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Nonlinear Equations - UFRJ

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128 [CH. 9: THE PSEUDO-NEWTON OPERATOR<br />

In the multi-projective setting, we define<br />

∑<br />

d proj (X, Y) = √ s d proj (X i , Y i ) 2 .<br />

i=1<br />

Again, this is scaling invariant and we have<br />

d proj (x, y) ≤ dRiem(x, y)<br />

Definition 9.6 (Approximate zero of the first kind). Let f ∈ F 1 ×<br />

· · · × F n , and z ∈ M/H with f(z) = 0. An approximate zero of the<br />

first kind associated to z is a point X 0 ∈ M, such that<br />

1. The sequence (X) i defined inductively by X i+1 = N pseu (f, X i )<br />

is well-defined.<br />

2.<br />

d proj (X i , Z) ≤ 2 −2i +1 d proj (X 0 , Z).<br />

Theorem 9.7 (Smale). Let f ∈ F 1 × · · · × F s and let Z be a nondegenerate<br />

zero of f, scaled such that ‖Z 1 ‖ = · · · = ‖Z s ‖ = 1. Let<br />

X 0 be scaled such that d proj (X 0 , Z) = ‖X 0 − Z‖. If<br />

‖X 0 − Z‖ ≤ 3 − √ 7<br />

2γ(f, Z) ,<br />

then X 0 is an approximate zero of the first kind associated to Z.<br />

This is an improvement of Corollary 1 in [33]. The improvement<br />

is made possible because we do not rescale X 1 , X 2 , . . . .<br />

Proof of Theorem 7.5. Set γ = γ(f, Z), u 0 = ‖X 0 − Z‖γ, and let h γ ,<br />

(u i ) be as in Lemma 7.10.<br />

We bound<br />

‖N(f, X) − Z‖ = ∥ ∥X − Z − Df(X) † f(X) ∥ ∥<br />

≤ ‖Df(X) † ‖‖f(X) − Df(X)(X − Z)‖.<br />

The Taylor expansions of f and Df around Z are respectively:<br />

f(X) = Df(Z)(X − Z) + ∑ k≥2<br />

1<br />

k! Dk f(Z)(X − Z) k<br />

(9.2)

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