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Legal<br />

following the prosecution: a fine which<br />

w<strong>as</strong> later upheld by the Court of Appeal.<br />

That first prosecution w<strong>as</strong> followed by<br />

Lion Steel Limited being fined £480,000 in<br />

July 2012. And in May 2012, JMW Farm<br />

Limited w<strong>as</strong> fined £187,500 after another<br />

successful prosecution under the Act.<br />

This year so far, there have been<br />

announcements of four more companies<br />

who face prosecution under the Act.<br />

In most c<strong>as</strong>es so far, though, there h<strong>as</strong><br />

been a common theme: the person who<br />

w<strong>as</strong> killed w<strong>as</strong> usually an employee and<br />

w<strong>as</strong> involved in an activity which could<br />

be considered 'inherently dangerous'.<br />

In Cotswold, a sub-standard trench<br />

collapsed. In Lion Steel, an employee<br />

fell through a roof. Of the new c<strong>as</strong>es, PS<br />

& JE Ward Limited involves the death<br />

of an employee by electric shock. MNS<br />

Mining Limited involves the death of four<br />

miners and JMW Farm Limited concerns<br />

the death off an employee at a pig farm.<br />

Another c<strong>as</strong>e involves Mobile Sweepers<br />

(Reading) Limited, where a man died from<br />

crush injuries after working on a repair<br />

underneath a road-sweeping truck.<br />

However, potentially one of the most<br />

interesting c<strong>as</strong>es is the one planned against<br />

Princes’ Sporting Club Limited. In this<br />

c<strong>as</strong>e, an 11-year-old girl died after falling<br />

off a banana boat and being hit by the<br />

speedboat towing it. This did not involve<br />

an ‘inherently dangerous’ activity and<br />

revolves around a member of the public,<br />

not an employee.<br />

The c<strong>as</strong>e is, therefore, likely to be<br />

linked closer to the traditional common<br />

law of negligence, <strong>as</strong> opposed to health<br />

and safety at work. In order to establish<br />

negligence, firstly, there must be a duty of<br />

care owed to the person who is injured or<br />

killed. Secondly, there must be a breach of<br />

that duty. Thirdly, there must be resultant<br />

damage, which, under the Corporate<br />

Manslaughter and Corporate Homicide<br />

Act, must involve a death.<br />

<strong>Rail</strong> industry in a unique position<br />

So what are the implications of the Act<br />

for the rail and other industries Firstly,<br />

the rail industry is in a fairly unique<br />

position. In that respect, the Act provides<br />

guidance on whether or not a duty of care<br />

will be owed to a particular individual.<br />

Examples of when a duty of care will exist<br />

are included in the Explanatory Notes to<br />

the Act. They include 'duties owed by a<br />

transport provider to its p<strong>as</strong>sengers'.<br />

Secondly, the size of the fines is<br />

significant. For example, Cotswold<br />

Geotechnical only employed eight people<br />

at the time of the offence. However,<br />

a substantial fine w<strong>as</strong> imposed in line<br />

with the severity of the offence. A larger<br />

organisation could face a much bigger fine.<br />

Thirdly, prosecution involving a<br />

non-employee could have applied in the<br />

instance of the rail guard mentioned at the<br />

start of the article. There are significant<br />

implications for the industry when dealing<br />

with p<strong>as</strong>sengers and members of the public<br />

generally.<br />

A fourth and final consideration is that<br />

the Act could be used to protect employees<br />

in situations where the activities are not<br />

'inherently dangerous'. For example, many<br />

employees are required to drive long<br />

distances for work. Could we perhaps see<br />

the first prosecution under the Act, where<br />

an employee is either killed or causes the<br />

death of the third party, while driving on<br />

business<br />

The Act is still very much a work in<br />

progress and it is difficult to state, with<br />

certainty, how it may apply in the future.<br />

One thing is certain, however. Ultimately<br />

all organisations need to remain vigilant to<br />

health and safety issues, adapt according to<br />

the situation and then take all re<strong>as</strong>onable<br />

steps to protect employees and third parties<br />

from injury or death.<br />

Claudia Gerrard is a legal consultant at Excello Law.<br />

You can call her on 07447 985647 or email her at<br />

cgerrard@excellolaw.co.uk<br />

Page 28 July/August 2013

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