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The Penguin Dictionary of American English Usage and Style : A ...

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52 capitalization<br />

an administering city <strong>and</strong> assets <strong>and</strong> all<br />

the rest is capital—with a in the third syllable.<br />

Both words originated in caput, Latin<br />

for head. <strong>The</strong> ancient temple <strong>of</strong> Jupiter<br />

on the Capitoline Hill in Rome was the<br />

original Capitol.<br />

Capitalization. When it does not apply<br />

to investment <strong>and</strong> the financial kind<br />

<strong>of</strong> capital, the term capitalization concerns<br />

the use <strong>of</strong> capital letters in writing<br />

<strong>and</strong> printing.<br />

Which words start with capitals (upper-case<br />

letters) <strong>and</strong> which start with<br />

small letters (lower-case letters) has been<br />

decided by custom in most instances, although<br />

differences on many points exist.<br />

Questions can <strong>of</strong>ten be resolved by a dictionary.<br />

(But some dictionaries are not<br />

helpful. <strong>The</strong> otherwise authoritative Oxford<br />

<strong>English</strong> <strong>Dictionary</strong> capitalizes all<br />

entries. Webster’s Third capitalizes almost<br />

none, running such entries as<br />

“kansas city” <strong>and</strong> “saint patrick’s day”<br />

while noting that they are “usu cap”;<br />

when are they not? <strong>The</strong> capitalization<br />

scheme for entry titles in our book is described<br />

under General Topics, near the<br />

front.)<br />

Sometimes one’s personal preference<br />

decides, although in the interest <strong>of</strong> readers,<br />

it ought not to be followed to an extreme.<br />

At one extreme is the shunning <strong>of</strong><br />

all capitals, a quirk <strong>of</strong> two literary personages<br />

<strong>of</strong> the past; at another is the arbitrary<br />

capitalization <strong>of</strong> words for<br />

emphasis, which was common centuries<br />

back. A condensed excerpt from the<br />

Declaration <strong>of</strong> Independence follows.<br />

<strong>The</strong> first letter <strong>of</strong> every noun deemed important<br />

is a capital.<br />

. . . All men are created equal . . . with<br />

certain unalienable Rights, that<br />

among these are Life, Liberty <strong>and</strong> the<br />

pursuit <strong>of</strong> Happiness.—That to secure<br />

these rights, Governments are instituted<br />

among Men, deriving their just<br />

powers from the consent <strong>of</strong> the governed,—That<br />

whenever any Form <strong>of</strong><br />

Government becomes destructive <strong>of</strong><br />

these ends, it is the Right <strong>of</strong> the<br />

People . . . to institute new Government<br />

. . . to effect their Safety <strong>and</strong><br />

Happiness.<br />

Some current principles <strong>of</strong> capitalization<br />

follow.<br />

1. Beginning <strong>of</strong> a sentence. <strong>The</strong> first<br />

letter <strong>of</strong> every sentence starts with a capital.<br />

So does a sentence fragment that<br />

st<strong>and</strong>s alone. “Her answer was brief.<br />

‘Yes.’ ”<br />

2. Colon. A sentence fragment following<br />

a colon is not usually capitalized:<br />

“I’m eating only three times a day:<br />

morning, noon, <strong>and</strong> night.” Whether to<br />

capitalize a complete sentence after a<br />

colon is up to each writer or publication.<br />

3. Days, times <strong>of</strong> the year. Days,<br />

months, <strong>and</strong> holidays are capitalized:<br />

Thursday, November, Thanksgiving.<br />

Seasons are usually not: winter, summer.<br />

4. Derivatives <strong>of</strong> names. Most adjectives<br />

derived from people’s names or<br />

other proper nouns are capitalized: Euclidean<br />

geometry, Georgian architecture,<br />

Shakespearean plays, Machiavellian<br />

ethics, Roman numerals. Many are not:<br />

pasteurized milk, roman type, italic type,<br />

french fries, venetian blinds.<br />

5. Heavenly bodies. <strong>The</strong>y are usually<br />

capital: Saturn, Milky Way, the star Sirius.<br />

<strong>The</strong> Earth <strong>and</strong> the Sun may be capital<br />

in the context <strong>of</strong> astronomy, small in<br />

general contexts: the greatest show on<br />

earth; soaking up the sun.<br />

6. Historical events <strong>and</strong> eras. <strong>The</strong>y are<br />

<strong>of</strong>ten capitalized: <strong>The</strong> Industrial Revolution.<br />

World War II. But there is disagreement;<br />

it is “the battle <strong>of</strong> Hastings” in<br />

one work, “<strong>The</strong> Battle <strong>of</strong> Hastings” in<br />

another.<br />

7. Initialisms <strong>and</strong> acronyms. Most initialisms<br />

<strong>and</strong> acronyms, such as M.D.<br />

<strong>and</strong> AIDS, are all capitals. Doctor <strong>of</strong> philosophy<br />

becomes Ph.D. Abbreviations,<br />

like com. for committee <strong>and</strong> secry. for<br />

secretary, do not need capitalizing.

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