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Connes-Chern Character for Manifolds with Boundary and ETA ...

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74 MATTHIAS LESCH, HENRI MOSCOVICI, AND MARKUS J. PFLAUM<br />

which we denote by the same symbol like the original operator.<br />

(2) The b-Sobolev-space b H 1 (M, E) is the natural domain of any elliptic first order<br />

b-pseudodifferential operator acting on sections of E.<br />

(3) If A has order l = 0, then A is bounded.<br />

A.4. Indicial family. Assume A ∈ b Ψ m (M; E, F ). Denote by à <strong>and</strong> ã the induced<br />

operator <strong>and</strong> its complete symbol on the cylinder R × ∂M as above in condition ( b Ψ4).<br />

Consider the zeroth order term ã 0 in the asymptotic expansion ( b Ψ4)(ii) <strong>and</strong> put <strong>for</strong><br />

τ ∈ C, u ∈ Γ ∞ (∂M; E) <strong>and</strong> p ∈ ∂M<br />

I(A)(τ)u(p) := Op ( ã 0 (τ, −) ) u(p) =<br />

∫<br />

1<br />

=<br />

(2π)<br />

dim M−1<br />

T p∂M×T ∗ p ∂M<br />

α 0 (p, exp v) e −i〈v,ξ〉 ã 0 (τ, p, ξ) τ E( u(exp v), p ) dv dξ,<br />

(A.19)<br />

where, as explained in Section A.2, α 0 : M × M → [0, 1] is a cut-off function vanishing<br />

outside the injectivity radius <strong>and</strong> τ E is a connection induced parallel transport on E.<br />

One thus obtains an entire family I(A) of pseudodifferential operators on the boundary<br />

∂M which is called the indicial family of A. The indicial family plays a crucial role in<br />

deriving the Atiyah–Patodi–Singer index <strong>for</strong>mula <strong>with</strong>in the b-calculus (cf. [Mel93]).<br />

Appendix B. Basic resolvent <strong>and</strong> heat kernel estimates<br />

For the convenience of the reader we are going to summarize some basic estimates <strong>for</strong><br />

the resolvent <strong>and</strong> the heat operator associated to an elliptic operator. These estimates<br />

are an essential tool <strong>for</strong> the investigation of the asymptotics of the <strong>Chern</strong> character in<br />

Section 3.<br />

During the whole section M will be a Riemannian manifold <strong>with</strong>out boundary <strong>and</strong><br />

D 0 : Γ ∞ (M; W ) −→ Γ ∞ (M; W ) will denote a first order <strong>for</strong>mally self–adjoint elliptic<br />

differential operator acting between sections of the Hermitian vector bundle W . We<br />

assume that there exists a self–adjoint extension, D, of D 0 . E.g. if M is complete <strong>and</strong><br />

D 0 is of Dirac type then D 0 is essentially self–adjoint; if M is the interior of a compact<br />

manifold <strong>with</strong> boundary then D can be obtained by imposing an appropriate boundary<br />

condition. For the following considerations it is irrelevant which self–adjoint extension<br />

is chosen. We just fix one.<br />

B.1. Resolvent estimates. We fix an open sector Λ := { z ∈ C \ {0} ∣ 0 < ε ≤<br />

arg z ≤ 2π − ε } ⊂ C \ R + in the complex plane.<br />

We introduce the following notation: <strong>for</strong> a function f : Λ → C we write f(λ) =<br />

O(|λ| α+0 ), λ → ∞, λ ∈ Λ if <strong>for</strong> every δ > 0, λ 0 ∈ Λ, there is a constant C δ,λ0 such that<br />

|f(λ)| ≤ C δ |λ| α+δ <strong>for</strong> λ ∈ Λ, |λ| ≥ |λ 0 |.<br />

We write f(λ) = O(|λ| −∞ ), λ → ∞, λ ∈ Λ if f(λ) = O(|λ| −N ) <strong>for</strong> every N; the<br />

O–constant may depend on N.<br />

L 2 s(M; W ) denotes the Hilbert space of sections of W which are of Sobolev class<br />

s. The Sobolev norm of an element f ∈ L 2 s(M; W ) is denoted by ‖f‖ s . For a linear<br />

operator T : L 2 s(M; W ) → L 2 t (M; W ) its operator norm is denoted by ‖T ‖ s,t .

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