
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payments except the portion thereof
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Intermediary; and (ii) all other ac
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Payment Sequence or (y) if, on the
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payment of all amounts due from the
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In order to ensure that the Issuer
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3.0% Any of Greece, Italy or Portug
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assigning Selling Institution shoul
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The Class B Interest Coverage Test
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Minimum Diversity Score Maximum Wei
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Rating/Minimum Spread/Maximum WAL M
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Moody's Recovery Rate for All Other
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emaining for the payment of the Cla
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(b) the Overcollateralization Tests
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The "Required Sale Date" means, (a)
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Principal Collection Account All pr
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Agreement, or if any such Swap Agre
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Account will be utilized to purchas
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transfer of such amounts (except fo
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(y) replace itself under the relate
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denominated in the same Permitted C
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Lending Counterparty so that the Se
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agreed that if such purchaser is no
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or bad faith on its part, arising o
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and all other amounts payable under
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federal, state, local or foreign in
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elevant provisions of the Indenture
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Co-Issuers of all other amounts due
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holders of the Preferred Shares of,
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Zhen Tao, Associate. Prior to joini
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If the Collateral Management Agreem
Page 139 and 140: Manager, the resigning or removed C
Page 141 and 142: Manager certain reports, schedules
Page 143 and 144: A U.S. Holder generally will recogn
Page 145 and 146: CAYMAN ISLANDS TAX CONSIDERATIONS T
Page 147 and 148: The Issuer intends to limit purchas
Page 149 and 150: In the Placement Agreement, each of
Page 151 and 152: any of their respective affiliates
Page 153 and 154: Additional Restrictions No transfer
Page 155 and 156: EMPLOYEE BENEFIT PLAN SUBJECT TO TI
Page 157 and 158: AND IS NOT A QUALIFIED PURCHASER, A
Page 159 and 160: warehouse facility (including the l
Page 161 and 162: GLOSSARY "Accredited Investor" mean
Page 163 and 164: such Floating Rate Collateral Debt
Page 165 and 166: has decreased its spread over a Lon
Page 167 and 168: "Defaulted Obligation" means for an
Page 169 and 170: organized under the laws of the Uni
Page 171 and 172: provides services; provided that U.
Page 173 and 174: "Form-Approved Synthetic Security"
Page 175 and 176: that the Collateral Manager may bas
Page 177 and 178: affiliates have defaulted on any de
Page 179 and 180: "Principal Balance" means with resp
Page 181 and 182: disposition of Collateral Debt Obli
Page 183 and 184: "Sale Proceeds" means with respect
Page 185 and 186: ating if such rating is higher than
Page 187 and 188: Aa1 15% 20% Aa2 10% 20% Aa3 7.5% 15
Page 189: INDEX OF DEFINED TERMS $...........
Page 193 and 194: USA PATRIOT Act....................
Page 195 and 196: equirement for written certificatio
Page 197 and 198: 9. We understand that the Issuer, t
Page 199 and 200: ANNEX B FORM OF PREFERRED SHARE ERI
Page 201 and 202: (v) (vi) the proceeds of such sale,
Page 203 and 204: EXHIBIT A Aggregate Industry Unit S
Page 205 and 206: Standard & Poor's Industry Classifi
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Octagon Investment Partners IX, Ltd. JPMorgan - Irish Stock Exchange

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